NewtekOne, Inc. (NEWT)
Boca Raton, FL, US
NewtekOne, Inc. operates as a financial holding firm, specializing in delivering a comprehensive suite of business and financial solutions. Its diverse portfolio encompasses several key brands, including Newtek Bank, Newtek Lending, Newtek Payments, Newtek Insurance, Newtek Payroll, and Newtek Technology. Barry Sloane founded the company in 1998, and it maintains its corporate headquarters in Boca Raton, Florida.
Based on only 1 article — low confidence
- These 2 Finance Stocks Could Beat Earnings: Why They Should Be on Your Radar Zacks Investment Research
No mergers or acquisitions recorded for this company.
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -4.27% | +1.26% | +11.15% | +5.40% | +33.01% | +20.35% | +22.62% | +24.64% | -52.32% | +6.39% | -98.34% |
Revenue flow
Revenue by geography
Revenue by segment
Revenue composition
By product
By geography
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 1 | 0 |
| Hold | 5 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | — | — |
| Last Year | 2 |
13.50
-11.1%
|
| All Time | 4 |
13.25
-12.8%
|
-
Revenue growth+1.0% Q1'26: -14.6% (vs Q1'25)
-
EPS growth+20.4% Q1'26: +22.9% (vs Q1'25)
-
FCF margin— Q1'26: -124.2% (vs Q1'25)
-
EBIT margin— Q1'26: +62.9% (vs Q1'25)
-
ROIC— Q1'26: +6.0% (vs Q1'25)
-
Share dilution+1.8% Q1'26: +22.0% (vs Q1'25)
-
Debt / EBITDA— Q1'26: 13.08× (vs Q1'25)
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
| Metric |
Dec 2015 actual |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 3 Rev. Ana. 4 EPS Ana. |
Dec 2027 2 Rev. Ana. 3 EPS Ana. |
Dec 2028 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
26.07M
est: 23.64M (+10.3%)
|
30.97M
est: 30.20M (+2.5%)
|
38.91M
est: 38.58M (+0.9%)
|
49.52M
est: 47.98M (+3.2%)
|
88.79M
est: 60.08M (+47.8%)
|
92.84M
est: 91.28M (+1.7%)
|
168.28M
est: 95.59M (+76.0%)
|
131.50M
est: 87.84M (+49.7%)
|
252.82M
est: 286.51M (-11.8%)
|
318.85M
est: 251.78M (+26.6%)
|
322.17M
est: 291.76M (+10.4%)
|
324.86M
321.96M – 329.12M
+11.3% YoY
|
358.01M
349.70M – 364.17M
+10.2% YoY
|
620.10M
609.79M – 629.73M
+73.2% YoY
|
| EBITDA |
620.0K
est: 7.44M (-91.7%)
|
-524.0K
est: 9.51M (-105.5%)
|
38.92M
est: 12.15M (+220.5%)
|
53.24M
est: 15.10M (+252.5%)
|
65.22M
est: 18.91M (+244.8%)
|
33.02M
est: 28.73M (+14.9%)
|
85.77M
est: 30.09M (+185.0%)
|
39.01M
est: 57.55M (-32.2%)
|
48.26M
est: 94.26M (-48.8%)
|
70.48M
est: 82.84M (-14.9%)
|
137.46M
est: 95.99M (+43.2%)
|
106.88M
105.92M – 108.28M
+11.3% YoY
|
117.78M
115.05M – 119.81M
+10.2% YoY
|
204.01M
200.62M – 207.18M
+73.2% YoY
|
| EBIT |
294.0K
est: 7.33M (-96.0%)
|
-820.0K
est: 9.36M (-108.8%)
|
52.55M
est: 11.95M (+339.7%)
|
52.82M
est: 14.86M (+255.3%)
|
64.72M
est: 18.61M (+247.7%)
|
32.62M
est: 28.28M (+15.4%)
|
85.47M
est: 5.76M (+1,383.2%)
|
38.78M
est: 9.92M (+291.1%)
|
45.37M
est: 92.96M (-51.2%)
|
68.69M
est: 81.69M (-15.9%)
|
136.79M
est: 94.66M (+44.5%)
|
105.40M
104.46M – 106.79M
+11.3% YoY
|
116.16M
113.46M – 118.16M
+10.2% YoY
|
201.20M
197.85M – 204.32M
+73.2% YoY
|
| Net Income |
35.74M
est: 48.73M (-26.7%)
|
27.31M
est: 40.12M (-31.9%)
|
38.98M
est: 44.87M (-13.1%)
|
35.68M
est: 48.06M (-25.8%)
|
41.14M
est: 58.68M (-29.9%)
|
33.62M
est: 54.32M (-38.1%)
|
84.14M
est: 75.25M (+11.8%)
|
32.31M
est: 41.00M (-21.2%)
|
47.33M
est: 39.17M (+20.8%)
|
50.85M
est: 48.97M (+3.8%)
|
60.51M
est: 57.32M (+5.6%)
|
60.57M
58.92M – 62.22M
+5.7% YoY
|
63.18M
59.03M – 67.32M
+4.3% YoY
|
88.74M
86.82M – 90.53M
+40.5% YoY
|
| SGA |
8.37M
est: 5.31M (+57.6%)
|
31.49M
est: 6.78M (+364.3%)
|
10.29M
est: 8.66M (+18.7%)
|
39.45M
est: 10.78M (+266.1%)
|
10.23M
est: 13.49M (-24.2%)
|
9.39M
est: 20.50M (-54.2%)
|
25.32M
est: 18.96M (+33.6%)
|
27.86M
est: 14.48M (+92.4%)
|
88.07M
est: 58.55M (+50.4%)
|
99.20M
est: 51.45M (+92.8%)
|
—
est: 59.62M (-100.0%)
|
66.39M
65.80M – 67.26M
+11.3% YoY
|
73.16M
71.46M – 74.42M
+10.2% YoY
|
126.72M
124.62M – 128.69M
+73.2% YoY
|
| EPS |
3.32
est: 1.94 (+71.6%)
|
1.88
est: 1.59 (+18.0%)
|
2.25
est: 1.78 (+26.3%)
|
1.91
est: 1.91 (+0.1%)
|
2.13
est: 2.33 (-8.6%)
|
1.59
est: 2.16 (-26.3%)
|
3.69
est: 3.41 (+8.4%)
|
1.34
est: 2.70 (-50.4%)
|
1.89
est: 1.52 (+24.6%)
|
1.97
est: 1.92 (+2.4%)
|
2.40
est: 2.23 (+7.6%)
|
2.36
2.30 – 2.43
+5.7% YoY
|
2.48
2.30 – 2.62
+5.1% YoY
|
3.46
3.39 – 3.53
+39.6% YoY
|
| Date | Firm | Previous | New Grade | Action |
|---|---|---|---|---|
| 2026-05-01 | Keefe, Bruyette & Woods | Market Perform | Market Perform | Maintain |
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-11 | B+ | 3/5 | 2/5 | 4/5 | 4/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-08 | A- | 4/5 | 2/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-07 | A- | 4/5 | 2/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-06 | A- | 4/5 | 2/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-05 | A- | 4/5 | 2/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-04 | A- | 4/5 | 2/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-01 | A- | 4/5 | 2/5 | 4/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-30 | A- | 4/5 | 2/5 | 4/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-29 | A- | 4/5 | 2/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-28 | A- | 4/5 | 2/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-27 | A- | 4/5 | 3/5 | 4/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-24 | A- | 4/5 | 3/5 | 4/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-23 | A | 4/5 | 3/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-22 | A | 4/5 | 3/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-21 | A- | 4/5 | 3/5 | 4/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-20 | A- | 4/5 | 3/5 | 4/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-17 | A- | 4/5 | 3/5 | 4/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-16 | A- | 4/5 | 3/5 | 4/5 | 5/5 | 1/5 | 4/5 | 4/5 |
Owner Earnings
Ownership Overview
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 52-2343049 | 2.04M | 8.29% | 2.04M | — | 2.04M | — | IA | New York | 2024-01-24 | ↗ |
| 2 | (1) BlackRock, Inc. | 1.79M | 7.30% | 1.76M | — | 1.79M | — | HC | Delaware | 2024-01-26 | ↗ |
| 3 | The Vanguard Group - 23-1945930 | 1.35M | 5.48% | — | — | — | 21.0K | IA | Pennsylvania | 2024-02-13 | ↗ |
| 4 | Barry Sloane | 1.32M | 5.35% | 1.13M | 193.7K | 1.13M | 11.00 | IN | — | 2024-05-15 | ↗ |
| 5 | Jeffrey G. Rubin | 603.7K | 4.13% | 578.1K | 25.6K | 578.1K | 25.6K | IN | United States | 2017-02-15 | ↗ |
Institutional Activity (13F)
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | — | 2.31M +— (+0.0%) | 26.19M -230.8K (-0.9%) | 9.17% +0.000 pp | 8.17% -0.190 pp | USD11.45 -0.9% | 2 qtrs — |
| 2 | BLACKROCK, INC. | 2.16M +54.8K (+2.6%) | 24.55M +411.2K (+1.7%) | 8.59% +0.218 pp | 0.00% +0.000 pp | USD12.40 -8.5% | 6 qtrs — |
| 3 | VANGUARD GROUP INC | 1.52M +57.0K (+3.9%) | 17.21M +501.5K (+3.0%) | 6.02% +0.227 pp | 0.00% +0.000 pp | USD15.27 -25.7% | 11 qtrs — |
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 618.0K -9.7K (-1.6%) | 7.02M -173.5K (-2.4%) | 2.46% -0.039 pp | 0.00% +0.000 pp | USD15.19 -25.3% | 21 qtrs — |
| 5 | GOLDMAN SACHS GROUP INC | 549.2K +298.8K (+119.3%) | 6.23M +3.4M (+117.4%) | 2.18% +1.187 pp | 0.00% +0.000 pp | USD11.88 -4.5% | 12 qtrs — |
| 6 | AQR CAPITAL MANAGEMENT LLC | 535.5K -41.4K (-7.2%) | 6.08M -528.1K (-8.0%) | 2.13% -0.165 pp | 0.00% -0.001 pp | USD11.60 -2.2% | 7 qtrs — |
| 7 | MARSHALL WACE, LLP | 515.0K -42.6K (-7.6%) | 5.85M -538.7K (-8.4%) | 2.05% -0.169 pp | 0.01% -0.001 pp | USD11.94 -4.9% | 18 qtrs — |
| 8 | STATE STREET CORP | 501.9K -10.2K (-2.0%) | 5.79M -72.5K (-1.2%) | 1.99% -0.040 pp | 0.00% +0.000 pp | USD15.12 -24.9% | 11 qtrs — |
| 9 | NORTH REEF CAPITAL MANAGEMENT LP | 386.9K -1.0 (0.0%) | 4.39M -38.7K (-0.9%) | 1.54% +0.000 pp | 0.18% -0.030 pp | USD11.45 -0.9% | 2 qtrs — |
| 10 | PRICE T ROWE ASSOCIATES INC /MD/ | 357.1K +340.0K (+1,987.6%) | 4.05M +3.9M (+1,957.9%) | 1.42% +1.351 pp | 0.00% +0.000 pp | USD11.40 -0.4% | 7 qtrs — |
| 11 | ROYCE & ASSOCIATES LP | 337.5K +— (+0.0%) | 3.83M -33.8K (-0.9%) | 1.34% +0.000 pp | 0.04% +0.000 pp | USD15.86 -28.4% | 17 qtrs — |
| 12 | NUVEEN, LLC | 272.8K +135.9K (+99.2%) | 3.10M +1.5M (+97.5%) | 1.08% +0.540 pp | 0.00% +0.000 pp | USD11.50 -1.3% | 4 qtrs — |
| 13 | CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. | 268.7K +39.3K (+17.1%) | 3.05M +422.7K (+16.1%) | 1.07% +0.156 pp | 0.01% 0.000 pp | USD11.91 -4.7% | 8 qtrs — |
| 14 | TWO SIGMA INVESTMENTS, LP | 257.8K +34.2K (+15.3%) | 2.93M +365.3K (+14.3%) | 1.02% +0.136 pp | 0.00% +0.000 pp | USD11.63 -2.4% | 8 qtrs — |
| 15 | D. E. SHAW & CO., INC. | 233.3K -53.6K (-18.7%) | 2.65M -637.3K (-19.4%) | 0.93% -0.213 pp | 0.00% 0.000 pp | USD12.00 -5.4% | 7 qtrs — |
| 16 | NORTHERN TRUST CORP | 171.9K -23.9K (-12.2%) | 1.95M -290.6K (-13.0%) | 0.68% -0.095 pp | 0.00% +0.000 pp | USD15.54 -27.0% | 11 qtrs — |
| 17 | MORGAN STANLEY | 158.1K -991.0 (-0.6%) | 1.79M -27.2K (-1.5%) | 0.63% -0.004 pp | 0.00% +0.000 pp | USD15.40 -26.3% | 45 qtrs — |
| 18 | TREXQUANT INVESTMENT LP | 145.3K +15.0K (+11.5%) | 1.65M +157.0K (+10.5%) | 0.58% +0.060 pp | 0.01% -0.001 pp | USD11.97 -5.2% | 7 qtrs — |
| 19 | AMERIPRISE FINANCIAL INC | 138.5K -1.8K (-1.3%) | 1.57M -34.9K (-2.2%) | 0.55% -0.007 pp | 0.00% +0.000 pp | USD11.99 -5.3% | 19 qtrs — |
| 20 | PRUDENTIAL FINANCIAL INC | 134.1K -37.4K (-21.8%) | 1.52M -442.0K (-22.5%) | 0.53% -0.149 pp | 0.00% -0.001 pp | USD11.51 -1.4% | 4 qtrs — |
| 21 | LSV ASSET MANAGEMENT | 131.8K +— (+0.0%) | 1.50M -13.0K (-0.9%) | 0.52% +0.000 pp | 0.00% 0.000 pp | USD11.97 -5.2% | 5 qtrs — |
| 22 | SQUAREPOINT OPS LLC | 131.7K +131.7K (+100.0%) | 1.49M +1.5M (+100.0%) | 0.52% +0.523 pp | 0.00% +0.002 pp | USD11.35 +0.0% | 1 qtrs NEW |
| 23 | UBS GROUP AG | 124.4K +78.4K (+170.1%) | 1.41M +884.8K (+167.7%) | 0.49% +0.311 pp | 0.00% +0.000 pp | USD11.67 -2.7% | 45 qtrs — |
| 24 | JPMORGAN CHASE & CO | 108.8K -90.5K (-45.4%) | 1.23M -1.0M (-45.9%) | 0.43% -0.360 pp | 0.00% 0.000 pp | USD12.72 -10.8% | 41 qtrs — |
| 25 | BARRETT & COMPANY, INC. | 106.0K -23.4K (-18.1%) | 1.20M -278.1K (-18.8%) | 0.42% -0.093 pp | 0.40% -0.107 pp | USD16.32 -30.5% | 14 qtrs — |
| 26 | BANK OF NEW YORK MELLON CORP | 101.8K -171.3K (-62.7%) | 1.16M -2.0M (-63.1%) | 0.40% -0.681 pp | 0.00% 0.000 pp | USD13.80 -17.8% | 11 qtrs — |
| 27 | GSA CAPITAL PARTNERS LLP | 99.2K +99.2K (+100.0%) | 1.13M +1.1M (+100.0%) | 0.39% +0.394 pp | 0.10% +0.097 pp | USD11.35 +0.0% | 5 qtrs — |
| 28 | FIRST TRUST ADVISORS LP | 97.2K +6.4K (+7.0%) | 1.10M +63.6K (+6.1%) | 0.39% +0.025 pp | 0.00% +0.000 pp | USD13.76 -17.5% | 10 qtrs — |
| 29 | JANE STREET GROUP, LLC | 94.5K +53.7K (+131.5%) | 1.07M +605.2K (+129.5%) | 0.38% +0.213 pp | 0.00% +0.000 pp | USD11.77 -3.6% | 9 qtrs — |
| 30 | JUMP FINANCIAL, LLC | 88.1K +15.8K (+21.8%) | 999.8K +171.9K (+20.8%) | 0.35% +0.063 pp | 0.01% +0.002 pp | USD11.63 -2.4% | 9 qtrs — |
| 31 | HUBER CAPITAL MANAGEMENT LLC | 86.2K +86.2K (+100.0%) | 978.4K +978.4K (+100.0%) | 0.34% +0.343 pp | 0.14% +0.144 pp | USD11.35 +0.0% | 1 qtrs NEW |
| 32 | BOSTON PARTNERS | 79.8K -1.5K (-1.9%) | 905.6K -25.5K (-2.7%) | 0.32% -0.006 pp | 0.00% +0.000 pp | USD11.30 +0.4% | 3 qtrs — |
| 33 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 71.6K +38.6K (+117.0%) | 812.7K +434.8K (+115.1%) | 0.28% +0.153 pp | 0.00% +0.000 pp | USD11.98 -5.3% | 31 qtrs — |
| 34 | CITADEL ADVISORS LLC | 66.4K -47.9K (-41.9%) | 753.4K -555.0K (-42.4%) | 0.26% -0.190 pp | 0.00% 0.000 pp | USD11.72 -3.2% | 14 qtrs — |
| 35 | QUBE RESEARCH & TECHNOLOGIES LTD | 63.9K +63.9K (+100.0%) | 725.3K +725.3K (+100.0%) | 0.25% +0.254 pp | 0.00% +0.001 pp | USD11.35 +0.0% | 4 qtrs — |
| 36 | AMERICAN CENTURY COMPANIES INC | 63.6K -86.0 (-0.1%) | 722.1K -7.3K (-1.0%) | 0.25% 0.000 pp | 0.00% +0.000 pp | USD13.37 -15.1% | 11 qtrs — |
| 37 | ANCORA ADVISORS, LLC | 63.2K -76.1K (-54.6%) | 717.3K -878.0K (-55.0%) | 0.25% -0.303 pp | 0.01% -0.017 pp | USD13.12 -13.5% | 16 qtrs — |
| 38 | MILLENNIUM MANAGEMENT LLC | 61.9K -27.3K (-30.6%) | 702.5K -319.1K (-31.2%) | 0.25% -0.109 pp | 0.00% 0.000 pp | USD11.81 -3.9% | 9 qtrs — |
| 39 | CITIGROUP INC | 57.3K +5.3K (+10.1%) | 649.9K +54.6K (+9.2%) | 0.23% +0.021 pp | 0.00% +0.000 pp | USD11.95 -5.0% | 11 qtrs — |
| 40 | ALMITAS CAPITAL LLC | 53.6K +53.6K (+100.0%) | 608.0K +608.0K (+100.0%) | 0.21% +0.213 pp | 0.13% +0.134 pp | USD11.35 +0.0% | 1 qtrs NEW |
| 41 | BANK OF AMERICA CORP /DE/ | 51.7K -55.2K (-51.7%) | 586.6K -637.4K (-52.1%) | 0.21% -0.219 pp | 0.00% +0.000 pp | USD12.61 -10.0% | 45 qtrs — |
| 42 | BARCLAYS PLC | 46.8K +16.6K (+55.0%) | 531.4K +155.1K (+41.2%) | 0.19% +0.066 pp | 0.00% +0.000 pp | USD11.94 -4.9% | 11 qtrs — |
| 43 | IEQ CAPITAL, LLC | 45.9K -15.3K (-24.9%) | 521.4K -179.3K (-25.6%) | 0.18% -0.061 pp | 0.00% -0.001 pp | USD11.38 -0.3% | 3 qtrs — |
| 44 | MAN GROUP PLC | 45.9K +2.8K (+6.4%) | 521.0K +27.0K (+5.5%) | 0.18% +0.011 pp | 0.00% +0.000 pp | USD12.30 -7.7% | 6 qtrs — |
| 45 | INVESCO LTD. | 44.5K -3.2K (-6.8%) | 505.3K -41.6K (-7.6%) | 0.18% -0.013 pp | 0.00% +0.000 pp | USD14.43 -21.3% | 25 qtrs — |
| 46 | CREATIVE PLANNING | 43.4K -1.6K (-3.5%) | 493.1K -22.6K (-4.4%) | 0.17% -0.006 pp | 0.00% +0.000 pp | USD11.45 -0.9% | 5 qtrs — |
| 47 | TWO SIGMA ADVISERS, LP | 42.3K -10.6K (-20.0%) | 480.1K -125.6K (-20.7%) | 0.17% -0.042 pp | 0.00% 0.000 pp | USD11.58 -2.0% | 4 qtrs — |
| 48 | POINT72 ASSET MANAGEMENT, L.P. | 41.1K +41.1K (+100.0%) | 467.0K +467.0K (+100.0%) | 0.16% +0.164 pp | 0.00% +0.001 pp | USD11.35 +0.0% | 1 qtrs NEW |
| 49 | AVENIR CORP | 40.8K +— (+0.0%) | 463.1K -4.1K (-0.9%) | 0.16% +0.000 pp | 0.05% +0.002 pp | USD17.89 -36.6% | 20 qtrs — |
| 50 | QUANTINNO CAPITAL MANAGEMENT LP | 40.6K -3.9K (-8.7%) | 460.3K -48.5K (-9.5%) | 0.16% -0.015 pp | 0.00% -0.001 pp | USD11.55 -1.7% | 4 qtrs — |
| 51 | WELLS FARGO & COMPANY/MN | 39.1K +6.9K (+21.5%) | 443.6K +75.3K (+20.4%) | 0.16% +0.028 pp | 0.00% +0.000 pp | USD12.92 -12.2% | 45 qtrs — |
| 52 | JEFFERIES FINANCIAL GROUP INC. | 35.0K +35.0K (+100.0%) | 397.3K +397.3K (+100.0%) | 0.14% +0.139 pp | 0.00% +0.002 pp | USD11.35 +0.0% | 1 qtrs NEW |
| 53 | GRAHAM CAPITAL MANAGEMENT, L.P. | 33.0K +11.6K (+54.0%) | 374.9K +129.4K (+52.7%) | 0.13% +0.046 pp | 0.01% +0.005 pp | USD11.41 -0.5% | 6 qtrs — |
| 54 | FOUNDERS FINANCIAL ALLIANCE, LLC | 30.4K +250.0 (+0.8%) | 345.1K -179.0 (-0.1%) | 0.12% +0.001 pp | 0.07% +0.000 pp | USD18.65 -39.1% | 22 qtrs — |
| 55 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 29.7K +29.7K (+100.0%) | 337.1K +337.1K (+100.0%) | 0.12% +0.118 pp | 0.01% +0.007 pp | USD11.35 +0.0% | 1 qtrs NEW |
| 56 | RHUMBLINE ADVISERS | 29.2K -6.1K (-17.3%) | 331.3K -73.0K (-18.0%) | 0.12% -0.024 pp | 0.00% 0.000 pp | USD14.98 -24.2% | 11 qtrs — |
| 57 | SEGALL BRYANT & HAMILL, LLC | 28.1K -242.7K (-89.6%) | 318.5K -2.8M (-89.7%) | 0.11% -0.965 pp | 0.00% -0.037 pp | USD11.65 -2.6% | 4 qtrs — |
| 58 | JACKSON THORNTON ASSET MANAGEMENT, LLC | 26.0K -300.0 (-1.1%) | 311.5K +16.2K (+5.5%) | 0.10% -0.001 pp | 0.03% -0.001 pp | USD12.76 -11.1% | 5 qtrs — |
| 59 | RUSSELL INVESTMENTS GROUP, LTD. | 25.7K -22.5K (-46.7%) | 291.9K -260.3K (-47.1%) | 0.10% -0.089 pp | 0.00% 0.000 pp | USD12.43 -8.7% | 10 qtrs — |
| 60 | ALLIANCEBERNSTEIN L.P. | 25.7K +— (+0.0%) | 291.4K -2.6K (-0.9%) | 0.10% +0.000 pp | 0.00% +0.000 pp | USD13.67 -17.0% | 10 qtrs — |
| 61 | 1620 INVESTMENT ADVISORS, INC. | 24.6K -9.0K (-26.6%) | 279.6K -104.9K (-27.3%) | 0.10% -0.036 pp | 0.19% -0.075 pp | USD12.77 -11.1% | 7 qtrs — |
| 62 | METLIFE INVESTMENT MANAGEMENT, LLC | 22.4K +— (+0.0%) | 254.8K -2.2K (-0.9%) | 0.09% +0.000 pp | 0.00% +0.000 pp | USD18.97 -40.2% | 20 qtrs — |
| 63 | QUEST PARTNERS LLC | 22.2K +409.0 (+1.9%) | 251.5K +2.5K (+1.0%) | 0.09% +0.002 pp | 0.01% -0.002 pp | USD11.61 -2.2% | 8 qtrs — |
| 64 | CWM, LLC | 21.8K +504.0 (+2.4%) | 247.0K +3.0K (+1.2%) | 0.09% +0.002 pp | 0.00% 0.000 pp | USD11.43 -0.7% | 7 qtrs — |
| 65 | RAYMOND JAMES FINANCIAL INC | 21.2K +833.0 (+4.1%) | 240.9K +7.4K (+3.2%) | 0.08% +0.003 pp | 0.00% +0.000 pp | USD12.47 -9.0% | 5 qtrs — |
| 66 | LPL FINANCIAL LLC | 21.2K +775.0 (+3.8%) | 240.9K +6.8K (+2.9%) | 0.08% +0.003 pp | 0.00% +0.000 pp | USD19.82 -42.7% | 35 qtrs — |
| 67 | DEUTSCHE BANK AG\ | 17.9K -252.0 (-1.4%) | 203.1K -4.7K (-2.2%) | 0.07% -0.001 pp | 0.00% +0.000 pp | USD13.14 -13.6% | 11 qtrs — |
| 68 | KESTRA ADVISORY SERVICES, LLC | 17.7K +2.1K (+13.7%) | 201.4K +22.7K (+12.7%) | 0.07% +0.009 pp | 0.00% +0.000 pp | USD11.31 +0.4% | 3 qtrs — |
| 69 | ARKADIOS WEALTH ADVISORS | 16.8K -1.5K (-8.4%) | 191.0K -19.4K (-9.2%) | 0.07% -0.006 pp | 0.00% -0.001 pp | USD19.63 -42.2% | 21 qtrs — |
| 70 | BEACON INVESTMENT ADVISORS LLC | 16.5K +314.0 (+1.9%) | 187.3K +1.9K (+1.1%) | 0.07% +0.001 pp | 0.08% -0.001 pp | USD14.24 -20.3% | 13 qtrs — |
| 71 | TUDOR INVESTMENT CORP ET AL | 15.3K -3.5K (-18.8%) | 173.1K -41.9K (-19.5%) | 0.06% -0.014 pp | 0.00% 0.000 pp | USD12.43 -8.7% | 6 qtrs — |
| 72 | VERITION FUND MANAGEMENT LLC | 15.2K -22.5K (-59.7%) | 172.5K -259.5K (-60.1%) | 0.06% -0.090 pp | 0.00% -0.001 pp | USD11.28 +0.6% | 3 qtrs — |
| 73 | BNP PARIBAS ARBITRAGE, SNC | 15.1K -6.3K (-29.5%) | 171.9K -74.1K (-30.1%) | 0.06% -0.025 pp | 0.00% 0.000 pp | USD12.28 -7.6% | 14 qtrs — |
| 74 | CERITY PARTNERS LLC | 13.7K +2.1K (+18.0%) | 155.7K +22.6K (+17.0%) | 0.05% +0.008 pp | 0.00% +0.000 pp | USD11.43 -0.7% | 2 qtrs — |
| 75 | ROUND ROCK ADVISORS, LLC | 13.0K +— (+0.0%) | 147.6K -1.3K (-0.9%) | 0.05% +0.000 pp | 0.02% -0.001 pp | USD11.28 +0.6% | 3 qtrs — |
| 76 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 11.9K -1.5K (-11.2%) | 142.3K -7.4K (-4.9%) | 0.05% -0.006 pp | 0.00% +0.000 pp | USD11.45 -0.9% | 2 qtrs — |
| 77 | COLONY GROUP, LLC | 12.5K +12.5K (+100.0%) | 142.3K +142.3K (+100.0%) | 0.05% +0.050 pp | 0.00% +0.000 pp | USD11.35 +0.0% | 1 qtrs NEW |
| 78 | MARINER, LLC | 10.7K -2.0K (-15.4%) | 121.5K -23.4K (-16.2%) | 0.04% -0.008 pp | 0.00% +0.000 pp | USD11.45 -0.9% | 2 qtrs — |
| 79 | MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. | 10.4K -1.2K (-10.6%) | 118.4K -15.2K (-11.4%) | 0.04% -0.005 pp | 0.00% +0.000 pp | USD12.50 -9.2% | 7 qtrs — |
| 80 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 10.4K -2.0K (-16.2%) | 118.0K -23.0K (-16.3%) | 0.04% -0.008 pp | 0.00% 0.000 pp | USD20.09 -43.5% | 32 qtrs — |
| 81 | INTECH INVESTMENT MANAGEMENT LLC | 10.3K +— (+0.0%) | 117.3K -1.0K (-0.9%) | 0.04% +0.000 pp | 0.00% +0.000 pp | USD11.96 -5.1% | 4 qtrs — |
| 82 | AQUATIC CAPITAL MANAGEMENT LLC | 8.4K +929.0 (+12.5%) | 95.0K +9.8K (+11.5%) | 0.03% +0.004 pp | 0.00% +0.001 pp | USD11.64 -2.5% | 8 qtrs — |
| 83 | NEW YORK STATE COMMON RETIREMENT FUND | 7.6K +— (+0.0%) | 86.2K -760.0 (-0.9%) | 0.03% +0.000 pp | 0.00% +0.000 pp | USD15.59 -27.2% | 11 qtrs — |
| 84 | LOS ANGELES CAPITAL MANAGEMENT LLC | 7.1K -25.4K (-78.2%) | 72.1K -299.5K (-80.6%) | 0.03% -0.101 pp | 0.00% -0.001 pp | USD11.70 -3.0% | 4 qtrs — |
| 85 | POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY | 5.9K +— (+0.0%) | 67.3K -593.0 (-0.9%) | 0.02% +0.000 pp | 0.00% +0.000 pp | USD12.77 -11.1% | 5 qtrs — |
| 86 | FMR LLC | 4.1K +1.6K (+62.1%) | 46.7K +17.6K (+60.7%) | 0.02% +0.006 pp | 0.00% +0.000 pp | USD11.76 -3.5% | 11 qtrs — |
| 87 | GLEN EAGLE ADVISORS, LLC | 4.1K +— (+0.0%) | 46.3K -408.0 (-0.9%) | 0.02% +0.000 pp | 0.01% 0.000 pp | USD20.97 -45.9% | 35 qtrs — |
| 88 | ADVISOR GROUP HOLDINGS, INC. | 3.5K -3.8K (-52.4%) | 39.5K -50.8K (-56.3%) | 0.01% -0.015 pp | 0.00% 0.000 pp | USD15.73 -27.8% | 24 qtrs — |
| 89 | TOWER RESEARCH CAPITAL LLC (TRC) | 3.3K +1.6K (+92.5%) | 36.9K +17.6K (+90.8%) | 0.01% +0.006 pp | 0.00% +0.000 pp | USD11.58 -2.0% | 16 qtrs — |
| 90 | ALLWORTH FINANCIAL LP | 2.4K +32.0 (+1.3%) | 27.5K +124.0 (+0.5%) | 0.01% +0.000 pp | 0.00% +0.000 pp | USD11.30 +0.4% | 3 qtrs — |
| 91 | IFP ADVISORS, INC | 2.1K -4.7K (-68.5%) | 24.3K -53.5K (-68.7%) | 0.01% -0.019 pp | 0.00% -0.002 pp | USD12.52 -9.3% | 16 qtrs — |
| 92 | CREWE ADVISORS LLC | 2.0K +2.0K (+100.0%) | 22.7K +22.7K (+100.0%) | 0.01% +0.008 pp | 0.00% +0.002 pp | USD11.35 +0.0% | 1 qtrs NEW |
| 93 | PNC FINANCIAL SERVICES GROUP, INC. | 1.9K +1.9K (+11,288.2%) | 22.0K +21.8K (+11,168.2%) | 0.01% +0.008 pp | 0.00% +0.000 pp | USD11.35 +0.0% | 2 qtrs — |
| 94 | AMERITAS INVESTMENT PARTNERS, INC. | 1.9K +— (+0.0%) | 21.8K -192.0 (-0.9%) | 0.01% +0.000 pp | 0.00% +0.000 pp | USD15.90 -28.6% | 11 qtrs — |
| 95 | VISION FINANCIAL MARKETS LLC | 1.9K +21.0 (+1.1%) | 21.7K +47.0 (+0.2%) | 0.01% +0.000 pp | 0.02% +0.004 pp | USD12.71 -10.7% | 5 qtrs — |
| 96 | LEGAL & GENERAL GROUP PLC | 1.9K -330.0 (-14.9%) | 21.4K -4.0K (-15.6%) | 0.01% -0.001 pp | 0.00% +0.000 pp | USD15.42 -26.4% | 11 qtrs — |
| 97 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1.9K +1.9K (+100.0%) | 21.3K +21.3K (+100.0%) | 0.01% +0.008 pp | 0.00% +0.002 pp | USD11.35 +0.0% | 1 qtrs NEW |
| 98 | FARTHER FINANCE ADVISORS, LLC | 1.7K -369.0 (-18.0%) | 19.0K -4.4K (-18.7%) | 0.01% -0.002 pp | 0.00% 0.000 pp | USD14.28 -20.5% | 13 qtrs — |
| 99 | ROYAL BANK OF CANADA | 1.7K +955.0 (+130.3%) | 18.0K +9.0K (+100.0%) | 0.01% +0.004 pp | 0.00% +0.000 pp | USD12.32 -7.9% | 40 qtrs — |
ETF Ownership
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | First Trust Dow Jones Select MicroCap Index Fund FDM | 0.51% | 1.33M | 0.65% |
| 2 | First Trust NASDAQ ABA Community Bank Index Fund QABA | 0.17% | 156.0K | 0.63% |
| 3 | iShares Micro-Cap ETF IWC | 0.08% | 1.26M | 0.60% |
| 4 | Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF GSSC | 0.06% | 618.7K | 0.20% |
| 5 | Vanguard U.S. Value Factor ETF VFVA | 0.05% | 430.5K | 0.13% |
| 6 | Invesco Russell 2000 Dynamic Multifactor ETF OMFS | 0.04% | 122.8K | 0.39% |
| 7 | WisdomTree U.S. SmallCap Fund EES | 0.04% | 282.2K | 0.38% |
| 8 | Vanguard Global Value Factor ETF VVL.TO | 0.03% | 159.3K | 0.38% |
| 9 | iShares Russell 2000 Value ETF IWN | 0.03% | 3.95M | 0.24% |
| 10 | WisdomTree US Equity Income UCITS ETF - GBP Hedged Acc DHSG.L | 0.03% | 57.5K | 0.35% |
Insider Activity
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-27 | Cestare Thomas David | Director | — | — | Common Stock | 0 | 0.00 | — | 70 | D | ↗ |
| 2026-01-14 | Schwartz Michael Adam | Officer | P-Purchase | A | Common Stock | 2,247 | 13.91 | 31.3K | 49,713 | D | ↗ |
| 2026-01-14 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common Stock | 3,595 | 13.91 | 50.0K | 1,194,180 | D | ↗ |
| 2026-01-14 | Razon-Feingold Halli | Director / Officer | A-Award | A | Common Stock | 1,258 | 13.91 | 17.5K | 22,915 | D | ↗ |
| 2026-01-14 | Downs Peter Mathison | Director / Officer | A-Award | A | Common Stock | 2,696 | 13.91 | 37.5K | 86,756 | D | ↗ |
| 2026-01-14 | DeMaria Frank M | Officer | P-Purchase | A | Common Stock | 1,556 | 13.91 | 21.6K | 35,220 | D | ↗ |
| 2025-12-31 | Zink Gregory L | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-12-31 | Schwartz Michael Adam | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-12-31 | SLOANE BARRY | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-12-31 | SALUTE RICHARD J | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-12-31 | Razon-Feingold Halli | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-12-31 | PEREZ-HICKMAN FERNANDO | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-12-31 | Downs Peter Mathison | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-12-31 | DeMaria Frank M | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-12-31 | Brunet Craig Jeffry | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-12-15 | Zink Gregory L | Director | P-Purchase | A | Common stock | 500 | 12.06 | 6.0K | 37,707 | D | ↗ |
| 2025-12-08 | SALUTE RICHARD J | Director | P-Purchase | A | Common stock | 900 | 11.28 | 10.2K | 44,505 | D | ↗ |
| 2025-12-05 | Brunet Craig Jeffry | Director | P-Purchase | A | Common stock | 789 | 11.31 | 8.9K | 5,572 | D | ↗ |
| 2025-11-03 | Zink Gregory L | Director | P-Purchase | A | Common stock | 1,000 | 10.43 | 10.4K | 37,207 | D | ↗ |
| 2025-11-03 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 2,000 | 10.23 | 20.5K | 1,212,459 | D | ↗ |
| 2025-08-01 | SALUTE RICHARD J | Director | P-Purchase | A | Common stock | 1,400 | 11.25 | 15.7K | 43,605 | D | ↗ |
| 2025-06-30 | Zink Gregory L | Director | A-Award | A | Common stock | 2,283 | 10.95 | 25.0K | 36,207 | D | ↗ |
| 2025-06-30 | SALUTE RICHARD J | Director | A-Award | A | Common stock | 2,283 | 10.95 | 25.0K | 41,505 | D | ↗ |
| 2025-06-30 | PEREZ-HICKMAN FERNANDO | Director | A-Award | A | Common stock | 2,283 | 10.95 | 25.0K | 8,264 | D | ↗ |
| 2025-06-30 | Brunet Craig Jeffry | Director | A-Award | A | Common stock | 2,283 | 10.95 | 25.0K | 4,783 | D | ↗ |
| 2025-06-20 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 1,000 | 10.39 | 10.4K | 1,202,459 | D | ↗ |
| 2025-05-29 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 1,000 | 10.91 | 10.9K | 1,200,459 | D | ↗ |
| 2025-05-29 | Downs Peter Mathison | Director / Officer | P-Purchase | A | Common stock | 500 | 11.07 | 5.5K | 94,185 | D | ↗ |
| 2025-05-19 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 3,000 | 11.23 | 33.7K | 1,185,459 | D | ↗ |
| 2025-05-16 | DeMaria Frank M | Officer | P-Purchase | A | Common stock | 500 | 11.22 | 5.6K | 33,526 | D | ↗ |
| 2025-05-15 | Downs Peter Mathison | Director / Officer | P-Purchase | A | Common stock | 500 | 11.06 | 5.5K | 93,685 | D | ↗ |
| 2025-05-13 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 1,000 | 11.64 | 11.6K | 1,180,459 | D | ↗ |
| 2025-05-12 | SALUTE RICHARD J | Director | P-Purchase | A | Common stock | 281 | 11.05 | 3.1K | 38,203 | D | ↗ |
| 2025-05-12 | Brunet Craig Jeffry | Director | P-Purchase | A | Common stock | 1,000 | 10.94 | 10.9K | 2,500 | D | ↗ |
| 2025-05-09 | Zink Gregory L | Director | P-Purchase | A | Common stock | 1,000 | 10.46 | 10.5K | 32,924 | D | ↗ |
| 2025-03-21 | Zink Gregory L | Director | P-Purchase | A | Common stock | 500 | 12.34 | 6.2K | 31,924 | D | ↗ |
| 2025-03-20 | Brunet Craig Jeffry | Director | P-Purchase | A | Common stock | 500 | 12.48 | 6.2K | 1,500 | D | ↗ |
| 2024-12-31 | Zink Gregory L | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | YOUNG NICOLAS | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | Schwartz Michael Adam | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | SLOANE BARRY | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | SALUTE RICHARD J | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | Razon-Feingold Halli | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | PRICE MICHAEL SCOTT | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | PEREZ-HICKMAN FERNANDO | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | Mulia Salvatore Francis | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | Downs Peter Mathison | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | DeMaria Frank M | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-23 | Zink Gregory L | Director | P-Purchase | A | Common stock | 500 | 12.75 | 6.4K | 33,517 | D | ↗ |
| 2024-12-23 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 3,000 | 12.95 | 38.8K | 1,164,855 | D | ↗ |
| 2024-12-23 | SALUTE RICHARD J | Director | P-Purchase | A | Common stock | 1,000 | 12.83 | 12.8K | 34,117 | D | ↗ |
| 2024-12-23 | Downs Peter Mathison | Director / Officer | P-Purchase | A | Common stock | 750 | 12.93 | 9.7K | 92,129 | D | ↗ |
| 2024-12-23 | Brunet Craig Jeffry | Director | P-Purchase | A | Common stock | 500 | 12.83 | 6.4K | 1,000 | D | ↗ |
| 2024-11-26 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 3,000 | 14.75 | 44.3K | 1,161,855 | D | ↗ |
| 2024-11-15 | Zink Gregory L | Director | P-Purchase | A | Common stock | 1,000 | 13.95 | 13.9K | 33,017 | D | ↗ |
| 2024-10-31 | Brunet Craig Jeffry | Director | — | — | Common stock | 0 | 0.00 | — | 500 | D | ↗ |
| 2024-10-04 | YOUNG NICOLAS | Officer | A-Award | A | Common stock | 8,237 | 0.00 | — | 46,883 | D | ↗ |
| 2024-10-04 | Schwartz Michael Adam | Officer | A-Award | A | Common stock | 11,326 | 0.00 | — | 60,655 | D | ↗ |
| 2024-10-04 | SLOANE BARRY | Director / Officer | A-Award | A | Common stock | 11,532 | 0.00 | — | 1,158,855 | D | ↗ |
| 2024-10-04 | Razon-Feingold Halli | Director / Officer | A-Award | A | Common stock | 7,208 | 0.00 | — | 30,739 | D | ↗ |
| 2024-10-04 | PRICE MICHAEL SCOTT | Officer | A-Award | A | Common stock | 4,119 | 0.00 | — | 27,789 | D | ↗ |
| 2024-10-04 | Downs Peter Mathison | Director / Officer | A-Award | A | Common stock | 10,297 | 0.00 | — | 91,379 | D | ↗ |
| 2024-10-04 | DeMaria Frank M | Officer | A-Award | A | Common stock | 4,119 | 0.00 | — | 32,326 | D | ↗ |
| 2024-09-24 | SLOANE BARRY | Director / Officer | G-Gift | D | Common stock | 40,134 | 0.00 | — | 1,147,323 | D | ↗ |
| 2024-09-23 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 10,000 | 11.80 | 118.0K | 1,157,323 | D | ↗ |
| 2024-09-20 | SALUTE RICHARD J | Director | P-Purchase | A | Common stock | 500 | 11.73 | 5.9K | 33,117 | D | ↗ |
| 2024-09-20 | Mulia Salvatore Francis | Director | P-Purchase | A | Common stock | 500 | 11.72 | 5.9K | 45,791 | D | ↗ |
| 2024-09-18 | Zink Gregory L | Director | P-Purchase | A | Common stock | 1,000 | 11.38 | 11.4K | 32,017 | — | ↗ |
| 2024-08-21 | Mulia Salvatore Francis | Director | S-Sale | D | Common stock | 750 | 12.51 | 9.4K | 45,291 | — | ↗ |
| 2024-08-15 | Mulia Salvatore Francis | Director | G-Gift | D | Common stock | 100 | 12.17 | 1.2K | 46,141 | — | ↗ |
| 2024-08-14 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 649 | 12.15 | 7.9K | 1,144,323 | — | ↗ |
| 2024-07-22 | Mulia Salvatore Francis | Director | S-Sale | D | Common stock | 750 | 14.33 | 10.7K | 46,241 | — | ↗ |
| 2024-07-01 | YOUNG NICOLAS | Officer | A-Award | A | Common stock | 7,955 | 0.00 | — | 38,646 | — | ↗ |
| 2024-07-01 | Schwartz Michael Adam | Officer | A-Award | A | Common stock | 9,944 | 0.00 | — | 49,329 | — | ↗ |
| 2024-07-01 | Razon-Feingold Halli | Director / Officer | A-Award | A | Common stock | 5,967 | 0.00 | — | 23,531 | — | ↗ |
| 2024-07-01 | PRICE MICHAEL SCOTT | Officer | A-Award | A | Common stock | 1,989 | 0.00 | — | 23,670 | — | ↗ |
| 2024-07-01 | Downs Peter Mathison | Director / Officer | A-Award | A | Common stock | 9,944 | 0.00 | — | 81,082 | — | ↗ |
| 2024-07-01 | DeMaria Frank M | Officer | A-Award | A | Common stock | 19,889 | 0.00 | — | 28,207 | — | ↗ |
| 2024-06-21 | Mulia Salvatore Francis | Director | S-Sale | D | Common stock | 750 | 12.47 | 9.4K | 46,991 | — | ↗ |
| 2024-06-18 | SALUTE RICHARD J | Director | P-Purchase | A | Common stock | 700 | 12.62 | 8.8K | 32,617 | — | ↗ |
| 2024-06-17 | Zink Gregory L | Director | P-Purchase | A | Common stock | 1,000 | 12.92 | 12.9K | 29,085 | — | ↗ |
| 2024-06-17 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 1,000 | 12.92 | 12.9K | 1,136,674 | — | ↗ |
| 2024-06-17 | PRICE MICHAEL SCOTT | Officer | P-Purchase | A | Common stock | 1,000 | 12.61 | 12.6K | 21,681 | — | ↗ |
| 2024-06-14 | Zink Gregory L | Director | A-Award | A | Common stock | 1,932 | 12.94 | 25.0K | 31,017 | — | ↗ |
| 2024-06-14 | SALUTE RICHARD J | Director | A-Award | A | Common stock | 1,932 | 12.94 | 25.0K | 31,917 | — | ↗ |
| 2024-06-14 | PEREZ-HICKMAN FERNANDO | Director | A-Award | A | Common stock | 1,932 | 12.94 | 25.0K | 5,875 | — | ↗ |
| 2024-06-14 | Mulia Salvatore Francis | Director | A-Award | A | Common stock | 1,932 | 12.94 | 25.0K | 47,741 | — | ↗ |
| 2024-05-22 | YOUNG NICOLAS | Officer | P-Purchase | A | Common stock | 500 | 13.23 | 6.6K | 30,691 | — | ↗ |
| 2024-05-21 | Mulia Salvatore Francis | Director | S-Sale | D | Common stock | 750 | 13.16 | 9.9K | 45,809 | — | ↗ |
| 2024-05-15 | Zink Gregory L | Director | P-Purchase | A | Common stock | 800 | 14.14 | 11.3K | 28,085 | — | ↗ |
| 2024-05-15 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 428 | 14.01 | 6.0K | 1,130,674 | — | ↗ |
| 2024-04-22 | Mulia Salvatore Francis | Director | S-Sale | D | Common stock | 750 | 10.87 | 8.2K | 46,462 | — | ↗ |
| 2024-03-29 | DeMaria Frank M | Officer | — | D | Common stock | 0 | 0.00 | — | 8,119 | — | ↗ |
| 2024-03-21 | Mulia Salvatore Francis | Director | S-Sale | D | Common stock | 750 | 10.71 | 8.0K | 47,212 | — | ↗ |
| 2024-02-21 | Mulia Salvatore Francis | Director | S-Sale | D | Common stock | 750 | 11.48 | 8.6K | 47,962 | — | ↗ |
| 2024-01-26 | Mulia Salvatore Francis | Director | G-Gift | D | Common stock | 4,000 | 13.16 | 52.6K | 48,712 | — | ↗ |
| 2024-01-22 | Mulia Salvatore Francis | Director | S-Sale | D | Common stock | 750 | 12.56 | 9.4K | 58,503 | — | ↗ |
| 2023-12-31 | Zink Gregory L | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-31 | YOUNG NICOLAS | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-31 | Schwartz Michael Adam | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-31 | SLOANE BARRY | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-31 | SALUTE RICHARD J | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-31 | Razon-Feingold Halli | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-31 | PRICE MICHAEL SCOTT | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-31 | PEREZ-HICKMAN FERNANDO | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-31 | Mulia Salvatore Francis | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-31 | Leger Nicholas J | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-31 | Downs Peter Mathison | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-21 | Mulia Salvatore Francis | Director | S-Sale | D | Common stock | 750 | 14.34 | 10.8K | 59,253 | — | ↗ |
| 2023-12-13 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 3,000 | 13.45 | 40.3K | 1,140,280 | — | ↗ |
| 2023-11-27 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 979 | 12.95 | 12.7K | 1,137,280 | — | ↗ |
| 2023-11-22 | SALUTE RICHARD J | Director | P-Purchase | A | Common stock | 200 | 13.03 | 2.6K | 28,843 | — | ↗ |
| 2023-11-21 | Mulia Salvatore Francis | Director | S-Sale | D | Common stock | 750 | 13.53 | 10.1K | 60,003 | — | ↗ |
| 2023-10-20 | Mulia Salvatore Francis | Director | S-Sale | D | Common stock | 750 | 13.70 | 10.3K | 60,753 | — | ↗ |
| 2023-09-22 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 1,000 | 14.86 | 14.9K | 1,132,048 | — | ↗ |
| 2023-09-21 | Mulia Salvatore Francis | Director | S-Sale | D | Common stock | 750 | 15.38 | 11.5K | 61,503 | — | ↗ |
| 2023-09-15 | Zink Gregory L | Director | P-Purchase | A | Common stock | 500 | 16.50 | 8.3K | 26,789 | — | ↗ |
| 2023-09-15 | Mulia Salvatore Francis | Director | G-Gift | D | Common stock | 225 | 0.00 | — | 62,253 | — | ↗ |
| 2023-09-14 | SALUTE RICHARD J | Director | P-Purchase | A | Common stock | 143 | 16.67 | 2.4K | 28,643 | — | ↗ |
| 2023-09-13 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 2,000 | 16.23 | 32.5K | 1,130,048 | — | ↗ |
| 2023-09-13 | Downs Peter Mathison | Director / Officer | P-Purchase | A | Common stock | 500 | 16.10 | 8.1K | 68,937 | — | ↗ |
| 2023-09-07 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 2,000 | 17.27 | 34.5K | 1,128,048 | — | ↗ |
| 2023-09-06 | Zink Gregory L | Director | P-Purchase | A | Common stock | 1,000 | 17.01 | 17.0K | 26,289 | — | ↗ |
| 2023-08-15 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 2,000 | 17.57 | 35.1K | 1,126,048 | — | ↗ |
| 2023-07-10 | Zink Gregory L | Director | A-Award | A | Common stock | 1,568 | 0.00 | — | 25,289 | — | ↗ |
| 2023-07-10 | SALUTE RICHARD J | Director | A-Award | A | Common stock | 1,568 | 0.00 | — | 28,143 | — | ↗ |
| 2023-07-10 | PEREZ-HICKMAN FERNANDO | Director | A-Award | A | Common stock | 1,568 | 0.00 | — | 42,068 | — | ↗ |
| 2023-07-10 | Mulia Salvatore Francis | Director | A-Award | A | Common stock | 1,568 | 0.00 | — | 62,478 | — | ↗ |
| 2023-07-07 | PRICE MICHAEL SCOTT | Officer | A-Award | A | Common stock | 18,645 | 0.00 | — | 18,645 | — | ↗ |
| 2023-06-16 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 1,000 | 15.67 | 15.7K | 1,124,048 | — | ↗ |
| 2023-06-07 | Zink Gregory L | Director | P-Purchase | A | Common stock | 1,000 | 15.06 | 15.1K | 23,721 | — | ↗ |
| 2023-05-17 | Zink Gregory L | Director | P-Purchase | A | Common stock | 500 | 11.40 | 5.7K | 22,721 | — | ↗ |
| 2023-05-17 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 5,000 | 11.28 | 56.4K | 1,123,048 | — | ↗ |
| 2023-05-16 | PRICE MICHAEL SCOTT | Officer | — | D | Common stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-05-04 | Mulia Salvatore Francis | Director | G-Gift | D | Common Stock | 300 | 11.30 | 3.4K | 60,910 | — | ↗ |
| 2023-03-22 | Schwartz Michael Adam | Officer | P-Purchase | A | Common stock | 300 | 12.78 | 3.8K | 40,966 | — | ↗ |
| 2023-03-22 | SALUTE RICHARD J | Director | P-Purchase | A | Common stock | 1,100 | 12.59 | 13.8K | 26,575 | — | ↗ |
| 2023-03-22 | Leger Nicholas J | Officer | P-Purchase | A | Common stock | 1,000 | 12.69 | 12.7K | 18,493 | — | ↗ |
| 2023-03-22 | Downs Peter Mathison | Director / Officer | P-Purchase | A | Common stock | 1,000 | 12.73 | 12.7K | 68,437 | — | ↗ |
| 2023-03-21 | YOUNG NICOLAS | Officer | P-Purchase | A | Common stock | 3,000 | 12.45 | 37.4K | 31,539 | — | ↗ |
| 2023-03-21 | Razon-Feingold Halli | Director / Officer | P-Purchase | A | Common stock | 500 | 12.83 | 6.4K | 18,145 | — | ↗ |
| 2023-03-21 | Mulia Salvatore Francis | Director | P-Purchase | A | Common stock | 766 | 12.79 | 9.8K | 61,210 | — | ↗ |
| 2023-03-20 | Zink Gregory L | Director | P-Purchase | A | Common Stock | 1,200 | 12.02 | 14.4K | 21,221 | — | ↗ |
| 2023-03-20 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 11.74 | 117.4K | 1,118,048 | — | ↗ |
| 2023-03-02 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 15.32 | 153.2K | 1,108,048 | — | ↗ |
| 2022-12-31 | Zink Gregory L | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-12-31 | YOUNG NICOLAS | — | — | — | — | — | — | — | 0 | — | ↗ |
| 2022-12-31 | Schwartz Michael Adam | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-12-31 | SLOANE BARRY | — | — | — | — | — | — | — | 0 | — | ↗ |
| 2022-12-31 | SALUTE RICHARD J | — | — | — | — | — | — | — | 0 | — | ↗ |
| 2022-12-31 | Mulia Salvatore Francis | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-12-31 | Leger Nicholas J | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-12-31 | Downs Peter Mathison | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-12-29 | SLOANE BARRY | Officer | A-Award | A | Common Stock | 61,652 | 0.00 | — | 1,096,749 | — | ↗ |
| 2022-08-04 | YOUNG NICOLAS | Officer | A-Award | A | Common Stock | 9,416 | 0.00 | — | 27,851 | — | ↗ |
| 2022-08-04 | Schwartz Michael Adam | Officer | A-Award | A | Common Stock | 14,124 | 0.00 | — | 40,056 | — | ↗ |
| 2022-08-04 | SLOANE BARRY | Officer | A-Award | A | Common Stock | 47,081 | 0.00 | — | 1,035,097 | — | ↗ |
| 2022-08-04 | Razon-Feingold Halli | Director | A-Award | A | Common Stock | 7,062 | 0.00 | — | 17,375 | — | ↗ |
| 2022-08-04 | Leger Nicholas J | Officer | A-Award | A | Common Stock | 10,593 | 0.00 | — | 16,015 | — | ↗ |
| 2022-08-04 | Downs Peter Mathison | Officer | A-Award | A | Common Stock | 17,655 | 0.00 | — | 64,613 | — | ↗ |
| 2022-06-29 | Zink Gregory L | Director | A-Award | A | Common stock | 2,000 | 0.00 | — | 17,777 | — | ↗ |
| 2022-06-29 | SALUTE RICHARD J | Director | A-Award | A | Common stock | 2,000 | 0.00 | — | 22,229 | — | ↗ |
| 2022-06-29 | PEREZ-HICKMAN FERNANDO | Director | A-Award | A | Common stock | 2,000 | 0.00 | — | 2,000 | — | ↗ |
| 2022-06-29 | Mulia Salvatore Francis | Director | A-Award | A | Common stock | 2,000 | 0.00 | — | 59,096 | — | ↗ |
| 2022-05-18 | SLOANE BARRY | Officer | P-Purchase | A | Common Stock | 4,200 | 24.20 | 101.6K | 988,016 | — | ↗ |
| 2021-12-31 | Zink Gregory L | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-31 | YOUNG NICOLAS | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-31 | Schwartz Michael Adam | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-31 | SLOANE BARRY | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-31 | SALUTE RICHARD J | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-31 | Razon-Feingold Halli | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-31 | Mulia Salvatore Francis | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-31 | Leger Nicholas J | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-31 | Downs Peter Mathison | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-09-28 | Razon-Feingold Halli | Director | — | D | Common stock | 0 | 0.00 | — | 9,805 | — | ↗ |
| 2021-09-28 | PEREZ-HICKMAN FERNANDO | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-08-02 | YOUNG NICOLAS | Officer | A-Award | A | Common Stock | 17,197 | 0.00 | — | 17,197 | — | ↗ |
| 2021-03-15 | SLOANE BARRY | Officer | F-InKind | D | Common Stock | 31,329 | 27.52 | 862.2K | 974,330 | — | ↗ |
| 2021-03-09 | Schwartz Michael Adam | Officer | A-Award | A | Common Stock | 3,213 | 0.00 | — | 31,861 | — | ↗ |
| 2021-02-05 | Leger Nicholas J | Officer | — | D | Common Stock | 0 | 0.00 | — | 390 | — | ↗ |
| 2021-02-03 | Schwartz Michael Adam | Officer | A-Award | A | Common Stock | 2,312 | 0.00 | — | 28,648 | — | ↗ |
| 2021-02-03 | SLOANE BARRY | Director / Officer | A-Award | A | Common stock | 83,209 | 0.00 | — | 1,065,659 | — | ↗ |
| 2021-02-03 | Leger Nicholas J | Officer | A-Award | A | Common stock | 4,623 | 0.00 | — | 5,012 | — | ↗ |
| 2021-02-03 | Downs Peter Mathison | Director / Officer | A-Award | A | Common stock | 11,557 | 0.00 | — | 51,388 | — | ↗ |
| 2020-12-31 | Zink Gregory L | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-12-31 | TOWERS CHRISTOPHER | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-12-31 | Schwartz Michael Adam | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-12-31 | SLOANE BARRY | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-12-31 | SALUTE RICHARD J | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-12-31 | Mulia Salvatore Francis | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-12-31 | Downs Peter Mathison | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-12-30 | SALUTE RICHARD J | Director | — | D | Common Stock | 0 | 18.47 | — | 18,174 | — | ↗ |
| 2020-11-18 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 1,000 | 17.95 | 18.0K | 1,055,094 | — | ↗ |
| 2020-09-30 | SALUTE RICHARD J | Director | — | D | Common Stock | 0 | 18.92 | — | 18,174 | — | ↗ |
| 2020-09-09 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 1,000 | 19.23 | 19.2K | 1,054,094 | — | ↗ |
| 2020-07-31 | SALUTE RICHARD J | Director | — | D | Common Stock | 0 | 18.33 | — | 18,174 | — | ↗ |
| 2020-05-18 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 500 | 15.25 | 7.6K | 1,052,594 | — | ↗ |
| 2020-05-15 | SALUTE RICHARD J | Director | P-Purchase | A | Common stock | 500 | 14.35 | 7.2K | 16,344 | — | ↗ |
| 2020-05-14 | SLOANE BARRY | Director / Officer | P-Purchase | A | Common stock | 1,000 | 13.00 | 13.0K | 1,052,094 | — | ↗ |
| 2020-05-13 | Zink Gregory L | Director | P-Purchase | A | Common Stock | 500 | 13.91 | 7.0K | 13,304 | — | ↗ |
Executive team
Executive compensation
Executive compensation not available.
No CEO compensation history available.
Proxy statements
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Barry Scott Sloane | President, Chairman & Chief Executive Officer | 1M | male |
| Peter Mathison Downs | President of Newtek Bank N.A. & Director | 850.0K | male |
| Michael Adam Schwartz | Chief Legal Officer, Chief Compliance Officer & Secretary | 775.0K | male |
| Frank DeMaria | Executive VP & CFO | 558.0K | male |
| Ron Lay | Chief Technology Officer | — | male |
| Taylor Quinn | Senior Vice President & Chief Risk Officer | — | male |
| Andrew Kaplan | Chief Strategy Officer | — | male |
| Vaibhav Mahajan | Chief Investment Officer | — | male |
| Bryce Wells Rowe | Vice President of Investor Relations | — | male |
| Halli Razon-Feingold | Chief Administrative & Human Resources Officer and Director | — | female |
| Justine Martin | Chief Revenue Officer of Newtek Merchant Solutions, LLC | — | female |
No Senate trading activity found for this company.
| Transaction Date | Disclosed | Representative | District | Owner | Type | Amount | Link |
|---|---|---|---|---|---|---|---|
| 2202-09-19 | 2022-10-12 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
| 2022-09-27 | 2022-10-12 | Virginia Foxx | NC05 | Joint | Sale (Full) | $15,001 - $50,000 | ↗ |
| 2022-09-20 | 2022-10-12 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
| 2022-09-06 | 2022-10-12 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
| 2022-09-01 | 2022-10-12 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
| 2021-08-30 | 2022-09-08 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
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Community Opinion for NEWT
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

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