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TOMI Environmental Solutions, Inc. (TOMZ)

USD0.77 +0.03 (+3.42%)
US NASDAQ Industrials Industrial - Pollution & Treatment Controls
Address 8430 Spires Way 21701
Frederick, MD, US
CEO Halden Stuart Shane
IPO 2008-06-20
CIK 314227 ISIN US8900232039

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Description

TOMI Environmental Solutions, Inc. is a company dedicated to controlling infectious diseases and decontaminating bacteria, offering sophisticated environmental solutions for sanitizing indoor surfaces globally and across the United States. Central to their operations is the development, sale, and licensing of SteraMist Binary Ionization Technology, which utilizes a hydrogen peroxide-based mist and fog for highly effective disinfection. Their diverse product lineup includes: The SteraMist Surface Unit, a portable, handheld device designed for quick, targeted disinfection of specific areas. The SteraMist Environment System, a transportable and remotely operated unit capable of completely disinfecting sealed rooms up to approximately 103.8 cubic meters. The SteraMist Hospital Disinfection Cart, specifically tailored for healthcare clients to elevate patient care and safety by decontaminating patient rooms, operating theaters, pharmacies, ambulances, and emergency zones within hospitals and other medical settings. Further offerings comprise the SteraMist Select Surface Unit, a Stainless Steel 90-Degree Applicator, the iHP Plasma Decontamination Chamber, and bespoke SteraMist Custom Engineered Systems. TOMI also provides iHP Corporate Service Decontamination, delivering comprehensive disinfection and decontamination services for entire rooms, equipment, facilities, and emergency situations. TOMI's advanced products and services are adopted across a broad spectrum of industries and settings. These range from hospitals, medical facilities, bio-safety labs, and pharmaceutical manufacturing plants to meat and produce processing facilities, universities, research institutions, and vivarium labs. Their solutions also extend to various service sectors like cruise ships, corporate offices, hotels, schools, restaurants, military barracks, police and fire departments, correctional facilities, and athletic venues, as well as residential properties including single-family homes and multi-unit dwellings. The company was established in 1979 and is based in Frederick, Maryland.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.77 +0.03 (+3.42%)
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Volume Profile
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Liquidity & share structure
Average Volume
670.1K
Beta
1.86
Float Shares
9.92M
Free Float %
48.3%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-2.62% +8.73% +36.99% +11.27% -3.70% +0.00% -8.27% +14.71% -71.84% -78.80% -75.63%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (1 ratings, all time) Buy
Price Targets & DCF
Current price
0.77
Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 1 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-10.57
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
2 / 10
No MOAT
Composite Rating
D+
Overall Score
1 / 5
Low
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Industrial - Pollution & Treatment Controls: +8.0%
    -27.2% Q1'26: +4.9% (vs Q1'25)
  • EPS growth Industrial - Pollution & Treatment Controls: +15.8%
    +13.6% Q1'26: -210.2% (vs Q1'25)
  • FCF margin FCF growth · Industrial - Pollution & Treatment Controls: +35.7%
    -35.3% Q1'26: +17.5% (vs Q1'25)
  • EBIT margin Industrial - Pollution & Treatment Controls: +10.2%
    -57.4% Q1'26: -37.9% (vs Q1'25)
  • ROIC Industrial - Pollution & Treatment Controls: +6.6%
    -82.3% Q1'26: -77.2% (vs Q1'25)
  • Share dilution Industrial - Pollution & Treatment Controls: 0.0%
    +0.5% Q1'26: +2.0% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Industrial - Pollution & Treatment Controls: -0.39×
    -1.22× Q1'26: -1.65× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.77) × ERP
WACC = 83% × Ke + 17% × Kd (15.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 0.77
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
7.75M
est: 8.50M (-8.8%)
8.34M
est: 8.50M (-1.9%)
7.35M
est: 8.69M (-15.4%)
7.74M
est: 10.10M (-23.4%)
5.64M
est: 6.93M (-18.7%)
8.21M
8.21M – 8.21M
+18.5% YoY
18.17M
18.17M – 18.17M
+121.4% YoY
25.65M
25.65M – 25.65M
+41.1% YoY
31.38M
31.38M – 31.38M
+22.4% YoY
36.72M
36.72M – 36.72M
+17.0% YoY
EBITDA
-4.01M
est: -2.51M (-60.1%)
-2.53M
est: -2.51M (-0.7%)
-2.96M
est: -2.56M (-15.3%)
-3.63M
est: -4.42M (+17.9%)
-2.80M
est: -3.03M (+7.6%)
-3.59M
-3.59M – -3.59M
-18.5% YoY
-7.96M
-7.96M – -7.96M
-121.4% YoY
-11.23M
-11.23M – -11.23M
-41.1% YoY
-13.74M
-13.74M – -13.74M
-22.4% YoY
-16.08M
-16.08M – -16.08M
-17.0% YoY
EBIT
-4.51M
est: -2.94M (-53.4%)
-2.88M
est: -2.94M (+2.0%)
-3.34M
est: -3.00M (-11.1%)
-4.09M
est: -5.01M (+18.5%)
-3.23M
est: -3.44M (+6.0%)
-4.08M
-4.08M – -4.08M
-18.5% YoY
-9.02M
-9.02M – -9.02M
-121.4% YoY
-12.73M
-12.73M – -12.73M
-41.1% YoY
-15.58M
-15.58M – -15.58M
-22.4% YoY
-18.23M
-18.23M – -18.23M
-17.0% YoY
Net Income
-4.44M
est: -3.60M (-23.3%)
-2.88M
est: -2.20M (-30.9%)
-3.40M
est: -2.40M (-41.8%)
-4.48M
est: -1.00M (-345.8%)
-3.75M
est: -2.41M (-55.5%)
-3.21M
-3.21M – -3.21M
-33.3% YoY
1.21M
1.21M – 1.21M
+137.5% YoY
3.62M
3.62M – 3.62M
+200.0% YoY
5.22M
5.22M – 5.22M
+44.4% YoY
6.63M
6.63M – 6.63M
+26.9% YoY
SGA
8.64M
est: 7.13M (+21.2%)
7.26M
est: 7.13M (+1.8%)
6.78M
est: 7.29M (-7.0%)
7.07M
est: 10.00M (-29.3%)
6.37M
est: 6.86M (-7.2%)
8.13M
8.13M – 8.13M
+18.5% YoY
18.00M
18.00M – 18.00M
+121.4% YoY
25.40M
25.40M – 25.40M
+41.1% YoY
31.08M
31.08M – 31.08M
+22.4% YoY
36.37M
36.37M – 36.37M
+17.0% YoY
EPS
-0.25
est: -0.18 (-38.9%)
-0.15
est: -0.11 (-36.4%)
-0.17
est: -0.12 (-41.7%)
-0.22
est: -0.05 (-340.0%)
-0.19
est: -0.12 (-58.3%)
-0.16
-0.16 – -0.16
-33.3% YoY
0.06
0.06 – 0.06
+137.5% YoY
0.18
0.18 – 0.18
+200.0% YoY
0.26
0.26 – 0.26
+44.4% YoY
0.33
0.33 – 0.33
+26.9% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-08 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-05-07 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-05-06 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-05-05 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-05-04 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-05-01 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-30 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-29 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-28 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-27 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-24 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-23 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-22 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-21 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-20 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-17 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-04-16 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
288.59M
OE per share TTM
14.13
Owner's Yield
1,715.01%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
17.1%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
3
Total invested
14.3K
Insider transactions (90d)
3
Beneficial owners (>5%)
1
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 John F. Nelson 1.03M 5.14% 1.03M 1.03M IN Wisconsin, United States 2024-05-08

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
3
-15 vs prev Q
New positions
0
Closed positions
15
Increased
0
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 VANGUARD GROUP INC 618.6K +16.2K (+2.7%) 482.5K -138.0K (-22.2%) 3.08% +0.077 pp 0.00% +0.000 pp USD1.82 -57.1% 20 qtrs
2 GEODE CAPITAL MANAGEMENT, LLC 133.7K -1.2K (-0.9%) 104.3K -34.7K (-25.0%) 0.67% -0.007 pp 0.00% +0.000 pp USD1.87 -58.3% 20 qtrs
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 66.8K -34.5K (-34.0%) 52.1K -52.2K (-50.0%) 0.33% -0.172 pp 0.00% +0.000 pp USD1.01 -22.8% 5 qtrs
4 STATE STREET CORP 52.2K +— (+0.0%) 40.7K -13.1K (-24.3%) 0.26% 0.000 pp 0.00% +0.000 pp USD1.56 -50.0% 19 qtrs
5 RENAISSANCE TECHNOLOGIES LLC 22.7K -11.1K (-32.8%) 17.7K -16.4K (-48.1%) 0.11% -0.056 pp 0.00% +0.000 pp USD0.95 -17.9% 4 qtrs
6 CHOREO, LLC 19.0K -24.8K (-56.6%) 14.2K -30.1K (-67.9%) 0.09% -0.124 pp 0.00% 0.000 pp USD1.01 -22.8% 9 qtrs
7 DRW SECURITIES, LLC 16.6K +16.6K (+100.0%) 12.9K +12.9K (+100.0%) 0.08% +0.083 pp 0.00% +0.000 pp USD0.78 +0.0% 1 qtrs NEW
8 NORTHERN TRUST CORP 15.8K +— (+0.0%) 12.4K -3.6K (-22.8%) 0.08% 0.000 pp 0.00% +0.000 pp USD4.57 -82.9% 21 qtrs
9 SPINNAKER INVESTMENT GROUP, LLC 14.7K +— (+0.0%) 11.5K -3.4K (-22.8%) 0.07% 0.000 pp 0.00% -0.001 pp USD0.91 -14.3% 9 qtrs
10 XTX TOPCO LTD 11.3K +11.3K (+100.0%) 8.8K +8.8K (+100.0%) 0.06% +0.056 pp 0.00% +0.000 pp USD0.78 +0.0% 1 qtrs NEW
11 COMMONWEALTH EQUITY SERVICES, LLC 11.1K +— (+0.0%) 8.6K -2.4K (-21.5%) 0.06% 0.000 pp 0.00% +0.000 pp USD0.79 -1.3% 6 qtrs
12 TOWER RESEARCH CAPITAL LLC (TRC) 4.2K -137.0 (-3.1%) 3.3K -1.1K (-25.2%) 0.02% -0.001 pp 0.00% +0.000 pp USD1.02 -23.5% 21 qtrs
13 UBS GROUP AG 2.5K +— (+0.0%) 2.0K -575.0 (-22.8%) 0.01% +0.000 pp 0.00% +0.000 pp USD0.89 -12.4% 21 qtrs
14 CITIGROUP INC 923.00 +907.0 (+5,668.8%) 720.00 +704.0 (+4,400.0%) 0.00% +0.005 pp 0.00% +0.000 pp USD0.77 +1.3% 13 qtrs
15 ALLWORTH FINANCIAL LP 344.00 +— (+0.0%) 269.00 -79.0 (-22.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.49 +59.2% 13 qtrs
16 BANK OF AMERICA CORP /DE/ 121.00 -370.0 (-75.4%) 94.00 -402.0 (-81.0%) 0.00% -0.002 pp 0.00% +0.000 pp USD0.95 -17.9% 9 qtrs
17 MORGAN STANLEY 1.00 +— (+0.0%) 1.00 +— (+0.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.00 -74.0% 21 qtrs
18 SBI SECURITIES CO., LTD. 1.00 +— (+0.0%) 1.00 +— (+0.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.00 -22.0% 5 qtrs
19 ADVISOR GROUP HOLDINGS, INC. -9.8K (-100.0%) -8.0K (-100.0%) 0.00% -0.049 pp 0.00% +0.000 pp USD 2 qtrs SOLD
20 CITADEL ADVISORS LLC -17.6K (-100.0%) -18.1K (-100.0%) 0.00% -0.088 pp 0.00% +0.000 pp USD 2 qtrs SOLD
21 BARCLAYS PLC -9.0 (-100.0%) -9.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 11 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Vanguard Extended Market ETF VXF 0.00% 81.7K 0.05%
2 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 934.69 0.03%
3 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 2.6K 0.17%
4 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 189.56 0.17%
5 Vanguard Total Stock Market ETF VTI 0.00% 438.6K 0.03%
6 Vanguard All-Equity ETF Portfolio VEQT.TO 0.00% 961.26 0.22%
7 Vanguard Growth ETF Portfolio VGRO.TO 0.00% 523.13 0.22%
8 Vanguard Balanced ETF Portfolio VBAL.TO 0.00% 211.57 0.22%
9 Vanguard Conservative ETF Portfolio VCNS.TO 0.00% 23.29 0.22%
10 Vanguard Conservative Income ETF Portfolio VCIP.TO 0.00% 3.28 0.22%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
3
Sells
0
Shares acquired
30.0K
Shares disposed
Cash buys
Cash sales
Net activity
+30,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-04-22 PAUL HAROLD Director A-Award A Common Stock 10,000 0.55 5.5K 91,300 D
2026-04-22 Lim Boh Soon Director A-Award A Common Stock 10,000 0.55 5.5K 208,524 D
2026-04-22 Fragasso Francesco Director A-Award A Common Stock 10,000 0.55 5.5K 30,000 D
2026-01-09 PAUL HAROLD Director A-Award A Common Stock 20,000 0.79 15.8K 81,300 D
2026-01-09 Lim Boh Soon Director A-Award A Common Stock 10,000 0.79 7.9K 198,524 D
2026-01-09 Fragasso Francesco Director A-Award A Common Stock 20,000 0.79 15.8K 20,000 D
2025-10-06 Vanston David Cecil Officer A-Award A Common Stock 100,000 0.00 100,000 D
2025-09-25 PAUL HAROLD Director Common Stock 0 0.00 61,300 D
2025-09-11 Fragasso Francesco Director 0 0.00 0
2025-06-05 Vanston David Cecil Officer 0 0.00 0
2025-05-12 Lim Boh Soon Director A-Award A Common Stock 20,000 0.85 17.0K 188,524 D
2025-05-12 JOHNSEN WALTER C Director A-Award A Common Stock 20,000 0.85 17.0K 130,375 D
2025-05-12 Anderson Kelly Director A-Award A Common Stock 20,000 0.85 17.0K 130,375 D
2024-05-15 Shane Elissa Jessica Director / Officer A-Award A Common Stock Purchase Options (right to buy) 50,000 0.75 37.5K 238,750
2024-05-15 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Options (right to buy) 100,000 0.75 75.0K 1,510,000
2024-05-15 Rzepka Joseph Frank JR Officer D Common Stock Purchase Options 75,000 0.75 56.3K 0
2024-05-15 Lim Boh Soon Director A-Award A Common Stock 20,000 0.75 15.0K 168,524
2024-05-15 JOHNSEN WALTER C Director A-Award A Common Stock 20,000 0.75 15.0K 110,375
2024-05-15 Anderson Kelly Director A-Award A Common Stock 20,000 0.75 15.0K 110,375
2024-01-03 Shane Elissa Jessica Director / Officer C-Conversion D Common Stock Purchase Options (right to buy) 31,250 0.88 27.5K 188,750
2023-08-22 Shane Dr. Halden Stuart Director / Officer / 10% Owner P-Purchase A Common Stock 2,503 1.20 3.0K 2,538,166
2023-08-18 Shane Dr. Halden Stuart Director / Officer / 10% Owner P-Purchase A Common Stock 3,000 1.07 3.2K 2,535,663
2023-01-26 Shane Elissa Jessica Officer A-Award A Common Stock Purchase Options (right to buy) 50,000 0.00 220,000
2023-01-26 Shane Dr. Halden Stuart Officer A-Award A Common Stock Purchase Options (right to buy) 100,000 0.00 1,410,000
2023-01-26 Lim Boh Soon Director A-Award A Common Stock 20,000 0.85 17.0K 148,524
2023-01-26 Jennings Nick Officer A-Award A Common Stock Purchase Options (right to buy) 25,000 0.00 77,500
2023-01-26 JOHNSEN WALTER C Director A-Award A Common Stock 20,000 0.85 17.0K 90,375
2023-01-26 Anderson Kelly Director A-Award A Common Stock 20,000 0.85 17.0K 90,375
2023-01-20 Rzepka Joseph Frank JR Officer D Common Stock Purchase Options 7,042 0.71 5.0K 0
2022-07-16 Shane Dr. Halden Stuart Officer M-Exempt A Common Stock 31,250 0.80 25.0K 3,942,663
2022-01-20 Lim Boh Soon Director A-Award A Common Stock 17,250 1.14 19.7K 128,524
2022-01-20 JOHNSEN WALTER C Director A-Award A Common Stock 17,250 1.14 19.7K 70,375
2022-01-20 Anderson Kelly Director A-Award A Common Stock 17,250 1.14 19.7K 70,375
2022-01-18 Shane Elissa Jessica Officer A-Award A Common Stock Purchase Options (right to buy) 57,500 1.12 64.4K 170,000
2022-01-18 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Options (right to buy) 172,500 1.12 193.2K 1,341,250
2022-01-18 Jennings Nick Officer A-Award A Common Stock Purchase Options (right to buy) 40,000 1.12 44.8K 52,500
2021-12-14 Rzepka Joseph Frank JR Officer D Common Stock Purchase Options 4,500 1.93 8.7K 0
2021-09-03 Shane Dr. Halden Stuart Director / Officer / 10% Owner P-Purchase A Common Stock 21,200 2.02 42.8K 3,942,663
2021-09-02 Shane Dr. Halden Stuart Director / Officer / 10% Owner P-Purchase A Common Stock 22,082 2.00 44.2K 3,921,463
2021-02-11 Shane Dr. Halden Stuart Director / Officer / 10% Owner D-Return D Common Stock Purchase Warrants (right to buy) 125,000 2.40 300.0K 1,293,750
2021-01-07 PAUL HAROLD Director / Officer A-Award A Common Stock 12,500 4.56 57.0K 202,000
2021-01-07 Lim Boh Soon Director A-Award A Common Stock 12,500 4.56 57.0K 111,274
2021-01-07 JOHNSEN WALTER C Director A-Award A Common Stock 12,500 4.56 57.0K 53,125
2021-01-07 Anderson Kelly Director A-Award A Common Stock 12,500 4.56 57.0K 53,125
2021-01-05 Shane Elissa Jessica Officer A-Award A Common Stock Purchase Options 31,250 4.44 138.8K 143,750
2020-10-01 Shane Elissa Jessica Officer A-Award A Common Stock Purchase Warrants 93,750 6.17 578.4K 175,000
2020-10-01 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Warrants 375,000 6.17 2.31M 1,418,750
2020-10-01 Jennings Nick Officer M-Exempt D Common Stock Purchase Warrants 12,500 2.40 30.0K 37,500
2020-05-14 PAUL HAROLD Director / Officer M-Exempt A Common Stock 20,000 0.05 1.0K 1,536,000
2020-04-25 Shane Elissa Jessica Officer A-Award A Common Stock Purchase Warrants 50,000 0.50 25.0K 650,000
2020-04-25 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Warrants 100,000 0.50 50.0K 8,350,000
2020-04-25 Jennings Nick Officer A-Award A Common Stock Purchase Warrants 50,000 0.50 25.0K 400,000
2020-01-31 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Warrants 1,250,000 0.15 187.5K 9,250,000
2020-01-16 Shane Elissa Jessica Officer A-Award A Common Stock Purchase Options 150,000 0.10 15.0K 500,000
2020-01-09 Shane Elissa Jessica Officer A-Award A Common Stock Purchase Options 100,000 0.12 12.0K 350,000
2020-01-09 PAUL HAROLD Director / Officer A-Award A Common Stock 100,000 0.12 12.0K 1,514,774
2020-01-09 Lim Boh Soon Director A-Award A Common Stock 100,000 0.12 12.0K 790,190
2020-01-09 JOHNSEN WALTER C Director A-Award A Common Stock 100,000 0.12 12.0K 325,000
2020-01-09 Anderson Kelly Director A-Award A Common Stock 100,000 0.12 12.0K 325,000
2019-01-26 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Warrants 1,000,000 0.10 100.0K 9,250,000
2019-01-26 Jennings Nick Officer A-Award A Common Stock Purchase Options 50,000 0.10 5.0K 450,000
2019-01-08 Shane Elissa Jessica Officer A-Award A Common Stock Purchase Options 250,000 0.11 27.5K 350,000
2019-01-08 PAUL HAROLD Director / Officer A-Award A Common Stock 100,000 0.11 11.0K 1,414,774
2019-01-08 Lim Boh Soon Director A-Award A Common Stock 100,000 0.11 11.0K 690,190
2019-01-08 JOHNSEN WALTER C Director A-Award A Common Stock 100,000 0.11 11.0K 225,000
2019-01-08 Anderson Kelly Director A-Award A Common Stock 100,000 0.11 11.0K 225,000
2018-11-19 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Warrants 250,000 0.08 20.0K 8,250,000
2018-04-10 Ainsworth Ron E Director A-Award A Common Stock 62,500 0.12 7.5K 62,500
2018-02-05 PAUL HAROLD Director A-Award A Common Stock 75,000 0.12 9.0K 1,314,774
2018-02-05 Lim Boh Soon Director D Common Stock 0 0.00 590,190
2018-02-05 JOHNSEN WALTER C Director A-Award A Common Stock 75,000 0.12 9.0K 125,000
2018-02-05 Anderson Kelly Director A-Award A Common Stock 75,000 0.12 9.0K 125,000
2018-01-22 Lau Sok Huy 10% Owner D Common Stock 0 0.00 17,361,111
2018-01-22 Environmental Solutions Holding Pte. Ltd 10% Owner J-Other D Common Stock 17,361,111 0.00 0
2018-01-05 Shane Elissa Jessica Officer D Common Stock 0 0.00 1,891,310
2017-12-22 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Warrants 3,500,000 0.12 420.0K 7,750,000
2017-08-01 Environmental Solutions Holding Pte. Ltd 10% Owner D Common Stock 0 0.00 17,361,111
2017-08-01 Arise Asset Management Pte Ltd 10% Owner S-Sale D Common Stock 17,361,111 8,000,000.00 138.89T 0
2017-07-17 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Warrants 250,000 0.10 25.0K 7,750,000
2017-07-07 Ainsworth Ron E Director 0 0.00 0
2017-04-17 PAUL HAROLD Director A-Award A Common Stock 50,000 0.14 7.0K 1,239,774
2017-04-17 JOHNSEN WALTER C Director A-Award A Common Stock 50,000 0.14 7.0K 50,000
2017-04-17 Anderson Kelly Director A-Award A Common Stock 50,000 0.14 7.0K 50,000
2016-12-30 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Warrants 250,000 0.27 67.5K 7,500,000
2016-10-03 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Warrants 250,000 0.32 80.0K 7,250,000
2016-06-30 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Warrants 250,000 0.42 105.0K 7,000,000
2016-04-18 Wotczak Robert Officer A-Award A Common Stock 150,000 0.49 73.5K 150,000
2016-04-06 Shane Dr. Halden Stuart Director / Officer / 10% Owner A-Award A Common Stock Purchase Warrants 250,000 0.50 125.0K 6,750,000
2016-02-16 FRED EDWARD J Director P-Purchase A Common Stock 60,435 0.50 30.2K 75,000
2016-02-10 Wotczak Robert Officer 0 0.00 0
2016-02-09 FRED EDWARD J Director P-Purchase A Common Stock 14,565 0.50 7.3K 14,565
2016-02-03 PAUL HAROLD Director Common Stock Purchase Options 3,125 4.40 13.8K 0 D
2016-02-03 JOHNSEN WALTER C Director A-Award A Non-Qualified Stock Option 25,000 0.55 13.8K 25,000
2016-02-03 FRED EDWARD J Director A-Award A Non-Qualified Stock Option 25,000 0.55 13.8K 25,000
2016-02-03 Anderson Kelly Director A-Award A Non-Qualified Stock Option 25,000 0.55 13.8K 25,000
2016-02-01 Shane Dr. Halden Stuart Director / Officer / 10% Owner D Class A Preferred Stock 0 0.00 510,000
2016-02-01 PAUL HAROLD Director D Common Stock 0 0.00 1,189,774
2016-02-01 Jennings Nick Officer D Common Stock 0 0.00 112,145
2016-02-01 JOHNSEN WALTER C Director 0 0.00 0
2016-02-01 Gearhart Norris Officer D Common Stock 0 0.00 516,550
2016-02-01 FRED EDWARD J Director 0 0.00 0
2016-02-01 Arise Asset Management Pte Ltd 10% Owner D Common Stock 0 0.00 17,361,111
2016-02-01 Anderson Kelly Director 0 0.00 0
2016-01-27 Jennings Nick Officer D Common Stock Purchase Option 100,000 0.55 55.0K 0
2015-01-02 PAUL HAROLD Director D Common Stock Purchase Option 20,000 0.27 5.4K 0
2014-10-01 Jennings Nick Officer D Common Stock Purchase Option 300,000 0.30 90.0K 0
2014-02-11 Shane Dr. Halden Stuart Director / Officer / 10% Owner D Common Stock Purchase Warrants 3,000,000 0.30 900.0K 0
2012-10-15 Shane Dr. Halden Stuart Director / Officer / 10% Owner D Common Stock Purchase Warrants 3,500,000 0.15 525.0K 0
2010-01-04 PAUL HAROLD Director D Common Stock Purchase Option 20,000 2.10 42.0K 0

Executive team

Top executives
EBIT / Employee
-161.6K
Shares Outstanding
20.54M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 Halden S. Shane Chief Executive Officer and Chairman of the Board 499.1K 64.1K 9.0K 572.3K 11.21%
2 2024 Elissa J. Shane Chief Operating Officer 269.5K 32.1K 12.0K 313.6K 10.23%
3 2024 Joe Rzepka Chief Financial Officer 84.0K 48.1K 132.1K 36.41%
4 2024 Nick Jennings Interim Chief Financial Officer 104.6K 104.6K 0.00%
5 2023 Halden S. Shane Chief Executive Officer and Chairman of the Board 605.0K 75.6K 9.0K 689.6K 10.97%
6 2023 Elissa J. Shane Chief Operating Officer 326.7K 37.8K 12.0K 376.5K 10.04%
7 2023 Nick Jennings Chief Financial Officer 211.8K 18.9K 230.7K 8.20%
8 2023 Nick Jennings Interim Chief Financial Officer 211.8K 18.9K 230.7K 8.20%
9 2022 Halden S. Shane Chief Executive Officer and Chairman of the Board 550.0K 178.3K 9.0K 737.3K 24.18%
10 2022 Elissa J. Shane Chief Operating Officer 297.0K 59.4K 13.5K 369.9K 16.06%
11 2022 Nick Jennings Chief Financial Officer 192.5K 41.3K 233.8K 17.68%
12 2021 Halden S. Shane Chief Executive Officer and Chairman of the Board 500.0K 50.0K 314.5K 864.5K 0.00%
13 2021 Elissa J. Shane Chief Operating Officer 270.0K 30.0K 13.5K 313.5K 0.00%
14 2021 Nick Jennings Chief Financial Officer 175.0K 20.0K 195.0K 0.00%
15 2020 Halden S. Shane Chief Executive Officer and Chairman of the Board 400.8K 2.84M 3.24M 87.61%
16 2020 Elissa J. Shane Chief Operating Officer 226.1K 40.0K 227.0K 13.5K 506.5K 44.80%
17 2020 Nick Jennings Chief Financial Officer 165.2K 50.0K 24.8K 240.1K 10.35%
18 2019 Halden S. Shane Chief Executive Officer and Chairman of the Board 360.0K 89.7K 449.7K 19.94%
19 2019 Elissa J. Shane Chief Operating Officer 200.0K 7.5K 23.6K 9.0K 240.1K 9.83%
20 2019 Nick Jennings Chief Financial Officer 155.0K 5.0K 4.5K 164.5K 2.73%
21 2018 Halden S. Shane Chairman and CEO 360.0K 40.0K 17.9K 417.9K 4.29%
22 2018 Halden S. Shane Chief Executive Officer and Chairman of the Board 360.0K 40.0K 17.9K 417.9K 4.29%
23 2018 Elissa J. Shane COO 200.0K 20.0K 36.5K 9.0K 265.5K 13.74%
24 2018 Elissa J. Shane Chief Operating Officer 200.0K 20.0K 36.5K 9.0K 265.5K 13.74%
25 2018 Nick Jennings CFO 155.0K 10.0K 165.0K 0.00%
26 2018 Nick Jennings Chief Financial Officer 155.0K 10.0K 165.0K 0.00%
27 2017 Halden S. Shane Chairman and CEO 360.0K 434.8K 794.8K 54.71%
28 2017 Nick Jennings CFO 144.0K 144.0K 0.00%
29 2016 Halden S. Shane Chairman and CEO 360.0K 355.3K 715.3K 49.67%
30 2016 Robert Wotzcak President 202.2K 76.5K 80.0K 358.7K 21.33%
31 2016 Nick Jennings CFO 135.0K 73.6K 208.6K 35.29%
32 2016 Norris Gearhart COO 152.2K 152.2K 0.00%
33 2015 Halden S. Shane Chairman and CEO 36.0K 101.3K 317.3K 454.5K 92.08%
34 2015 Norris Gearhart COO 132.3K 45.0K 177.3K 25.38%
35 2015 Nick Jennings CFO 90.0K 45.9K 29.6K 165.5K 45.62%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-09-30 DEFA14A
2025-09-30 DEF 14A
2024-10-21 DEF 14A
2024-10-11 PRE 14A
2023-08-21 DEF 14A
2023-08-09 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-08 8-K
2026-05-08 10-Q
2026-05-07 8-K
2026-04-23 4
2026-04-23 4
2026-04-23 4
2026-04-15 8-K
2026-04-08 8-K
2026-03-31 8-K
2026-03-31 10-K

Executive team

NameTitleCompensationGender
Halden Stuart Shane Chairman & Chief Executive Officer 614.0K
Elissa Jessica Shane Chief Operating Officer & Director 338.7K female
David Vanston FCCA Chief Financial Officer 213.8K male
John T. Hillman Director of Investor Relations
ESG Rating
B
INDUSTRIAL - POLLUTION & TREATMENT CONTROLS
2019
E (Environmental)
61.0 / 65.3
Company / Sector avg.
S (Social)
64.5 / 69.6
Company / Sector avg.
G (Governance)
68.6 / 65.4
Company / Sector avg.
ESG Total
64.7 / 66.8
Company / Sector avg.
ESG Score History INDUSTRIAL - POLLUTION & TREATMENT CONTROLS
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits