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Willamette Valley Vineyards, Inc. (WVVI)

USD2.73 +0.02 (+0.74%)
US NASDAQ Consumer Defensive Beverages - Wineries & Distilleries
Address 8800 Enchanted Way, SE 97392
Turner, OR, US
CEO Michael Osborn
Website wvv.com
IPO 1994-09-14
CIK 838875 ISIN US9691361003

Explore sections of this company profile

Also trades on NASDAQ Capital Market · WVVI (USD) NASDAQ Capital Market · WVVIP (USD)
Description

Willamette Valley Vineyards, Inc. is a wine producer and vendor, distributing its products across both domestic U.S. and international markets. The company cultivates and vends an extensive array of wines under several distinct brands. Its flagship "Willamette Valley Vineyards" label showcases prominent varietals like Pinot Noir, Chardonnay, Pinot Gris, Pinot Blanc, Sauvignon Blanc, Gruner Veltliner, and Riesling, along with sparkling options including Rose, Brut, Brut Rose, and Blanc de Blancs. The "Tualatin Estate Vineyards" brand provides a Semi-Sparkling Muscat. Under the "Griffin Creek" marque, the portfolio expands to include Syrah, Merlot, Cabernet Sauvignon, Grenache, Cabernet Franc, Tempranillo, Malbec, Viognier, and their signature "The Griffin" blend. The "Oregon Cellars" label offers its unique Oregon Blossom. Furthermore, selections such as Pinot Noir and Chardonnay are found under the "Elton" label; Chrysologue, Merlot, and Cabernet Sauvignon under "Pambrun"; and a collection of Syrahs (Frontiere, Graviére, Voyageur), a Rose (Lisette), Grenache (Bourgeois), and Viognier (Voltigeur) are featured by "Maison Bleue." Additionally, specific wines are offered under the "Natoma" and "Metis" designations. The company manages roughly 1,018 acres of land through both ownership and leasing agreements. Marketing and sales efforts are conducted through multiple channels, including direct-to-consumer interactions at their winery and via mailing lists, in addition to wider distribution networks involving distributors and wine brokers. Established in 1983, Willamette Valley Vineyards, Inc. maintains its principal office in Turner, Oregon.

News Sentiment (7d)
34 Negative

Based on only 1 article — low confidence

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD2.73 +0.02 (+0.74%)
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Volume Profile
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Liquidity & share structure
Average Volume
6.5K
Beta
0.19
Float Shares
4.11M
Free Float %
82.5%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-4.50% -10.17% +3.52% +2.72% -3.98% -13.11% -55.16% -55.46% -82.09% -62.91% -47.00%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Price Targets & DCF
Current price
2.73
DCF (Unlevered) 5,519.00 +202,061.2%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM)
Rating 2024-11 Change
Strong Buy 0 0
Buy 0 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
0.97
Distress
Piotroski F-Score
0 / 9
Weak
MOAT Score
2 / 10
No MOAT
Composite Rating
B-
Overall Score
3 / 5
Medium
DCF Score
5 / 5
High
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
2 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
5 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Beverages - Wineries & Distilleries: -2.7%
    +53.7% Q1'26: -100.0% (vs Q1'25)
  • EPS growth Beverages - Wineries & Distilleries: -4.2%
    -33.3% Q1'26: +7.7% (vs Q1'25)
  • FCF margin FCF growth · Beverages - Wineries & Distilleries: +19.1%
    -18.5%
  • EBIT margin Beverages - Wineries & Distilleries: +16.0%
    -3.9%
  • ROIC Beverages - Wineries & Distilleries: +6.4%
    Q1'26: +0.0% (vs Q1'25)
  • Share dilution Beverages - Wineries & Distilleries: +0.0%
    +0.1% Q1'26: +0.3% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Beverages - Wineries & Distilleries: -0.29×
    16.78× Q1'26: -5.40× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.20) × ERP
WACC = 31% × Ke + 69% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 5,629.75 Current price: 2.73
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-05-08 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-05-07 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-05-06 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-05-05 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-05-04 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-05-01 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-30 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-29 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-28 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-27 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-24 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-23 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-22 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-21 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-20 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-17 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-16 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-2.95B
OE per share TTM
-592.78
Owner's Yield
-21,346.54%
Maintenance CapEx ratio
60,532.55%
Maint CapEx / Avg PPE
27,665.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
6
Total invested
35.7K
Insider transactions (90d)
0
Beneficial owners (>5%)
1
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Carl D. Thoma 255.9K 5.20% 255.9K 255.9K IN United States 2012-06-11

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
6
-32 vs prev Q
New positions
0
Closed positions
32
Increased
1
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 EP WEALTH ADVISORS, LLC 15.8K +15.8K (+100.0%) 48.17M +48.2M (+100.0%) 0.32% +0.318 pp 0.00% +0.000 pp USD3.05 +0.0% 1 qtrs NEW
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 342.4K +342.0K (+108,584.8%) 3.63M +3.6M (+322,476.4%) 6.90% +6.890 pp 0.00% +0.002 pp USD3.05 +0.0% 32 qtrs
3 VANGUARD GROUP INC 224.8K +— (+0.0%) 685.7K -132.6K (-16.2%) 4.53% +0.000 pp 0.00% +0.000 pp USD10.74 -71.6% 48 qtrs
4 RENAISSANCE TECHNOLOGIES LLC 68.7K -3.5K (-4.9%) 209.4K -48.2K (-18.7%) 1.38% -0.071 pp 0.00% +0.000 pp USD7.83 -61.0% 50 qtrs
5 NEXT CAPITAL MANAGEMENT LLC 54.8K +— (+0.0%) 167.1K -32.3K (-16.2%) 1.10% +0.000 pp 0.05% -0.013 pp USD6.89 -55.7% 29 qtrs
6 GEODE CAPITAL MANAGEMENT, LLC 38.0K +823.0 (+2.2%) 115.9K -19.4K (-14.4%) 0.77% +0.017 pp 0.00% +0.000 pp USD10.74 -71.6% 19 qtrs
7 DIMENSIONAL FUND ADVISORS LP 31.3K -1.1K (-3.5%) 95.5K -22.6K (-19.1%) 0.63% -0.023 pp 0.00% +0.000 pp USD10.57 -71.1% 31 qtrs
8 CITADEL ADVISORS LLC 20.7K +20.7K (+100.0%) 63.1K +63.1K (+100.0%) 0.42% +0.417 pp 0.00% +0.000 pp USD3.05 +0.0% 1 qtrs NEW
9 20.5K -2.5K (-10.9%) 62.5K -19.6K (-23.9%) 0.41% -0.050 pp 0.04% -0.007 pp USD3.57 -14.6% 2 qtrs
10 GABELLI FUNDS LLC 20.0K +— (+0.0%) 61.0K -10.4K (-14.6%) 0.40% +0.000 pp 0.00% 0.000 pp USD3.34 -8.7% 64 qtrs
11 CLEARVIEW WEALTH ADVISORS LLC 15.6K +98.0 (+0.6%) 47.6K -8.9K (-15.7%) 0.31% +0.002 pp 0.03% -0.006 pp USD6.35 -52.0% 21 qtrs
12 CREATIVE PLANNING 15.6K +— (+0.0%) 47.6K -9.2K (-16.2%) 0.31% +0.000 pp 0.00% +0.000 pp USD7.42 -58.9% 16 qtrs
13 JAMES INVESTMENT RESEARCH INC 12.9K +— (+0.0%) 39.4K -6.7K (-14.6%) 0.26% +0.000 pp 0.00% -0.001 pp USD6.94 -56.1% 43 qtrs
14 NEWEDGE ADVISORS, LLC 12.9K +— (+0.0%) 39.4K -6.7K (-14.6%) 0.26% +0.000 pp 0.00% 0.000 pp USD6.27 -51.4% 15 qtrs
15 PRICE T ROWE ASSOCIATES INC /MD/ 10.9K +— (+0.0%) 34.0K -6.0K (-15.0%) 0.22% +0.000 pp 0.00% +0.000 pp USD3.26 -6.4% 59 qtrs
16 BLACKROCK, INC. 10.9K +450.0 (+4.3%) 33.3K -4.1K (-10.9%) 0.22% +0.009 pp 0.00% +0.000 pp USD5.39 -43.4% 3 qtrs
17 STATE STREET CORP 10.7K +— (+0.0%) 32.6K -6.3K (-16.2%) 0.22% +0.000 pp 0.00% +0.000 pp USD13.53 -77.5% 19 qtrs
18 WELLS FARGO & COMPANY/MN 9.7K +2.2K (+29.3%) 29.6K +2.8K (+10.5%) 0.20% +0.044 pp 0.00% +0.000 pp USD4.72 -35.4% 57 qtrs
19 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 4.8K -275.0 (-5.4%) 14.6K -3.5K (-19.2%) 0.10% -0.006 pp 0.00% +0.000 pp USD4.19 -27.2% 11 qtrs
20 NATIONAL BANK OF CANADA /FI/ 2.1K +1.0K (+90.9%) 6.3K +2.5K (+66.0%) 0.04% +0.020 pp 0.00% +0.000 pp USD5.95 -48.7% 16 qtrs
21 MORGAN STANLEY 1.9K -4.0K (-67.2%) 5.9K -15.1K (-72.0%) 0.04% -0.080 pp 0.00% +0.000 pp USD6.26 -51.3% 49 qtrs
22 BANK OF AMERICA CORP /DE/ 1.7K +107.0 (+6.7%) 5.2K -508.0 (-8.9%) 0.03% +0.002 pp 0.00% +0.000 pp USD10.71 -71.5% 50 qtrs
23 TOWER RESEARCH CAPITAL LLC (TRC) 1.3K +117.0 (+9.8%) 4.0K -263.0 (-6.2%) 0.03% +0.002 pp 0.00% +0.000 pp USD4.74 -35.7% 20 qtrs
24 JONES FINANCIAL COMPANIES LLLP 1.2K +— (+0.0%) 3.6K -487.0 (-11.8%) 0.02% +0.000 pp 0.00% +0.000 pp USD4.44 -31.3% 5 qtrs
25 ALLWORTH FINANCIAL LP 1.1K +200.0 (+22.8%) 3.3K +92.0 (+2.9%) 0.02% +0.004 pp 0.00% +0.000 pp USD4.83 -36.9% 16 qtrs
26 UBS GROUP AG 826.00 -240.0 (-22.5%) 2.5K -1.3K (-33.8%) 0.02% -0.005 pp 0.00% +0.000 pp USD5.55 -45.0% 8 qtrs
27 CLARITY ASSET MANAGEMENT, INC. 700.00 +— (+0.0%) 2.1K -364.0 (-14.6%) 0.01% +0.000 pp 0.00% 0.000 pp USD5.36 -43.1% 9 qtrs
28 FARTHER FINANCE ADVISORS, LLC 436.00 +— (+0.0%) 1.3K -226.0 (-14.5%) 0.01% +0.000 pp 0.00% +0.000 pp USD5.82 -47.6% 4 qtrs
29 US BANCORP \DE\ 400.00 +— (+0.0%) 1.2K -208.0 (-14.6%) 0.01% +0.000 pp 0.00% +0.000 pp USD6.60 -53.8% 20 qtrs
30 CWM, LLC 406.00 +— (+0.0%) 1.0K +— (+0.0%) 0.01% +0.000 pp 0.00% +0.000 pp USD5.94 -48.7% 4 qtrs
31 ROYAL BANK OF CANADA 401.00 +401.0 (+100.0%) 1.0K +1.0K (+100.0%) 0.01% +0.008 pp 0.00% +0.000 pp USD3.05 +0.0% 4 qtrs
32 PARALLEL ADVISORS, LLC 300.00 +— (+0.0%) 915.00 -163.0 (-15.1%) 0.01% +0.000 pp 0.00% +0.000 pp USD6.15 -50.4% 37 qtrs
33 WOLFF WIESE MAGANA LLC 144.00 +— (+0.0%) 440.00 -85.0 (-16.2%) 0.00% +0.000 pp 0.00% 0.000 pp USD6.37 -52.1% 21 qtrs
34 SBI SECURITIES CO., LTD. 134.00 +21.0 (+18.6%) 409.00 +6.0 (+1.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.78 -19.3% 5 qtrs
35 SRS CAPITAL ADVISORS, INC. 100.00 +— (+0.0%) 305.00 -59.0 (-16.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD9.97 -69.4% 19 qtrs
36 FINANCIALLY SPEAKING INC 100.00 +— (+0.0%) 305.00 -59.0 (-16.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD5.55 -45.0% 5 qtrs
37 ATLANTIC EDGE PRIVATE WEALTH MANAGEMENT, LLC 100.00 +— (+0.0%) 305.00 -59.0 (-16.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD5.36 -43.1% 9 qtrs
38 ADVISOR GROUP HOLDINGS, INC. -300.0 (-100.0%) -1.4K (-100.0%) 0.00% -0.006 pp 0.00% +0.000 pp USD 24 qtrs SOLD
39 ADVISORY SERVICES NETWORK, LLC -49.0 (-100.0%) -175.0 (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 2 qtrs SOLD
40 FREEGULLIVER LLC -102.6K (-100.0%) -373.4K (-100.0%) 0.00% -2.066 pp 0.00% -0.166 pp USD 4 qtrs SOLD
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP -10.7K (-100.0%) -39.1K (-100.0%) 0.00% -0.216 pp 0.00% +0.000 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 14 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Vanguard Extended Market ETF VXF 0.00% 132.7K 0.05%
2 U.S. Micro Cap Portfolio ETF DFMC 0.00% 10.9K 0.43%
3 Dimensional - US Targeted Value ETF DFAT 0.00% 7.2K 0.28%
4 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 2.4K 0.17%
5 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 862.94 0.03%
6 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 175.01 0.17%
7 Vanguard Total Stock Market ETF VTI 0.00% 405.0K 0.03%
8 Vanguard All-Equity ETF Portfolio VEQT.TO 0.00% 887.14 0.22%
9 Vanguard Growth ETF Portfolio VGRO.TO 0.00% 483.06 0.22%
10 Vanguard Balanced ETF Portfolio VBAL.TO 0.00% 195.17 0.22%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
5
Sells
0
Shares acquired
6.1K
Shares disposed
Cash buys
5.00
Cash sales
Net activity
+6,121
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2025-12-11 Osborn Michael Jordan Officer P-Purchase A Common Stock 893 2.91 2.6K 5,000 D
2025-12-10 Osborn Michael Jordan Officer P-Purchase A Common Stock 500 2.95 1.5K 2,500 D
2025-11-24 TUREL STANLEY G Director P-Purchase A Common Stock 100 2.61 261.00 20,427 D
2025-11-21 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 621 2.54 1.6K 374,501 D
2025-08-25 TUREL STANLEY G Director P-Purchase A Common Stock 250 4.35 1.1K 18,427 D
2025-08-22 TUREL STANLEY G Director P-Purchase A Common Stock 1,000 4.10 4.1K 18,177 D
2025-08-22 Osborn Michael Jordan Officer P-Purchase A Common Stock 500 4.14 2.1K 1,500 D
2025-08-21 Osborn Michael Jordan Officer P-Purchase A Common Stock 1,000 4.42 4.4K 1,000 D
2025-08-17 Osborn Michael Jordan Officer A-Award A Common Stock 15,000 0.00 20,000 D
2025-05-19 Osborn Michael Jordan Officer 0 0.00 0
2025-01-10 ROSE SARAH ALICE Director P-Purchase A Common Stock 3,893 3.71 14.4K 5,000 D
2024-12-23 TUREL STANLEY G Director P-Purchase A Common Stock 1,489 3.28 4.9K 16,827 D
2024-12-19 TUREL STANLEY G Director P-Purchase A Common Stock 7 3.26 22.82 15,338 D
2024-08-22 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 408 3.70 1.5K 370,380
2024-08-21 TUREL STANLEY G Director P-Purchase A Common Stock 2,000 3.75 7.5K 15,327
2024-08-21 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 1,936 3.70 7.2K 369,972
2024-08-20 TUREL STANLEY G Director P-Purchase A Common Stock 135 3.75 506.25 13,327
2024-08-16 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 158 3.70 584.60 368,036
2024-08-15 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 200 3.70 740.00 367,880
2024-07-10 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 1,278 3.90 5.0K 365,980
2024-07-09 TUREL STANLEY G Director P-Purchase A Common Stock 960 3.85 3.7K 13,192
2024-06-20 TUREL STANLEY G Director P-Purchase A Common Stock 40 3.85 154.00 12,232
2024-06-18 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 2,500 3.92 9.8K 364,702
2024-06-05 SPENCER ELIZABETH Director 0 0.00 0
2023-06-20 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 6,588 5.85 38.5K 362,202
2023-06-16 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 112 5.85 655.20 355,614
2022-07-16 ROSE SARAH ALICE Director 0 0.00 0
2022-07-16 PEPPER DAY CARA Director I Common Stock 0 0.00 2,000
2021-10-11 BERNAU JAMES W Director / Officer S-Sale D Common Stock 6,641 13.53 89.9K 355,502
2021-10-08 BERNAU JAMES W Director / Officer S-Sale D Common Stock 14,330 12.77 183.0K 362,143
2021-09-01 BERNAU JAMES W Director / Officer S-Sale D Common Stock 448 12.75 5.7K 376,473
2021-08-31 BERNAU JAMES W Director / Officer S-Sale D Common Stock 4,616 12.75 58.9K 376,921
2021-08-30 BERNAU JAMES W Director / Officer S-Sale D Common Stock 558 12.75 7.1K 381,537
2021-08-26 BERNAU JAMES W Director / Officer S-Sale D Common Stock 4,076 12.75 52.0K 382,095
2021-08-25 BERNAU JAMES W Director / Officer S-Sale D Common Stock 249 12.75 3.2K 386,171
2021-08-23 BERNAU JAMES W Director / Officer S-Sale D Common Stock 2,053 12.75 26.2K 386,420
2021-05-26 BERNAU JAMES W Director / Officer S-Sale D Common Stock 600 14.01 8.4K 405,673
2021-05-18 BERNAU JAMES W Director / Officer S-Sale D Common Stock 800 13.76 11.0K 421,140
2021-05-04 TUREL STANLEY G Director S-Sale D COMMON STOCK 1,000 13.91 13.9K 14,192
2021-02-05 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 947 7.00 6.6K 422,743
2021-01-25 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 360 6.74 2.4K 420,667
2021-01-22 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 312 6.61 2.1K 419,567
2021-01-12 BERNAU JAMES W Director / Officer P-Purchase A Common Stock 729 6.32 4.6K 419,255
2020-03-23 TUREL STANLEY G Director P-Purchase A Common Stock 1,000 4.67 4.7K 15,192
2019-09-16 FERRY JOHN ALPHONSUS 0 0.00 0
2019-09-07 COPLAND LESLIE J 0 0.00 0
2019-04-11 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 500 7.05 3.5K 430,415
2019-04-10 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 46 7.10 326.60 431,204
2019-04-09 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 271 7.10 1.9K 431,626
2019-04-08 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 1 7.10 7.10 431,897
2019-04-05 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 627 7.10 4.5K 431,898
2019-04-03 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 1 7.10 7.10 432,525
2019-04-02 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 400 7.10 2.8K 432,526
2018-09-19 GOWARD RICHARD F. JR. Officer P-Purchase A Common Stock 120 7.95 954.00 620
2018-07-13 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 120 8.30 996.00 432,926
2018-07-12 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 3,138 8.30 26.0K 433,046
2018-07-09 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 129 8.30 1.1K 436,184
2018-07-06 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 100 8.34 834.00 437,532
2018-06-22 WESTING HEATHER Director P-Purchase A Common Stock 3,000 8.23 24.7K 4,700
2018-06-22 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 3,882 8.25 32.0K 440,705
2018-06-19 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 117 8.25 965.25 444,587
2018-06-18 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 207 8.25 1.7K 444,704
2018-06-15 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 7,686 8.25 63.4K 444,911
2018-06-13 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 3,855 8.25 31.8K 452,597
2018-06-12 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 926 8.25 7.6K 456,452
2018-06-11 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 175 8.25 1.4K 457,378
2018-06-08 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 347 8.25 2.9K 457,553
2018-06-06 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 6,404 8.25 52.8K 457,900
2018-05-29 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 500 8.31 4.2K 465,205
2018-01-17 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 6,619 8.00 53.0K 465,705
2018-01-16 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 100 8.04 804.00 476,849
2017-11-30 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 6,587 8.25 54.3K 478,205
2017-11-29 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 455 8.25 3.8K 484,792
2017-11-28 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 1,089 8.25 9.0K 485,247
2017-11-27 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 333 8.31 2.8K 488,848
2017-10-10 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 100 8.00 800.00 489,481
2017-10-09 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 694 8.00 5.6K 489,581
2017-10-06 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 676 8.00 5.4K 490,275
2017-10-02 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 210 8.00 1.7K 493,371
2017-08-30 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 607 8.01 4.9K 493,581
2017-08-29 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 891 8.01 7.1K 494,188
2017-08-28 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 126 8.01 1.0K 496,519
2017-08-25 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 3,881 8.01 31.1K 496,745
2017-08-24 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 100 8.00 800.00 500,626
2017-08-23 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 1,199 8.01 9.6K 502,297
2017-08-22 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 200 8.03 1.6K 504,099
2017-08-21 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 106 8.05 853.60 504,299
2017-08-18 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 3,800 8.09 30.7K 504,405
2017-07-01 TUREL STANLEY G Director P-Purchase A Preferred Stock 1,050 4.35 4.6K 1,050
2017-07-01 Smith Craig Alan Director P-Purchase A Preferred Stock 2,300 4.35 10.0K 4,105
2017-07-01 Ellis James L Director P-Purchase A Preferred Stock 350 4.35 1.5K 650
2017-06-26 TUREL STANLEY G Director S-Sale D Common Stock 2,292 8.00 18.3K 14,192
2017-06-23 TUREL STANLEY G Director S-Sale D Common Stock 208 8.00 1.7K 16,484
2017-02-28 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 6,000 3.09 18.5K 508,205
2016-11-18 WESTING HEATHER Director P-Purchase A Common Stock 1,500 8.15 12.2K 1,700
2016-10-11 WESTING HEATHER Director P-Purchase A Common Stock 189 8.00 1.5K 200
2016-10-10 WESTING HEATHER Director P-Purchase A Common Stock 11 8.00 88.00 11
2016-07-06 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 1,200 8.00 9.6K 490,031
2016-07-05 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 100 8.30 830.00 493,131
2016-06-23 BERNAU JAMES W Director / Officer / 10% Owner S-Sale D Common Stock 200 8.33 1.7K 504,535
2016-06-22 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney D Stock Option 19,157 3.24 62.2K 0
2016-05-26 Ellis James L Director S-Sale D Common Stock 10,000 7.14 71.4K 19,865
2016-04-11 Ellis James L Director S-Sale D Common Stock 622 7.00 4.4K 29,865
2016-04-07 Ricci Jonathan J Director P-Purchase A Common Stock 715 6.99 5.0K 715
2016-04-07 Ellis James L Director S-Sale D Common Stock 112 7.00 784.00 30,487
2016-04-06 Ellis James L Director S-Sale D Common Stock 520 7.00 3.6K 30,599
2016-04-05 Ellis James L Director S-Sale D Common Stock 50 7.00 350.00 31,129
2016-04-04 Ellis James L Director S-Sale D Common Stock 1,141 7.00 8.0K 31,179
2016-04-01 Ellis James L Director S-Sale D Common Stock 899 7.00 6.3K 32,320
2016-03-31 Ellis James L Director S-Sale D Common Stock 100 7.00 700.00 33,219
2016-03-30 Ellis James L Director S-Sale D Common Stock 1 7.04 7.04 33,319
2016-03-21 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 30,843 3.24 100.1K 502,577
2016-03-15 WESTING HEATHER Director D Series A Redeemable Preferred Stock 0 0.00 1,205
2016-03-15 Ricci Jonathan J Director D 0 0.00 0
2016-02-10 Ellis James L Director S-Sale D Common Stock 1 7.05 7.05 33,320
2016-02-09 Ellis James L Director S-Sale D Common Stock 26 7.05 183.30 33,321
2016-02-05 Ellis James L Director S-Sale D Common Stock 200 7.05 1.4K 33,347
2016-02-04 Ellis James L Director S-Sale D Common Stock 1,302 7.05 9.2K 33,547
2016-02-04 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 2,000 3.24 6.5K 471,734
2016-02-03 Ellis James L Director S-Sale D Common Stock 200 7.05 1.4K 34,849
2016-02-02 Ellis James L Director S-Sale D Common Stock 460 7.05 3.2K 35,049
2016-02-01 Ellis James L Director S-Sale D Common Stock 540 7.05 3.8K 35,509
2016-01-29 Ellis James L Director S-Sale D Common Stock 1,900 7.05 13.4K 36,049
2016-01-28 Ellis James L Director S-Sale D Common Stock 100 7.05 705.00 38,523
2016-01-27 Ellis James L Director S-Sale D Common Stock 876 7.00 6.1K 38,623
2016-01-26 Ellis James L Director S-Sale D Common Stock 550 7.00 3.9K 39,499
2016-01-15 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney D Stock Option 2,000 3.24 6.5K 52,000
2016-01-14 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 2,000 3.24 6.5K 467,734
2015-12-19 BERNAU JAMES W Director / Officer / 10% Owner J-Other A Preferred Stock 600 0.00 600
2015-12-15 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 2,000 3.24 6.5K 465,734
2015-12-09 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 2,000 3.24 6.5K 463,734
2015-12-08 Ellis James L Director X-InTheMoney A Common Stock 14,000 5.00 70.0K 40,049
2015-12-03 Ellis James L Director S-Sale D Common Stock 1,762 7.05 12.4K 26,051
2015-12-02 Ellis James L Director S-Sale D Common Stock 98 7.10 695.80 27,813
2015-11-30 TUREL STANLEY G Director X-InTheMoney A Common Stock 12,000 5.00 60.0K 26,692
2015-11-30 Ellis James L Director S-Sale D Common Stock 1,900 7.10 13.5K 28,911
2015-11-25 Ellis James L Director S-Sale D Common Stock 4,000 7.00 28.0K 30,811
2015-11-25 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 2,000 3.24 6.5K 461,734
2015-11-18 Ellis James L Director S-Sale D Common Stock 2 7.85 15.70 34,811
2015-11-17 Ellis James L Director S-Sale D Common Stock 202 7.85 1.6K 34,813
2015-11-16 Ellis James L Director S-Sale D Common Stock 2,000 7.82 15.6K 36,049
2015-10-29 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 4,000 3.24 13.0K 459,734
2015-10-19 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney D Stock Option 2,000 3.24 6.5K 66,000
2015-10-08 Ellis James L Director S-Sale D Common Stock 600 6.76 4.1K 38,049
2015-10-07 Ellis James L Director S-Sale D Common Stock 2,234 6.76 15.1K 40,015
2015-10-06 Ellis James L Director S-Sale D Common Stock 71 6.85 486.35 42,249
2015-10-06 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 2,000 3.24 6.5K 453,734
2015-10-05 Ellis James L Director S-Sale D Common Stock 25 6.85 171.25 42,578
2015-10-02 Ellis James L Director S-Sale D Common Stock 397 6.85 2.7K 42,603
2015-10-01 Smith Craig Alan Director P-Purchase A Preferred Stock 1,205 4.15 5.0K 1,205
2015-10-01 Sarles Christopher L Director P-Purchase A Preferred Stock 1,205 4.15 5.0K 1,205
2015-10-01 O BRIEN BETTY M Director P-Purchase A Preferred Stock 1,205 4.15 5.0K 1,205
2015-10-01 GOWARD RICHARD F. JR. Officer P-Purchase A Preferred Stock 1,205 4.15 5.0K 1,205
2015-10-01 Ellis James L Director S-Sale D Common Stock 900 6.75 6.1K 43,725
2015-10-01 BERNAU JAMES W Director / Officer / 10% Owner P-Purchase A Preferred Stock 2,410 4.15 10.0K 2,410
2015-09-30 Ellis James L Director S-Sale D Common Stock 375 6.75 2.5K 44,625
2015-09-23 Ellis James L Director S-Sale D Common Stock 1,480 6.76 10.0K 45,000
2015-09-18 Ellis James L Director S-Sale D Common Stock 300 6.80 2.0K 46,480
2015-09-16 Ellis James L Director S-Sale D Common Stock 105 6.81 715.05 47,080
2015-09-14 Ellis James L Director S-Sale D Common Stock 115 7.00 805.00 47,185
2015-09-09 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 2,000 3.24 6.5K 451,734
2015-09-08 Ellis James L Director S-Sale D Common Stock 900 6.89 6.2K 47,400
2015-09-03 Ellis James L Director S-Sale D Common Stock 1,000 6.80 6.8K 48,300
2015-08-25 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 2,000 3.24 6.5K 449,734
2015-08-12 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 2,000 3.24 6.5K 447,734
2015-07-27 Ellis James L Director X-InTheMoney A Common Stock 37,000 3.76 139.1K 49,300
2015-07-27 BERNAU JAMES W Director / Officer / 10% Owner X-InTheMoney A Common Stock 2,000 3.24 6.5K 445,734
2015-07-14 Ellis James L Director X-InTheMoney D Option 5,000 3.76 18.8K 51,000
2015-07-08 BERNAU JAMES W Director / Officer / 10% Owner A-Award A Common Stock 2,000 3.24 6.5K 443,734
2015-06-26 BERNAU JAMES W Director / Officer / 10% Owner A-Award A Common Stock 1,000 6.99 7.0K 441,734
2015-06-25 O BRIEN BETTY M Director X-InTheMoney D Option 4,000 3.76 15.0K 14,000
2015-04-02 Ellis James L Director X-InTheMoney D Option 4,000 3.76 15.0K 56,000
2015-03-31 Ellis James L Director S-Sale D Common Stock 3,000 6.10 18.3K 3,300
2015-02-10 Ellis James L Director X-InTheMoney D Option 4,000 3.76 15.0K 60,000
2015-01-20 Ellis James L Director S-Sale D Common Stock 4,000 5.80 23.2K 6,300
2015-01-01 Sarles Christopher L Director D 0 0.00 0
2014-12-16 O BRIEN BETTY M Director X-InTheMoney A Option 4,000 2.99 12.0K 18,000
2014-11-18 Ellis James L Director X-InTheMoney D Option 3,458 2.99 10.3K 68,000
2014-10-13 TUREL STANLEY G Director S-Sale D Common Stock 2,000 5.26 10.5K 14,692
2014-10-08 Ellis James L Director S-Sale D Common Stock 42 5.60 235.20 6,300
2014-10-07 JONES DELNA L. Director X-InTheMoney D Option 14,000 5.00 70.0K 0
2014-10-07 Ellis James L Director X-InTheMoney A Common Stock 500 2.99 1.5K 6,800
2014-08-25 RICCARDI CHRIS 10% Owner S-Sale D Common Stock 140,815 6.25 880.1K 385,485
2014-08-24 RICCARDI CHRIS 10% Owner S-Sale D Common Stock 92,000 6.20 570.4K 526,300
2014-08-19 GOWARD RICHARD F. JR. Officer P-Purchase A Common Stock 500 5.50 2.8K 500
2014-04-08 Ellis James L Director S-Sale D Common Stock 900 5.90 5.3K 2,777
2014-04-07 O BRIEN BETTY M Director X-InTheMoney A Common Stock 4,000 2.31 9.2K 18,624
2014-04-03 Ellis James L Director S-Sale D Common Stock 323 6.30 2.0K 4,977
2014-03-17 RICCARDI CHRIS 10% Owner D Common Stock 0 0.00 618,300
2013-12-19 TUREL STANLEY G Director X-InTheMoney A Common Stock 2,000 5.00 10.0K 12,000
2013-11-21 TUREL STANLEY G Director P-Purchase A Common Stock 1,000 5.82 5.8K 4,100
2013-10-10 JONES DELNA L. Director X-InTheMoney A Common Stock 4,000 2.99 12.0K 9,800
2013-09-17 O BRIEN BETTY M Director S-Sale D COMMON STOCK 76 5.37 408.12 14,624
2013-05-01 GOWARD RICHARD F. JR. Officer D 0 0.00 0
2011-06-13 TUREL STANLEY G Director S-Sale D COMMON STOCK 2,000 3.14 6.3K 23,517
2011-04-12 CARY SEAN M Director X-InTheMoney D COMMON STOCK 1,120 3.10 3.5K 8,200
2010-07-28 O BRIEN BETTY M Director X-InTheMoney D OPTION 4,000 1.56 6.3K 34,000
2010-02-08 TUREL STANLEY G Director P-Purchase A Common Stock 500 3.50 1.8K 23,792
2009-06-29 TUREL STANLEY G Director P-Purchase A Common Stock 600 2.95 1.8K 23,292
2009-06-03 TUREL STANLEY G Director P-Purchase A Common Stock 400 3.25 1.3K 22,692

Executive team

Top executives
EBIT / Employee
-8.9K
Shares Outstanding
4.98M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-06-09 DEFA14A
2025-05-30 DEF 14A
2024-05-31 DEF 14A
2023-05-31 DEF 14A
2022-05-31 DEF 14A
2022-05-20 PRE 14A
2021-05-26 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-03-24 10-K
2026-03-19 4
2026-02-17 8-K
2025-12-16 4
2025-11-25 4
2025-11-24 4
2025-11-13 10-Q
2025-11-12 S-8
2025-08-26 4
2025-08-25 4

Executive team

NameTitleCompensationGender
James W. Bernau Co-Founder, Chairperson, President & Principal Executive Officer 431.3K male
Michael Osborn Chief Executive Officer 427.6K male
John Alphonsus Ferry Chief Financial Officer 244.8K male
Craig Alan Smith Secretary & Independent Director 5.5K male
ESG Rating
B-
BEVERAGES - WINERIES & DISTILLERIES
2014
E (Environmental)
70.0 / 60.1
Company / Sector avg.
S (Social)
57.6 / 60.1
Company / Sector avg.
G (Governance)
48.3 / 68.6
Company / Sector avg.
ESG Total
58.6 / 63.0
Company / Sector avg.
ESG Score History BEVERAGES - WINERIES & DISTILLERIES
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend history

Earnings history

Earnings reports

Stock splits