Medallion Financial Corp. (MFIN)
New York City, NY, US
Medallion Financial Corp. (MFIN), encompassing its various subsidiaries, functions as a diversified financial services provider throughout the United States. The company's operations are distinctly segmented into Recreation Lending, Home Improvement Lending, Commercial Lending, and Medallion Lending. MFIN specializes in extending credit for consumer acquisitions of recreational vehicles, boats, and trailers, as well as for residential improvement projects. Furthermore, it offers commercial financing for business purposes, including the procurement of equipment, the establishment of new ventures, or the acquisition and enhancement of existing businesses. A notable segment involves providing loans for taxi medallions to individual operators and small to medium-sized enterprises. Beyond direct lending, Medallion Financial also allocates debt, mezzanine, and equity investment capital to companies across various industries, while additionally engaging in deposit-taking and other banking services. Established in 1995, Medallion Financial Corp. maintains its primary office in New York City, New York.
Based on only 1 article — low confidence
No mergers or acquisitions recorded for this company.
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -1.07% | -2.93% | +2.88% | -9.64% | -6.55% | -9.82% | -1.28% | +42.11% | +7.41% | +20.99% | -27.95% |
Revenue flow
Revenue by geography
Revenue by segment
Revenue composition
By product
By geography
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 1 | 0 |
| Hold | 1 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
-
Revenue growth Financial - Credit Services: +13.2%+21.1% ★ Q1'26: -1.4% (vs Q1'25)
-
EPS growth Financial - Credit Services: +24.0%+17.1% Q1'26: -60.0% (vs Q1'25)
-
FCF margin FCF growth · Financial - Credit Services: +70.9%+12.9% Q1'26: +50.7% (vs Q1'25)
-
EBIT margin Financial - Credit Services: +28.7%+50.5% ★ Q1'26: +45.0% (vs Q1'25)
-
ROIC Financial - Credit Services: +5.0%+22.0% ★ Q1'26: +13.6% (vs Q1'25)
-
Share dilution Financial - Credit Services: +0.0%+2.7% Q1'26: +2.7% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Financial - Credit Services: 4.07×1.77× ★ Q1'26: 1.76× (vs Q1'25)
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
| Metric |
Dec 1997 actual |
Dec 1998 actual |
Dec 2013 actual |
Dec 2014 actual |
Dec 2015 actual |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 1 Rev. Ana. 1 EPS Ana. |
Dec 2027 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
28.00M
est: 25.58M (+9.5%)
|
47.50M
est: 32.95M (+44.2%)
|
49.80M
est: 34.72M (+43.4%)
|
55.12M
est: 35.85M (+53.8%)
|
55.52M
est: 44.73M (+24.1%)
|
104.84M
est: 24.96M (+320.0%)
|
19.42M
est: 17.82M (+9.0%)
|
111.03M
est: 27.88M (+298.3%)
|
141.29M
est: 103.09M (+37.1%)
|
151.36M
est: 115.39M (+31.2%)
|
179.21M
est: 146.57M (+22.3%)
|
198.43M
est: 152.56M (+30.1%)
|
254.51M
est: 278.35M (-8.6%)
|
291.79M
est: 204.71M (+42.5%)
|
353.31M
est: 217.91M (+62.1%)
|
232.80M
231.27M – 234.33M
+6.8% YoY
|
225.90M
224.41M – 227.39M
-3.0% YoY
|
| EBITDA |
11.80M
est: 21.31M (-44.6%)
|
18.70M
est: 25.40M (-26.4%)
|
26.87M
est: 33.98M (-20.9%)
|
29.18M
est: 9.06M (+221.9%)
|
29.79M
est: 36.78M (-19.0%)
|
69.90M
est: 6.31M (+1,007.8%)
|
-6.83M
est: 4.50M (-251.7%)
|
-5.16M
est: 7.05M (-173.2%)
|
9.84M
est: 43.11M (-77.2%)
|
-29.27M
est: -222.04M (+86.8%)
|
88.39M
est: 68.79M (+28.5%)
|
73.08M
est: 73.12M (-0.1%)
|
91.28M
est: 109.22M (-16.4%)
|
69.15M
est: 80.32M (-13.9%)
|
178.31M
est: 85.50M (+108.5%)
|
91.34M
90.74M – 91.95M
+6.8% YoY
|
88.64M
88.05M – 89.22M
-3.0% YoY
|
| EBIT |
11.40M
est: 5.67M (+101.1%)
|
16.40M
est: 7.30M (+124.6%)
|
25.78M
est: 7.69M (+235.0%)
|
28.69M
est: 7.95M (+261.1%)
|
29.38M
est: 9.91M (+196.3%)
|
69.42M
est: 5.53M (+1,154.6%)
|
-7.85M
est: 3.95M (-298.8%)
|
-10.72M
est: 6.18M (-273.5%)
|
2.34M
est: 22.85M (-89.8%)
|
-36.98M
est: 25.57M (-244.6%)
|
81.87M
est: 32.49M (+152.0%)
|
67.85M
est: 33.81M (+100.7%)
|
86.04M
est: 103.39M (-16.8%)
|
62.94M
est: 76.04M (-17.2%)
|
178.31M
est: 80.94M (+120.3%)
|
86.47M
85.90M – 87.04M
+6.8% YoY
|
83.91M
83.36M – 84.46M
-3.0% YoY
|
| Net Income |
10.50M
est: 11.62M (-9.7%)
|
16.60M
est: 11.66M (+42.4%)
|
25.78M
est: 24.86M (+3.7%)
|
28.69M
est: 28.58M (+0.4%)
|
29.38M
est: 27.55M (+6.6%)
|
23.52M
est: -8.97M (+362.2%)
|
278.0K
est: 1.42M (-80.4%)
|
-25.05M
est: -11.05M (-126.6%)
|
-1.76M
est: -27.84M (+93.7%)
|
-34.78M
est: -310.49M (+88.8%)
|
54.11M
est: 31.40M (+72.3%)
|
43.84M
est: 36.57M (+19.9%)
|
55.08M
est: 53.40M (+3.1%)
|
35.88M
est: 35.40M (+1.3%)
|
43.04M
est: 40.98M (+5.0%)
|
27.44M
26.07M – 27.76M
-33.0% YoY
|
31.52M
31.25M – 31.79M
+14.9% YoY
|
| SGA |
2.70M
est: 1.93M (+40.1%)
|
5.80M
est: 5.90M (-1.6%)
|
2.50M
est: 2.30M (+8.5%)
|
2.32M
est: 2.52M (-7.6%)
|
2.85M
est: 2.41M (+18.0%)
|
3.40M
est: 4.30M (-21.1%)
|
9.33M
est: 3.07M (+203.8%)
|
26.90M
est: 4.80M (+459.9%)
|
30.25M
est: 53.76M (-43.7%)
|
31.01M
est: 19.88M (+55.9%)
|
34.05M
est: 21.57M (+57.8%)
|
33.51M
est: 19.93M (+68.1%)
|
40.03M
est: 37.35M (+7.2%)
|
41.03M
est: 27.47M (+49.4%)
|
5.01M
est: 29.24M (-82.9%)
|
31.24M
31.03M – 31.44M
+6.8% YoY
|
30.31M
30.11M – 30.51M
-3.0% YoY
|
| EPS |
1.03
est: 1.04 (-1.0%)
|
1.15
est: 1.25 (-8.0%)
|
1.18
est: 1.10 (+7.3%)
|
1.15
est: 1.14 (+0.9%)
|
1.21
est: 0.93 (+30.8%)
|
0.97
est: -0.38 (+355.3%)
|
0.01
est: 0.06 (-83.3%)
|
-1.03
est: -1.12 (+8.0%)
|
0.06
est: 0.06 (+0.0%)
|
-1.42
est: -1.44 (+1.2%)
|
2.20
est: 1.65 (+33.7%)
|
1.86
est: 1.56 (+19.2%)
|
2.45
est: 2.20 (+11.2%)
|
1.59
est: 1.46 (+8.9%)
|
1.89
est: 1.69 (+11.8%)
|
1.12
1.08 – 1.14
-34.0% YoY
|
1.30
1.29 – 1.31
+16.6% YoY
|
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-11 | A- | 4/5 | 3/5 | 3/5 | 4/5 | 2/5 | 4/5 | 4/5 |
| 2026-05-08 | B+ | 3/5 | 2/5 | 3/5 | 4/5 | 2/5 | 4/5 | 4/5 |
| 2026-05-07 | B+ | 3/5 | 2/5 | 3/5 | 4/5 | 2/5 | 4/5 | 4/5 |
| 2026-05-06 | B+ | 3/5 | 2/5 | 3/5 | 4/5 | 2/5 | 4/5 | 4/5 |
| 2026-05-05 | B+ | 3/5 | 2/5 | 3/5 | 4/5 | 2/5 | 4/5 | 4/5 |
| 2026-05-04 | B+ | 3/5 | 2/5 | 3/5 | 4/5 | 2/5 | 4/5 | 4/5 |
| 2026-05-01 | A- | 4/5 | 3/5 | 3/5 | 4/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-30 | A- | 4/5 | 3/5 | 3/5 | 4/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-29 | A- | 4/5 | 3/5 | 3/5 | 4/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-28 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-27 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-24 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-23 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-22 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-21 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-20 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-17 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-16 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
Owner Earnings
Ownership Overview
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 6.73% (based upon 25,257,791 shares, which includes (i) | 17.00M | 25.00% | 17.00M | — | 17.00M | — | IN | United States of America | 2015-02-13 | ↗ |
| 2 | 7.67% (based upon 22,153,510 shares, which includes (i) | 16.99M | 22.00% | 16.99M | — | 16.99M | — | IN | United States of America | 2014-02-11 | ↗ |
| 3 | Maverick Capital, Ltd. | 7.38M | 7.10% | 2.01M | — | 2.01M | — | IA | United States of America | 2021-02-16 | ↗ |
| 4 | Andrew M. Murstein | 2.13M | 8.44% | 2.13M | — | 2.13M | — | IN | United States of America | 2022-02-09 | ↗ |
| 5 | Alvin Murstein | 1.62M | 9.30% | 1.62M | — | 1.62M | 10.00 | IN | Citizenship or Place of Organization | 2007-01-22 | ↗ |
| 6 | (1) BlackRock, Inc. | 1.21M | 5.20% | 1.19M | — | 1.21M | — | HC | Delaware | 2024-11-08 | ↗ |
| 7 | American Century Capital Portfolios, Inc. - 43-1646043 | 1.07M | 5.84% | 1.07M | — | 1.07M | — | IV | Maryland | 2002-02-08 | ↗ |
| 8 | No. of Above Person | 956.6K | 5.50% | — | — | — | 956.6K | CO | Delaware | 2011-02-11 | ↗ |
| 9 | American Century Investment Management, Inc. - 44-0640487 | 952.6K | 5.22% | 952.6K | — | 952.6K | — | IA | Delaware | 2003-02-10 | ↗ |
| 10 | 43-2076925 | 759.7K | 4.30% | 511.4K | — | 759.7K | — | IA | Delaware | 2011-12-12 | ↗ |
| 11 | 94-3342119 | 687.9K | 3.80% | — | — | 687.9K | — | IA | PERSON WITH | 2003-08-20 | ↗ |
| 12 | 23-2772200 | 387.3K | 1.58% | 113.0K | — | 387.3K | — | IA | State of Delaware | 2019-02-13 | ↗ |
| 13 | 04-2683227 | 233.5K | 1.35% | — | 232.2K | — | — | IA | Massachusetts | 2007-02-14 | ↗ |
| 14 | (. | — | 0.00% | — | — | — | — | IA | Delaware | 2015-02-05 | ↗ |
| 15 | Janus Capital Corporation | — | 0.00% | — | — | — | — | IA, CO | Colorado | 1999-02-12 | ↗ |
| 16 | Janus Venture Fund | — | 0.00% | — | — | — | — | IV | Massachusetts | 1998-02-13 | ↗ |
| 17 | Thomas H. Bailey | — | 0.00% | — | — | — | — | IN | USA | 1999-02-12 | ↗ |
Institutional Activity (13F)
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | BLACKROCK, INC. | 1.13M +8.4K (+0.8%) | 11.63M +299.7K (+2.6%) | 4.94% -0.001 pp | 0.00% +0.000 pp | USD8.21 +25.3% | 6 qtrs — |
| 2 | VANGUARD GROUP INC | 1.07M -11.4K (-1.1%) | 11.02M +88.7K (+0.8%) | 4.69% -0.087 pp | 0.00% +0.000 pp | USD7.06 +45.8% | 27 qtrs — |
| 3 | TIETON CAPITAL MANAGEMENT, LLC | 980.2K -4.0K (-0.4%) | 10.09M +147.0K (+1.5%) | 4.29% -0.051 pp | 3.45% 0.000 pp | USD6.09 +69.0% | 28 qtrs — |
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 406.8K +6.5K (+1.6%) | 4.19M +142.5K (+3.5%) | 1.78% +0.015 pp | 0.00% +0.000 pp | USD7.59 +35.6% | 27 qtrs — |
| 5 | UNIPLAN INVESTMENT COUNSEL, INC. | 356.0K +103.2K (+40.8%) | 3.66M +1.1M (+43.5%) | 1.56% +0.443 pp | 0.37% +0.118 pp | USD9.67 +6.4% | 4 qtrs — |
| 6 | STATE STREET CORP | 243.5K +2.5K (+1.0%) | 2.51M +71.1K (+2.9%) | 1.07% +0.003 pp | 0.00% +0.000 pp | USD8.41 +22.4% | 19 qtrs — |
| 7 | CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. | 221.8K +— (+0.0%) | 2.28M +42.1K (+1.9%) | 0.97% -0.008 pp | 0.01% -0.001 pp | USD8.20 +25.5% | 18 qtrs — |
| 8 | SEI INVESTMENTS CO | 219.2K +219.2K (+100.0%) | 2.26M +2.3M (+100.0%) | 0.96% +0.959 pp | 0.00% +0.002 pp | USD10.29 +0.0% | 1 qtrs NEW |
| 9 | AMERICAN CENTURY COMPANIES INC | 216.2K +— (+0.0%) | 2.22M +41.1K (+1.9%) | 0.95% -0.007 pp | 0.00% +0.000 pp | USD8.24 +24.9% | 13 qtrs — |
| 10 | DE LISLE PARTNERS LLP | 180.1K +51.8K (+40.4%) | 1.85M +553.1K (+42.6%) | 0.79% +0.222 pp | 0.24% +0.079 pp | USD8.93 +15.2% | 8 qtrs — |
| 11 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 178.9K -6.8K (-3.7%) | 1.84M -34.5K (-1.8%) | 0.78% -0.036 pp | 0.01% -0.001 pp | USD8.45 +21.8% | 15 qtrs — |
| 12 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 162.3K +5.4K (+3.4%) | 1.67M +85.1K (+5.4%) | 0.71% +0.018 pp | 0.04% +0.001 pp | USD7.06 +45.8% | 71 qtrs — |
| 13 | STIFEL FINANCIAL CORP | 161.7K -13.8K (-7.9%) | 1.66M -108.6K (-6.1%) | 0.71% -0.066 pp | 0.00% 0.000 pp | USD5.45 +88.8% | 48 qtrs — |
| 14 | GAMCO INVESTORS, INC. ET AL | 158.0K -2.0K (-1.3%) | 1.63M +9.8K (+0.6%) | 0.69% -0.014 pp | 0.02% 0.000 pp | USD5.20 +97.9% | 63 qtrs — |
| 15 | GOLDMAN SACHS GROUP INC | 129.9K +59.1K (+83.5%) | 1.34M +621.9K (+86.9%) | 0.57% +0.256 pp | 0.00% +0.000 pp | USD9.94 +3.5% | 12 qtrs — |
| 16 | BANK OF NEW YORK MELLON CORP | 126.9K -1.3K (-1.0%) | 1.31M +11.3K (+0.9%) | 0.56% -0.010 pp | 0.00% +0.000 pp | USD7.81 +31.8% | 66 qtrs — |
| 17 | SEGALL BRYANT & HAMILL, LLC | 120.0K -559.0 (-0.5%) | 1.24M +17.2K (+1.4%) | 0.53% -0.007 pp | 0.02% +0.001 pp | USD9.53 +8.0% | 6 qtrs — |
| 18 | ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 118.3K +— (+0.0%) | 1.22M +22.5K (+1.9%) | 0.52% -0.004 pp | 0.00% +0.000 pp | USD9.35 +10.1% | 19 qtrs — |
| 19 | NORTHERN TRUST CORP | 116.5K -15.4K (-11.7%) | 1.20M -133.7K (-10.0%) | 0.51% -0.072 pp | 0.00% +0.000 pp | USD7.87 +30.7% | 27 qtrs — |
| 20 | RITHOLTZ WEALTH MANAGEMENT | 92.7K +8.9K (+10.6%) | 953.8K +107.0K (+12.6%) | 0.41% +0.036 pp | 0.02% +0.001 pp | USD8.70 +18.3% | 15 qtrs — |
| 21 | GABELLI FUNDS LLC | 78.0K +— (+0.0%) | 802.6K +14.8K (+1.9%) | 0.34% -0.003 pp | 0.01% +0.000 pp | USD5.91 +74.1% | 63 qtrs — |
| 22 | JANNEY MONTGOMERY SCOTT LLC | 76.2K +421.0 (+0.6%) | 784.0K +19.0K (+2.5%) | 0.33% -0.001 pp | 0.00% +0.000 pp | USD8.07 +27.5% | 18 qtrs — |
| 23 | TWO SIGMA ADVISERS, LP | 74.2K -28.9K (-28.0%) | 763.5K -277.8K (-26.7%) | 0.32% -0.130 pp | 0.00% -0.001 pp | USD7.53 +36.7% | 16 qtrs — |
| 24 | MARINER, LLC | 71.8K +71.8K (+100.0%) | 739.2K +739.2K (+100.0%) | 0.31% +0.314 pp | 0.00% +0.001 pp | USD10.29 +0.0% | 1 qtrs NEW |
| 25 | CITADEL ADVISORS LLC | 65.5K +16.3K (+33.1%) | 674.0K +177.1K (+35.6%) | 0.29% +0.070 pp | 0.00% +0.000 pp | USD9.21 +11.7% | 27 qtrs — |
| 26 | MORGAN STANLEY | 65.5K +6.2K (+10.5%) | 673.5K +75.1K (+12.5%) | 0.29% +0.025 pp | 0.00% +0.000 pp | USD8.78 +17.2% | 51 qtrs — |
| 27 | CORSAIR CAPITAL MANAGEMENT, L.P. | 57.8K -10.0 (0.0%) | 595.3K +10.9K (+1.9%) | 0.25% -0.002 pp | 0.09% -0.004 pp | USD6.92 +48.7% | 23 qtrs — |
| 28 | LSV ASSET MANAGEMENT | 55.6K +— (+0.0%) | 572.0K +10.0K (+1.8%) | 0.24% -0.002 pp | 0.00% +0.000 pp | USD7.18 +43.3% | 15 qtrs — |
| 29 | — | 55.2K -4.8K (-8.0%) | 568.0K -38.0K (-6.3%) | 0.24% -0.023 pp | 0.39% +0.020 pp | USD10.10 +1.9% | 2 qtrs — |
| 30 | SQUAREPOINT OPS LLC | 52.5K -5.1K (-8.9%) | 540.2K -41.9K (-7.2%) | 0.23% -0.024 pp | 0.00% +0.000 pp | USD9.39 +9.6% | 11 qtrs — |
| 31 | SOLTIS INVESTMENT ADVISORS LLC | 51.8K +2.0 (+0.0%) | 532.6K +9.9K (+1.9%) | 0.23% -0.002 pp | 0.03% -0.002 pp | USD7.63 +34.9% | 25 qtrs — |
| 32 | EMPOWERED FUNDS, LLC | 51.2K +5.4K (+11.7%) | 526.6K +64.0K (+13.8%) | 0.22% +0.022 pp | 0.00% -0.001 pp | USD9.24 +11.4% | 7 qtrs — |
| 33 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 47.3K +21.0 (+0.0%) | 486.9K +9.2K (+1.9%) | 0.21% -0.002 pp | 0.00% +0.000 pp | USD8.04 +28.0% | 7 qtrs — |
| 34 | MILLENNIUM MANAGEMENT LLC | 41.1K -2.4K (-5.5%) | 423.1K -16.5K (-3.8%) | 0.18% -0.012 pp | 0.00% +0.000 pp | USD8.56 +20.2% | 26 qtrs — |
| 35 | MARSHALL WACE, LLP | 40.6K -34.0K (-45.5%) | 418.3K -335.6K (-44.5%) | 0.18% -0.151 pp | 0.00% 0.000 pp | USD8.36 +23.1% | 16 qtrs — |
| 36 | JPMORGAN CHASE & CO | 39.2K +32.5K (+485.4%) | 403.6K +336.0K (+496.4%) | 0.17% +0.142 pp | 0.00% +0.000 pp | USD10.01 +2.8% | 19 qtrs — |
| 37 | TWO SIGMA INVESTMENTS, LP | 38.9K -47.7K (-55.1%) | 400.2K -474.8K (-54.3%) | 0.17% -0.212 pp | 0.00% -0.001 pp | USD8.31 +23.8% | 16 qtrs — |
| 38 | PANAGORA ASSET MANAGEMENT INC | 37.7K +13.2K (+53.5%) | 388.3K +140.0K (+56.4%) | 0.17% +0.057 pp | 0.00% +0.000 pp | USD9.84 +4.6% | 3 qtrs — |
| 39 | BARCLAYS PLC | 37.7K +11.6K (+44.5%) | 387.6K +175.5K (+82.7%) | 0.16% +0.050 pp | 0.00% +0.000 pp | USD9.33 +10.3% | 10 qtrs — |
| 40 | MARTINGALE ASSET MANAGEMENT L P | 34.0K +17.2K (+102.7%) | 349.3K +180.2K (+106.5%) | 0.15% +0.075 pp | 0.01% +0.005 pp | USD9.92 +3.7% | 3 qtrs — |
| 41 | GSA CAPITAL PARTNERS LLP | 33.4K -11.4K (-25.5%) | 343.0K -109.0K (-24.1%) | 0.15% -0.052 pp | 0.03% -0.008 pp | USD9.13 +12.7% | 4 qtrs — |
| 42 | BANK OF AMERICA CORP /DE/ | 32.4K +6.1K (+23.0%) | 333.1K +67.3K (+25.3%) | 0.14% +0.026 pp | 0.00% +0.000 pp | USD9.80 +5.0% | 29 qtrs — |
| 43 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 32.3K -36.1K (-52.8%) | 332.4K -358.5K (-51.9%) | 0.14% -0.160 pp | 0.00% +0.000 pp | USD9.45 +8.9% | 45 qtrs — |
| 44 | WINTON GROUP LTD | 29.7K -880.0 (-2.9%) | 305.7K -3.2K (-1.1%) | 0.13% -0.005 pp | 0.01% -0.001 pp | USD9.29 +10.8% | 5 qtrs — |
| 45 | RAYMOND JAMES FINANCIAL INC | 29.6K +— (+0.0%) | 304.8K +5.6K (+1.9%) | 0.13% -0.001 pp | 0.00% +0.000 pp | USD9.46 +8.8% | 5 qtrs — |
| 46 | HILLSDALE INVESTMENT MANAGEMENT INC. | 28.5K +— (+0.0%) | 293.3K +5.4K (+1.9%) | 0.12% -0.001 pp | 0.01% -0.001 pp | USD9.53 +8.0% | 3 qtrs — |
| 47 | INVESCO LTD. | 22.6K -3.3K (-12.7%) | 233.0K -28.8K (-11.0%) | 0.10% -0.015 pp | 0.00% +0.000 pp | USD8.07 +27.5% | 8 qtrs — |
| 48 | JANE STREET GROUP, LLC | 22.3K +2.2K (+10.9%) | 229.5K +26.5K (+13.0%) | 0.10% +0.009 pp | 0.00% +0.000 pp | USD10.12 +1.7% | 2 qtrs — |
| 49 | RHUMBLINE ADVISERS | 22.1K -3.0K (-11.9%) | 227.5K -25.8K (-10.2%) | 0.10% -0.014 pp | 0.00% +0.000 pp | USD8.29 +24.1% | 11 qtrs — |
| 50 | HSBC HOLDINGS PLC | 22.0K +— (+0.0%) | 225.4K +5.1K (+2.3%) | 0.10% -0.001 pp | 0.00% +0.000 pp | USD8.87 +16.0% | 4 qtrs — |
| 51 | WELLS FARGO & COMPANY/MN | 18.9K +5.8K (+43.8%) | 194.8K +61.8K (+46.5%) | 0.08% +0.025 pp | 0.00% +0.000 pp | USD8.98 +14.6% | 57 qtrs — |
| 52 | NUVEEN, LLC | 18.8K +— (+0.0%) | 193.3K +3.6K (+1.9%) | 0.08% -0.001 pp | 0.00% +0.000 pp | USD8.71 +18.1% | 4 qtrs — |
| 53 | DEUTSCHE BANK AG\ | 18.3K +18.3K (+100.0%) | 188.1K +188.1K (+100.0%) | 0.08% +0.080 pp | 0.00% +0.000 pp | USD10.29 +0.0% | 5 qtrs — |
| 54 | PDT PARTNERS, LLC | 18.1K +— (+0.0%) | 186.7K +3.4K (+1.9%) | 0.08% -0.001 pp | 0.01% +0.001 pp | USD8.42 +22.2% | 8 qtrs — |
| 55 | UBS GROUP AG | 16.1K -2.8K (-14.8%) | 166.0K -25.3K (-13.2%) | 0.07% -0.013 pp | 0.00% +0.000 pp | USD8.89 +15.7% | 45 qtrs — |
| 56 | ALLWORTH FINANCIAL LP | 16.0K +2.0 (+0.0%) | 164.7K +3.1K (+1.9%) | 0.07% -0.001 pp | 0.00% +0.000 pp | USD9.53 +8.0% | 3 qtrs — |
| 57 | BARON WEALTH MANAGEMENT LLC | 11.2K +199.0 (+1.8%) | 115.1K +4.1K (+3.7%) | 0.05% +0.001 pp | 0.04% -0.001 pp | USD9.55 +7.7% | 3 qtrs — |
| 58 | CREATIVE PLANNING | 11.1K -114.0 (-1.0%) | 114.6K +964.0 (+0.8%) | 0.05% -0.001 pp | 0.00% +0.000 pp | USD10.10 +1.9% | 2 qtrs — |
| 59 | D'ORAZIO & ASSOCIATES, INC. | 11.0K +84.0 (+0.8%) | 112.7K +2.9K (+2.7%) | 0.05% +0.000 pp | 0.01% 0.000 pp | USD8.76 +17.5% | 4 qtrs — |
| 60 | VISE TECHNOLOGIES, INC. | 10.3K +10.3K (+100.0%) | 105.6K +105.6K (+100.0%) | 0.04% +0.045 pp | 0.00% +0.002 pp | USD10.29 +0.0% | 1 qtrs NEW |
| 61 | METLIFE INVESTMENT MANAGEMENT, LLC | 9.3K -357.0 (-3.7%) | 96.2K -1.8K (-1.9%) | 0.04% -0.002 pp | 0.00% +0.000 pp | USD8.59 +19.8% | 7 qtrs — |
| 62 | ADVISOR GROUP HOLDINGS, INC. | 8.0K +— (+0.0%) | 82.3K -2.2K (-2.6%) | 0.04% 0.000 pp | 0.00% +0.000 pp | USD9.53 +8.0% | 3 qtrs — |
| 63 | MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. | 7.6K -47.0 (-0.6%) | 78.0K +965.0 (+1.3%) | 0.03% -0.001 pp | 0.00% +0.000 pp | USD8.21 +25.3% | 6 qtrs — |
| 64 | GROUP ONE TRADING, L.P. | 4.8K +4.8K (+100.0%) | 48.9K +48.9K (+100.0%) | 0.02% +0.021 pp | 0.00% +0.000 pp | USD10.29 +0.0% | 1 qtrs NEW |
| 65 | POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY | 4.7K +— (+0.0%) | 47.9K +884.0 (+1.9%) | 0.02% 0.000 pp | 0.00% +0.000 pp | USD9.22 +11.6% | 4 qtrs — |
| 66 | BNP PARIBAS ARBITRAGE, SNC | 4.3K +547.0 (+14.8%) | 43.8K +6.3K (+16.9%) | 0.02% +0.002 pp | 0.00% +0.000 pp | USD9.10 +13.1% | 27 qtrs — |
| 67 | KESTRA ADVISORY SERVICES, LLC | 4.1K +4.1K (+100.0%) | 41.7K +41.7K (+100.0%) | 0.02% +0.018 pp | 0.00% +0.000 pp | USD10.29 +0.0% | 1 qtrs NEW |
| 68 | RUSSELL INVESTMENTS GROUP, LTD. | 2.4K +467.0 (+24.7%) | 24.2K +5.2K (+27.1%) | 0.01% +0.002 pp | 0.00% +0.000 pp | USD9.90 +3.9% | 6 qtrs — |
| 69 | NEW YORK STATE COMMON RETIREMENT FUND | 2.1K +— (+0.0%) | 21.6K +399.0 (+1.9%) | 0.01% 0.000 pp | 0.00% +0.000 pp | USD8.04 +28.0% | 7 qtrs — |
| 70 | SMARTLEAF ASSET MANAGEMENT LLC | 2.0K +— (+0.0%) | 20.7K +570.0 (+2.8%) | 0.01% 0.000 pp | 0.00% -0.001 pp | USD9.85 +4.5% | 9 qtrs — |
| 71 | AMERITAS INVESTMENT PARTNERS, INC. | 1.8K +— (+0.0%) | 18.9K +348.0 (+1.9%) | 0.01% 0.000 pp | 0.00% +0.000 pp | USD8.04 +28.0% | 7 qtrs — |
| 72 | INVESTORS RESEARCH CORP | 1.8K +— (+0.0%) | 18.5K +342.0 (+1.9%) | 0.01% 0.000 pp | 0.00% +0.000 pp | USD7.03 +46.4% | 28 qtrs — |
| 73 | SIMPLEX TRADING, LLC | 1.8K +1.8K (+100.0%) | 18.1K +18.1K (+100.0%) | 0.01% +0.008 pp | 0.00% +0.000 pp | USD10.29 +0.0% | 1 qtrs NEW |
| 74 | LEGAL & GENERAL GROUP PLC | 1.6K +— (+0.0%) | 16.1K +297.0 (+1.9%) | 0.01% 0.000 pp | 0.00% +0.000 pp | USD8.04 +28.0% | 7 qtrs — |
| 75 | UBS ASSET MANAGEMENT AMERICAS INC | 1.3K +1.3K (+100.0%) | 13.0K +13.0K (+100.0%) | 0.01% +0.006 pp | 0.00% +0.000 pp | USD10.29 +0.0% | 1 qtrs NEW |
| 76 | TOWER RESEARCH CAPITAL LLC (TRC) | 1.0K -83.0 (-7.5%) | 10.6K -643.0 (-5.7%) | 0.00% 0.000 pp | 0.00% 0.000 pp | USD9.39 +9.6% | 12 qtrs — |
| 77 | CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 997.00 -361.0 (-26.6%) | 10.3K -3.5K (-25.2%) | 0.00% -0.002 pp | 0.00% +0.000 pp | USD8.04 +28.0% | 7 qtrs — |
| 78 | STERLING CAPITAL MANAGEMENT LLC | 937.00 -185.0 (-16.5%) | 9.6K -1.7K (-14.9%) | 0.00% -0.001 pp | 0.00% +0.000 pp | USD9.76 +5.4% | 6 qtrs — |
| 79 | FMR LLC | 825.00 +307.0 (+59.3%) | 8.5K +3.3K (+62.3%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD8.97 +14.7% | 16 qtrs — |
| 80 | IFP ADVISORS, INC | 654.00 +24.0 (+3.8%) | 6.7K +367.0 (+5.8%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD10.10 +1.9% | 3 qtrs — |
| 81 | HARBOR CAPITAL ADVISORS, INC. | 550.00 -9.0 (-1.6%) | 6.0K +— (+0.0%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD8.48 +21.3% | 6 qtrs — |
| 82 | ROYAL BANK OF CANADA | 591.00 -1.1K (-65.9%) | 6.0K -12.0K (-66.7%) | 0.00% -0.005 pp | 0.00% +0.000 pp | USD7.53 +36.7% | 27 qtrs — |
| 83 | MOTIV8 INVESTMENTS LLC | 625.00 +625.0 (+100.0%) | 6.0K +6.0K (+100.0%) | 0.00% +0.003 pp | 0.00% +0.003 pp | USD10.29 +0.0% | 1 qtrs NEW |
| 84 | FINANCIAL CONSULATE, INC | 500.00 +— (+0.0%) | 5.1K +95.0 (+1.9%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD10.10 +1.9% | 2 qtrs — |
| 85 | AMALGAMATED BANK | 511.00 -137.0 (-21.1%) | 5.0K -2.0K (-28.6%) | 0.00% -0.001 pp | 0.00% +0.000 pp | USD8.04 +28.0% | 7 qtrs — |
| 86 | CITIGROUP INC | 369.00 -257.0 (-41.1%) | 3.8K -2.5K (-39.9%) | 0.00% -0.001 pp | 0.00% +0.000 pp | USD8.09 +27.2% | 12 qtrs — |
| 87 | GARNER ASSET MANAGEMENT CORP | 368.00 +368.0 (+100.0%) | 3.8K +3.8K (+100.0%) | 0.00% +0.002 pp | 0.00% +0.002 pp | USD10.29 +0.0% | 1 qtrs NEW |
| 88 | OPTIVER HOLDING B.V. | 346.00 +— (+0.0%) | 3.6K +65.0 (+1.9%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD10.10 +1.9% | 2 qtrs — |
| 89 | PNC FINANCIAL SERVICES GROUP, INC. | 292.00 +292.0 (+100.0%) | 3.0K +3.0K (+100.0%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD10.29 +0.0% | 1 qtrs NEW |
| 90 | COMERICA BANK | 200.00 +— (+0.0%) | 2.1K +38.0 (+1.9%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD7.02 +46.6% | 10 qtrs — |
| 91 | CWM, LLC | 210.00 +4.0 (+1.9%) | 2.0K +— (+0.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD9.67 +6.4% | 5 qtrs — |
| 92 | NISA INVESTMENT ADVISORS, LLC | 29.00 +— (+0.0%) | 298.00 +5.0 (+1.7%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD9.52 +8.1% | 5 qtrs — |
| 93 | KILTER GROUP LLC | 12.00 +12.0 (+100.0%) | 124.00 +124.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD10.25 +0.4% | 1 qtrs NEW |
| 94 | MAI CAPITAL MANAGEMENT | 6.00 +6.0 (+100.0%) | 62.00 +62.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD10.17 +1.2% | 1 qtrs NEW |
| 95 | KEY FINANCIAL INC | 6.00 +— (+0.0%) | 62.00 +2.0 (+3.3%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD7.00 +47.0% | 13 qtrs — |
| 96 | ROTHSCHILD INVESTMENT LLC | 3.00 +3.0 (+100.0%) | 31.00 +31.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD10.00 +2.9% | 1 qtrs NEW |
| 97 | SBI SECURITIES CO., LTD. | 3.00 +— (+0.0%) | 31.00 +1.0 (+3.3%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD9.33 +10.3% | 5 qtrs — |
ETF Ownership
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Harbor AlphaEdge Small Cap Earners ETF (EBIT) EBIT | 0.06% | 7.1K | 0.29% |
| 2 | iShares Micro-Cap ETF IWC | 0.04% | 565.6K | 0.60% |
| 3 | EA Bridgeway Omni Small-Cap Value ETF BSVO | 0.03% | 444.8K | 0.47% |
| 4 | Franklin U.S. Small Cap Multifactor Index ETF FLQS | 0.02% | 12.2K | 0.35% |
| 5 | Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF GSSC | 0.02% | 159.4K | 0.20% |
| 6 | iShares Russell 2000 Value ETF IWN | 0.01% | 1.85M | 0.24% |
| 7 | Vanguard Russell 2000 Value ETF VTWV | 0.01% | 117.0K | 0.06% |
| 8 | Avantis U.S. Small Cap Equity ETF AVSC | 0.01% | 200.3K | 0.25% |
| 9 | Xtrackers Russell 2000 UCITS ETF 1C XRSU.L | 0.01% | 181.3K | 0.30% |
| 10 | Avantis U.S. Small Cap Value ETF AVUV | 0.01% | 1.82M | 0.25% |
Insider Activity
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-10 | Poulton Donald S. | Officer | A-Award | A | Common Stock | 101,831 | 0.00 | — | 363,670 | D | ↗ |
| 2026-03-10 | MURSTEIN ANDREW | Director / Officer | A-Award | A | Common Stock | 323,870 | 0.00 | — | 1,136,400 | D | ↗ |
| 2026-03-10 | MURSTEIN ALVIN | Director / Officer | A-Award | A | Common Stock | 72,103 | 0.00 | — | 367,070 | D | ↗ |
| 2026-03-10 | Haley David Justin | Officer | A-Award | A | Common Stock | 39,152 | 0.00 | — | 169,664 | D | ↗ |
| 2026-03-10 | Cutrone Anthony N. | Officer | A-Award | A | Common Stock | 84,858 | 0.00 | — | 186,422 | D | ↗ |
| 2026-03-01 | Silverman Marisa T. | Officer | F-InKind | D | Common Stock | 13,540 | 10.09 | 136.6K | 92,133 | D | ↗ |
| 2026-03-01 | Rudnick Jeffrey D. | Officer | F-InKind | D | Common Stock | 3,298 | 10.09 | 33.3K | 24,873 | D | ↗ |
| 2026-03-01 | Rozovsky Samantha K. | Officer | F-InKind | D | Common Stock | 2,002 | 10.09 | 20.2K | 20,500 | D | ↗ |
| 2026-03-01 | Poulton Donald S. | Officer | F-InKind | D | Common Stock | 14,996 | 10.09 | 151.3K | 261,839 | D | ↗ |
| 2026-03-01 | Munson Thomas J. | Officer | F-InKind | D | Common Stock | 6,107 | 10.09 | 61.6K | 61,809 | D | ↗ |
| 2026-03-01 | MURSTEIN ANDREW | Director / Officer | F-InKind | D | Common Stock | 51,878 | 10.09 | 523.4K | 812,530 | D | ↗ |
| 2026-03-01 | MURSTEIN ALVIN | Director / Officer | F-InKind | D | Common Stock | 11,973 | 10.09 | 120.8K | 294,967 | D | ↗ |
| 2026-03-01 | Haley David Justin | Officer | F-InKind | D | Common Stock | 7,819 | 10.09 | 78.9K | 130,512 | D | ↗ |
| 2026-03-01 | Cutrone Anthony N. | Officer | F-InKind | D | Common Stock | 13,992 | 10.09 | 141.2K | 101,564 | D | ↗ |
| 2026-02-10 | Silverman Marisa T. | Officer | A-Award | A | Common Stock | 19,305 | 0.00 | — | 105,673 | D | ↗ |
| 2026-02-10 | Rudnick Jeffrey D. | Officer | A-Award | A | Common Stock | 5,212 | 0.00 | — | 28,171 | D | ↗ |
| 2026-02-10 | Rozovsky Samantha K. | Officer | A-Award | A | Common Stock | 8,687 | 0.00 | — | 22,502 | D | ↗ |
| 2026-02-10 | Poulton Donald S. | Officer | A-Award | A | Common Stock | 58,760 | 0.00 | — | 276,835 | D | ↗ |
| 2026-02-10 | Munson Thomas J. | Officer | A-Award | A | Common Stock | 9,653 | 0.00 | — | 67,916 | D | ↗ |
| 2026-02-10 | MURSTEIN ANDREW | Director / Officer | A-Award | A | Common Stock | 77,220 | 0.00 | — | 864,408 | D | ↗ |
| 2026-02-10 | MURSTEIN ALVIN | Director / Officer | A-Award | A | Common Stock | 39,597 | 0.00 | — | 306,940 | D | ↗ |
| 2026-02-10 | Haley David Justin | Officer | A-Award | A | Common Stock | 25,941 | 0.00 | — | 138,331 | D | ↗ |
| 2026-02-10 | Cutrone Anthony N. | Officer | A-Award | A | Common Stock | 24,493 | 0.00 | — | 115,556 | D | ↗ |
| 2025-09-10 | Haley David Justin | Officer | M-Exempt | A | Common Stock | 13,274 | 6.68 | 88.7K | 112,390 | D | ↗ |
| 2025-08-18 | Rozovsky Samantha K. | Officer | — | — | Common Stock (right to buy) | 2,019 | 7.25 | 14.6K | 0 | D | ↗ |
| 2025-07-24 | Rudnick Jeffrey D. | Officer | — | — | Common Stock (right to buy) | 1,072 | 6.79 | 7.3K | 0 | D | ↗ |
| 2025-06-12 | TANENBAUM ALLAN J | Director | A-Award | A | Restricted Stock Units | 13,172 | 0.00 | — | 79,830 | D | ↗ |
| 2025-06-12 | RUDNICK DAVID L | Director | A-Award | A | Restricted Stock Units | 13,172 | 0.00 | — | 79,830 | D | ↗ |
| 2025-06-12 | MEYER ROBERT | Director | A-Award | A | Restricted Stock Units | 13,172 | 0.00 | — | 61,990 | D | ↗ |
| 2025-06-12 | Hatch Brent O. | Director | A-Award | A | Restricted Stock Units | 13,172 | 0.00 | — | 13,172 | D | ↗ |
| 2025-06-12 | Hallenbeck Cynthia A | Director | A-Award | A | Restricted Stock Units | 13,172 | 0.00 | — | 73,745 | D | ↗ |
| 2025-06-12 | EVERETS JOHN | Director | A-Award | A | Restricted Stock Units | 13,172 | 0.00 | — | 79,830 | D | ↗ |
| 2025-06-06 | Haley David Justin | Officer | M-Exempt | A | Common Stock | 850 | 6.55 | 5.6K | 93,913 | D | ↗ |
| 2025-05-08 | RUDNICK DAVID L | Director | M-Exempt | A | Common Stock | 12,000 | 5.58 | 67.0K | 234,277 | D | ↗ |
| 2025-05-05 | Haley David Justin | Officer | M-Exempt | A | Common Stock | 800 | 6.55 | 5.2K | 93,063 | D | ↗ |
| 2025-03-04 | Silverman Marisa T. | Officer | F-InKind | D | Common Stock | 712 | 8.17 | 5.8K | 86,368 | D | ↗ |
| 2025-03-04 | Poulton Donald S. | Officer | F-InKind | D | Common Stock | 2,222 | 8.17 | 18.2K | 218,075 | D | ↗ |
| 2025-03-04 | Munson Thomas J. | Officer | F-InKind | D | Common Stock | 501 | 8.17 | 4.1K | 58,263 | D | ↗ |
| 2025-03-04 | MURSTEIN ANDREW | Director / Officer | F-InKind | D | Common Stock | 7,545 | 8.17 | 61.6K | 787,188 | D | ↗ |
| 2025-03-04 | MURSTEIN ALVIN | Director / Officer | F-InKind | D | Common Stock | 2,072 | 8.17 | 16.9K | 267,343 | D | ↗ |
| 2025-03-04 | Haley David Justin | Officer | F-InKind | D | Common Stock | 679 | 8.17 | 5.5K | 92,263 | D | ↗ |
| 2025-03-01 | Silverman Marisa T. | Officer | F-InKind | D | Common Stock | 11,707 | 8.34 | 97.6K | 87,080 | D | ↗ |
| 2025-03-01 | Poulton Donald S. | Officer | F-InKind | D | Common Stock | 16,675 | 8.34 | 139.1K | 220,297 | D | ↗ |
| 2025-03-01 | Munson Thomas J. | Officer | F-InKind | D | Common Stock | 5,871 | 8.34 | 49.0K | 58,764 | D | ↗ |
| 2025-03-01 | MURSTEIN ANDREW | Director / Officer | F-InKind | D | Common Stock | 62,498 | 8.34 | 521.2K | 794,733 | D | ↗ |
| 2025-03-01 | MURSTEIN ALVIN | Director / Officer | F-InKind | D | Common Stock | 15,302 | 8.34 | 127.6K | 269,415 | D | ↗ |
| 2025-03-01 | Haley David Justin | Officer | F-InKind | D | Common Stock | 6,108 | 8.34 | 50.9K | 92,942 | D | ↗ |
| 2025-03-01 | Cutrone Anthony N. | Officer | F-InKind | D | Common Stock | 12,468 | 8.34 | 104.0K | 91,063 | D | ↗ |
| 2025-02-13 | Silverman Marisa T. | Officer | A-Award | A | Common Stock | 23,613 | 0.00 | — | 98,787 | D | ↗ |
| 2025-02-13 | Poulton Donald S. | Officer | A-Award | A | Common Stock | 34,866 | 0.00 | — | 236,972 | D | ↗ |
| 2025-02-13 | Munson Thomas J. | Officer | A-Award | A | Common Stock | 11,806 | 0.00 | — | 64,635 | D | ↗ |
| 2025-02-13 | MURSTEIN ANDREW | Director / Officer | A-Award | A | Common Stock | 94,451 | 0.00 | — | 857,231 | D | ↗ |
| 2025-02-13 | MURSTEIN ALVIN | Director / Officer | A-Award | A | Common Stock | 23,514 | 0.00 | — | 284,717 | D | ↗ |
| 2025-02-13 | Haley David Justin | Officer | A-Award | A | Common Stock | 20,628 | 0.00 | — | 99,050 | D | ↗ |
| 2025-02-13 | Cutrone Anthony N. | Officer | A-Award | A | Common Stock | 29,055 | 0.00 | — | 103,531 | D | ↗ |
| 2024-09-10 | Cutrone Anthony N. | Officer | P-Purchase | A | Common Stock | 1,000 | 7.50 | 7.5K | 71,976 | — | ↗ |
| 2024-09-06 | Cutrone Anthony N. | Officer | P-Purchase | A | Common Stock | 2,000 | 7.52 | 15.0K | 70,976 | — | ↗ |
| 2024-09-05 | Haley David Justin | Officer | M-Exempt | A | Common Stock | 610 | 6.55 | 4.0K | 78,422 | — | ↗ |
| 2024-08-07 | Haley David Justin | Officer | M-Exempt | A | Common Stock | 600 | 6.55 | 3.9K | 77,812 | — | ↗ |
| 2024-06-11 | TANENBAUM ALLAN J | Director | A-Award | A | Restricted Stock Units | 13,974 | 0.00 | — | 63,464 | — | ↗ |
| 2024-06-11 | RUDNICK DAVID L | Director | A-Award | A | Restricted Stock Units | 13,974 | 0.00 | — | 63,464 | — | ↗ |
| 2024-06-11 | MEYER ROBERT | Director | A-Award | A | Restricted Stock Units | 13,974 | 0.00 | — | 46,477 | — | ↗ |
| 2024-06-11 | Hatch Brent O. | Director | A-Award | A | Restricted Stock Units | 13,974 | 0.00 | — | 27,127 | — | ↗ |
| 2024-06-11 | Hallenbeck Cynthia A | Director | A-Award | A | Restricted Stock Units | 13,974 | 0.00 | — | 57,669 | — | ↗ |
| 2024-06-11 | EVERETS JOHN | Director | A-Award | A | Restricted Stock Units | 13,974 | 0.00 | — | 63,464 | — | ↗ |
| 2024-05-06 | Haley David Justin | Officer | M-Exempt | A | Common Stock | 650 | 6.55 | 4.3K | 77,212 | — | ↗ |
| 2024-03-04 | Silverman Marisa T. | Officer | F-InKind | D | Common Stock | 713 | 8.18 | 5.8K | 75,174 | — | ↗ |
| 2024-03-04 | Poulton Donald S. | Officer | F-InKind | D | Common Stock | 2,228 | 8.18 | 18.2K | 202,106 | — | ↗ |
| 2024-03-04 | Munson Thomas J. | Officer | F-InKind | D | Common Stock | 501 | 8.18 | 4.1K | 49,382 | — | ↗ |
| 2024-03-04 | MURSTEIN ANDREW | Director / Officer | F-InKind | D | Common Stock | 7,545 | 8.18 | 61.7K | 762,780 | — | ↗ |
| 2024-03-04 | MURSTEIN ALVIN | Director / Officer | F-InKind | D | Common Stock | 2,072 | 8.18 | 16.9K | 261,203 | — | ↗ |
| 2024-03-01 | Silverman Marisa T. | Officer | F-InKind | D | Common Stock | 7,084 | 7.98 | 56.5K | 75,887 | — | ↗ |
| 2024-03-01 | Poulton Donald S. | Officer | F-InKind | D | Common Stock | 11,884 | 7.98 | 94.8K | 204,334 | — | ↗ |
| 2024-03-01 | Munson Thomas J. | Officer | F-InKind | D | Common Stock | 3,879 | 7.98 | 31.0K | 49,883 | — | ↗ |
| 2024-03-01 | MURSTEIN ANDREW | Director / Officer | F-InKind | D | Common Stock | 45,530 | 7.98 | 363.3K | 770,325 | — | ↗ |
| 2024-03-01 | MURSTEIN ALVIN | Director / Officer | F-InKind | D | Common Stock | 11,525 | 7.98 | 92.0K | 263,275 | — | ↗ |
| 2024-03-01 | Haley David Justin | Officer | M-Exempt | A | Common Stock | 1,000 | 6.55 | 6.6K | 76,562 | — | ↗ |
| 2024-03-01 | Cutrone Anthony N. | Officer | F-InKind | D | Common Stock | 9,368 | 7.98 | 74.8K | 68,976 | — | ↗ |
| 2024-02-17 | Silverman Marisa T. | Officer | F-InKind | D | Common Stock | 724 | 8.97 | 6.5K | 82,971 | — | ↗ |
| 2024-02-17 | Poulton Donald S. | Officer | F-InKind | D | Common Stock | 1,852 | 8.97 | 16.6K | 216,218 | — | ↗ |
| 2024-02-17 | Munson Thomas J. | Officer | F-InKind | D | Common Stock | 509 | 8.97 | 4.6K | 53,762 | — | ↗ |
| 2024-02-17 | MURSTEIN ANDREW | Director / Officer | F-InKind | D | Common Stock | 8,521 | 8.97 | 76.4K | 815,855 | — | ↗ |
| 2024-02-17 | MURSTEIN ALVIN | Director / Officer | F-InKind | D | Common Stock | 2,340 | 8.97 | 21.0K | 274,800 | — | ↗ |
| 2024-02-16 | Silverman Marisa T. | Officer | A-Award | A | Common Stock | 25,084 | 8.97 | 225.0K | 83,695 | — | ↗ |
| 2024-02-16 | Poulton Donald S. | Officer | A-Award | A | Common Stock | 32,922 | 8.97 | 295.3K | 218,070 | — | ↗ |
| 2024-02-16 | Munson Thomas J. | Officer | A-Award | A | Common Stock | 11,706 | 8.97 | 105.0K | 54,271 | — | ↗ |
| 2024-02-16 | MURSTEIN ANDREW | Director / Officer | A-Award | A | Common Stock | 99,714 | 8.97 | 894.4K | 824,376 | — | ↗ |
| 2024-02-16 | MURSTEIN ALVIN | Director / Officer | A-Award | A | Common Stock | 22,203 | 8.97 | 199.2K | 277,140 | — | ↗ |
| 2024-02-16 | Haley David Justin | Officer | A-Award | A | Common Stock | 19,478 | 8.97 | 174.7K | 75,562 | — | ↗ |
| 2024-02-16 | Cutrone Anthony N. | Officer | A-Award | A | Common Stock | 27,435 | 8.97 | 246.1K | 78,344 | — | ↗ |
| 2023-09-13 | Haley David Justin | Officer | M-Exempt | A | Common Stock | 270 | 6.55 | 1.8K | 56,084 | — | ↗ |
| 2023-07-26 | TANENBAUM ALLAN J | Director | A-Award | A | Restricted Stock Units | 12,583 | 0.00 | — | 47,349 | — | ↗ |
| 2023-07-26 | RUDNICK DAVID L | Director | A-Award | A | Restricted Stock Units | 12,583 | 0.00 | — | 47,349 | — | ↗ |
| 2023-07-26 | MEYER ROBERT | Director | A-Award | A | Restricted Stock Units | 12,583 | 0.00 | — | 31,096 | — | ↗ |
| 2023-07-26 | Hatch Brent O. | Director | A-Award | A | Restricted Stock Units | 12,583 | 0.00 | — | 12,583 | — | ↗ |
| 2023-07-26 | Hallenbeck Cynthia A | Director | A-Award | A | Restricted Stock Units | 12,583 | 0.00 | — | 41,803 | — | ↗ |
| 2023-07-26 | EVERETS JOHN | Director | A-Award | A | Restricted Stock Units | 12,583 | 0.00 | — | 47,349 | — | ↗ |
| 2023-03-04 | Silverman Marisa T. | Officer | F-InKind | D | Common Stock | 715 | 8.47 | 6.1K | 58,611 | — | ↗ |
| 2023-03-04 | Poulton Donald S. | Officer | F-InKind | D | Common Stock | 2,237 | 8.47 | 18.9K | 185,148 | — | ↗ |
| 2023-03-04 | Munson Thomas J. | Officer | F-InKind | D | Common Stock | 501 | 8.47 | 4.2K | 42,565 | — | ↗ |
| 2023-03-04 | MURSTEIN ANDREW | Director / Officer | F-InKind | D | Common Stock | 7,545 | 8.47 | 63.9K | 724,662 | — | ↗ |
| 2023-03-04 | MURSTEIN ALVIN | Director / Officer | F-InKind | D | Common Stock | 2,072 | 8.47 | 17.5K | 254,937 | — | ↗ |
| 2023-03-04 | Haley David Justin | Officer | F-InKind | D | Common Stock | 814 | 8.47 | 6.9K | 55,814 | — | ↗ |
| 2023-03-01 | Silverman Marisa T. | Officer | F-InKind | D | Common Stock | 2,532 | 8.49 | 21.5K | 59,326 | — | ↗ |
| 2023-03-01 | Poulton Donald S. | Officer | F-InKind | D | Common Stock | 6,810 | 8.49 | 57.8K | 187,385 | — | ↗ |
| 2023-03-01 | Munson Thomas J. | Officer | F-InKind | D | Common Stock | 1,773 | 8.49 | 15.1K | 43,066 | — | ↗ |
| 2023-03-01 | MURSTEIN ANDREW | Director / Officer | F-InKind | D | Common Stock | 26,693 | 8.49 | 226.6K | 732,207 | — | ↗ |
| 2023-03-01 | MURSTEIN ALVIN | Director / Officer | F-InKind | D | Common Stock | 7,330 | 8.49 | 62.2K | 257,009 | — | ↗ |
| 2023-03-01 | Haley David Justin | Officer | F-InKind | D | Common Stock | 2,475 | 8.49 | 21.0K | 56,628 | — | ↗ |
| 2023-03-01 | Cutrone Anthony N. | Officer | F-InKind | D | Common Stock | 4,431 | 8.49 | 37.6K | 50,909 | — | ↗ |
| 2023-02-17 | Silverman Marisa T. | Officer | F-InKind | D | Common Stock | 727 | 7.93 | 5.8K | 61,858 | — | ↗ |
| 2023-02-17 | Poulton Donald S. | Officer | F-InKind | D | Common Stock | 1,861 | 7.93 | 14.8K | 194,195 | — | ↗ |
| 2023-02-17 | Munson Thomas J. | Officer | F-InKind | D | Common Stock | 509 | 7.93 | 4.0K | 44,839 | — | ↗ |
| 2023-02-17 | MURSTEIN ANDREW | Director / Officer | F-InKind | D | Common Stock | 8,521 | 7.93 | 67.6K | 758,900 | — | ↗ |
| 2023-02-17 | MURSTEIN ALVIN | Director / Officer | F-InKind | D | Common Stock | 2,340 | 7.93 | 18.6K | 264,339 | — | ↗ |
| 2023-02-17 | Haley David Justin | Officer | F-InKind | D | Common Stock | 724 | 7.93 | 5.7K | 59,103 | — | ↗ |
| 2023-02-16 | Silverman Marisa T. | Officer | A-Award | A | Common Stock | 24,752 | 0.00 | — | 62,585 | — | ↗ |
| 2023-02-16 | Poulton Donald S. | Officer | A-Award | A | Common Stock | 34,808 | 0.00 | — | 196,056 | — | ↗ |
| 2023-02-16 | Munson Thomas J. | Officer | A-Award | A | Common Stock | 12,376 | 0.00 | — | 45,348 | — | ↗ |
| 2023-02-16 | MURSTEIN ANDREW | Director / Officer | A-Award | A | Common Stock | 110,698 | 0.00 | — | 767,421 | — | ↗ |
| 2023-02-16 | MURSTEIN ALVIN | Director / Officer | A-Award | A | Common Stock | 24,648 | 0.00 | — | 266,679 | — | ↗ |
| 2023-02-16 | Haley David Justin | Officer | — | D | Common Stock (right to buy) | 14,290 | 6.79 | 97.0K | 0 | — | ↗ |
| 2023-02-16 | Cutrone Anthony N. | Officer | A-Award | A | Common Stock | 29,007 | 0.00 | — | 55,340 | — | ↗ |
| 2023-02-14 | Silverman Marisa T. | Officer | F-InKind | D | Common Stock | 636 | 8.79 | 5.6K | 37,833 | — | ↗ |
| 2023-02-14 | Poulton Donald S. | Officer | F-InKind | D | Common Stock | 1,097 | 8.79 | 9.6K | 161,248 | — | ↗ |
| 2023-02-14 | Munson Thomas J. | Officer | F-InKind | D | Common Stock | 487 | 8.79 | 4.3K | 32,972 | — | ↗ |
| 2023-02-14 | MURSTEIN ANDREW | Director / Officer | F-InKind | D | Common Stock | 5,787 | 8.79 | 50.9K | 656,723 | — | ↗ |
| 2023-02-14 | MURSTEIN ALVIN | Director / Officer | F-InKind | D | Common Stock | 2,046 | 8.79 | 18.0K | 242,031 | — | ↗ |
| 2022-08-01 | TANENBAUM ALLAN J | Director | A-Award | A | Restricted Stock Units | 17,038 | 0.00 | — | 33,291 | — | ↗ |
| 2022-08-01 | RUDNICK DAVID L | Director | A-Award | A | Restricted Stock Units | 17,038 | 0.00 | — | 33,291 | — | ↗ |
| 2022-08-01 | MEYER ROBERT | Director | A-Award | A | Restricted Stock Units | 17,038 | 0.00 | — | 17,728 | — | ↗ |
| 2022-08-01 | MENOWITZ FREDERICK | Director | A-Award | A | Restricted Stock Units | 17,038 | 0.00 | — | 17,038 | — | ↗ |
| 2022-08-01 | Hatch Brent O. | Director | A-Award | A | Restricted Stock Units | 17,038 | 0.00 | — | 17,038 | — | ↗ |
| 2022-08-01 | Hallenbeck Cynthia A | Director | A-Award | A | Restricted Stock Units | 17,038 | 0.00 | — | 27,980 | — | ↗ |
| 2022-08-01 | EVERETS JOHN | Director | A-Award | A | Restricted Stock Units | 17,038 | 0.00 | — | 33,291 | — | ↗ |
| 2022-03-07 | Munson Thomas J. | Officer | P-Purchase | A | Common Stock | 1,100 | 8.55 | 9.4K | 3,447 | — | ↗ |
| 2022-02-17 | Travis Alexander S | Officer | A-Award | A | Common Stock | 11,718 | 0.00 | — | 24,815 | — | ↗ |
| 2022-02-17 | Silverman Marisa T. | Officer | A-Award | A | Common Stock | 13,675 | 0.00 | — | 38,469 | — | ↗ |
| 2022-02-17 | Pickerell Dean | Officer | A-Award | A | Common Stock | 3,255 | 0.00 | — | 54,668 | — | ↗ |
| 2022-02-17 | Munson Thomas J. | Officer | A-Award | A | Common Stock | 10,419 | 0.00 | — | 33,459 | — | ↗ |
| 2022-02-17 | MURSTEIN ANDREW | Director / Officer | A-Award | A | Common Stock | 156,862 | 0.00 | — | 662,510 | — | ↗ |
| 2022-02-17 | Cutrone Anthony N. | Officer | A-Award | A | Common Stock | 26,041 | 0.00 | — | 26,327 | — | ↗ |
| 2021-06-17 | TANENBAUM ALLAN J | Director | A-Award | A | Restricted Stock Units | 2,819 | 0.00 | — | 15,939 | — | ↗ |
| 2021-06-17 | Hallenbeck Cynthia A | Director | A-Award | A | Restricted Stock Units | 2,819 | 0.00 | — | 10,731 | — | ↗ |
| 2021-06-17 | EVERETS JOHN | Director | A-Award | A | Restricted Stock Units | 2,819 | 0.00 | — | 15,939 | — | ↗ |
| 2021-03-04 | Travis Alexander S | Officer | A-Award | A | Common Stock | 4,602 | 0.00 | — | 13,097 | — | ↗ |
| 2021-03-04 | Silverman Marisa T. | Officer | A-Award | A | Common Stock | 5,154 | 0.00 | — | 24,794 | — | ↗ |
| 2021-03-04 | Pickerell Dean | Officer | A-Award | A | Common Stock | 1,841 | 0.00 | — | 51,413 | — | ↗ |
| 2021-03-04 | Munson Thomas J. | Officer | A-Award | A | Common Stock | 3,927 | 0.00 | — | 23,040 | — | ↗ |
| 2021-03-04 | MURSTEIN ANDREW | Director / Officer | A-Award | A | Common Stock (right to buy) | 114,720 | 6.79 | 778.9K | 348,749 | — | ↗ |
| 2020-07-23 | TANENBAUM ALLAN J | Director | A-Award | A | Restricted Stock Units | 7,912 | 0.00 | — | 13,120 | — | ↗ |
| 2020-07-23 | Hallenbeck Cynthia A | Director | A-Award | A | Restricted Stock Units | 7,912 | 0.00 | — | 7,912 | — | ↗ |
| 2020-07-23 | EVERETS JOHN | Director | A-Award | A | Restricted Stock Units | 7,912 | 0.00 | — | 13,120 | — | ↗ |
| 2020-06-19 | Hallenbeck Cynthia A | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-02-17 | Travis Alexander S | Officer | A-Award | A | Common Stock (right to buy) | 9,481 | 6.68 | 63.3K | 17,790 | — | ↗ |
| 2020-02-17 | Silverman Marisa T. | Officer | A-Award | A | Common Stock | 5,239 | 0.00 | — | 19,640 | — | ↗ |
| 2020-02-17 | Pickerell Dean | Officer | A-Award | A | Common Stock (right to buy) | 3,792 | 6.68 | 25.3K | 20,410 | — | ↗ |
| 2020-02-17 | Munson Thomas J. | Officer | A-Award | A | Common Stock (right to buy) | 8,089 | 6.68 | 54.0K | 19,398 | — | ↗ |
| 2020-02-17 | MURSTEIN ANDREW | Director / Officer | A-Award | A | Common Stock | 66,766 | 0.00 | — | 446,532 | — | ↗ |
| 2019-08-08 | TANENBAUM ALLAN J | Director | P-Purchase | A | Common Stock | 10,000 | 4.74 | 47.4K | 44,566 | — | ↗ |
| 2019-07-24 | TANENBAUM ALLAN J | Director | A-Award | A | Restricted Stock Units | 5,208 | 0.00 | — | 5,208 | — | ↗ |
| 2019-07-24 | EVERETS JOHN | Director | A-Award | A | Restricted Stock Units | 5,208 | 0.00 | — | 5,208 | — | ↗ |
| 2019-05-17 | Munson Thomas J. | Officer | S-Sale | D | Common Stock | 1,700 | 7.33 | 12.5K | 17,670 | — | ↗ |
| 2019-03-21 | Travis Alexander S | Officer | A-Award | A | Common Stock (right to buy) | 8,309 | 6.55 | 54.4K | 8,309 | — | ↗ |
| 2019-03-21 | Silverman Marisa T. | Officer | A-Award | A | Common Stock (right to buy) | 9,971 | 6.55 | 65.3K | 9,971 | — | ↗ |
| 2019-03-21 | Pickerell Dean | Officer | A-Award | A | Common Stock (right to buy) | 16,618 | 6.55 | 108.8K | 16,618 | — | ↗ |
| 2019-03-21 | Munson Thomas J. | Officer | A-Award | A | Common Stock (right to buy) | 8,309 | 6.55 | 54.4K | 11,309 | — | ↗ |
| 2019-03-21 | MURSTEIN ANDREW | Director / Officer | A-Award | A | Common Stock (right to buy) | 98,713 | 6.55 | 646.6K | 98,713 | — | ↗ |
| 2019-02-14 | Travis Alexander S | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2018-06-14 | TANENBAUM ALLAN J | Director | P-Purchase | A | Common Stock | 10,000 | 5.55 | 55.5K | 34,566 | — | ↗ |
| 2018-02-20 | Silverman Marisa T. | Officer | A-Award | A | Common Stock | 2,278 | 0.00 | — | 9,821 | — | ↗ |
| 2018-02-20 | Pickerell Dean | Officer | A-Award | A | Common Stock | 11,390 | 0.00 | — | 40,067 | — | ↗ |
| 2018-02-20 | Munson Thomas J. | Officer | A-Award | A | Common Stock | 3,417 | 0.00 | — | 15,553 | — | ↗ |
| 2017-12-05 | TANENBAUM ALLAN J | Director | P-Purchase | A | Common Stock | 900 | 2.72 | 2.4K | 22,266 | — | ↗ |
| 2017-12-04 | TANENBAUM ALLAN J | Director | P-Purchase | A | Common Stock | 3,442 | 2.72 | 9.4K | 21,366 | — | ↗ |
| 2017-11-30 | TANENBAUM ALLAN J | Director | P-Purchase | A | Common Stock | 2,300 | 2.71 | 6.2K | 24,566 | — | ↗ |
| 2017-11-29 | TANENBAUM ALLAN J | Director | P-Purchase | A | Common Stock | 5,005 | 2.71 | 13.6K | 17,924 | — | ↗ |
| 2017-11-28 | TANENBAUM ALLAN J | Director | P-Purchase | A | Common Stock | 4,571 | 2.71 | 12.4K | 12,919 | — | ↗ |
| 2017-11-17 | TANENBAUM ALLAN J | Director | P-Purchase | A | Common Stock | 3,348 | 2.64 | 8.8K | 8,348 | — | ↗ |
| 2017-11-15 | TANENBAUM ALLAN J | Director | P-Purchase | A | Common Stock | 5,000 | 2.62 | 13.1K | 5,000 | — | ↗ |
| 2017-10-26 | TANENBAUM ALLAN J | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2017-07-27 | EVERETS JOHN | Director | A-Award | A | Common Stock (right to buy) | 11,333 | 2.61 | 29.6K | 11,333 | — | ↗ |
| 2017-06-15 | Munson Thomas J. | Officer | P-Purchase | A | Common Stock | 2,000 | 2.40 | 4.8K | 2,347 | — | ↗ |
| 2017-04-27 | Pickerell Dean | Officer | — | D | Common Stock | 0 | 0.00 | — | 28,677 | — | ↗ |
| 2017-04-19 | Munson Thomas J. | Officer | — | D | Common Stock | 0 | 0.00 | — | 12,136 | — | ↗ |
| 2017-04-19 | MURSTEIN ANDREW | Director / Officer | A-Award | A | Common Stock | 97,087 | 0.00 | — | 334,422 | — | ↗ |
| 2017-03-16 | MURSTEIN ANDREW | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 2.13 | 10.7K | 237,335 | — | ↗ |
| 2017-02-15 | Silverman Marisa T. | Officer | A-Award | A | Common Stock | 4,673 | 0.00 | — | 7,543 | — | ↗ |
| 2016-12-15 | MURSTEIN ANDREW | Director / Officer | P-Purchase | A | Common Stock | 7,000 | 3.57 | 25.0K | 232,335 | — | ↗ |
| 2016-08-11 | MURSTEIN ANDREW | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 5.49 | 54.9K | 225,335 | — | ↗ |
| 2012-10-30 | Munson Thomas J. | Officer | — | D | Common Stock (right to buy) | 3,000 | 12.55 | 37.7K | 0 | — | ↗ |
| 2005-04-30 | CARROLL MICHAEL C | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2004-07-02 | WEICKER LOWELL P JR | Director | A-Award | A | Common Stock, right to buy | 9,000 | 7.68 | 69.1K | 12,750 | — | ↗ |
| 2004-07-02 | CUOMO MARIO M | Director | A-Award | A | Common Stock, right to buy | 9,000 | 7.68 | 69.1K | 18,000 | — | ↗ |
| 2004-04-02 | CARROLL MICHAEL C | Officer | M-Exempt | D | Employee Stock Option (right to buy) | 4,600 | 4.50 | 20.7K | 51,200 | — | ↗ |
| 2004-04-01 | CARROLL MICHAEL C | Officer | M-Exempt | A | Employee Stock Option (right to buy) | 6,800 | 4.50 | 30.6K | 51,200 | — | ↗ |
| 2004-03-19 | CARROLL MICHAEL C | Officer | A-Award | A | Common Stock, right to buy | 15,000 | 8.30 | 124.5K | 58,000 | — | ↗ |
| 2004-03-18 | KOWALSKY MICHAEL J | Officer | A-Award | A | Common Stock | 475 | 8.30 | 3.9K | 2,975 | — | ↗ |
| 2004-03-17 | KOWALSKY MICHAEL J | Officer | A-Award | A | Common Stock | 700 | 8.45 | 5.9K | 2,500 | — | ↗ |
| 2004-01-22 | CARROLL MICHAEL C | Officer | A-Award | A | Common Stock, right to buy | 25,000 | 8.72 | 218.0K | 43,000 | — | ↗ |
Executive team
Executive compensation
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2012 | Andrew M. Murstein President and Director | 982.3K | 1.29M | 790.0K | — | — | 119.2K | 3.18M | 24.84% | ↗ |
| 2 | 2012 | Alvin Murstein Chairman, Chief Executive Officer and Director | 818.9K | 495.0K | 695.0K | — | — | 106.5K | 2.12M | 32.85% | ↗ |
| 3 | 2012 | John M. Taggart Chief Executive Officer and President of Medallion Bank | 221.3K | 230.0K | 255.0K | — | — | — | 706.3K | 36.10% | ↗ |
| 4 | 2012 | Michael J. Kowalsky Executive Vice President | 301.7K | 155.0K | 60.0K | — | — | 16.6K | 533.3K | 11.25% | ↗ |
| 5 | 2012 | Larry D. Hall Senior Vice President, and Chief Financial Officer | 283.3K | 105.8K | 90.0K | — | — | 10.8K | 489.9K | 18.37% | ↗ |
| 6 | 2011 | Andrew M. Murstein President and Director | 953.7K | 1.12M | 150.0K | — | — | 127.5K | 2.35M | 6.38% | ↗ |
| 7 | 2011 | Alvin Murstein Chairman, Chief Executive Officer and Director | 795.0K | 450.0K | 150.0K | — | — | 74.5K | 1.47M | 10.21% | ↗ |
| 8 | 2011 | Michael J. Kowalsky Executive Vice President | 292.9K | 144.9K | 12.0K | — | — | 16.0K | 465.8K | 2.58% | ↗ |
| 9 | 2011 | Larry D. Hall Senior Vice President, and Chief Financial Officer | 275.0K | 92.0K | 15.0K | — | — | 10.0K | 392.0K | 3.83% | ↗ |
| 10 | 2010 | Andrew M. Murstein President and Director | 935.0K | 975.0K | — | — | — | 117.1K | 2.03M | 0.00% | ↗ |
| 11 | 2010 | Alvin Murstein Chairman, Chief Executive Officer and Director | 499.5K | — | — | — | — | 133.5K | 633.0K | 0.00% | ↗ |
| 12 | 2010 | Michael J. Kowalsky Executive Vice President | 284.4K | 126.0K | — | — | — | 16.4K | 426.8K | 0.00% | ↗ |
| 13 | 2010 | Larry D. Hall Senior Vice President, and Chief Financial Officer | 249.2K | 80.0K | — | — | — | — | 329.2K | 0.00% | ↗ |
| 14 | 2007 | Andrew M. Murstein President and Director | 529.2K | 860.0K | — | 10.2K | — | 109.2K | 1.51M | 0.67% | ↗ |
| 15 | 2007 | Alvin Murstein Chairman, Chief Executive Officer and Director | 467.9K | 300.0K | — | 10.2K | — | 89.7K | 867.8K | 1.17% | ↗ |
| 16 | 2007 | Michael J. Kowalsky Executive Vice President | 256.4K | 100.0K | — | — | — | 18.9K | 375.3K | 0.00% | ↗ |
| 17 | 2007 | Brian S. O’Leary Executive Vice President and Chief Operating Officer | 284.7K | 75.0K | — | — | — | — | 359.7K | 0.00% | ↗ |
| 18 | 2007 | Larry D. Hall Senior Vice President, and Chief Financial Officer | 232.5K | 75.0K | — | — | — | — | 307.5K | 0.00% | ↗ |
| 19 | 2006 | Andrew M. Murstein President and Director | 513.8K | 860.0K | — | 24.1K | — | 104.8K | 1.50M | 1.60% | ↗ |
| 20 | 2006 | Alvin Murstein Chairman, Chief Executive Officer and Director | 454.3K | 270.0K | — | 24.1K | — | 82.0K | 830.4K | 2.90% | ↗ |
| 21 | 2006 | Michael J. Kowalsky Executive Vice President | 249.0K | 88.0K | — | 712.00 | — | 16.3K | 354.0K | 0.20% | ↗ |
| 22 | 2006 | Brian S. O’Leary Executive Vice President and Chief Operating Officer | 276.4K | 60.0K | — | — | — | — | 336.4K | 0.00% | ↗ |
| 23 | 2006 | Larry D. Hall Senior Vice President, and Chief Financial Officer | 225.8K | 60.0K | — | 847.00 | — | — | 286.6K | 0.30% | ↗ |
| 24 | 2005 | Andrew M. Murstein(*) President and Director | 498.8K | 445.0K | — | — | — | 4.2K | 948.0K | 0.00% | ↗ |
| 25 | 2005 | Alvin Murstein(*) Chairman, Chief Executive Officer and Director | 441.0K | 300.0K | — | — | — | 14.0K | 755.0K | 0.00% | ↗ |
| 26 | 2005 | Michael J. Kowalsky(*) Executive Vice President | 245.3K | 88.0K | — | — | — | 3.4K | 336.7K | 0.00% | ↗ |
| 27 | 2005 | Brian S. O’Leary(*) Executive Vice President, and Chief Operating Officer | 263.4K | 60.0K | — | — | — | 4.3K | 327.7K | 0.00% | ↗ |
| 28 | 2005 | Larry D. Hall(*) Executive Vice President, and Chief Financial Officer | 215.0K | 60.0K | — | — | — | — | 275.0K | 0.00% | ↗ |
| 29 | 2004 | Andrew M. Murstein(*) President and Director | 475.0K | 995.0K | — | 25.0K | — | — | 1.47M | 1.70% | ↗ |
| 30 | 2004 | Alvin Murstein(*) Chairman, Chief Executive Officer and Director | 420.0K | 250.0K | — | 25.0K | — | 13.7K | 683.7K | 3.66% | ↗ |
| 31 | 2004 | Alvin Murstein(*) Chairman, Chief Executive Officer, and Director | 420.0K | 50.0K | — | 25.0K | — | 4.3K | 474.3K | 5.27% | ↗ |
| 32 | 2004 | Michael J. Kowalsky(*) Executive Vice President | 233.6K | 85.0K | — | — | — | 4.0K | 322.6K | 0.00% | ↗ |
| 33 | 2004 | Brian S. O’Leary(*) Executive Vice President, and Chief Operating Officer | 245.0K | 50.0K | — | — | — | 3.9K | 298.9K | 0.00% | ↗ |
| 34 | 2004 | Brian S. O’Leary Executive Vice President and Chief Operating Officer | 245.0K | 32.5K | — | — | — | 3.9K | 281.4K | 0.00% | ↗ |
| 35 | 2004 | Michael J. Kowalsky Executive Vice President | 233.6K | 37.0K | — | — | — | 4.0K | 274.6K | 0.00% | ↗ |
| 36 | 2004 | Larry D. Hall(*) Executive Vice President, and Chief Financial Officer | 200.0K | 50.0K | — | — | — | — | 250.0K | 0.00% | ↗ |
| 37 | 2004 | Larry D. Hall Executive Vice President and Chief Financial Officer | 200.0K | 35.0K | — | — | — | — | 235.0K | 0.00% | ↗ |
| 38 | 2003 | Andrew M. Murstein(*) President and Director | 430.0K | 125.0K | — | — | — | — | 555.0K | 0.00% | ↗ |
| 39 | 2003 | Alvin Murstein(*) Chairman, Chief Executive Officer and Director | 395.0K | 50.0K | — | — | — | 10.6K | 455.6K | 0.00% | ↗ |
| 40 | 2003 | Alvin Murstein(*) Chairman, Chief Executive Officer, and Director | 395.0K | 20.0K | — | — | — | 4.7K | 419.7K | 0.00% | ↗ |
| 41 | 2003 | Brian S. O’Leary(*) Executive Vice President, and Chief Operating Officer | 229.5K | 32.5K | — | — | — | 4.1K | 266.1K | 0.00% | ↗ |
| 42 | 2003 | Brian S. O’Leary Executive Vice President and Chief Operating Officer | 229.5K | 25.0K | — | — | — | 4.1K | 258.6K | 0.00% | ↗ |
| 43 | 2003 | Michael J. Kowalsky(*) Executive Vice President | 202.5K | 37.0K | — | 50.0K | — | 3.4K | 242.9K | 20.59% | ↗ |
| 44 | 2003 | Michael J. Kowalsky Executive Vice President | 202.5K | 37.0K | — | 50.0K | — | 3.4K | 242.9K | 20.59% | ↗ |
| 45 | 2003 | Larry D. Hall(*) Executive Vice President, and Chief Financial Officer | 182.0K | 35.0K | — | 25.0K | — | — | 217.0K | 11.52% | ↗ |
| 46 | 2003 | Larry D. Hall Executive Vice President and Chief Financial Officer | 182.0K | 30.0K | — | 25.0K | — | — | 212.0K | 11.79% | ↗ |
| 47 | 2002 | Andrew M. Murstein(*) President and Director | 400.0K | 90.0K | — | 125.0K | — | — | 490.0K | 25.51% | ↗ |
| 48 | 2002 | Alvin Murstein(*) Chairman, Chief Executive Officer, and Director | 390.0K | 30.0K | — | 125.0K | — | 3.7K | 423.7K | 29.50% | ↗ |
| 49 | 2002 | Brian S. O’Leary Executive Vice President and Chief Operating Officer | 229.0K | 25.0K | — | 50.0K | — | 11.0K | 265.0K | 18.87% | ↗ |
| 50 | 2002 | Michael J. Kowalsky Executive Vice President | 196.4K | 37.0K | — | 25.0K | — | 3.4K | 236.8K | 10.56% | ↗ |
| 51 | 2002 | Larry D. Hall Executive Vice President and Chief Financial Officer | 170.0K | 30.0K | — | 50.0K | — | — | 200.0K | 25.00% | ↗ |
Proxy statements
| Filing date | Form type | Filing |
|---|---|---|
| 2025-04-30 | DEF 14A | ↗ |
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Andrew Murstein | CEO, President, COO & Non-Independent Director | 3M | male |
| Alvin Murstein | Executive Chairman | 2M | male |
| Anthony N. Cutrone | Executive Vice President & Chief Financial Officer | 1M | male |
| Donald S. Poulton | Chief Executive Officer of Medallion Bank | 956.0K | male |
| David Justin Haley | President of Medallion Bank | 660.0K | male |
| Dean R. Pickerell | Acting President & Executive Vice President of Medallion Capital, Inc. | 500.2K | male |
| Thomas J. Munson | Executive Vice President & Chief Credit Officer | — | male |
| Jeffrey D. Rudnick | Executive Vice President & Director of Alternative Investments | — | male |
| Joel Cannon | Senior Vice President of Sales & Marketing | — | male |
| Marisa T. Silverman | Executive Vice President, General Counsel & Secretary, | — | female |
| Samantha K. Rozovsky | Chief Compliance Officer, Associate General Counsel & Assistant Secretary | — | female |
| Steven Hannay | Executive Vice President & Chief Lending Officer of Medallion Bank. | — | male |
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No House trading activity found for this company.
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Community Opinion for MFIN
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

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