Cadiz Inc. (CDZI)
Los Angeles, CA, US
Operating within the United States, Cadiz Inc. functions as a natural resources development entity. Its primary activities revolve around water and agricultural development projects, predominantly situated across its vast landholdings in California's San Bernardino County. The company's property portfolio includes approximately 35,000 acres located in the Cadiz and Fenner valleys of eastern San Bernardino County, alongside an additional 11,000 acres in the eastern Mojave Desert region of the same county. Beyond its resource endeavors, Cadiz Inc. also cultivates various crops such as lemons, and undertakes seasonal plantings of vegetables and grains. This enterprise, founded in 1983, maintains its corporate headquarters in Los Angeles, California.
Based on only 2 articles — low confidence
No mergers or acquisitions recorded for this company.
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -1.07% | -2.52% | -1.07% | -5.50% | -10.77% | -17.29% | +54.67% | +11.54% | -61.46% | -21.09% | -99.10% |
Revenue flow
Revenue by geography
Revenue by segment
Revenue composition
By product
By geography
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 1 | 0 |
| Buy | 2 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | — | — |
| Last Year | 1 |
10.00
+160.8%
|
| All Time | 1 |
10.00
+160.8%
|
-
Revenue growth Regulated Water: +6.5%+69.8% ★ Q1'26: -44.8% (vs Q1'25)
-
EPS growth Regulated Water: +7.9%+9.4% ★ Q1'26: +14.3% (vs Q1'25)
-
FCF margin FCF growth · Regulated Water: +32.9%-202.2% Q1'26: -352.5% (vs Q1'25)
-
EBIT margin Regulated Water: +27.3%-153.4% Q1'26: +0.0% (vs Q1'25)
-
ROIC Regulated Water: +4.5%-21.1% Q1'26: +0.0% (vs Q1'25)
-
Share dilution Regulated Water: +0.0%+17.8% Q1'26: +8.2% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Regulated Water: 3.43×-4.45× Q1'26: -1.17× (vs Q1'25)
| Metric |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 2 Rev. Ana. 2 EPS Ana. |
Dec 2027 2 Rev. Ana. 2 EPS Ana. |
Dec 2028 1 Rev. Ana. 1 EPS Ana. |
Dec 2029 1 Rev. Ana. 1 EPS Ana. |
Dec 2030 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
412.0K
est: 325.0K (+26.8%)
|
437.0K
est: 348.0K (+25.6%)
|
440.0K
est: 30.32M (-98.5%)
|
441.0K
est: 730.0K (-39.6%)
|
541.0K
est: 21.98M (-97.5%)
|
564.0K
est: 562.0K (+0.4%)
|
1.50M
est: 1.35M (+11.5%)
|
1.99M
est: 3.01M (-33.9%)
|
9.61M
est: 13.30M (-27.7%)
|
16.31M
est: 16.00M (+2.0%)
|
18.08M
15.37M – 20.79M
+13.0% YoY
|
36.58M
22.54M – 50.62M
+102.3% YoY
|
89.30M
59.64M – 111.70M
+144.1% YoY
|
152.70M
101.98M – 191.01M
+71.0% YoY
|
167.00M
111.53M – 208.89M
+9.4% YoY
|
| EBITDA |
-11.17M
est: -325.0K (-3,336.3%)
|
-18.42M
est: -348.0K (-5,194.3%)
|
-9.22M
est: -30.32M (+69.6%)
|
-11.72M
est: -730.0K (-1,506.0%)
|
-23.60M
est: -21.98M (-7.3%)
|
-20.26M
est: -562.0K (-3,505.7%)
|
-15.89M
est: -1.35M (-1,080.5%)
|
-24.49M
est: -3.01M (-713.7%)
|
-21.44M
est: -13.30M (-61.2%)
|
-23.41M
est: -16.00M (-46.3%)
|
-18.08M
-20.79M – -15.37M
-13.0% YoY
|
-36.58M
-50.62M – -22.54M
-102.3% YoY
|
-89.30M
-111.70M – -59.64M
-144.1% YoY
|
-152.70M
-191.01M – -101.98M
-71.0% YoY
|
-167.00M
-208.89M – -111.53M
-9.4% YoY
|
| EBIT |
-11.46M
est: -325.0K (-3,426.2%)
|
-18.70M
est: -348.0K (-5,273.0%)
|
-9.48M
est: -30.32M (+68.7%)
|
-12.04M
est: -730.0K (-1,549.5%)
|
-23.98M
est: -21.98M (-9.1%)
|
-20.70M
est: -562.0K (-3,583.6%)
|
-16.56M
est: -1.35M (-1,130.5%)
|
-25.86M
est: -3.01M (-759.1%)
|
-22.82M
est: -13.30M (-71.6%)
|
-25.03M
est: -16.00M (-56.4%)
|
-18.08M
-20.79M – -15.37M
-13.0% YoY
|
-36.58M
-50.62M – -22.54M
-102.3% YoY
|
-89.30M
-111.70M – -59.64M
-144.1% YoY
|
-152.70M
-191.01M – -101.98M
-71.0% YoY
|
-167.00M
-208.89M – -111.53M
-9.4% YoY
|
| Net Income |
-26.34M
est: -91.57M (+71.2%)
|
-33.86M
est: -75.04M (+54.9%)
|
-26.27M
est: 2.75M (-1,054.0%)
|
-29.53M
est: -66.78M (+55.8%)
|
-37.82M
est: -24.10M (-56.9%)
|
-31.25M
est: -178.0K (-17,458.5%)
|
-24.79M
est: -1.60M (-1,449.6%)
|
-31.45M
est: -3.07M (-923.4%)
|
-31.14M
est: -37.85M (+17.7%)
|
-34.13M
est: -39.23M (+13.0%)
|
-36.91M
-44.71M – -23.22M
+5.9% YoY
|
-21.48M
-43.13M – 5.39M
+41.8% YoY
|
45.10M
23.95M – 55.90M
+310.0% YoY
|
87.55M
49.74M – 116.10M
+94.1% YoY
|
91.60M
52.05M – 121.47M
+4.6% YoY
|
| SGA |
9.33M
est: 4.91M (+90.1%)
|
12.80M
est: 5.26M (+143.6%)
|
11.40M
est: 457.86M (-97.5%)
|
12.17M
est: 11.03M (+10.3%)
|
11.91M
est: 331.98M (-96.4%)
|
17.65M
est: 8.49M (+108.0%)
|
15.34M
est: 20.33M (-24.5%)
|
18.80M
est: 45.46M (-58.7%)
|
24.35M
est: 147.08M (-83.4%)
|
29.48M
est: 176.97M (-83.3%)
|
199.96M
170.00M – 229.92M
+13.0% YoY
|
404.60M
249.32M – 559.87M
+102.3% YoY
|
987.71M
659.63M – 1.24B
+144.1% YoY
|
1.69B
1.13B – 2.11B
+71.0% YoY
|
1.85B
1.23B – 2.31B
+9.4% YoY
|
| EPS |
-1.41
est: -1.33 (-6.0%)
|
-1.50
est: -1.09 (-37.6%)
|
-1.09
est: 0.04 (-2,825.0%)
|
-1.09
est: -0.97 (-12.4%)
|
-1.11
est: -0.35 (-217.1%)
|
-0.84
est: -0.80 (-5.0%)
|
-0.60
est: -0.54 (-11.1%)
|
-0.56
est: -0.26 (-115.4%)
|
-0.53
est: -0.47 (-13.2%)
|
-0.48
est: -0.46 (-4.3%)
|
-0.42
-0.55 – -0.29
+7.8% YoY
|
-0.23
-0.53 – 0.07
+45.1% YoY
|
0.52
0.30 – 0.69
+323.4% YoY
|
1.08
0.61 – 1.43
+107.7% YoY
|
1.13
0.64 – 1.50
+4.6% YoY
|
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-12 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-11 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-08 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-07 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-06 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-05 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-04 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-01 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-30 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-29 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-28 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-27 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-24 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-23 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-22 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-21 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-20 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-17 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-16 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
Owner Earnings
Ownership Overview
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Heerema International Group Services S.A. | 19.75M | 35.40% | 19.75M | — | 19.75M | — | OO | Switzerland | 2022-11-10 | ↗ |
| 2 | David Salanic | 5.36M | 7.00% | — | 5.36M | — | 5.36M | HC, IN | Delaware | 2024-11-12 | ↗ |
| 3 | Joseph Kaplan | 5.36M | 7.00% | — | 5.36M | — | 5.36M | HC, IN | Delaware | 2024-11-12 | ↗ |
| 4 | Whitefort Capital Management, LP | 5.36M | 7.00% | — | 5.36M | — | 5.36M | IA, PN | Delaware | 2024-11-12 | ↗ |
| 5 | 272 Capital LP | 3.52M | 5.20% | — | 3.52M | — | — | IA, PN | Delaware | 2024-11-14 | ↗ |
| 6 | Wes Cummins | 3.52M | 5.20% | — | 3.52M | — | — | IN | United States | 2024-11-14 | ↗ |
| 7 | LC Capital Advisors, LLC | 3.40M | 9.90% | — | 3.40M | — | 3.40M | OO | Cayman Islands | 2020-03-09 | ↗ |
| 8 | LC Capital Master Fund, Ltd. | 3.40M | 9.90% | — | 3.40M | — | 3.40M | CO | Cayman Islands | 2020-03-09 | ↗ |
| 9 | LC Capital Offshore Fund, Ltd. | 3.40M | 9.90% | — | 3.40M | — | 3.40M | CO | Cayman Islands | 2020-03-09 | ↗ |
| 10 | LC Capital Partners, L.P. | 3.40M | 9.90% | — | 3.40M | — | 3.40M | PN | Cayman Islands | 2020-03-09 | ↗ |
| 11 | Lampe, Conway & Co., LLC | 3.40M | 9.90% | — | 3.40M | — | 3.40M | IA, OO | Cayman Islands | 2020-03-09 | ↗ |
| 12 | Richard F. Conway | 3.40M | 9.90% | — | 3.40M | — | 3.40M | IN | Cayman Islands | 2020-03-09 | ↗ |
| 13 | Steven G. Lampe | 3.40M | 9.90% | 146.1K | 3.40M | 146.1K | 3.40M | IN | Cayman Islands | 2020-03-09 | ↗ |
| 14 | Odey Asset Management Group LLP | 3.31M | 6.52% | — | 3.31M | — | 3.31M | IA, PN | England | 2022-08-05 | ↗ |
| 15 | Odey Asset Management Ltd | 3.31M | 6.52% | — | 3.31M | — | 3.31M | HC, CO | England | 2022-08-05 | ↗ |
| 16 | Odey Holdings Ltd | 3.31M | 6.52% | — | 3.31M | — | 3.31M | HC, CO | England | 2022-08-05 | ↗ |
| 17 | Robin Crispin William Odey (“Crispin Odey”) | 3.31M | 6.52% | — | 3.31M | — | 3.31M | HC, IN | England | 2022-08-05 | ↗ |
| 18 | TRF Master Fund (Cayman) LP | 2.97M | 12.80% | 2.44M | — | 2.97M | 10.00 | PN | Cayman Islands | 2018-03-26 | ↗ |
| 19 | Water Asset Management, LLC | 2.97M | 12.80% | 2.44M | — | 2.97M | 10.00 | IA, OO | New York | 2018-03-26 | ↗ |
| 20 | 13G/A | 1.90M | 10.50% | — | 1.90M | — | 1.90M | HC, IN | Texas | 2014-08-01 | ↗ |
| 21 | (1) BlackRock, Inc. | 1.81M | 4.70% | 1.76M | — | 1.81M | — | HC | Delaware | 2021-04-12 | ↗ |
| 22 | The Vanguard Group - 23-1945930 | 1.29M | 4.77% | 14.2K | — | 1.27M | 14.2K | IA | Pennsylvania | 2020-02-12 | ↗ |
| 23 | Odey Asset Management Group Ltd | 811.0K | 3.31% | — | 811.0K | — | 811.0K | HC, CO | England | 2019-02-14 | ↗ |
| 24 | Odey Asset Management LLP | 811.0K | 3.31% | — | 811.0K | — | 811.0K | IA, PN | England | 2019-02-14 | ↗ |
| 25 | Odey Holdings AG | 811.0K | 3.31% | — | 811.0K | — | 811.0K | HC, CO | England | 2019-02-14 | ↗ |
| 26 | Manulife Financial Corporation | — | 0.00% | 10.0K | 964.5K | 10.0K | 964.5K | HC | Delaware | 2016-02-10 | ↗ |
| 27 | Partners SA | — | 0.00% | — | — | — | — | FI, IA | Geneva, Switzerland | 2022-01-03 | ↗ |
Institutional Activity (13F)
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | POTOMAC CAPITAL MANAGEMENT, INC. | 335.0K +335.0K (+100.0%) | 1.88B +1.9B (+100.0%) | 0.41% +0.408 pp | 1.51% +1.510 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 2 | WHITEFORT CAPITAL MANAGEMENT, LP | 3.99M +— (+0.0%) | 22.37M +3.5M (+18.9%) | 4.85% -0.011 pp | 5.72% +0.156 pp | USD5.05 +11.1% | 5 qtrs — |
| 3 | BLACKROCK, INC. | 3.83M +221.5K (+6.1%) | 21.48M +4.5M (+26.2%) | 4.66% +0.260 pp | 0.00% +0.000 pp | USD3.24 +73.1% | 6 qtrs — |
| 4 | LEVIN CAPITAL STRATEGIES, L.P. | 3.67M +4.8K (+0.1%) | 20.57M +3.3M (+19.0%) | 4.46% -0.004 pp | 1.78% +0.213 pp | USD3.65 +53.7% | 16 qtrs — |
| 5 | BANK OF AMERICA CORP /DE/ | 3.52M +27.7K (+0.8%) | 19.74M +3.3M (+19.8%) | 4.28% +0.024 pp | 0.00% +0.000 pp | USD4.34 +29.3% | 43 qtrs — |
| 6 | BARCLAYS PLC | 3.19M +3.1M (+5,190.4%) | 17.87M +17.7M (+9,695.0%) | 3.88% +3.806 pp | 0.00% +0.004 pp | USD5.56 +0.9% | 12 qtrs — |
| 7 | VANGUARD GROUP INC | 3.06M +27.5K (+0.9%) | 17.19M +2.9M (+19.9%) | 3.73% +0.025 pp | 0.00% +0.000 pp | USD6.10 -8.0% | 81 qtrs — |
| 8 | GRATIA CAPITAL, LLC | 1.50M +667.8K (+80.6%) | 8.40M +4.5M (+114.6%) | 1.82% +0.811 pp | 6.26% +3.453 pp | USD4.60 +22.0% | 5 qtrs — |
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 1.33M +17.1K (+1.3%) | 7.44M +1.3M (+20.4%) | 1.61% +0.017 pp | 0.00% +0.000 pp | USD5.31 +5.6% | 78 qtrs — |
| 10 | MORGAN STANLEY | 1.27M +501.7K (+65.2%) | 7.13M +3.5M (+96.4%) | 1.55% +0.609 pp | 0.00% +0.000 pp | USD4.19 +33.9% | 51 qtrs — |
| 11 | STATE STREET CORP | 1.27M +30.0K (+2.4%) | 7.12M +1.3M (+21.7%) | 1.55% +0.033 pp | 0.00% +0.000 pp | USD5.23 +7.3% | 35 qtrs — |
| 12 | ELKHORN PARTNERS LIMITED PARTNERSHIP | 652.0K -31.2K (-4.6%) | 3.66M +432.9K (+13.4%) | 0.79% -0.040 pp | 2.31% +0.122 pp | USD4.55 +23.3% | 54 qtrs — |
| 13 | JANE STREET GROUP, LLC | 570.9K +445.2K (+354.2%) | 3.20M +2.6M (+439.8%) | 0.70% +0.542 pp | 0.00% +0.000 pp | USD5.17 +8.5% | 12 qtrs — |
| 14 | PERMANENT CAPITAL MANAGEMENT, LP | 496.5K +— (+0.0%) | 2.79M +441.9K (+18.9%) | 0.60% -0.001 pp | 0.54% +0.105 pp | USD4.72 +18.9% | 2 qtrs — |
| 15 | NORTHERN TRUST CORP | 454.8K -15.2K (-3.2%) | 2.55M +333.2K (+15.0%) | 0.55% -0.020 pp | 0.00% +0.000 pp | USD5.14 +9.1% | 51 qtrs — |
| 16 | GOLDMAN SACHS GROUP INC | 357.6K +205.6K (+135.3%) | 2.01M +1.3M (+179.7%) | 0.44% +0.250 pp | 0.00% +0.000 pp | USD5.03 +11.5% | 31 qtrs — |
| 17 | STONEHILL CAPITAL MANAGEMENT LLC | 331.3K +331.3K (+100.0%) | 1.86M +1.9M (+100.0%) | 0.40% +0.403 pp | 0.56% +0.557 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 18 | NUVEEN, LLC | 302.5K +80.0K (+36.0%) | 1.70M +647.0K (+61.6%) | 0.37% +0.097 pp | 0.00% +0.000 pp | USD3.72 +50.8% | 4 qtrs — |
| 19 | PARKSHORE WEALTH MANAGEMENT, INC. | 255.6K +— (+0.0%) | 1.43M +227.5K (+18.9%) | 0.31% -0.001 pp | 0.54% +0.047 pp | USD5.13 +9.4% | 5 qtrs — |
| 20 | RANGELEY CAPITAL, LLC | 249.0K -267.0K (-51.7%) | 1.40M -1.0M (-42.6%) | 0.30% -0.327 pp | 1.16% -0.947 pp | USD5.16 +8.7% | 5 qtrs — |
| 21 | GAM HOLDING AG | 230.0K -260.2K (-53.1%) | 1.29M -1.0M (-44.2%) | 0.28% -0.318 pp | 0.08% -0.061 pp | USD3.31 +69.5% | 3 qtrs — |
| 22 | MASSAR CAPITAL MANAGEMENT, LP | 225.6K +225.6K (+100.0%) | 1.27M +1.3M (+100.0%) | 0.27% +0.275 pp | 0.14% +0.136 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 23 | CAPTION MANAGEMENT, LLC | 225.0K +— (+0.0%) | 1.26M +200.3K (+18.9%) | 0.27% -0.001 pp | 0.01% +0.000 pp | USD4.72 +18.9% | 2 qtrs — |
| 24 | STATE OF WISCONSIN INVESTMENT BOARD | 212.1K +95.5K (+82.0%) | 1.19M +639.7K (+116.3%) | 0.26% +0.116 pp | 0.00% +0.001 pp | USD4.14 +35.5% | 4 qtrs — |
| 25 | HARTREE PARTNERS, LP | 200.0K +— (+0.0%) | 1.12M +178.0K (+18.9%) | 0.24% -0.001 pp | 0.41% +0.081 pp | USD4.72 +18.9% | 2 qtrs — |
| 26 | BANK OF NEW YORK MELLON CORP | 198.4K +15.3K (+8.4%) | 1.11M +248.8K (+28.8%) | 0.24% +0.018 pp | 0.00% +0.000 pp | USD4.13 +35.8% | 46 qtrs — |
| 27 | BREVAN HOWARD CAPITAL MANAGEMENT LP | 197.9K +197.9K (+100.0%) | 1.11M +1.1M (+100.0%) | 0.24% +0.241 pp | 0.01% +0.012 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 28 | CINCTIVE CAPITAL MANAGEMENT LP | 193.0K +89.1K (+85.8%) | 1.08M +592.4K (+120.8%) | 0.24% +0.108 pp | 0.06% +0.035 pp | USD5.13 +9.4% | 2 qtrs — |
| 29 | RAYMOND JAMES FINANCIAL INC | 192.5K +11.6K (+6.4%) | 1.08M +225.9K (+26.4%) | 0.23% +0.014 pp | 0.00% +0.000 pp | USD3.09 +81.6% | 4 qtrs — |
| 30 | PEAK6 LLC | 169.8K +169.8K (+100.0%) | 952.8K +952.8K (+100.0%) | 0.21% +0.207 pp | 0.00% +0.002 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 31 | UBS GROUP AG | 168.8K -27.7K (-14.1%) | 947.0K +19.3K (+2.1%) | 0.21% -0.034 pp | 0.00% +0.000 pp | USD4.90 +14.5% | 45 qtrs — |
| 32 | LOS ANGELES CAPITAL MANAGEMENT LLC | 178.3K +85.5K (+92.3%) | 941.2K +503.6K (+115.1%) | 0.22% +0.104 pp | 0.00% +0.002 pp | USD4.25 +32.0% | 3 qtrs — |
| 33 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 161.2K +23.0 (+0.0%) | 904.5K +143.6K (+18.9%) | 0.20% 0.000 pp | 0.00% +0.000 pp | USD4.50 +24.7% | 35 qtrs — |
| 34 | DELTA INVESTMENT MANAGEMENT, LLC | 146.2K -8.5K (-5.5%) | 820.1K +90.0K (+12.3%) | 0.18% -0.011 pp | 0.14% +0.012 pp | USD4.67 +20.1% | 18 qtrs — |
| 35 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 141.2K -312.7K (-68.9%) | 792.3K -1.4M (-63.0%) | 0.17% -0.382 pp | 0.00% 0.000 pp | USD3.50 +60.3% | 15 qtrs — |
| 36 | — | 138.0K +138.0K (+100.0%) | 774.4K +774.4K (+100.0%) | 0.17% +0.168 pp | 0.50% +0.498 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 37 | SIMPLEX TRADING, LLC | 135.9K -110.1K (-44.8%) | 762.7K -398.3K (-34.3%) | 0.17% -0.135 pp | 0.00% 0.000 pp | USD3.72 +50.8% | 4 qtrs — |
| 38 | HSBC HOLDINGS PLC | 127.1K +127.1K (+100.0%) | 719.2K +719.2K (+100.0%) | 0.15% +0.155 pp | 0.00% +0.000 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 39 | EXODUSPOINT CAPITAL MANAGEMENT, LP | 112.5K +112.5K (+100.0%) | 631.2K +631.2K (+100.0%) | 0.14% +0.137 pp | 0.01% +0.005 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 40 | DIAMETRIC CAPITAL, LP | 109.5K -37.6K (-25.6%) | 614.2K -80.1K (-11.5%) | 0.13% -0.046 pp | 0.16% -0.093 pp | USD2.99 +87.6% | 3 qtrs — |
| 41 | MATAURO, LLC | 107.4K +107.4K (+100.0%) | 602.8K +602.8K (+100.0%) | 0.13% +0.131 pp | 0.09% +0.091 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 42 | CRAWFORD FUND MANAGEMENT, LLC | 99.3K +99.3K (+100.0%) | 557.1K +557.1K (+100.0%) | 0.12% +0.121 pp | 0.07% +0.073 pp | USD5.61 +0.0% | 5 qtrs — |
| 43 | INGALLS & SNYDER LLC | 98.6K +— (+0.0%) | 553.0K +88.0K (+18.9%) | 0.12% 0.000 pp | 0.02% +0.005 pp | USD4.91 +14.3% | 18 qtrs — |
| 44 | SQUAREPOINT OPS LLC | 91.0K +91.0K (+100.0%) | 510.7K +510.7K (+100.0%) | 0.11% +0.111 pp | 0.00% +0.001 pp | USD5.61 +0.0% | 9 qtrs — |
| 45 | CITADEL ADVISORS LLC | 89.3K -152.8K (-63.1%) | 500.9K -641.8K (-56.2%) | 0.11% -0.187 pp | 0.00% 0.000 pp | USD3.39 +65.5% | 28 qtrs — |
| 46 | ALLIANCEBERNSTEIN L.P. | 88.6K +9.3K (+11.7%) | 497.0K +122.7K (+32.8%) | 0.11% +0.011 pp | 0.00% +0.000 pp | USD3.74 +50.0% | 11 qtrs — |
| 47 | RHUMBLINE ADVISERS | 88.4K -1.4K (-1.6%) | 496.1K +71.9K (+17.0%) | 0.11% -0.002 pp | 0.00% +0.000 pp | USD3.34 +68.0% | 11 qtrs — |
| 48 | HCR WEALTH ADVISORS | 81.4K +6.6K (+8.8%) | 456.9K +101.6K (+28.6%) | 0.10% +0.008 pp | 0.05% +0.009 pp | USD3.90 +43.8% | 13 qtrs — |
| 49 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 77.6K +— (+0.0%) | 435.2K +69.0K (+18.9%) | 0.09% 0.000 pp | 0.01% +0.001 pp | USD2.76 +103.3% | 16 qtrs — |
| 50 | PRICE T ROWE ASSOCIATES INC /MD/ | 75.9K +6.7K (+9.6%) | 426.0K +99.0K (+30.3%) | 0.09% +0.008 pp | 0.00% +0.000 pp | USD6.71 -16.4% | 25 qtrs — |
| 51 | RUSSELL INVESTMENTS GROUP, LTD. | 73.7K -15.2K (-17.1%) | 413.2K -6.0K (-1.4%) | 0.09% -0.019 pp | 0.00% +0.000 pp | USD3.87 +45.0% | 10 qtrs — |
| 52 | CITIGROUP INC | 66.7K +64.2K (+2,564.3%) | 374.1K +362.3K (+3,066.4%) | 0.08% +0.078 pp | 0.00% +0.000 pp | USD5.52 +1.6% | 12 qtrs — |
| 53 | PEKIN HARDY STRAUSS, INC. | 66.5K +66.5K (+100.0%) | 373.1K +373.1K (+100.0%) | 0.08% +0.081 pp | 0.03% +0.035 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 54 | WELLS FARGO & COMPANY/MN | 60.1K +24.4K (+68.4%) | 337.4K +168.9K (+100.2%) | 0.07% +0.030 pp | 0.00% +0.000 pp | USD4.64 +20.9% | 57 qtrs — |
| 55 | XTX TOPCO LTD | 53.5K +53.5K (+100.0%) | 300.3K +300.3K (+100.0%) | 0.07% +0.065 pp | 0.01% +0.008 pp | USD5.61 +0.0% | 3 qtrs — |
| 56 | ALPINE GLOBAL MANAGEMENT, LLC | 50.0K +50.0K (+100.0%) | 280.5K +280.5K (+100.0%) | 0.06% +0.061 pp | 0.05% +0.051 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 57 | ANCORA ADVISORS, LLC | 48.8K +— (+0.0%) | 273.8K +43.4K (+18.9%) | 0.06% 0.000 pp | 0.01% +0.001 pp | USD5.20 +7.9% | 5 qtrs — |
| 58 | VERITION FUND MANAGEMENT LLC | 45.2K -14.8K (-24.7%) | 253.6K -29.6K (-10.5%) | 0.06% -0.018 pp | 0.00% 0.000 pp | USD4.72 +18.9% | 2 qtrs — |
| 59 | DEUTSCHE BANK AG\ | 39.9K +39.1K (+4,890.9%) | 224.0K +220.2K (+5,831.9%) | 0.05% +0.048 pp | 0.00% +0.000 pp | USD5.56 +0.9% | 11 qtrs — |
| 60 | AQR CAPITAL MANAGEMENT LLC | 38.2K +9.6K (+33.7%) | 214.5K +79.5K (+58.9%) | 0.05% +0.012 pp | 0.00% +0.000 pp | USD4.25 +32.0% | 4 qtrs — |
| 61 | MINDSET WEALTH MANAGEMENT, LLC | 38.0K -6.0K (-13.6%) | 213.2K +5.5K (+2.6%) | 0.05% -0.007 pp | 0.06% -0.001 pp | USD3.03 +85.1% | 6 qtrs — |
| 62 | INTECH INVESTMENT MANAGEMENT LLC | 37.4K +10.8K (+40.6%) | 210.0K +84.3K (+67.1%) | 0.05% +0.013 pp | 0.00% +0.001 pp | USD4.32 +29.9% | 5 qtrs — |
| 63 | WEALTHSPIRE ADVISORS, LLC | 35.3K +22.5K (+175.2%) | 198.3K +137.7K (+227.1%) | 0.04% +0.027 pp | 0.00% +0.001 pp | USD5.29 +6.0% | 2 qtrs — |
| 64 | RATHBONES GROUP PLC | 34.9K +— (+0.0%) | 195.6K +31.0K (+18.9%) | 0.04% 0.000 pp | 0.00% +0.000 pp | USD3.31 +69.5% | 10 qtrs — |
| 65 | LIDO ADVISORS, LLC | 37.1K +— (+0.0%) | 192.8K +17.8K (+10.2%) | 0.05% 0.000 pp | 0.00% +0.000 pp | USD3.02 +85.8% | 7 qtrs — |
| 66 | STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 28.4K +— (+0.0%) | 159.5K +25.3K (+18.9%) | 0.03% 0.000 pp | 0.00% +0.000 pp | USD3.03 +85.1% | 6 qtrs — |
| 67 | FOURWORLD CAPITAL MANAGEMENT LLC | 28.2K -3.9K (-12.0%) | 158.1K +6.9K (+4.5%) | 0.03% -0.005 pp | 0.13% -0.111 pp | USD4.72 +18.9% | 2 qtrs — |
| 68 | MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. | 25.6K -298.0 (-1.2%) | 143.4K +21.3K (+17.5%) | 0.03% 0.000 pp | 0.00% +0.000 pp | USD3.08 +82.1% | 7 qtrs — |
| 69 | INVESCO LTD. | 24.7K +5.8K (+31.0%) | 138.4K +49.5K (+55.7%) | 0.03% +0.007 pp | 0.00% +0.000 pp | USD4.08 +37.5% | 11 qtrs — |
| 70 | JPMORGAN CHASE & CO | 22.0K -172.0 (-0.8%) | 123.3K +18.7K (+17.9%) | 0.03% 0.000 pp | 0.00% +0.000 pp | USD3.72 +50.8% | 11 qtrs — |
| 71 | METLIFE INVESTMENT MANAGEMENT, LLC | 21.7K -9.1K (-29.6%) | 121.8K -23.7K (-16.3%) | 0.03% -0.011 pp | 0.00% 0.000 pp | USD3.35 +67.5% | 11 qtrs — |
| 72 | BROOKWOOD INVESTMENT GROUP LLC | 21.0K +— (+0.0%) | 117.8K +18.7K (+18.9%) | 0.03% 0.000 pp | 0.01% +0.001 pp | USD2.93 +91.5% | 4 qtrs — |
| 73 | FRANKLIN RESOURCES INC | 19.1K +133.0 (+0.7%) | 107.1K +17.6K (+19.7%) | 0.02% +0.000 pp | 0.00% +0.000 pp | USD2.96 +89.5% | 4 qtrs — |
| 74 | POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY | 18.0K +7.5K (+71.4%) | 100.8K +51.3K (+103.7%) | 0.02% +0.009 pp | 0.00% +0.000 pp | USD5.37 +4.5% | 5 qtrs — |
| 75 | PRELUDE CAPITAL MANAGEMENT, LLC | 17.5K -23.2K (-56.9%) | 98.3K -93.7K (-48.8%) | 0.02% -0.028 pp | 0.01% -0.008 pp | USD2.99 +87.6% | 3 qtrs — |
| 76 | MORTON CAPITAL MANAGEMENT LLC/CA | 16.7K +— (+0.0%) | 93.5K +14.8K (+18.9%) | 0.02% +0.000 pp | 0.01% +0.002 pp | USD2.93 +91.5% | 4 qtrs — |
| 77 | FMR LLC | 16.5K +9.4K (+134.0%) | 92.4K +59.2K (+178.2%) | 0.02% +0.012 pp | 0.00% +0.000 pp | USD4.49 +24.9% | 16 qtrs — |
| 78 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 16.2K -3.6K (-18.2%) | 90.9K -2.6K (-2.8%) | 0.02% -0.005 pp | 0.00% +0.000 pp | USD3.02 +85.8% | 11 qtrs — |
| 79 | GREAT LAKES ADVISORS, LLC | 14.1K +14.1K (+100.0%) | 78.9K +78.9K (+100.0%) | 0.02% +0.017 pp | 0.00% +0.001 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 80 | CHICAGO TRUST CO NA | 14.1K +14.1K (+100.0%) | 78.9K +78.9K (+100.0%) | 0.02% +0.017 pp | 0.01% +0.013 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 81 | AXQ CAPITAL, LP | 13.6K +13.6K (+100.0%) | 76.1K +76.1K (+100.0%) | 0.02% +0.017 pp | 0.02% +0.017 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 82 | SG AMERICAS SECURITIES, LLC | 13.5K +13.5K (+100.0%) | 76.0K +76.0K (+100.0%) | 0.02% +0.017 pp | 0.00% +0.000 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 83 | BNP PARIBAS ARBITRAGE, SNC | 12.2K +1.1K (+10.2%) | 68.4K +16.2K (+31.0%) | 0.01% +0.001 pp | 0.00% +0.000 pp | USD4.09 +37.2% | 35 qtrs — |
| 84 | NISA INVESTMENT ADVISORS, LLC | 11.3K +— (+0.0%) | 63.2K +10.0K (+18.9%) | 0.01% +0.000 pp | 0.00% +0.000 pp | USD3.22 +74.2% | 7 qtrs — |
| 85 | VOYA INVESTMENT MANAGEMENT LLC | 10.9K +— (+0.0%) | 60.9K +9.7K (+18.9%) | 0.01% +0.000 pp | 0.00% +0.000 pp | USD3.70 +51.6% | 11 qtrs — |
| 86 | VIRTU FINANCIAL LLC | 10.2K +10.2K (+100.0%) | 57.0K +57.0K (+100.0%) | 0.01% +0.013 pp | 0.00% +0.002 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 87 | LPL FINANCIAL LLC | 10.1K +10.1K (+100.0%) | 56.4K +56.4K (+100.0%) | 0.01% +0.012 pp | 0.00% +0.000 pp | USD5.61 +0.0% | 1 qtrs NEW |
| 88 | PROSHARE ADVISORS LLC | 10.0K +10.0K (+100.0%) | 56.4K +56.4K (+100.0%) | 0.01% +0.012 pp | 0.00% +0.000 pp | USD5.61 +0.0% | 5 qtrs — |
| 89 | GABELLI FUNDS LLC | 10.0K +— (+0.0%) | 56.1K +8.9K (+18.9%) | 0.01% +0.000 pp | 0.00% +0.000 pp | USD12.77 -56.1% | 64 qtrs — |
| 90 | PNC FINANCIAL SERVICES GROUP, INC. | 6.8K +5.0 (+0.1%) | 38.1K +6.1K (+18.9%) | 0.01% +0.000 pp | 0.00% +0.000 pp | USD4.72 +18.9% | 4 qtrs — |
| 91 | LEGAL & GENERAL GROUP PLC | 5.7K -466.0 (-7.6%) | 31.8K +2.8K (+9.8%) | 0.01% -0.001 pp | 0.00% +0.000 pp | USD3.21 +74.8% | 11 qtrs — |
ETF Ownership
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Global X - Clean Water ETF AQWA | 0.29% | 67.4K | 0.50% |
| 2 | iShares Global Water Index ETF CWW.TO | 0.20% | 439.5K | 0.66% |
| 3 | iShares Global Water UCITS ETF H2OA.AS | 0.20% | 119.5K | 0.65% |
| 4 | iShares Global Water UCITS ETF DH2O.L | 0.20% | 4.35M | 0.65% |
| 5 | Invesco S&P Global Water Index ETF CGW | 0.20% | 2.13M | 0.58% |
| 6 | iShares Micro-Cap ETF IWC | 0.06% | 846.0K | 0.60% |
| 7 | Vanguard Utilities ETF VPU | 0.02% | 1.82M | 0.09% |
| 8 | iShares Russell 2000 Growth ETF IWO | 0.02% | 2.37M | 0.24% |
| 9 | Vanguard Russell 2000 Growth ETF VTWG | 0.01% | 253.6K | 0.06% |
| 10 | State Street SPDR Russell 2000 U.S. Small Cap UCITS ETF (Acc) R2US.L | 0.01% | 640.7K | 0.30% |
Insider Activity
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-08 | SPEER STANLEY E | Officer | A-Award | A | Common Stock | 25,075 | 0.00 | — | 283,860 | D | ↗ |
| 2026-04-08 | Rivera Cathryn | Officer | A-Award | A | Common Stock | 10,000 | 0.00 | — | 147,500 | D | ↗ |
| 2026-04-08 | Kennedy Susan P | Director / Officer | D-Return | D | Restricted Stock Units | 150,500 | 0.00 | — | 439,500 | D | ↗ |
| 2026-04-01 | O'Hara David Mark | Director | A-Award | A | Common Stock | 3,709 | 5.06 | 18.7K | 6,976 | D | ↗ |
| 2026-04-01 | Lloyd Barbara A | Director | A-Award | A | Common Stock | 927 | 5.06 | 4.7K | 22,272 | D | ↗ |
| 2026-04-01 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 3,709 | 5.06 | 18.7K | 186,003 | D | ↗ |
| 2026-02-03 | O'Hara David Mark | Director | — | — | Common Stock | 0 | 0.00 | — | 0 | D | ↗ |
| 2026-01-02 | Lloyd Barbara A | Director | A-Award | A | Common Stock | 817 | 5.74 | 4.7K | 21,345 | D | ↗ |
| 2026-01-02 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 3,267 | 5.74 | 18.8K | 182,294 | D | ↗ |
| 2025-10-31 | SPEER STANLEY E | Officer | M-Exempt | D | Restricted Stock Units | 25,000 | 0.00 | — | 260,000 | D | ↗ |
| 2025-10-31 | Kennedy Susan P | Director / Officer | M-Exempt | D | Restricted Stock Units | 50,000 | 0.00 | — | 389,500 | D | ↗ |
| 2025-10-06 | SPEER STANLEY E | Officer | A-Award | A | Restricted Stock Units | 285,000 | 0.00 | — | 285,000 | D | ↗ |
| 2025-10-01 | Lloyd Barbara A | Director | A-Award | A | Common Stock | 1,056 | 4.44 | 4.7K | 20,528 | D | ↗ |
| 2025-10-01 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 4,223 | 4.44 | 18.8K | 179,027 | D | ↗ |
| 2025-07-01 | Lloyd Barbara A | Director | A-Award | A | Common Stock | 1,552 | 3.02 | 4.7K | 19,472 | D | ↗ |
| 2025-07-01 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 6,209 | 3.02 | 18.8K | 174,804 | D | ↗ |
| 2025-06-30 | Polanco Richard Garcia | Director | A-Award | A | Common Stock | 8,212 | 3.04 | 25.0K | 22,052 | D | ↗ |
| 2025-06-30 | Lombard Kenneth T | Director | A-Award | A | Common Stock | 8,212 | 3.04 | 25.0K | 24,887 | D | ↗ |
| 2025-06-30 | Lloyd Barbara A | Director | A-Award | A | Common Stock | 8,212 | 3.04 | 25.0K | 17,920 | D | ↗ |
| 2025-06-30 | Hickox Winston H | Director | A-Award | A | Common Stock | 8,212 | 3.04 | 25.0K | 193,071 | D | ↗ |
| 2025-06-30 | Echaveste Maria | Director | A-Award | A | Common Stock | 8,212 | 3.04 | 25.0K | 39,627 | D | ↗ |
| 2025-06-30 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 8,212 | 3.04 | 25.0K | 168,595 | D | ↗ |
| 2025-06-30 | COURTER STEPHEN E | Director | A-Award | A | Common Stock | 8,212 | 3.04 | 25.0K | 75,489 | D | ↗ |
| 2025-04-01 | Lloyd Barbara A | Director | A-Award | A | Common Stock | 1,608 | 2.92 | 4.7K | 9,708 | D | ↗ |
| 2025-04-01 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 6,562 | 2.92 | 19.1K | 160,383 | D | ↗ |
| 2025-03-14 | Kennedy Susan P | Director / Officer | D-Return | D | Restricted Stock Units | 10,000 | 0.00 | — | 590,000 | D | ↗ |
| 2025-03-04 | Kennedy Susan P | Director / Officer | D-Return | D | Performance Rights | 175,000 | 0.00 | — | 125,000 | D | ↗ |
| 2025-02-24 | SPEER STANLEY E | Officer | A-Award | A | Common Stock | 37,477 | 0.00 | — | 117,185 | D | ↗ |
| 2025-01-02 | Lloyd Barbara A | Director | A-Award | A | Common Stock | 896 | 5.23 | 4.7K | 8,100 | D | ↗ |
| 2025-01-02 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 3,585 | 5.23 | 18.7K | 153,821 | D | ↗ |
| 2024-11-05 | Heerema International Group Services SA | 10% Owner | P-Purchase | A | Common Stock | 2,070,000 | 3.34 | 6.91M | 22,783,965 | I | ↗ |
| 2024-10-01 | Lloyd Barbara A | Director | A-Award | A | Common Stock | 1,589 | 2.95 | 4.7K | 7,204 | D | ↗ |
| 2024-10-01 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 6,356 | 2.95 | 18.8K | 150,236 | D | ↗ |
| 2024-09-16 | Rivera Cathryn | Officer | — | — | Common Stock | 0 | 0.00 | — | 0 | D | ↗ |
| 2024-07-01 | Webb de Macias Carolyn D | Director | A-Award | A | Common Stock | 8,174 | 3.06 | 25.0K | 33,815 | — | ↗ |
| 2024-07-01 | Polanco Richard Garcia | Director | A-Award | A | Common Stock | 8,174 | 3.06 | 25.0K | 13,840 | — | ↗ |
| 2024-07-01 | Lombard Kenneth T | Director | A-Award | A | Common Stock | 8,174 | 3.06 | 25.0K | 16,675 | — | ↗ |
| 2024-07-01 | Lloyd Barbara A | Director | A-Award | A | Common Stock | 1,528 | 3.07 | 4.7K | 5,615 | — | ↗ |
| 2024-07-01 | Hickox Winston H | Director | A-Award | A | Common Stock | 8,174 | 3.06 | 25.0K | 184,859 | — | ↗ |
| 2024-07-01 | Echaveste Maria | Director | A-Award | A | Common Stock | 8,174 | 3.06 | 25.0K | 31,415 | — | ↗ |
| 2024-07-01 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 6,112 | 3.07 | 18.8K | 143,880 | — | ↗ |
| 2024-06-24 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 6,579 | 2.85 | 18.8K | 129,594 | — | ↗ |
| 2024-04-18 | Kennedy Susan P | Director / Officer | P-Purchase | A | Common Stock | 25,000 | 2.25 | 56.3K | 966,921 | — | ↗ |
| 2024-04-16 | Kennedy Susan P | Director / Officer | A-Award | A | Restricted Stock Units | 600,000 | 0.00 | — | 600,000 | — | ↗ |
| 2024-04-11 | Kennedy Susan P | Director / Officer | A-Award | A | Common Stock | 150,000 | 0.00 | — | 241,921 | — | ↗ |
| 2024-03-15 | SPEER STANLEY E | Officer | M-Exempt | A | Common Stock | 20,124 | 0.00 | — | 79,708 | — | ↗ |
| 2024-03-06 | Heerema International Group Services SA | 10% Owner | P-Purchase | A | Warrants to Purchase Common Stock | 1,000,000 | 5.00 | 5.00M | 1,000,000 | — | ↗ |
| 2024-02-29 | Lloyd Barbara A | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-01-04 | Kennedy Susan P | Director / Officer | P-Purchase | A | Common Stock | 6,762 | 2.81 | 19.0K | 91,921 | — | ↗ |
| 2024-01-02 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 6,410 | 2.93 | 18.7K | 123,015 | — | ↗ |
| 2023-10-02 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 5,814 | 3.23 | 18.8K | 116,605 | — | ↗ |
| 2023-09-25 | Hickox Winston H | Director | P-Purchase | A | Common Stock | 3,030 | 3.30 | 10.0K | 176,685 | — | ↗ |
| 2023-09-21 | Kennedy Susan P | Director / Officer | P-Purchase | A | Common Stock | 15,822 | 3.17 | 50.2K | 85,159 | — | ↗ |
| 2023-07-13 | Slater Scott S | Director / Officer | P-Purchase | A | Common Stock | 14,000 | 3.50 | 49.0K | 123,881 | — | ↗ |
| 2023-07-13 | Kennedy Susan P | Director | P-Purchase | A | Common Stock | 14,000 | 3.50 | 49.0K | 69,337 | — | ↗ |
| 2023-07-13 | Dreyfus Maria S. | Director | P-Purchase | A | Common Stock | 100,000 | 3.50 | 350.0K | 110,791 | — | ↗ |
| 2023-07-11 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 4,676 | 4.01 | 18.8K | 10,791 | — | ↗ |
| 2023-07-06 | Heerema International Group Services SA | 10% Owner | P-Purchase | A | Common Stock | 200,000 | 4.00 | 800.0K | 20,713,965 | — | ↗ |
| 2023-07-03 | Webb de Macias Carolyn D | Director | A-Award | A | Common Stock | 5,666 | 4.41 | 25.0K | 25,641 | — | ↗ |
| 2023-07-03 | Polanco Richard Garcia | Director | A-Award | A | Common Stock | 5,666 | 4.41 | 25.0K | 5,666 | — | ↗ |
| 2023-07-03 | Lombard Kenneth T | Director | A-Award | A | Common Stock | 5,666 | 4.41 | 25.0K | 8,501 | — | ↗ |
| 2023-07-03 | Hickox Winston H | Director | A-Award | A | Common Stock | 5,666 | 4.41 | 25.0K | 173,655 | — | ↗ |
| 2023-07-03 | Echaveste Maria | Director | A-Award | A | Common Stock | 5,666 | 4.41 | 25.0K | 23,241 | — | ↗ |
| 2023-07-03 | Dreyfus Maria S. | Director | A-Award | A | Common Stock | 1,416 | 4.41 | 6.2K | 1,416 | — | ↗ |
| 2023-07-03 | COURTER STEPHEN E | Director | A-Award | A | Common Stock | 5,666 | 4.41 | 25.0K | 59,103 | — | ↗ |
| 2023-06-21 | Dreyfus Maria S. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-06-20 | Kennedy Susan P | Director | P-Purchase | A | Common Stock | 2,417 | 4.13 | 10.0K | 75,337 | — | ↗ |
| 2023-06-15 | Kennedy Susan P | Director | G-Gift | D | Common Stock | 20,000 | 0.00 | — | 55,337 | — | ↗ |
| 2023-06-13 | Odey Asset Management LLP | 10% Owner | S-Sale | D | Common Stock | 1,063,820 | 3.95 | 4.20M | 0 | — | ↗ |
| 2023-06-12 | Odey Asset Management LLP | 10% Owner | S-Sale | D | Common Stock | 1,201 | 4.37 | 5.2K | 338,623 | — | ↗ |
| 2023-05-26 | Kennedy Susan P | Director | P-Purchase | A | Common Stock | 1,970 | 5.06 | 10.0K | 68,432 | — | ↗ |
| 2023-04-04 | Kennedy Susan P | Director | G-Gift | D | Common Stock | 25,000 | 0.00 | — | 66,462 | — | ↗ |
| 2023-04-03 | Hickox Winston H | Director | A-Award | A | Common Stock | 4,699 | 3.99 | 18.7K | 167,989 | — | ↗ |
| 2023-04-03 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 4,699 | 3.99 | 18.7K | 520,882 | — | ↗ |
| 2023-04-03 | BRACKPOOL KEITH | Director | A-Award | A | Common Stock | 4,699 | 3.99 | 18.7K | 1,933,701 | — | ↗ |
| 2023-03-01 | Slater Scott S | Director / Officer | M-Exempt | D | Restricted Stock Units | 85,000 | 0.00 | — | 85,000 | — | ↗ |
| 2023-03-01 | SPEER STANLEY E | Officer | M-Exempt | D | Restricted Stock Units | 42,500 | 0.00 | — | 42,500 | — | ↗ |
| 2023-02-02 | Heerema International Group Services SA | 10% Owner | P-Purchase | A | Common Stock | 3,675,000 | 3.84 | 14.11M | 20,513,965 | — | ↗ |
| 2023-01-31 | Odey Asset Management LLP | 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 3,682,219 | — | ↗ |
| 2023-01-03 | Hickox Winston H | Director | A-Award | A | Common Stock | 7,396 | 2.54 | 18.7K | 163,290 | — | ↗ |
| 2023-01-03 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 7,396 | 2.54 | 18.7K | 516,183 | — | ↗ |
| 2023-01-03 | BRACKPOOL KEITH | Director | A-Award | A | Common Stock | 7,396 | 2.54 | 18.7K | 1,929,002 | — | ↗ |
| 2022-12-29 | Echaveste Maria | Director | P-Purchase | A | Common Stock | 2,000 | 2.65 | 5.3K | 17,575 | — | ↗ |
| 2022-12-16 | Hickox Winston H | Director | P-Purchase | A | Common Stock | 264 | 2.61 | 689.04 | 70,759 | — | ↗ |
| 2022-12-16 | COURTER STEPHEN E | Director | P-Purchase | A | Common Stock | 2,000 | 2.57 | 5.1K | 53,437 | — | ↗ |
| 2022-12-15 | Hickox Winston H | Director | P-Purchase | A | Common Stock | 7,905 | 2.57 | 20.3K | 70,495 | — | ↗ |
| 2022-12-14 | Kennedy Susan P | Director | P-Purchase | A | Common Stock | 20,000 | 2.50 | 50.0K | 95,950 | — | ↗ |
| 2022-12-13 | Webb de Macias Carolyn D | Director | P-Purchase | A | Common Stock | 4,400 | 2.26 | 9.9K | 19,975 | — | ↗ |
| 2022-12-13 | Kennedy Susan P | Director | P-Purchase | A | Common Stock | 75,000 | 2.22 | 166.5K | 75,950 | D | ↗ |
| 2022-11-09 | Heerema International Group Services SA | Director | P-Purchase | A | Common Stock | 1,783,334 | 2.00 | 3.57M | 16,838,965 | — | ↗ |
| 2022-10-03 | Hickox Winston H | Director | A-Award | A | Common Stock | 10,081 | 1.86 | 18.8K | 155,894 | — | ↗ |
| 2022-10-03 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 10,081 | 1.86 | 18.8K | 508,787 | — | ↗ |
| 2022-10-03 | BRACKPOOL KEITH | Director | A-Award | A | Common Stock | 10,081 | 1.86 | 18.8K | 1,921,606 | — | ↗ |
| 2022-07-26 | Polanco Richard Garcia | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-07-12 | Webb de Macias Carolyn D | Director | A-Award | A | Common Stock | 11,339 | 2.21 | 25.0K | 15,575 | — | ↗ |
| 2022-07-12 | Lombard Kenneth T | Director | A-Award | A | Common Stock | 2,835 | 2.21 | 6.3K | 2,835 | — | ↗ |
| 2022-07-12 | Hickox Winston H | Director | A-Award | A | Common Stock | 11,339 | 2.21 | 25.0K | 145,813 | — | ↗ |
| 2022-07-12 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 11,339 | 2.21 | 25.0K | 498,706 | — | ↗ |
| 2022-07-12 | Echaveste Maria | Director | A-Award | A | Common Stock | 11,339 | 2.21 | 25.0K | 15,575 | — | ↗ |
| 2022-07-12 | COURTER STEPHEN E | Director | A-Award | A | Common Stock | 11,339 | 2.21 | 25.0K | 51,437 | — | ↗ |
| 2022-07-12 | BRACKPOOL KEITH | Director | A-Award | A | Common Stock | 5,670 | 2.21 | 12.5K | 1,911,525 | — | ↗ |
| 2022-07-01 | Hickox Winston H | Director | A-Award | A | Common Stock | 7,764 | 2.42 | 18.8K | 134,474 | — | ↗ |
| 2022-07-01 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 7,764 | 2.42 | 18.8K | 487,367 | — | ↗ |
| 2022-07-01 | BRACKPOOL KEITH | Director | A-Award | A | Common Stock | 7,764 | 2.42 | 18.8K | 1,905,855 | — | ↗ |
| 2022-04-14 | Lombard Kenneth T | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-04-12 | BRACKPOOL KEITH | Director | P-Purchase | A | Common Stock | 100,000 | 1.95 | 194.9K | 1,898,091 | — | ↗ |
| 2022-04-11 | BRACKPOOL KEITH | Director | P-Purchase | A | Common Stock | 100,000 | 2.00 | 199.6K | 1,798,091 | — | ↗ |
| 2022-04-01 | Hickox Winston H | Director | P-Purchase | A | Common Stock | 5,385 | 2.22 | 12.0K | 126,710 | — | ↗ |
| 2022-04-01 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 9,036 | 2.08 | 18.7K | 479,603 | — | ↗ |
| 2022-04-01 | COURTER STEPHEN E | Director | P-Purchase | A | Common Stock | 9,600 | 2.23 | 21.4K | 40,098 | — | ↗ |
| 2022-04-01 | BRACKPOOL KEITH | Director | A-Award | A | Common Stock | 9,036 | 2.08 | 18.7K | 1,698,091 | — | ↗ |
| 2022-03-20 | Heerema International Group Services SA | Director | P-Purchase | A | Common Stock | 2,857,142 | 1.75 | 5.00M | 15,055,630 | — | ↗ |
| 2022-03-20 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 285,714 | 1.75 | 500.0K | 470,567 | — | ↗ |
| 2022-03-20 | BRACKPOOL KEITH | Director | A-Award | A | Common Stock | 1,142,857 | 1.75 | 2.00M | 1,689,055 | — | ↗ |
| 2022-02-04 | Kennedy Susan P | Director | A-Award | A | Performance Rights | 450,000 | 0.00 | — | 450,000 | — | ↗ |
| 2022-02-04 | BRACKPOOL KEITH | Director | M-Exempt | A | Common Stock | 170,000 | 0.00 | — | 546,198 | — | ↗ |
| 2022-01-03 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 4,647 | 4.04 | 18.8K | 184,853 | — | ↗ |
| 2021-12-16 | Grant Geoffrey T | Director | P-Purchase | A | Common Stock | 25,000 | 4.25 | 106.2K | 180,206 | — | ↗ |
| 2021-12-15 | BRACKPOOL KEITH | Director | P-Purchase | A | Common Stock | 30,000 | 3.78 | 113.4K | 376,198 | — | ↗ |
| 2021-12-13 | BRACKPOOL KEITH | Director | P-Purchase | A | Common Stock | 25,000 | 3.60 | 90.0K | 346,198 | — | ↗ |
| 2021-12-10 | BRACKPOOL KEITH | Director | A-Award | A | Common Stock | 50,000 | 3.98 | 199.0K | 321,198 | — | ↗ |
| 2021-12-08 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 11,089 | 4.43 | 49.1K | 155,206 | — | ↗ |
| 2021-12-07 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 13,911 | 4.01 | 55.8K | 144,117 | — | ↗ |
| 2021-12-07 | BRACKPOOL KEITH | Director | A-Award | A | Common Stock | 29,900 | 4.10 | 122.6K | 271,198 | — | ↗ |
| 2021-12-06 | BRACKPOOL KEITH | Director | A-Award | A | Common Stock | 20,100 | 3.98 | 80.0K | 241,298 | — | ↗ |
| 2021-12-01 | Heerema International Group Services SA | 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 12,198,488 | — | ↗ |
| 2021-10-01 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 2,696 | 6.96 | 18.8K | 130,206 | — | ↗ |
| 2021-09-08 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 25,000 | 10.87 | 271.8K | 127,510 | — | ↗ |
| 2021-08-13 | Slater Scott S | Director / Officer | M-Exempt | A | Common Stock | 40,247 | 0.00 | — | 69,634 | — | ↗ |
| 2021-08-13 | SPEER STANLEY E | Officer | M-Exempt | A | Common Stock | 20,124 | 0.00 | — | 39,460 | — | ↗ |
| 2021-08-13 | BRACKPOOL KEITH | Director | M-Exempt | A | Common Stock | 55,802 | 0.00 | — | 221,198 | — | ↗ |
| 2021-07-01 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 1,335 | 14.05 | 18.8K | 102,510 | — | ↗ |
| 2021-06-30 | Webb de Macias Carolyn D | Director | A-Award | A | Common Stock | 1,899 | 13.16 | 25.0K | 4,236 | — | ↗ |
| 2021-06-30 | Kennedy Susan P | Director | A-Award | A | Common Stock | 950 | 13.16 | 12.5K | 950 | — | ↗ |
| 2021-06-30 | Hickox Winston H | Director | A-Award | A | Common Stock | 1,899 | 13.16 | 25.0K | 96,915 | — | ↗ |
| 2021-06-30 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 1,899 | 13.16 | 25.0K | 101,175 | — | ↗ |
| 2021-06-30 | Echaveste Maria | Director | A-Award | A | Common Stock | 1,899 | 13.16 | 25.0K | 4,236 | — | ↗ |
| 2021-06-30 | COURTER STEPHEN E | Director | A-Award | A | Common Stock | 1,899 | 13.16 | 25.0K | 30,098 | — | ↗ |
| 2021-04-26 | Slater Scott S | Officer | A-Award | A | Restricted Stock Units | 255,000 | 0.00 | — | 255,000 | — | ↗ |
| 2021-04-26 | SPEER STANLEY E | Officer | A-Award | A | Restricted Stock Units | 127,500 | 0.00 | — | 127,500 | — | ↗ |
| 2021-04-26 | BRACKPOOL KEITH | Director | A-Award | A | Restricted Stock Units | 255,000 | 0.00 | — | 255,000 | — | ↗ |
| 2021-04-01 | Nevins Richard | Director | A-Award | A | Common Stock | 1,297 | 9.64 | 12.5K | 24,947 | — | ↗ |
| 2021-04-01 | HUTCHISON MURRAY H | Director | A-Award | A | Common Stock | 1,297 | 9.64 | 12.5K | 64,988 | — | ↗ |
| 2021-04-01 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 1,297 | 9.64 | 12.5K | 99,276 | — | ↗ |
| 2021-03-24 | Kennedy Susan P | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-01-04 | Nevins Richard | Director | A-Award | A | Common Stock | 1,188 | 10.52 | 12.5K | 23,650 | — | ↗ |
| 2021-01-04 | HUTCHISON MURRAY H | Director | A-Award | A | Common Stock | 1,188 | 10.52 | 12.5K | 63,691 | — | ↗ |
| 2021-01-04 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 1,188 | 10.52 | 12.5K | 97,979 | — | ↗ |
| 2020-10-01 | Nevins Richard | Director | A-Award | A | Common Stock | 1,254 | 9.97 | 12.5K | 22,462 | — | ↗ |
| 2020-10-01 | HUTCHISON MURRAY H | Director | A-Award | A | Common Stock | 1,254 | 9.97 | 12.5K | 62,503 | — | ↗ |
| 2020-10-01 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 1,254 | 9.97 | 12.5K | 96,791 | — | ↗ |
| 2020-07-01 | Nevins Richard | Director | A-Award | A | Common Stock | 1,224 | 10.22 | 12.5K | 21,208 | — | ↗ |
| 2020-07-01 | HUTCHISON MURRAY H | Director | A-Award | A | Common Stock | 1,224 | 10.22 | 12.5K | 61,249 | — | ↗ |
| 2020-07-01 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 1,224 | 10.22 | 12.5K | 95,537 | — | ↗ |
| 2020-06-30 | Webb de Macias Carolyn D | Director | A-Award | A | Common Stock | 2,337 | 10.70 | 25.0K | 2,337 | — | ↗ |
| 2020-06-30 | Nevins Richard | Director | A-Award | A | Common Stock | 2,337 | 10.70 | 25.0K | 19,984 | — | ↗ |
| 2020-06-30 | Hickox Winston H | Director | A-Award | A | Common Stock | 2,337 | 10.70 | 25.0K | 75,016 | — | ↗ |
| 2020-06-30 | HUTCHISON MURRAY H | Director | A-Award | A | Common Stock | 2,337 | 10.70 | 25.0K | 60,025 | — | ↗ |
| 2020-06-30 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 2,337 | 10.70 | 25.0K | 94,313 | — | ↗ |
| 2020-06-30 | Echaveste Maria | Director | A-Award | A | Common Stock | 2,337 | 10.70 | 25.0K | 2,337 | — | ↗ |
| 2020-06-30 | COURTER STEPHEN E | Director | A-Award | A | Common Stock | 2,337 | 10.70 | 25.0K | 28,199 | — | ↗ |
| 2020-05-21 | SPEER STANLEY E | Officer | — | D | Common Stock | 0 | 0.00 | — | 19,336 | — | ↗ |
| 2020-04-01 | Nevins Richard | Director | A-Award | A | Common Stock | 1,085 | 11.53 | 12.5K | 17,647 | — | ↗ |
| 2020-04-01 | HUTCHISON MURRAY H | Director | A-Award | A | Common Stock | 1,085 | 11.53 | 12.5K | 57,688 | — | ↗ |
| 2020-04-01 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 1,085 | 11.53 | 12.5K | 91,976 | — | ↗ |
| 2020-03-24 | Grant Geoffrey T | Director | S-Sale | D | Common Stock | 9,806 | 10.07 | 98.7K | 90,891 | — | ↗ |
| 2020-03-23 | Grant Geoffrey T | Director | S-Sale | D | Common Stock | 9,076 | 10.01 | 90.8K | 100,697 | — | ↗ |
| 2020-03-20 | Grant Geoffrey T | Director | S-Sale | D | Common Stock | 6,013 | 10.02 | 60.3K | 109,773 | — | ↗ |
| 2020-03-19 | Grant Geoffrey T | Director | S-Sale | D | Common Stock | 25,105 | 10.01 | 251.4K | 115,786 | — | ↗ |
| 2020-03-05 | Slater Scott S | Director / Officer | A-Award | A | Common Stock | 20,387 | 9.81 | 200.0K | 29,387 | — | ↗ |
| 2020-03-05 | SHAHEEN TIMOTHY J | Director / Officer | A-Award | A | Common Stock | 20,387 | 9.81 | 200.0K | 114,887 | — | ↗ |
| 2020-03-05 | LC CAPITAL MASTER FUND LTD | — | J-Other | A | 7% Convertible Senior Notes due 2020 | 16,866,290 | 6.75 | 113.85M | 43,346,290 | — | ↗ |
| 2020-03-05 | BRACKPOOL KEITH | Director | A-Award | A | Common Stock | 20,387 | 9.81 | 200.0K | 165,387 | — | ↗ |
| 2020-01-02 | Nevins Richard | Director | A-Award | A | Common Stock | 1,133 | 11.04 | 12.5K | 16,562 | — | ↗ |
| 2020-01-02 | HUTCHISON MURRAY H | Director | A-Award | A | Common Stock | 1,133 | 11.04 | 12.5K | 56,603 | — | ↗ |
| 2020-01-02 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 1,133 | 11.04 | 12.5K | 140,891 | — | ↗ |
| 2020-01-02 | BROWN JEFFREY J | Director | A-Award | A | Common Stock | 1,133 | 11.04 | 12.5K | 8,868 | — | ↗ |
| 2019-10-01 | Nevins Richard | Director | A-Award | A | Common Stock | 1,017 | 12.29 | 12.5K | 15,429 | — | ↗ |
| 2019-10-01 | HUTCHISON MURRAY H | Director | A-Award | A | Common Stock | 1,017 | 12.29 | 12.5K | 55,470 | — | ↗ |
| 2019-10-01 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 1,017 | 12.29 | 12.5K | 139,758 | — | ↗ |
| 2019-10-01 | BROWN JEFFREY J | Director | A-Award | A | Common Stock | 1,017 | 12.29 | 12.5K | 7,735 | — | ↗ |
| 2019-09-17 | Nevins Richard | Director | A-Award | A | Common Stock | 1,086 | 11.51 | 12.5K | 14,412 | — | ↗ |
| 2019-09-17 | HUTCHISON MURRAY H | Director | A-Award | A | Common Stock | 1,086 | 11.51 | 12.5K | 54,453 | — | ↗ |
| 2019-09-17 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 1,086 | 11.51 | 12.5K | 138,741 | — | ↗ |
| 2019-09-17 | BROWN JEFFREY J | Director | A-Award | A | Common Stock | 1,086 | 11.51 | 12.5K | 6,718 | — | ↗ |
| 2019-07-11 | Water Asset Management LLC | 10% Owner | S-Sale | D | Common Stock, par value $0.01 ("Common Stock") | 800,000 | 11.00 | 8.80M | 2,458,219 | — | ↗ |
| 2019-07-10 | Webb de Macias Carolyn D | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-07-10 | Echaveste Maria | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-06-30 | Pacini Raymond J | Director | A-Award | A | Common Stock | 1,914 | 10.45 | 20.0K | 28,590 | — | ↗ |
| 2019-06-30 | Nevins Richard | Director | A-Award | A | Common Stock | 1,914 | 10.45 | 20.0K | 13,326 | — | ↗ |
| 2019-06-30 | Hickox Winston H | Director | A-Award | A | Common Stock | 1,914 | 10.45 | 20.0K | 72,679 | — | ↗ |
| 2019-06-30 | HUTCHISON MURRAY H | Director | A-Award | A | Common Stock | 1,914 | 10.45 | 20.0K | 53,367 | — | ↗ |
| 2019-06-30 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 1,914 | 10.45 | 20.0K | 137,655 | — | ↗ |
| 2019-06-30 | COURTER STEPHEN E | Director | A-Award | A | Common Stock | 1,914 | 10.45 | 20.0K | 25,862 | — | ↗ |
| 2019-06-30 | BROWN JEFFREY J | Director | A-Award | A | Common Stock | 1,914 | 10.45 | 20.0K | 5,632 | — | ↗ |
| 2019-06-30 | BOHN JOHN A | Director | A-Award | A | Common Stock | 1,914 | 10.45 | 20.0K | 2,807 | — | ↗ |
| 2019-04-22 | Water Asset Management LLC | 10% Owner | C-Conversion | A | Common Stock, par value $0.01 ("Common Stock") | 291,057 | 6.75 | 1.96M | 3,258,219 | — | ↗ |
| 2019-04-01 | Nevins Richard | Director | A-Award | A | Common Stock | 783 | 9.58 | 7.5K | 11,412 | — | ↗ |
| 2019-04-01 | HUTCHISON MURRAY H | Director | A-Award | A | Common Stock | 783 | 9.58 | 7.5K | 51,453 | — | ↗ |
| 2019-04-01 | Grant Geoffrey T | Director | A-Award | A | Common Stock | 783 | 9.58 | 7.5K | 135,741 | — | ↗ |
Executive team
Executive compensation
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2024 | Susan Kennedy Chair, Principal Executive Officer and President | 368.4K | 500.0K | 1.40M | — | — | 11.1K | 2.28M | 61.43% | ↗ |
| 2 | 2024 | Stanley E. Speer Principal Financial Officer and Secretary | 350.0K | — | 109.3K | — | — | 22.2K | 481.5K | 22.70% | ↗ |
| 3 | 2024 | Cathryn Rivera Chief Operating Officer | 79.3K | — | 152.7K | — | — | — | 232.1K | 65.82% | ↗ |
| 4 | 2023 | Stanley E. Speer Principal Financial Officer and Secretary | 350.0K | — | 42.8K | — | — | 21.6K | 414.4K | 10.32% | ↗ |
| 5 | 2023 | Stanley E. Speer Current Principal Financial Officer and Secretary | 350.0K | — | 42.8K | — | — | 21.6K | 414.4K | 10.32% | ↗ |
| 6 | 2023 | Scott Slater Former President and Principal Executive Officer | 300.0K | — | 85.5K | — | — | — | 385.5K | 22.18% | ↗ |
| 7 | 2023 | Susan Kennedy Chair, Principal Executive Officer and President | 300.0K | — | 9.4K | — | — | 9.0K | 318.4K | 2.95% | ↗ |
| 8 | 2023 | Susan Kennedy Current Chair and Principal Executive Officer | 300.3K | — | 9.4K | — | — | 9.0K | 318.4K | 2.95% | ↗ |
| 9 | 2022 | Scott Slater Former President and Principal Executive Officer | 300.0K | — | 520.2K | — | — | — | 820.2K | 63.42% | ↗ |
| 10 | 2022 | Scott Slater President and current Principal Executive Officer | 300.0K | — | 520.2K | — | — | — | 820.2K | 63.42% | ↗ |
| 11 | 2022 | Stanley E. Speer Current Principal Financial Officer and Secretary | 350.0K | — | 260.1K | — | — | 20.6K | 630.7K | 41.24% | ↗ |
| 12 | 2022 | Keith Brackpool Former Chair | 50.5K | — | 368.1K | — | — | 1.7K | 420.2K | 87.58% | ↗ |
| 13 | 2022 | Susan Kennedy Current Chair and Principal Executive Officer | 266.2K | — | 3.4K | — | — | 4.5K | 274.1K | 1.24% | ↗ |
| 14 | 2022 | Susan Kennedy Chair | 266.2K | — | 3.4K | — | — | 4.5K | 274.1K | 1.24% | ↗ |
| 15 | 2021 | Keith Brackpool Former Chair | 275.0K | — | — | — | — | 43.0K | 1.63M | 0.00% | ↗ |
| 16 | 2021 | Scott Slater President and current Principal Executive Officer | 300.0K | — | 1.32M | — | — | — | 1.62M | 81.43% | ↗ |
| 17 | 2021 | Stanley E. Speer Current Principal Financial Officer and Secretary | 350.0K | — | 657.7K | — | — | 20.0K | 1.03M | 64.00% | ↗ |
| 18 | 2020 | Timothy J. Shaheen Former Principal Financial Officer and Secretary | 350.0K | 300.0K | 198.1K | — | — | 11.8K | 909.9K | 21.77% | ↗ |
| 19 | 2020 | Keith Brackpool Former Chair | 275.0K | 300.0K | 198.1K | — | — | 51.1K | 824.2K | 24.03% | ↗ |
| 20 | 2020 | Keith Brackpool Chairman and former Principal Executive Officer | 275.0K | 300.0K | 198.1K | — | — | 51.1K | 824.2K | 24.03% | ↗ |
| 21 | 2020 | Scott Slater President and current Principal Executive Officer | 300.0K | 300.0K | 198.1K | — | — | — | 798.1K | 24.82% | ↗ |
| 22 | 2020 | Stanley E. Speer Current Principal Financial Officer and Secretary | 216.3K | 150.0K | — | — | — | 12.9K | 366.3K | 0.00% | ↗ |
| 23 | 2019 | Timothy J. Shaheen Principal Financial Officer and Secretary | 350.0K | 200.0K | — | — | — | 11.4K | 561.4K | 0.00% | ↗ |
| 24 | 2019 | Timothy J. Shaheen Former Principal Financial Officer and Secretary | 350.0K | 200.0K | — | — | — | 11.4K | 561.4K | 0.00% | ↗ |
| 25 | 2019 | Keith Brackpool Former Chair | 275.0K | 200.0K | — | — | — | 51.1K | 526.1K | 0.00% | ↗ |
| 26 | 2019 | Keith Brackpool Chairman and former Principal Executive Officer | 275.0K | 200.0K | — | — | — | 51.1K | 526.1K | 0.00% | ↗ |
| 27 | 2019 | Scott Slater President and current Principal Executive Officer | 300.0K | 200.0K | — | — | — | — | 500.0K | 0.00% | ↗ |
| 28 | 2018 | Timothy J. Shaheen Principal Financial Officer and Secretary | 350.0K | 300.0K | — | — | — | 12.6K | 662.6K | 0.00% | ↗ |
| 29 | 2018 | Timothy J. Shaheen Former Principal Financial Officer and Secretary | 350.0K | 300.0K | — | — | — | 12.6K | 662.6K | 0.00% | ↗ |
| 30 | 2018 | Keith Brackpool Chairman and former Principal Executive Officer | 275.0K | 300.0K | — | — | — | 44.9K | 619.9K | 0.00% | ↗ |
| 31 | 2018 | Scott Slater President and current Principal Executive Officer | 300.0K | 300.0K | — | — | — | — | 600.0K | 0.00% | ↗ |
| 32 | 2017 | Timothy J. Shaheen Principal Financial Officer and Secretary | 350.0K | 300.0K | 851.5K | — | — | 12.3K | 1.51M | 56.25% | ↗ |
| 33 | 2017 | Keith Brackpool Chairman and former Principal Executive Officer | 275.0K | 300.0K | 851.5K | — | — | 47.3K | 1.47M | 57.78% | ↗ |
| 34 | 2017 | Scott Slater President and current Principal Executive Officer | 300.0K | 300.0K | — | — | — | — | 600.0K | 0.00% | ↗ |
| 35 | 2016 | Timothy J. Shaheen Principal Financial Officer and Secretary | 200.0K | 200.0K | 59.9K | — | — | 9.3K | 469.2K | 12.77% | ↗ |
| 36 | 2016 | Scott Slater President and current Principal Executive Officer | 300.0K | — | — | — | — | — | 300.0K | 0.00% | ↗ |
| 37 | 2016 | Keith Brackpool Chairman and former Principal Executive Officer | 35.0K | — | 95.9K | — | — | 42.9K | 173.8K | 55.16% | ↗ |
| 38 | 2015 | Timothy J. Shaheen Principal Financial Officer and Secretary | 200.0K | — | 213.7K | — | — | 8.8K | 422.5K | 50.58% | ↗ |
| 39 | 2015 | Keith Brackpool Chairman and former Principal Executive Officer | 35.0K | — | 342.0K | — | — | 39.4K | 416.4K | 82.13% | ↗ |
| 40 | 2015 | Scott Slater President and current Principal Executive Officer | 300.0K | — | — | — | — | — | 300.0K | 0.00% | ↗ |
| 41 | 2014 | Timothy J. Shaheen Principal Financial Officer and Secretary | 279.1K | — | 106.4K | — | — | 11.5K | 397.1K | 26.81% | ↗ |
| 42 | 2014 | Keith Brackpool Chairman and former Principal Executive Officer | 161.6K | — | 170.3K | — | — | 40.8K | 372.7K | 45.70% | ↗ |
| 43 | 2014 | Scott Slater President and current Principal Executive Officer | 300.0K | — | — | — | — | — | 300.0K | 0.00% | ↗ |
| 44 | 2013 | Keith Brackpool Chairman and former Principal Executive Officer | 313.5K | 250.0K | — | — | — | 46.8K | 640.3K | 0.00% | ↗ |
| 45 | 2013 | Timothy J. Shaheen Principal Financial Officer and Secretary | 343.8K | 200.0K | — | — | — | 13.7K | 557.6K | 0.00% | ↗ |
| 46 | 2013 | Scott Slater President and current Principal Executive Officer | 275.0K | — | — | 39.1K | — | — | 314.1K | 12.45% | ↗ |
| 47 | 2012 | Keith Brackpool Chairman and former Principal Executive Officer | 400.0K | 300.0K | — | — | — | 49.8K | 749.8K | 0.00% | ↗ |
| 48 | 2012 | Keith Brackpool Chairman and Principal Executive Officer | 400.0K | 300.0K | — | — | — | 49.8K | 749.8K | 0.00% | ↗ |
| 49 | 2012 | Timothy J. Shaheen Principal Financial Officer and Secretary | 325.7K | 200.0K | — | — | — | 14.7K | 540.4K | 0.00% | ↗ |
| 50 | 2012 | Scott Slater President and current Principal Executive Officer | — | — | — | 212.1K | — | — | 212.1K | 100.00% | ↗ |
| 51 | 2012 | Scott Slater President | — | — | — | 212.1K | — | — | 212.1K | 100.00% | ↗ |
| 52 | 2011 | Keith Brackpool Chairman and former Principal Executive Officer | 400.0K | — | 727.0K | 260.9K | — | 54.4K | 1.44M | 68.50% | ↗ |
| 53 | 2011 | Keith Brackpool Chairman and Principal Executive Officer | 400.0K | — | 727.0K | 260.9K | — | 54.4K | 1.44M | 68.50% | ↗ |
| 54 | 2011 | Timothy J. Shaheen Principal Financial Officer and Secretary | 300.0K | — | 290.8K | 130.5K | — | 13.0K | 734.2K | 57.38% | ↗ |
| 55 | 2011 | Scott Slater President | — | — | — | 601.0K | — | — | 601.0K | 100.00% | ↗ |
| 56 | 2011 | Scott Slater President and current Principal Executive Officer | — | — | — | 601.0K | — | — | 601.0K | 100.00% | ↗ |
| 57 | 2011 | Richard E. Stoddard Chairman, Cadiz Real Estate LLC | 50.0K | — | — | 65.2K | — | 100.0K | 215.2K | 30.31% | ↗ |
| 58 | 2010 | Keith Brackpool Chairman and Principal Executive Officer | 400.0K | — | 573.8K | 1.30M | — | 46.2K | 2.32M | 80.81% | ↗ |
| 59 | 2010 | Timothy J. Shaheen Principal Financial Officer and Secretary | 300.0K | — | 202.5K | 652.4K | — | 20.4K | 1.18M | 72.74% | ↗ |
| 60 | 2010 | Richard E. Stoddard Chairman, Cadiz Real Estate LLC | 300.0K | — | — | 326.2K | — | — | 626.2K | 52.09% | ↗ |
| 61 | 2010 | Scott Slater President | — | — | — | — | — | — | — | — | ↗ |
| 62 | 2009 | Keith Brackpool Chairman, Principal Executive Officer and President | 400.0K | — | 300.0K | — | — | 48.8K | 748.8K | 40.07% | ↗ |
| 63 | 2009 | Keith Brackpool Chairman and Principal Executive Officer | 400.0K | — | 300.0K | — | — | 48.8K | 748.8K | 40.07% | ↗ |
| 64 | 2009 | Timothy J. Shaheen Principal Financial Officer and Secretary | 300.0K | — | 159.1K | — | — | 12.0K | 471.1K | 33.77% | ↗ |
| 65 | 2009 | Richard E. Stoddard Chairman, Cadiz Real Estate LLC | 300.0K | — | — | — | — | — | 300.0K | 0.00% | ↗ |
| 66 | 2009 | Scott Slater President | — | — | — | — | — | — | — | — | ↗ |
| 67 | 2008 | Keith Brackpool Chairman, Principal Executive Officer and President | 400.0K | — | — | — | — | 45.4K | 445.4K | 0.00% | ↗ |
| 68 | 2008 | Richard E. Stoddard Chairman, Cadiz Real Estate LLC | 300.0K | — | — | — | — | — | 300.0K | 0.00% | ↗ |
| 69 | 2008 | Timothy J. Shaheen Principal Financial Officer and Secretary | 14.0K | — | — | — | — | 180.0K | 212.9K | 0.00% | ↗ |
| 70 | 2008 | O'Donnell Iselin II Former Principal Financial Officer and Secretary | 154.9K | 20.0K | — | — | — | — | 208.7K | 0.00% | ↗ |
| 71 | 2007 | Keith Brackpool Chairman, Principal Executive Officer and President | 400.0K | — | 4.92M | — | — | 29.5K | 5.35M | 91.97% | ↗ |
| 72 | 2007 | Richard E. Stoddard Chairman, Cadiz Real Estate LLC | 300.0K | — | — | — | — | — | 4.90M | 0.00% | ↗ |
| 73 | 2007 | O'Donnell Iselin II Former Principal Financial Officer and Secretary | 165.0K | 20.0K | — | 65.7K | — | 33.8K | 258.4K | 25.42% | ↗ |
| 74 | 2007 | Timothy J. Shaheen Principal Financial Officer and Secretary | — | — | 18.9K | — | — | — | 18.9K | 100.00% | ↗ |
| 75 | 2006 | Keith Brackpool Chairman, Principal Executive Officer and President | 250.0K | — | 1.40M | 203.9K | — | 15.0K | 920.4K | 174.14% | ↗ |
| 76 | 2006 | Richard E. Stoddard Chairman, Cadiz Real Estate LLC | 250.0K | — | — | 203.9K | — | — | 905.4K | 22.52% | ↗ |
| 77 | 2006 | O'Donnell Iselin II Former Principal Financial Officer and Secretary | 165.0K | 41.3K | — | 219.0K | — | 7.7K | 431.8K | 50.71% | ↗ |
| 78 | 2006 | O'Donnell Iselin II Principal Financial Officer and Secretary | 165.0K | 41.3K | — | 219.0K | — | 6.6K | 431.8K | 50.71% | ↗ |
| 79 | 2006 | Timothy J. Shaheen Principal Financial Officer and Secretary | — | — | 18.9K | — | — | — | 18.9K | 100.00% | ↗ |
No CEO compensation history available.
Proxy statements
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Susan Kennedy | Chief Executive Officer & Chairman | 412.0K | female |
| Stanley E. Speer | Chief Financial Officer & Secretary | 391.3K | male |
| Scott S. Slater | Senior Advisor | 300.0K | male |
| Cathryn Rivera | Chief Operating Officer | 275.0K | female |
| Courtney Degener | VP of Investor Relations & Sr. VP of Communications & External Relations | — | male |
| Teffiny Bagnara | Controller | — | female |
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Community Opinion for CDZI
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

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