Ocean Power Technologies, Inc. (OPTT)
Monroe Township, NJ, US
Ocean Power Technologies, Inc. (OPTT) is a company dedicated to creating and deploying exclusive technologies that convert the sustainable power of ocean waves into electricity. The firm operates globally, with a presence in North America, South America, Europe, and Asia. A primary offering is their PB3 PowerBuoy system, engineered to provide autonomous power generation for remote offshore locations, independent of traditional electrical grids. Beyond this, OPTT's product line includes hybrid PowerBuoy solutions and subsea battery systems. They also furnish essential supporting services such as software development, control systems, sensor integration, and expert marine installation. The company extends its capabilities to deliver distributed offshore power and critical communication infrastructure for diverse remote surface and subsea applications. These solutions cater to key sectors including defense and security, the offshore oil and gas industry, scientific research, and offshore wind energy. Furthermore, OPTT offers its Wave Adaptive Modular Vessel (WAM-V) technology, which significantly enhances the mobility and operational range of uncrewed maritime systems. This includes leasing WAM-V robotics and providing access to associated information. Their expertise also covers maritime domain awareness solutions and strategic consulting. Finally, the company provides a comprehensive suite of offshore data services, encompassing collection, integration, analysis, and real-time communication for various purposes. OPTT primarily serves a diverse client base of both governmental agencies and private organizations that require dependable power solutions in distant marine environments. Established in 1984, Ocean Power Technologies, Inc. is headquartered in Monroe Township, New Jersey.
No mergers or acquisitions recorded for this company.
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -4.24% | +3.97% | +4.29% | -4.56% | -12.00% | +25.60% | -22.63% | -27.54% | -84.68% | -98.77% | -99.99% |
Revenue flow
Revenue by geography
Revenue by segment
Revenue composition
By product
By geography
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 2 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
-
Revenue growth Electrical Equipment & Parts: +13.1%+6.1% Q1'26: -37.8% (vs Q1'25)
-
EPS growth Electrical Equipment & Parts: +22.4%+63.8% ★ Q1'26: -27.7% (vs Q1'25)
-
FCF margin FCF growth · Electrical Equipment & Parts: +27.2%-422.0% Q1'26: -1,330.0% (vs Q1'25)
-
EBIT margin Electrical Equipment & Parts: +8.2%-384.7% Q1'26: -1,777.4% (vs Q1'25)
-
ROIC Electrical Equipment & Parts: +6.4%-103.7% Q1'26: -169.0% (vs Q1'25)
-
Share dilution Electrical Equipment & Parts: +0.0%+115.0% Q1'26: +1,225.0% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Electrical Equipment & Parts: -0.54×-0.09× Q1'26: -0.25× (vs Q1'25)
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
| Metric |
Apr 2020 actual |
Apr 2021 actual |
Apr 2022 actual |
Apr 2023 actual |
Apr 2024 actual |
Apr 2026 1 Rev. Ana. 2 EPS Ana. |
Apr 2027 1 Rev. Ana. 2 EPS Ana. |
Apr 2028 1 Rev. Ana. 1 EPS Ana. |
Apr 2029 1 Rev. Ana. 1 EPS Ana. |
Apr 2030 1 Rev. Ana. |
|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
1.68M
est: 1.90M (-11.5%)
|
1.21M
est: 4.70M (-74.3%)
|
1.76M
est: 8.23M (-78.6%)
|
2.73M
est: 20.57M (-86.7%)
|
5.53M
est: 39.09M (-85.9%)
|
6.10M
5.44M – 6.77M
-84.4% YoY
|
18.45M
16.44M – 20.46M
+202.4% YoY
|
34.62M
30.85M – 38.40M
+87.7% YoY
|
57.56M
51.29M – 63.84M
+66.3% YoY
|
90.85M
80.95M – 100.75M
+57.8% YoY
|
| EBITDA |
-11.01M
est: -1.90M (-479.5%)
|
-13.22M
est: -4.70M (-181.3%)
|
-21.10M
est: -8.23M (-156.4%)
|
-27.47M
est: -20.57M (-33.5%)
|
-28.24M
est: -39.09M (+27.7%)
|
-6.10M
-6.77M – -5.44M
+84.4% YoY
|
-18.45M
-20.46M – -16.44M
-202.4% YoY
|
-34.62M
-38.40M – -30.85M
-87.7% YoY
|
-57.56M
-63.84M – -51.29M
-66.3% YoY
|
-90.85M
-100.75M – -80.95M
-57.8% YoY
|
| EBIT |
-11.37M
est: -1.90M (-498.2%)
|
-13.59M
est: -4.70M (-189.2%)
|
-21.61M
est: -8.23M (-162.6%)
|
-28.10M
est: -20.57M (-36.6%)
|
-29.40M
est: -39.09M (+24.8%)
|
-6.10M
-6.77M – -5.44M
+84.4% YoY
|
-18.45M
-20.46M – -16.44M
-202.4% YoY
|
-34.62M
-38.40M – -30.85M
-87.7% YoY
|
-57.56M
-63.84M – -51.29M
-66.3% YoY
|
-90.85M
-100.75M – -80.95M
-57.8% YoY
|
| Net Income |
-10.35M
est: -14.34B (+99.9%)
|
-15.85M
est: -5.66B (+99.7%)
|
-18.87M
est: -5.31B (+99.6%)
|
-26.33M
est: -2.64B (+99.0%)
|
-27.48M
est: 329.98M (-108.3%)
|
-24.11M
-25.38M – -22.84M
-107.3% YoY
|
-12.95M
-13.38M – -12.53M
+46.3% YoY
|
-8.88M
-10.14M – -7.63M
+31.4% YoY
|
-5.08M
-5.80M – -4.36M
+42.9% YoY
|
—
— – —
+100.0% YoY
|
| SGA |
6.92M
est: 11.18M (-38.1%)
|
7.77M
est: 27.65M (-71.9%)
|
11.91M
est: 48.42M (-75.4%)
|
28.34M
est: 121.04M (-76.6%)
|
32.23M
est: 229.97M (-86.0%)
|
35.89M
31.98M – 39.81M
-84.4% YoY
|
108.54M
96.71M – 120.37M
+202.4% YoY
|
203.72M
181.52M – 225.92M
+87.7% YoY
|
338.70M
301.79M – 375.61M
+66.3% YoY
|
534.53M
476.28M – 592.79M
+57.8% YoY
|
| EPS |
-1.44
est: -113.00 (+98.7%)
|
-0.53
est: -44.60 (+98.8%)
|
-0.35
est: -41.80 (+99.2%)
|
-0.47
est: -20.80 (+97.7%)
|
-0.47
est: 2.60 (-118.1%)
|
-0.19
-0.20 – -0.18
-107.3% YoY
|
-0.10
-0.11 – -0.10
+46.3% YoY
|
-0.07
-0.08 – -0.06
+31.4% YoY
|
-0.04
-0.05 – -0.03
+42.9% YoY
|
—
— – —
+100.0% YoY
|
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-28 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-27 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-26 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-22 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-21 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-20 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-19 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-18 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-15 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-14 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-13 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-12 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-11 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-08 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-07 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-06 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-05 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-04 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-01 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-30 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-29 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-28 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-27 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-24 | C | 2/5 | 5/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-23 | C | 2/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-22 | C | 2/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-21 | C | 2/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-20 | C | 2/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-17 | C | 2/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-16 | C | 2/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
Owner Earnings
Ownership Overview
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Alumni Capital LP, | 10.42M | 9.48% | 10.42M | — | 10.42M | — | PN | Delaware | 2024-09-24 | ↗ |
| 2 | Paragon Technologies, Inc. | 2.30M | 3.90% | 2.30M | — | 2.30M | — | CO | Delaware | 2023-10-10 | ↗ |
| 3 | Paragon Technologies, Inc. | 2.18M | 3.90% | 2.18M | — | 2.18M | — | CO | Delaware | 2023-07-07 | ↗ |
| 4 | Edward C. Johnson 3d | 1.17M | 11.49% | — | — | 1.17M | — | IN | United States of America | 2007-06-11 | ↗ |
| 5 | FMR Corp. | 1.17M | 11.49% | 402.8K | — | 1.17M | — | HC | Delaware | 2007-06-11 | ↗ |
| 6 | FiveMore Special Situations Fund Ltd | 856.1K | 4.65% | — | 856.1K | — | 10.00 | OO | Grand Cayman, Cayman Islands | 2015-10-14 | ↗ |
| 7 | FiveT Capital AG | 856.1K | 4.65% | — | 856.1K | — | 10.00 | IA | Zurich, Switzerland | 2015-10-14 | ↗ |
| 8 | Sander Gerber | 717.4K | 2.28% | — | 717.4K | — | — | IN | United States | 2021-02-10 | ↗ |
| 9 | Hudson Bay Capital Management LP | 717.3K | 2.28% | — | 717.3K | — | — | PN | State of Delaware | 2021-02-10 | ↗ |
| 10 | CVI Investments, Inc. | 300.0K | 5.40% | — | 300.0K | — | 300.0K | CO | Cayman Islands | 2016-10-21 | ↗ |
| 11 | Heights Capital Management, Inc. | 300.0K | 5.40% | — | 300.0K | — | 300.0K | CO | Delaware | 2016-10-21 | ↗ |
| 12 | 13G | 287.5K | 9.99% | — | 287.5K | — | 287.5K | HC, OO | Texas | 2019-04-17 | ↗ |
Institutional Activity (13F)
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | — | 50.5K +50.5K (+100.0%) | 15.15M +15.2M (+100.0%) | 0.00% +0.003 pp | 0.00% +0.000 pp | USD0.30 +0.0% | 1 qtrs NEW |
| 2 | VANGUARD GROUP INC | 6.94M +— (+0.0%) | 2.08M -1.4M (-40.5%) | 0.38% -0.023 pp | 0.00% +0.000 pp | USD1.05 -71.4% | 27 qtrs — |
| 3 | BLACKROCK, INC. | 2.82M +— (+0.0%) | 845.4K -574.0K (-40.4%) | 0.15% -0.009 pp | 0.00% +0.000 pp | USD0.39 -23.1% | 6 qtrs — |
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 1.87M +15.9K (+0.9%) | 560.6K -372.7K (-39.9%) | 0.10% -0.005 pp | 0.00% +0.000 pp | USD0.99 -69.7% | 21 qtrs — |
| 5 | UBS GROUP AG | 1.70M +1.6M (+1,085.6%) | 510.2K +437.9K (+605.7%) | 0.09% +0.084 pp | 0.00% +0.000 pp | USD0.31 -3.2% | 21 qtrs — |
| 6 | STATE STREET CORP | 786.4K +— (+0.0%) | 235.9K -160.2K (-40.4%) | 0.04% -0.003 pp | 0.00% +0.000 pp | USD0.87 -65.5% | 19 qtrs — |
| 7 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 462.2K +260.0K (+128.6%) | 139.0K +37.0K (+36.3%) | 0.03% +0.014 pp | 0.00% +0.000 pp | USD0.38 -21.1% | 3 qtrs — |
| 8 | GROUP ONE TRADING, L.P. | 369.4K +247.3K (+202.6%) | 110.8K +49.3K (+80.2%) | 0.02% +0.013 pp | 0.00% +0.000 pp | USD0.37 -18.9% | 2 qtrs — |
| 9 | NORTHERN TRUST CORP | 349.4K +72.5K (+26.2%) | 104.8K -34.6K (-24.8%) | 0.02% +0.003 pp | 0.00% +0.000 pp | USD0.84 -64.3% | 21 qtrs — |
| 10 | HAMILTON CAPITAL PARTNERS, LLC | 301.9K +301.9K (+100.0%) | 90.6K +90.6K (+100.0%) | 0.02% +0.016 pp | 0.03% +0.030 pp | USD0.30 +0.0% | 1 qtrs NEW |
| 11 | VIRTU FINANCIAL LLC | 245.4K +99.5K (+68.3%) | 74.0K +1.0K (+1.4%) | 0.01% +0.005 pp | 0.00% -0.001 pp | USD0.42 -28.6% | 6 qtrs — |
| 12 | SIMPLEX TRADING, LLC | 181.0K +6.1K (+3.5%) | 54.3K -33.7K (-38.3%) | 0.01% 0.000 pp | 0.00% +0.000 pp | USD0.46 -34.8% | 4 qtrs — |
| 13 | ESSEX INVESTMENT MANAGEMENT CO LLC | 174.6K -30.5K (-14.9%) | 52.4K -50.9K (-49.3%) | 0.01% -0.002 pp | 0.01% -0.008 pp | USD0.50 -40.0% | 2 qtrs — |
| 14 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 156.1K -504.1K (-76.4%) | 46.8K -283.3K (-85.8%) | 0.01% -0.030 pp | 0.00% +0.000 pp | USD0.76 -60.5% | 6 qtrs — |
| 15 | J.W. COLE ADVISORS, INC. | 73.2K -2.0K (-2.7%) | 21.9K -16.0K (-42.1%) | 0.00% 0.000 pp | 0.00% 0.000 pp | USD0.46 -34.8% | 4 qtrs — |
| 16 | ADVISOR GROUP HOLDINGS, INC. | 70.2K +39.5K (+128.7%) | 21.0K +5.6K (+36.5%) | 0.00% +0.002 pp | 0.00% +0.000 pp | USD0.39 -23.1% | 21 qtrs — |
| 17 | ADVISORY SERVICES NETWORK, LLC | 65.0K +65.0K (+100.0%) | 19.5K +19.5K (+100.0%) | 0.00% +0.004 pp | 0.00% +0.000 pp | USD0.30 +0.0% | 1 qtrs NEW |
| 18 | CITADEL ADVISORS LLC | 56.4K -114.7K (-67.0%) | 16.9K -69.3K (-80.4%) | 0.00% -0.007 pp | 0.00% +0.000 pp | USD0.77 -61.0% | 6 qtrs — |
| 19 | TWO SIGMA SECURITIES, LLC | 53.2K +42.2K (+381.2%) | 16.0K +10.4K (+186.6%) | 0.00% +0.002 pp | 0.00% +0.001 pp | USD0.34 -11.8% | 2 qtrs — |
| 20 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 50.0K +— (+0.0%) | 15.0K -10.2K (-40.4%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD0.46 -34.8% | 4 qtrs — |
| 21 | LEGATO CAPITAL MANAGEMENT LLC | 48.3K +— (+0.0%) | 14.5K -9.8K (-40.4%) | 0.00% 0.000 pp | 0.00% -0.001 pp | USD0.50 -40.0% | 2 qtrs — |
| 22 | SARGENT INVESTMENT GROUP, LLC | 44.8K +800.0 (+1.8%) | 13.4K -8.7K (-39.4%) | 0.00% 0.000 pp | 0.00% -0.002 pp | USD0.61 -50.8% | 6 qtrs — |
| 23 | BAADER BANK AKTIENGESELLSCHAFT | 34.2K +34.2K (+100.0%) | 6.3K +6.3K (+100.0%) | 0.00% +0.002 pp | 0.00% +0.000 pp | USD0.30 +0.0% | 7 qtrs — |
| 24 | WESTERN WEALTH MANAGEMENT, LLC | 20.0K +3.0K (+17.7%) | 6.0K -2.6K (-29.9%) | 0.00% +0.000 pp | 0.00% 0.000 pp | USD0.47 -36.2% | 2 qtrs — |
| 25 | JANE STREET GROUP, LLC | 19.1K +6.6K (+52.8%) | 5.7K -566.0 (-9.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.72 -58.3% | 5 qtrs — |
| 26 | CAPTRUST FINANCIAL ADVISORS | 19.0K +19.0K (+100.0%) | 5.7K +5.7K (+100.0%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD0.30 +0.0% | 1 qtrs NEW |
| 27 | RICHMOND BROTHERS, INC. | 18.4K +4.4K (+31.4%) | 5.5K -1.5K (-21.7%) | 0.00% +0.000 pp | 0.00% -0.001 pp | USD0.42 -28.6% | 4 qtrs — |
| 28 | VANGUARD PERSONALIZED INDEXING MANAGEMENT, LLC | 17.4K +— (+0.0%) | 5.2K -3.6K (-40.4%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD0.47 -36.2% | 3 qtrs — |
| 29 | SOVEREIGN FINANCIAL GROUP, INC. | 17.0K +— (+0.0%) | 5.1K -3.5K (-40.4%) | 0.00% 0.000 pp | 0.00% -0.001 pp | USD0.96 -68.8% | 5 qtrs — |
| 30 | SBI SECURITIES CO., LTD. | 16.8K -4.5K (-21.1%) | 5.0K -5.7K (-53.0%) | 0.00% 0.000 pp | 0.00% 0.000 pp | USD0.89 -66.3% | 5 qtrs — |
| 31 | MORTON BROWN FAMILY WEALTH, LLC | 14.3K +14.3K (+100.0%) | 4.3K +4.3K (+100.0%) | 0.00% +0.001 pp | 0.00% +0.001 pp | USD0.30 +0.0% | 1 qtrs NEW |
| 32 | MARINER, LLC | 13.1K +— (+0.0%) | 3.9K -2.7K (-40.4%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.48 -37.5% | 3 qtrs — |
| 33 | CREATIVE PLANNING | 11.9K -5.8K (-32.9%) | 3.6K -5.3K (-60.0%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD0.48 -37.5% | 4 qtrs — |
| 34 | BANK OF NEW YORK MELLON CORP | 11.2K +— (+0.0%) | 3.4K -2.3K (-40.4%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.50 -40.0% | 2 qtrs — |
| 35 | TOWER RESEARCH CAPITAL LLC (TRC) | 10.8K +5.4K (+100.3%) | 3.2K +525.0 (+19.3%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.40 -25.0% | 2 qtrs — |
| 36 | PROMETHIUM ADVISORS,LLC | 10.0K +— (+0.0%) | 3.0K -2.0K (-40.4%) | 0.00% +0.000 pp | 0.00% -0.001 pp | USD0.16 +87.5% | 6 qtrs — |
| 37 | IFP ADVISORS, INC | 10.0K +— (+0.0%) | 3.0K -2.0K (-40.4%) | 0.00% +0.000 pp | 0.00% 0.000 pp | USD0.28 +7.1% | 7 qtrs — |
| 38 | MORGAN STANLEY | 8.0K -27.5K (-77.5%) | 2.4K -15.5K (-86.6%) | 0.00% -0.002 pp | 0.00% +0.000 pp | USD1.51 -80.1% | 20 qtrs — |
| 39 | FEDERATION DES CAISSES DESJARDINS DU QUEBEC | 5.9K +— (+0.0%) | 1.8K -1.2K (-40.5%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.32 -6.3% | 9 qtrs — |
| 40 | LARSON FINANCIAL GROUP LLC | 4.6K +— (+0.0%) | 1.4K -939.0 (-40.4%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.47 -36.2% | 3 qtrs — |
| 41 | BANK OF AMERICA CORP /DE/ | 2.5K -3.8K (-60.9%) | 739.00 -2.4K (-76.7%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD0.94 -68.1% | 20 qtrs — |
| 42 | CITIGROUP INC | 1.6K +1.6K (+100.0%) | 470.00 +470.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.30 +0.0% | 3 qtrs — |
| 43 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 603.00 +— (+0.0%) | 181.00 -123.0 (-40.5%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.45 -33.3% | 4 qtrs — |
| 44 | ALLWORTH FINANCIAL LP | 586.00 +— (+0.0%) | 176.00 -120.0 (-40.5%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD1.02 -70.6% | 5 qtrs — |
| 45 | CAPE INVESTMENT ADVISORY, INC. | 500.00 +— (+0.0%) | 150.00 -102.0 (-40.5%) | 0.00% +0.000 pp | 0.00% 0.000 pp | USD0.53 -43.4% | 12 qtrs — |
| 46 | CORECAP ADVISORS, LLC | 250.00 +— (+0.0%) | 75.00 -51.0 (-40.5%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.15 +100.0% | 8 qtrs — |
| 47 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 200.00 +200.0 (+100.0%) | 60.00 +60.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.30 +0.0% | 1 qtrs NEW |
| 48 | ASSETMARK, INC | 200.00 +— (+0.0%) | 60.00 -41.0 (-40.6%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.16 +87.5% | 6 qtrs — |
| 49 | JONES FINANCIAL COMPANIES LLLP | 100.00 +— (+0.0%) | 30.00 -22.0 (-42.3%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD1.02 -70.6% | 5 qtrs — |
| 50 | SAGEVIEW ADVISORY GROUP, LLC | 45.00 +45.0 (+100.0%) | 14.00 +14.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.29 +3.4% | 1 qtrs NEW |
| 51 | TD WATERHOUSE CANADA INC. | 43.00 +— (+0.0%) | 13.00 -9.0 (-40.9%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.14 +114.3% | 6 qtrs — |
| 52 | EVELYN PARTNERS INVESTMENT MANAGEMENT SERVICES LTD | 2.00 +2.0 (+100.0%) | 1.00 +1.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD— | 4 qtrs — |
| 53 | FMR LLC | 3.00 -1.3K (-99.8%) | 1.00 -651.0 (-99.8%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD0.33 -9.1% | 5 qtrs — |
| 54 | PENBROOK MANAGEMENT LLC | — -15.0K (-100.0%) | — -7.6K (-100.0%) | 0.00% -0.001 pp | 0.00% -0.005 pp | USD— | 5 qtrs SOLD |
| 55 | RENAISSANCE TECHNOLOGIES LLC | — -485.6K (-100.0%) | — -244.6K (-100.0%) | 0.00% -0.028 pp | 0.00% 0.000 pp | USD— | 3 qtrs SOLD |
| 56 | CONNECTIVE CAPITAL MANAGEMENT, LLC | — -1.2M (-100.0%) | — -593.5K (-100.0%) | 0.00% -0.068 pp | 0.00% -0.545 pp | USD— | 2 qtrs SOLD |
| 57 | JPMORGAN CHASE & CO | — -364.0 (-100.0%) | — -183.0 (-100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD— | 10 qtrs SOLD |
| 58 | FARTHER FINANCE ADVISORS, LLC | — -75.0 (-100.0%) | — -38.0 (-100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 59 | HRT FINANCIAL LP | — -235.9K (-100.0%) | — -118.0K (-100.0%) | 0.00% -0.014 pp | 0.00% 0.000 pp | USD— | 2 qtrs SOLD |
| 60 | LPL FINANCIAL LLC | — -18.7K (-100.0%) | — -9.4K (-100.0%) | 0.00% -0.001 pp | 0.00% +0.000 pp | USD— | 5 qtrs SOLD |
| 61 | WASHINGTON TRUST ADVISORS, INC. | — -1.0 (-100.0%) | — -1.0 (-100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 62 | EVELYN PARTNERS ASSET MANAGEMENT LTD | — -2.0 (-100.0%) | — -117.0 (-100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD— | 5 qtrs SOLD |
| 63 | XTX TOPCO LTD | — -20.2K (-100.0%) | — -10.2K (-100.0%) | 0.00% -0.001 pp | 0.00% -0.001 pp | USD— | 2 qtrs SOLD |
| 64 | SANCTUARY ADVISORS, LLC | — -11.5K (-100.0%) | — -5.2K (-100.0%) | 0.00% -0.001 pp | 0.00% +0.000 pp | USD— | 5 qtrs SOLD |
| 65 | SQUAREPOINT OPS LLC | — -256.7K (-100.0%) | — -129.3K (-100.0%) | 0.00% -0.015 pp | 0.00% 0.000 pp | USD— | 2 qtrs SOLD |
| 66 | R SQUARED LTD | — -15.0K (-100.0%) | — -7.5K (-100.0%) | 0.00% -0.001 pp | 0.00% -0.003 pp | USD— | 2 qtrs SOLD |
ETF Ownership
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Vanguard Extended Market ETF VXF | 0.00% | 818.5K | 0.05% |
| 2 | Vanguard U.S. Total Market Shares Index ETF VTS.AX | 0.00% | 4.9K | 0.03% |
| 3 | Vanguard U.S. Total Market Index ETF VUN.TO | 0.00% | 13.4K | 0.17% |
| 4 | Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO | 0.00% | 993.16 | 0.17% |
| 5 | Vanguard Total Stock Market ETF VTI | 0.00% | 2.30M | 0.03% |
| 6 | Vanguard All-Equity ETF Portfolio VEQT.TO | 0.00% | 5.0K | 0.22% |
| 7 | Vanguard Growth ETF Portfolio VGRO.TO | 0.00% | 2.7K | 0.22% |
| 8 | Vanguard Balanced ETF Portfolio VBAL.TO | 0.00% | 1.1K | 0.22% |
| 9 | Vanguard Conservative ETF Portfolio VCNS.TO | 0.00% | 122.05 | 0.22% |
| 10 | Vanguard Conservative Income ETF Portfolio VCIP.TO | 0.00% | 17.18 | 0.22% |
Insider Activity
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-05 | Stratmann Philipp | Director / Officer | F-InKind | D | Common Stock | 901,096 | 0.43 | 391.1K | 1,932,356 | D | ↗ |
| 2026-03-05 | Powers Robert Patrick | Officer | F-InKind | D | Common Stock | 437,550 | 0.43 | 189.9K | 1,037,129 | D | ↗ |
| 2026-03-05 | PAGLIARA TRACY D | Officer | F-InKind | D | Common Stock | 322,897 | 0.43 | 140.1K | 858,353 | D | ↗ |
| 2026-01-30 | Stratmann Philipp | Director / Officer | M-Exempt | A | Restricted Stock Unit | 100,198 | 0.00 | — | 100,198 | D | ↗ |
| 2026-01-30 | Powers Robert Patrick | Officer | A-Award | A | Common Stock | 173,920 | 0.00 | — | 1,474,679 | D | ↗ |
| 2026-01-30 | PAGLIARA TRACY D | Officer | A-Award | A | Restricted Stock Unit | 201,442 | 0.00 | — | 201,442 | D | ↗ |
| 2026-01-27 | Thompson Jim Raymond | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2026-01-27 | Stratmann Philipp | Director / Officer | A-Award | A | Common Stock | 805,944 | 0.00 | — | 2,240,539 | D | ↗ |
| 2026-01-27 | Powers Robert Patrick | Officer | A-Award | A | Common Stock | 427,447 | 0.00 | — | 1,192,714 | D | ↗ |
| 2026-01-27 | PAGLIARA TRACY D | Officer | A-Award | A | Common Stock | 414,578 | 0.00 | — | 979,808 | D | ↗ |
| 2026-01-27 | Montesi Corliss J. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2026-01-27 | Hewlett Clyde W | Director | A-Award | A | Common Stock | 151,189 | 0.00 | — | 1,133,075 | D | ↗ |
| 2026-01-27 | Cryan Terence James | Director | A-Award | A | Common Stock | 377,973 | 0.00 | — | 2,333,368 | D | ↗ |
| 2026-01-16 | Stratmann Philipp | Director / Officer | A-Award | A | Common Stock | 617,508 | 0.00 | — | 1,393,396 | D | ↗ |
| 2026-01-16 | Slaiby Peter E. | Director | A-Award | A | Common Stock | 593,208 | 0.00 | — | 1,052,014 | D | ↗ |
| 2026-01-16 | Powers Robert Patrick | Officer | M-Exempt | A | Restricted Stock Unit | 252,115 | 0.00 | — | 252,115 | D | ↗ |
| 2026-01-16 | PURCEL DIANA G | Director | A-Award | A | Common Stock | 903,748 | 0.00 | — | 1,327,554 | D | ↗ |
| 2026-01-16 | PAGLIARA TRACY D | Officer | A-Award | A | Common Stock | 291,974 | 0.00 | — | 291,974 | D | ↗ |
| 2026-01-16 | Hewlett Clyde W | Director | A-Award | A | Common Stock | 558,080 | 0.00 | — | 981,886 | D | ↗ |
| 2026-01-16 | Cryan Terence James | Director | A-Award | A | Common Stock | 1,354,802 | 0.00 | — | 1,955,395 | D | ↗ |
| 2025-12-16 | Stratmann Philipp | Director / Officer | P-Purchase | A | Common Stock | 7,750 | 0.33 | 2.6K | 518,440 | D | ↗ |
| 2025-12-15 | Stratmann Philipp | Director / Officer | P-Purchase | A | Common Stock | 6,298 | 0.34 | 2.2K | 510,690 | D | ↗ |
| 2025-12-15 | Powers Robert Patrick | Officer | P-Purchase | A | Common Stock | 14,723 | 0.34 | 5.0K | 268,132 | D | ↗ |
| 2025-09-17 | Stratmann Philipp | Director / Officer | P-Purchase | A | Common Stock | 3,989 | 0.50 | 2.0K | 517,714 | D | ↗ |
| 2025-01-31 | Stratmann Philipp | Director / Officer | F-InKind | D | Common Stock | 16,626 | 0.66 | 11.0K | 606,752 | D | ↗ |
| 2025-01-31 | Powers Robert Patrick | Officer | M-Exempt | A | Restricted Stock Unit | 29,542 | 0.00 | — | 29,542 | D | ↗ |
| 2025-01-31 | Burdyny Matthew | Officer | F-InKind | D | Common Stock | 112,533 | 0.93 | 104.7K | 173,126 | D | ↗ |
| 2025-01-21 | Stratmann Philipp | Director / Officer | F-InKind | A | Common Stock | 77,059 | 0.92 | 70.9K | 623,378 | D | ↗ |
| 2025-01-21 | Powers Robert Patrick | Officer | F-InKind | A | Common Stock | 45,902 | 0.92 | 42.2K | 317,100 | D | ↗ |
| 2025-01-21 | Burdyny Matthew | Officer | F-InKind | D | Common Stock | 13,354 | 0.92 | 12.3K | 209,014 | D | ↗ |
| 2025-01-16 | Stratmann Philipp | Director / Officer | M-Exempt | A | Common Stock | 169,691 | 0.00 | — | 797,833 | D | ↗ |
| 2025-01-16 | Slaiby Peter E. | Director | M-Exempt | A | Common Stock | 241,935 | 0.00 | — | 483,806 | D | ↗ |
| 2025-01-16 | Powers Robert Patrick | Officer | M-Exempt | A | Common Stock | 91,072 | 0.00 | — | 420,097 | D | ↗ |
| 2025-01-16 | PURCEL DIANA G | Director | A-Award | A | Restricted Stock Unit | 903,748 | 0.00 | — | 903,748 | D | ↗ |
| 2025-01-16 | PAGLIARA TRACY D | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-01-16 | Lorenz Anderson Natalie M. | Director | A-Award | A | Common Stock | 241,935 | 0.00 | — | 404,677 | D | ↗ |
| 2025-01-16 | Hewlett Clyde W | Director | A-Award | A | Restricted Stock Unit | 558,080 | 0.00 | — | 558,080 | D | ↗ |
| 2025-01-16 | Cryan Terence James | Director | M-Exempt | A | Common Stock | 241,935 | 0.00 | — | 600,593 | D | ↗ |
| 2025-01-16 | Burdyny Matthew | Officer | M-Exempt | A | Restricted Stock Unit | 85,126 | 0.00 | — | 85,126 | D | ↗ |
| 2025-01-14 | Stratmann Philipp | Director / Officer | F-InKind | A | Common Stock | 33,689 | 0.89 | 30.0K | 788,594 | D | ↗ |
| 2025-01-14 | Powers Robert Patrick | Officer | F-InKind | A | Common Stock | 17,468 | 0.89 | 15.5K | 410,214 | D | ↗ |
| 2024-11-25 | Slaiby Peter E. | Director | P-Purchase | A | Common Stock | 35,000 | 0.19 | 6.7K | 241,871 | D | ↗ |
| 2024-11-13 | Cryan Terence James | Director | P-Purchase | A | Common Stock | 100,000 | 0.15 | 14.8K | 358,658 | D | ↗ |
| 2024-02-01 | Stratmann Philipp | Director / Officer | A-Award | A | Restricted Stock Unit | 300,484 | 0.00 | — | 300,484 | — | ↗ |
| 2024-02-01 | Slaiby Peter E. | Director | A-Award | A | Restricted Stock Unit | 241,935 | 0.00 | — | 241,935 | — | ↗ |
| 2024-02-01 | Powers Robert Patrick | Officer | A-Award | A | Restricted Stock Unit | 162,039 | 0.00 | — | 162,039 | — | ↗ |
| 2024-02-01 | PURCEL DIANA G | Director | A-Award | A | Restricted Stock Unit | 241,935 | 0.00 | — | 241,935 | — | ↗ |
| 2024-02-01 | Lorenz Anderson Natalie M. | Director | A-Award | A | Restricted Stock Unit | 241,935 | 0.00 | — | 241,935 | — | ↗ |
| 2024-02-01 | Hewlett Clyde W | Director | A-Award | A | Restricted Stock Unit | 241,935 | 0.00 | — | 241,935 | — | ↗ |
| 2024-02-01 | DiPietro Joseph | Officer | A-Award | A | Restricted Stock Unit | 26,431 | 0.00 | — | 26,431 | — | ↗ |
| 2024-02-01 | Cryan Terence James | Director | A-Award | A | Restricted Stock Unit | 241,935 | 0.00 | — | 241,935 | — | ↗ |
| 2024-02-01 | Burdyny Matthew | Officer | A-Award | A | Restricted Stock Unit | 134,409 | 0.00 | — | 134,409 | — | ↗ |
| 2024-01-22 | Stratmann Philipp | Director / Officer | M-Exempt | D | Restricted Stock Unit | 48,529 | 0.00 | — | 48,529 | — | ↗ |
| 2024-01-22 | Slaiby Peter E. | Director | A-Award | A | Common Stock | 110,294 | 0.00 | — | 206,871 | — | ↗ |
| 2024-01-22 | Powers Robert Patrick | Officer | M-Exempt | D | Restricted Stock Unit | 26,170 | 0.00 | — | 26,170 | — | ↗ |
| 2024-01-22 | PURCEL DIANA G | Director | A-Award | A | Common Stock | 110,294 | 0.00 | — | 181,871 | — | ↗ |
| 2024-01-22 | Lorenz Anderson Natalie M. | Director | A-Award | A | Common Stock | 110,294 | 0.00 | — | 162,742 | — | ↗ |
| 2024-01-22 | Hewlett Clyde W | Director | A-Award | A | Common Stock | 110,294 | 0.00 | — | 181,871 | — | ↗ |
| 2024-01-22 | DiPietro Joseph | Officer | M-Exempt | D | Restricted Stock Unit | 4,657 | 0.00 | — | 4,657 | — | ↗ |
| 2024-01-22 | Cryan Terence James | Director | A-Award | A | Common Stock | 110,294 | 0.00 | — | 258,889 | — | ↗ |
| 2024-01-22 | Burdyny Matthew | Officer | M-Exempt | D | Restricted Stock Unit | 9,007 | 0.00 | — | 9,007 | — | ↗ |
| 2024-01-16 | Stratmann Philipp | Director / Officer | M-Exempt | D | Restricted Stock Unit | 21,000 | 0.00 | — | 42,000 | — | ↗ |
| 2024-01-16 | Powers Robert Patrick | Officer | M-Exempt | D | Restricted Stock Unit | 10,889 | 0.00 | — | 21,778 | — | ↗ |
| 2024-01-16 | DiPietro Joseph | Officer | M-Exempt | D | Restricted Stock Unit | 0 | 0.00 | — | 7,332 | — | ↗ |
| 2024-01-02 | Powers Robert Patrick | Officer | M-Exempt | A | Common Stock | 12,500 | 0.00 | — | 90,447 | — | ↗ |
| 2023-11-09 | Burdyny Matthew | Officer | — | D | Common Stock | 0 | 0.00 | — | 77,022 | — | ↗ |
| 2023-09-28 | Slaiby Peter E. | Director | P-Purchase | A | Common Stock | 25,000 | 0.39 | 9.8K | 96,577 | — | ↗ |
| 2023-09-18 | Powers Robert Patrick | Officer | P-Purchase | A | Common Stock | 12,345 | 0.40 | 5.0K | 28,888 | — | ↗ |
| 2023-09-18 | Cryan Terence James | Director | P-Purchase | A | Common Stock | 15,000 | 0.40 | 6.0K | 148,595 | — | ↗ |
| 2023-09-15 | Stratmann Philipp | Director / Officer | P-Purchase | A | Common Stock | 12,115 | 0.41 | 5.0K | 93,807 | — | ↗ |
| 2023-09-15 | Cryan Terence James | Director | P-Purchase | A | Common Stock | 30,000 | 0.40 | 12.1K | 133,595 | — | ↗ |
| 2023-06-20 | Stratmann Philipp | Director / Officer | F-InKind | D | Common Stock | 3,766 | 0.63 | 2.4K | 110,359 | — | ↗ |
| 2023-01-23 | Stratmann Philipp | Officer | A-Award | A | Restricted Stock Unit | 145,589 | 0.00 | — | 145,589 | — | ↗ |
| 2023-01-23 | Slaiby Peter E. | Director | A-Award | A | Restricted Stock Unit | 110,294 | 0.00 | — | 110,294 | — | ↗ |
| 2023-01-23 | Powers Robert Patrick | Officer | A-Award | A | Restricted Stock Unit | 78,510 | 0.00 | — | 78,510 | — | ↗ |
| 2023-01-23 | PURCEL DIANA G | Director | A-Award | A | Restricted Stock Unit | 110,294 | 0.00 | — | 110,294 | — | ↗ |
| 2023-01-23 | Lorenz Anderson Natalie M. | Director | A-Award | A | Restricted Stock Unit | 110,294 | 0.00 | — | 110,294 | — | ↗ |
| 2023-01-23 | Hewlett Clyde W | Director | A-Award | A | Restricted Stock Unit | 110,294 | 0.00 | — | 110,294 | — | ↗ |
| 2023-01-23 | DiPietro Joseph | Officer | A-Award | A | Restricted Stock Unit | 13,971 | 0.00 | — | 13,971 | — | ↗ |
| 2023-01-23 | Cryan Terence James | Director | A-Award | A | Restricted Stock Unit | 110,294 | 0.00 | — | 110,294 | — | ↗ |
| 2023-01-13 | Stratmann Philipp | Officer | M-Exempt | A | Common Stock | 21,000 | 0.74 | 15.5K | 104,662 | — | ↗ |
| 2023-01-13 | Powers Robert Patrick | Officer | M-Exempt | A | Common Stock | 10,889 | 0.74 | 8.1K | 48,389 | — | ↗ |
| 2023-01-13 | DiPietro Joseph | Officer | M-Exempt | A | Common Stock | 3,667 | 0.74 | 2.7K | 3,667 | — | ↗ |
| 2022-01-14 | Stratmann Philipp | Director / Officer | A-Award | A | Restricted Stock Unit | 63,000 | 0.00 | — | 63,000 | — | ↗ |
| 2022-01-14 | Slaiby Peter E. | Director | A-Award | A | Restricted Stock Unit | 52,448 | 0.00 | — | 52,448 | — | ↗ |
| 2022-01-14 | Powers Robert Patrick | Officer | A-Award | A | Restricted Stock Unit | 32,667 | 0.00 | — | 32,667 | — | ↗ |
| 2022-01-14 | PURCEL DIANA G | Director | A-Award | A | Restricted Stock Unit | 52,448 | 0.00 | — | 52,448 | — | ↗ |
| 2022-01-14 | Lorenz Anderson Natalie M. | Director | A-Award | A | Restricted Stock Unit | 52,448 | 0.00 | — | 52,448 | — | ↗ |
| 2022-01-14 | Hewlett Clyde W | Director | A-Award | A | Restricted Stock Unit | 52,448 | 0.00 | — | 52,448 | — | ↗ |
| 2022-01-14 | DiPietro Joseph | Officer | A-Award | A | Restricted Stock Unit | 11,000 | 0.00 | — | 11,000 | — | ↗ |
| 2022-01-14 | Cryan Terence James | Director | A-Award | A | Restricted Stock Unit | 52,448 | 0.00 | — | 52,448 | — | ↗ |
| 2021-12-14 | Lorenz Anderson Natalie M. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-13 | Powers Robert Patrick | Officer | A-Award | A | Restricted Stock Unit | 25,000 | 0.00 | — | 25,000 | — | ↗ |
| 2021-12-10 | Powers Robert Patrick | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-09-23 | DiPietro Joseph | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-06-18 | Stratmann Philipp | Director / Officer | A-Award | A | Restricted Stock Unit | 100,000 | 0.00 | — | 100,000 | — | ↗ |
| 2021-01-14 | Slaiby Peter E. | Director | A-Award | A | Stock Option (right to buy) | 19,129 | 2.93 | 56.0K | 19,129 | — | ↗ |
| 2021-01-14 | Shafer Matthew T | Officer | A-Award | A | Stock Option (right to buy) | 31,667 | 2.93 | 92.8K | 31,667 | — | ↗ |
| 2021-01-14 | PURCEL DIANA G | Director | A-Award | A | Stock Option (right to buy) | 19,129 | 2.93 | 56.0K | 19,129 | — | ↗ |
| 2021-01-14 | Kirby George H III | Director / Officer | A-Award | A | Stock Option (right to buy) | 55,000 | 2.93 | 161.2K | 55,000 | — | ↗ |
| 2021-01-14 | Hewlett Clyde W | Director | A-Award | A | Stock Option (right to buy) | 19,129 | 2.93 | 56.0K | 19,129 | — | ↗ |
| 2021-01-14 | Cryan Terence James | Director | A-Award | A | Stock Option (right to buy) | 19,129 | 2.93 | 56.0K | 19,129 | — | ↗ |
| 2020-12-30 | WINTERS ROBERT K | Director | M-Exempt | A | Common Stock | 25,000 | 1.05 | 26.3K | 25,000 | — | ↗ |
| 2020-12-23 | Slaiby Peter E. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-12-23 | PURCEL DIANA G | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-12-23 | Hewlett Clyde W | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-01-16 | WINTERS ROBERT K | Director | A-Award | A | Stock Option (right to buy) | 25,000 | 1.05 | 26.3K | 25,000 | — | ↗ |
| 2020-01-16 | Shafer Matthew T | Officer | A-Award | A | Stock Option (right to buy) | 13,333 | 1.05 | 14.0K | 13,333 | — | ↗ |
| 2020-01-16 | Moore Kristine S | Director | A-Award | A | Stock Option (right to buy) | 25,000 | 1.05 | 26.3K | 25,000 | — | ↗ |
| 2020-01-16 | Kirby George H III | Director / Officer | A-Award | A | Stock Option (right to buy) | 27,333 | 1.05 | 28.7K | 27,333 | — | ↗ |
| 2020-01-16 | Glover Dean J | Director | A-Award | A | Stock Option (right to buy) | 25,000 | 1.05 | 26.3K | 25,000 | — | ↗ |
| 2020-01-16 | FLUDDER STEVEN M | Director | A-Award | A | Stock Option (right to buy) | 25,000 | 1.05 | 26.3K | 25,000 | — | ↗ |
| 2020-01-16 | Cryan Terence James | Director | A-Award | A | Stock Option (right to buy) | 25,000 | 1.05 | 26.3K | 25,000 | — | ↗ |
| 2019-05-20 | Shafer Matthew T | Officer | F-InKind | D | Common Stock | 208 | 2.33 | 484.64 | 1,122 | — | ↗ |
| 2018-12-07 | WINTERS ROBERT K | Director | A-Award | A | Stock Option (right to buy) | 50,000 | 0.41 | 20.5K | 50,000 | — | ↗ |
| 2018-12-07 | Shafer Matthew T | Officer | A-Award | A | Stock Option (right to buy) | 115,000 | 0.41 | 47.2K | 115,000 | — | ↗ |
| 2018-12-07 | Moore Kristine S | Director | A-Award | A | Stock Option (right to buy) | 50,000 | 0.41 | 20.5K | 50,000 | — | ↗ |
| 2018-12-07 | Kirby George H III | Director / Officer | A-Award | A | Stock Option (right to buy) | 200,000 | 0.41 | 82.0K | 200,000 | — | ↗ |
| 2018-12-07 | Glover Dean J | Director | A-Award | A | Stock Option (right to buy) | 50,000 | 0.41 | 20.5K | 50,000 | — | ↗ |
| 2018-12-07 | FLUDDER STEVEN M | Director | A-Award | A | Stock Option (right to buy) | 50,000 | 0.41 | 20.5K | 50,000 | — | ↗ |
| 2018-12-07 | Cryan Terence James | Director | A-Award | A | Stock Option (right to buy) | 50,000 | 0.41 | 20.5K | 50,000 | — | ↗ |
| 2018-11-06 | Kirby George H III | Director / Officer | P-Purchase | A | Common Stock | 10,660 | 0.55 | 5.9K | 138,679 | — | ↗ |
| 2018-11-05 | Kirby George H III | Director / Officer | P-Purchase | A | Common Stock | 4,264 | 0.53 | 2.3K | 128,019 | — | ↗ |
| 2018-11-02 | Kirby George H III | Director / Officer | P-Purchase | A | Common Stock | 14,924 | 0.52 | 7.7K | 123,755 | — | ↗ |
| 2018-09-20 | Glover Dean J | Director | P-Purchase | A | Common Stock | 50,000 | 0.66 | 33.2K | 104,950 | — | ↗ |
| 2018-09-19 | Cryan Terence James | Director | P-Purchase | A | Common Stock | 2,162 | 0.59 | 1.3K | 7,212 | — | ↗ |
| 2018-09-18 | Glover Dean J | Director | P-Purchase | A | Common Stock | 50,000 | 0.55 | 27.4K | 54,950 | — | ↗ |
| 2018-09-17 | Shafer Matthew T | Officer | F-InKind | D | Common Stock | 1,770 | 0.46 | 814.20 | 26,593 | — | ↗ |
| 2018-09-10 | Moore Kristine S | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2018-08-15 | FLUDDER STEVEN M | Director | P-Purchase | A | Common Stock | 12,000 | 0.72 | 8.7K | 12,000 | — | ↗ |
| 2018-03-20 | Kirby George H III | Director / Officer | P-Purchase | A | Common Stock | 7,000 | 1.16 | 8.1K | 108,831 | — | ↗ |
| 2018-01-20 | Kirby George H III | Director / Officer | F-InKind | D | Common Stock | 2,248 | 1.12 | 2.5K | 101,831 | — | ↗ |
| 2018-01-18 | Phebus Christopher | Officer | A-Award | A | Common Stock | 97,297 | 1.11 | 108.0K | 97,297 | — | ↗ |
| 2018-01-15 | Phebus Christopher | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2017-10-20 | cryan terence james | Director | A-Award | A | Stock Option (right to buy) | 42,666 | 1.34 | 57.2K | 42,666 | — | ↗ |
| 2017-10-20 | WINTERS ROBERT K | Director | A-Award | A | Stock Option (right to buy) | 42,666 | 1.34 | 57.2K | 42,666 | — | ↗ |
| 2017-10-20 | Glover Dean J | Director | A-Award | A | Stock Option (right to buy) | 42,666 | 1.34 | 57.2K | 42,666 | — | ↗ |
| 2017-10-20 | FLUDDER STEVEN M | Director | A-Award | A | Stock Option (right to buy) | 42,666 | 1.34 | 57.2K | 42,666 | — | ↗ |
| 2017-09-17 | Shafer Matthew T | Officer | F-InKind | D | Common Stock | 1,683 | 1.30 | 2.2K | 28,363 | — | ↗ |
| 2017-05-19 | Shafer Matthew T | Officer | A-Award | A | Common Stock | 14,584 | 1.40 | 20.4K | 30,046 | — | ↗ |
| 2017-05-19 | Mekhiche Mike M | Officer | A-Award | A | Common Stock | 25,000 | 1.40 | 35.0K | 55,694 | — | ↗ |
| 2017-05-19 | Kirby George H III | Director / Officer | A-Award | A | Common Stock | 50,000 | 1.40 | 70.0K | 112,079 | — | ↗ |
| 2017-05-01 | Mekhiche Mike M | Officer | F-InKind | D | Common Stock | 5,181 | 1.47 | 7.6K | 30,694 | — | ↗ |
| 2017-05-01 | Kirby George H III | Director / Officer | F-InKind | D | Common Stock | 8,649 | 1.47 | 12.7K | 62,079 | — | ↗ |
| 2017-01-20 | Kirby George H III | Director / Officer | F-InKind | D | Common Stock | 751 | 3.04 | 2.3K | 70,728 | — | ↗ |
| 2016-10-31 | Mekhiche Mike M | Officer | F-InKind | D | Common Stock | 5,952 | 2.32 | 13.8K | 35,875 | — | ↗ |
| 2016-10-31 | Kirby George H III | Director / Officer | F-InKind | D | Common Stock | 8,070 | 2.32 | 18.7K | 71,480 | — | ↗ |
| 2016-10-24 | Kirby George H III | Director / Officer | P-Purchase | A | Common Stock | 6,300 | 3.16 | 19.9K | 79,550 | — | ↗ |
| 2016-10-22 | Mekhiche Mike M | Officer | F-InKind | D | Common Stock | 295 | 3.22 | 949.90 | 41,827 | — | ↗ |
| 2016-10-21 | cryan terence james | Director | A-Award | A | Stock Option (right to buy) | 19,775 | 3.22 | 63.7K | 19,775 | — | ↗ |
| 2016-10-21 | WINTERS ROBERT K | Director | A-Award | A | Stock Option (right to buy) | 19,775 | 3.22 | 63.7K | 19,775 | — | ↗ |
| 2016-10-21 | Shafer Matthew T | Officer | A-Award | A | Common Stock | 15,462 | 3.22 | 49.8K | 15,462 | — | ↗ |
| 2016-10-21 | Glover Dean J | Director | A-Award | A | Stock Option (right to buy) | 19,775 | 3.22 | 63.7K | 19,775 | — | ↗ |
| 2016-10-21 | FLUDDER STEVEN M | Director | A-Award | A | Stock Option (right to buy) | 19,775 | 3.22 | 63.7K | 19,775 | — | ↗ |
| 2016-10-21 | Burger Robert J. | Director | A-Award | A | Stock Option (right to buy) | 19,775 | 3.22 | 63.7K | 19,775 | — | ↗ |
| 2016-10-10 | WINTERS ROBERT K | Director | — | D | Stock Option (Right to Buy) | 8,984 | 1.60 | 14.4K | 0 | — | ↗ |
| 2016-10-10 | FLUDDER STEVEN M | Director | — | D | Stock Option (Right to Buy) | 8,984 | 1.60 | 14.4K | 0 | — | ↗ |
| 2016-09-15 | FEATHERSTONE MARK A | Officer | F-InKind | D | Common Stock | 3,450 | 7.29 | 25.2K | 41,465 | — | ↗ |
| 2016-09-07 | Shafer Matthew T | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-08-29 | Mekhiche Mike M | Officer | — | D | Common Stock | 0 | 0.00 | — | 34,000 | — | ↗ |
| 2016-06-19 | Mekhiche Mike M | Officer | — | D | Stock option (right to buy) | 2,610 | 16.80 | 43.8K | 0 | — | ↗ |
| 2016-05-05 | cryan terence james | Director | A-Award | A | Stock Option (right to buy) | 18,302 | 1.57 | 28.7K | 25 | — | ↗ |
| 2016-05-05 | Kirby George H III | Director / Officer | F-InKind | D | Common Stock | 55,000 | 1.57 | 86.4K | 73,250 | — | ↗ |
| 2016-05-05 | Glover Dean J | Director | A-Award | A | Stock Option (right to buy) | 18,302 | 1.57 | 28.7K | 18,302 | — | ↗ |
| 2016-05-05 | FEATHERSTONE MARK A | Officer | A-Award | A | Common Stock | 34,000 | 0.00 | — | 44,915 | — | ↗ |
| 2016-05-05 | Burger Robert J. | Director | A-Award | A | Stock Option (right to buy) | 18,302 | 1.57 | 28.7K | 23,441 | — | ↗ |
| 2016-01-26 | FEATHERSTONE MARK A | Officer | F-InKind | D | Common Stock | 714 | 1.54 | 1.1K | 10,915 | — | ↗ |
| 2016-01-20 | Kirby George H III | Director / Officer | F-InKind | D | Common Stock | 673 | 1.63 | 1.1K | 18,250 | — | ↗ |
| 2015-11-19 | Mekhiche Mike M | Officer | — | D | Stock option (right to buy) | 4,411 | 24.00 | 105.9K | 0 | — | ↗ |
| 2015-10-22 | KELLER DAVID L | Director | D-Return | D | Common Stock | 33,002 | 0.00 | — | 120,502 | — | ↗ |
| 2015-07-16 | Kirby George H III | Director / Officer | P-Purchase | A | Common Stock | 7,000 | 0.58 | 4.1K | 189,229 | — | ↗ |
| 2015-07-15 | Kirby George H III | Director / Officer | P-Purchase | A | Common Stock | 2,229 | 0.60 | 1.3K | 182,229 | — | ↗ |
| 2015-05-08 | Burger Robert J. | Director | — | D | Stock Option (Right to Buy) | 51,388 | 0.58 | 29.8K | 0 | — | ↗ |
| 2015-01-28 | KELLER DAVID L | Director | A-Award | A | Common Stock | 104,000 | 0.47 | 48.9K | 153,504 | — | ↗ |
| 2015-01-20 | Kirby George H III | Director / Officer | — | D | Common Stock | 0 | 0.00 | — | 120,000 | — | ↗ |
| 2015-01-20 | Heinz David R | Officer | P-Purchase | A | Common Stock | 10,000 | 0.51 | 5.1K | 147,033 | — | ↗ |
| 2014-12-17 | FEATHERSTONE MARK A | Officer | P-Purchase | A | Common Stock | 5,000 | 0.60 | 3.0K | 5,000 | — | ↗ |
| 2014-12-16 | Heinz David R | Officer | P-Purchase | A | Common Stock | 5,000 | 0.59 | 3.0K | 127,033 | — | ↗ |
| 2014-10-22 | cryan terence james | Director | A-Award | A | Common Stock | 49,504 | 0.00 | — | 50,504 | — | ↗ |
| 2014-10-22 | KELLER DAVID L | Director | A-Award | A | Common Stock | 49,504 | 0.00 | — | 49,504 | — | ↗ |
| 2014-10-22 | Heinz David R | Officer | A-Award | A | Common Stock | 60,000 | 0.00 | — | 122,033 | — | ↗ |
| 2014-10-22 | Glover Dean J | Director | A-Award | A | Common Stock | 49,504 | 0.00 | — | 49,504 | — | ↗ |
| 2014-10-22 | FEATHERSTONE MARK A | Officer | A-Award | A | Common Stock | 60,000 | 0.00 | — | 111,291 | — | ↗ |
| 2014-10-22 | Competti Eileen M | Director | A-Award | A | Stock Option (right to buy) | 71,075 | 1.01 | 71.8K | 71,075 | — | ↗ |
| 2014-10-02 | Glover Dean J | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2014-06-19 | FEATHERSTONE MARK A | Officer | D-Return | D | Common Stock | 3,709 | 0.00 | — | 21,291 | — | ↗ |
| 2014-06-18 | Heinz David R | Officer | — | D | Employee Stock Option(Right To Buy) | 60,000 | 2.49 | 149.4K | 0 | — | ↗ |
| 2014-04-24 | Competti Eileen M | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2014-03-31 | Taylor George W | Director | A-Award | A | Employee Stock Option (Right to Buy) | 4,814 | 3.73 | 18.0K | 4,814 | — | ↗ |
| 2014-03-31 | Dunleavy Charles F | Director / Officer | A-Award | A | Employee Stock Option (Righ to Buy) | 5,115 | 3.73 | 19.1K | 5,115 | — | ↗ |
| 2014-01-21 | FEATHERSTONE MARK A | Officer | A-Award | A | Employee Stock Option (Right to Buy) | 50,000 | 2.49 | 124.5K | 50,000 | — | ↗ |
| 2013-12-31 | Taylor George W | Director / Officer | A-Award | A | Employee Stock Option (Right to Buy) | 11,056 | 1.92 | 21.2K | 11,056 | — | ↗ |
| 2013-12-31 | Dunleavy Charles F | Director / Officer | A-Award | A | Employee Stock Option (Right to Buy) | 10,051 | 1.92 | 19.3K | 10,051 | — | ↗ |
| 2013-12-12 | FEATHERSTONE MARK A | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2013-11-15 | Taylor George W | Officer | A-Award | A | Employee Stock Option (Right to Buy) | 10,436 | 0.00 | — | 10,436 | — | ↗ |
| 2013-11-15 | Dunleavy Charles F | Director / Officer | A-Award | A | Employee Stock Option (Right to Buy) | 9,488 | 2.07 | 19.6K | 9,488 | — | ↗ |
| 2013-10-03 | cryan terence james | Director | A-Award | A | Stock Option (right to buy) | 46,092 | 1.71 | 78.8K | 46,092 | — | ↗ |
| 2013-10-03 | PRESTON SEYMOUR S III | Director | A-Award | A | Common Stock | 29,239 | 0.00 | — | 61,768 | — | ↗ |
| 2013-10-03 | KELLER DAVID L | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2013-07-16 | POSNER BRIAN M | Officer | D-Return | D | Common Stock | 1,717 | 0.00 | — | 9,951 | — | ↗ |
Executive team
Executive compensation
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2025 | Philipp Stratmann President and Chief Executive Officer | 374.3K | 125.8K | 5.44M | — | — | 16.8K | 5.95M | 91.32% | ↗ |
| 2 | 2025 | Robert Powers Senior Vice President and Chief Financial Officer | 306.6K | 67.8K | 2.41M | — | — | 18.2K | 2.80M | 85.99% | ↗ |
| 3 | 2025 | Tracy Pagliara Senior Vice President, General Counsel, & Corporate Secretary | 86.5K | 33.8K | 2.61M | — | — | — | 2.73M | 95.60% | ↗ |
| 4 | 2025 | Matthew Burdyny Chief Commercial Officer (former) | 251.6K | — | 2.46M | — | — | 15.1K | 2.73M | 90.24% | ↗ |
| 5 | 2024 | Philipp Stratmann President and Chief Executive Officer | 372.6K | 179.8K | 289.0K | — | — | 17.4K | 858.9K | 33.65% | ↗ |
| 6 | 2024 | Robert Powers Senior Vice President and Chief Financial Officer | 301.4K | 97.0K | 155.9K | — | — | 17.8K | 572.0K | 27.25% | ↗ |
| 7 | 2024 | Matthew Burdyny Chief Commercial Officer | 250.0K | 72.4K | 136.1K | — | — | 15.6K | 474.1K | 28.71% | ↗ |
| 8 | 2024 | Matthew Burdyny Chief Commercial Officer (former) | 250.0K | 72.4K | 136.1K | — | — | 15.6K | 474.1K | 28.71% | ↗ |
| 9 | 2024 | Joseph DiPietro Controller and Treasurer (former) | 196.7K | — | 25.4K | — | — | 5.9K | 228.0K | 11.15% | ↗ |
| 10 | 2024 | Joseph DiPietro Controller and Treasurer (Former) | 196.7K | — | 25.4K | — | — | 5.9K | 228.0K | 11.15% | ↗ |
| 11 | 2023 | Philipp Stratmann President and Chief Executive Officer | 360.0K | 167.4K | 319.5K | — | — | 21.2K | 868.1K | 36.81% | ↗ |
| 12 | 2023 | Robert Powers Senior Vice President and Chief Financial Officer | 291.2K | 90.3K | 172.3K | — | — | 8.7K | 562.5K | 30.63% | ↗ |
| 13 | 2023 | Matthew Burdyny Chief Commercial Officer | 245.0K | 110.3K | 59.3K | — | — | 1.2K | 415.8K | 14.26% | ↗ |
| 14 | 2023 | Joseph DiPietro Controller and Treasurer (Former) | 190.0K | 29.5K | 30.7K | — | — | 3.3K | 253.4K | 12.10% | ↗ |
| 15 | 2022 | Philipp Stratmann President and Chief Executive Officer | 344.9K | 54.0K | 349.3K | 116.5K | — | 103.2K | 967.9K | 48.12% | ↗ |
| 16 | 2022 | George H. Kirby III Former President and Chief Executive Officer | 505.5K | — | — | — | — | — | 505.5K | 0.00% | ↗ |
| 17 | 2022 | Robert Powers Senior Vice President and Chief Financial Officer | 108.2K | 11.7K | 284.1K | — | — | — | 404.0K | 70.33% | ↗ |
| 18 | 2022 | Joseph DiPietro Principal Accounting Officer, Controller, and Treasurer | 133.1K | 6.7K | 47.2K | — | — | — | 187.0K | 25.24% | ↗ |
| 19 | 2022 | Matthew T. Shafer Former Senior Vice President, Chief Financial Officer and Treasurer | 114.9K | — | — | — | — | 5.6K | 120.4K | 0.00% | ↗ |
| 20 | 2021 | George H. Kirby III Former President and Chief Executive Officer | 391.1K | 58.7K | — | 374.9K | — | 1.5K | 826.2K | 45.38% | ↗ |
| 21 | 2021 | Matthew T. Shafer Former Senior Vice President, Chief Financial Officer and Treasurer | 253.1K | 25.3K | — | 215.9K | — | 10.1K | 504.4K | 42.79% | ↗ |
| 22 | 2021 | Philipp Stratmann President and Chief Executive Officer | 240.0K | 33.6K | — | 63.6K | — | 3.0K | 340.2K | 18.70% | ↗ |
| 23 | 2020 | George H. Kirby III President and Chief Executive Officer | 391.1K | — | — | 70.4K | — | 58.8K | 520.3K | 13.52% | ↗ |
| 24 | 2020 | George H. Kirby III Former President and Chief Executive Officer | 391.1K | — | — | 70.4K | — | 58.8K | 520.3K | 13.52% | ↗ |
| 25 | 2020 | Matthew T. Shafer Former Senior Vice President, Chief Financial Officer and Treasurer | 253.1K | — | — | 34.3K | — | 7.3K | 294.7K | 11.64% | ↗ |
| 26 | 2020 | Matthew T. Shafer Vice President, Chief Financial Officer and Treasurer | 253.1K | — | — | 34.3K | — | 7.3K | 294.7K | 11.64% | ↗ |
| 27 | 2019 | George H. Kirby III President and Chief Executive Officer | 391.1K | 173.1K | — | 71.5K | — | 84.1K | 719.9K | 9.93% | ↗ |
| 28 | 2019 | Matthew T. Shafer Vice President, Chief Financial Officer and Treasurer | 253.1K | 73.4K | — | 41.1K | — | 9.4K | 377.1K | 10.90% | ↗ |
| 29 | 2019 | Christopher Phebus Vice President, Engineering | 158.6K | — | — | — | — | 37.6K | 196.2K | 0.00% | ↗ |
| 30 | 2018 | George H. Kirby III President and Chief Executive Officer | 381.6K | 276.6K | 70.0K | — | — | 51.7K | 779.9K | 8.98% | ↗ |
| 31 | 2018 | Matthew T. Shafer Vice President, Chief Financial Officer and Treasurer | 236.0K | 118.8K | 20.4K | — | — | 4.5K | 379.7K | 5.38% | ↗ |
| 32 | 2018 | Matthew T. Shafer Vice President Chief Financial Officer and Treasurer | 236.0K | 118.8K | 20.4K | — | — | — | 375.2K | 5.44% | ↗ |
| 33 | 2018 | Christopher Phebus Vice President, Engineering | 79.8K | 37.4K | 108.0K | — | — | 17.8K | 243.0K | 44.44% | ↗ |
| 34 | 2018 | Christopher A. Phebus Vice President, Engineering | 79.8K | 37.4K | 108.0K | — | — | 17.8K | 243.0K | 44.44% | ↗ |
| 35 | 2018 | Dr. Mike M. Mekhiche Former Executive Vice President, Engineering and Operations | 91.8K | — | — | — | — | 33.7K | 125.5K | 0.00% | ↗ |
| 36 | 2017 | George H. Kirby III President and Chief Executive Officer | 381.6K | 235.8K | 86.4K | — | — | 37.5K | 741.2K | 11.65% | ↗ |
| 37 | 2017 | Dr. Mike M. Mekhiche Executive Vice President, Engineering and Operations | 336.3K | 123.6K | 53.4K | — | — | 20.1K | 533.4K | 10.01% | ↗ |
| 38 | 2017 | Dr. Mike M. Mekhiche Former Executive Vice President, Engineering and Operations | 336.3K | 123.6K | 53.4K | — | — | 20.1K | 533.4K | 10.01% | ↗ |
| 39 | 2017 | Mark A. Featherstone Former Chief Financial Officer | 103.9K | — | 53.4K | — | — | 196.8K | 354.1K | 15.08% | ↗ |
| 40 | 2017 | Matthew T. Shafer Chief Financial Officer, Vice President, Finance and Treasurer | 143.4K | 53.9K | 49.8K | — | — | — | 247.1K | 20.15% | ↗ |
| 41 | 2017 | Matthew T. Shafer Vice President Chief Financial Officer and Treasurer | 143.4K | 53.9K | 49.8K | — | — | — | 247.1K | 20.15% | ↗ |
| 42 | 2016 | George H. Kirby III President and Chief Executive Officer | 360.0K | 253.0K | — | — | — | 32.4K | 645.4K | 0.00% | ↗ |
| 43 | 2016 | Dr. Mike M. Mekhiche Executive Vice President, Engineering and Operations | 323.4K | 209.5K | — | — | — | 46.6K | 579.5K | 0.00% | ↗ |
| 44 | 2016 | George H. Kirby Chief Executive Officer | 360.0K | 55.0K | — | — | — | 32.4K | 447.4K | 0.00% | ↗ |
| 45 | 2016 | David R. Heinz Chief Operating Officer | 221.8K | 97.1K | — | — | — | 96.0K | 414.8K | 0.00% | ↗ |
| 46 | 2016 | Mark A. Featherstone Chief Financial Officer | 283.6K | 68.0K | — | — | — | 6.8K | 358.4K | 0.00% | ↗ |
| 47 | 2016 | Mark A. Featherstone Former Chief Financial Officer | 274.4K | 68.0K | — | — | — | 16.0K | 358.4K | 0.00% | ↗ |
| 48 | 2015 | David R. Heinz Chief Operating Officer | 304.6K | — | 57.3K | — | — | 28.0K | 389.9K | 14.70% | ↗ |
| 49 | 2015 | Mark A. Featherstone Chief Financial Officer | 274.4K | — | 57.3K | — | — | 3.4K | 335.1K | 17.10% | ↗ |
| 50 | 2015 | David L. Keller Interim Chief Executive Officer | 204.2K | 50.0K | 48.9K | — | — | 17.6K | 320.6K | 15.24% | ↗ |
| 51 | 2015 | George H. Kirby Chief Executive Officer | 102.4K | — | 85.8K | — | — | 58.3K | 246.5K | 34.80% | ↗ |
| 52 | 2015 | Charles F. Dunleavy Former Chief Executive Officer | 76.6K | — | — | — | — | 1.4K | 78.1K | 0.00% | ↗ |
| 53 | 2014 | Dr. George W. Taylor Former Executive Vice Chairman | 443.5K | — | — | 83.7K | — | 484.7K | 1.01M | 8.27% | ↗ |
| 54 | 2014 | Charles F. Dunleavy Former Chief Executive Officer | 375.0K | — | — | 80.0K | — | 11.5K | 466.5K | 17.15% | ↗ |
| 55 | 2014 | David R. Heinz Chief Operating Officer | 88.4K | 17.4K | 87.2K | 101.5K | — | 15.0K | 309.5K | 60.96% | ↗ |
| 56 | 2014 | Mark A. Featherstone Chief Financial Officer | 103.3K | 20.1K | 62.3K | 86.3K | — | — | 272.0K | 54.61% | ↗ |
| 57 | 2014 | Brian M. Posner Former Chief Financial Officer | 109.0K | — | — | 29.4K | — | 3.0K | 141.4K | 20.83% | ↗ |
| 58 | 2013 | Dr. George W. Taylor Executive Vice Chairman | 496.0K | — | — | 73.2K | — | 10.7K | 579.8K | 12.62% | ↗ |
| 59 | 2013 | Dr. George W. Taylor Former Executive Vice Chairman | 496.0K | — | — | 73.2K | — | 10.7K | 579.8K | 12.62% | ↗ |
| 60 | 2013 | Charles F. Dunleavy Chief Executive Officer | 439.7K | — | — | 74.1K | — | 11.3K | 525.1K | 14.11% | ↗ |
| 61 | 2013 | Charles F. Dunleavy Former Chief Executive Officer | 439.7K | — | — | 74.1K | — | 11.3K | 525.1K | 14.11% | ↗ |
| 62 | 2013 | Brian M. Posner Chief Financial Officer | 303.5K | 40.0K | — | 37.5K | — | 8.9K | 390.0K | 9.62% | ↗ |
| 63 | 2013 | Brian M. Posner Former Chief Financial Officer | 303.5K | 40.0K | — | 37.5K | — | 8.9K | 390.0K | 9.62% | ↗ |
| 64 | 2012 | Dr. George W. Taylor Executive Vice Chairman | 507.6K | 98.0K | — | 127.1K | — | 11.2K | 743.9K | 17.09% | ↗ |
| 65 | 2012 | Charles F. Dunleavy Chief Executive Officer | 454.4K | 98.0K | — | 131.5K | — | 11.1K | 695.0K | 18.92% | ↗ |
| 66 | 2012 | Brian M. Posner Chief Financial Officer | 289.2K | 52.0K | 12.2K | 32.1K | — | 4.9K | 390.4K | 11.32% | ↗ |
| 67 | 2011 | Dr. George W. Taylor Executive Chairman | 492.9K | 120.0K | 15.9K | 119.6K | — | 11.0K | 759.4K | 17.84% | ↗ |
| 68 | 2011 | Dr. George W. Taylor Executive Vice Chairman | 492.9K | 120.0K | 15.9K | 119.6K | — | 11.0K | 759.4K | 17.84% | ↗ |
| 69 | 2011 | Charles F. Dunleavy Chief Executive Officer | 442.9K | 117.0K | 15.9K | 124.5K | — | 11.0K | 711.3K | 19.74% | ↗ |
| 70 | 2011 | Brian M. Posner Chief Financial Officer | 242.9K | 45.1K | 52.9K | 124.5K | — | — | 465.4K | 38.12% | ↗ |
| 71 | 2010 | Charles F. Dunleavy Chief Executive Officer | 360.5K | 125.0K | 783.9K | 372.7K | — | 11.0K | 1.65M | 69.97% | ↗ |
| 72 | 2010 | Mark R. Draper Chief Executive Officer | 324.6K | — | 21.2K | 128.3K | — | 285.4K | 759.5K | 19.68% | ↗ |
| 73 | 2010 | Dr. George W. Taylor Executive Chairman | 496.7K | 125.0K | 15.9K | 105.3K | — | 11.0K | 753.9K | 16.08% | ↗ |
| 74 | 2010 | Herbert T. Nock Vice President, US Business Development and Marketing | 135.1K | — | — | 36.6K | — | 93.7K | 265.5K | 13.80% | ↗ |
| 75 | 2009 | Mark R. Draper Chief Executive Officer | 383.3K | 142.3K | 194.4K | 368.2K | — | 73.4K | 1.16M | 48.43% | ↗ |
| 76 | 2009 | Dr. George W. Taylor Executive Chairman | 482.4K | 153.8K | — | 287.3K | — | 12.9K | 936.5K | 30.68% | ↗ |
| 77 | 2009 | Charles F. Dunleavy Chief Financial Officer | 309.4K | 117.8K | — | 283.8K | — | 10.4K | 721.5K | 39.34% | ↗ |
| 78 | 2009 | Charles F. Dunleavy Chief Executive Officer | 309.4K | 117.8K | — | 276.4K | — | 10.4K | 714.1K | 38.71% | ↗ |
| 79 | 2009 | Herbert T. Nock Vice President, US Business Development and Marketing | 219.2K | 23.3K | — | 86.4K | — | — | 328.9K | 26.26% | ↗ |
| 80 | 2008 | Mark R. Draper Chief Executive Officer | 399.4K | 150.8K | — | 572.0K | — | 75.5K | 1.20M | 47.75% | ↗ |
| 81 | 2008 | Dr. George W. Taylor Executive Chairman | 407.9K | 166.7K | — | 539.5K | — | 6.2K | 1.12M | 48.16% | ↗ |
| 82 | 2008 | Dr. George W. Taylor Chief Executive Officer | 407.9K | 166.7K | — | 527.1K | — | 6.2K | 1.11M | 47.58% | ↗ |
| 83 | 2008 | Mark R. Draper Chief Operating Officer, and Chief Executive of Ocean Power Technologies Ltd. | 399.4K | 150.8K | — | 401.3K | — | 75.5K | 1.03M | 39.07% | ↗ |
| 84 | 2008 | Charles F. Dunleavy Chief Executive Officer | 260.2K | 129.2K | — | 493.9K | — | 3.4K | 886.7K | 55.70% | ↗ |
| 85 | 2008 | Charles F. Dunleavy Chief Financial Officer | 260.2K | 129.2K | — | 240.2K | — | 3.4K | 633.0K | 37.95% | ↗ |
| 86 | 2008 | Herbert T. Nock Vice President, US Business Development and Marketing | 69.2K | 16.7K | — | 240.0K | — | — | 325.9K | 73.64% | ↗ |
| 87 | 2008 | Herbert T. Nock Vice President, Business Development and Marketing | 69.2K | 16.7K | — | 100.3K | — | — | 186.2K | 53.86% | ↗ |
| 88 | 2008 | John A. Baylouny Senior Vice President, Engineering | 77.5K | 6.7K | — | 38.4K | — | — | 122.6K | 31.34% | ↗ |
| 89 | 2007 | Dr. George W. Taylor Chief Executive Officer | 320.1K | 326.7K | — | 312.6K | — | — | 959.4K | 32.58% | ↗ |
| 90 | 2007 | Dr. George W. Taylor, Chief Executive Officer | 320.1K | 326.7K | — | 312.6K | — | — | 959.4K | 32.58% | ↗ |
| 91 | 2007 | Mark R. Draper Chief Operating Officer, and Chief Executive of Ocean Power Technologies Ltd. | 289.2K | 157.7K | — | 161.7K | — | 61.1K | 669.7K | 24.15% | ↗ |
| 92 | 2007 | Mark R. Draper, Chief Operating Officer, and Chief Executive of Ocean Power Technologies Ltd. | 289.2K | 157.7K | — | 161.7K | — | 61.1K | 669.7K | 24.15% | ↗ |
| 93 | 2007 | Charles F. Dunleavy Chief Financial Officer | 225.3K | 261.7K | — | 162.7K | — | — | 649.7K | 25.04% | ↗ |
| 94 | 2007 | Charles F. Dunleavy, Chief Financial Officer | 225.3K | 261.7K | — | 162.7K | — | — | 649.7K | 25.04% | ↗ |
| 95 | 2007 | John A. Baylouny Senior Vice President, Engineering | 212.3K | 39.2K | — | 72.0K | — | — | 323.5K | 22.26% | ↗ |
| 96 | 2007 | John A. Baylouny, Senior Vice President, Engineering | 212.3K | 39.2K | — | 72.0K | — | — | 323.5K | 22.26% | ↗ |
Proxy statements
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Philipp Stratmann | Chief Executive Officer, President & Director | 516.9K | male |
| Robert Patrick Powers | Senior VP, CFO & Treasurer | 392.5K | male |
| Tracy D. Pagliara | Senior Vice President, General Counsel & Secretary | 327.6K | male |
| Jason Weed | Senior Vice President of Commercial Sales | — | male |
No Senate trading activity found for this company.
No House trading activity found for this company.
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Community Opinion for OPTT
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

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