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Fuel Tech, Inc. (FTEK)

USD1.60 +0.00 (-0.31%)
US NASDAQ Industrials Industrial - Pollution & Treatment Controls
Address 27601 Bella Vista Parkway 60555-1617
Warrenville, IL, US
CEO Vincent J. Arnone
Website ftek.com
IPO 1993-09-07
CIK 846913 ISIN US3595231073

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Description

Fuel Tech, Inc. engages in the development, commercialization, and application of technologies for air pollution control, process optimization, water treatment, and advanced engineering services to utility and industrial customers in the United States, rest of the Americas, Europe, South Africa, the Pacific Rim, and internationally. The Air Pollution Control Technology segment offers technologies to reduce nitrogen oxide emissions (NOx) in flue gas from boilers, incinerators, furnaces, and other stationary combustion sources; NOxOUT selected non-catalytic reduction and selected catalytic reduction systems, including ammonia injection grid and graduated straightening grid systems; electrostatic precipitator processes and services; ULTRA technology; urea direct injection systems; and flue gas conditioning systems. Its FUEL CHEM Technology segment provides chemical injection programs to improve the efficiency, reliability, fuel flexibility, boiler heat rate, and environmental status of combustion units for the control of slagging, fouling, corrosion, opacity, and acid plume, as well as the formation of sulfur trioxide, ammonium bisulfate, particulate matter, sulfur dioxide, and carbon dioxide through the addition of chemicals into the furnace using targeted in-furnace injection technology. This segment also offers its FUEL CHEM program for plants operating in the electric utility, industrial, pulp and paper, waste-to-energy, and university and district heating markets; and the owners of boilers, furnaces, and other combustion units for treating a wide variety of solid and liquid fuels, including coal, heavy oil, black liquor, biomass, and municipal waste. In addition, the company provides dissolved gas infusion systems, which utilize a proprietary channel injector and a patented saturator that infuses oxygen, carbon dioxide, or other gases into water; and visualization software. Fuel Tech, Inc. was incorporated in 1987 and is headquartered in Warrenville, Illinois.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD1.60 +0.00 (-0.31%)
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Volume Profile
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Liquidity & share structure
Average Volume
363.5K
Beta
1.33
Float Shares
23.38M
Free Float %
75.0%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-2.01% +5.04% +14.96% +14.96% -25.89% -6.41% +52.56% +18.70% -24.74% -8.75% -81.16%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (5 ratings, all time) Hold
Price Targets & DCF
Current price
1.60
Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 1 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
1.71
Distress
Piotroski F-Score
3 / 9
Average
MOAT Score
4 / 10
Developing
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
4 / 5
High
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Industrial - Pollution & Treatment Controls: +8.0%
    +6.1% Q1'26: -4.7% (vs Q1'25)
  • EPS growth Industrial - Pollution & Treatment Controls: +15.8%
    -18.1% Q1'26: -80.9% (vs Q1'25)
  • FCF margin FCF growth · Industrial - Pollution & Treatment Controls: +35.7%
    +2.6% Q1'26: -19.2% (vs Q1'25)
  • EBIT margin Industrial - Pollution & Treatment Controls: +10.2%
    -13.8% Q1'26: -26.3% (vs Q1'25)
  • ROIC Industrial - Pollution & Treatment Controls: +6.6%
    -23.6% Q1'26: -36.4% (vs Q1'25)
  • Share dilution Industrial - Pollution & Treatment Controls: 0.0%
    +1.2% Q1'26: +1.2% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Industrial - Pollution & Treatment Controls: -0.39×
    -0.19× Q1'26: -0.10× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.38) × ERP
WACC = 99% × Ke + 1% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 1.60
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
73.66M
est: 77.46M (-4.9%)
55.16M
est: 63.50M (-13.1%)
45.17M
est: 72.00M (-37.3%)
56.54M
est: 54.62M (+3.5%)
30.47M
est: 32.61M (-6.6%)
22.55M
est: 23.23M (-2.9%)
24.26M
est: 24.90M (-2.6%)
26.94M
est: 26.30M (+2.4%)
27.08M
est: 26.33M (+2.8%)
25.13M
est: 25.48M (-1.4%)
26.68M
est: 26.90M (-0.8%)
28.32M
28.32M – 28.32M
+5.3% YoY
33.33M
33.33M – 33.33M
+17.7% YoY
38.80M
38.80M – 38.80M
+16.4% YoY
45.30M
45.30M – 45.30M
+16.7% YoY
53.11M
53.11M – 53.11M
+17.3% YoY
EBITDA
-4.39M
est: -3.82M (-14.9%)
-5.62M
est: -3.13M (-79.6%)
-2.45M
est: -3.55M (+30.9%)
1.27M
est: -2.69M (+147.3%)
-6.49M
est: -1.61M (-303.7%)
-3.37M
est: -1.15M (-194.1%)
828.0K
est: -1.23M (+167.4%)
-931.0K
est: 1.08M (-186.0%)
-1.11M
est: -1.10M (-0.5%)
-1.41M
est: -1.07M (-32.0%)
-2.98M
est: -1.12M (-165.2%)
-1.18M
-1.18M – -1.18M
-5.3% YoY
-1.39M
-1.39M – -1.39M
-17.7% YoY
-1.62M
-1.62M – -1.62M
-16.4% YoY
-1.89M
-1.89M – -1.89M
-16.7% YoY
-2.22M
-2.22M – -2.22M
-17.3% YoY
EBIT
-5.77M
est: -5.61M (-2.9%)
-8.52M
est: -4.60M (-85.4%)
-3.98M
est: -5.21M (+23.6%)
427.0K
est: -3.95M (+110.8%)
-7.49M
est: -2.36M (-217.2%)
-4.22M
est: -1.68M (-150.8%)
87.0K
est: -1.80M (+104.8%)
-1.37M
est: -55.2K (-2,384.6%)
-1.45M
est: -1.65M (+12.2%)
-1.87M
est: -1.60M (-17.0%)
-3.68M
est: -1.68M (-118.6%)
-1.77M
-1.77M – -1.77M
-5.3% YoY
-2.09M
-2.09M – -2.09M
-17.7% YoY
-2.43M
-2.43M – -2.43M
-16.4% YoY
-2.84M
-2.84M – -2.84M
-16.7% YoY
-3.32M
-3.32M – -3.32M
-17.3% YoY
Net Income
-12.38M
est: -5.20M (-138.2%)
-17.39M
est: -12.84M (-35.4%)
-10.98M
est: -7.64M (-43.7%)
-28.0K
est: -1.22M (+97.7%)
-7.85M
est: -6.11M (-28.4%)
-4.28M
est: -4.89M (+12.5%)
54.0K
est: 611.4K (-91.2%)
-1.44M
est: 399.0K (-461.4%)
-1.54M
est: -223.8K (-587.2%)
-1.94M
est: -928.1K (-109.4%)
-2.32M
est: -1.86M (-25.2%)
-3.71M
-3.71M – -3.71M
-100.0% YoY
-1.55M
-1.55M – -1.55M
+58.3% YoY
3.09M
3.09M – 3.09M
+300.0% YoY
1.24M
1.24M – 1.24M
-60.0% YoY
2.78M
2.78M – 2.78M
+125.0% YoY
SGA
31.12M
est: 39.91M (-22.0%)
25.56M
est: 32.71M (-21.9%)
20.93M
est: 37.09M (-43.6%)
18.56M
est: 28.14M (-34.0%)
17.19M
est: 16.80M (+2.3%)
13.60M
est: 11.97M (+13.7%)
12.06M
est: 12.83M (-6.0%)
12.28M
est: 16.79M (-26.9%)
12.80M
est: 13.16M (-2.7%)
13.76M
est: 12.74M (+8.0%)
14.05M
est: 13.45M (+4.5%)
14.16M
14.16M – 14.16M
+5.3% YoY
16.66M
16.66M – 16.66M
+17.7% YoY
19.40M
19.40M – 19.40M
+16.4% YoY
22.64M
22.64M – 22.64M
+16.7% YoY
26.55M
26.55M – 26.55M
+17.3% YoY
EPS
-0.54
est: -0.17 (-217.6%)
-0.74
est: -0.42 (-76.2%)
-0.44
est: -0.25 (-75.1%)
0.00
est: -0.04 (+97.0%)
-0.32
est: -0.20 (-62.2%)
-0.17
est: -0.16 (-8.3%)
0.00
est: 0.02 (-91.0%)
-0.05
est: -0.06 (+20.7%)
-0.05
est: -0.01 (-600.9%)
-0.06
est: -0.03 (-112.0%)
-0.08
est: -0.06 (-25.2%)
-0.12
-0.12 – -0.12
-100.0% YoY
-0.05
-0.05 – -0.05
+58.3% YoY
0.10
0.10 – 0.10
+300.0% YoY
0.04
0.04 – 0.04
-60.0% YoY
0.09
0.09 – 0.09
+125.0% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-12 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-11 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-08 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-05-07 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-05-06 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-05-05 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-05-04 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-05-01 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-30 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-29 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-28 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-27 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-24 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-23 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-22 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-21 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-20 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-17 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-16 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
50.8K
OE per share TTM
0.00
Owner's Yield
0.11%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
20.3%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
8
Total invested
2.51M
Insider transactions (90d)
0
Beneficial owners (>5%)
16
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 FMR Corp. 3.03M 13.64% 3.03M HC Delaware 2007-06-11
2 Edward C. Johnson 3d 2.57M 11.47% 2.57M IN United States of America 2008-02-14
3 #13-2884675 1.55M 5.12% 478.5K 1.55M IA NEW YORK USA 2022-01-10
4 Deutsche Bank AG* 1.27M 5.66% 1.25M 1.27M BK, HC, CO Federal Republic of Germany 2008-02-05
5 Ergates Capital Management, LLC 1.03M 5.00% 1.03M 1.03M OO Florida 2006-01-31
6 Jason S. Atkins 1.03M 5.00% 1.03M 1.03M IN United States 2006-01-31
7 #39-1078128 1.00M 5.12% 1.00M 1.00M IA WISCONSIN, U.S.A. 2005-01-18
8 WILLIAM J. NASGOVITZ 1.00M 5.12% 1.00M 1.00M IN U.S.A. 2005-01-18
9 RIT Capital Partners plc 874.8K 4.10% CO England 2006-05-02
10 13-3127734 807.3K 2.67% 749.8K 807.3K HC Delaware 2022-02-10
11 26-0385758 807.3K 2.67% 749.8K 807.3K IA Delaware 2022-02-10
12 of above person 689.1K 27.40% CO Organization 1997-06-16
13 Deutsche Investment Management Americas 517.1K 2.30% 517.1K 517.1K IA, CO Delaware 2008-02-05
14 DWS Investment GmbH 370.3K 1.65% 370.3K 370.3K IA, CO Federal Republic of Germany 2008-02-05
15 Deutsche Asset Management Japan Limited 367.0K 1.63% 367.0K 367.0K IA, CO Japan 2008-02-05
16 Deutsche Asset Management International GmbH 15.0K 0.06% 15.0K IA, CO Federal Republic of Germany 2008-02-05

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
8
-38 vs prev Q
New positions
2
Closed positions
37
Increased
5
Reduced
1
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 160.0K +160.0K (+100.0%) 249.64M +249.6M (+100.0%) 0.52% +0.515 pp 0.18% +0.180 pp USD1.56 +0.0% 1 qtrs NEW
2 GRACE & WHITE INC /NY 1.49M -5.8K (-0.4%) 2.32M -2.2M (-48.2%) 4.78% -0.051 pp 0.41% -0.376 pp USD1.96 -20.4% 46 qtrs
3 RENAISSANCE TECHNOLOGIES LLC 1.15M +249.1K (+27.7%) 1.79M -905.8K (-33.6%) 3.69% +0.782 pp 0.00% -0.001 pp USD1.67 -6.6% 44 qtrs
4 VANGUARD GROUP INC 1.13M +112.1K (+11.1%) 1.76M -1.3M (-42.2%) 3.62% +0.339 pp 0.00% +0.000 pp USD5.98 -73.9% 81 qtrs
5 GEODE CAPITAL MANAGEMENT, LLC 518.9K -4.9K (-0.9%) 809.6K -762.0K (-48.5%) 1.67% -0.027 pp 0.00% 0.000 pp USD3.60 -56.7% 78 qtrs
6 BLACKROCK, INC. 410.4K +— (+0.0%) 640.2K -590.9K (-48.0%) 1.32% -0.009 pp 0.00% +0.000 pp USD1.05 +48.6% 6 qtrs
7 PEAPOD LANE CAPITAL LLC 359.6K +2.7K (+0.8%) 561.0K -509.8K (-47.6%) 1.16% +0.001 pp 0.48% -0.480 pp USD1.05 +48.6% 5 qtrs
8 US BANCORP \DE\ 304.8K +— (+0.0%) 475.5K -438.9K (-48.0%) 0.98% -0.007 pp 0.00% -0.001 pp USD2.07 -24.6% 46 qtrs
9 XTX TOPCO LTD 178.3K +122.3K (+218.3%) 278.2K +110.1K (+65.5%) 0.57% +0.392 pp 0.01% -0.001 pp USD2.01 -22.4% 5 qtrs
10 TWO SIGMA INVESTMENTS, LP 126.2K +126.2K (+100.0%) 196.8K +196.8K (+100.0%) 0.41% +0.406 pp 0.00% +0.000 pp USD1.56 +0.0% 1 qtrs NEW
11 STATE STREET CORP 121.8K +8.1K (+7.1%) 190.1K -151.2K (-44.3%) 0.39% +0.024 pp 0.00% +0.000 pp USD2.39 -34.7% 19 qtrs
12 MARSHALL WACE, LLP 81.0K +81.0K (+100.0%) 126.4K +126.4K (+100.0%) 0.26% +0.261 pp 0.00% +0.000 pp USD1.56 +0.0% 3 qtrs
13 ESSEX INVESTMENT MANAGEMENT CO LLC 77.3K +— (+0.0%) 120.5K -111.2K (-48.0%) 0.25% -0.002 pp 0.02% -0.017 pp USD1.19 +31.1% 14 qtrs
14 TWO SIGMA ADVISERS, LP 67.5K +67.5K (+100.0%) 105.3K +105.3K (+100.0%) 0.22% +0.217 pp 0.00% +0.000 pp USD1.56 +0.0% 1 qtrs NEW
15 INTEGRITY WEALTH ADVISORS, INC. 70.0K +— (+0.0%) 95.2K -114.8K (-54.7%) 0.23% -0.002 pp 0.06% -0.010 pp USD2.52 -38.1% 3 qtrs
16 DIMENSIONAL FUND ADVISORS LP 51.2K -3.2K (-5.9%) 79.7K -83.2K (-51.1%) 0.16% -0.012 pp 0.00% +0.000 pp USD3.00 -48.0% 2 qtrs
17 JANE STREET GROUP, LLC 46.6K +46.6K (+100.0%) 72.7K +72.7K (+100.0%) 0.15% +0.150 pp 0.00% +0.000 pp USD1.56 +0.0% 1 qtrs NEW
18 GROUP ONE TRADING, L.P. 42.5K +12.3K (+40.7%) 66.3K -24.3K (-26.8%) 0.14% +0.039 pp 0.00% +0.000 pp USD2.58 -39.5% 6 qtrs
19 AMERICAN CENTURY COMPANIES INC 38.5K +2.0K (+5.4%) 60.1K -49.5K (-45.2%) 0.12% +0.006 pp 0.00% +0.000 pp USD2.93 -46.8% 2 qtrs
20 GSA CAPITAL PARTNERS LLP 32.0K -4.5K (-12.3%) 50.0K -59.0K (-54.1%) 0.10% -0.015 pp 0.00% -0.005 pp USD3.00 -48.0% 4 qtrs
21 CITADEL ADVISORS LLC 31.8K -93.1K (-74.5%) 49.6K -325.1K (-86.8%) 0.10% -0.302 pp 0.00% +0.000 pp USD2.95 -47.1% 13 qtrs
22 NORTHERN TRUST CORP 31.4K +— (+0.0%) 49.0K -45.3K (-48.0%) 0.10% -0.001 pp 0.00% +0.000 pp USD3.36 -53.6% 51 qtrs
23 CRESSET ASSET MANAGEMENT, LLC 25.5K +— (+0.0%) 39.8K -36.7K (-48.0%) 0.08% -0.001 pp 0.00% 0.000 pp USD1.19 +31.1% 29 qtrs
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21.3K +21.3K (+100.0%) 33.2K +33.2K (+100.0%) 0.07% +0.069 pp 0.00% +0.000 pp USD1.56 +0.0% 1 qtrs NEW
25 LEGATO CAPITAL MANAGEMENT LLC 18.2K +— (+0.0%) 28.3K -26.2K (-48.0%) 0.06% 0.000 pp 0.00% -0.004 pp USD1.26 +23.8% 13 qtrs
26 VIRTU FINANCIAL LLC 17.3K +17.3K (+100.0%) 27.0K +27.0K (+100.0%) 0.06% +0.056 pp 0.00% +0.001 pp USD1.56 +0.0% 1 qtrs NEW
27 TWO SIGMA SECURITIES, LLC 14.6K +14.6K (+100.0%) 22.7K +22.7K (+100.0%) 0.05% +0.047 pp 0.00% +0.003 pp USD1.56 +0.0% 1 qtrs NEW
28 COVESTOR LTD 13.2K +— (+0.0%) 21.0K -19.0K (-47.5%) 0.04% 0.000 pp 0.01% -0.011 pp USD3.00 -48.0% 2 qtrs
29 QUADRATURE CAPITAL LTD 11.6K +11.6K (+100.0%) 18.1K +18.1K (+100.0%) 0.04% +0.037 pp 0.00% +0.000 pp USD1.56 +0.0% 1 qtrs NEW
30 HIGHTOWER ADVISORS, LLC 10.4K +40.0 (+0.4%) 16.3K -14.9K (-47.8%) 0.03% 0.000 pp 0.00% +0.000 pp USD1.38 +13.0% 17 qtrs
31 FOUNDERS CAPITAL MANAGEMENT 5.0K +— (+0.0%) 7.8K -7.2K (-48.0%) 0.02% 0.000 pp 0.00% -0.004 pp USD1.17 +33.3% 12 qtrs
32 TOWER RESEARCH CAPITAL LLC (TRC) 4.3K +4.3K (+100.0%) 6.7K +6.7K (+100.0%) 0.01% +0.014 pp 0.00% +0.000 pp USD1.56 +0.0% 23 qtrs
33 SIMPLEX TRADING, LLC 3.3K -39.2K (-92.2%) 5.1K -121.9K (-95.9%) 0.01% -0.127 pp 0.00% 0.000 pp USD2.70 -42.2% 4 qtrs
34 NEWEDGE ADVISORS, LLC 2.3K -15.3K (-86.8%) 3.6K -49.3K (-93.1%) 0.01% -0.050 pp 0.00% 0.000 pp USD2.99 -47.8% 12 qtrs
35 NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC 2.0K +— (+0.0%) 3.1K -2.9K (-48.0%) 0.01% +0.000 pp 0.00% -0.001 pp USD1.27 +22.8% 13 qtrs
36 ADVISOR GROUP HOLDINGS, INC. 1.2K +— (+0.0%) 1.9K -1.6K (-46.6%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.05 +48.6% 6 qtrs
37 WELLS FARGO & COMPANY/MN 1.2K -2.5K (-68.5%) 1.8K -9.2K (-83.6%) 0.00% -0.008 pp 0.00% +0.000 pp USD1.28 +21.9% 19 qtrs
38 SBI SECURITIES CO., LTD. 719.00 -110.0 (-13.3%) 1.1K -1.4K (-54.9%) 0.00% 0.000 pp 0.00% +0.000 pp USD1.08 +44.4% 5 qtrs
39 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 600.00 +— (+0.0%) 936.00 -864.0 (-48.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.84 +85.7% 23 qtrs
40 BRYN MAWR TRUST CO 500.00 +— (+0.0%) 780.00 -720.0 (-48.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.05 +48.6% 6 qtrs
41 BANK OF AMERICA CORP /DE/ 280.00 +63.0 (+29.0%) 437.00 -214.0 (-32.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.33 +17.3% 9 qtrs
42 MORGAN STANLEY 21.00 +21.0 (+100.0%) 33.00 +33.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.52 +2.6% 1 qtrs NEW
43 FMR LLC 18.00 +18.0 (+100.0%) 28.00 +28.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.56 +0.0% 1 qtrs NEW
44 ADVISORY SERVICES NETWORK, LLC -21.6K (-100.0%) -64.9K (-100.0%) 0.00% -0.070 pp 0.00% -0.001 pp USD 3 qtrs SOLD
45 HRT FINANCIAL LP -23.3K (-100.0%) -69.0K (-100.0%) 0.00% -0.076 pp 0.00% 0.000 pp USD 3 qtrs SOLD
46 INTEGRATED WEALTH CONCEPTS LLC -35.0K (-100.0%) -105.0K (-100.0%) 0.00% -0.113 pp 0.00% -0.001 pp USD 2 qtrs SOLD
47 EAM INVESTORS, LLC -338.7K (-100.0%) -1.0M (-100.0%) 0.00% -1.097 pp 0.00% -0.117 pp USD 3 qtrs SOLD
48 MERCURIA CAPITAL STRATEGIES, LLC -240.0K (-100.0%) -720.0K (-100.0%) 0.00% -0.778 pp 0.00% -0.949 pp USD 2 qtrs SOLD
49 MURCHINSON LTD. -150.0K (-100.0%) -450.0K (-100.0%) 0.00% -0.486 pp 0.00% -0.057 pp USD 2 qtrs SOLD
50 PRELUDE CAPITAL MANAGEMENT, LLC -13.2K (-100.0%) -39.7K (-100.0%) 0.00% -0.043 pp 0.00% -0.003 pp USD 2 qtrs SOLD
51 SPIRE WEALTH MANAGEMENT -200.0 (-100.0%) -600.0 (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 3 qtrs SOLD
52 CKW FINANCIAL GROUP -200.0 (-100.0%) -1.0K (-100.0%) 0.00% -0.001 pp 0.00% 0.000 pp USD 3 qtrs SOLD
53 CITIGROUP INC -474.0 (-100.0%) -1.4K (-100.0%) 0.00% -0.002 pp 0.00% +0.000 pp USD 2 qtrs SOLD
54 UBS GROUP AG -97.0 (-100.0%) -291.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 20 qtrs SOLD
55 BOOTHBAY FUND MANAGEMENT, LLC -41.3K (-100.0%) -123.8K (-100.0%) 0.00% -0.134 pp 0.00% -0.002 pp USD 2 qtrs SOLD
56 GOLDMAN SACHS GROUP INC -31.3K (-100.0%) -93.9K (-100.0%) 0.00% -0.101 pp 0.00% +0.000 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 13 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.01% 135.7K 0.60%
2 Fidelity Nasdaq Composite Index ETF ONEQ 0.00% 399.0K 0.21%
3 Vanguard Extended Market ETF VXF 0.00% 369.3K 0.05%
4 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 465.45 0.17%
5 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 2.3K 0.03%
6 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 6.3K 0.17%
7 Vanguard Total Stock Market ETF VTI 0.00% 1.08M 0.03%
8 Vanguard All-Equity ETF Portfolio VEQT.TO 0.00% 2.4K 0.22%
9 Vanguard Growth ETF Portfolio VGRO.TO 0.00% 1.3K 0.22%
10 Vanguard Balanced ETF Portfolio VBAL.TO 0.00% 519.12 0.22%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
3.00
Bullish
Ratio by volume
3.00
Bullish
Buys
3
Sells
1
Shares acquired
45.0K
Shares disposed
12.6K
Cash buys
Cash sales
1.00
Net activity
+32,373
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-24 Cummings William E JR Officer A-Award A Restricted Stock Units 6,250 0.00 6,250 D
2026-03-24 Albrecht Ellen T Officer A-Award A Restricted Stock Units 8,350 0.00 8,350 D
2026-03-24 ARNONE VINCENT J Director / Officer A-Award A Restricted Stock Units 20,850 0.00 20,850 D
2026-03-06 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 10,000 1.24 12.4K 549,513 D
2025-06-04 ZEITLER DENNIS L Director A-Award A Restricted Stock Units 15,000 0.00 15,000 D
2025-06-04 Jones Sharon L Director S-Sale D Common Stock 12,627 1.67 21.0K 83,973 D
2025-06-04 BAILEY DOUGLAS G Director A-Award A Restricted Stock Units 15,000 0.00 15,000 D
2025-03-28 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 15,000 1.05 15.8K 485,879 D
2024-11-19 Jones Sharon L Director P-Purchase A Common Stock 8,014 1.08 8.7K 96,600 D
2024-11-18 Jones Sharon L Director P-Purchase A Common Stock 9,800 1.05 10.3K 88,585 D
2024-11-15 Jones Sharon L Director P-Purchase A Common Stock 4,200 1.05 4.4K 78,785 D
2024-11-14 Jones Sharon L Director P-Purchase A Common Stock 7,200 1.04 7.5K 74,585 D
2024-11-13 Jones Sharon L Director P-Purchase A Common Stock 9,100 1.05 9.6K 67,385 D
2024-11-12 Jones Sharon L Director P-Purchase A Common Stock 9,500 1.02 9.7K 58,285 D
2024-09-12 Albrecht Ellen T Officer P-Purchase A Common Stock 5,000 1.01 5.1K 91,684
2024-09-12 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 20,000 1.02 20.4K 460,513
2024-08-28 Jones Sharon L Director P-Purchase A Common Stock 3,293 1.01 3.3K 48,785
2024-08-12 Jones Sharon L Director P-Purchase A Common Stock 447 1.01 449.40 45,492
2024-08-09 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 20,000 1.04 20.9K 440,513
2024-06-05 ZEITLER DENNIS L Director A-Award A Restricted Stock Units 15,000 0.00 15,000
2024-06-05 Jones Sharon L Director A-Award A Restricted Stock Units 15,000 0.00 15,000
2024-06-05 BAILEY DOUGLAS G Director A-Award A Restricted Stock Units 15,000 0.00 15,000
2024-02-29 Cummings William E JR Officer A-Award A Restricted Stock Units 9,400 0.00 9,400
2024-02-29 Albrecht Ellen T Officer A-Award A Restricted Stock Units 12,500 0.00 12,500
2024-02-29 ARNONE VINCENT J Director / Officer A-Award A Restricted Stock Units 31,100 0.00 31,100
2023-08-11 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 15,000 1.20 18.0K 344,755
2023-06-07 ZEITLER DENNIS L Director A-Award A Restricted Stock Units 15,000 0.00 15,000
2023-06-07 Jones Sharon L Director A-Award A Restricted Stock Units 15,000 0.00 15,000
2023-06-07 BAILEY DOUGLAS G Director A-Award A Restricted Stock Units 15,000 0.00 15,000
2022-06-02 ZEITLER DENNIS L Director A-Award A Restricted Stock Units 15,000 0.00 15,000
2022-06-02 Jones Sharon L Director A-Award A Restricted Stock Units 15,000 0.00 15,000
2022-06-02 Cummings William E JR Officer A-Award A Restricted Stock Units 64,394 0.00 64,394
2022-06-02 BAILEY DOUGLAS G Director A-Award A Restricted Stock Units 15,000 0.00 15,000
2022-06-02 Albrecht Ellen T Officer A-Award A Restricted Stock Units 75,758 0.00 75,758
2022-06-02 ARNONE VINCENT J Officer A-Award A Restricted Stock Units 151,515 0.00 151,515
2022-05-17 ARNONE VINCENT J Officer P-Purchase A Common Stock 20,000 1.20 24.0K 329,755
2020-12-31 BAILEY BETTYE J 10% Owner S-Sale D Common Stock 42,711 4.01 171.3K 4,244,234
2020-12-23 ZEITLER DENNIS L Director M-Exempt D Stock Option (Right to Buy) 27,000 1.58 42.7K 133,627
2020-12-23 Albrecht Ellen T Officer S-Sale D Common Stock 41,900 5.00 209.5K 38,805
2020-12-23 ARNONE VINCENT J Director / Officer S-Sale D Common Stock 75,000 5.01 376.0K 309,755
2020-12-22 Albrecht Ellen T Officer S-Sale D Common Stock 30,000 4.26 127.8K 80,705
2020-12-22 ARNONE VINCENT J Director / Officer S-Sale D Common Stock 125,000 4.25 531.0K 384,755
2020-12-02 Markowsky James J Director S-Sale D Common Stock 20,000 3.44 68.8K 30,000
2020-11-25 BAILEY DOUGLAS G Director S-Sale D Common Stock 60,400 5.38 324.7K 1,788,161
2020-11-25 BAILEY BETTYE J 10% Owner S-Sale D Common Stock 42,028 4.74 199.2K 4,286,945
2020-11-24 Markowsky James J Director S-Sale D Common Stock 12,627 6.10 77.0K 94,000
2020-11-24 BAILEY DOUGLAS G Director S-Sale D Common Stock 76,944 5.84 449.3K 1,848,561
2020-09-25 Cummings William E JR Officer P-Purchase A Common 5,329 0.72 3.8K 292,045
2020-09-24 Cummings William E JR Officer P-Purchase A Common 33,886 0.64 21.7K 286,716
2020-03-17 Markowsky James J Director A-Award A Common 4,500 0.59 2.6K 62,627
2020-03-17 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 15,000 0.43 6.5K 524,407
2020-03-16 Markowsky James J Director A-Award A Common 25,500 0.48 12.3K 58,127
2020-03-14 Albrecht Ellen T Officer D Common Stock 0 0.00 89,465
2019-12-16 Pach James M Officer F-InKind D Restricted Stock Units 11,005 0.91 10.0K 38,995
2019-12-16 Cummings William E JR Officer F-InKind D Common 8,523 0.91 7.7K 252,830
2019-09-26 Cummings William E JR Officer P-Purchase A Common 28,489 0.97 27.5K 261,353
2019-09-25 Cummings William E JR Officer P-Purchase A Common 21,511 0.96 20.6K 232,864
2019-09-06 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 20,000 1.01 20.1K 509,407
2019-08-28 Markowsky James J Director P-Purchase A Common 20,000 0.82 16.4K 32,627
2019-06-18 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 15,000 1.22 18.2K 489,407
2019-05-22 Pach James M Officer S-Sale D Restricted Stock Units 6,859 1.54 10.6K 50,000
2019-05-17 ZEITLER DENNIS L Director A-Award A Common Stock 12,627 1.58 20.0K 62,627
2019-05-17 SHAW THOMAS S Director A-Award A Common Stock 12,627 1.58 20.0K 32,627
2019-05-17 Markowsky James J Director A-Award A Common 12,627 1.58 20.0K 12,627
2019-05-17 Jones Sharon L Director A-Award A Common 12,627 1.58 20.0K 16,577
2019-05-16 BAILEY DOUGLAS G Director A-Award A Common 12,627 1.58 20.0K 1,905,505
2019-03-22 Markowsky James J Director S-Sale D Common 20,000 1.66 33.2K 0
2019-03-21 Cummings William E JR Officer A-Award A Common 25,000 1.83 45.8K 211,353
2018-08-23 Jones Sharon L Director P-Purchase A Common 3,950 1.04 4.1K 3,950
2018-08-23 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 2,033 1.08 2.2K 474,407
2018-08-22 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 22,967 1.02 23.5K 472,374
2018-06-29 Cummings William E JR Officer P-Purchase A Common 10,200 1.08 11.0K 186,353
2018-03-08 Jones Sharon L Director 0 0.00 0
2018-02-26 Collins David S Officer A-Award A Common Stock 13,333 0.00 13,333
2018-02-26 BAILEY DOUGLAS G Director F-InKind D Common 3,524 1.10 3.9K 1,882,878
2018-02-26 ARNONE VINCENT J Director / Officer A-Award A Common Stock 26,667 0.00 449,407
2017-12-31 BAILEY BETTYE J 10% Owner 0 0.00 0
2017-12-15 Pach James M Officer A-Award A Restricted Stock Units 50,000 0.00 56,859
2017-12-15 ARNONE VINCENT J Director / Officer A-Award A Restricted Stock Units 100,000 0.00 422,740
2017-12-12 ZEITLER DENNIS L Director P-Purchase A Common Stock 50,000 1.01 50.3K 50,000
2017-12-07 ZEITLER DENNIS L Director A-Award A Common Option 44,000 0.97 42.5K 44,000
2017-12-07 SHAW THOMAS S Director A-Award A Common Option 44,000 0.97 42.5K 44,000
2017-12-07 Markowsky James J Director A-Award A Common Option 44,000 0.97 42.5K 44,000
2017-12-07 BAILEY DOUGLAS G Director A-Award A Common Option 44,000 0.97 42.5K 44,000
2017-11-07 Pach James M Officer D Restricted Stock Units 0 0.00 6,859
2017-09-15 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 18,000 0.94 16.9K 322,740
2017-09-14 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 32,000 0.92 29.6K 304,740
2017-09-05 Markowsky James J Director P-Purchase A Common 10,000 0.87 8.7K 20,000
2017-09-01 Collins David S Officer S-Sale D Common Stock 79,998 0.79 63.3K 0
2017-08-31 Markowsky James J Director P-Purchase A Common 5,938 0.94 5.6K 5,938
2017-06-28 Collins David S Officer F-InKind D Common Stock 7,011 0.83 5.8K 79,999
2017-06-28 BAILEY DOUGLAS G Director / Officer F-InKind D Common Stock 7,769 0.83 6.4K 1,873,069
2017-04-26 Collins David S Officer F-InKind D Common Stock 2,228 0.92 2.0K 87,010
2017-03-27 BAILEY BETTYE J 10% Owner G-Gift A Common Stock 647,134 0.00 2,929,356
2017-03-15 Collins David S Officer F-InKind D Common Stock 2,376 1.15 2.7K 89,238
2017-03-12 Collins David S Officer F-InKind D Common Stock 2,175 1.15 2.5K 91,614
2017-02-22 Collins David S Officer A-Award A Common Stock 12,000 0.00 96,701
2017-02-22 BAILEY DOUGLAS G Director / Officer A-Award A Common Stock 12,000 0.00 1,880,838
2017-02-22 ARNONE VINCENT J Director / Officer A-Award A Common Stock 22,500 0.00 272,740
2017-02-06 Markowsky James J Director 0 0.00 0
2016-05-20 ZEITLER DENNIS L Director A-Award A Common Option 27,000 1.56 42.1K 27,000
2016-05-20 SHAW THOMAS S Director A-Award A Common Option 27,000 1.56 42.1K 27,000
2016-05-20 GREGORY W GRANT Director A-Award A Common Option 27,000 1.56 42.1K 27,000
2016-04-12 Collins David S Officer F-InKind D Common Stock 1,398 1.66 2.3K 84,701
2016-03-31 Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 10% Owner G-Gift D Common Stock 2,272,222 0.00 647,134
2016-03-31 BAILEY BETTYE J 10% Owner I Common Stock 0 0.00 10,000
2016-03-21 Collins David S Officer F-InKind D Common Stock 1,553 1.78 2.8K 86,099
2016-03-21 BAILEY DOUGLAS G Director / Officer A-Award A Common Stock 12,000 0.00 1,868,838
2016-03-21 ARNONE VINCENT J Director / Officer A-Award A Common Stock 8,800 0.00 250,240
2016-03-16 Collins David S Officer F-InKind D Common Stock 2,956 1.78 5.3K 81,252
2016-03-14 Collins David S Officer F-InKind D Common Stock 874 1.80 1.6K 84,208
2016-03-01 Collins David S Officer A-Award A Common Stock 14,400 0.00 85,082
2016-03-01 BAILEY DOUGLAS G Director / Officer A-Award A Common Stock 14,400 0.00 1,856,838
2016-03-01 ARNONE VINCENT J Director / Officer A-Award A Common Stock 27,000 0.00 241,440
2015-12-30 Collins David S Officer S-Sale D Common Stock 7,500 1.78 13.4K 70,682
2015-12-30 BAILEY DOUGLAS G Director / Officer P-Purchase A Common Stock 15,000 1.85 27.8K 1,842,438
2015-12-30 ARNONE VINCENT J Director / Officer P-Purchase A Common Stock 12,000 1.85 22.2K 214,440
2015-05-22 ZEITLER DENNIS L Director A-Award A Common Option 21,000 2.45 51.5K 21,000
2015-05-22 Williamson Delbert L Director A-Award A Common Option 21,000 2.45 51.5K 21,000
2015-05-22 SHAW THOMAS S Director A-Award A Common Option 21,000 2.45 51.5K 21,000
2015-05-22 MACCORMACK GEORGE F Director A-Award A Common Option 21,000 2.45 51.5K 21,000
2015-05-22 GREGORY W GRANT Director A-Award A Common Option 21,000 2.45 51.5K 21,000
2015-05-22 ESPINOSA MIGUEL Director A-Award A Common Option 21,000 2.45 51.5K 21,000
2015-04-15 Collins David S Officer F-InKind D Common Stock 1,548 2.99 4.6K 90,458
2015-04-01 ARNONE VINCENT J Director / Officer A-Award A Common Stock 75,000 0.00 202,440
2015-03-31 BAILEY RALPH E 10% Owner G-Gift D Common Stock 2,919,356 0.00 0
2015-03-27 Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 10% Owner D Common Stock 0 0.00 2,919,356
2015-03-26 Puissant Robert E Officer A-Award A Common Stock 9,000 0.00 89,320
2015-03-26 Collins David S Officer A-Award A Common Stock 9,000 0.00 94,190
2015-03-26 BAILEY DOUGLAS G Director / Officer A-Award A Common Stock 21,000 0.00 1,827,438
2015-03-26 ARNONE VINCENT J Officer A-Award A Common Stock 12,000 0.00 127,440
2015-03-16 Collins David S Officer F-InKind D Comomn Stock 971 3.14 3.0K 69,282
2015-03-09 Collins David S Officer F-InKind D Comomn Stock 3,058 3.16 9.7K 70,253
2015-02-25 Puissant Robert E Officer A-Award A Common Stock 11,520 0.00 80,320
2015-02-25 Collins David S Officer A-Award A Common Stock 11,520 0.00 85,190
2015-02-25 BAILEY DOUGLAS G Director / Officer A-Award A Common Stock 21,600 0.00 1,806,438
2015-02-25 ARNONE VINCENT J Officer A-Award A Common Stock 15,840 0.00 115,440
2014-12-31 Collins David S Officer 0 0.00 0
2014-12-29 BAILEY DOUGLAS G Director / Officer P-Purchase A Common Stock 30,000 3.69 110.7K 1,784,838
2014-10-22 BAILEY DOUGLAS G Director / Officer J-Other D Common Stock 0 0.00 0
2014-09-26 Puissant Robert E Officer S-Sale D Common Stock 4,000 4.26 17.0K 0
2014-09-24 BAILEY DOUGLAS G Director / Officer P-Purchase A Common Stock 6,800 4.23 28.7K 1,754,838
2014-09-23 BAILEY DOUGLAS G Director / Officer P-Purchase A Common Stock 19,600 4.22 82.7K 1,748,038
2014-09-22 BAILEY DOUGLAS G Director / Officer P-Purchase A Common Stock 34,000 4.23 143.8K 1,728,438
2014-08-18 BAILEY RALPH E 10% Owner G-Gift A Common Stock 80,308 0.00 2,729,356
2014-06-02 ESPINOSA MIGUEL Director A-Award A Common Stock 10,000 4.57 45.7K 17,000
2014-05-30 SHAW THOMAS S Director M-Exempt D Common Option 10,000 4.57 45.7K 0
2014-05-30 BAILEY RALPH E 10% Owner A-Award A Common Stock 10,000 4.57 45.7K 1,428,223
2014-05-23 ZEITLER DENNIS L Director A-Award A Common Option 13,500 5.22 70.5K 13,500
2014-05-23 Williamson Delbert L Director A-Award A Common Option 13,500 5.22 70.5K 13,500
2014-05-23 SHAW THOMAS S Director A-Award A Common Option 13,500 5.22 70.5K 13,500
2014-05-23 MACCORMACK GEORGE F Director A-Award A Common Option 13,500 5.22 70.5K 13,500
2014-05-23 Jones Thomas L Director A-Award A Common Option 13,500 5.22 70.5K 13,500
2014-05-23 GREGORY W GRANT Director A-Award A Common Option 13,500 5.22 70.5K 13,500
2014-05-23 ESPINOSA MIGUEL Director A-Award A Common Option 13,500 5.22 70.5K 13,500
2014-03-12 Puissant Robert E Officer A-Award A Common Stock 27,600 0.00 68,800
2014-03-12 Collins David S Officer A-Award A Common Stock 33,360 0.00 73,670
2014-03-12 BAILEY DOUGLAS G Director / Officer A-Award A Common Stock 63,000 0.00 1,694,438
2014-03-12 ARNONE VINCENT J Officer A-Award A Common Stock 46,680 0.00 99,600
2013-12-21 Collins David S Officer F-InKind D Common Stock 3,368 8.54 28.7K 40,310
2013-12-04 BAILEY RALPH E 10% Owner G-Gift A Common Stock 660,094 0.00 2,649,048
2013-08-12 BAILEY RALPH E 10% Owner G-Gift A Common Stock 438,388 0.00 1,988,954
2013-05-24 ZEITLER DENNIS L Director A-Award A Common Option 10,000 3.85 38.5K 10,000
2013-05-24 Williamson Delbert L Director A-Award A Common Option 10,000 3.85 38.5K 10,000
2013-05-24 SMITH ROBERT T Director A-Award A Common Option 10,000 3.85 38.5K 10,000
2013-05-24 SHAW THOMAS S Director A-Award A Common Option 10,000 3.85 38.5K 10,000
2013-05-24 MACCORMACK GEORGE F Director A-Award A Common Option 10,000 3.85 38.5K 10,000
2013-05-24 Jones Thomas L Director A-Award A Common Option 10,000 3.85 38.5K 10,000
2013-05-24 GREGORY W GRANT Director A-Award A Common Option 10,000 3.85 38.5K 10,000
2013-05-24 ESPINOSA MIGUEL Director A-Award A Common Option 10,000 3.85 38.5K 10,000
2013-05-23 ZEITLER DENNIS L Director 0 0.00 0
2013-05-23 SMITH ROBERT T Director 0 0.00 0
2013-05-15 BAILEY DOUGLAS G Director / Officer P-Purchase A Common Stock 40,000 3.66 146.5K 1,560,592
2013-04-10 Puissant Robert E Officer M-Exempt A Common Stock 8,000 0.00 8,000
2013-04-10 Collins David S Officer A-Award A Common Stock 12,000 0.00 46,195
2013-04-10 BAILEY DOUGLAS G Director / Officer A-Award A Restricted Stock Units 8,000 0.00 8,000
2013-04-10 ARNONE VINCENT J Officer M-Exempt A Common Stock 8,000 0.00 8,000
2013-03-16 Collins David S Officer F-InKind D Common Stock 1,005 4.47 4.5K 34,195
2013-03-15 Puissant Robert E Officer A-Award A Restricted Stock Units 6,400 0.00 6,400
2013-03-15 Collins David S Officer A-Award A Restricted Stock Units 7,200 0.00 7,200
2013-03-15 BAILEY DOUGLAS G Director / Officer A-Award A Restricted Stock Units 12,800 0.00 12,800
2013-03-15 ARNONE VINCENT J Officer A-Award A Ristricted Stock Units 7,920 0.00 7,920
2013-01-25 Ringel Karen L Officer D Common Stock 0 0.00 856
2012-12-31 Jones Thomas L Director A-Award A Units 3,542 0.00 39,366
2012-12-31 BAILEY RALPH E 10% Owner D Common Stock 0 0.00 1,418,223
2012-12-31 BAILEY DOUGLAS G Director / Officer D Common Stock 0 0.00 1,515,258
2012-12-21 Puissant Robert E Officer M-Exempt D Restricted Stock Units 5,000 0.00 5,000
2012-12-21 Collins David S Officer M-Exempt D Ristricted Stocks Units 10,000 0.00 10,000
2012-12-21 BAILEY DOUGLAS G Director / Officer M-Exempt D Ristricted Stock Units 12,500 0.00 12,500
2012-11-09 BAILEY RALPH E 10% Owner G-Gift A Common Stoct 1,259,262 0.00 1,795,566
2012-09-30 Jones Thomas L Director A-Award A Units 2,932 0.00 35,823
2012-06-30 Jones Thomas L Director A-Award A Units 2,970 0.00 32,891
2012-06-20 BAILEY RALPH E 10% Owner G-Gift A Common Stock 330,179 0.00 536,304
2012-06-01 BAILEY RALPH E 10% Owner G-Gift A Common Stock 662,177 0.00 1,418,223
2012-05-31 BAILEY DOUGLAS G Director / Officer P-Purchase A Common stock 18,000 3.74 67.3K 1,502,758
2012-05-30 BAILEY DOUGLAS G Director / Officer P-Purchase A Common stock 18,000 3.81 68.6K 1,484,758
2012-05-29 BAILEY DOUGLAS G Director / Officer P-Purchase A Common stock 18,000 3.63 65.3K 1,466,758
2012-05-25 Williamson Delbert L Director A-Award A Common Option 10,000 3.55 35.5K 10,000
2012-05-25 SHAW THOMAS S Director A-Award A Common Option 10,000 3.55 35.5K 10,000
2012-05-25 MACCORMACK GEORGE F Director A-Award A Common Option 10,000 3.55 35.5K 10,000

Executive team

Top executives
EBIT / Employee
-47.2K
Shares Outstanding
31.16M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Vincent J. Arnone President and Chief Executive Officer 425.0K 338.6K 24.7K 788.3K 42.95%
2 2025 Ellen T. Albrecht. Vice President, Chief Financial Officer and Principal Financial Officer 294.0K 135.6K 30.7K 24.3K 484.9K 27.97%
3 2025 William E. Cummings, Jr. Senior Vice President, Sales 240.0K 101.5K 66.9K 39.1K 447.5K 22.68%
4 2024 Vincent J. Arnone President and Chief Executive Officer 425.0K 24.5K 449.5K 0.00%
5 2024 Ellen T. Albrecht. Vice President, Chief Financial Officer and Principal Financial Officer 290.5K 31.4K 23.8K 369.5K 0.00%
6 2024 William E. Cummings, Jr. Senior Vice President, Sales 240.0K 61.6K 38.1K 339.7K 0.00%
7 2023 Vincent J. Arnone President and Chief Executive Officer 419.7K 420.4K 50.0K 23.3K 913.4K 46.02%
8 2023 William E. Cummings, Jr. Senior Vice President, Sales 237.0K 126.0K 125.0K 36.0K 524.0K 24.05%
9 2023 Ellen T. Albrecht. Vice President, Chief Financial Officer and Principal Financial Officer 269.4K 168.3K 32.1K 23.2K 493.1K 34.14%
10 2022 Vincent J. Arnone President and Chief Executive Officer 387.8K 193.2K 22.1K 603.1K 32.03%
11 2022 William E. Cummings, Jr. Senior Vice President, Sales 219.0K 82.1K 56.6K 36.1K 393.8K 20.85%
12 2022 Ellen T. Albrecht. Vice President, Chief Financial Officer and Principal Financial Officer 213.9K 96.6K 54.0K 19.4K 383.8K 25.16%
13 2021 Vincent J. Arnone President and Chief Executive Officer 382.5K 20.5K 403.0K 0.00%
14 2021 William E. Cummings, Jr. Senior Vice President, Sales 216.0K 79.5K 30.5K 326.0K 0.00%
15 2021 Ellen T. Albrecht. Acting Treasurer, Controller and Principal Financial Officer 190.8K 18.7K 209.5K 0.00%
16 2021 Ellen T. Albrecht. Vice President, Chief Financial Officer and Principal Financial Officer 190.8K 18.7K 209.5K 0.00%
17 2020 Vincent J. Arnone President and Chief Executive Officer 389.6K 20.6K 410.1K 0.00%
18 2020 William E. Cummings, Jr. Senior Vice President, Sales 220.0K 66.8K 31.5K 318.3K 0.00%
19 2020 Ellen T. Albrecht. Acting Treasurer, Controller and Principal Financial Officer 194.3K 40.0K 18.7K 253.0K 0.00%
20 2020 James M. Pach Former Vice President, Controller and Treasurer 38.8K 16.7K 55.5K 0.00%
21 2019 Vincent J. Arnone President and Chief Executive Officer 425.0K 20.1K 445.1K 0.00%
22 2019 William E. Cummings, Jr. Senior Vice President, Sales 240.0K 45.6K 118.3K 31.0K 434.9K 10.49%
23 2019 Ellen T. Albrecht. Acting Treasurer, Controller and Principal Financial Officer 212.0K 21.5K 16.1K 19.2K 268.8K 8.01%
24 2019 James M. Pach Former Vice President, Controller and Treasurer 190.0K 45.6K 33.9K 223.9K 20.38%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-13 DEF 14A
2025-04-21 DEF 14A
2024-04-15 DEF 14A
2024-04-04 PRE 14A
2023-04-19 DEFA14A
2023-04-17 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-05 8-K
2026-05-05 10-Q
2026-04-13 DEF 14A
2026-04-06 SC 13G/A
2026-03-27 8-K
2026-03-27 4
2026-03-27 4
2026-03-27 4
2026-03-09 4
2026-03-03 8-K

Executive team

NameTitleCompensationGender
Vincent J. Arnone Chairman, Chief Executive Officer & President 449.7K male
Ellen T. Albrecht Vice President, Chief Financial Officer & Treasurer 348.9K female
William E. Cummings Jr. Senior Vice President of Sales 346.0K male
William H. Sun Vice President of International Business & Technologies 140.9K
Bradley W. Johnson Vice President, General Counsel & Secretary male
Kevin R. Dougherty Vice President of Business Development & Marketing male
ESG Rating
B+
INDUSTRIAL - POLLUTION & TREATMENT CONTROLS
2013
E (Environmental)
62.7 / 65.3
Company / Sector avg.
S (Social)
71.1 / 69.6
Company / Sector avg.
G (Governance)
71.6 / 65.4
Company / Sector avg.
ESG Total
68.4 / 66.8
Company / Sector avg.
ESG Score History INDUSTRIAL - POLLUTION & TREATMENT CONTROLS
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits