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LightPath Technologies, Inc. (LPTH)

USD11.20 -0.32 (-2.78%)
US NASDAQ Technology Hardware, Equipment & Parts
Address 2603 Challenger Tech Court 32826
Orlando, FL, US
CEO Shmuel Rubin
IPO 1996-02-22
CIK 889971 ISIN US5322578056

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Description

LightPath Technologies, Inc. specializes in the engineering, production, and distribution of optical elements and integrated systems. Their product range includes precisely molded glass aspheric lenses, as well as infrared aspheric lenses created through molding or diamond-turning processes, along with a variety of other optical components. These solutions are fundamental for devices that manage light. Their advanced optics are utilized across numerous fields, such as defense mechanisms, medical instrumentation, industrial tools employing lasers, automotive safety features, barcode scanning systems, optical data storage, hybrid fiber coax data communication networks, telecommunications, machine vision applications, and various sensor technologies. The company markets its offerings directly to clients across North America, Europe, and Asia, and also leverages distributors and catalogs to serve both domestic and international markets. LightPath Technologies, Inc. was established in 1985 and is headquartered in Orlando, Florida.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD11.20 -0.32 (-2.78%)
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Volume Profile
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Liquidity & share structure
Average Volume
4M
Beta
1.34
Float Shares
43.63M
Free Float %
100.0%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+11.34% +1.22% -0.12% +2.68% +73.88% +18.66% +391.00% +835.40% +472.10% +649.42% -66.28%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (9 ratings, all time) Buy
Price Targets & DCF
Current price
11.20
Low 15.00 +33.9%
Consensus 15.38 +37.3%
Median 15.00 +33.9%
High 16.50 +47.3%
Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 5 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter 2
15.25
+36.2%
Last Year 7
12.86
+14.8%
All Time 10
10.15
-9.4%
Quality scores
Altman Z-Score
10.17
Safe zone
Piotroski F-Score
4 / 9
Average
MOAT Score
0 / 10
No MOAT
Composite Rating
C-
Overall Score
1 / 5
Low
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
2 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Hardware, Equipment & Parts: +10.0%
    +17.3% Q1'26: +108.9% (vs Q1'25)
  • EPS growth Hardware, Equipment & Parts: +20.2%
    -71.4% Q1'26: +22.2% (vs Q1'25)
  • FCF margin FCF growth · Hardware, Equipment & Parts: +27.1%
    -20.9% Q1'26: -9,631,429.6% (vs Q1'25)
  • EBIT margin Hardware, Equipment & Parts: +8.7%
    -24.4% Q1'26: -0.8% (vs Q1'25)
  • ROIC Hardware, Equipment & Parts: +5.7%
    -34.9% Q1'26: -0.9% (vs Q1'25)
  • Share dilution Hardware, Equipment & Parts: +0.0%
    +7.7% Q1'26: +41.7% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Hardware, Equipment & Parts: -0.70×
    -3.09× Q1'26: 2.56× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.27) × ERP
WACC = 97% × Ke + 3% × Kd (7.4%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 11.20
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Jun 2002
actual
Jun 2013
actual
Jun 2015
actual
Jun 2016
actual
Jun 2017
actual
Jun 2018
actual
Jun 2019
actual
Jun 2020
actual
Jun 2021
actual
Jun 2022
actual
Jun 2023
actual
Jun 2024
actual
Jun 2025
actual
Jun 2026
3 Rev. Ana.
2 EPS Ana.
Jun 2027
3 Rev. Ana.
2 EPS Ana.
Jun 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
12.51M
est: 22.39M (-44.1%)
11.78M
est: 11.13M (+5.8%)
13.66M
est: 12.36M (+10.6%)
17.27M
est: 16.54M (+4.4%)
28.37M
est: 28.20M (+0.6%)
32.53M
est: 32.71M (-0.6%)
33.75M
est: 33.51M (+0.7%)
34.97M
est: 34.87M (+0.3%)
38.46M
est: 38.42M (+0.1%)
35.56M
est: 35.79M (-0.6%)
32.93M
est: 32.33M (+1.9%)
31.73M
est: 31.39M (+1.1%)
37.20M
est: 37.26M (-0.2%)
69.93M
66.47M – 72.99M
+87.7% YoY
99.34M
94.43M – 103.68M
+42.1% YoY
139.50M
132.60M – 145.60M
+40.4% YoY
EBITDA
-23.09M
est: -38.94M (+40.7%)
1.13M
est: 2.43M (-53.5%)
-146.6K
est: -378.5K (+61.3%)
3.11M
est: -506.6K (+714.2%)
6.87M
est: -863.8K (+895.2%)
3.78M
est: -1.00M (+476.9%)
1.94M
est: -1.03M (+288.6%)
5.46M
est: -1.07M (+611.5%)
2.23M
est: -1.18M (+289.2%)
999.7K
est: -1.10M (+191.2%)
-458.3K
est: 2.46M (-118.6%)
-2.96M
est: -961.5K (-207.4%)
-4.91M
est: -1.14M (-330.5%)
-2.14M
-2.24M – -2.04M
-87.7% YoY
-3.04M
-3.18M – -2.89M
-42.1% YoY
-4.27M
-4.46M – -4.06M
-40.4% YoY
EBIT
-34.01M
est: -41.81M (+18.7%)
315.6K
est: -177.0K (+278.3%)
-681.4K
est: -1.68M (+59.5%)
1.65M
est: -2.25M (+173.2%)
3.78M
est: -3.84M (+198.2%)
420.0K
est: -4.46M (+109.4%)
-1.53M
est: -4.57M (+66.6%)
2.04M
est: -4.75M (+142.9%)
-1.28M
est: -5.24M (+75.5%)
-2.62M
est: -4.88M (+46.3%)
-3.63M
est: -1.89M (-91.8%)
-7.00M
est: -4.28M (-63.7%)
-9.06M
est: -5.08M (-78.4%)
-9.53M
-9.95M – -9.06M
-87.7% YoY
-13.54M
-14.14M – -12.87M
-42.1% YoY
-19.02M
-19.85M – -18.08M
-40.4% YoY
Net Income
-50.68M
est: -53.22M (+4.8%)
215.3K
est: 553.7K (-61.1%)
-715.3K
est: -408.7K (-75.0%)
1.41M
est: 3.68M (-61.5%)
7.70M
est: 4.90M (+57.0%)
1.06M
est: 3.13M (-66.2%)
-2.68M
est: -1.63M (-63.9%)
866.9K
est: 817.5K (+6.0%)
-3.19M
est: -1.36M (-133.8%)
-3.54M
est: -4.29M (+17.5%)
-4.05M
est: -4.05M (+0.0%)
-8.01M
est: -7.58M (-5.6%)
-14.87M
est: -8.99M (-65.4%)
-8.35M
-8.86M – -7.84M
+7.2% YoY
2.44M
2.29M – 2.59M
+129.3% YoY
20.85M
19.51M – 22.03M
+753.2% YoY
SGA
16.38M
3.99M
est: 6.85M (-41.7%)
5.13M
6.58M
8.65M
9.22M
10.50M
est: 11.91M (-100.0%)
— – —
— – —
— – —
EPS
-20.47
est: -4.62 (-343.6%)
0.02
est: -0.13 (+116.0%)
-0.05
est: -0.01 (-400.0%)
0.09
est: 0.09 (+0.0%)
0.39
est: 0.12 (+225.0%)
0.04
est: 0.08 (-47.8%)
-0.10
est: -0.04 (-150.0%)
0.03
est: 0.02 (+67.5%)
-0.12
est: -0.03 (-260.0%)
-0.13
est: -0.11 (-23.8%)
-0.13
est: -0.12 (-5.4%)
-0.21
est: -0.19 (-13.2%)
-0.36
est: -0.22 (-63.7%)
-0.21
-0.22 – -0.19
+6.8% YoY
0.06
0.06 – 0.06
+129.3% YoY
0.51
0.48 – 0.54
+750.0% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-07 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-05-06 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-05-05 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-05-04 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-05-01 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-04-30 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-04-29 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-04-28 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-04-27 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-04-24 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-04-23 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-04-22 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-04-21 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-04-20 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-04-17 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-04-16 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
3.74T
OE per share TTM
63,858.63
Owner's Yield
530,827.92%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
55.9%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
27
Total invested
30.60M
Insider transactions (90d)
0
Beneficial owners (>5%)
23
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 AMH Equity LLC 2.76M 7.38% 532.26M 395.7K PN 2023-10-10
2 Leviticus Partners, L.P. 2.76M 7.38% 532.26M 2.37M IA 2023-10-10
3 Wellington Management Company LLP 2.43M 9.90% 2.43M IA Delaware 2018-02-08
4 Pudong Science and Technology Investment (Cayman) Co., Ltd. 2.27M 9.30% 2.27M CO People’s Republic of China 2017-11-28
5 Shanghai Pudong Science and Technology Investment Co., Ltd. 2.27M 9.30% 2.27M CO People’s Republic of China 2017-11-28
6 Archon Capital Management LLC 2.05M 5.45% 2.05M 2.05M IA, OO 2024-02-13
7 Constantinos Christofilis 2.05M 5.45% 2.05M 2.05M HC, IN 2024-02-13
8 27-4413262 1.82M 6.74% 1.82M 1.82M OO Maryland 2022-01-25
9 Identification Nos. of above persons (. 1.82M 6.74% 1.82M 1.82M IN Maryland 2022-01-25
10 Berg & Berg Enterprises, LLC 1.67M 16.47% 1.67M 1.67M PN California 2011-02-01
11 Pudong Science and Technology (Cayman) Co., Ltd. 1.34M 1.00% 1.34M 1.34M CO Cayman Islands 2014-02-14
12 52-2343049 1.27M 4.88% 1.27M 1.27M IA New York 2021-01-29
13 26-0385758 802.6K 2.97% 802.6K 802.6K IA Delaware 2022-02-10
14 13-3958232 675.0K 3.50% 675.0K 675.0K IA Delaware 2002-03-08
15 David G. Kern 675.0K 3.50% 675.0K 675.0K IN U.S.A. 2002-03-08
16 Robert E Kern Jr. 675.0K 3.50% 675.0K 675.0K IN U.S.A. 2002-03-08
17 (. 0.00% IN Maryland 2021-05-26
18 Pudong Science and Technology (Cayman) Co., Ltd. 0.00% CO Cayman Islands 2015-01-27
19 Wellington Group Holdings LLP 0.00% HC Massachusetts 2020-01-27
20 Wellington Investment Advisors Holdings LLP 0.00% HC Massachusetts 2020-01-27
21 Wellington Management Group LLP 0.00% HC Massachusetts 2020-01-27
22 Wellington Trust Company, NA 0.00% BK United States 2020-01-29
23 Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity P 0.00% OO Massachusetts 2020-01-30

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
27
-88 vs prev Q
New positions
11
Closed positions
91
Increased
14
Reduced
9
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 VANGUARD GROUP INC 2.43M +463.0K (+23.5%) 26.25M +10.6M (+68.2%) 5.17% +0.583 pp 0.00% +0.000 pp USD4.70 +129.8% 79 qtrs
2 PORTOLAN CAPITAL MANAGEMENT, LLC 2.33M +700.6K (+42.9%) 25.19M +12.2M (+94.7%) 4.96% +1.157 pp 1.35% +0.649 pp USD8.79 +22.9% 2 qtrs
3 HOOD RIVER CAPITAL MANAGEMENT LLC 2.33M +2.3M (+100.0%) 25.12M +25.1M (+100.0%) 4.95% +4.949 pp 0.28% +0.275 pp USD10.80 +0.0% 1 qtrs NEW
4 AWM INVESTMENT COMPANY, INC. 2.04M +592.5K (+40.9%) 22.03M +10.6M (+91.9%) 4.34% +0.964 pp 2.13% +1.052 pp USD4.14 +160.9% 12 qtrs
5 DRIEHAUS CAPITAL MANAGEMENT LLC 1.84M +1.8M (+100.0%) 19.89M +19.9M (+100.0%) 3.92% +3.920 pp 0.14% +0.135 pp USD10.80 +0.0% 1 qtrs NEW
6 GOLDMAN SACHS GROUP INC 1.45M +181.5K (+14.3%) 15.66M +5.6M (+55.7%) 3.08% +0.127 pp 0.00% +0.001 pp USD8.18 +32.0% 5 qtrs
7 ROYCE & ASSOCIATES LP 1.12M -170.4K (-13.2%) 12.15M +1.9M (+18.3%) 2.39% -0.628 pp 0.12% +0.021 pp USD2.04 +429.4% 37 qtrs
8 AIGH CAPITAL MANAGEMENT LLC 1.03M +130.7K (+14.5%) 11.13M +4.0M (+56.0%) 2.38% +0.282 pp 2.69% +0.683 pp USD2.99 +261.2% 17 qtrs
9 TUDOR INVESTMENT CORP ET AL 850.0K -214.9K (-20.2%) 9.18M +735.0K (+8.7%) 1.81% -0.675 pp 0.02% +0.002 pp USD7.93 +36.2% 2 qtrs
10 MORGAN STANLEY 798.1K +417.5K (+109.7%) 8.62M +5.6M (+185.6%) 1.70% +0.810 pp 0.00% +0.000 pp USD9.09 +18.8% 15 qtrs
11 RELYEA ZUCKERBERG HANSON LLC 765.6K -30.0K (-3.8%) 8.27M +2.0M (+31.1%) 1.77% -0.087 pp 0.84% +0.172 pp USD1.28 +743.8% 25 qtrs
12 GRANAHAN INVESTMENT MANAGEMENT, LLC 656.0K +656.0K (+100.0%) 7.09M +7.1M (+100.0%) 1.40% +1.396 pp 0.30% +0.303 pp USD10.80 +0.0% 1 qtrs NEW
13 MYDA ADVISORS LLC 500.0K -51.3K (-9.3%) 5.40M +1.0M (+23.5%) 1.06% -0.222 pp 1.03% +0.085 pp USD7.93 +36.2% 2 qtrs
14 GEODE CAPITAL MANAGEMENT, LLC 463.3K +38.1K (+9.0%) 5.01M +1.6M (+48.4%) 0.99% -0.006 pp 0.00% +0.000 pp USD3.15 +242.9% 51 qtrs
15 RUSSELL INVESTMENTS GROUP, LTD. 424.4K -38.2K (-8.3%) 4.58M +915.3K (+25.0%) 0.90% -0.176 pp 0.01% +0.001 pp USD7.93 +36.2% 2 qtrs
16 APIS CAPITAL ADVISORS, LLC 424.0K +344.0K (+430.0%) 4.58M +3.9M (+621.8%) 0.90% +0.716 pp 0.80% +0.658 pp USD10.26 +5.3% 2 qtrs
17 WALLEYE CAPITAL LLC 396.9K +386.5K (+3,716.3%) 4.29M +4.2M (+5,097.5%) 0.84% +0.820 pp 0.01% +0.013 pp USD10.72 +0.7% 2 qtrs
18 TELEMARK ASSET MANAGEMENT, LLC 385.0K +385.0K (+100.0%) 4.16M +4.2M (+100.0%) 0.82% +0.819 pp 0.42% +0.415 pp USD10.80 +0.0% 1 qtrs NEW
19 BLACKROCK, INC. 365.1K -16.0K (-4.2%) 3.94M +921.1K (+30.5%) 0.78% -0.112 pp 0.00% +0.000 pp USD2.00 +440.0% 6 qtrs
20 BNP PARIBAS ARBITRAGE, SNC 355.1K +355.1K (+100.0%) 3.84M +3.8M (+100.0%) 0.76% +0.756 pp 0.00% +0.002 pp USD10.80 +0.0% 1 qtrs NEW
21 TWO SIGMA INVESTMENTS, LP 326.1K +326.1K (+100.0%) 3.52M +3.5M (+100.0%) 0.69% +0.694 pp 0.01% +0.005 pp USD10.80 +0.0% 1 qtrs NEW
22 MILLENNIUM MANAGEMENT LLC 312.3K +281.5K (+915.6%) 3.37M +3.1M (+1,283.1%) 0.66% +0.593 pp 0.00% +0.001 pp USD10.52 +2.7% 2 qtrs
23 SEI INVESTMENTS CO 309.3K +309.3K (+100.0%) 3.34M +3.3M (+100.0%) 0.66% +0.658 pp 0.00% +0.003 pp USD10.80 +0.0% 1 qtrs NEW
24 ING GROEP NV 308.0K +308.0K (+100.0%) 3.33M +3.3M (+100.0%) 0.66% +0.655 pp 0.02% +0.020 pp USD10.80 +0.0% 1 qtrs NEW
25 BANK OF AMERICA CORP /DE/ 254.8K +226.7K (+806.5%) 2.75M +2.5M (+1,134.6%) 0.54% +0.477 pp 0.00% +0.000 pp USD10.44 +3.4% 10 qtrs
26 RENAISSANCE TECHNOLOGIES LLC 254.4K -350.1K (-57.9%) 2.75M -2.0M (-42.7%) 0.54% -0.869 pp 0.00% -0.002 pp USD2.31 +367.5% 26 qtrs
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 249.4K +249.4K (+100.0%) 2.69M +2.7M (+100.0%) 0.53% +0.531 pp 0.00% +0.000 pp USD10.80 +0.0% 1 qtrs NEW
28 TCG ADVISORY SERVICES, LLC 200.4K +382.0 (+0.2%) 2.16M +578.1K (+36.5%) 0.43% -0.040 pp 0.06% +0.003 pp USD5.48 +97.1% 4 qtrs
29 EAM INVESTORS, LLC 197.5K -71.8K (-26.7%) 2.13M -2.7K (-0.1%) 0.42% -0.208 pp 0.24% -0.007 pp USD3.96 +172.7% 5 qtrs
30 POLAR ASSET MANAGEMENT PARTNERS INC. 190.7K +190.7K (+100.0%) 2.06M +2.1M (+100.0%) 0.41% +0.406 pp 0.03% +0.026 pp USD10.80 +0.0% 1 qtrs NEW
31 STATE STREET CORP 184.4K -9.2K (-4.8%) 1.99M +456.1K (+29.7%) 0.39% -0.059 pp 0.00% +0.000 pp USD3.69 +192.7% 19 qtrs
32 CITADEL ADVISORS LLC 176.0K +112.8K (+178.5%) 1.90M +1.4M (+279.3%) 0.37% +0.227 pp 0.00% +0.000 pp USD9.77 +10.5% 2 qtrs
33 PEAK6 LLC 148.1K +148.1K (+100.0%) 1.60M +1.6M (+100.0%) 0.32% +0.315 pp 0.00% +0.003 pp USD10.80 +0.0% 1 qtrs NEW
34 MAREX GROUP PLC 145.5K +145.5K (+100.0%) 1.57M +1.6M (+100.0%) 0.31% +0.310 pp 0.01% +0.010 pp USD10.80 +0.0% 1 qtrs NEW
35 THOMPSON SIEGEL & WALMSLEY LLC 143.0K +143.0K (+100.0%) 1.54M +1.5M (+100.0%) 0.30% +0.304 pp 0.03% +0.026 pp USD10.80 +0.0% 1 qtrs NEW
36 CALAMOS ADVISORS LLC 142.4K -24.4K (-14.6%) 1.54M +215.3K (+16.3%) 0.30% -0.086 pp 0.01% +0.001 pp USD7.93 +36.2% 2 qtrs
37 683 CAPITAL MANAGEMENT, LLC 133.6K +133.6K (+100.0%) 1.44M +1.4M (+100.0%) 0.28% +0.284 pp 0.06% +0.063 pp USD10.80 +0.0% 1 qtrs NEW
38 G2 INVESTMENT PARTNERS MANAGEMENT LLC 130.3K +130.3K (+100.0%) 1.41M +1.4M (+100.0%) 0.28% +0.277 pp 0.33% +0.335 pp USD10.80 +0.0% 1 qtrs NEW
39 WEALTH EFFECTS LLC 120.5K -28.8K (-19.3%) 1.30M +117.8K (+10.0%) 0.28% -0.070 pp 0.41% +0.026 pp USD3.06 +252.9% 5 qtrs
40 JANE STREET GROUP, LLC 105.0K +63.2K (+151.2%) 1.13M +802.5K (+242.1%) 0.22% +0.126 pp 0.00% +0.000 pp USD9.66 +11.8% 2 qtrs
41 MONASHEE INVESTMENT MANAGEMENT LLC 100.0K +100.0K (+100.0%) 1.08M +1.1M (+100.0%) 0.21% +0.213 pp 0.61% +0.609 pp USD10.80 +0.0% 1 qtrs NEW
42 NORTHERN TRUST CORP 87.0K +13.5K (+18.3%) 939.6K +356.6K (+61.2%) 0.19% +0.014 pp 0.00% +0.000 pp USD3.66 +195.1% 48 qtrs
43 JPMORGAN CHASE & CO 82.3K +59.2K (+256.3%) 889.1K +705.9K (+385.3%) 0.19% +0.136 pp 0.00% +0.000 pp USD9.99 +8.1% 2 qtrs
44 LARSON FINANCIAL GROUP LLC 70.1K +68.7K (+5,064.0%) 756.8K +746.0K (+6,932.9%) 0.15% +0.146 pp 0.03% +0.025 pp USD10.74 +0.6% 2 qtrs
45 69.9K +— (+0.0%) 754.7K +200.6K (+36.2%) 0.16% -0.002 pp 0.46% +0.089 pp USD3.08 +250.6% 3 qtrs
46 PRICE T ROWE ASSOCIATES INC /MD/ 67.1K -6.6K (-9.0%) 725.0K +140.0K (+23.9%) 0.14% -0.029 pp 0.00% +0.000 pp USD4.47 +141.6% 39 qtrs
47 THOMPSON DAVIS & CO., INC. 63.6K +6.7K (+11.8%) 686.9K +235.6K (+52.2%) 0.15% +0.014 pp 0.41% +0.133 pp USD4.93 +119.1% 3 qtrs
48 HARBOR CAPITAL ADVISORS, INC. 62.2K +62.2K (+100.0%) 672.0K +672.0K (+100.0%) 0.14% +0.144 pp 0.05% +0.052 pp USD10.80 +0.0% 1 qtrs NEW
49 HUDSON BAY CAPITAL MANAGEMENT LP 62.1K +51.5K (+489.4%) 670.5K +586.9K (+702.8%) 0.13% +0.108 pp 0.00% +0.002 pp USD10.31 +4.8% 4 qtrs
50 IMC-CHICAGO, LLC 60.3K +60.3K (+100.0%) 650.8K +650.8K (+100.0%) 0.13% +0.128 pp 0.00% +0.000 pp USD10.80 +0.0% 1 qtrs NEW
51 PRINCIPAL FINANCIAL GROUP INC 57.5K -62.7K (-52.2%) 620.7K -331.9K (-34.8%) 0.13% -0.147 pp 0.00% 0.000 pp USD7.93 +36.2% 2 qtrs
52 MURPHY POHLAD ASSET MANAGEMENT LLC 56.8K -12.3K (-17.8%) 613.4K +65.5K (+11.9%) 0.12% -0.040 pp 0.24% +0.021 pp USD1.32 +718.2% 10 qtrs
53 SG AMERICAS SECURITIES, LLC 54.4K +36.9K (+211.2%) 588.0K +449.0K (+323.0%) 0.13% +0.085 pp 0.00% +0.000 pp USD9.88 +9.3% 4 qtrs
54 TWO SIGMA ADVISERS, LP 53.4K +53.4K (+100.0%) 576.3K +576.3K (+100.0%) 0.11% +0.114 pp 0.00% +0.001 pp USD10.80 +0.0% 1 qtrs NEW
55 GROUP ONE TRADING, L.P. 48.4K +44.8K (+1,241.1%) 522.4K +493.8K (+1,726.4%) 0.10% +0.095 pp 0.00% +0.001 pp USD10.59 +2.0% 2 qtrs
56 ARCHON CAPITAL MANAGEMENT LLC 46.5K -179.8K (-79.5%) 502.1K -1.3M (-72.0%) 0.10% -0.429 pp 0.29% -0.783 pp USD1.40 +671.4% 12 qtrs
57 SCIENTECH RESEARCH LLC 44.8K +27.8K (+163.3%) 483.6K +348.7K (+258.6%) 0.10% +0.056 pp 0.30% +0.257 pp USD9.71 +11.2% 2 qtrs
58 SQUAREPOINT OPS LLC 43.9K +19.3K (+78.3%) 473.9K +278.8K (+142.9%) 0.09% +0.036 pp 0.00% +0.000 pp USD9.19 +17.5% 2 qtrs
59 ESSEX INVESTMENT MANAGEMENT CO LLC 40.9K -11.1K (-21.4%) 441.8K +29.3K (+7.1%) 0.09% -0.034 pp 0.07% +0.004 pp USD3.53 +205.9% 12 qtrs
60 UBS GROUP AG 37.7K -7.4K (-16.5%) 407.2K +49.3K (+13.8%) 0.08% -0.025 pp 0.00% +0.000 pp USD7.57 +42.7% 23 qtrs
61 VIRTU FINANCIAL LLC 36.6K -51.8K (-58.6%) 395.0K -306.0K (-43.7%) 0.08% -0.128 pp 0.02% -0.024 pp USD7.93 +36.2% 2 qtrs
62 SIMPLEX TRADING, LLC 35.5K -24.4K (-40.8%) 383.1K -90.9K (-19.2%) 0.08% -0.064 pp 0.00% +0.000 pp USD7.93 +36.2% 2 qtrs
63 BARCLAYS PLC 35.5K +35.5K (+100.0%) 383.1K +383.1K (+100.0%) 0.08% +0.076 pp 0.00% +0.000 pp USD10.80 +0.0% 1 qtrs NEW
64 BOOTHBAY FUND MANAGEMENT, LLC 32.5K +32.5K (+100.0%) 351.5K +351.5K (+100.0%) 0.07% +0.069 pp 0.01% +0.005 pp USD10.80 +0.0% 1 qtrs NEW
65 MANGROVE PARTNERS 31.9K +31.9K (+100.0%) 344.8K +344.8K (+100.0%) 0.07% +0.068 pp 0.03% +0.028 pp USD10.80 +0.0% 1 qtrs NEW
66 BALYASNY ASSET MANAGEMENT L.P. 31.2K +31.2K (+100.0%) 337.1K +337.1K (+100.0%) 0.07% +0.066 pp 0.00% +0.000 pp USD10.80 +0.0% 1 qtrs NEW
67 QUENT CAPITAL, LLC 30.0K +30.0K (+100.0%) 324.0K +324.0K (+100.0%) 0.07% +0.069 pp 0.02% +0.023 pp USD10.80 +0.0% 1 qtrs NEW
68 OMERS ADMINISTRATION CORP 28.4K +8.3K (+41.3%) 306.7K +147.3K (+92.4%) 0.06% +0.014 pp 0.00% +0.001 pp USD8.77 +23.1% 2 qtrs
69 DIMENSIONAL FUND ADVISORS LP 26.9K -14.1K (-34.4%) 290.2K -34.5K (-10.6%) 0.06% -0.038 pp 0.00% +0.000 pp USD2.79 +287.1% 51 qtrs
70 IRONWOOD INVESTMENT COUNSEL, LLC 25.0K +— (+0.0%) 270.0K +71.8K (+36.2%) 0.06% -0.001 pp 0.04% +0.009 pp USD2.22 +386.5% 23 qtrs
71 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 24.7K +24.7K (+100.0%) 266.9K +266.9K (+100.0%) 0.05% +0.053 pp 0.02% +0.018 pp USD10.80 +0.0% 1 qtrs NEW
72 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 24.2K +8.0 (+0.0%) 261.2K +69.5K (+36.2%) 0.05% -0.005 pp 0.00% +0.000 pp USD1.35 +700.0% 11 qtrs
73 WORTH VENTURE PARTNERS, LLC 19.6K +19.6K (+100.0%) 211.2K +211.2K (+100.0%) 0.04% +0.042 pp 1.53% +1.529 pp USD10.80 +0.0% 1 qtrs NEW
74 PEKIN HARDY STRAUSS, INC. 18.0K +18.0K (+100.0%) 194.4K +194.4K (+100.0%) 0.04% +0.042 pp 0.02% +0.018 pp USD10.80 +0.0% 1 qtrs NEW
75 JEFFERIES FINANCIAL GROUP INC. 16.6K +5.2K (+45.8%) 179.5K +89.1K (+98.6%) 0.04% +0.009 pp 0.00% +0.001 pp USD8.83 +22.3% 2 qtrs
76 EXODUSPOINT CAPITAL MANAGEMENT, LP 16.4K +16.4K (+100.0%) 176.6K +176.6K (+100.0%) 0.03% +0.035 pp 0.00% +0.001 pp USD10.80 +0.0% 1 qtrs NEW
77 STATE OF WYOMING 16.0K +16.0K (+100.0%) 172.8K +172.8K (+100.0%) 0.03% +0.034 pp 0.02% +0.019 pp USD10.80 +0.0% 1 qtrs NEW
78 TOWER RESEARCH CAPITAL LLC (TRC) 15.3K +14.2K (+1,260.9%) 165.3K +156.4K (+1,753.5%) 0.03% +0.030 pp 0.00% +0.004 pp USD10.59 +2.0% 2 qtrs
79 SCHONFELD STRATEGIC ADVISORS LLC 15.0K +15.0K (+100.0%) 162.5K +162.5K (+100.0%) 0.03% +0.032 pp 0.00% +0.001 pp USD10.80 +0.0% 1 qtrs NEW
80 LIGHTHOUSE INVESTMENT PARTNERS, LLC 14.0K +14.0K (+100.0%) 151.6K +151.6K (+100.0%) 0.03% +0.030 pp 0.00% +0.005 pp USD10.80 +0.0% 1 qtrs NEW
81 MARATHON CAPITAL MANAGEMENT 11.3K -3.8K (-25.0%) 121.5K +2.6K (+2.1%) 0.03% -0.009 pp 0.03% -0.001 pp USD3.08 +250.6% 3 qtrs
82 LAKE STREET FINANCIAL LLC 10.0K +10.0K (+100.0%) 108.0K +108.0K (+100.0%) 0.02% +0.023 pp 0.01% +0.013 pp USD10.80 +0.0% 1 qtrs NEW
83 CREWE ADVISORS LLC 8.0K +— (+0.0%) 86.4K +23.0K (+36.2%) 0.02% 0.000 pp 0.01% +0.002 pp USD3.53 +205.9% 5 qtrs
84 ADVISOR GROUP HOLDINGS, INC. 6.3K +2.9K (+85.3%) 67.6K +46.1K (+214.0%) 0.01% +0.005 pp 0.00% +0.000 pp USD6.20 +74.2% 18 qtrs
85 J.W. COLE ADVISORS, INC. 11.1K -4.9K (-30.6%) 50.8K -76.1K (-60.0%) 0.02% -0.014 pp 0.00% -0.001 pp USD3.08 +250.6% 5 qtrs
86 FARTHER FINANCE ADVISORS, LLC 3.3K +300.0 (+10.0%) 35.6K +11.9K (+49.8%) 0.01% 0.000 pp 0.00% +0.000 pp USD8.19 +31.9% 2 qtrs
87 GAME PLAN FINANCIAL ADVISORS, LLC 3.0K +— (+0.0%) 32.4K +8.6K (+36.2%) 0.01% -0.001 pp 0.01% +0.003 pp USD1.26 +757.1% 9 qtrs
88 BARD ASSOCIATES INC 2.0K +2.0K (+100.0%) 21.6K +21.6K (+100.0%) 0.00% +0.004 pp 0.01% +0.006 pp USD10.80 +0.0% 1 qtrs NEW
89 ROYAL BANK OF CANADA 1.2K +1.2K (+100.0%) 13.0K +13.0K (+100.0%) 0.00% +0.003 pp 0.00% +0.000 pp USD10.80 +0.0% 1 qtrs NEW
90 CITIGROUP INC 1.2K +265.0 (+28.6%) 12.9K +5.5K (+75.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD8.57 +26.0% 2 qtrs
91 ORG PARTNERS LLC 1.0K +350.0 (+51.5%) 11.1K +5.7K (+106.3%) 0.00% +0.001 pp 0.00% +0.001 pp USD8.74 +23.6% 10 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 50 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Tema Space Innovators ETF NASA 1.62% 20.33M 0.75%
2 Amplify Etho Climate Leadership U.S. ETF ETHO 0.35% 647.9K 0.45%
3 Even Herd Long Short ETF EHLS 0.31% 190.1K 2.62%
4 iShares Micro-Cap ETF IWC 0.15% 2.17M 0.60%
5 iShares Russell 2000 Growth ETF IWO 0.04% 5.85M 0.24%
6 Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF GSSC 0.03% 294.7K 0.20%
7 Xtrackers Russell 2000 UCITS ETF 1C XRSU.L 0.03% 732.3K 0.30%
8 State Street SPDR Russell 2000 U.S. Small Cap UCITS ETF (Acc) R2US.L 0.02% 1.20M 0.30%
9 iShares Morningstar Small-Cap Growth ETF ISCG 0.02% 205.9K 0.06%
10 iShares Russell 2000 BuyWrite ETF IWMW 0.02% 11.7K 0.39%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.35
Bearish
Ratio by volume
0.97
Neutral
Buys
6
Sells
17
Shares acquired
6.28M
Shares disposed
6.46M
Cash buys
Cash sales
13.00
Net activity
-180,902
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-27 Rubin Shmuel Officer P-Purchase A Class A Common Stock 180 9.70 1.7K 260,844 D
2026-03-25 North Run Strategic Opportunities Fund I, LP Director / 10% Owner C-Conversion A Class A Common Stock 740,000 2.15 1.59M 3,585,516 I
2026-03-24 North Run Strategic Opportunities Fund I, LP Director / 10% Owner S-Sale D Class A Common Stock 54,557 12.06 658.0K 2,845,516 I
2026-03-18 North Run Strategic Opportunities Fund I, LP Director / 10% Owner S-Sale D Class A Common Stock 16,000 12.00 192.0K 2,900,073 I
2026-03-17 North Run Strategic Opportunities Fund I, LP Director / 10% Owner S-Sale D Class A Common Stock 104,454 12.01 1.25M 2,916,073 I
2026-03-04 North Run Strategic Opportunities Fund I, LP Director / 10% Owner S-Sale D Class A Common Stock 55,000 12.09 665.0K 3,020,527 I
2026-03-03 North Run Strategic Opportunities Fund I, LP Director / 10% Owner S-Sale D Class A Common Stock 381,004 12.18 4.64M 3,075,527 I
2026-03-02 North Run Strategic Opportunities Fund I, LP Director / 10% Owner C-Conversion A Class A Common Stock 740,000 2.15 1.59M 3,695,522 I
2026-02-25 North Run Strategic Opportunities Fund I, LP Director / 10% Owner S-Sale D Class A Common Stock 300,092 12.18 3.66M 2,955,522 I
2026-02-24 North Run Strategic Opportunities Fund I, LP Director / 10% Owner S-Sale D Class A Common Stock 131,281 12.02 1.58M 3,255,514 I
2026-02-23 North Run Strategic Opportunities Fund I, LP Director / 10% Owner S-Sale D Class A Common Stock 6,500 12.01 78.1K 3,386,895 I
2026-02-20 North Run Strategic Opportunities Fund I, LP Director / 10% Owner C-Conversion D Series G convertible preferred stock 2,709 2.15 5.8K 17,354 I
2026-02-02 Rubin Shmuel Officer M-Exempt A Class A Common Stock 29,011 0.00 260,664 D
2026-02-02 Miranda Albert Officer M-Exempt A Class A Common Stock 12,103 0.00 78,835 D
2026-01-05 North Run Strategic Opportunities Fund I, LP Director / 10% Owner X-InTheMoney A Class A Common Stock 3,499,289 2.58 9.03M 3,499,289 I
2025-12-31 North Run Strategic Opportunities Fund I, LP Director / 10% Owner D-Return D Convertible Promissory Note 1,860,465 0.00 0 I
2025-12-19 Rubin Shmuel Director / Officer G-Gift D Class A common stock 13,020 0.00 231,653 D
2025-11-20 Rubin Shmuel Director / Officer M-Exempt A Class A common stock 9,529 0.00 254,202 D
2025-11-20 Miranda Albert Officer M-Exempt A Class A common stock 4,137 0.00 66,732 D
2025-11-20 ELLIS THOMAS B Director / 10% Owner M-Exempt A Class A common stock 6,968 0.00 6,968 I
2025-11-20 Crider Kimberly Anne Director M-Exempt A Class A common stock 19,355 0.00 69,151 D
2025-11-20 CREVISTON STEVEN E Director M-Exempt A Class A common stock 19,355 0.00 171,412 D
2025-11-18 Rubin Shmuel Director / Officer A-Award A Restricted stock units 13,127 0.00 13,127 D
2025-11-18 Peck Darcie Director A-Award A Restricted stock units 8,824 0.00 8,824 D
2025-11-18 Miranda Albert Officer A-Award A Restricted stock units 5,697 0.00 5,697 D
2025-11-18 Menaker Joseph Director A-Award A Restricted stock units 8,824 0.00 8,824 D
2025-11-18 Faris M. Scott Director A-Award A Restricted stock units 8,824 0.00 8,824 D
2025-11-18 ELLIS THOMAS B Director / 10% Owner A-Award A Restricted stock units 8,824 0.00 8,824 I
2025-11-18 Crider Kimberly Anne Director A-Award A Restricted stock units 8,824 0.00 8,824 D
2025-11-18 Caylor Mark A Director A-Award A Restricted stock units 8,824 0.00 8,824 D
2025-11-18 CREVISTON STEVEN E Director A-Award A Restricted stock units 8,824 0.00 8,824 D
2025-11-17 Rubin Shmuel Director / Officer M-Exempt A Class A common stock 16,951 0.00 244,673 D
2025-11-17 Miranda Albert Officer M-Exempt A Class A common stock 7,359 0.00 62,595 D
2025-10-09 Caylor Mark A 0 0.00 0
2025-06-16 Peck Darcie Director A-Award A Restricted stock units 19,355 0.00 63,151 D
2025-06-16 Menaker Joseph Director A-Award A Restricted stock units 19,355 0.00 249,093 D
2025-06-16 Faris M. Scott Director A-Award A Restricted stock units 19,355 0.00 464,560 D
2025-06-16 ELLIS THOMAS B Director / 10% Owner A-Award A Restricted stock units 6,968 0.00 6,968 I
2025-06-16 Crider Kimberly Anne Director A-Award A Restricted stock units 19,355 0.00 19,355 D
2025-06-16 CREVISTON STEVEN E Director A-Award A Restricted stock units 19,355 0.00 19,355 D
2025-03-07 Rubin Shmuel Director / Officer A-Award A Restricted stock units 37,793 0.00 37,793 D
2025-03-07 Miranda Albert Officer A-Award A Restricted stock units 16,407 0.00 16,407 D
2025-02-25 Rubin Shmuel Director / Officer P-Purchase A Class A common stock 1,000 2.45 2.5K 227,722 D
2025-02-20 Crider Kimberly Anne Director P-Purchase A Class A common stock 1,000 2.51 2.5K 44,796 D
2025-02-19 Rubin Shmuel Director / Officer P-Purchase A Class A common stock 1,000 2.56 2.6K 226,722 D
2025-02-18 North Run Strategic Opportunities Fund I, LP Director / 10% Owner Series G Convertible Preferred Stock 9,331,437 465.12 4.34B 0 I
2025-01-31 Rubin Shmuel Director / Officer M-Exempt A Class A common stock 27,697 0.00 225,722 D
2025-01-31 Miranda Albert Officer M-Exempt A Class A common stock 12,026 0.00 55,236 D
2025-01-31 Crider Kimberly Anne Director M-Exempt A Class A common stock 43,796 0.00 43,796 D
2025-01-31 CREVISTON STEVEN E Director M-Exempt A Class A common stock 43,796 0.00 152,057 D
2024-11-18 Rubin Shmuel Director / Officer M-Exempt A Class A common stock 16,951 0.00 198,025 D
2024-11-18 Miranda Albert Officer M-Exempt A Class A Common stock 7,360 0.00 43,210 D
2024-11-11 Rubin Shmuel Director / Officer M-Exempt A Class A common stock 10,696 0.00 181,074 D
2024-11-11 Miranda Albert Officer M-Exempt A Class A common stock 4,645 0.00 35,850 D
2024-04-30 LEEBURG LOUIS Director M-Exempt A Class A common stock 502,109 0.00 617,300
2024-02-26 Rubin Shmuel Director / Officer M-Exempt A Class A common stock 35,761 0.00 170,378
2024-01-31 Rubin Shmuel Director / Officer M-Exempt A Class A common stock 25,709 0.00 134,617
2024-01-31 Peck Darcie Director M-Exempt A Class A common stock 58,255 0.00 159,655
2024-01-31 Miranda Albert Officer A-Award A Restricted stock units 51,277 0.00 51,277
2024-01-31 Menaker Joseph Director A-Award A Restricted stock units 43,796 0.00 43,196
2024-01-31 Faris M. Scott Director A-Award A Restricted stock units 43,796 0.00 43,796
2024-01-31 Crider Kimberly Anne Director D Restricted stock units 43,796 0.00 0
2024-01-31 CREVISTON STEVEN E Director M-Exempt A Class A common stock 56,544 0.00 108,261
2023-10-02 Rubin Shmuel Director / Officer M-Exempt A Class A common stock 2,291 0.00 108,908
2023-10-02 Miranda Albert Officer M-Exempt A Class A common stock 1,490 0.00 20,043
2023-03-10 Rubin Shmuel M-Exempt A Class A common stock 39,624 0.00 98,006
2023-01-02 Rubin Shmuel Director / Officer A-Award A Restricted Stock Award 12,118 0.00 376,554
2023-01-02 Miranda Albert Officer A-Award A Restricted Stock Award 7,790 0.00 120,354
2022-12-02 Rubin Shmuel Director / Officer A-Award A Class A common stock 10,696 0.00 58,382
2022-12-02 Miranda Albert Director / Officer A-Award A Class A common stock 4,643 0.00 14,443
2022-12-01 Rubin Shmuel Director / Officer A-Award A Class A common stock 1,500 1.24 1.9K 47,686
2022-11-18 Peck Darcie Director M-Exempt A Class A common stock 55,493 0.00 101,400
2022-11-18 Dunham Craig T Director M-Exempt A Class A common stock 32,086 0.00 65,086
2022-11-18 CREVISTON STEVEN E Director M-Exempt A Class A common stock 37,783 0.00 51,717
2022-11-17 Rubin Shmuel Director / Officer A-Award A Restricted stock unit 67,219 0.00 67,219
2022-11-17 Peck Darcie Director A-Award A Restricted stock units 50,847 0.00 50,847
2022-11-17 Miranda Albert Director / Officer A-Award A Restricted stock unit 29,183 0.00 29,183
2022-11-17 Menaker Joseph Director A-Award A Restricted stock unit 50,847 0.00 50,847
2022-11-17 KHAN SOHAIL A Director A-Award A Restricted stock unit 50,847 0.00 50,847
2022-11-17 Faris M. Scott Director A-Award A Restricted stock unit 50,847 0.00 50,847
2022-11-17 Dunham Craig T Director A-Award A Restricted stock unit 50,847 0.00 50,847
2022-11-17 CREVISTON STEVEN E Director A-Award A Restricted stock unit 50,847 0.00 50,847
2022-06-29 Rubin Shmuel Director / Officer P-Purchase A Class A common stock 700 1.25 875.00 46,186
2022-06-29 Miranda Albert Director / Officer P-Purchase A Class A common stock 800 1.25 1.0K 9,800
2022-05-20 LEEBURG LOUIS Director P-Purchase A Class A common stock 3,000 1.60 4.8K 119,191
2022-05-17 Rubin Shmuel Director / Officer P-Purchase A Class A common stock 2,000 1.70 3.4K 45,486
2022-03-29 Peck Darcie Director P-Purchase A Class A common stock 2,333 2.05 4.8K 22,500
2022-03-23 Rubin Shmuel Director / Officer P-Purchase A Class A common stock 500 1.99 992.50 43,486
2022-03-23 LEEBURG LOUIS Director P-Purchase A Class A common stock 2,000 2.04 4.1K 109,191
2022-03-01 Rubin Shmuel P-Purchase A Class A common stock 300 2.11 633.00 42,986
2022-02-23 Rubin Shmuel P-Purchase A Class A common stock 500 2.10 1.1K 42,686
2022-02-23 Miranda Albert P-Purchase A Class A common stock 5,000 2.00 10.0K 9,000
2021-12-03 Rubin Shmuel P-Purchase A Class A common stock 666 1.77 1.2K 42,186
2021-11-30 LEEBURG LOUIS P-Purchase A Class A common stock 2,500 1.97 4.9K 107,191
2021-11-18 CREVISTON STEVEN E Director P-Purchase A Class A common stock 10,000 1.89 18.9K 13,934
2021-11-14 Peck Darcie M-Exempt A Class A common stock 16,000 0.00 23,407
2021-11-12 Peck Darcie M-Exempt A Class A common stock 7,407 0.00 7,407
2021-11-12 CREVISTON STEVEN E M-Exempt A Class A common stock 3,934 0.00 3,934
2021-11-11 Rubin Shmuel A-Award A Restricted stock unit 42,416 0.00 42,416
2021-11-11 Peck Darcie A-Award A Restricted stock unit 32,086 0.00 32,086
2021-11-11 Miranda Albert A-Award A Resricted stock unit 18,415 0.00 18,415
2021-11-11 Menaker Joseph A-Award A Restricted stock unit 32,086 0.00 32,086
2021-11-11 LEEBURG LOUIS A-Award A Restricted stock unit 32,086 0.00 32,086
2021-11-11 KHAN SOHAIL A A-Award A Restricted stock unit 32,086 0.00 32,086
2021-11-11 Faris M. Scott A-Award A Restricted stock unit 32,086 0.00 32,086
2021-11-11 Dunham Craig T A-Award A Restricted stock unit 32,086 0.00 32,086
2021-11-11 CREVISTON STEVEN E A-Award A Restricted stock unit 32,086 0.00 32,086
2021-09-29 Peck Darcie S-Sale D Class A common stock 5,407 2.22 12.0K 0
2021-09-27 Peck Darcie S-Sale D Class A common stock 10,593 2.35 24.9K 5,407
2021-09-17 Rubin Shmuel P-Purchase A Class A common stock 200 2.26 451.60 41,520
2021-09-17 Miranda Albert P-Purchase A Class A common stock 4,000 2.20 8.8K 4,000
2021-09-17 LEEBURG LOUIS P-Purchase A Class A common stock 2,000 2.22 4.4K 104,691
2021-06-25 CREVISTON STEVEN E A-Award A Restricted stock unit 15,328 0.00 15,328
2021-05-12 Rubin Shmuel P-Purchase A Class A common stock 2,200 2.30 5.1K 23,020
2021-05-12 RIPP ROBERT M-Exempt A Class A common stock 419,176 0.00 1,194,176
2021-05-07 Miranda Albert D Incentive stock option (right-to-buy) 75,000 3.02 226.5K 0
2021-03-19 Retreage Donald O'connor JR P-Purchase A Class A common stock 500 3.25 1.6K 6,886
2021-03-04 CREVISTON STEVEN E 0 0.00 0
2021-02-25 Retreage Donald O'connor JR M-Exempt D Incentive stock option (right-to-buy) 500 2.13 1.1K 8,250
2021-02-10 BRUECK STEVEN R J M-Exempt A Class A Common stock 419,176 0.00 499,046
2020-12-31 Shanghai Pudong Science & Technology Investment Co., Ltd. 0 0.00 0
2020-12-31 Pudong Science & Technology Investment (Cayman) Co., Ltd. 0 0.00 0
2020-12-04 Rubin Shmuel P-Purchase A Class A Common Stock 1,500 2.95 4.4K 20,820
2020-11-20 Rubin Shmuel P-Purchase A Class A common stock 3,770 2.87 10.8K 23,090
2020-11-20 Retreage Donald O'connor JR M-Exempt D Incentive stock option (right-to-buy) 2,136 1.28 2.7K 4,271
2020-11-16 Rubin Shmuel P-Purchase A Class A Common Stock 5,000 2.71 13.6K 19,320
2020-11-16 Peck Darcie M-Exempt A Class A Common Stock 16,000 0.00 16,000
2020-11-12 Retreage Donald O'connor JR A-Award A Incentive stock option (right-to-buy) 1,929 3.11 6.0K 1,929
2020-11-12 RIPP ROBERT A-Award A Restricted stock unit 22,222 0.00 22,222
2020-11-12 Peck Darcie A-Award A Restricted stock unit 22,222 0.00 22,222
2020-11-12 Menaker Joseph A-Award A Restricted stock unit 22,222 0.00 22,222
2020-11-12 LEEBURG LOUIS A-Award A Restricted stock unit 22,222 0.00 22,222
2020-11-12 KHAN SOHAIL A A-Award A Restricted stock unit 22,222 0.00 22,222
2020-11-12 Faris M. Scott A-Award A Restricted stock unit 22,222 0.00 22,222
2020-11-12 Dunham Craig T A-Award A Restricted stock unit 22,222 0.00 22,222
2020-11-12 BRUECK STEVEN R J A-Award A Restricted stock unit 22,222 0.00 22,222
2020-09-14 Rubin Shmuel P-Purchase A Class A common stock 3,000 2.34 7.0K 14,320
2020-06-30 Faris M. Scott 0 0.00 0
2020-06-18 Rubin Shmuel P-Purchase A Class A common stock 500 2.89 1.4K 11,320
2020-06-04 Retreage Donald O'connor JR X-InTheMoney A Incentive stock option (right-to-buy) 1,250 2.13 2.7K 15,157
2020-05-08 Symmons Alan 0 0.00 0
2020-03-19 Retreage Donald O'connor JR P-Purchase A Class A common stock 500 0.98 488.10 2,500
2020-03-11 Retreage Donald O'connor JR P-Purchase A Class A common stock 500 1.17 583.70 2,000
2020-03-09 Rubin Shmuel D Class A common stock 0 0.00 5,000
2020-02-25 Retreage Donald O'connor JR P-Purchase A Class A common stock 500 1.29 643.35 1,500
2020-01-06 Symmons Alan A-Award A Class A common stock 4,000 0.65 2.6K 25,393
2019-12-20 Retreage Donald O'connor JR P-Purchase A Class A common stock 500 0.65 325.00 1,000
2019-11-14 Symmons Alan A-Award A Incentive stock option (right-to-buy) 7,813 1.28 10.0K 7,813
2019-11-14 Retreage Donald O'connor JR A-Award A Incentive stock option (right-to-buy) 6,407 1.28 8.2K 6,407
2019-11-14 RIPP ROBERT A-Award A Restricted stock unit 48,000 0.00 48,000
2019-11-14 Peck Darcie 0 0.00 0
2019-11-14 Menaker Joseph A-Award A Restricted stock unit 48,000 0.00 48,000
2019-11-14 LEEBURG LOUIS A-Award A Restricted stock unit 48,000 0.00 48,000
2019-11-14 KHAN SOHAIL A A-Award A Restricted stock unit 48,000 0.00 48,000
2019-11-14 Faris M. Scott A-Award A Restricted stock unit 48,000 0.00 48,000
2019-11-14 Dunham Craig T A-Award A Restricted stock unit 48,000 0.00 48,000
2019-11-14 BRUECK STEVEN R J A-Award A Restricted stock unit 48,000 0.00 48,000
2019-10-31 Retreage Donald O'connor JR P-Purchase A Class A common stock 500 0.72 360.00 500
2019-10-26 Symmons Alan M-Exempt D Restricted stock unit 3,018 0.00 3,019
2019-10-26 GAYNOR JOSEPH J JR M-Exempt D Restricted stock unit 8,451 0.00 8,452
2019-07-12 CIPOLLA DOROTHY M 0 0.00 0
2019-07-08 Symmons Alan A-Award A Class A common stock 1,380 0.82 1.1K 19,083
2019-06-13 BRUECK STEVEN R J P-Purchase A Class A common stock 5,000 0.93 4.6K 79,870
2019-06-10 BRUECK STEVEN R J P-Purchase A Class A common stock 4,000 0.95 3.8K 74,870
2019-06-06 RIPP ROBERT P-Purchase A Class A common stock 44,203 1.00 44.2K 775,000
2019-06-05 RIPP ROBERT P-Purchase A Class A common stock 7,046 0.99 7.0K 730,797
2019-06-03 LEEBURG LOUIS P-Purchase A Class A Common Stock 10,000 1.00 10.0K 102,691
2019-05-15 GAYNOR JOSEPH J JR P-Purchase A Class A common stock 3,000 1.15 3.5K 185,540
2019-01-10 Symmons Alan A-Award A Class A common stock 784 1.34 1.1K 17,703
2019-01-10 GAYNOR JOSEPH J JR A-Award A Class A common stock 4,000 1.34 5.4K 182,540
2019-01-10 CIPOLLA DOROTHY M A-Award A Class A common stock 746 1.34 999.64 26,865
2018-11-15 Symmons Alan A-Award A Incentive stock option (right-to-buy) 2,437 2.10 5.1K 2,437
2018-11-15 RIPP ROBERT A-Award A Restricted stock unit 32,787 0.00 32,787
2018-11-15 Menaker Joseph 0 0.00 0
2018-11-15 LEEBURG LOUIS A-Award A Restricted stock unit 32,787 0.00 32,787
2018-11-15 KHAN SOHAIL A A-Award A Restricted stock unit 32,787 0.00 32,787
2018-11-15 GAYNOR JOSEPH J JR A-Award A Incentive stock option (right-to-buy) 6,092 2.10 12.8K 6,092
2018-11-15 Faris M. Scott A-Award A Restricted stock unit 32,787 0.00 32,787
2018-11-15 Dunham Craig T A-Award A Restricted stock unit 32,787 0.00 32,787
2018-11-15 CIPOLLA DOROTHY M A-Award A Incentive stock option (right-to-buy) 2,437 2.10 5.1K 2,437
2018-11-15 BRUECK STEVEN R J A-Award A Restricted stock unit 32,787 0.00 32,787
2018-10-26 Symmons Alan F-InKind D Class A Common Stock 735 1.82 1.3K 16,919
2018-10-26 GAYNOR JOSEPH J JR M-Exempt D Restricted stock unit 8,451 0.00 16,903
2018-10-26 CIPOLLA DOROTHY M M-Exempt D Restricted stock unit 2,867 0.00 5,735
2018-07-09 Symmons Alan A-Award A Class A common stock 671 2.07 1.4K 14,636
2018-07-09 GAYNOR JOSEPH J JR A-Award A Class A common stock 3,160 2.07 6.5K 172,147
2018-07-09 CIPOLLA DOROTHY M A-Award A Class A common stock 520 2.07 1.1K 23,925
2018-06-20 GAYNOR JOSEPH J JR M-Exempt A Class A common stock 20,000 0.98 19.6K 168,987
2018-06-18 Retreage Donald O'connor JR A-Award A Incentive stock option (right-to-buy) 10,000 2.13 21.3K 10,000
2018-05-30 GAYNOR JOSEPH J JR M-Exempt D Stock Option (right-to-buy) 13,000 0.87 11.3K 0
2018-01-22 GAYNOR JOSEPH J JR M-Exempt A Class A common stock 30,000 2.10 63.0K 135,987
2018-01-05 Symmons Alan A-Award A Class A Common Stock 507 2.07 1.0K 13,965
2018-01-05 GAYNOR JOSEPH J JR A-Award A Class A Common Stock 3,278 2.07 6.8K 105,987
2018-01-05 CIPOLLA DOROTHY M A-Award A Class A Common Stock 521 2.07 1.1K 23,405
2017-12-27 RIPP ROBERT M-Exempt D Stock Option (right to buy) 30,000 1.86 55.8K 0
2017-11-06 GAYNOR JOSEPH J JR M-Exempt A Class A common stock 15,000 3.05 45.8K 107,709
2017-10-26 Symmons Alan A-Award A Restricted stock unit 9,055 0.00 9,055
2017-10-26 RIPP ROBERT A-Award A Restricted stock unit 16,260 0.00 16,260
2017-10-26 LEEBURG LOUIS A-Award A Restricted stock unit 16,260 0.00 16,260
2017-10-26 KHAN SOHAIL A A-Award A Restricted stock unit 16,260 0.00 16,260

Executive team

Top executives
EBIT / Employee
-29.8K
Shares Outstanding
43.63M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Shmuel Rubin President & Chief Executive Officer 405.5K 201.6K 85.8K 692.9K 12.38%
2 2025 Albert Miranda Chief Financial Officer 260.7K 102.2K 37.2K 400.2K 9.31%
3 2024 Shmuel Rubin President & Chief Executive Officer 378.1K 82.5K 478.0K 17.26%
4 2024 Albert Miranda Chief Financial Officer 243.1K 35.8K 292.5K 12.24%
5 2023 Shmuel Rubin President & Chief Executive Officer 360.5K 171.8K 21.5K 553.7K 31.02%
6 2023 Albert Miranda Chief Financial Officer 231.8K 79.0K 19.4K 330.2K 23.92%
7 2022 Shmuel Rubin President & Chief Executive Officer 357.3K 79.7K 14.9K 451.9K 17.64%
8 2022 Albert Miranda Chief Financial Officer 229.7K 34.6K 10.0K 274.3K 12.62%
9 2021 Shmuel Rubin President & Chief Executive Officer 350.0K 21.7K 102.0K 15.3K 489.1K 4.44%
10 2021 Donald O. Retreage, Jr. Former Chief Financial Officer 212.1K 212.1K 0.00%
11 2021 Albert Miranda Chief Financial Officer 34.6K 130.9K 165.5K 79.09%
12 2020 Shmuel RubinPresident & Chief Executive Officer 105.5K 139.0K 198.0K 100.0K 48.1K 590.5K 57.07%
13 2020 Shmuel Rubin President & Chief Executive Officer 105.5K 139.0K 198.0K 100.0K 48.1K 590.5K 57.07%
14 2020 J. James Gaynor Former President & Chief Executive Officer 315.0K 43.0K 59.2K 417.2K 0.00%
15 2020 Alan Symmons Former Chief Operating Officer 209.3K 36.2K 245.5K 0.00%
16 2020 Donald O. Retreage, Jr. Chief Financial Officer 200.0K 5.2K 28.8K 10.7K 244.7K 2.13%
17 2020 Donald O. Retreage, Jr. Former Chief Financial Officer 200.0K 2.2K 28.8K 10.7K 241.7K 0.91%
18 2019 J. James Gaynor President & Chief Executive Officer 315.0K 18.8K 333.8K 0.00%
19 2019 J. James Gaynor Former President & Chief Executive Officer 315.0K 18.8K 333.8K 0.00%
20 2019 Donald O. Retreage, Jr. Chief Financial Officer 200.0K 1.3K 33.1K 241.3K 0.52%
21 2019 Alan Symmons Former Chief Operating Officer 210.0K 1.5K 17.1K 237.1K 0.65%
22 2019 Alan Symmons Chief Operating Officer 210.0K 10.0K 17.1K 237.1K 4.22%
23 2018 J. James Gaynor President & Chief Executive Officer 315.0K 7.5K 14.4K 336.9K 2.23%
24 2018 Alan Symmons Executive Vice President of Operations 210.0K 3.0K 42.5K 255.5K 1.17%
25 2018 Alan Symmons Chief Operating Officer 210.0K 3.0K 42.5K 255.5K 1.17%
26 2018 Dorothy M. Cipolla Vice President and Executive Director, Treasurer & Secretary 200.0K 3.0K 14.1K 217.1K 1.38%
27 2018 Donald O. Retreage, Jr. Chief Financial Officer 7.7K 8.8K 16.5K 53.42%
28 2017 J. James Gaynor President & Chief Executive Officer 284.7K 93.6K 73.5K 130.3K 582.0K 28.70%
29 2017 Alan Symmons Executive Vice President of Operations 205.2K 33.4K 26.3K 46.4K 311.3K 19.17%
30 2017 Dorothy M. Cipolla Vice President and Executive Director, Treasurer & Secretary 195.0K 31.7K 24.9K 44.1K 295.8K 19.16%
31 2017 Dorothy M. Cipolla Chief Financial Officer, Treasurer & Secretary 195.0K 31.7K 24.9K 44.1K 295.8K 19.16%
32 2016 J. James Gaynor President & Chief Executive Officer 285.4K 237.1K 138.2K 660.7K 35.89%
33 2016 Alan Symmons Executive Vice President of Operations 200.0K 83.2K 49.4K 332.5K 25.01%
34 2016 Dorothy M. Cipolla Chief Financial Officer, Treasurer & Secretary 190.0K 79.4K 46.9K 316.3K 25.11%
35 2015 J. James Gaynor President & Chief Executive Officer 285.4K 128.1K 70.0K 483.5K 26.49%
36 2015 J. James Gaynor President Chief Executive Officer 285.4K 70.0K 456.4K 0.00%
37 2015 Alan Symmons Executive Vice President of Operations 190.0K 65.7K 37.5K 293.2K 22.42%
38 2015 Dorothy M. Cipolla Chief Financial Officer, Treasurer & Secretary 193.7K 53.0K 35.6K 282.3K 18.78%
39 2015 Alan Symmons Executive Vice President of Operations 190.0K 40.0K 275.1K 0.00%
40 2015 Dorothy M. Cipolla Chief Financial Officer, Treasurer Secretary 193.7K 35.6K 274.6K 0.00%
41 2014 J. James Gaynor President Chief Executive Officer 279.0K 317.5K 0.00%
42 2014 Dorothy M. Cipolla Chief Financial Officer, Treasurer Secretary 190.8K 201.9K 0.00%
43 2014 Alan Symmons Executive Vice President of Operations 174.3K 184.8K 0.00%
44 2014 Alan Symmons Corporate Vice President of Engineering 174.3K 184.8K 0.00%
45 2013 J. James Gaynor President Chief Executive Officer 214.6K 252.0K 0.00%
46 2013 Dorothy M. Cipolla Chief Financial Officer, Treasurer Secretary 157.4K 167.5K 0.00%
47 2013 Alan Symmons Corporate Vice President of Engineering 133.5K 142.9K 0.00%
48 2012 J. James Gaynor President Chief Executive Officer 218.9K 256.6K 0.00%
49 2012 Dorothy M. Cipolla Chief Financial Officer, Treasurer Secretary 159.3K 168.9K 0.00%
50 2012 Brian Soller Vice President of Business Development Sales 140.5K 150.7K 0.00%
51 2012 Alan Symmons Corporate Vice President of Engineering 135.2K 143.6K 0.00%
52 2011 J. James Gaynor President Chief Executive Officer 199.0K 243.7K 0.00%
53 2011 Dorothy M. Cipolla Chief Financial officer, Treasurer Secretary 150.4K 165.6K 0.00%
54 2011 Dorothy M. Cipolla Chief Financial Officer, Treasurer Secretary 144.7K 159.9K 0.00%
55 2011 Alan Symmons Corporate Vice President of Engineering 122.2K 131.0K 0.00%
56 2011 Alan Symmons Corporate Vice President of Engineering 118.1K 126.9K 0.00%
57 2011 Brian Soller Corporate Vice President, 107.3K 114.4K 0.00%
58 2011 Brian Soller Vice President of Business Development Sales 107.3K 114.4K 0.00%
59 2010 J. James Gaynor President Chief Executive Officer 196.4K 257.4K 0.00%
60 2010 Dorothy M. Cipolla Chief Financial officer, Treasurer Secretary 138.2K 170.8K 0.00%
61 2010 Alan Symmons Corporate Vice President, 101.1K 113.7K 0.00%
62 2010 Brian Soller Corporate Vice President,
63 2008 J. James Gaynor President Chief Executive Officer 178.1K 11.0K 336.3K 0.00%
64 2008 Kenneth Brizel, Former Chief Executive Officer and President 284.1K 13.7K 297.8K 0.00%
65 2008 Zhouling (“Joe”) Wu, President - China Operations Corporate Vice President 145.6K 33.0K 276.8K 0.00%
66 2008 James Magos Corporate Vice President of Sales Marketing 177.9K 17.2K 256.1K 0.00%
67 2007 Kenneth Brizel, Former Chief Executive Officer and President 266.2K 14.1K 472.3K 0.00%
68 2007 Kenneth Brizel, Former Chief Executive Officer and President 266.2K 14.1K 472.3K 0.00%
69 2007 James Magos Corporate Vice President of Sales Marketing 201.9K 19.0K 18.6K 335.4K 5.65%
70 2007 James Magos Corporate Vice President of Sales and Marketing 201.9K 19.0K 18.6K 335.4K 5.65%
71 2007 J. James Gaynor Interim Chief Executive Officer 122.5K 28.5K 299.1K 0.00%
72 2007 J. James Gaynor President Chief Executive Officer 122.5K 28.5K 299.0K 0.00%
73 2007 Zhouling (“Joe”) Wu, President - China Operations Corporate Vice President 136.4K 10.0K 19.0K 13.1K 274.5K 6.90%
74 2007 Zhouling (“Joe”) Wu President - China Operations 136.4K 10.0K 19.0K 13.1K 274.5K 6.90%
75 2007 Dorothy M. Cipolla Corporate Vice President, Chief Financial Officer, Treasurer Secretary 146.1K 12.8K 255.0K 0.00%
76 2007 Edward Patton Former Vice President of Marketing 134.9K 12.8K 195.7K 0.00%
77 2006 Kenneth Brizel, Former Chief Executive Officer and President 275.0K 12.7K 287.7K 0.00%
78 2006 James Magos Corporate Vice President of Sales and Marketing 180.3K 30.1K 229.2K 0.00%
79 2006 Zhouling (“Joe”) Wu President - China Operations 101.0K 10.0K 19.4K 166.5K 0.00%
80 2006 Edward Patton Former Vice President of Marketing 114.4K 14.3K 147.4K 0.00%
81 2006 Dorothy M. Cipolla Corporate Vice President, Chief Financial Officer, Treasurer Secretary 45.6K 113.5K 0.00%
82 2006 J. James Gaynor Interim Chief Executive Officer
83 2005 Kenneth Brizel, Former Chief Executive Officer and President 262.5K 5.0K 204.5K 472.0K 0.00%
84 2005 James Magos Corporate Vice President of Sales and Marketing 151.3K 20.8K 73.0K 262.7K 0.00%
85 2005 Edward Patton Former Vice President of Marketing 115.5K 6.8K 22.1K 5.2K 167.3K 13.21%
86 2005 Zhouling (“Joe”) Wu President - China Operations
87 2005 Dorothy M. Cipolla Corporate Vice President, Chief Financial Officer, Treasurer Secretary
88 2005 J. James Gaynor Interim Chief Executive Officer
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-10-28 DEF 14A
2025-05-02 DEF 14A
2025-04-18 PRE 14A
2024-11-15 DEFA14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 8-K
2026-05-07 10-Q
2026-04-30 SC 13G
2026-04-28 D
2026-03-30 4
2026-03-26 4
2026-03-19 4
2026-03-04 SC 13D/A
2026-03-04 4
2026-02-27 8-K

Executive team

NameTitleCompensationGender
Shmuel Rubin President, Chief Executive Officer & Director 607.1K male
Albert Miranda Chief Financial Officer, Secretary & Treasurer 362.9K male
Doug Schoen Senior Vice President of Global Sales male
ESG Rating
B
HARDWARE, EQUIPMENT & PARTS
2022
E (Environmental)
67.8 / 65.4
Company / Sector avg.
S (Social)
62.3 / 65.1
Company / Sector avg.
G (Governance)
59.8 / 67.7
Company / Sector avg.
ESG Total
63.3 / 66.1
Company / Sector avg.
ESG Score History HARDWARE, EQUIPMENT & PARTS
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits