Ethan Allen Interiors Inc. (ETD)
Danbury, CT, US
Ethan Allen Interiors Inc. (ETD) operates as a comprehensive home furnishings enterprise, encompassing interior design services, manufacturing, and retail sales. Its operations span across North America, including the United States, Mexico, Honduras, and Canada. The company is structured into two principal business segments: Wholesale and Retail. Its extensive product portfolio caters to various home furnishing needs, including 'case goods' like beds, dressers, tables, and entertainment units; a wide array of 'upholstery' such as sofas, recliners, and custom fabric items; and 'home accent' pieces ranging from window treatments and lighting to wall decor, area rugs, and garden furnishings. Marketed under the established Ethan Allen brand, these products are distributed through the company's own retail network, independent dealers, and its dedicated e-commerce platform, ethanallen.com. As of June 30, 2021, Ethan Allen maintained a substantial physical presence with approximately 302 design centers. Founded in 1932, the company's corporate headquarters are situated in Danbury, Connecticut.
Based on only 1 article — low confidence
No mergers or acquisitions recorded for this company.
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -2.00% | +3.83% | -3.37% | -9.48% | -12.77% | -9.72% | -21.09% | -19.45% | -30.83% | -38.94% | +209.15% |
Revenue flow
Revenue by geography
Revenue by segment
Revenue composition
By product
By geography
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 0 | 0 |
| Hold | 2 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | 1 |
24.00
+3.8%
|
| Last Year | 3 |
26.33
+13.9%
|
| All Time | 5 |
27.60
+19.4%
|
-
Revenue growth Furnishings, Fixtures & Appliances: +2.7%-4.9% Q1'26: -4.8% (vs Q1'25)
-
EPS growth Furnishings, Fixtures & Appliances: +4.0%-19.3% Q1'26: -37.8% (vs Q1'25)
-
FCF margin FCF growth · Furnishings, Fixtures & Appliances: +24.2%+2.7% Q1'26: +8.9% (vs Q1'25)
-
EBIT margin Furnishings, Fixtures & Appliances: +6.9%+11.3% ★ Q1'26: +4.8% (vs Q1'25)
-
ROIC Furnishings, Fixtures & Appliances: +6.4%+11.0% ★ Q1'26: +4.0% (vs Q1'25)
-
Share dilution Furnishings, Fixtures & Appliances: +0.1%0.0% Q1'26: -0.1% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Furnishings, Fixtures & Appliances: -0.16×1.47× Q1'26: 2.93× (vs Q1'25)
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
| Metric |
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Jun 2026 2 Rev. Ana. 2 EPS Ana. |
Jun 2027 2 Rev. Ana. 2 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
679.30M
est: 514.35M (+32.1%)
|
762.20M
est: 689.52M (+10.5%)
|
856.17M
est: 777.02M (+10.2%)
|
904.13M
est: 876.88M (+3.1%)
|
892.29M
est: 857.98M (+4.0%)
|
907.26M
est: 889.12M (+2.0%)
|
955.11M
est: 917.53M (+4.1%)
|
949.01M
est: 977.72M (-2.9%)
|
1.07B
est: 927.48M (+15.0%)
|
1.01B
est: 1.02B (-1.2%)
|
980.05M
est: 1.01B (-2.6%)
|
674.28M
est: 877.86M (-23.2%)
|
590.05M
est: 460.23M (+28.2%)
|
729.37M
est: 700.19M (+4.2%)
|
729.08M
est: 737.12M (-1.1%)
|
746.66M
est: 757.51M (-1.4%)
|
754.60M
est: 756.21M (-0.2%)
|
794.20M
est: 789.19M (+0.6%)
|
763.39M
est: 764.43M (-0.1%)
|
766.78M
est: 761.84M (+0.6%)
|
746.68M
est: 761.23M (-1.9%)
|
589.84M
est: 593.42M (-0.6%)
|
685.17M
est: 685.10M (+0.0%)
|
817.76M
est: 785.55M (+4.1%)
|
791.38M
est: 793.85M (-0.3%)
|
646.22M
est: 637.25M (+1.4%)
|
614.65M
est: 606.50M (+1.3%)
|
581.00M
574.00M – 588.00M
-4.2% YoY
|
588.45M
577.19M – 599.71M
+1.3% YoY
|
| EBITDA |
135.30M
est: 94.95M (+42.5%)
|
149.00M
est: 134.86M (+10.5%)
|
163.07M
est: 152.86M (+6.7%)
|
153.17M
est: 161.32M (-5.0%)
|
154.34M
est: 133.86M (+15.3%)
|
154.22M
est: 157.32M (-2.0%)
|
160.78M
est: 141.96M (+13.3%)
|
150.10M
est: 152.15M (-1.3%)
|
169.20M
est: 139.43M (+21.3%)
|
147.57M
est: 135.74M (+8.7%)
|
128.56M
est: 143.07M (-10.1%)
|
-43.78M
est: 75.67M (-157.9%)
|
22.54M
est: -73.71M (+130.6%)
|
68.84M
est: 57.74M (+19.2%)
|
78.45M
est: 71.26M (+10.1%)
|
87.57M
est: 79.61M (+10.0%)
|
85.08M
est: 81.41M (+4.5%)
|
108.53M
est: 86.58M (+25.4%)
|
78.07M
est: 91.94M (-15.1%)
|
68.70M
est: 72.91M (-5.8%)
|
53.82M
est: 65.30M (-17.6%)
|
28.48M
est: 43.74M (-34.9%)
|
96.08M
est: 32.19M (+198.5%)
|
154.31M
est: 104.74M (+47.3%)
|
156.85M
est: 118.42M (+32.5%)
|
93.87M
est: 103.28M (-9.1%)
|
84.79M
est: 98.29M (-13.7%)
|
94.16M
93.03M – 95.29M
-4.2% YoY
|
95.37M
93.54M – 97.19M
+1.3% YoY
|
| EBIT |
119.40M
est: 84.54M (+41.2%)
|
132.70M
est: 120.27M (+10.3%)
|
146.10M
est: 135.96M (+7.5%)
|
132.95M
est: 142.67M (-6.8%)
|
135.02M
est: 111.52M (+21.1%)
|
132.59M
est: 136.07M (-2.6%)
|
138.92M
est: 117.78M (+18.0%)
|
128.76M
est: 129.78M (-0.8%)
|
146.91M
est: 121.58M (+20.8%)
|
124.56M
est: 117.30M (+6.2%)
|
102.84M
est: 120.68M (-14.8%)
|
-69.42M
est: 56.72M (-222.4%)
|
-6.86M
est: -108.09M (+93.7%)
|
50.26M
est: 37.66M (+33.5%)
|
58.95M
est: 53.28M (+10.6%)
|
69.94M
est: 61.32M (+14.1%)
|
65.93M
est: 64.04M (+3.0%)
|
89.57M
est: 68.37M (+31.0%)
|
57.95M
est: 72.73M (-20.3%)
|
49.39M
est: 51.85M (-4.7%)
|
33.95M
est: 45.71M (-25.7%)
|
11.63M
est: 27.66M (-58.0%)
|
79.70M
est: 13.86M (+475.2%)
|
138.32M
est: 90.38M (+53.1%)
|
141.24M
est: 104.24M (+35.5%)
|
77.91M
est: 88.86M (-12.3%)
|
69.26M
est: 84.57M (-18.1%)
|
81.01M
80.04M – 81.99M
-4.2% YoY
|
82.05M
80.48M – 83.62M
+1.3% YoY
|
| Net Income |
71.10M
est: 49.62M (+43.3%)
|
81.30M
est: 72.73M (+11.8%)
|
90.57M
est: 83.92M (+7.9%)
|
79.68M
est: 89.17M (-10.6%)
|
82.26M
est: 71.18M (+15.6%)
|
75.38M
est: 85.55M (-11.9%)
|
80.34M
est: 74.67M (+7.6%)
|
79.34M
est: 80.24M (-1.1%)
|
85.68M
est: 73.39M (+16.7%)
|
69.23M
est: 71.42M (-3.1%)
|
58.07M
est: 75.51M (-23.1%)
|
-52.69M
est: 32.67M (-261.3%)
|
-44.32M
est: -77.36M (+42.7%)
|
49.69M
est: 22.71M (+118.9%)
|
32.48M
est: 56.47M (-42.5%)
|
42.93M
est: 33.26M (+29.1%)
|
37.14M
est: 38.88M (-4.5%)
|
56.64M
est: 40.63M (+39.4%)
|
36.19M
est: 46.31M (-21.8%)
|
36.37M
est: 36.29M (+0.2%)
|
25.70M
est: 33.67M (-23.7%)
|
8.90M
est: 21.22M (-58.1%)
|
60.01M
est: 7.04M (+752.5%)
|
103.28M
est: 68.72M (+50.3%)
|
105.81M
est: 77.91M (+35.8%)
|
63.82M
est: 60.84M (+4.9%)
|
51.60M
est: 51.29M (+0.6%)
|
36.78M
36.04M – 37.28M
-28.3% YoY
|
37.17M
34.85M – 39.49M
+1.0% YoY
|
| SGA |
195.80M
est: 161.76M (+21.0%)
|
222.10M
est: 213.85M (+3.9%)
|
254.51M
est: 245.36M (+3.7%)
|
280.70M
est: 282.98M (-0.8%)
|
286.29M
est: 270.46M (+5.9%)
|
315.58M
est: 295.63M (+6.7%)
|
320.76M
est: 317.32M (+1.1%)
|
332.30M
est: 328.93M (+1.0%)
|
394.07M
est: 329.89M (+19.5%)
|
402.02M
est: 391.59M (+2.7%)
|
423.23M
est: 414.77M (+2.0%)
|
353.11M
est: 407.84M (-13.4%)
|
289.58M
est: 302.70M (-4.3%)
|
340.68M
est: 306.06M (+11.3%)
|
337.91M
est: 334.75M (+0.9%)
|
336.86M
est: 344.93M (-2.3%)
|
345.23M
est: 312.57M (+10.4%)
|
353.06M
est: 322.10M (+9.6%)
|
361.77M
est: 341.16M (+6.0%)
|
367.10M
est: 371.36M (-1.1%)
|
356.88M
est: 357.88M (-0.3%)
|
311.51M
est: 312.01M (-0.2%)
|
313.41M
est: 315.96M (-0.8%)
|
350.92M
est: 288.62M (+21.6%)
|
346.89M
est: 297.58M (+16.6%)
|
314.70M
est: 295.16M (+6.6%)
|
309.79M
est: 280.91M (+10.3%)
|
269.10M
265.86M – 272.34M
-4.2% YoY
|
272.55M
267.34M – 277.77M
+1.3% YoY
|
| EPS |
1.65
est: 0.96 (+71.9%)
|
1.97
est: 1.66 (+18.7%)
|
2.25
est: 1.93 (+16.6%)
|
2.01
est: 2.18 (-7.8%)
|
2.12
est: 1.81 (+17.1%)
|
1.98
est: 2.22 (-10.8%)
|
2.14
est: 2.16 (-0.9%)
|
2.24
est: 2.39 (-6.3%)
|
2.58
est: 2.03 (+27.1%)
|
2.19
est: 2.38 (-8.0%)
|
1.98
est: 2.42 (-18.2%)
|
-1.83
est: 1.23 (-248.8%)
|
-1.53
est: -0.73 (-109.6%)
|
1.72
est: 0.67 (+156.7%)
|
1.13
est: 1.06 (+6.6%)
|
1.48
est: 1.35 (+9.6%)
|
1.29
est: 1.41 (-8.3%)
|
2.02
est: 1.88 (+7.5%)
|
1.31
est: 1.47 (-11.1%)
|
1.33
est: 1.32 (+1.1%)
|
0.96
est: 1.61 (-40.4%)
|
0.34
est: 0.30 (+15.3%)
|
2.38
est: 2.30 (+3.6%)
|
4.06
est: 3.50 (+15.9%)
|
4.15
est: 3.90 (+6.4%)
|
2.50
est: 2.37 (+5.3%)
|
2.03
est: 2.00 (+1.4%)
|
1.44
1.41 – 1.45
-28.3% YoY
|
1.45
1.36 – 1.54
+1.0% YoY
|
| Date | Firm | Previous | New Grade | Action |
|---|---|---|---|---|
| 2026-04-30 | Telsey Advisory Group | Market Perform | Market Perform | Maintain |
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-28 | A- | 4/5 | 4/5 | 3/5 | 4/5 | 3/5 | 3/5 | 3/5 |
| 2026-05-27 | A- | 4/5 | 4/5 | 3/5 | 4/5 | 3/5 | 3/5 | 3/5 |
| 2026-05-26 | A- | 4/5 | 4/5 | 3/5 | 4/5 | 3/5 | 3/5 | 3/5 |
| 2026-05-22 | A- | 4/5 | 4/5 | 3/5 | 4/5 | 3/5 | 3/5 | 3/5 |
| 2026-05-21 | A- | 4/5 | 4/5 | 3/5 | 4/5 | 3/5 | 3/5 | 3/5 |
| 2026-05-20 | A- | 4/5 | 4/5 | 3/5 | 4/5 | 3/5 | 3/5 | 3/5 |
| 2026-05-19 | A- | 4/5 | 4/5 | 3/5 | 4/5 | 3/5 | 3/5 | 4/5 |
| 2026-05-18 | A- | 4/5 | 4/5 | 3/5 | 4/5 | 3/5 | 3/5 | 4/5 |
| 2026-05-15 | A | 4/5 | 4/5 | 3/5 | 5/5 | 3/5 | 3/5 | 4/5 |
| 2026-05-14 | A | 4/5 | 4/5 | 3/5 | 5/5 | 3/5 | 3/5 | 4/5 |
| 2026-05-13 | A- | 4/5 | 4/5 | 3/5 | 5/5 | 2/5 | 3/5 | 4/5 |
| 2026-05-12 | A- | 4/5 | 4/5 | 3/5 | 5/5 | 2/5 | 3/5 | 4/5 |
| 2026-05-11 | A- | 4/5 | 4/5 | 3/5 | 5/5 | 2/5 | 3/5 | 4/5 |
| 2026-05-08 | A | 4/5 | 4/5 | 3/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-05-07 | A | 4/5 | 4/5 | 3/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-05-06 | A | 4/5 | 4/5 | 3/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-05-05 | A | 4/5 | 4/5 | 3/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-05-04 | A | 4/5 | 4/5 | 3/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-05-01 | A | 4/5 | 4/5 | 3/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-30 | A | 4/5 | 4/5 | 3/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-29 | A | 4/5 | 4/5 | 3/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-28 | A | 4/5 | 4/5 | 3/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-27 | A- | 4/5 | 4/5 | 3/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-24 | A- | 4/5 | 4/5 | 3/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-23 | A- | 4/5 | 4/5 | 3/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-22 | A- | 4/5 | 4/5 | 3/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-21 | A- | 4/5 | 4/5 | 3/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-20 | A- | 4/5 | 4/5 | 3/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-17 | A- | 4/5 | 4/5 | 3/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-16 | A- | 4/5 | 4/5 | 3/5 | 5/5 | 1/5 | 4/5 | 4/5 |
Owner Earnings
Ownership Overview
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | (1) BlackRock, Inc. | 4.19M | 16.60% | 4.11M | — | 4.19M | — | HC | Delaware | 2022-01-27 | ↗ |
| 2 | (1)Names of reporting persons. BlackRock, Inc. | 4.19M | 16.60% | 4.13M | — | 4.19M | — | HC | Delaware | 2022-01-26 | ↗ |
| 3 | 30-0447847 | 1.82M | 7.20% | 1.78M | — | 1.82M | — | IA | — | 2022-02-08 | ↗ |
| 4 | The Vanguard Group - 23-1945930 | 1.62M | 6.43% | — | 31.0K | 1.58M | 44.2K | IA | Pennsylvania | 2022-02-10 | ↗ |
| 5 | (. | 1.52M | 5.51% | 1.43M | — | 1.52M | — | IA | Delaware Limited Partnership | 2017-02-09 | ↗ |
| 6 | Thomas E. Sandell | 1.31M | 4.60% | — | 1.31M | — | 10.00 | IN | Sweden | 2016-01-13 | ↗ |
| 7 | 23-2772200 | 1.23M | 4.92% | 779.9K | — | 1.23M | — | IA | Delaware | 2021-02-11 | ↗ |
| 8 | Castlerigg International Holdings Limited | 1.19M | 4.20% | — | 1.19M | — | 10.00 | CO | British Virgin Islands | 2016-01-13 | ↗ |
| 9 | Castlerigg International Limited | 1.19M | 4.20% | — | 1.19M | — | 10.00 | CO | British Virgin Islands | 2016-01-13 | ↗ |
| 10 | Castlerigg Master Investments Ltd. | 1.19M | 4.20% | — | 1.19M | — | 10.00 | CO | British Virgin Islands | 2016-01-13 | ↗ |
| 11 | Castlerigg Offshore Holdings, Ltd. | 1.19M | 4.20% | — | 1.19M | — | 10.00 | CO | Cayman Islands | 2016-01-13 | ↗ |
| 12 | Sandell Asset Management Corp. | 1.19M | 4.20% | — | 1.19M | — | 10.00 | IA, CO | Cayman Islands | 2016-01-13 | ↗ |
| 13 | Odey Asset Management Group Ltd | 1.10M | 3.87% | — | 1.10M | — | 1.10M | HC, CO | England | 2016-01-19 | ↗ |
| 14 | Odey Asset Management LLP | 1.10M | 3.87% | — | 1.10M | — | 1.10M | IA, PN | England | 2016-01-19 | ↗ |
| 15 | Odey Holdings AG | 1.10M | 3.87% | — | 1.10M | — | 1.10M | HC, CO | England | 2016-01-19 | ↗ |
| 16 | Robin Crispin William Odey (“Crispin Odey”) | 1.10M | 3.87% | — | 1.10M | — | 1.10M | HC, IN | England | 2016-01-19 | ↗ |
| 17 | 52-0556948 | 1.09M | 3.90% | 314.0K | — | 1.09M | — | IA | Maryland | 2017-02-07 | ↗ |
| 18 | Sandell Investment Services, L.L.C. | 115.7K | 0.40% | — | 115.7K | — | 10.00 | IA, CO | Delaware | 2016-01-13 | ↗ |
| 19 | of Merrill Lynch Investment Solutions – Castlerigg Equity Event and Arbitrage UCITS Fund) | 115.7K | 0.40% | — | 115.7K | — | 10.00 | CO | Luxembourg | 2016-01-13 | ↗ |
| 20 | Castlerigg Active Investment Fund, Ltd. | — | 0.00% | — | — | — | 10.00 | CO | British Virgin Islands | 2016-01-13 | ↗ |
| 21 | Castlerigg Active Investment Intermediate Fund, L.P. | — | 0.00% | — | — | — | 10.00 | PN | British Virgin Islands | 2016-01-13 | ↗ |
| 22 | Castlerigg Active Investment Master Fund, Ltd. | — | 0.00% | — | — | — | 10.00 | CO | British Virgin Islands | 2016-01-13 | ↗ |
| 23 | Castlerigg Equity Event and Arbitrage Fund | — | 0.00% | — | — | — | 10.00 | IV | Delaware | 2016-01-13 | ↗ |
| 24 | David Wadors | — | 0.00% | — | — | — | — | IN | United States | 2021-06-08 | ↗ |
| 25 | Patricia Wadors | — | 0.00% | — | — | — | — | IN | United States | 2021-06-08 | ↗ |
Institutional Activity (13F)
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | BLACKROCK, INC. | 3.67M +20.8K (+0.6%) | 83.86M -23.7M (-22.0%) | 14.34% +0.096 pp | 0.00% -0.001 pp | USD31.76 -28.1% | 6 qtrs — |
| 2 | VANGUARD GROUP INC | 1.81M +47.5K (+2.7%) | 41.29M -10.6M (-20.4%) | 7.06% +0.193 pp | 0.00% 0.000 pp | USD26.15 -12.7% | 84 qtrs — |
| 3 | DIMENSIONAL FUND ADVISORS LP | 1.71M -15.2K (-0.9%) | 38.98M -11.7M (-23.2%) | 6.66% -0.052 pp | 0.01% -0.003 pp | USD28.28 -19.2% | 51 qtrs — |
| 4 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 1.13M +83.9K (+8.0%) | 25.86M -5.0M (-16.3%) | 4.42% +0.332 pp | 0.00% -0.001 pp | USD26.61 -14.2% | 100 qtrs — |
| 5 | STATE STREET CORP | 938.3K -1.2K (-0.1%) | 21.43M -6.2M (-22.6%) | 3.66% -0.001 pp | 0.00% 0.000 pp | USD25.95 -12.0% | 51 qtrs — |
| 6 | AMERICAN CENTURY COMPANIES INC | 855.1K -19.7K (-2.2%) | 19.53M -6.2M (-24.2%) | 3.34% -0.073 pp | 0.01% -0.003 pp | USD27.65 -17.4% | 23 qtrs — |
| 7 | ROYCE & ASSOCIATES LP | 613.5K +22.4K (+3.8%) | 14.01M -3.4M (-19.5%) | 2.40% +0.090 pp | 0.14% -0.032 pp | USD26.16 -12.7% | 59 qtrs — |
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 613.3K +8.0K (+1.3%) | 14.01M -3.8M (-21.5%) | 2.40% +0.034 pp | 0.00% 0.000 pp | USD25.53 -10.5% | 78 qtrs — |
| 9 | JACOBS LEVY EQUITY MANAGEMENT, INC | 395.5K +3.7K (+0.9%) | 9.03M -2.5M (-21.7%) | 1.54% +0.016 pp | 0.03% -0.011 pp | USD28.24 -19.1% | 4 qtrs — |
| 10 | BANK OF NEW YORK MELLON CORP | 395.2K -10.6K (-2.6%) | 9.03M -2.9M (-24.5%) | 1.54% -0.040 pp | 0.00% -0.001 pp | USD23.60 -3.2% | 66 qtrs — |
| 11 | UBS GROUP AG | 365.0K -8.0K (-2.1%) | 8.34M -2.7M (-24.1%) | 1.43% -0.030 pp | 0.00% 0.000 pp | USD28.15 -18.9% | 45 qtrs — |
| 12 | AMERIPRISE FINANCIAL INC | 360.8K +225.8K (+167.2%) | 8.24M +4.3M (+107.2%) | 1.41% +0.882 pp | 0.00% +0.001 pp | USD23.81 -4.1% | 55 qtrs — |
| 13 | MORGAN STANLEY | 356.6K +147.8K (+70.8%) | 8.14M +2.0M (+32.4%) | 1.39% +0.578 pp | 0.00% +0.000 pp | USD23.45 -2.6% | 51 qtrs — |
| 14 | CAMBRIA INVESTMENT MANAGEMENT, L.P. | 354.8K +68.0K (+23.7%) | 8.10M -346.5K (-4.1%) | 1.39% +0.267 pp | 0.47% -0.012 pp | USD26.49 -13.8% | 16 qtrs — |
| 15 | INVESCO LTD. | 345.4K +71.9K (+26.3%) | 7.89M -169.0K (-2.1%) | 1.35% +0.282 pp | 0.00% 0.000 pp | USD24.85 -8.1% | 57 qtrs — |
| 16 | NORTHERN TRUST CORP | 333.1K -26.2K (-7.3%) | 7.61M -3.0M (-28.1%) | 1.30% -0.101 pp | 0.00% 0.000 pp | USD27.30 -16.3% | 51 qtrs — |
| 17 | GOLDMAN SACHS GROUP INC | 327.5K -248.6K (-43.2%) | 7.48M -9.5M (-55.9%) | 1.28% -0.969 pp | 0.00% -0.001 pp | USD29.52 -22.6% | 73 qtrs — |
| 18 | TEACHER RETIREMENT SYSTEM OF TEXAS | 311.1K +80.5K (+34.9%) | 7.10M +313.1K (+4.6%) | 1.21% +0.315 pp | 0.02% -0.003 pp | USD28.52 -19.9% | 14 qtrs — |
| 19 | FIRST EAGLE INVESTMENT MANAGEMENT, LLC | 270.6K +23.1K (+9.3%) | 6.18M -1.1M (-15.2%) | 1.06% +0.091 pp | 0.01% -0.002 pp | USD29.30 -22.0% | 8 qtrs — |
| 20 | RENAISSANCE TECHNOLOGIES LLC | 234.2K -11.9K (-4.8%) | 5.35M -1.9M (-26.2%) | 0.91% -0.046 pp | 0.01% -0.001 pp | USD26.95 -15.3% | 34 qtrs — |
| 21 | FMR LLC | 220.1K +49.9K (+29.3%) | 5.03M +11.9K (+0.2%) | 0.86% +0.195 pp | 0.00% +0.000 pp | USD27.17 -15.9% | 20 qtrs — |
| 22 | GILMAN HILL ASSET MANAGEMENT, LLC | 211.5K -10.2K (-4.6%) | 4.83M -1.7M (-26.0%) | 0.83% -0.039 pp | 0.76% -0.261 pp | USD27.85 -18.0% | 3 qtrs — |
| 23 | MILLENNIUM MANAGEMENT LLC | 206.9K +137.6K (+198.3%) | 4.73M +2.7M (+131.3%) | 0.81% +0.538 pp | 0.00% +0.001 pp | USD25.07 -8.9% | 72 qtrs — |
| 24 | NORTH STAR INVESTMENT MANAGEMENT CORP. | 200.3K +19.2K (+10.6%) | 4.57M -760.0K (-14.2%) | 0.78% +0.076 pp | 0.29% -0.056 pp | USD21.15 +8.0% | 31 qtrs — |
| 25 | AQR CAPITAL MANAGEMENT LLC | 186.5K +41.5K (+28.6%) | 4.26M -11.4K (-0.3%) | 0.73% +0.163 pp | 0.00% -0.001 pp | USD27.53 -17.0% | 21 qtrs — |
| 26 | LSV ASSET MANAGEMENT | 175.7K -20.5K (-10.4%) | 4.01M -1.8M (-30.6%) | 0.69% -0.079 pp | 0.01% -0.004 pp | USD30.68 -25.6% | 40 qtrs — |
| 27 | HODGES CAPITAL MANAGEMENT INC. | 170.7K -201.3K (-54.1%) | 3.90M -7.1M (-64.4%) | 0.67% -0.785 pp | 0.34% -0.602 pp | USD28.68 -20.4% | 22 qtrs — |
| 28 | QUBE RESEARCH & TECHNOLOGIES LTD | 135.7K +135.7K (+100.0%) | 3.10M +3.1M (+100.0%) | 0.53% +0.530 pp | 0.00% +0.003 pp | USD22.84 +0.0% | 1 qtrs NEW |
| 29 | TWO SIGMA ADVISERS, LP | 133.1K +36.8K (+38.2%) | 3.04M +203.0K (+7.2%) | 0.52% +0.144 pp | 0.01% +0.000 pp | USD27.44 -16.8% | 37 qtrs — |
| 30 | ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 132.1K -65.0K (-33.0%) | 3.02M -2.8M (-48.0%) | 0.52% -0.253 pp | 0.00% -0.002 pp | USD29.83 -23.4% | 13 qtrs — |
| 31 | WELLS FARGO & COMPANY/MN | 121.2K +3.4K (+2.9%) | 2.77M -702.5K (-20.2%) | 0.47% +0.014 pp | 0.00% 0.000 pp | USD27.11 -15.8% | 57 qtrs — |
| 32 | D. E. SHAW & CO., INC. | 119.2K +119.2K (+100.0%) | 2.72M +2.7M (+100.0%) | 0.47% +0.466 pp | 0.00% +0.002 pp | USD22.84 +0.0% | 13 qtrs — |
| 33 | PRINCIPAL FINANCIAL GROUP INC | 110.4K -1.4K (-1.2%) | 2.52M -770.6K (-23.4%) | 0.43% -0.005 pp | 0.00% 0.000 pp | USD27.91 -18.2% | 81 qtrs — |
| 34 | PUBLIC SECTOR PENSION INVESTMENT BOARD | 105.6K -6.2K (-5.5%) | 2.41M -881.1K (-26.8%) | 0.41% -0.024 pp | 0.01% -0.004 pp | USD26.88 -15.0% | 58 qtrs — |
| 35 | BANK OF AMERICA CORP /DE/ | 103.6K -16.3K (-13.6%) | 2.37M -1.2M (-33.0%) | 0.40% -0.063 pp | 0.00% 0.000 pp | USD29.56 -22.7% | 52 qtrs — |
| 36 | RHUMBLINE ADVISERS | 99.0K -6.7K (-6.3%) | 2.26M -851.5K (-27.4%) | 0.39% -0.026 pp | 0.00% -0.001 pp | USD25.64 -10.9% | 55 qtrs — |
| 37 | PACER ADVISORS, INC. | 83.6K +6.1K (+7.9%) | 1.91M -373.0K (-16.3%) | 0.33% +0.024 pp | 0.00% -0.001 pp | USD29.18 -21.7% | 35 qtrs — |
| 38 | BALYASNY ASSET MANAGEMENT L.P. | 81.6K -21.3K (-20.7%) | 1.86M -1.2M (-38.5%) | 0.32% -0.083 pp | 0.00% -0.002 pp | USD27.85 -18.0% | 22 qtrs — |
| 39 | BARCLAYS PLC | 81.6K +24.4K (+42.7%) | 1.86M +40.4K (+2.2%) | 0.32% +0.096 pp | 0.00% +0.000 pp | USD26.80 -14.8% | 51 qtrs — |
| 40 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 79.7K -30.9K (-27.9%) | 1.82M -1.4M (-44.1%) | 0.31% -0.120 pp | 0.04% -0.031 pp | USD30.68 -25.6% | 32 qtrs — |
| 41 | CITADEL ADVISORS LLC | 77.2K -36.3K (-32.0%) | 1.76M -1.6M (-47.3%) | 0.30% -0.141 pp | 0.00% 0.000 pp | USD28.32 -19.4% | 14 qtrs — |
| 42 | WEDGE CAPITAL MANAGEMENT L L P/NC | 76.2K +16.3K (+27.2%) | 1.74M -24.6K (-1.4%) | 0.30% +0.064 pp | 0.03% +0.001 pp | USD28.20 -19.0% | 11 qtrs — |
| 43 | TWO SIGMA INVESTMENTS, LP | 69.2K +60.4K (+685.5%) | 1.58M +1.3M (+509.0%) | 0.27% +0.236 pp | 0.00% +0.002 pp | USD23.65 -3.4% | 13 qtrs — |
| 44 | RUSSELL INVESTMENTS GROUP, LTD. | 67.1K -1.8K (-2.6%) | 1.53M -496.8K (-24.5%) | 0.26% -0.007 pp | 0.00% -0.001 pp | USD29.11 -21.5% | 37 qtrs — |
| 45 | GABELLI FUNDS LLC | 64.9K +— (+0.0%) | 1.48M -429.9K (-22.5%) | 0.25% +0.000 pp | 0.01% -0.003 pp | USD27.85 -18.0% | 3 qtrs — |
| 46 | KESTRA ADVISORY SERVICES, LLC | 64.8K -4.7K (-6.7%) | 1.48M -567.3K (-27.7%) | 0.25% -0.018 pp | 0.01% -0.003 pp | USD28.05 -18.6% | 3 qtrs — |
| 47 | BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | 64.6K -2.4K (-3.6%) | 1.47M -498.1K (-25.3%) | 0.25% -0.009 pp | 0.01% -0.004 pp | USD26.37 -13.4% | 16 qtrs — |
| 48 | JPMORGAN CHASE & CO | 64.2K -127.5K (-66.5%) | 1.47M -4.2M (-74.0%) | 0.25% -0.497 pp | 0.00% 0.000 pp | USD28.86 -20.9% | 40 qtrs — |
| 49 | LEGAL & GENERAL GROUP PLC | 63.1K -1.2K (-1.8%) | 1.44M -452.0K (-23.9%) | 0.25% -0.004 pp | 0.00% 0.000 pp | USD28.01 -18.5% | 46 qtrs — |
| 50 | JANNEY MONTGOMERY SCOTT LLC | 57.4K -6.5K (-10.2%) | 1.31M -572.0K (-30.4%) | 0.22% -0.025 pp | 0.00% -0.002 pp | USD27.85 -18.0% | 3 qtrs — |
| 51 | Y-INTERCEPT (HONG KONG) LTD | 56.7K +43.2K (+319.2%) | 1.29M +896.4K (+225.0%) | 0.22% +0.169 pp | 0.03% +0.019 pp | USD24.04 -5.0% | 6 qtrs — |
| 52 | HENNION & WALSH ASSET MANAGEMENT, INC. | 51.3K -12.3K (-19.3%) | 1.17M -701.1K (-37.4%) | 0.20% -0.048 pp | 0.04% -0.027 pp | USD29.26 -21.9% | 15 qtrs — |
| 53 | COLONY GROUP, LLC | 50.5K +50.5K (+100.0%) | 1.15M +1.2M (+100.0%) | 0.20% +0.197 pp | 0.00% +0.001 pp | USD22.84 +0.0% | 1 qtrs NEW |
| 54 | NUVEEN, LLC | 49.8K +— (+0.0%) | 1.14M -329.7K (-22.5%) | 0.19% +0.000 pp | 0.00% 0.000 pp | USD27.70 -17.5% | 4 qtrs — |
| 55 | SG AMERICAS SECURITIES, LLC | 47.0K +6.2K (+15.3%) | 1.07M -127.0K (-10.6%) | 0.18% +0.025 pp | 0.00% -0.003 pp | USD28.44 -19.7% | 6 qtrs — |
| 56 | SWISS NATIONAL BANK | 46.9K +— (+0.0%) | 1.07M -310.5K (-22.5%) | 0.18% +0.000 pp | 0.00% 0.000 pp | USD26.15 -12.7% | 51 qtrs — |
| 57 | CREATIVE PLANNING | 45.4K +31.8K (+235.1%) | 1.04M +637.3K (+159.8%) | 0.18% +0.124 pp | 0.00% +0.000 pp | USD24.82 -8.0% | 2 qtrs — |
| 58 | EXODUSPOINT CAPITAL MANAGEMENT, LP | 44.1K -35.9K (-44.9%) | 1.01M -1.3M (-57.3%) | 0.17% -0.140 pp | 0.01% -0.016 pp | USD29.83 -23.4% | 15 qtrs — |
| 59 | FIRST DALLAS SECURITIES INC. | 44.1K -74.1K (-62.7%) | 1.01M -2.5M (-71.1%) | 0.17% -0.289 pp | 0.37% -0.929 pp | USD27.89 -18.1% | 21 qtrs — |
| 60 | LINDEN THOMAS ADVISORY SERVICES, LLC | 42.9K -172.0 (-0.4%) | 978.8K -288.8K (-22.8%) | 0.17% -0.001 pp | 0.10% -0.029 pp | USD29.25 -21.9% | 11 qtrs — |
| 61 | STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 42.7K -3.6K (-7.8%) | 975.0K -389.0K (-28.5%) | 0.17% -0.014 pp | 0.00% -0.001 pp | USD28.09 -18.7% | 51 qtrs — |
| 62 | JENNISON ASSOCIATES LLC | 38.0K +14.7K (+63.2%) | 866.9K +181.8K (+26.5%) | 0.15% +0.058 pp | 0.00% +0.000 pp | USD24.83 -8.0% | 18 qtrs — |
| 63 | AMERICANA PARTNERS, LLC | 38.0K -4.5K (-10.6%) | 866.8K -383.6K (-30.7%) | 0.15% -0.017 pp | 0.02% -0.014 pp | USD28.30 -19.3% | 12 qtrs — |
| 64 | NEW YORK STATE TEACHERS RETIREMENT SYSTEM | 34.2K -597.0 (-1.7%) | 781.0K -244.0K (-23.8%) | 0.13% -0.002 pp | 0.00% -0.001 pp | USD28.72 -20.5% | 51 qtrs — |
| 65 | PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 33.2K +45.0 (+0.1%) | 758.0K -218.4K (-22.4%) | 0.13% +0.000 pp | 0.00% -0.001 pp | USD28.61 -20.2% | 51 qtrs — |
| 66 | COMERICA BANK | 32.2K +3.9K (+13.9%) | 736.6K -97.7K (-11.7%) | 0.13% +0.016 pp | 0.00% 0.000 pp | USD29.38 -22.3% | 10 qtrs — |
| 67 | UNISON ADVISORS LLC | 32.1K +342.0 (+1.1%) | 732.8K -202.3K (-21.6%) | 0.13% +0.002 pp | 0.06% -0.021 pp | USD23.77 -3.9% | 31 qtrs — |
| 68 | BNP PARIBAS ARBITRAGE, SNC | 31.5K -4.4K (-12.1%) | 719.4K -336.7K (-31.9%) | 0.12% -0.017 pp | 0.00% 0.000 pp | USD28.06 -18.6% | 51 qtrs — |
| 69 | HORIZON INVESTMENTS, LLC | 25.3K +6.1K (+32.0%) | 709.3K -41.0K (-5.5%) | 0.10% +0.024 pp | 0.01% -0.001 pp | USD26.84 -14.9% | 4 qtrs — |
| 70 | QUEST PARTNERS LLC | 31.0K +26.4K (+576.3%) | 708.2K +573.2K (+424.3%) | 0.12% +0.103 pp | 0.04% +0.031 pp | USD23.70 -3.6% | 7 qtrs — |
| 71 | UBS ASSET MANAGEMENT AMERICAS INC | 30.1K -4.5K (-13.1%) | 687.0K -332.7K (-32.6%) | 0.12% -0.018 pp | 0.00% 0.000 pp | USD26.95 -15.3% | 52 qtrs — |
| 72 | AQUATIC CAPITAL MANAGEMENT LLC | 28.3K +27.7K (+4,950.2%) | 645.9K +629.4K (+3,815.3%) | 0.11% +0.108 pp | 0.02% +0.018 pp | USD22.97 -0.6% | 2 qtrs — |
| 73 | SUMMERHAVEN INVESTMENT MANAGEMENT, LLC | 28.0K +— (+0.0%) | 640.6K -185.7K (-22.5%) | 0.11% +0.000 pp | 0.36% -0.118 pp | USD22.87 -0.1% | 14 qtrs — |
| 74 | CITIGROUP INC | 27.7K +1.2K (+4.5%) | 632.8K -148.1K (-19.0%) | 0.11% +0.005 pp | 0.00% 0.000 pp | USD29.07 -21.4% | 54 qtrs — |
| 75 | EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT | 27.5K +3.3K (+13.8%) | 628.1K -84.1K (-11.8%) | 0.11% +0.013 pp | 0.01% -0.003 pp | USD29.02 -21.3% | 10 qtrs — |
| 76 | STIFEL FINANCIAL CORP | 27.3K -129.0 (-0.5%) | 623.9K -184.6K (-22.8%) | 0.11% 0.000 pp | 0.00% 0.000 pp | USD24.85 -8.1% | 16 qtrs — |
| 77 | INVESTORS RESEARCH CORP | 26.1K -700.0 (-2.6%) | 596.7K -193.6K (-24.5%) | 0.10% -0.003 pp | 0.11% -0.037 pp | USD19.18 +19.1% | 28 qtrs — |
| 78 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 26.0K +2.0K (+8.5%) | 594.6K -112.3K (-15.9%) | 0.10% +0.008 pp | 0.04% -0.005 pp | USD27.73 -17.6% | 3 qtrs — |
| 79 | GAMCO INVESTORS, INC. ET AL | 25.3K +— (+0.0%) | 577.9K -167.5K (-22.5%) | 0.10% +0.000 pp | 0.01% -0.002 pp | USD23.78 -4.0% | 31 qtrs — |
| 80 | FEDERATED HERMES, INC. | 24.4K -108.0 (-0.4%) | 558.1K -164.9K (-22.8%) | 0.10% 0.000 pp | 0.00% 0.000 pp | USD26.87 -15.0% | 54 qtrs — |
| 81 | PRICE T ROWE ASSOCIATES INC /MD/ | 24.3K +1.1K (+5.0%) | 554.0K -127.0K (-18.6%) | 0.09% +0.005 pp | 0.00% +0.000 pp | USD24.25 -5.8% | 21 qtrs — |
| 82 | CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 24.1K +2.9K (+13.8%) | 550.1K -73.2K (-11.8%) | 0.09% +0.012 pp | 0.00% 0.000 pp | USD29.58 -22.8% | 52 qtrs — |
| 83 | GREAT WEST LIFE ASSURANCE CO /CAN/ | 23.9K +1.1K (+4.7%) | 544.0K -128.0K (-19.0%) | 0.09% +0.004 pp | 0.00% +0.000 pp | USD23.41 -2.4% | 49 qtrs — |
| 84 | INTECH INVESTMENT MANAGEMENT LLC | 23.6K -3.0K (-11.2%) | 539.5K -244.1K (-31.1%) | 0.09% -0.012 pp | 0.00% -0.002 pp | USD28.28 -19.2% | 6 qtrs — |
| 85 | VIDENT ADVISORY, LLC | 23.6K +4.3K (+22.2%) | 539.0K -30.1K (-5.3%) | 0.09% +0.017 pp | 0.00% -0.001 pp | USD28.38 -19.5% | 9 qtrs — |
| 86 | ENGINEERS GATE MANAGER LP | 22.6K -9.8K (-30.2%) | 516.8K -438.8K (-45.9%) | 0.09% -0.038 pp | 0.01% -0.005 pp | USD28.61 -20.2% | 5 qtrs — |
| 87 | PRUDENTIAL FINANCIAL INC | 22.3K -1.6K (-6.6%) | 509.8K -193.9K (-27.6%) | 0.09% -0.006 pp | 0.00% 0.000 pp | USD23.76 -3.9% | 85 qtrs — |
| 88 | ILLUMINE INVESTMENT MANAGEMENT, LLC | 22.3K +654.0 (+3.0%) | 508.7K -128.1K (-20.1%) | 0.09% +0.003 pp | 0.37% -0.083 pp | USD27.87 -18.0% | 5 qtrs — |
| 89 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 22.2K -21.3K (-49.0%) | 506.5K -773.6K (-60.4%) | 0.09% -0.083 pp | 0.00% -0.005 pp | USD27.26 -16.2% | 20 qtrs — |
| 90 | XTX TOPCO LTD | 21.7K +8.7K (+67.4%) | 495.0K +113.5K (+29.8%) | 0.08% +0.034 pp | 0.01% -0.007 pp | USD26.80 -14.8% | 2 qtrs — |
| 91 | RAFFERTY ASSET MANAGEMENT, LLC | 21.4K +3.1K (+17.0%) | 489.3K -50.2K (-9.3%) | 0.08% +0.012 pp | 0.00% 0.000 pp | USD27.90 -18.1% | 3 qtrs — |
| 92 | CAMPBELL & CO INVESTMENT ADVISER LLC | 21.4K -9.7K (-31.1%) | 488.8K -426.2K (-46.6%) | 0.08% -0.038 pp | 0.02% -0.046 pp | USD27.73 -17.6% | 6 qtrs — |
| 93 | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | 20.9K -648.0 (-3.0%) | 478.1K -157.7K (-24.8%) | 0.08% -0.002 pp | 0.00% -0.001 pp | USD29.46 -22.5% | 11 qtrs — |
| 94 | INSPIRE INVESTING, LLC | 20.6K +5.1K (+33.0%) | 470.1K +14.3K (+3.1%) | 0.08% +0.020 pp | 0.04% -0.002 pp | USD30.09 -24.1% | 10 qtrs — |
| 95 | LPL FINANCIAL LLC | 20.4K -2.8K (-12.1%) | 466.6K -217.8K (-31.8%) | 0.08% -0.011 pp | 0.00% 0.000 pp | USD28.89 -20.9% | 13 qtrs — |
| 96 | ASPEN INVESTMENT MANAGEMENT INC | 20.3K -450.0 (-2.2%) | 465.0K -148.0K (-24.1%) | 0.08% -0.002 pp | 0.14% -0.097 pp | USD27.58 -17.2% | 20 qtrs — |
| 97 | DEUTSCHE BANK AG\ | 19.0K +— (+0.0%) | 433.4K -125.6K (-22.5%) | 0.07% +0.000 pp | 0.00% +0.000 pp | USD27.65 -17.4% | 50 qtrs — |
| 98 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18.6K +9.0K (+93.8%) | 424.8K +142.0K (+50.2%) | 0.07% +0.035 pp | 0.00% +0.000 pp | USD25.43 -10.2% | 20 qtrs — |
ETF Ownership
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Cambria Shareholder Yield ETF SYLD | 0.94% | 8.97M | 0.59% |
| 2 | Acquirers Small and Micro Deep Value ETF DEEP | 0.81% | 220.3K | 0.80% |
| 3 | Hartford Multifactor Small Cap ETF ROSC | 0.40% | 247.9K | 0.34% |
| 4 | WisdomTree U.S. SmallCap Quality Dividend Growth Fund DGRS | 0.30% | 1.19M | 0.38% |
| 5 | Amplify Etho Climate Leadership U.S. ETF ETHO | 0.29% | 539.4K | 0.45% |
| 6 | Indexperts Quality Earnings Focused ETF QIDX | 0.21% | 74.3K | 0.50% |
| 7 | Inspire Small/Mid Cap ETF ISMD | 0.20% | 649.8K | 0.53% |
| 8 | State Street SPDR US Small Cap Low Volatility Index ETF SMLV | 0.17% | 425.4K | 0.12% |
| 9 | JPMorgan Diversified Return U.S. Small Cap Equity ETF JPSE | 0.15% | 872.8K | 0.29% |
| 10 | Vanguard U.S. Value Factor ETF VFVA | 0.14% | 1.19M | 0.13% |
Insider Activity
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-06 | Durgee Stephanie K. | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2026-01-22 | KATHWARI M FAROOQ | Director / Officer | S-Sale | D | Common Stock | 2,168 | 25.01 | 54.2K | 1,483,228 | D | ↗ |
| 2025-12-15 | KATHWARI M FAROOQ | Director / Officer | S-Sale | D | Common Stock | 303 | 25.05 | 7.6K | 1,485,396 | D | ↗ |
| 2025-12-11 | KATHWARI M FAROOQ | Director / Officer | S-Sale | D | Common Stock | 15,000 | 25.01 | 375.2K | 1,485,699 | D | ↗ |
| 2025-12-04 | KATHWARI M FAROOQ | Director / Officer | G-Gift | D | Common Stock | 82,953 | 24.11 | 2.00M | 1,500,699 | D | ↗ |
| 2025-10-15 | KATHWARI M FAROOQ | Director / Officer | S-Sale | D | Common Stock | 175 | 28.01 | 4.9K | 22,550 | I | ↗ |
| 2025-09-15 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 15,000 | 29.37 | 440.6K | 1,598,652 | D | ↗ |
| 2025-08-29 | Phillips Amy | Officer | M-Exempt | A | Common Stock | 2,786 | 29.51 | 82.2K | 17,030 | D | ↗ |
| 2025-08-29 | McNulty Matthew J | Officer | M-Exempt | A | Common Stock | 2,124 | 29.51 | 62.7K | 14,524 | D | ↗ |
| 2025-08-29 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | M-Exempt | A | Common Stock | 45,569 | 29.51 | 1.34M | 1,657,763 | D | ↗ |
| 2025-08-11 | Phillips Amy | Officer | F-InKind | D | Common Stock | 556 | 29.47 | 16.4K | 14,244 | D | ↗ |
| 2025-08-11 | McNulty Matthew J | Officer | F-InKind | D | Common Stock | 316 | 29.47 | 9.3K | 12,400 | D | ↗ |
| 2025-08-11 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | F-InKind | D | Common Stock | 5,143 | 29.47 | 151.6K | 1,612,194 | D | ↗ |
| 2025-08-11 | Diefenbach Douglas H. | Officer | F-InKind | D | Common Stock | 164 | 29.47 | 4.8K | 5,933 | D | ↗ |
| 2025-08-08 | McNulty Matthew J | Officer | F-InKind | D | Common Stock | 242 | 29.26 | 7.1K | 12,716 | D | ↗ |
| 2025-08-08 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | F-InKind | D | Common Stock | 3,507 | 29.26 | 102.6K | 1,617,337 | D | ↗ |
| 2025-08-08 | Franks Amy | Officer | F-InKind | D | Common Stock | 421 | 29.26 | 12.3K | 14,800 | D | ↗ |
| 2025-08-07 | McNulty Matthew J | Officer | F-InKind | D | Common Stock | 287 | 29.31 | 8.4K | 12,958 | D | ↗ |
| 2025-08-07 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | F-InKind | D | Common Stock | 4,168 | 29.31 | 122.2K | 1,620,844 | D | ↗ |
| 2025-08-07 | Franks Amy | Officer | F-InKind | D | Common Stock | 500 | 29.31 | 14.7K | 15,221 | D | ↗ |
| 2025-08-06 | Tsai Cynthia Ekberg | Director | A-Award | A | Stock Option (right to buy) | 3,381 | 29.58 | 100.0K | 3,381 | D | ↗ |
| 2025-08-06 | Stacom Tara I. | Director | A-Award | A | Stock Option (right to buy) | 3,381 | 29.58 | 100.0K | 3,381 | D | ↗ |
| 2025-08-06 | Sable David M. | Director | A-Award | A | Stock Option (right to buy) | 3,381 | 29.58 | 100.0K | 3,381 | D | ↗ |
| 2025-08-06 | McNulty Matthew J | Officer | A-Award | A | Common Stock | 3,461 | 0.00 | — | 13,245 | D | ↗ |
| 2025-08-06 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | A-Award | A | Common Stock | 13,107 | 0.00 | — | 1,625,012 | D | ↗ |
| 2025-08-06 | Franks Amy | Officer | A-Award | A | Common Stock | 4,221 | 0.00 | — | 15,721 | D | ↗ |
| 2025-08-06 | DOONER JOHN J JR | Director | A-Award | A | Stock Option (right to buy) | 3,381 | 29.58 | 100.0K | 3,381 | D | ↗ |
| 2025-08-06 | Casar Perez Maria Eugenia | Director | A-Award | A | Stock Option (right to buy) | 3,381 | 29.58 | 100.0K | 3,381 | D | ↗ |
| 2025-05-19 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 10,000 | 26.85 | 268.5K | 1,611,905 | D | ↗ |
| 2025-05-19 | Diefenbach Douglas H. | Officer | M-Exempt | D | Employee Stock Option (right to buy) | 666 | 26.19 | 17.4K | 0 | D | ↗ |
| 2025-04-17 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 175 | 26.31 | 4.6K | 23,075 | I | ↗ |
| 2025-03-17 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 10,000 | 26.70 | 267.0K | 1,631,905 | D | ↗ |
| 2025-02-18 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 10,000 | 29.27 | 292.7K | 1,641,905 | D | ↗ |
| 2025-01-17 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 10,000 | 28.67 | 286.7K | 1,651,905 | D | ↗ |
| 2024-12-17 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 10,000 | 29.91 | 299.1K | 1,661,905 | D | ↗ |
| 2024-11-18 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 10,000 | 28.77 | 287.7K | 1,671,905 | D | ↗ |
| 2024-11-14 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 17,000 | 29.16 | 495.7K | 1,681,905 | D | ↗ |
| 2024-11-04 | Plaisted Catherine A. | Officer | — | — | Common Stock | 0 | 0.00 | — | 128 | I | ↗ |
| 2024-11-04 | Diefenbach Douglas H. | Officer | — | — | Common Stock | 0 | 0.00 | — | 977 | I | ↗ |
| 2024-10-17 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 10,000 | 30.87 | 308.7K | 1,698,905 | D | ↗ |
| 2024-09-17 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 10,000 | 31.74 | 317.4K | 1,708,905 | — | ↗ |
| 2024-08-30 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | M-Exempt | A | Common Stock | 68,250 | 31.48 | 2.15M | 1,780,569 | — | ↗ |
| 2024-08-19 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 10,000 | 30.36 | 303.6K | 1,712,319 | — | ↗ |
| 2024-08-12 | Thompson Rebecca L | Officer | F-InKind | D | Common Stock | 67 | 29.71 | 2.0K | 3,692 | — | ↗ |
| 2024-08-12 | McNulty Matthew J | Officer | F-InKind | D | Common Stock | 184 | 29.71 | 5.5K | 9,784 | — | ↗ |
| 2024-08-12 | Franks Amy | Officer | F-InKind | D | Common Stock | 350 | 29.71 | 10.4K | 11,500 | — | ↗ |
| 2024-08-09 | McNulty Matthew J | Officer | F-InKind | D | Common Stock | 126 | 30.33 | 3.8K | 9,968 | — | ↗ |
| 2024-08-09 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | F-InKind | D | Common Stock | 3,443 | 30.33 | 104.4K | 1,722,319 | — | ↗ |
| 2024-08-09 | Franks Amy | Officer | F-InKind | D | Common Stock | 197 | 30.33 | 6.0K | 11,850 | — | ↗ |
| 2024-08-08 | McNulty Matthew J | Officer | F-InKind | D | Common Stock | 235 | 30.19 | 7.1K | 10,094 | — | ↗ |
| 2024-08-08 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | F-InKind | D | Common Stock | 2,347 | 30.19 | 70.9K | 1,725,762 | — | ↗ |
| 2024-08-08 | Franks Amy | Officer | F-InKind | D | Common Stock | 408 | 30.19 | 12.3K | 12,047 | — | ↗ |
| 2024-08-07 | Tsai Cynthia Ekberg | Director | A-Award | A | Stock Option (right to buy) | 3,330 | 30.03 | 100.0K | 3,330 | — | ↗ |
| 2024-08-07 | Thompson Rebecca L | Officer | A-Award | A | Common Stock | 2,912 | 0.00 | — | 3,759 | — | ↗ |
| 2024-08-07 | Stacom Tara I. | Director | A-Award | A | Stock Option (right to buy) | 3,330 | 30.03 | 100.0K | 3,330 | — | ↗ |
| 2024-08-07 | Sable David M. | Director | A-Award | A | Stock Option (right to buy) | 3,330 | 30.03 | 100.0K | 3,330 | — | ↗ |
| 2024-08-07 | McNulty Matthew J | Officer | A-Award | A | Common Stock | 3,411 | 0.00 | — | 10,329 | — | ↗ |
| 2024-08-07 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | A-Award | A | Common Stock | 12,916 | 0.00 | — | 1,728,109 | — | ↗ |
| 2024-08-07 | Franks Amy | Officer | A-Award | A | Common Stock | 4,160 | 0.00 | — | 12,455 | — | ↗ |
| 2024-08-07 | DOONER JOHN J JR | Director | A-Award | A | Stock Option (right to buy) | 3,330 | 30.03 | 100.0K | 3,330 | — | ↗ |
| 2024-08-07 | Casar Perez Maria Eugenia | Director | A-Award | A | Stock Option (right to buy) | 3,330 | 30.03 | 100.0K | 3,330 | — | ↗ |
| 2024-07-17 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 175 | 31.05 | 5.4K | 24,650 | — | ↗ |
| 2024-06-17 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 175 | 27.50 | 4.8K | 24,825 | — | ↗ |
| 2024-02-08 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 50,000 | 30.40 | 1.52M | 1,735,193 | — | ↗ |
| 2023-10-05 | Thompson Rebecca L | Officer | — | D | Common Stock | 0 | 0.00 | — | 500 | — | ↗ |
| 2023-08-31 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | M-Exempt | A | Common Stock | 81,250 | 31.38 | 2.55M | 1,844,953 | — | ↗ |
| 2023-08-23 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 33,000 | 31.45 | 1.04M | 1,763,703 | — | ↗ |
| 2023-08-17 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 1,000 | 31.47 | 31.5K | 1,796,703 | — | ↗ |
| 2023-08-10 | McNulty Matthew J | Officer | F-InKind | D | Common Stock | 183 | 34.05 | 6.2K | 6,918 | — | ↗ |
| 2023-08-10 | Franks Amy | Officer | F-InKind | D | Common Stock | 344 | 34.05 | 11.7K | 8,295 | — | ↗ |
| 2023-08-09 | McNulty Matthew J | Officer | F-InKind | D | Common Stock | 125 | 34.51 | 4.3K | 7,101 | — | ↗ |
| 2023-08-09 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | F-InKind | D | Common Stock | 3,908 | 34.51 | 134.9K | 1,797,703 | — | ↗ |
| 2023-08-09 | Franks Amy | Officer | F-InKind | D | Common Stock | 193 | 34.51 | 6.7K | 8,639 | — | ↗ |
| 2023-08-08 | Tsai Cynthia Ekberg | Director | A-Award | A | Stock Option (right to buy) | 2,866 | 34.89 | 100.0K | 2,866 | — | ↗ |
| 2023-08-08 | Stacom Tara I. | Director | A-Award | A | Stock Option (right to buy) | 2,866 | 34.89 | 100.0K | 2,866 | — | ↗ |
| 2023-08-08 | Sable David M. | Director | A-Award | A | Stock Option (right to buy) | 2,866 | 34.89 | 100.0K | 2,866 | — | ↗ |
| 2023-08-08 | McNulty Matthew J | Officer | A-Award | A | Common Stock | 2,869 | 0.00 | — | 7,226 | — | ↗ |
| 2023-08-08 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | A-Award | A | Common Stock | 10,864 | 0.00 | — | 1,801,611 | — | ↗ |
| 2023-08-08 | Franks Amy | Officer | A-Award | A | Common Stock | 3,499 | 0.00 | — | 8,832 | — | ↗ |
| 2023-08-08 | DOONER JOHN J JR | Director | A-Award | A | Stock Option (right to buy) | 2,866 | 34.89 | 100.0K | 2,866 | — | ↗ |
| 2023-08-08 | Casar Perez Maria Eugenia | Director | A-Award | A | Stock Option (right to buy) | 2,866 | 34.89 | 100.0K | 2,866 | — | ↗ |
| 2023-03-21 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | A | Common Stock | 40,000 | 27.62 | 1.10M | 635,776 | — | ↗ |
| 2023-03-13 | Koster Eric D. | Officer | F-InKind | D | Common Stock | 136 | 27.23 | 3.7K | 1,507 | — | ↗ |
| 2022-12-01 | KATHWARI M FAROOQ | Officer | G-Gift | A | Common Stock | 65,000 | 27.54 | 1.79M | 595,776 | — | ↗ |
| 2022-09-01 | KATHWARI M FAROOQ | Officer | M-Exempt | A | Common Stock | 31,635 | 23.53 | 744.4K | 1,916,244 | — | ↗ |
| 2022-08-12 | KATHWARI M FAROOQ | Officer | F-InKind | D | Common Stock | 8,099 | 27.04 | 219.0K | 1,884,609 | — | ↗ |
| 2022-08-10 | Tsai Cynthia Ekberg | Director | A-Award | A | Stock Option (right to buy) | 3,995 | 0.00 | — | 3,995 | — | ↗ |
| 2022-08-09 | Stacom Tara I. | Director | A-Award | A | Stock Option (right to buy) | 3,995 | 0.00 | — | 3,995 | — | ↗ |
| 2022-08-09 | Sable David M. | Director | A-Award | A | Stock Option (right to buy) | 3,995 | 25.03 | 100.0K | 3,995 | — | ↗ |
| 2022-08-09 | McNulty Matthew J | Officer | F-InKind | D | Common Stock | 183 | 25.98 | 4.8K | 4,357 | — | ↗ |
| 2022-08-09 | Koster Eric D. | Officer | A-Award | A | Common Stock | 821 | 0.00 | — | 1,643 | — | ↗ |
| 2022-08-09 | KATHWARI M FAROOQ | Officer | A-Award | A | Common Stock | 15,939 | 0.00 | — | 1,892,708 | — | ↗ |
| 2022-08-09 | Franks Amy | Officer | F-InKind | D | Common Stock | 351 | 25.98 | 9.1K | 5,333 | — | ↗ |
| 2022-08-09 | Fothergill Ashley | Officer | F-InKind | D | Common Stock | 95 | 25.98 | 2.5K | 2,678 | — | ↗ |
| 2022-08-09 | DOONER JOHN J JR | Director | A-Award | A | Stock Option (right to buy) | 3,995 | 25.03 | 100.0K | 3,995 | — | ↗ |
| 2022-08-09 | Clark John Bernard | Director | A-Award | A | Stock Option (right to buy) | 3,995 | 0.00 | — | 3,995 | — | ↗ |
| 2022-08-09 | Casar Perez Maria Eugenia | Director | A-Award | A | Stock Option (right to buy) | 3,995 | 0.00 | — | 3,995 | — | ↗ |
| 2022-03-15 | Fothergill Ashley | Officer | — | D | Common Stock | 0 | 0.00 | — | 1,500 | — | ↗ |
| 2022-03-11 | Koster Eric D. | Officer | F-InKind | D | Common Stock | 89 | 25.88 | 2.3K | 822 | — | ↗ |
| 2022-01-25 | Casar Perez Maria Eugenia | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-16 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 70,000 | 25.44 | 1.78M | 1,951,769 | — | ↗ |
| 2021-12-15 | Franks Amy | Officer | — | D | Common Stock | 0 | 0.00 | — | 4,000 | — | ↗ |
| 2021-11-30 | Tsai Cynthia Ekberg | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-11-30 | Sable David M. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-11-30 | Clark John Bernard | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-11-02 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 75,000 | 24.35 | 1.83M | 1,946,769 | — | ↗ |
| 2021-11-01 | Carlson James B. | Director | S-Sale | D | Common Stock | 18,084 | 23.79 | 430.2K | 0 | — | ↗ |
| 2021-09-15 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 40,000 | 24.99 | 999.6K | 2,021,769 | — | ↗ |
| 2021-08-26 | WHITELY COREY | Officer | M-Exempt | A | Common Stock | 3,082 | 23.80 | 73.4K | 22,972 | — | ↗ |
| 2021-08-26 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | F-InKind | D | Common Stock | 19,307 | 23.80 | 459.5K | 2,061,769 | — | ↗ |
| 2021-08-12 | WHITELY COREY | Officer | F-InKind | D | Common Stock | 1,154 | 26.60 | 30.7K | 19,890 | — | ↗ |
| 2021-08-12 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | F-InKind | D | Common Stock | 8,099 | 26.60 | 215.4K | 2,051,278 | — | ↗ |
| 2021-08-12 | Hutton Rodney A. | Officer | F-InKind | D | Common Stock | 485 | 26.60 | 12.9K | 3,515 | — | ↗ |
| 2021-08-10 | McNulty Matthew J | Officer | A-Award | A | Common Stock | 3,000 | 0.00 | — | 3,000 | — | ↗ |
| 2021-08-03 | Stacom Tara I. | Director | A-Award | A | Stock Option (right to buy) | 4,235 | 23.61 | 100.0K | 4,235 | — | ↗ |
| 2021-08-03 | Schmotter James W. | Director | A-Award | A | Stock Option (right to buy) | 4,235 | 23.61 | 100.0K | 4,235 | — | ↗ |
| 2021-08-03 | Garrett Mary | Director | A-Award | A | Stock Option (right to buy) | 4,235 | 23.61 | 100.0K | 4,235 | — | ↗ |
| 2021-08-03 | Esposito Domenick J. | Director | A-Award | A | Stock Option (right to buy) | 4,235 | 23.61 | 100.0K | 4,235 | — | ↗ |
| 2021-08-03 | DOONER JOHN J JR | Director | A-Award | A | Stock Option (right to buy) | 4,235 | 23.61 | 100.0K | 4,235 | — | ↗ |
| 2021-08-03 | Carlson James B. | Director | A-Award | A | Stock Option (right to buy) | 4,235 | 23.61 | 100.0K | 4,235 | — | ↗ |
| 2021-06-30 | Koster Eric D. | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-05-07 | Grow Daniel M. | Officer | S-Sale | D | Common Stock | 2,500 | 31.70 | 79.3K | 3,000 | — | ↗ |
| 2021-05-05 | WHITELY COREY | Officer | M-Exempt | D | Stock Option (right to buy) | 12,000 | 25.24 | 302.9K | 0 | — | ↗ |
| 2021-02-09 | Grow Daniel M. | Officer | S-Sale | D | Common Stock | 1,214 | 25.30 | 30.7K | 3,000 | — | ↗ |
| 2020-12-23 | Grow Daniel M. | Officer | S-Sale | D | Common Stock | 1,500 | 20.02 | 30.0K | 4,214 | — | ↗ |
| 2020-12-16 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 30,000 | 18.91 | 567.3K | 2,059,377 | — | ↗ |
| 2020-11-03 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | M-Exempt | A | Common Stock | 120,000 | 13.61 | 1.63M | 2,089,377 | — | ↗ |
| 2020-08-12 | WHITELY COREY | Officer | A-Award | A | Common Stock | 6,000 | 0.00 | — | 21,044 | — | ↗ |
| 2020-08-12 | Stacom Tara I. | Director | A-Award | A | Stock Options (right to buy) | 6,168 | 12.97 | 80.0K | 6,168 | — | ↗ |
| 2020-08-12 | Schmotter James W. | Director | A-Award | A | Stock Options (right to buy) | 6,168 | 12.97 | 80.0K | 6,168 | — | ↗ |
| 2020-08-12 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | A-Award | A | Common Stock | 25,000 | 0.00 | — | 1,969,377 | — | ↗ |
| 2020-08-12 | Hutton Rodney A. | Officer | A-Award | A | Common Stock | 4,000 | 0.00 | — | 4,000 | — | ↗ |
| 2020-08-12 | Grow Daniel M. | Officer | A-Award | A | Common Stock | 3,000 | 0.00 | — | 5,714 | — | ↗ |
| 2020-08-12 | Garrett Mary | Director | A-Award | A | Stock Options (right to buy) | 6,168 | 12.97 | 80.0K | 6,168 | — | ↗ |
| 2020-08-12 | Esposito Domenick J. | Director | A-Award | A | Stock Options (right to buy) | 6,168 | 12.97 | 80.0K | 6,168 | — | ↗ |
| 2020-08-12 | DOONER JOHN J JR | Director | A-Award | A | Stock Options (right to buy) | 6,168 | 12.97 | 80.0K | 6,168 | — | ↗ |
| 2020-08-12 | Carlson James B. | Director | A-Award | A | Stock Options (right to buy) | 6,168 | 12.97 | 80.0K | 6,168 | — | ↗ |
| 2020-06-30 | THORN CLIFFORD | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-05-14 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 10,000 | 9.81 | 98.1K | 1,944,377 | — | ↗ |
| 2020-05-12 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 30,000 | 9.80 | 293.9K | 1,934,377 | — | ↗ |
| 2020-03-11 | Koster Eric D. | Officer | A-Award | A | Common Stock | 1,000 | 0.00 | — | 1,000 | — | ↗ |
| 2020-02-06 | McNulty Matthew J | Officer | A-Award | A | Employee Stock Option (right to buy) | 10,000 | 14.58 | 145.8K | 10,000 | — | ↗ |
| 2020-01-29 | Hutton Rodney A. | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-12-20 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 50,000 | 18.59 | 929.5K | 1,904,377 | — | ↗ |
| 2019-09-16 | Grow Daniel M. | Officer | M-Exempt | A | Common Stock | 1,500 | 11.74 | 17.6K | 4,214 | — | ↗ |
| 2019-08-05 | Stacom Tara I. | Director | A-Award | A | Stock Options (right to buy) | 5,698 | 17.55 | 100.0K | 5,698 | — | ↗ |
| 2019-08-05 | Schmotter James W. | Director | A-Award | A | Stock Options (right to buy) | 5,698 | 17.55 | 100.0K | 5,698 | — | ↗ |
| 2019-08-05 | Garrett Mary | Director | A-Award | A | Stock Options (right to buy) | 5,698 | 17.55 | 100.0K | 5,698 | — | ↗ |
| 2019-08-05 | Esposito Domenick J. | Director | A-Award | A | Stock Options (right to buy) | 5,698 | 17.55 | 100.0K | 5,698 | — | ↗ |
| 2019-08-05 | DOONER JOHN J JR | Director | A-Award | A | Stock Options (right to buy) | 5,698 | 17.55 | 100.0K | 5,698 | — | ↗ |
| 2019-08-05 | Carlson James B. | Director | A-Award | A | Stock Options (right to buy) | 5,698 | 17.55 | 100.0K | 5,698 | — | ↗ |
| 2019-06-19 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 25,000 | 20.73 | 518.3K | 1,954,377 | — | ↗ |
| 2019-04-29 | Grow Daniel M. | Officer | F-InKind | D | Common Stock | 713 | 20.41 | 14.6K | 2,714 | — | ↗ |
| 2019-04-24 | WHITELY COREY | Officer | M-Exempt | A | Common Stock | 3,453 | 20.22 | 69.8K | 16,027 | — | ↗ |
| 2019-04-16 | McNulty Matthew J | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2018-11-16 | Carlson James B. | Director | P-Purchase | A | Common Stock | 2,000 | 19.38 | 38.8K | 18,084 | — | ↗ |
| 2018-11-06 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 10,000 | 19.50 | 195.0K | 1,979,377 | — | ↗ |
| 2018-09-21 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | M-Exempt | A | Common Stock | 40,000 | 15.93 | 637.2K | 2,007,259 | — | ↗ |
| 2018-07-25 | Stacom Tara I. | Director | A-Award | A | Stock Options (right to buy) | 4,265 | 23.45 | 100.0K | 4,265 | — | ↗ |
| 2018-07-25 | Schmotter James W. | Director | A-Award | A | Stock Options (right to buy) | 4,265 | 23.45 | 100.0K | 4,265 | — | ↗ |
| 2018-07-25 | Garrett Mary | Director | A-Award | A | Stock Options (right to buy) | 4,265 | 23.45 | 100.0K | 4,265 | — | ↗ |
| 2018-07-25 | Esposito Domenick J. | Director | A-Award | A | Stock Options (right to buy) | 4,265 | 23.45 | 100.0K | 4,265 | — | ↗ |
| 2018-07-25 | DOONER JOHN J JR | Director | A-Award | A | Stock Options (right to buy) | 4,265 | 23.45 | 100.0K | 4,265 | — | ↗ |
| 2018-07-25 | Carlson James B. | Director | A-Award | A | Stock Options (right to buy) | 4,265 | 23.45 | 100.0K | 4,265 | — | ↗ |
| 2018-06-30 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 15,364 | — | ↗ |
| 2018-06-15 | Diefenbach Douglas H. | Officer | — | — | Employee Stock Option (right to buy) | 666 | 26.19 | 17.4K | 0 | D | ↗ |
| 2018-03-02 | Esposito Domenick J. | Director | P-Purchase | A | Common Stock | 840 | 23.90 | 20.1K | 3,680 | — | ↗ |
| 2018-02-08 | WHITELY COREY | Officer | P-Purchase | A | Common Stock | 1,700 | 24.65 | 41.9K | 12,574 | — | ↗ |
| 2018-02-08 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 4,090 | 24.37 | 99.7K | 1,983,493 | — | ↗ |
| 2018-01-24 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | D-Return | D | Common Stock | 16,234 | 0.00 | — | 1,963,169 | — | ↗ |
| 2017-12-21 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 2,875 | 29.20 | 84.0K | 303,776 | — | ↗ |
| 2017-09-08 | Bedford John S II | Officer | S-Sale | D | Common Stock | 406 | 30.48 | 12.4K | 0 | — | ↗ |
| 2017-07-26 | Stacom Tara I. | Director | M-Exempt | A | Stock Option (right to buy) | 3,247 | 30.80 | 100.0K | 6,126 | — | ↗ |
| 2017-07-26 | Schmotter James W. | Director | M-Exempt | A | Stock Options (right to buy) | 3,247 | 30.80 | 100.0K | 6,126 | — | ↗ |
| 2017-07-26 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | A-Award | A | Common Stock | 16,234 | 0.00 | — | 2,136,117 | — | ↗ |
| 2017-07-26 | Garrett Mary | Director | M-Exempt | A | Stock Options (right to buy) | 3,247 | 30.80 | 100.0K | 6,126 | — | ↗ |
| 2017-07-26 | Esposito Domenick J. | Director | M-Exempt | A | Stock Options | 3,247 | 30.80 | 100.0K | 6,126 | — | ↗ |
| 2017-07-26 | DOONER JOHN J JR | Director | M-Exempt | A | Stock Options (right to buy) | 3,247 | 30.80 | 100.0K | 6,126 | — | ↗ |
| 2017-07-26 | Carlson James B. | Director | M-Exempt | A | Stock Option (right to buy) | 3,247 | 30.80 | 100.0K | 5,568 | — | ↗ |
| 2017-03-20 | Esposito Domenick J. | Director | P-Purchase | A | Common Stock | 840 | 31.00 | 26.0K | 2,840 | — | ↗ |
| 2017-03-19 | Carlson James B. | Director | M-Exempt | A | Stock Options (right to buy) | 1,160 | 28.73 | 33.3K | 16,084 | — | ↗ |
| 2017-03-03 | BRADLEY DANIEL R | Officer | — | D | Stock Options (right to buy) | 10,000 | 24.64 | 246.4K | 0 | — | ↗ |
| 2016-12-16 | Garrett Mary | Director | P-Purchase | A | Common Stock | 200 | 36.96 | 7.4K | 200 | — | ↗ |
| 2016-11-30 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 40,000 | 0.00 | — | 2,060,672 | — | ↗ |
| 2016-11-15 | WHITELY COREY | Officer | M-Exempt | D | Stock Options (right to buy) | 7,000 | 20.63 | 144.4K | 0 | — | ↗ |
| 2016-11-02 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 40,000 | 0.00 | — | 2,100,672 | — | ↗ |
| 2016-09-21 | Stacom Tara I. | Director | P-Purchase | A | Common Stock | 3,000 | 33.31 | 99.9K | 6,300 | — | ↗ |
| 2016-09-15 | KATHWARI M FAROOQ | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 2,599 | 32.07 | 83.3K | 277,682 | — | ↗ |
| 2016-08-11 | CLARK CLINTON A | Director | M-Exempt | D | Stock Options (right to buy) | 1,160 | 28.73 | 33.3K | 2,321 | — | ↗ |
| 2016-08-08 | THORN CLIFFORD | — | — | D | Common Stock | 0 | 0.00 | — | 1,109 | — | ↗ |
| 2016-08-01 | Carlson James B. | Director | M-Exempt | D | Stock Options (right to buy) | 1,462 | 22.80 | 33.3K | 1,462 | — | ↗ |
| 2016-07-29 | Stacom Tara I. | Director | A-Award | A | Options to Purchase Common Stock | 2,879 | 34.73 | 100.0K | 2,879 | — | ↗ |
| 2016-07-29 | Schmotter James W. | Director | A-Award | A | Options to Purchase Common Stock | 2,879 | 34.73 | 100.0K | 2,879 | — | ↗ |
| 2016-07-29 | Garrett Mary | Director | A-Award | A | Options to Purchase Common Stock | 2,879 | 34.73 | 100.0K | 2,879 | — | ↗ |
| 2016-07-29 | Esposito Domenick J. | Director | A-Award | A | Options to Purchase Common Stock | 2,879 | 34.73 | 100.0K | 2,879 | — | ↗ |
| 2016-07-29 | DOONER JOHN J JR | Director | A-Award | A | Options to Purchase Common Stock | 2,879 | 34.73 | 100.0K | 2,879 | — | ↗ |
| 2016-07-29 | Carlson James B. | Director | A-Award | A | Options to Purchase Common Stock | 2,879 | 34.73 | 100.0K | 2,879 | — | ↗ |
| 2016-07-29 | CLARK CLINTON A | Director | A-Award | A | Options to Purchase Common Stock | 2,879 | 34.73 | 100.0K | 2,879 | — | ↗ |
| 2016-07-21 | Esposito Domenick J. | Director | — | D | Options to Purchase Common Stock | 3,481 | 28.73 | 100.0K | 0 | — | ↗ |
| 2016-06-30 | WHITELY COREY | Officer | — | I | Common Stock | 0 | 0.00 | — | 1,561 | — | ↗ |
Executive team
Executive compensation
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2024 | M. Farooq Kathwari Chairman of the Board, President and Chief Executive Officer | 1.15M | — | 1.52M | — | 414.0K | 127.4K | 3.21M | 47.30% | ↗ |
| 2 | 2024 | Amy Franks Executive Vice President, Retail Division | 492.4K | — | 250.0K | — | 54.0K | 2.6K | 798.9K | 31.29% | ↗ |
| 3 | 2024 | Matthew J. McNulty Senior Vice President, Chief Financial Officer and Treasurer | 407.0K | — | 184.5K | — | 36.9K | 2.6K | 631.0K | 29.24% | ↗ |
| 4 | 2024 | Rebecca L. Thompson Senior Vice President, Merchandising and Product Development | 336.8K | 35.0K | — | — | — | 2.6K | 374.4K | 0.00% | ↗ |
| 5 | 2023 | M. Farooq Kathwari Chairman of the Board, President and Chief Executive Officer | 1.15M | — | 1.52M | — | 1.44M | 104.0K | 4.21M | 36.06% | ↗ |
| 6 | 2023 | Amy Franks Executive Vice President, Retail Network and Business Development | 410.1K | — | 106.6K | — | 164.0K | 2.4K | 683.1K | 15.61% | ↗ |
| 7 | 2023 | Amy Franks Executive Vice President, Retail Division | 410.1K | — | 106.6K | — | 164.0K | 2.4K | 683.1K | 15.61% | ↗ |
| 8 | 2023 | Matthew J. McNulty Senior Vice President, Chief Financial Officer and Treasurer | 375.0K | — | 86.3K | — | 93.7K | 2.4K | 557.4K | 15.48% | ↗ |
| 9 | 2023 | Ashley Fothergill Former Senior Vice President, Merchandising | 182.6K | — | 71.3K | — | — | 102.4K | 356.3K | 20.01% | ↗ |
| 10 | 2023 | Eric D. Koster Former Vice President, General Counsel and Secretary | 263.9K | — | 32.0K | — | — | 2.4K | 298.3K | 10.73% | ↗ |
| 11 | 2022 | M. Farooq Kathwari Chairman of the Board, President and Chief Executive Officer | 1.15M | — | 1.12M | — | 1.70M | 110.5K | 4.08M | 27.36% | ↗ |
| 12 | 2022 | M. Farooq Kathwari Chairman of the Board, President and Principal Executive Officer | 1.15M | — | 1.12M | — | 1.70M | 110.5K | 4.08M | 27.36% | ↗ |
| 13 | 2022 | Amy Franks Executive Vice President, Retail Network and Business Development | 355.2K | 130.0K | 75.2K | — | — | 2.3K | 562.7K | 13.37% | ↗ |
| 14 | 2022 | Amy Franks Executive Vice President, Retail Division | 355.2K | 130.0K | 75.2K | — | — | 2.3K | 562.7K | 13.37% | ↗ |
| 15 | 2022 | Amy Franks Executive Vice President, Retail Network & Business Development | 355.2K | 130.0K | 75.2K | — | — | 2.3K | 562.7K | 13.37% | ↗ |
| 16 | 2022 | Matthew J. McNulty Senior Vice President, Chief Financial Officer and Treasurer | 340.7K | 80.0K | 56.4K | — | — | 2.2K | 479.3K | 11.77% | ↗ |
| 17 | 2022 | Matthew J. McNulty Senior Vice President, Treasurer & Principal Financial Officer | 340.7K | 80.0K | 56.4K | — | — | 2.2K | 479.3K | 11.77% | ↗ |
| 18 | 2022 | Corey Whitely Former Executive Vice President, Administration and Chief Financial Officer | 274.0K | — | 125.0K | — | — | 2.3K | 401.3K | 31.15% | ↗ |
| 19 | 2022 | Eric D. Koster Former Vice President, General Counsel and Secretary | 320.0K | 60.0K | — | — | — | 2.3K | 382.3K | 0.00% | ↗ |
| 20 | 2022 | Eric D. Koster Vice President, General Counsel & Secretary | 320.0K | 60.0K | — | — | — | 2.3K | 382.3K | 0.00% | ↗ |
| 21 | 2022 | Ashley Fothergill Former Senior Vice President, Merchandising | 243.2K | 75.0K | 32.5K | — | — | 2.1K | 352.8K | 9.21% | ↗ |
| 22 | 2022 | Ashley Fothergill Senior Vice President, Merchandising | 243.2K | 75.0K | 32.5K | — | — | 2.1K | 352.8K | 9.21% | ↗ |
| 23 | 2021 | M. Farooq Kathwari Chairman of the Board, President and Principal Executive Officer | 1.15M | — | 809.3K | — | 1.70M | 121.5K | 3.78M | 21.41% | ↗ |
| 24 | 2021 | M. Farooq Kathwari Chairman of the Board, President and Chief Executive Officer | 1.15M | — | 809.3K | — | 1.70M | 121.5K | 3.78M | 21.41% | ↗ |
| 25 | 2021 | Corey Whitely Executive Vice President, Administration, Principal Financial Officer | 500.0K | — | 182.5K | — | 166.3K | 2.7K | 851.4K | 21.43% | ↗ |
| 26 | 2021 | Corey Whitely Former Executive Vice President, Administration and Chief Financial Officer | 500.0K | — | 182.5K | — | 166.3K | 2.7K | 851.4K | 21.43% | ↗ |
| 27 | 2021 | Rodney A. Hutton Chief Marketing Officer | 375.0K | — | 113.3K | — | 99.8K | 2.5K | 590.6K | 19.19% | ↗ |
| 28 | 2021 | Clifford Thorn Former Vice President Upholstery Manufacturing | 265.8K | — | — | — | — | 302.7K | 568.4K | 0.00% | ↗ |
| 29 | 2021 | Daniel M. Grow Senior Vice President Business Development | 350.0K | — | 81.2K | — | 20.0K | 2.7K | 453.9K | 17.90% | ↗ |
| 30 | 2021 | Eric D. Koster Vice President, General Counsel & Secretary | 320.0K | 50.0K | — | — | — | 2.7K | 372.7K | 0.00% | ↗ |
| 31 | 2021 | Eric D. Koster Former Vice President, General Counsel and Secretary | 320.0K | 50.0K | — | — | — | 2.7K | 372.7K | 0.00% | ↗ |
| 32 | 2020 | M. Farooq Kathwari Chairman of the Board, President and Principal Executive Officer | 862.5K | — | 826.7K | — | — | 126.9K | 1.82M | 45.52% | ↗ |
| 33 | 2020 | Corey Whitely Former Executive Vice President, Administration and Chief Financial Officer | 450.0K | — | 125.0K | — | — | 2.3K | 577.3K | 21.65% | ↗ |
| 34 | 2020 | Corey Whitely Executive Vice President, Administration, Principal Financial Officer | 450.0K | — | 125.0K | — | — | 2.3K | 577.3K | 21.65% | ↗ |
| 35 | 2020 | Daniel M. Grow Senior Vice President Business Development | 323.8K | — | 59.5K | — | — | 2.3K | 385.6K | 15.43% | ↗ |
| 36 | 2020 | Eric D. Koster Vice President, General Counsel & Secretary | 296.0K | — | 9.2K | — | — | 2.3K | 307.5K | 2.98% | ↗ |
| 37 | 2020 | Rodney A. Hutton Chief Marketing Officer | 249.4K | — | — | — | — | — | 249.4K | 0.00% | ↗ |
| 38 | 2019 | M. Farooq Kathwari Chairman of the Board, President and Principal Executive Officer | 1.15M | — | 1.19M | — | 314.9K | 121.7K | 2.77M | 42.78% | ↗ |
| 39 | 2019 | Corey Whitely Executive Vice President, Administration, Principal Financial Officer | 500.0K | — | 122.7K | — | 50.6K | 2.2K | 675.5K | 18.16% | ↗ |
| 40 | 2019 | Daniel M. Grow Senior Vice President Business Development | 350.0K | — | 89.3K | — | 36.9K | 2.2K | 478.4K | 18.67% | ↗ |
| 41 | 2019 | Daniel M. Grow Senior Vice President, Business Development | 350.0K | — | 89.3K | — | 36.9K | 2.2K | 478.4K | 18.67% | ↗ |
| 42 | 2019 | Eric D. Koster Vice President, General Counsel & Secretary | 317.7K | 25.0K | — | — | — | 2.2K | 344.9K | 0.00% | ↗ |
| 43 | 2019 | Clifford Thorn Vice President, Upholstery Manufacturing | 310.0K | 25.0K | — | — | — | 2.2K | 337.2K | 0.00% | ↗ |
| 44 | 2018 | M. Farooq Kathwari Chairman of the Board, President and Principal Executive Officer | 1.15M | — | 1.65M | — | — | 126.6K | 2.93M | 56.41% | ↗ |
| 45 | 2018 | M. Farooq Kathwari, Chairman of the Board, President and Principal Executive Officer | 1.15M | — | 1.65M | — | — | 126.6K | 2.93M | 56.41% | ↗ |
| 46 | 2018 | Corey Whitely, Executive Vice President, Administration, Principal Financial Officer | 500.0K | — | — | — | — | 2.2K | 502.2K | 0.00% | ↗ |
| 47 | 2018 | Corey Whitely Executive Vice President, Administration, Principal Financial Officer | 500.0K | — | — | — | — | 2.2K | 502.2K | 0.00% | ↗ |
| 48 | 2018 | Daniel M. Grow Senior Vice President, Business Development | 350.0K | — | — | — | — | 2.2K | 352.2K | 0.00% | ↗ |
| 49 | 2018 | Daniel M. Grow Senior Vice President Business Development | 350.0K | — | — | — | — | 2.2K | 352.2K | 0.00% | ↗ |
| 50 | 2018 | Tracy Paccione, Vice President, Merchandising | 340.0K | — | — | — | — | 2.2K | 342.2K | 0.00% | ↗ |
| 51 | 2018 | Kathy Bliss Vice President, Retail Division | 309.0K | — | — | — | — | 2.2K | 311.2K | 0.00% | ↗ |
| 52 | 2017 | M. Farooq Kathwari Chairman of the Board, President and Principal Executive Officer | 1.15M | — | 1.94M | — | — | 53.9K | 3.15M | 61.77% | ↗ |
| 53 | 2017 | M. Farooq Kathwari, Chairman of the Board, President and Principal Executive Officer | 1.15M | — | 1.94M | — | — | 53.9K | 3.15M | 61.77% | ↗ |
| 54 | 2017 | Corey Whitely Executive Vice President, Administration, Principal Financial Officer | 483.0K | 100.0K | 89.0K | — | — | 2.1K | 674.1K | 13.20% | ↗ |
| 55 | 2017 | Corey Whitely, Executive Vice President, Administration, Principal Financial Officer | 483.0K | 100.0K | 89.0K | — | — | 2.1K | 674.1K | 13.20% | ↗ |
| 56 | 2017 | Tracy Paccione, Vice President, Merchandising | 329.8K | 55.0K | 49.4K | — | — | 2.1K | 436.3K | 11.33% | ↗ |
| 57 | 2017 | Daniel M. Grow Senior Vice President, Business Development | 316.0K | 55.0K | 49.4K | — | — | 2.1K | 422.5K | 11.70% | ↗ |
| 58 | 2017 | Clifford Thorn Vice President, Uphostery Manufacturing | 275.0K | 40.0K | 24.7K | — | — | 2.1K | 341.8K | 7.23% | ↗ |
| 59 | 2016 | M. Farooq Kathwari, Chairman of the Board, President and Principal Executive Officer | 1.15M | — | 1.56M | — | 1.70M | 53.9K | 4.46M | 34.91% | ↗ |
| 60 | 2016 | Corey Whitely, Executive Vice President, Administration, Principal Financial Officer | 472.9K | 30.0K | 92.2K | — | 153.0K | 2.1K | 750.2K | 12.29% | ↗ |
| 61 | 2016 | Tracy Paccione, Vice President, Merchandising | 322.9K | — | 73.7K | — | 104.7K | 2.1K | 503.4K | 14.63% | ↗ |
| 62 | 2016 | Daniel M. Grow Senior Vice President, Business Development | 291.7K | — | 73.7K | — | 93.4K | 2.1K | 460.8K | 15.98% | ↗ |
| 63 | 2016 | Clifford Thorn Vice President, Uphostery Manufacturing | 276.7K | — | 53.8K | — | 88.6K | 2.1K | 421.2K | 12.78% | ↗ |
| 64 | 2015 | M. Farooq Kathwari, Chairman of the Board, President and Principal Executive Officer | 1.15M | — | — | — | 1.80M | 58.7K | 3.01M | 0.00% | ↗ |
| 65 | 2015 | Corey Whitely, Executive Vice President, Administration, Principal Financial Officer | 426.9K | 150.0K | — | 114.2K | — | 2.0K | 693.1K | 16.48% | ↗ |
| 66 | 2015 | Tracy Paccione, Vice President, Merchandising | 300.0K | 85.0K | — | 114.2K | — | 2.0K | 501.2K | 22.78% | ↗ |
| 67 | 2015 | Daniel M. Grow Senior Vice President, Business Development | 263.3K | 70.0K | — | 68.5K | — | 2.0K | 403.8K | 16.97% | ↗ |
| 68 | 2014 | M. Farooq Kathwari, Chairman of the Board, President and | 1.15M | — | — | — | 1.80M | 159.9K | 3.11M | 0.00% | ↗ |
| 69 | 2014 | M. Farooq Kathwari, Chairman of the Board, President and Principal Executive Officer | 1.15M | — | — | — | 1.80M | 58.6K | 3.01M | 0.00% | ↗ |
| 70 | 2014 | Corey Whitely, Executive Vice President, Administration, Principal Financial Officer | 386.5K | 100.5K | — | 132.1K | 49.5K | 1.9K | 670.6K | 19.70% | ↗ |
| 71 | 2014 | David Moore Vice President, Chief Brand Officer | 237.3K | 104.3K | — | 110.1K | 30.7K | 76.00 | 482.4K | 22.81% | ↗ |
| 72 | 2014 | Tracy Paccione, Vice President, Merchandising | 286.5K | 48.7K | — | 55.0K | 36.3K | 1.9K | 428.5K | 12.84% | ↗ |
| 73 | 2014 | Tracy Paccione, Vice President, Accents Merchandising | 286.5K | 48.7K | — | 55.0K | 36.3K | 1.9K | 428.5K | 12.84% | ↗ |
| 74 | 2014 | Eric D. Koster Vice President. General Counsel & Secretary | 250.0K | 52.0K | — | 55.0K | 33.0K | 1.6K | 391.7K | 14.05% | ↗ |
| 75 | 2014 | David R. Callen, Officer (through March 31, 2014) | 223.0K | — | — | 55.0K | — | 1.9K | 279.9K | 19.66% | ↗ |
| 76 | 2013 | M. Farooq Kathwari, Chairman of the Board, President and | 1.15M | — | — | — | 1.73M | 258.3K | 3.14M | 0.00% | ↗ |
| 77 | 2013 | Corey Whitely, Executive Vice President, Administration, Principal Financial Officer | 371.6K | 125.0K | — | 63.3K | — | 1.3K | 561.3K | 11.29% | ↗ |
| 78 | 2013 | Corey Whitely, Executive Vice President, Operations | 371.6K | 125.0K | — | 63.3K | — | 1.3K | 561.3K | 11.29% | ↗ |
| 79 | 2013 | Pamela A. Banks, Vice President, General Counsel and Corporate Secretary | 212.6K | — | — | 9.1K | — | 144.9K | 366.5K | 2.47% | ↗ |
| 80 | 2013 | Tracy Paccione, Vice President, Accents Merchandising | 271.6K | 65.0K | — | 27.2K | — | 1.3K | 365.1K | 7.44% | ↗ |
| 81 | 2013 | Tracy Paccione, Vice President, Merchandising | 271.6K | 65.0K | — | 27.2K | — | 1.3K | 365.1K | 7.44% | ↗ |
| 82 | 2013 | David R. Callen, Officer | 253.7K | 65.0K | — | 13.6K | — | 1.3K | 333.5K | 4.07% | ↗ |
| 83 | 2013 | David R. Callen, Officer (through March 31, 2014) | 253.7K | 65.0K | — | 13.6K | — | 1.3K | 333.5K | 4.07% | ↗ |
| 84 | 2013 | Daniel M. Grow, Vice President, Business Development | 208.7K | 62.0K | — | 28.8K | — | 1.3K | 300.7K | 9.56% | ↗ |
| 85 | 2012 | M. Farooq Kathwari, Chairman of the Board, President and Principal Executive Officer | 1.15M | 1.81M | 2.00M | 1.71M | — | 150.1K | 6.82M | 54.39% | ↗ |
| 86 | 2012 | M. Farooq Kathwari, Chairman of the Board, President and | 1.15M | — | 2.00M | 1.71M | 1.81M | 150.1K | 6.82M | 54.39% | ↗ |
| 87 | 2012 | Corey Whitely, Executive Vice President, Administration, Principal Financial Officer | 344.2K | 100.0K | — | 50.2K | — | 1.2K | 495.6K | 10.13% | ↗ |
| 88 | 2012 | Corey Whitely, Executive Vice President, Operations | 344.2K | 100.0K | — | 50.2K | — | 1.2K | 495.6K | 10.13% | ↗ |
| 89 | 2012 | Lynda W. Stout, Vice President, Retail Division | 247.7K | 70.0K | — | 20.9K | — | 1.2K | 339.8K | 6.15% | ↗ |
| 90 | 2012 | Tracy Paccione, Vice President, Accents Merchandising | 246.0K | 65.0K | — | 25.1K | — | 1.2K | 337.3K | 7.44% | ↗ |
| 91 | 2012 | Tracy Paccione, Vice President, Merchandising | 246.0K | 65.0K | — | 25.1K | — | 1.2K | 337.3K | 7.44% | ↗ |
| 92 | 2012 | David R. Callen, Officer (through March 31, 2014) | 243.3K | 50.0K | — | 16.7K | — | 1.2K | 311.2K | 5.38% | ↗ |
| 93 | 2012 | David R. Callen, Principal Financial Officer | 243.3K | 50.0K | — | 16.7K | — | 1.2K | 311.2K | 5.38% | ↗ |
| 94 | 2012 | David R. Callen, Officer | 243.3K | 50.0K | — | 16.7K | — | 1.2K | 311.2K | 5.38% | ↗ |
| 95 | 2011 | M. Farooq Kathwari, Chairman of the Board, President and | 1.14M | 600.0K | 152.1K | — | — | 77.1K | 1.97M | 7.73% | ↗ |
| 96 | 2011 | M. Farooq Kathwari, Chairman of the Board, President and Principal Executive Officer | 1.14M | 600.0K | 152.1K | — | — | 77.1K | 1.97M | 7.73% | ↗ |
| 97 | 2011 | Corey Whitely, Executive Vice President, Operations | 298.3K | 70.0K | — | — | — | 1.0K | 369.3K | 0.00% | ↗ |
| 98 | 2011 | Lynda W. Stout, Vice President, Retail Division | 228.7K | 40.0K | — | — | — | 1.0K | 269.7K | 0.00% | ↗ |
| 99 | 2011 | David R. Callen, Principal Financial Officer | 228.1K | 35.0K | — | — | — | 1.0K | 264.1K | 0.00% | ↗ |
| 100 | 2011 | David R. Callen, Officer | 228.1K | 35.0K | — | — | — | 1.0K | 264.1K | 0.00% | ↗ |
| 101 | 2011 | Tracy Paccione, Vice President, Merchandising | 211.6K | 50.0K | — | — | — | — | 261.6K | 0.00% | ↗ |
| 102 | 2010 | M. Farooq Kathwari, Chairman of the Board, President and Principal Executive Officer | 1.05M | 150.0K | 374.5K | 630.8K | — | 83.3K | 2.29M | 43.92% | ↗ |
| 103 | 2010 | Corey Whitely, Executive Vice President, Operations | 285.0K | 45.0K | 72.3K | 44.8K | — | 750.00 | 447.8K | 26.14% | ↗ |
| 104 | 2010 | Nora Murphy, Executive Vice President, Style | 285.0K | 20.0K | 28.9K | 31.4K | — | 750.00 | 366.0K | 16.46% | ↗ |
| 105 | 2010 | Lynda W. Stout, Vice President, Retail Division | 218.5K | 25.0K | 36.1K | 22.4K | — | 27.7K | 329.8K | 17.75% | ↗ |
| 106 | 2010 | David R. Callen, Principal Financial Officer | 213.8K | 25.0K | 21.7K | 11.2K | — | 750.00 | 272.4K | 12.07% | ↗ |
| 107 | 2010 | David R. Callen, Officer | 213.8K | 25.0K | 21.7K | 11.2K | — | 750.00 | 272.4K | 12.07% | ↗ |
| 108 | 2010 | Tracy Paccione, Vice President, Merchandising | 185.2K | 30.0K | 28.9K | 22.4K | — | 750.00 | 267.3K | 19.20% | ↗ |
| 109 | 2009 | M. Farooq Kathwari, Chairman of the Board, President and Principal Executive Officer | 1.12M | — | 772.7K | 887.9K | — | 213.8K | 2.99M | 55.48% | ↗ |
| 110 | 2009 | Nora Murphy, Executive Vice President, Style | 295.4K | — | — | 8.6K | — | 500.00 | 304.5K | 2.83% | ↗ |
| 111 | 2009 | Corey Whitely, Executive Vice President, Operations | 295.4K | — | — | 8.6K | — | 500.00 | 304.5K | 2.83% | ↗ |
| 112 | 2009 | Lynda W. Stout, Vice President, Retail Division | 226.5K | — | — | 7.2K | — | 21.3K | 254.9K | 2.81% | ↗ |
| 113 | 2009 | David R. Callen, Officer | 221.5K | — | — | 4.3K | — | 500.00 | 226.3K | 1.90% | ↗ |
| 114 | 2009 | Tracy Paccione, Vice President, Merchandising | 188.5K | — | — | 5.7K | — | 500.00 | 194.8K | 2.95% | ↗ |
| 115 | 2008 | M. Farooq Kathwari, Chairman of the Board, President and Principal Executive Officer | 1.13M | — | 776.6K | 776.6K | — | 165.1K | 4.02M | 38.62% | ↗ |
| 116 | 2008 | Corey Whitely, Executive Vice President, Operations | 281.5K | 70.0K | — | 11.7K | — | 1.3K | 364.6K | 3.21% | ↗ |
| 117 | 2008 | Nora Murphy, Executive Vice President, Style | 278.4K | 65.0K | — | 11.7K | — | 1.3K | 356.4K | 3.29% | ↗ |
| 118 | 2008 | Lynda W. Stout, Vice President, Retail Division | 192.7K | 55.0K | — | 8.8K | — | 1.3K | 257.8K | 3.41% | ↗ |
| 119 | 2008 | David R. Callen, Officer | 147.1K | 30.0K | — | 7.0K | — | — | 184.1K | 3.82% | ↗ |
| 120 | 2008 | David R. Callen, Principal Financial Officer | 147.1K | 30.0K | — | — | — | — | 177.1K | 0.00% | ↗ |
| 121 | 2008 | Jeffrey Hoyt, Former Principal Financial Officer | 72.4K | — | — | 13.6K | — | — | 86.0K | 15.82% | ↗ |
| 122 | 2007 | M. Farooq Kathwari, Chairman of the Board, President and Principal Executive Officer | 1.10M | 168.0K | — | — | — | 161.7K | 1.43M | 0.00% | ↗ |
| 123 | 2007 | Edward Teplitz, Vice President, Retail Division | 250.0K | 115.0K | — | 41.2K | — | 1.3K | 407.5K | 10.10% | ↗ |
| 124 | 2007 | Corey Whitely, Vice President, Operations | 225.0K | 90.0K | — | 18.2K | — | 1.3K | 334.5K | 5.43% | ↗ |
| 125 | 2007 | Corey Whitely, Executive Vice President, Operations | 225.0K | 90.0K | — | 18.2K | — | 1.3K | 334.5K | 5.43% | ↗ |
| 126 | 2007 | Nora Murphy, Executive Vice President, Style | 195.0K | 85.0K | — | 23.3K | — | 1.3K | 304.6K | 7.65% | ↗ |
| 127 | 2007 | Nora Murphy, Vice President, Style | 195.0K | 85.0K | — | 23.3K | — | 1.3K | 304.6K | 7.65% | ↗ |
| 128 | 2007 | Jeffrey Hoyt, Former Principal Financial Officer | 175.0K | 55.0K | — | 15.7K | — | 1.3K | 247.0K | 6.36% | ↗ |
| 129 | 2007 | Jeffrey Hoyt, Principal Financial Officer | 175.0K | 55.0K | — | 15.7K | — | 1.3K | 247.0K | 6.36% | ↗ |
| 130 | 2006 | M. Farooq Kathwari Chairman of the Board, President and Chief Executive Officer | 935.0K | 864.0K | — | — | — | 88.2K | 1.89M | 0.00% | ↗ |
| 131 | 2006 | Edward Teplitz Vice President, Retail Division | 235.0K | 150.0K | — | 1.0K | — | 1.3K | 387.3K | 0.26% | ↗ |
| 132 | 2006 | Corey Whitely Vice President, Operations | 200.0K | 115.0K | — | 1.0K | — | 1.3K | 317.3K | 0.32% | ↗ |
| 133 | 2006 | Nora Murphy Vice President, Style | 185.0K | 85.0K | — | 1.0K | — | 1.3K | 272.3K | 0.37% | ↗ |
| 134 | 2006 | Craig W. Stout Vice President, Case Goods Merchandising | 190.0K | 70.0K | — | 1.0K | — | 1.3K | 262.3K | 0.38% | ↗ |
| 135 | 2005 | M. Farooq Kathwari Chairman of the Board, President and Chief Executive Officer | 914.0K | 663.0K | 373.0K | 200.0K | — | 70.3K | 2.22M | 25.81% | ↗ |
| 136 | 2005 | Edward Teplitz Vice President and General Manager, Retail Division | 231.2K | 135.0K | — | 2.5K | — | 1.0K | 369.7K | 0.68% | ↗ |
| 137 | 2005 | Edward Teplitz Vice President, Retail Division | 231.2K | 135.0K | — | 2.5K | — | 1.0K | 369.7K | 0.68% | ↗ |
| 138 | 2005 | Corey Whitely Vice President, Operations | 176.3K | 100.0K | — | 2.5K | — | 1.0K | 279.8K | 0.89% | ↗ |
| 139 | 2005 | Nora Murphy Vice President, Style | 174.0K | 80.0K | — | 2.5K | — | 1.0K | 257.5K | 0.97% | ↗ |
| 140 | 2005 | Craig W. Stout Vice President, Case Goods Merchandising | 190.0K | 60.0K | — | 2.0K | — | 1.0K | 253.0K | 0.79% | ↗ |
| 141 | 2005 | Craig W. Stout Vice President, Design and Product Development | 190.0K | 60.0K | — | 2.0K | — | 1.0K | 253.0K | 0.79% | ↗ |
| 142 | 2004 | M. Farooq Kathwari Chairman of the Board, President and Chief Executive Officer | 873.8K | 1.07M | 366.6K | 400.0K | — | 429.4K | 3.14M | 24.39% | ↗ |
| 143 | 2004 | Edward Teplitz Vice President, Retail Division | 225.0K | 135.0K | — | 4.0K | — | 1.0K | 365.0K | 1.10% | ↗ |
| 144 | 2004 | Edward Teplitz Vice President and General Manager, Retail Division | 225.0K | 135.0K | — | 4.0K | — | 1.0K | 365.0K | 1.10% | ↗ |
| 145 | 2004 | Craig W. Stout Vice President, Design and Product Development | 186.3K | 55.0K | — | 1.5K | — | 1.0K | 243.8K | 0.62% | ↗ |
| 146 | 2004 | Craig W. Stout Vice President, Case Goods Merchandising | 186.3K | 55.0K | — | 1.5K | — | 1.0K | 243.8K | 0.62% | ↗ |
| 147 | 2004 | Nora Murphy Vice President, Style | 163.0K | 70.0K | — | 2.0K | — | 1.0K | 236.0K | 0.85% | ↗ |
| 148 | 2004 | Donald Garrett Vice President and General Manager, Case Goods Division | 166.3K | 60.0K | — | 1.5K | — | 1.0K | 228.8K | 0.66% | ↗ |
| 149 | 2004 | Corey Whitely Vice President, Operations | 166.8K | 50.0K | — | 1.5K | — | 1.0K | 219.3K | 0.68% | ↗ |
| 150 | 2003 | M. Farooq Kathwari Chairman of the Board, President and Chief Executive Officer | 850.0K | 1.10M | 367.8K | 600.0K | — | 32.5K | 2.95M | 32.80% | ↗ |
| 151 | 2003 | M. Farooq Kathwari Chairman of the Board of Directors, President and Chief Executive Officer | 850.0K | 1.10M | 10.5K | 600.0K | — | 32.5K | 2.59M | 23.54% | ↗ |
| 152 | 2003 | Edward Teplitz General Manager and Vice President, Retail Division | 197.1K | 125.0K | — | 7.0K | — | 1.0K | 330.1K | 2.12% | ↗ |
| 153 | 2003 | Edward Teplitz Vice President and General Manager, Retail Division | 197.1K | 125.0K | — | 7.0K | — | 1.0K | 330.1K | 2.12% | ↗ |
| 154 | 2003 | Craig W. Stout Vice President, Design and Product Development | 185.0K | 80.0K | — | 1.5K | — | 1.0K | 267.5K | 0.56% | ↗ |
| 155 | 2003 | Sandra Lamenza Vice President Marketing, Retail Division | 204.2K | 35.0K | — | 7.0K | — | 1.0K | 247.2K | 2.83% | ↗ |
| 156 | 2003 | Nora Murphy Vice President, Style | 157.3K | 60.0K | — | 3.5K | — | — | 220.8K | 1.59% | ↗ |
| 157 | 2003 | Corey Whitely Vice President, Operations | 165.0K | 45.0K | — | 1.5K | — | 1.0K | 212.5K | 0.71% | ↗ |
| 158 | 2003 | Donald Garrett Vice President and General Manager, Case Goods Division | 137.3K | 52.0K | — | 2.0K | — | 1.0K | 192.3K | 1.04% | ↗ |
| 159 | 2002 | M. Farooq Kathwari Chairman of the Board of Directors, President and Chief Executive Officer | 770.6K | 1.58M | — | — | — | 19.9K | 2.37M | 0.00% | ↗ |
| 160 | 2002 | M. Farooq Kathwari Chairman of the Board, President and Chief Executive Officer | 770.6K | 1.58M | — | — | — | 19.9K | 2.37M | 0.00% | ↗ |
| 161 | 2002 | Sandra Lamenza Vice President Marketing, Retail Division | 190.8K | 105.0K | — | 3.0K | — | 1.0K | 299.8K | 1.00% | ↗ |
| 162 | 2002 | Craig W. Stout Vice President, Design and Product Development | 185.0K | 85.0K | — | 1.5K | — | 1.0K | 272.5K | 0.55% | ↗ |
| 163 | 2002 | Edward Teplitz General Manager and Vice President, Retail Division | 144.7K | 100.0K | — | 7.0K | — | — | 251.7K | 2.78% | ↗ |
| 164 | 2002 | Edward Teplitz Vice President and General Manager, Retail Division | 144.7K | 100.0K | — | 7.0K | — | — | 251.7K | 2.78% | ↗ |
| 165 | 2002 | Nora Murphy Vice President, Style | 112.5K | 60.0K | — | 3.5K | — | — | 176.0K | 1.99% | ↗ |
| 166 | 2002 | Donald Garrett Vice President and General Manager, Case Goods Division | 106.3K | 55.0K | — | 3.0K | — | 1.0K | 165.3K | 1.81% | ↗ |
| 167 | 2001 | M. Farooq Kathwari Chairman of the Board of Directors, President and Chief Executive Officer | 747.8K | 1.64M | 12.0K | — | — | 404.4K | 2.81M | 0.43% | ↗ |
| 168 | 2001 | Craig W. Stout Vice President, Design and Product Development | 180.7K | 70.0K | — | — | — | 1.0K | 251.7K | 0.00% | ↗ |
| 169 | 2001 | Sandra Lamenza Vice President Marketing, Retail Division | 180.7K | 70.0K | — | — | — | 1.0K | 251.7K | 0.00% | ↗ |
Proxy statements
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Farooq Kathwari | Chairman of the Board, President & Chief Executive Officer | 2M | male |
| Amy Phillips | Executive Vice President of Retail Division | 638.0K | female |
| Matthew J. McNulty | Chief Financial Officer, Senior Vice President & Treasurer | 505.1K | male |
| Douglas H. Diefenbach | Senior Vice President of Business Development | 341.6K | male |
| Catherine A. Plaisted | Senior Vice President of Marketing | 311.1K | female |
| Ginger Triscele | Corporate Secretary | — | — |
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Community Opinion for ETD
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

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