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Exagen Inc. (XGN)

USD4.28 +0.19 (+4.65%)
US NASDAQ Healthcare Medical - Diagnostics & Research
Address 1261 Liberty Way 92081
Vista, CA, US
CEO John Aballi
Website exagen.com
IPO 2019-09-19
CIK 1274737 ISIN US30068X1037

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Description

Exagen Inc. develops and commercializes diagnostic testing solutions, leveraging its proprietary cell-bound complement activation products (CB-CAPs) technology under the AVISE brand throughout the United States. The company's mission is to equip rheumatologists with advanced tools for the precise diagnosis, prognosis, and ongoing management of autoimmune and related diseases, including systemic lupus erythematosus (SLE) and rheumatoid arthritis (RA). Its flagship product, AVISE CTD, aids in distinguishing between various connective tissue diseases (CTDs) and other conditions with overlapping symptoms in symptomatic patients. The company's product portfolio includes AVISE Lupus, which assesses complement system activation by measuring B-cell C4d and erythrocyte-bound C4d in blood. AVISE APS offers a comprehensive panel of autoantibody tests for the diagnosis and management of Antiphospholipid Syndrome (APS). For SLE patients, AVISE SLE Prognostic provides an autoantibody panel to evaluate the potential for kidney, brain, and cardiovascular complications. Additionally, AVISE Vasculitis AAV utilizes a testing panel of individual analytes to assist physicians in the assessment and monitoring of anti-neutrophil cytoplasmic antibody (ANCA) associated vasculitis, while AVISE Anti-CarP helps identify RA patients prone to severe disease, and AVISE PC4d measures platelet-bound C4d. Further offerings include AVISE SLE Monitor, a biomarker blood test; AVISE MTX, a patented and validated blood test; and AVISE HCQ, designed to monitor hydroxychloroquine levels. Exagen also holds a research collaboration and license agreement with Allegheny Health Network (AHN) Research Institute to advance the development of novel patented biomarkers. Incorporated in 2002, the company was formerly known as Exagen Diagnostics, Inc. before rebranding to Exagen Inc. in January 2019. Its headquarters are located in Vista, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD4.28 +0.19 (+4.65%)
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Volume Profile
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Liquidity & share structure
Average Volume
392.9K
Beta
2.02
Float Shares
16.20M
Free Float %
67.4%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-6.78% +19.68% +22.44% +14.51% -61.31% -38.98% -35.70% +26.62% -71.13% -80.03% -80.03%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (10 ratings, all time) Buy
Price Targets & DCF
Current price
4.28
Low 8.00 +86.9%
Consensus 8.67 +102.6%
Median 8.00 +86.9%
High 10.00 +133.6%
Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 7 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month 1
8.00
+86.9%
Last Quarter 4
9.25
+116.1%
Last Year 8
11.13
+160.0%
All Time 11
9.64
+125.2%
Quality scores
Altman Z-Score
-6.23
Distress
Piotroski F-Score
4 / 9
Average
MOAT Score
3 / 10
No MOAT
Composite Rating
C-
Overall Score
1 / 5
Low
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
2 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
2 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Medical - Diagnostics & Research: +7.9%
    +19.7% Q1'26: +11.7% (vs Q1'25)
  • EPS growth Medical - Diagnostics & Research: +30.8%
    -12.1% Q1'26: +15.0% (vs Q1'25)
  • FCF margin FCF growth · Medical - Diagnostics & Research: +32.2%
    -28.5% Q1'26: -61.5% (vs Q1'25)
  • EBIT margin Medical - Diagnostics & Research: +9.6%
    -21.1% Q1'26: -19.7% (vs Q1'25)
  • ROIC Medical - Diagnostics & Research: +5.2%
    Q1'26: +613.5% (vs Q1'25)
  • Share dilution Medical - Diagnostics & Research: 0.0%
    +18.4% Q1'26: +28.5% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Medical - Diagnostics & Research: -0.13×
    -0.45× Q1'26: -0.36× (vs Q1'25)
Valuation Multiples From To
DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.81) × ERP
WACC = 94% × Ke + 6% × Kd (79.9%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 4.28
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
5 Rev. Ana.
3 EPS Ana.
Dec 2027
5 Rev. Ana.
3 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
40.39M
est: 40.55M (-0.4%)
41.98M
est: 39.98M (+5.0%)
48.30M
est: 47.30M (+2.1%)
45.56M
est: 41.59M (+9.6%)
52.55M
est: 56.66M (-7.3%)
55.64M
est: 55.49M (+0.3%)
66.58M
est: 66.48M (+0.1%)
71.32M
70.69M – 71.69M
+7.3% YoY
79.39M
78.46M – 81.16M
+11.3% YoY
89.95M
88.88M – 91.03M
+13.3% YoY
100.20M
98.97M – 101.85M
+11.4% YoY
101.50M
100.26M – 103.17M
+1.3% YoY
EBITDA
-7.93M
est: -18.87M (+58.0%)
-13.66M
est: -18.60M (+26.6%)
-23.10M
est: -22.01M (-5.0%)
-43.66M
est: -19.35M (-125.6%)
-19.15M
est: -24.71M (+22.5%)
-11.15M
est: -24.20M (+54.0%)
-11.95M
est: -29.00M (+58.8%)
-31.11M
-31.27M – -30.83M
-7.3% YoY
-34.63M
-35.40M – -34.22M
-11.3% YoY
-39.24M
-39.70M – -38.77M
-13.3% YoY
-43.71M
-44.43M – -43.17M
-11.4% YoY
-44.27M
-45.00M – -43.73M
-1.3% YoY
EBIT
-8.52M
est: -20.00M (+57.4%)
-14.20M
est: -19.71M (+28.0%)
-24.05M
est: -23.32M (-3.1%)
-45.22M
est: -20.51M (-120.5%)
-21.32M
est: -26.50M (+19.6%)
-12.87M
est: -25.96M (+50.4%)
-14.07M
est: -31.10M (+54.8%)
-33.36M
-33.54M – -33.07M
-7.3% YoY
-37.13M
-37.96M – -36.70M
-11.3% YoY
-42.08M
-42.58M – -41.57M
-13.3% YoY
-46.87M
-47.64M – -46.30M
-11.4% YoY
-47.48M
-48.26M – -46.90M
-1.3% YoY
Net Income
-12.04M
est: -99.66M (+87.9%)
-16.69M
est: -26.29M (+36.5%)
-26.85M
est: -31.93M (+15.9%)
-47.39M
est: -49.40M (+4.1%)
-23.69M
est: -20.89M (-13.4%)
-15.12M
est: -19.05M (+20.7%)
-19.95M
est: -18.97M (-5.2%)
-15.38M
-15.98M – -14.78M
+18.9% YoY
-10.80M
-11.14M – -10.45M
+29.8% YoY
-6.92M
-7.05M – -6.79M
+35.9% YoY
-2.80M
-2.86M – -2.76M
+59.5% YoY
-3.66M
-3.74M – -3.61M
-30.8% YoY
SGA
28.70M
est: 37.24M (-22.9%)
37.03M
est: 36.72M (+0.9%)
44.54M
est: 43.44M (+2.5%)
52.02M
est: 38.20M (+36.2%)
47.43M
est: 49.98M (-5.1%)
41.37M
est: 48.95M (-15.5%)
46.62M
est: 58.64M (-20.5%)
62.91M
62.35M – 63.24M
+7.3% YoY
70.02M
69.20M – 71.58M
+11.3% YoY
79.34M
78.39M – 80.29M
+13.3% YoY
88.38M
87.30M – 89.83M
+11.4% YoY
89.53M
88.43M – 91.00M
+1.3% YoY
EPS
-0.96
est: -5.48 (+82.5%)
-1.32
est: -1.44 (+8.6%)
-1.68
est: -1.75 (+4.2%)
-2.77
est: -2.71 (-2.4%)
-1.34
est: -0.97 (-38.6%)
-0.83
est: -0.89 (+6.6%)
-0.93
est: -0.88 (-5.7%)
-0.71
-0.74 – -0.69
+18.9% YoY
-0.51
-0.52 – -0.48
+29.1% YoY
-0.32
-0.33 – -0.31
+36.8% YoY
-0.13
-0.13 – -0.13
+59.4% YoY
-0.17
-0.17 – -0.17
-30.8% YoY
Recent Grade Changes (3M)
Date Firm Previous New Grade Action
2026-04-20 Canaccord Genuity Buy Buy Maintain
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-05-08 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-05-07 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-05-06 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-05-05 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-05-04 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-05-01 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-30 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-29 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-28 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-27 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-24 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-23 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-22 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-21 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-20 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-17 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-16 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-12.60M
OE per share TTM
-0.55
Owner's Yield
-13.27%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
13.1%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
14
Total invested
5.10M
Insider transactions (90d)
0
Beneficial owners (>5%)
24
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Sun Mountain Capital Partners, L.L.C. 2.43M 19.26% 2.43M 2.43M PN 2020-09-18
2 NMSIC Co-Investment Fund, L.P. 2.31M 14.28% 2.31M 2.31M PN Delaware 2022-02-10
3 James L.L. Tullis 2.13M 17.00% 54.5K 2.08M 54.5K IN United States 2020-02-14
4 Anthony Tamer 1.70M 13.40% 1.70M 1.70M IN 2021-02-24
5 Bio-Exagen, 1.70M 13.40% 1.70M 1.70M PN 2021-02-24
6 H.I.G.-GPII, Inc. 1.70M 13.40% 1.70M 1.70M CO 2021-02-24
7 Sami Mnaymneh 1.70M 13.40% 1.70M 1.70M PN 2021-02-24
8 RTW Investments, LP 1.25M 9.89% 1.25M 1.25M IA, PN, OO Delaware 2021-02-12
9 Tullis Dickerson Partners III, L.L.C. 1.22M 9.70% 1.22M PN Delaware 2020-02-14
10 Tullis-Dickerson Capital Focus III, L.P. 1.11M 8.70% 44.9K PN Delaware 2021-02-16
11 Wasatch Advisors, Inc. 87-0319391 1.04M 8.30% 1.04M 1.04M IA 2021-02-11
12 BANK OF MONTREAL 1.02M 6.30% 1.02M 1.02M HC Canada 2022-02-15
13 BMO CAPITAL MARKETS CORP. 1.02M 6.30% 1.02M 1.02M HC Canada 2022-02-15
14 BMO FINANCIAL CORP. 1.02M 6.30% 1.02M 1.02M HC Canada 2022-02-15
15 Jon M. Plexico 858.6K 11.00% 858.6K 858.6K HC, IN California 2022-02-14
16 Stonepine Capital Management, LLC 858.6K 11.00% 858.6K 858.6K IA, OO California 2022-02-14
17 Stonepine Capital, L.P. 858.6K 11.00% 858.6K 858.6K PN Delaware 2022-02-14
18 Timothy P. Lynch 858.6K 11.00% 858.6K 858.6K HC, IN U.S.A. 2022-02-14
19 Laurence W. Lytton 833.3K 11.00% 833.3K 833.3K IN USA 2022-11-23
20 Roderick Wong 821.4K 5.10% 821.4K HC, IN Delaware 2022-02-14
21 Tullis Growth Fund, L.P. 751.4K 6.00% 751.4K PN Delaware 2020-02-14
22 Tullis-Growth Partners, L.L.C. 751.4K 6.00% 751.4K PN Delaware 2020-02-14
23 Tullis Growth Fund II, L.P. 105.5K 0.80% 105.5K PN 2020-02-14
24 Tullis-Growth Partners II, L.L.C. 105.5K 0.80% 105.5K PN Delaware 2020-02-14

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
14
-68 vs prev Q
New positions
4
Closed positions
70
Increased
10
Reduced
4
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 NANO CAP NEW MILLENNIUM GROWTH FUND L P 250.0K +250.0K (+100.0%) 1.52B +1.5B (+100.0%) 1.09% +1.094 pp 1.30% +1.297 pp USD6.08 +0.0% 1 qtrs NEW
2 BALYASNY ASSET MANAGEMENT L.P. 919.2K +195.8K (+27.1%) 5.59M -2.4M (-29.7%) 4.02% +0.590 pp 0.01% -0.003 pp USD6.81 -10.7% 3 qtrs
3 RTW INVESTMENTS, LP 790.5K -906.4K (-53.4%) 4.81M -13.8M (-74.2%) 3.46% -4.590 pp 0.05% -0.182 pp USD10.80 -43.7% 26 qtrs
4 VANGUARD GROUP INC 790.0K +56.2K (+7.7%) 4.80M -3.3M (-40.4%) 3.46% -0.025 pp 0.00% 0.000 pp USD14.74 -58.8% 26 qtrs
5 SILVERCREST ASSET MANAGEMENT GROUP LLC 597.9K +78.5K (+15.1%) 3.64M -2.1M (-36.3%) 2.62% +0.152 pp 0.03% -0.013 pp USD13.44 -54.8% 20 qtrs
6 KENNEDY CAPITAL MANAGEMENT LLC 480.0K -71.8K (-13.0%) 2.92M -3.1M (-51.9%) 2.10% -0.517 pp 0.06% -0.072 pp USD6.60 -7.9% 7 qtrs
7 WEXFORD CAPITAL LP 466.8K +21.9K (+4.9%) 2.84M -2.1M (-42.0%) 2.04% -0.068 pp 0.55% -0.155 pp USD7.18 -15.3% 3 qtrs
8 ACADIAN ASSET MANAGEMENT LLC 414.4K +300.6K (+264.1%) 2.52M +1.3M (+101.5%) 1.81% +1.273 pp 0.00% +0.002 pp USD7.25 -16.1% 4 qtrs
9 TWO SIGMA INVESTMENTS, LP 368.3K +130.3K (+54.7%) 2.24M -376.4K (-14.4%) 1.61% +0.482 pp 0.00% -0.001 pp USD8.57 -29.1% 3 qtrs
10 MINK BROOK ASSET MANAGEMENT LLC 353.7K +313.7K (+784.3%) 2.15M +1.7M (+389.2%) 1.55% +1.358 pp 1.36% +1.063 pp USD6.18 -1.6% 3 qtrs
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 303.3K +101.2K (+50.0%) 1.84M -377.5K (-17.0%) 1.33% +0.368 pp 0.00% +0.000 pp USD9.35 -35.0% 2 qtrs
12 FOURWORLD CAPITAL MANAGEMENT LLC 273.0K +46.0K (+20.3%) 1.66M -834.9K (-33.5%) 1.19% +0.118 pp 1.35% -2.593 pp USD7.10 -14.4% 3 qtrs
13 MARSHALL WACE, LLP 243.4K +218.8K (+888.2%) 1.48M +1.2M (+446.7%) 1.06% +0.948 pp 0.00% +0.001 pp USD6.58 -7.6% 5 qtrs
14 MILLENNIUM MANAGEMENT LLC 224.6K -22.6K (-9.1%) 1.37M -1.4M (-49.7%) 0.98% -0.190 pp 0.00% -0.001 pp USD10.99 -44.7% 2 qtrs
15 POINT72 ASSET MANAGEMENT, L.P. 205.2K +205.2K (+100.0%) 1.25M +1.2M (+100.0%) 0.90% +0.898 pp 0.00% +0.001 pp USD6.08 +0.0% 3 qtrs
16 JANE STREET GROUP, LLC 194.0K +91.7K (+89.7%) 1.18M +55.4K (+4.9%) 0.85% +0.364 pp 0.00% +0.000 pp USD8.67 -29.9% 2 qtrs
17 AMERIPRISE FINANCIAL INC 192.4K +64.1K (+49.9%) 1.17M -240.6K (-17.1%) 0.84% +0.233 pp 0.00% 0.000 pp USD7.38 -17.6% 3 qtrs
18 CITADEL ADVISORS LLC 188.5K +72.2K (+62.1%) 1.15M -131.5K (-10.3%) 0.82% +0.273 pp 0.00% +0.000 pp USD9.11 -33.3% 9 qtrs
19 RUSSELL INVESTMENTS GROUP, LTD. 187.9K -41.2K (-18.0%) 1.14M -1.4M (-54.6%) 0.82% -0.265 pp 0.00% -0.002 pp USD7.13 -14.7% 3 qtrs
20 MANATUCK HILL PARTNERS, LLC 175.0K +— (+0.0%) 1.06M -859.3K (-44.7%) 0.77% -0.065 pp 0.37% -0.264 pp USD6.98 -12.9% 3 qtrs
21 QUBE RESEARCH & TECHNOLOGIES LTD 174.2K +97.6K (+127.3%) 1.06M +217.0K (+25.8%) 0.76% +0.399 pp 0.00% +0.000 pp USD8.24 -26.2% 2 qtrs
22 GEODE CAPITAL MANAGEMENT, LLC 172.7K +9.4K (+5.8%) 1.05M -744.2K (-41.5%) 0.76% -0.019 pp 0.00% +0.000 pp USD11.53 -47.3% 25 qtrs
23 MASSAR CAPITAL MANAGEMENT, LP 170.0K +— (+0.0%) 1.03M -834.7K (-44.7%) 0.74% -0.063 pp 0.11% -0.135 pp USD6.56 -7.3% 4 qtrs
24 TWO SIGMA ADVISERS, LP 161.0K +76.9K (+91.4%) 978.9K +54.6K (+5.9%) 0.70% +0.305 pp 0.00% +0.000 pp USD8.64 -29.6% 2 qtrs
25 RENAISSANCE TECHNOLOGIES LLC 138.0K +138.0K (+100.0%) 839.0K +839.0K (+100.0%) 0.60% +0.604 pp 0.00% +0.001 pp USD6.08 +0.0% 9 qtrs
26 BNP PARIBAS ARBITRAGE, SNC 133.2K +86.4K (+184.5%) 810.1K +295.4K (+57.4%) 0.58% +0.361 pp 0.00% +0.000 pp USD7.80 -22.1% 5 qtrs
27 BLACKROCK, INC. 129.6K +47.2K (+57.4%) 788.0K -117.2K (-12.9%) 0.57% +0.176 pp 0.00% +0.000 pp USD5.68 +7.0% 6 qtrs
28 SEI INVESTMENTS CO 118.0K +118.0K (+100.0%) 717.5K +717.5K (+100.0%) 0.52% +0.516 pp 0.00% +0.001 pp USD6.08 +0.0% 1 qtrs NEW
29 UBS GROUP AG 113.0K +23.0K (+25.5%) 687.0K -302.2K (-30.6%) 0.49% +0.067 pp 0.00% +0.000 pp USD7.57 -19.7% 25 qtrs
30 683 CAPITAL MANAGEMENT, LLC 107.6K +107.6K (+100.0%) 654.0K +654.0K (+100.0%) 0.47% +0.471 pp 0.03% +0.029 pp USD6.08 +0.0% 1 qtrs NEW
31 MORGAN STANLEY 97.4K +54.4K (+126.2%) 592.4K +119.0K (+25.1%) 0.43% +0.222 pp 0.00% +0.000 pp USD9.59 -36.6% 26 qtrs
32 XTX TOPCO LTD 97.0K +69.2K (+248.5%) 589.7K +283.8K (+92.8%) 0.42% +0.292 pp 0.02% 0.000 pp USD6.70 -9.3% 3 qtrs
33 JUMP FINANCIAL, LLC 95.8K +95.8K (+100.0%) 582.7K +582.7K (+100.0%) 0.42% +0.419 pp 0.01% +0.007 pp USD6.08 +0.0% 1 qtrs NEW
34 OMERS ADMINISTRATION CORP 90.0K +90.0K (+100.0%) 547.2K +547.2K (+100.0%) 0.39% +0.394 pp 0.00% +0.004 pp USD6.08 +0.0% 1 qtrs NEW
35 SQUAREPOINT OPS LLC 88.0K +88.0K (+100.0%) 535.2K +535.2K (+100.0%) 0.39% +0.385 pp 0.00% +0.001 pp USD6.08 +0.0% 1 qtrs NEW
36 GOLDMAN SACHS GROUP INC 81.6K +19.8K (+32.0%) 496.3K -183.1K (-27.0%) 0.36% +0.064 pp 0.00% +0.000 pp USD8.69 -30.0% 3 qtrs
37 BRIDGEWAY CAPITAL MANAGEMENT, LLC 77.2K +49.4K (+177.7%) 469.4K +163.9K (+53.6%) 0.34% +0.206 pp 0.01% +0.003 pp USD7.39 -17.7% 22 qtrs
38 STATE STREET CORP 71.3K +4.6K (+6.9%) 433.2K -299.3K (-40.9%) 0.31% -0.004 pp 0.00% +0.000 pp USD10.80 -43.7% 25 qtrs
39 HRT FINANCIAL LP 69.7K +69.7K (+100.0%) 423.0K +423.0K (+100.0%) 0.31% +0.305 pp 0.00% +0.001 pp USD6.08 +0.0% 1 qtrs NEW
40 ENGINEERS GATE MANAGER LP 63.0K +21.8K (+52.9%) 382.8K -69.8K (-15.4%) 0.28% +0.080 pp 0.00% -0.001 pp USD9.29 -34.6% 2 qtrs
41 HUNTLEIGH ADVISORS, INC. 57.2K -36.2K (-38.7%) 347.7K -678.2K (-66.1%) 0.25% -0.193 pp 0.06% -0.116 pp USD4.59 +32.5% 5 qtrs
42 57.0K +57.0K (+100.0%) 346.6K +346.6K (+100.0%) 0.25% +0.249 pp 0.43% +0.430 pp USD6.08 +0.0% 1 qtrs NEW
43 CALAMOS ADVISORS LLC 56.3K -21.8K (-27.9%) 342.3K -515.9K (-60.1%) 0.25% -0.124 pp 0.00% -0.002 pp USD7.12 -14.6% 3 qtrs
44 TREXQUANT INVESTMENT LP 55.6K +44.5K (+400.8%) 338.1K +216.1K (+177.0%) 0.24% +0.191 pp 0.00% +0.002 pp USD7.06 -13.9% 2 qtrs
45 CITIZENS FINANCIAL GROUP INC/RI 54.6K -2.9K (-5.0%) 332.1K -300.1K (-47.5%) 0.24% -0.034 pp 0.00% -0.004 pp USD6.98 -12.9% 3 qtrs
46 PALUMBO WEALTH MANAGEMENT LLC 43.3K +5.7K (+15.2%) 263.5K -150.0K (-36.3%) 0.19% +0.011 pp 0.07% -0.067 pp USD2.85 +113.3% 8 qtrs
47 EXODUSPOINT CAPITAL MANAGEMENT, LP 39.3K +29.0K (+282.4%) 239.1K +126.1K (+111.5%) 0.17% +0.123 pp 0.00% +0.001 pp USD7.36 -17.4% 2 qtrs
48 STATE OF WYOMING 37.9K +37.9K (+100.0%) 230.7K +230.7K (+100.0%) 0.17% +0.166 pp 0.03% +0.025 pp USD6.08 +0.0% 1 qtrs NEW
49 NORTHERN TRUST CORP 37.5K +6.6K (+21.4%) 228.3K -111.5K (-32.8%) 0.16% +0.018 pp 0.00% +0.000 pp USD12.64 -51.9% 25 qtrs
50 BANK OF NEW YORK MELLON CORP 35.4K +23.9K (+207.3%) 215.1K +88.6K (+70.0%) 0.15% +0.100 pp 0.00% +0.000 pp USD7.68 -20.8% 2 qtrs
51 GSA CAPITAL PARTNERS LLP 34.5K +34.5K (+100.0%) 210.0K +210.0K (+100.0%) 0.15% +0.151 pp 0.02% +0.018 pp USD6.08 +0.0% 1 qtrs NEW
52 SHAY CAPITAL LLC 33.7K +33.7K (+100.0%) 204.9K +204.9K (+100.0%) 0.15% +0.147 pp 0.02% +0.021 pp USD6.08 +0.0% 1 qtrs NEW
53 MAN GROUP PLC 32.6K +32.6K (+100.0%) 198.2K +198.2K (+100.0%) 0.14% +0.143 pp 0.00% +0.000 pp USD6.08 +0.0% 1 qtrs NEW
54 D. E. SHAW & CO., INC. 31.6K +31.6K (+100.0%) 192.0K +192.0K (+100.0%) 0.14% +0.138 pp 0.00% +0.000 pp USD6.08 +0.0% 1 qtrs NEW
55 OCCUDO QUANTITATIVE STRATEGIES LP 30.2K +9.3K (+44.8%) 183.7K -45.6K (-19.9%) 0.13% +0.033 pp 0.01% -0.016 pp USD6.84 -11.1% 3 qtrs
56 DIMENSIONAL FUND ADVISORS LP 26.4K -1.0K (-3.8%) 160.2K -140.7K (-46.8%) 0.12% -0.015 pp 0.00% +0.000 pp USD8.66 -29.8% 19 qtrs
57 HUDSON BAY CAPITAL MANAGEMENT LP 24.2K +24.2K (+100.0%) 147.0K +147.0K (+100.0%) 0.11% +0.106 pp 0.00% +0.001 pp USD6.08 +0.0% 1 qtrs NEW
58 BARCLAYS PLC 23.6K +18.5K (+358.7%) 143.5K +127.6K (+802.6%) 0.10% +0.079 pp 0.00% +0.000 pp USD6.50 -6.5% 16 qtrs
59 DYNAMIC TECHNOLOGY LAB PRIVATE LTD 21.3K +21.3K (+100.0%) 129.0K +129.0K (+100.0%) 0.09% +0.093 pp 0.03% +0.029 pp USD6.08 +0.0% 1 qtrs NEW
60 WALLEYE CAPITAL LLC 20.8K -51.9K (-71.3%) 126.7K -672.4K (-84.1%) 0.09% -0.254 pp 0.00% -0.003 pp USD10.99 -44.7% 2 qtrs
61 TORONTO DOMINION BANK 20.0K +— (+0.0%) 121.8K -98.3K (-44.7%) 0.09% -0.007 pp 0.00% 0.000 pp USD4.10 +48.3% 5 qtrs
62 PERKINS CAPITAL MANAGEMENT INC 18.6K -1.5K (-7.5%) 112.9K -107.7K (-48.8%) 0.08% -0.014 pp 0.09% -0.105 pp USD6.66 -8.7% 22 qtrs
63 R SQUARED LTD 18.2K +18.2K (+100.0%) 110.6K +110.6K (+100.0%) 0.08% +0.080 pp 0.05% +0.052 pp USD6.08 +0.0% 1 qtrs NEW
64 BANK OF AMERICA CORP /DE/ 17.6K -38.0K (-68.3%) 107.0K -503.5K (-82.5%) 0.08% -0.187 pp 0.00% +0.000 pp USD10.82 -43.8% 25 qtrs
65 CI PRIVATE WEALTH, LLC 14.6K +14.6K (+100.0%) 88.5K +88.5K (+100.0%) 0.06% +0.064 pp 0.00% +0.000 pp USD6.08 +0.0% 5 qtrs
66 JAIN GLOBAL LLC 13.5K +13.5K (+100.0%) 82.2K +82.2K (+100.0%) 0.06% +0.059 pp 0.00% +0.000 pp USD6.08 +0.0% 1 qtrs NEW
67 PENBROOK MANAGEMENT LLC 13.4K -6.5K (-32.5%) 81.7K -137.2K (-62.7%) 0.06% -0.036 pp 0.06% -0.097 pp USD13.08 -53.5% 18 qtrs
68 SCHONFELD STRATEGIC ADVISORS LLC 13.4K +13.4K (+100.0%) 81.6K +81.6K (+100.0%) 0.06% +0.059 pp 0.00% +0.000 pp USD6.08 +0.0% 1 qtrs NEW
69 PERSISTENT ASSET PARTNERS LTD 13.2K +13.2K (+100.0%) 80.4K +80.4K (+100.0%) 0.06% +0.058 pp 0.04% +0.036 pp USD6.08 +0.0% 1 qtrs NEW
70 BLUECREST CAPITAL MANAGEMENT LTD 10.0K +10.0K (+100.0%) 60.8K +60.8K (+100.0%) 0.04% +0.044 pp 0.00% +0.002 pp USD6.08 +0.0% 1 qtrs NEW
71 TRUVESTMENTS CAPITAL LLC 6.2K +3.2K (+109.5%) 37.5K +5.2K (+15.9%) 0.03% +0.013 pp 0.01% +0.001 pp USD6.82 -10.9% 3 qtrs
72 CANADA PENSION PLAN INVESTMENT BOARD 4.9K +4.9K (+100.0%) 29.8K +29.8K (+100.0%) 0.02% +0.021 pp 0.00% +0.000 pp USD6.08 +0.0% 1 qtrs NEW
73 WELLS FARGO & COMPANY/MN 4.2K -1.2K (-22.5%) 25.4K -33.8K (-57.1%) 0.02% -0.007 pp 0.00% +0.000 pp USD5.76 +5.6% 25 qtrs
74 JPMORGAN CHASE & CO 3.9K -12.1K (-75.6%) 23.7K -152.3K (-86.5%) 0.02% -0.059 pp 0.00% +0.000 pp USD10.99 -44.7% 25 qtrs
75 TOWER RESEARCH CAPITAL LLC (TRC) 3.5K +3.5K (+100.0%) 21.5K +21.5K (+100.0%) 0.02% +0.015 pp 0.00% +0.001 pp USD6.08 +0.0% 1 qtrs NEW
76 LARSON FINANCIAL GROUP LLC 1.8K -7.7K (-80.6%) 11.2K -93.3K (-89.3%) 0.01% -0.037 pp 0.00% -0.003 pp USD10.99 -44.7% 2 qtrs
77 ROYAL BANK OF CANADA 1.5K -3.1K (-68.1%) 9.0K -41.0K (-82.0%) 0.01% -0.015 pp 0.00% +0.000 pp USD6.61 -8.0% 5 qtrs
78 CWM, LLC 1.4K +— (+0.0%) 8.0K -7.0K (-46.7%) 0.01% -0.001 pp 0.00% +0.000 pp USD10.99 -44.7% 2 qtrs
79 ADVISOR GROUP HOLDINGS, INC. 1.0K +— (+0.0%) 6.1K -3.8K (-38.3%) 0.00% 0.000 pp 0.00% +0.000 pp USD3.09 +96.8% 6 qtrs
80 JONES FINANCIAL COMPANIES LLLP 200.00 +200.0 (+100.0%) 1.2K +1.2K (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD6.08 +0.0% 1 qtrs NEW
81 INVESCO LTD. -675.2K (-100.0%) -7.4M (-100.0%) 0.00% -3.202 pp 0.00% -0.001 pp USD 2 qtrs SOLD
82 CITIGROUP INC -2.0K (-100.0%) -22.5K (-100.0%) 0.00% -0.010 pp 0.00% +0.000 pp USD 2 qtrs SOLD
83 FEDERATED HERMES, INC. -1.2K (-100.0%) -13.7K (-100.0%) 0.00% -0.006 pp 0.00% +0.000 pp USD 2 qtrs SOLD
84 NKCFO LLC -40.0K (-100.0%) -440.0K (-100.0%) 0.00% -0.190 pp 0.00% -0.133 pp USD 2 qtrs SOLD
85 EAM INVESTORS, LLC -117.6K (-100.0%) -1.3M (-100.0%) 0.00% -0.558 pp 0.00% -0.148 pp USD 3 qtrs SOLD
86 QUADRATURE CAPITAL LTD -11.4K (-100.0%) -124.8K (-100.0%) 0.00% -0.054 pp 0.00% -0.002 pp USD 3 qtrs SOLD
87 ALLWORTH FINANCIAL LP -2.0K (-100.0%) -22.0K (-100.0%) 0.00% -0.010 pp 0.00% 0.000 pp USD 14 qtrs SOLD
88 EHP FUNDS INC. -90.8K (-100.0%) -998.0K (-100.0%) 0.00% -0.431 pp 0.00% -0.881 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 18 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Invesco NASDAQ Future Gen 200 ETF QQQS 0.45% 98.0K 0.20%
2 iShares Micro-Cap ETF IWC 0.02% 249.0K 0.60%
3 Vanguard Extended Market ETF VXF 0.00% 873.3K 0.05%
4 Dimensional - US Small Cap ETF DFAS 0.00% 115.9K 0.26%
5 Dimensional - US Sustainability Core 1 ETF DFSU 0.00% 15.9K 0.15%
6 U.S. Micro Cap Portfolio ETF DFMC 0.00% 37.8K 0.43%
7 Dimensional - US Core Equity 1 ETF DCOR 0.00% 8.5K 0.14%
8 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 5.4K 0.03%
9 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 1.1K 0.17%
10 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 14.8K 0.17%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
2.00
Bullish
Ratio by volume
3.00
Bullish
Buys
6
Sells
3
Shares acquired
379.0K
Shares disposed
28.7K
Cash buys
Cash sales
3.00
Net activity
+350,334
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-16 McKhann Chas Director Restricted Stock Units 0 0.00 7,500 D
2026-03-12 Black Jeffrey G. Officer A-Award A Common Stock 75,000 3.16 237.0K 342,442 D
2026-03-12 ABALLI JOHN Director / Officer A-Award A Common Stock 150,000 0.00 839,834 D
2026-03-03 ABALLI JOHN Director / Officer A-Award A Common Stock 2,535 3.08 7.8K 689,834 D
2026-02-27 Black Jeffrey G. Officer A-Award A Common Stock 1,511 3.08 4.6K 343,953 D
2026-02-24 Black Jeffrey G. Officer S-Sale D Common Stock 1,584 3.61 5.7K 267,442 D
2026-02-24 ABALLI JOHN Director / Officer S-Sale D Common Stock 11,430 3.61 41.3K 702,997 D
2025-10-16 ABALLI JOHN Director / Officer S-Sale D Common Stock 31,787 11.82 375.6K 714,427 D
2025-09-02 Black Jeffrey G. Officer S-Sale D Common Stock 20,466 9.79 200.4K 269,026 D
2025-07-17 McKhann Chas Director Restricted Stock Units 0 0.00 7,500 D
2025-06-10 Stokes Frank Director A-Award A Stock Option(right to buy) 9,000 7.36 66.2K 9,000 D
2025-06-10 Nova Tina Susan Director A-Award A Stock Option(right to buy) 13,500 7.36 99.4K 13,500 D
2025-06-10 Kim Paul Director A-Award A Stock Option(right to buy) 9,000 7.36 66.2K 18,000 D
2025-06-10 KAHN SCOTT D Director A-Award A Stock Option(right to buy) 9,000 7.36 66.2K 9,000 D
2025-06-10 Hooker Ana Director A-Award A Stock Option(right to buy) 9,000 7.36 66.2K 9,000 D
2025-03-25 NMSIC Co-Investment Fund, L.P. 10% Owner S-Sale D Common Stock 350,000 3.30 1.16M 1,758,958 I
2025-02-28 ABALLI JOHN Director / Officer A-Award A Common Stock 8,621 2.47 21.3K 746,214 D
2025-02-21 Black Jeffrey G. Officer A-Award A Common Stock 15,000 0.00 289,492 D
2025-02-21 ABALLI JOHN Director / Officer A-Award A Stock Option(right to buy) 75,000 3.58 268.5K 75,000 D
2024-11-20 NMSIC Co-Investment Fund, L.P. 10% Owner S-Sale D Common Stock 200,000 3.30 660.0K 2,108,958 I
2024-11-15 Black Jeffrey G. Officer P-Purchase A Common Stock 22,298 2.98 66.4K 274,492 D
2024-11-14 ABALLI JOHN Director / Officer 0 0.00 0
2024-09-01 Black Jeffrey G. Officer D Common Stock 0 0.00 27,194
2024-06-10 Stokes Frank Director A-Award A Stock Option(right to buy) 9,000 1.99 17.9K 9,000
2024-06-10 Nova Tina Susan Director A-Award A Stock Option(right to buy) 13,500 1.99 26.9K 13,500
2024-06-10 Kim Paul Director A-Award A Stock Option(right to buy) 9,000 1.99 17.9K 9,000
2024-06-10 KAHN SCOTT D Director A-Award A Stock Option(right to buy) 15,000 1.99 29.9K 15,000
2024-06-10 Hooker Ana Director A-Award A Stock Option(right to buy) 9,000 1.99 17.9K 9,000
2024-05-16 ABALLI JOHN Director / Officer P-Purchase A Common Stock 40,401 1.92 77.6K 40,401
2024-03-04 Adawi Kamal Officer S-Sale D Common Stock 9,297 1.91 17.7K 247,236
2024-02-29 ABALLI JOHN Director / Officer A-Award A Common Stock 9,804 1.91 18.7K 600,788
2024-02-20 Adawi Kamal Officer A-Award A Common Stock 75,000 0.00 256,533
2024-02-20 ABALLI JOHN Director / Officer A-Award A Common Stock 175,000 0.00 590,984
2024-02-06 Adawi Kamal Officer S-Sale D Common Stock 6,738 1.95 13.1K 181,533
2023-10-17 ABALLI JOHN Director / Officer S-Sale D Common Stock 33,819 1.75 59.0K 415,984
2023-08-31 ABALLI JOHN Director / Officer A-Award A Common Stock 9,803 2.14 21.0K 449,803
2023-07-24 Kim Paul Director A-Award A Stock Option(right to buy) 15,000 2.59 38.8K 15,000
2023-06-15 TULLIS JAMES L L 10% Owner P-Purchase A Common Stock 167 3.11 519.45 1,515,839
2023-06-15 Nova Tina Susan Director / Officer A-Award A Stock Option(right to buy) 13,500 3.22 43.5K 13,500
2023-06-09 Stokes Frank Director A-Award A Stock Option(right to buy) 9,000 3.13 28.2K 9,000
2023-06-09 PALLARES EBETUEL Director A-Award A Stock Option(right to buy) 9,000 3.13 28.2K 9,000
2023-06-09 Johnson Wendy S. Director A-Award A Stock Option(right to buy) 9,000 3.13 28.2K 9,000
2023-06-09 Hooker Ana Director A-Award A Stock Option(right to buy) 9,000 3.13 28.2K 9,000
2023-06-09 Birk Brian Director A-Award A Stock Option(right to buy) 9,000 3.13 28.2K 9,000
2023-03-02 Hazeltine Mark Officer S-Sale D Common Stock 3,667 0.00 190,205
2023-03-02 Adawi Kamal Officer S-Sale D Common Stock 3,667 2.30 8.4K 188,271
2023-02-27 Hazeltine Mark Officer A-Award A Common Stock 100,000 0.00 193,872
2023-02-27 Adawi Kamal Officer A-Award A Common Stock 100,000 0.00 191,938
2023-02-08 Hazeltine Mark Officer S-Sale D Common Stock 5,821 2.69 15.7K 93,872
2023-02-08 Adawi Kamal Officer S-Sale D Common Stock 5,821 2.69 15.7K 91,938
2022-12-08 ABALLI JOHN Officer P-Purchase A Common Stock 90,000 2.68 241.2K 440,000
2022-10-16 ABALLI JOHN Officer A-Award A Restricted Stock Units 350,000 0.00 350,000
2022-06-16 TULLIS JAMES L L Director / 10% Owner A-Award A Stock Option(right to buy) 9,000 5.25 47.3K 9,000
2022-06-16 Stokes Frank Director A-Award A Stock Option(right to buy) 9,000 5.25 47.3K 9,000
2022-06-16 PALLARES EBETUEL Director A-Award A Stock Option(right to buy) 9,000 0.00 9,000
2022-06-16 Nova Tina Susan Director A-Award A Stock Option(right to buy) 9,000 0.00 9,000
2022-06-16 Johnson Wendy S. Director A-Award A Stock Option(right to buy) 9,000 0.00 9,000
2022-06-16 Hooker Ana Director A-Award A Stock Option(right to buy) 9,000 0.00 9,000
2022-06-16 Birk Brian Director A-Award A Stock Option(right to buy) 9,000 0.00 9,000
2022-03-01 Zack Debra Officer F-InKind D Common Stock 3,241 7.12 23.1K 84,259
2022-03-01 Rocca Fortunato R. Officer F-InKind D Common Stock 4,322 7.12 30.8K 120,678
2022-03-01 Hazeltine Mark Officer F-InKind D Common Stock 3,241 7.12 23.1K 99,693
2022-03-01 Adawi Kamal Officer F-InKind D Common Stock 3,241 7.12 23.1K 97,759
2022-02-04 Zack Debra Officer A-Award A Common Stock 50,000 0.00 87,500
2022-02-04 Rocca Fortunato R. Director / Officer A-Award A Common Stock 75,000 0.00 125,000
2022-02-04 Hazeltine Mark Officer A-Award A Common Stock 63,500 0.00 102,934
2022-02-04 Adawi Kamal Officer A-Award A Common Stock 63,500 0.00 101,000
2021-09-03 Johnson Wendy S. Director P-Purchase A Common Stock 1,000 14.02 14.0K 1,000
2021-08-05 TULLIS JAMES L L Director S-Sale D Common Stock 6,800 10.72 72.9K 1,515,672
2021-08-04 TULLIS JAMES L L Director S-Sale D Common Stock 2,100 11.39 23.9K 1,522,472
2021-08-03 TULLIS JAMES L L Director S-Sale D Common Stock 4,300 11.77 50.6K 1,524,572
2021-08-02 TULLIS JAMES L L Director S-Sale D Common Stock 1,800 11.92 21.5K 1,528,872
2021-07-29 Hooker Ana Director A-Award A Stock Option(right to buy) 15,000 12.28 184.2K 15,000
2021-06-29 TULLIS JAMES L L Director S-Sale D Common Stock 5,379 14.67 78.9K 1,530,672
2021-06-28 TULLIS JAMES L L Director S-Sale D Common Stock 10,858 14.98 162.7K 1,536,051
2021-06-25 TULLIS JAMES L L Director S-Sale D Common Stock 8,763 16.03 140.5K 1,546,909
2021-06-17 TULLIS JAMES L L Director / 10% Owner A-Award A Stock Option(right to buy) 9,000 16.41 147.7K 9,000
2021-06-17 Stokes Frank Director 0 0.00 0
2021-06-17 Robertson Bruce C Director A-Award A Stock Option(right to buy) 9,000 16.41 147.7K 9,000
2021-06-17 PALLARES EBETUEL Director A-Award A Stock Option(right to buy) 9,000 16.41 147.7K 9,000
2021-06-17 Nova Tina Susan Director A-Award A Stock Option(right to buy) 9,000 16.41 147.7K 9,000
2021-06-17 Johnson Wendy S. Director A-Award A Stock Option(right to buy) 9,000 16.41 147.7K 9,000
2021-06-17 Birk Brian Director A-Award A Stock Option(right to buy) 9,000 16.41 147.7K 9,000
2021-05-17 Hazeltine Mark Officer M-Exempt A Common Stock 1,934 0.26 502.84 39,434
2021-03-13 Hazeltine Mark Officer D Stock Option(right to buy) 680 45.91 31.2K 0
2021-02-23 Zack Debra Officer A-Award A Common Stock 37,500 0.00 37,500
2021-02-23 Rocca Fortunato R. Director / Officer A-Award A Common Stock 50,000 0.00 50,000
2021-02-23 Adawi Kamal Officer A-Award A Common Stock 37,500 0.00 37,500
2021-02-05 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 3,000 17.00 51.0K 21,348
2021-01-25 Hunt Holdings Limited Partnership 10% Owner S-Sale D Common Stock 28,021 16.01 448.6K 1,261,324
2021-01-22 Hunt Holdings Limited Partnership 10% Owner S-Sale D Common Stock 23,646 16.07 380.0K 1,289,345
2021-01-21 Hunt Holdings Limited Partnership 10% Owner S-Sale D Common Stock 50,000 16.01 800.7K 1,312,991
2021-01-20 Hunt Holdings Limited Partnership 10% Owner S-Sale D Common Stock 30,000 16.13 484.0K 1,362,991
2021-01-19 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 257 15.56 4.0K 24,348
2021-01-19 Hunt Holdings Limited Partnership 10% Owner S-Sale D Common Stock 30,000 16.00 480.0K 1,392,991
2021-01-15 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 1,014 15.51 15.7K 24,605
2021-01-13 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 4,000 15.58 62.3K 25,619
2021-01-12 Hunt Holdings Limited Partnership 10% Owner S-Sale D Common Stock 15,000 16.04 240.6K 1,422,991
2021-01-11 Hunt Holdings Limited Partnership 10% Owner S-Sale D Common Stock 7,394 16.03 118.5K 1,437,991
2021-01-08 Hunt Holdings Limited Partnership 10% Owner S-Sale D Common Stock 15,186 16.07 244.0K 1,445,385
2021-01-07 Hunt Holdings Limited Partnership 10% Owner S-Sale D Common Stock 10,000 16.04 160.4K 1,460,571
2020-12-15 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 12,000 12.23 146.7K 1,555,672
2020-12-15 NMSIC Co-Investment Fund, L.P. 10% Owner S-Sale D Common Stock 125,000 12.00 1.50M 2,308,958
2020-12-11 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 7,500 13.04 97.8K 1,567,672
2020-12-10 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 10,000 14.03 140.3K 1,575,172
2020-11-11 Hunt Holdings Limited Partnership 10% Owner S-Sale D Common Stock 150 16.00 2.4K 1,470,571
2020-11-10 Hunt Holdings Limited Partnership 10% Owner S-Sale D Common Stock 9,045 16.06 145.3K 1,470,721
2020-11-09 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 882 16.21 14.3K 31,348
2020-11-09 Hunt Holdings Limited Partnership 10% Owner S-Sale D Common Stock 6,752 16.04 108.3K 1,479,766
2020-10-19 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 198 16.02 3.2K 32,127
2020-10-16 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 2,104 16.25 34.2K 32,325
2020-10-15 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 4,316 14.88 64.2K 34,429
2020-10-01 Johnson Wendy S. Director A-Award A Stock Option(right to buy) 15,000 11.25 168.8K 15,000
2020-09-11 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 15,000 12.40 186.0K 1,585,275
2020-09-01 NMSIC Co-Investment Fund, L.P. 10% Owner S-Sale D Common Stock 126,404 12.50 1.58M 2,433,958
2020-08-18 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 2,082 14.52 30.2K 1,600,275
2020-08-14 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 11,507 16.95 195.1K 1,602,357
2020-06-18 TULLIS JAMES L L Director / 10% Owner A-Award A Stock Option(right to buy) 9,000 13.00 117.0K 9,000
2020-06-18 Robertson Bruce C Director A-Award A Stock Option(right to buy) 9,000 13.00 117.0K 9,000
2020-06-18 PALLARES EBETUEL Director A-Award A Stock Option(right to buy) 9,000 13.00 117.0K 9,000
2020-06-18 Nova Tina Susan Director A-Award A Stock Option(right to buy) 9,000 13.00 117.0K 9,000
2020-06-18 Elliott Jeffrey Thomas Director A-Award A Stock Option(right to buy) 9,000 13.00 117.0K 9,000
2020-06-18 Burrell Chet Director A-Award A Stock Option(right to buy) 9,000 13.00 117.0K 9,000
2020-06-18 Birk Brian Director A-Award A Stock Option(right to buy) 9,000 13.00 117.0K 9,000
2020-06-09 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 1,522 12.77 19.4K 1,618,646
2020-05-28 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 2,240 11.93 26.7K 1,620,168
2020-05-27 TULLIS JAMES L L Director / 10% Owner S-Sale D Common Stock 1,595 12.57 20.1K 1,622,408
2020-05-20 TULLIS JAMES L L Director / 10% Owner J-Other D Common Stock 1,162 0.00 1,624,003
2020-04-13 PALLARES EBETUEL Director J-Other D Common Stock 144,033 0.00 0
2020-04-13 Hunt Holdings Limited Partnership 10% Owner J-Other A Common Stock 7,703 0.00 1,486,518
2020-03-24 Zack Debra Officer 0 0.00 0
2020-03-20 TULLIS JAMES L L Director / 10% Owner J-Other D Common Stock 164,420 0.00 1,625,165
2020-03-20 TULLIS DICKERSON CAPITAL FOCUS III, L.P. 10% Owner J-Other D Common Stock 164,420 0.00 1,625,165
2020-03-11 PALLARES EBETUEL Director M-Exempt D Warrants 2,265 1.84 4.2K 0
2020-01-09 Rocca Fortunato R. Director / Officer A-Award A Stock Option(right to buy) 155,000 24.19 3.75M 155,000
2020-01-09 Adawi Kamal Officer A-Award A Stock Option(right to buy) 52,500 24.19 1.27M 52,500
2019-09-23 TULLIS JAMES L L Director / 10% Owner C-Conversion A Common Stock 4,537 0.00 4,537
2019-09-23 TULLIS DICKERSON CAPITAL FOCUS III, L.P. 10% Owner C-Conversion D Series C Redeemable Convertible Preferred Stock 5,446,902 0.00 0
2019-09-23 PALLARES EBETUEL Director C-Conversion A Common Stock 120,609 0.00 121,667
2019-09-23 NMSIC Co-Investment Fund, L.P. 10% Owner C-Conversion A Common Stock 2,228,500 0.00 2,560,362
2019-09-23 Hunt Holdings Limited Partnership 10% Owner C-Conversion D Series A-3 Redeemable Convertible Preferred Stock 219,548 0.00 0
2019-09-23 H.I.G. Bio-Exagen, L.P. 10% Owner C-Conversion D Series H Redeemable Convertible Preferred Stock 233,446,519 0.00 0
2019-09-19 TULLIS JAMES L L Director / 10% Owner F-InKind D Common Stock 8,865 18.58 164.7K 2,732
2019-09-19 TULLIS DICKERSON CAPITAL FOCUS III, L.P. 10% Owner X-InTheMoney A Common Stock 11,498 14.32 164.7K 11,597
2019-09-19 PALLARES EBETUEL Director X-InTheMoney D Warrants 3,839 14.32 55.0K 0
2019-09-19 NMSIC Co-Investment Fund, L.P. 10% Owner F-InKind D Common Stock 49,860 18.58 926.4K 331,862
2019-09-19 Hunt Holdings Limited Partnership 10% Owner X-InTheMoney D Warrants 10,557 14.32 151.2K 0
2019-09-18 TULLIS JAMES L L Director / 10% Owner I Warrants 1,361 688.63 937.2K 0
2019-09-18 TULLIS DICKERSON CAPITAL FOCUS III, L.P. 10% Owner I Common Stock 0 0.00 99
2019-09-18 Rocca Fortunato R. Director / Officer A-Award A Stock Option(right to buy) 138,659 14.00 1.94M 138,659
2019-09-18 Robertson Bruce C Director 0 0.00 0
2019-09-18 PALLARES EBETUEL Director I Series F Redeemable Convertible Preferred Stock 43,405 0.00 0
2019-09-18 Nova Tina Susan Director 0 0.00 0
2019-09-18 NMSIC Co-Investment Fund, L.P. 10% Owner I Common Stock 0 0.00 12,074
2019-09-18 Hunt Holdings Limited Partnership 10% Owner I Series H Redeemable Convertible Preferred Stock 294,854 0.00 0
2019-09-18 H.I.G. Bio-Exagen, L.P. 10% Owner I Series H Redeemable Convertible Preferred Stock 1,271,252 0.00 0
2019-09-18 Elliott Jeffrey Thomas Director 0 0.00 0
2019-09-18 Dervieux Thierry Officer D Stock Option (Right to Buy) 97,110 0.26 25.0K 0
2019-09-18 Burrell Chet Director 0 0.00 0
2019-09-18 Birk Brian Director 0 0.00 0
2019-09-18 Adawi Kamal Officer D Stock Option (Right to Buy) 84,162 0.26 21.6K 0

Executive team

Top executives
EBIT / Employee
-67.3K
Shares Outstanding
24.05M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 John Aballi President, Chief Executive Officer, Director and former Interim Chief Financial Officer 540.0K 402.8K 203.0K 237.6K 17.5K 1.40M 43.24%
2 2025 Jeffrey Black Chief Financial Officer and Corporate Secretary 465.0K 53.7K 27.1K 186.0K 14.4K 746.2K 10.82%
3 2024 John Aballi President, Chief Executive Officer, and Director 525.0K 353.5K 288.8K 17.3K 1.18M 29.84%
4 2024 John Aballi President, Chief Executive Officer, Director and former Interim Chief Financial Officer 525.0K 353.5K 288.8K 17.3K 1.18M 29.84%
5 2024 Jeffrey Black Chief Financial Officer and Corporate Secretary 141.5K 125.0K 670.5K 84.0K 1.02M 65.67%
6 2024 Kamal Adawi Former Chief Financial Officer and Corporate Secretary 253.7K 151.5K 385.1K 790.3K 19.17%
7 2023 Mark Hazeltine former Chief Business Officer 378.4K 239.0K 436.6K 1.05M 22.68%
8 2023 John Aballi President and Chief Executive Officer 525.0K 76.1K 317.6K 13.2K 932.0K 0.00%
9 2023 John Aballi President, Chief Executive Officer, and Director 525.0K 76.1K 317.6K 13.2K 932.0K 0.00%
10 2023 Kamal Adawi Former Chief Financial Officer and Corporate Secretary 406.5K 35.1K 239.0K 221.3K 13.2K 915.1K 26.12%
11 2023 Kamal Adawi Chief Financial Officer and Corporate Secretary 406.5K 35.1K 239.0K 221.3K 13.2K 915.1K 26.12%
12 2022 Fortunato Ron Rocca former President and Chief Executive Officer 447.2K 657.8K 437.1K 1.54M 42.65%
13 2022 Mark Hazeltine Chief Business Officer 398.5K 72.6K 556.9K 12.2K 1.04M 53.54%
14 2022 Kamal Adawi Chief Financial Officer and Corporate Secretary 398.5K 72.6K 556.9K 12.2K 1.04M 53.54%
15 2022 Mark Hazeltine former Chief Business Officer 398.5K 72.6K 556.9K 12.2K 1.04M 53.54%
16 2022 Debra Zack, M.D., Ph.D. former Chief Medical Officer 373.7K 438.5K 213.8K 1.03M 42.74%
17 2022 John Aballi President and Chief Executive Officer 111.1K 22.3K 850.5K 983.9K 86.44%
18 2021 Fortunato Ron Rocca President and Chief Executive Officer 594.7K 910.0K 388.6K 537.6K 8.7K 2.44M 53.23%
19 2021 Fortunato Ron Rocca former President and Chief Executive Officer 594.7K 910.0K 388.6K 537.6K 8.7K 2.44M 53.23%
20 2021 Debra Zack, M.D., Ph.D. Chief Medical Officer 415.5K 682.5K 121.4K 202.6K 8.6K 1.43M 56.20%
21 2021 Debra Zack, M.D., Ph.D. former Chief Medical Officer 415.5K 682.5K 121.4K 202.6K 8.6K 1.43M 56.20%
22 2021 Kamal Adawi Chief Financial Officer and Corporate Secretary 406.4K 682.5K 121.4K 194.6K 8.7K 1.41M 56.87%
23 2021 Mark Hazeltine Chief Business Officer 390.6K 682.5K 121.4K 194.6K 8.7K 1.40M 57.52%
24 2020 Fortunato Ron Rocca President and Chief Executive Officer 499.7K 1.74M 566.8K 8.6K 2.82M 61.85%
25 2020 Kamal Adawi Chief Financial Officer and Corporate Secretary 381.2K 590.2K 230.6K 8.6K 1.21M 48.76%
26 2020 Debra Zack, M.D., Ph.D. Chief Medical Officer 296.7K 633.4K 185.6K 6.5K 1.12M 56.44%
27 2019 Fortunato Ron Rocca President and Chief Executive Officer 358.2K 73.9K 1.08M 105.2K 8.4K 1.63M 66.48%
28 2019 Kamal Adawi Chief Financial Officer and Corporate Secretary 278.1K 28.7K 168.8K 40.8K 8.4K 524.9K 32.17%
29 2019 Thierry Dervieux, Ph.D. Chief Scientific Officer 268.8K 27.7K 85.0K 39.4K 46.1K 467.0K 18.20%
30 2018 Fortunato Ron Rocca President and Chief Executive Officer 348.1K 157.4K 53.5K 8.3K 567.2K 9.43%
31 2018 Thierry Dervieux, Ph.D. Chief Scientific Officer 278.4K 62.9K 16.1K 8.3K 365.6K 4.39%
32 2018 Kamal Adawi Chief Financial Officer and Corporate Secretary 271.0K 61.1K 13.9K 8.3K 354.3K 3.93%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-27 DEFA14A
2026-04-27 DEF 14A
2025-04-30 DEFA14A
2025-04-30 DEF 14A
2024-04-26 DEFA14A
2024-04-26 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-11 8-K
2026-05-11 10-Q
2026-04-27 DEFA14A
2026-04-27 DEF 14A
2026-04-27 ARS
2026-04-23 8-K
2026-04-21 3/A
2026-03-16 4
2026-03-16 4
2026-03-16 3

Executive team

NameTitleCompensationGender
John Aballi Chief Executive Officer, President & Director 795.1K male
Jeffrey G. Black Chief Financial Officer & Corporate Secretary 665.4K male
Prashanti Reddy Chief Medical Officer 626.6K
Tina S. Nova Executive Chairman of the Board of Directors 125.0K
Michael Mahler Chief Scientific Officer
Ryan Douglas Investors Relations Officer male
Tina Jacobsen Vice President of Investor Relations female
ESG Rating
B+
MEDICAL - DIAGNOSTICS & RESEARCH
Rank: 6 out of 64
2026
E (Environmental)
50.0 / 61.3
Company / Sector avg.
S (Social)
73.3 / 65.4
Company / Sector avg.
G (Governance)
90.5 / 64.9
Company / Sector avg.
ESG Total
71.3 / 63.8
Company / Sector avg.
ESG Score History MEDICAL - DIAGNOSTICS & RESEARCH
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits