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Vivakor, Inc. (VIVK)

USD0.24 -0.06 (-19.93%)
US NASDAQ Industrials Waste Management
Address 2020 S 300 W, Suite 202 84115
South Salt Lake, UT, US
CEO James C. Ballengee
IPO 2022-02-15
CIK 1488101 ISIN US92852R5028

Explore sections of this company profile

Description

Vivakor, Inc. is an operator, acquirer, and developer of clean energy technologies and environmental solutions. The company specializes in oil remediation and natural resources, using proprietary technology to extract hydrocarbons from contaminated soil and oil sands. Its process is designed to be a closed-loop, environmentally-friendly, and zero-waste system.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.24 -0.06 (-19.93%)
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Volume Profile
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Liquidity & share structure
Average Volume
3M
Beta
0.40
Float Shares
651.00
Free Float %
53.2%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-3.62% +1.53% -99.70% -99.73% -99.97% -99.66% -100.00% -100.00% -100.00% -100.00% -100.00%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Price Targets & DCF
Current price
0.24
Ratings Trend (MoM)
Rating 2024-11 Change
Strong Buy 0 0
Buy 0 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-4.78
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
1 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
2 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
5 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Waste Management: +4.3%
    +16.3% Q1'26: -47.9% (vs Q1'25)
  • EPS growth Waste Management: +10.8%
    -109.2% Q1'26: +100.0% (vs Q1'25)
  • FCF margin FCF growth · Waste Management: +46.5%
    -90.1% Q1'26: -17.0% (vs Q1'25)
  • EBIT margin Waste Management: +13.2%
    -79.5% Q1'26: -12.5% (vs Q1'25)
  • ROIC Waste Management: +6.2%
    -115.5% Q1'26: -14.1% (vs Q1'25)
  • Share dilution Waste Management: +0.0%
    +138.1% Q1'26: +171.1% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Waste Management: 1.12×
    -0.54× Q1'26: 70.60× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.51) × ERP
WACC = 0% × Ke + 100% × Kd (77.0%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 0.24
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Revenue
28.11M
est: 27.52M (+2.1%)
59.32M
est: 44.32M (+33.9%)
89.81M
est: 65.04M (+38.1%)
EBITDA
-20.21M
est: -13.76M (-46.9%)
-2.78M
est: -22.16M (+87.4%)
-10.05M
est: -32.53M (+69.1%)
EBIT
-23.17M
est: -16.35M (-41.7%)
-6.72M
est: -26.33M (+74.5%)
-21.41M
est: -38.64M (+44.6%)
Net Income
-19.44M
est: -38.57M (+49.6%)
-10.74M
est: -39.98M (+73.1%)
-22.19M
est: 10.5K (-210,929.6%)
SGA
11.52M
est: 33.78M (-65.9%)
7.42M
est: 54.40M (-86.4%)
12.22M
est: 79.83M (-84.7%)
EPS
-48,800.00
est: -106.37 (-45,775.7%)
-22,400.00
est: -110.24 (-20,218.8%)
-30,400.00
est: 5.80 (-524,035.6%)
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-26 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-22 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-21 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-20 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-19 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-18 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-15 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-14 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-13 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-12 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-11 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-08 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-05-07 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-05-06 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-05-05 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-05-04 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-05-01 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-30 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-29 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-28 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-27 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-42.93M
OE per share TTM
4,178.11
Owner's Yield
-1,105,690.03%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
96.8%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
4
Total invested
1.2K
Insider transactions (90d)
0
Beneficial owners (>5%)
6
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Inc. 21.69M 34.40% CO OR PLACE OF ORGANIZATION 2009-12-30
2 Miller 21.69M 34.40% IN OR PLACE OF ORGANIZATION 2009-12-30
3 J. Fuja 16.98M 33.80% IN OR PLACE OF ORGANIZATION 2009-01-12
4 Blake W. Holden 8.00M 5.80% 8.00M 8.00M IN Citizenship or Place of Organization 2011-02-14
5 22-3660471 22.9K 9.54% 22.9K 22.9K BD Nevada 2012-01-20
6 SCHEDULE 13D 12.00 14.00% 2.98M 5.2K OO 2022-08-11

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2025 Q4
Investors holding
4
-16 vs prev Q
New positions
2
Closed positions
18
Increased
2
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 XTX TOPCO LTD 91.7K +91.7K (+100.0%) 908.00 +908.0 (+100.0%) 0.53% +0.532 pp 0.00% +0.000 pp USD0.01 +0.0% 1 qtrs NEW
2 TCFG WEALTH MANAGEMENT, LLC 11.1K +— (+0.0%) 110.00 -4.6K (-97.6%) 0.06% +0.040 pp 0.00% -0.002 pp USD1.54 -99.4% 6 qtrs
3 10.0K +10.0K (+100.0%) 99.00 +99.0 (+100.0%) 0.06% +0.058 pp 0.00% +0.000 pp USD0.01 +0.0% 1 qtrs NEW
4 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 4.4K +— (+0.0%) 44.00 -1.8K (-97.6%) 0.03% +0.016 pp 0.00% +0.000 pp USD0.42 -97.6% 2 qtrs
5 HOLISTIC FINANCIAL PARTNERS -10.0K (-100.0%) -4.2K (-100.0%) 0.00% -0.022 pp 0.00% -0.002 pp USD 6 qtrs SOLD
6 INSCRIPTION CAPITAL, LLC -945.9K (-100.0%) -397.4K (-100.0%) 0.00% -2.054 pp 0.00% -0.043 pp USD 3 qtrs SOLD
7 LARSON FINANCIAL GROUP LLC -335.0 (-100.0%) -141.0 (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 13 qtrs SOLD
8 MARYLAND CAPITAL ADVISORS INC. -24.8K (-100.0%) -10.4K (-100.0%) 0.00% -0.054 pp 0.00% -0.004 pp USD 13 qtrs SOLD
9 NEWEDGE ADVISORS, LLC -3.0K (-100.0%) -1.2K (-100.0%) 0.00% -0.006 pp 0.00% +0.000 pp USD 2 qtrs SOLD
10 NORTHERN TRUST CORP -38.7K (-100.0%) -16.2K (-100.0%) 0.00% -0.084 pp 0.00% +0.000 pp USD 7 qtrs SOLD
11 ADVISOR GROUP HOLDINGS, INC. -2.0K (-100.0%) -520.0 (-100.0%) 0.00% -0.004 pp 0.00% +0.000 pp USD 7 qtrs SOLD
12 SUMMIT WEALTH GROUP LLC / CO -56.7K (-100.0%) -57.8K (-100.0%) 0.00% -0.123 pp 0.00% -0.006 pp USD 2 qtrs SOLD
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP -23.2K (-100.0%) -9.8K (-100.0%) 0.00% -0.050 pp 0.00% +0.000 pp USD 2 qtrs SOLD
14 GEODE CAPITAL MANAGEMENT, LLC -219.2K (-100.0%) -92.1K (-100.0%) 0.00% -0.476 pp 0.00% +0.000 pp USD 10 qtrs SOLD
15 TOWER RESEARCH CAPITAL LLC (TRC) -11.4K (-100.0%) -4.8K (-100.0%) 0.00% -0.025 pp 0.00% 0.000 pp USD 16 qtrs SOLD
16 TWO SIGMA SECURITIES, LLC -83.1K (-100.0%) -34.9K (-100.0%) 0.00% -0.180 pp 0.00% -0.005 pp USD 2 qtrs SOLD
17 UBS GROUP AG -2.9K (-100.0%) -1.2K (-100.0%) 0.00% -0.006 pp 0.00% +0.000 pp USD 16 qtrs SOLD
18 VANGUARD GROUP INC -605.9K (-100.0%) -254.5K (-100.0%) 0.00% -1.316 pp 0.00% +0.000 pp USD 9 qtrs SOLD
19 CIBC PRIVATE WEALTH GROUP, LLC -20.0K (-100.0%) -8.4K (-100.0%) 0.00% -0.043 pp 0.00% +0.000 pp USD 16 qtrs SOLD
20 BANK OF AMERICA CORP /DE/ -326.0 (-100.0%) -137.0 (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 10 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
3
Sells
0
Shares acquired
5.42M
Shares disposed
Cash buys
Cash sales
Net activity
+5,419,740
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2025-12-31 Johnson Albert Director 0 0.00 0
2025-11-26 Hawley Kimberly Ann Officer A-Award A Common Stock Par Value $0.001 25,000 0.13 3.2K 25,000 D
2025-11-10 Ballengee James H. Director / Officer / 10% Owner J-Other D Common Stock Par Value $0.001 2,979,456 0.17 506.5K 17,878,560 I
2025-07-24 Hawley Kimberly Ann Officer 0 0.00 0
2024-12-31 Johnson Albert Director 0 0.00 0
2024-12-02 Ballengee James H. Director / Officer / 10% Owner A-Award A Common stock, par value $0.001 4,999,500 1.00 5.00M 17,717,367 I
2024-07-03 Knapp Patrick Officer A-Award A Common stock, par value $0.001 140,190 1.78 249.5K 140,190
2024-06-26 Knapp Patrick Officer D Common stock, par value $0.001 0 0.00 0
2024-06-18 Ballengee James H. Director / Officer / 10% Owner A-Award A Common Stock, par value $0.001 422,199 0.59 250.0K 12,348,127
2024-06-03 Ballengee James H. Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 1,000 1.57 1.6K 11,925,928
2024-05-31 Ballengee James H. Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 12,612 1.53 19.3K 11,924,928
2024-05-30 Ballengee James H. Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 15,139 1.52 23.1K 11,912,316
2024-05-29 Ballengee James H. Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 42,098 1.35 56.7K 11,897,177
2024-05-28 Ballengee James H. Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 15,277 1.37 20.9K 1,381,074
2024-05-24 Ballengee James H. Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 41,381 1.27 52.6K 1,365,797
2024-05-23 Ballengee James H. Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 30,744 1.29 39.7K 1,324,416
2024-04-24 Ballengee James H. Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 47,500 1.59 75.5K 1,293,672
2024-04-23 Ballengee James H. Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 54,500 1.44 78.5K 1,246,172
2024-04-22 Ballengee James H. Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 138,000 1.37 189.1K 1,191,672
2024-04-19 Ballengee James H. Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 30,000 1.12 33.6K 1,053,672
2024-04-04 Ballengee James H. Director / Officer / 10% Owner A-Award A Common Stock, par value $0.001 422,199 0.59 250.0K 11,497,677
2023-11-10 Ballengee James H. Director / Officer / 10% Owner J-Other A Common Stock, par value $0.001 7,042,254 1.42 10.00M 10,051,806
2023-01-16 Johnson Albert Director 0 0.00 0
2022-12-15 NATAN DAVID Director 0 0.00 0
2022-11-28 Ballengee James H. Officer A-Award A Common Stock, par value $0.001 44,700 1.02 45.6K 3,109,552
2022-11-25 Ballengee James H. Officer A-Award A Common Stock, par value $0.001 55,300 0.99 54.9K 3,064,852
2022-10-24 Staggs Trent Philip Director A-Award A Options to purchase shares of Common Stock 100,000 0.00 100,000
2022-10-24 Ferrara Al Director A-Award A Options to purchase shares of Common Stock 100,000 0.00 100,000
2022-08-01 Ballengee James H. 10% Owner I Promissory Note 0 0.00 0
2022-06-09 Nicosia Matthew Officer A-Award A Stock Option to Purchase Common Stock 955,093 0.00 955,093
2022-06-09 Nelson Tyler Robert Officer A-Award A Stock Option to Purchase Common Stock 917,825 0.00 917,825
2022-02-23 Nicosia Matthew Director / Officer / 10% Owner P-Purchase A Common Stock 3,528 2.50 8.8K 4,191,229
2022-02-17 Nicosia Matthew Director / Officer / 10% Owner P-Purchase A Common Stock 320 2.95 944.00 4,190,601
2022-02-16 Nicosia Matthew Director / Officer / 10% Owner P-Purchase A Common Stock 591 3.05 1.8K 4,190,281
2022-02-11 Staggs Trent Philip Director I Common Stock 0 0.00 336,667
2022-02-11 Spence Joseph S Jr Director D Common Stock 0 0.00 3,334
2022-02-11 Nicosia Matthew Director / Officer / 10% Owner I Common Stock 0 0.00 4,189,690
2022-02-11 Nelson Tyler Robert Officer 0 0.00 0
2022-02-11 Ferrara Al Director D Common Stock 0 0.00 3,334
2010-04-16 LIN FRITZ Director A-Award A Common Stock 300,000 0.09 27.0K 300,000
2010-04-16 Gryga John Director A-Award A Common Stock 300,000 0.09 27.0K 300,000
2010-02-28 LIN FRITZ Director D Nonstatutory Stock Option (right to buy) 250,000 0.24 60.0K 0
2010-02-28 Chen Francis Wen-Hou Director D Nonstatutory Stock Option (right to buy) 250,000 0.24 60.0K 0
2010-02-17 NFG, Inc. 10% Owner S-Sale D CommonStock 825,000 0.03 24.8K 20,862,219
2009-12-31 Gryga John Director D Nonstatutory Stock Option (right to buy) 250,000 0.44 110.0K 0
2009-12-17 NFG, Inc. 10% Owner J-Other D Common Stock 250,000 0.00 22,237,219
2009-12-02 Gryga John Director J-Other A Nonstatutory Stock Option -(right to buy) 100,000 0.24 24.0K 350,000
2009-10-07 NFG, Inc. 10% Owner P-Purchase A Common Stock 3,500 0.51 1.8K 22,487,219
2009-10-06 NFG, Inc. 10% Owner P-Purchase A Common Stock 3,500 0.48 1.7K 22,483,719
2009-07-27 Nicosia Matthew Director A-Award A Nonstatutory Stock Option - (right to buy) 1,500,000 0.23 345.0K 1,500,000
2009-07-27 Fuja Tannin J Director / Officer A-Award A Nonstatutory Stock Option - (right to buy) 3,000,000 0.23 690.0K 3,000,000
2009-07-27 Corrente Ed Officer A-Award A Nonstatutory Stock Option - (right to buy) 1,500,000 0.23 345.0K 1,500,000
2009-03-27 NFG, Inc. 10% Owner G-Gift D Common Stock 1,500,000 0.00 22,480,219
2009-03-16 Corrente Ed Officer G-Gift D Common Stock 10,000 0.00 290,000
2008-12-19 Nicosia Matthew Director I Common Stock 0 0.00 785,000
2008-12-19 NFG, Inc. 10% Owner D Common Stock 0 0.00 23,980,219
2008-12-19 Fuja Tannin J Director / Officer / 10% Owner D Common Stock 0 0.00 16,975,000
2008-12-19 Corrente Ed Officer D Common Stock 0 0.00 485,000

Executive team

Top executives
EBIT / Employee
-5.53M
Shares Outstanding
1.2K

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 Tyler Nelson CFO 450.0K 100.0K 450.0K 512.6K 1.51M 29.75%
2 2024 James Ballengee CEO and Chairman 1.00M 76.9K 1.08M 0.00%
3 2024 Pat Knapp, Exec VP, GC and Secretary 188.5K 250.0K 5.8K 444.3K 56.27%
4 2024 Russ Shelton COO 76.5K 150.0K 4.7K 231.2K 64.88%
5 2023 Tyler Nelson CFO and Secretary 350.0K 700.0K 57.6K 1.11M 0.00%
6 2023 Tyler Nelson CFO 350.0K 700.0K 57.6K 1.11M 0.00%
7 2023 James Ballengee CEO and Chairman 1.00M 76.9K 1.08M 0.00%
8 2023 Leslie D. Patterson Executive Vice President, Operations & Construction 75.0K 175.0K 250.0K 70.00%
9 2022 Tyler Nelson CFO and Secretary 219.3K 605.5K 1.65M 35.2K 2.51M 65.77%
10 2022 Matthew Nicosia Former CEO and Former Chairman 138.9K 125.0K 1.05M 11.0K 1.33M 79.30%
11 2022 James Ballengee CEO and Chairman 178.1K 13.3K 191.4K 0.00%
12 2021 Matthew Nicosia Former CEO and Former Chairman 50.0K 50.0K 0.00%
13 2021 Tyler Nelson CFO and Secretary 49.9K 49.9K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-12-08 DEF 14A
2025-11-26 PRE 14A
2025-08-19 DEF 14A
2025-08-08 PRE 14A
2024-12-05 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-22 S-1/A
2026-05-20 10-Q
2026-05-15 NT 10-Q
2026-05-14 S-1
2026-05-14 8-K
2026-05-12 8-K
2026-05-05 8-K
2026-04-28 8-K
2026-04-15 10-K
2026-03-31 NT 10-K

Executive team

NameTitleCompensationGender
James H. Ballengee President, Chief Executive Officer & Chairman 1M male
Kimberly A. Hawley Executive VP, Secretary, CFO & Treasurer 362.9K female
Leslie D. Patterson Executive Vice President & Chief Operating Officer 291.0K male
Jeremy H. Gamboa President of Logistics Division male
ESG Rating
B
OIL & GAS EXPLORATION & PRODUCTION
2026
E (Environmental)
48.2 / 55.4
Company / Sector avg.
S (Social)
75.3 / 56.8
Company / Sector avg.
G (Governance)
54.4 / 58.9
Company / Sector avg.
ESG Total
59.3 / 57.1
Company / Sector avg.
ESG Score History OIL & GAS EXPLORATION & PRODUCTION
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits