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Viveve Medical, Inc. (VIVE)
USD0.00
+0.00 (+0.00%)
US OTC Healthcare Medical - Devices
Address
Building B 80112
Englewood, CO, US
Englewood, CO, US
CEO
Scott D. Durbin
Website
viveve.com
IPO
1992-03-03
CIK 879682 ISIN US92852W5013
Description
Viveve develops and sells healthcare-focused human resources (HR) software solutions designed to streamline and unify HR operations for healthcare organizations. It offers an all-in-one platform that supports recruitment, employee management, and attendance management, aiming to reduce administrative burden and enhance the employee experience throughout their career lifecycle. The company also provides solutions specifically tailored for the healthcare and mental and behavioral health sectors. Viveve Medical, Inc. was founded in 2005 and is headquartered in Englewood, Colorado.
Market Cap & Enterprise Value
Merger & Acquisition History
No mergers or acquisitions recorded for this company.
Technical Outlook
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Signal Summary
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| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
USD0.00
+0.00 (+0.00%)
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Volume Profile
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Liquidity & share structure
Average Volume
2.2K
Beta
-44.95
Float Shares
10.72M
Free Float %
100.0%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| +0.00% | +0.00% | +0.00% | +0.00% | +100.00% | +100.00% | +100.00% | -100.00% | -100.00% | -100.00% | -100.00% |
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From
To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow
Revenue by geography
Revenue by segment
From
To
Revenue composition
From
To
By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Analyst Consensus (10 ratings, all time)
Buy
Price Targets & DCF
Current price
0.00
Ratings Trend (MoM)
100% Bullish
| Rating | 2024-11 | Change |
|---|---|---|
| Strong Buy | 1 | 0 |
| Buy | 5 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Quality scores
Altman Z-Score
-35.10
Distress
Piotroski F-Score
4 / 9
Average
MOAT Score
0 / 10
No MOAT
Operational MOAT
✗ Below peers
-
Revenue growth Medical - Devices: +11.2%+17.3% ★ Q3'22: +4.2% (vs Q3'21)
-
EPS growth Medical - Devices: +28.5%+84.0% ★ Q3'22: +9.1% (vs Q3'21)
-
FCF margin FCF growth · Medical - Devices: +30.9%-268.1% Q3'22: -210.4% (vs Q3'21)
-
EBIT margin Medical - Devices: +6.2%-323.2% Q3'22: -278.1% (vs Q3'21)
-
ROIC Medical - Devices: +3.3%-1,657.7% Q3'22: -1,618.0% (vs Q3'21)
-
Share dilution Medical - Devices: 0.0%+541.2% Q3'22: +0.7% (vs Q3'21)
-
Debt / EBITDA Net debt/EBITDA · Medical - Devices: -0.35×-0.27× Q3'22: -0.33× (vs Q3'21)
Valuation Multiples
From
To
Price Forecast (3Y)
From
To
Theoretical Return — If Invested Today
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
Consensus Estimates
| Metric |
Dec 1995 actual |
Dec 1998 actual |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
13.30M
est: 16.21M (-17.9%)
|
5.70M
est: 6.50M (-12.3%)
|
7.14M
est: 6.77M (+5.4%)
|
15.29M
est: 15.24M (+0.3%)
|
18.52M
est: 18.47M (+0.2%)
|
6.57M
est: 6.23M (+5.4%)
|
5.48M
est: 5.38M (+1.9%)
|
6.43M
est: 6.42M (+0.2%)
|
6.89M
est.
|
11.14M
est.
|
21.89M
est.
|
39.58M
est.
|
| EBITDA |
2.00M
est: -693.3K (+388.5%)
|
-13.90M
est: -13.86M (-0.3%)
|
-18.63M
est: -15.41M (-20.9%)
|
-33.34M
est: -15.24M (-118.7%)
|
-44.17M
est: -18.47M (-139.1%)
|
-30.68M
est: -6.23M (-392.4%)
|
-19.33M
est: -5.38M (-259.5%)
|
-19.63M
est: -20.15M (+2.6%)
|
-23.32M
est.
|
-27.96M
est.
|
-21.89M
est.
|
-39.58M
est.
|
| EBIT |
1.40M
est: 9.06M (-84.5%)
|
-17.10M
est: -17.81M (+4.0%)
|
-18.74M
est: -15.47M (-21.1%)
|
-33.79M
est: -15.24M (-121.7%)
|
-44.95M
est: -18.47M (-143.3%)
|
-37.55M
est: -6.23M (-502.6%)
|
-20.62M
est: -5.38M (-283.7%)
|
-20.77M
est: -18.27M (-13.7%)
|
-20.85M
est.
|
-24.79M
est.
|
-21.89M
est.
|
-39.58M
est.
|
| Net Income |
2.00M
est: -693.3K (+388.5%)
|
-16.60M
est: -17.39M (+4.6%)
|
-20.11M
est: -16.53M (-21.7%)
|
-36.63M
est: -20.77B (+99.8%)
|
-49.18M
est: -15.76B (+99.7%)
|
-42.53M
est: -1.53B (+97.2%)
|
-21.92M
est: -173.80M (+87.4%)
|
-22.03M
est: -22.11M (+0.4%)
|
-25.53M
est.
|
-30.60M
est.
|
-9.79M
est.
|
-1.21M
est.
|
| SGA |
7.30M
est: 38.30M (-80.9%)
|
13.70M
est: 15.36M (-10.8%)
|
12.87M
est: 16.01M (-19.6%)
|
28.83M
est: 36.02M (-20.0%)
|
38.57M
est: 43.66M (-11.7%)
|
22.36M
est: 14.72M (+51.9%)
|
13.67M
est: 12.70M (+7.6%)
|
12.51M
est: 15.16M (-17.5%)
|
16.28M
est.
|
26.32M
est.
|
51.73M
est.
|
93.53M
est.
|
| EPS |
104,000.00
est: -6,560.00 (+1,685.4%)
|
-664,000.00
est: -82,400.00 (-705.8%)
|
-2,180.76
est: -2,125.00 (-2.6%)
|
-2,093.62
est: -2,058.33 (-1.7%)
|
-1,583.50
est: -1,562.22 (-1.4%)
|
-121.91
est: -151.70 (+19.6%)
|
-16.56
est: -17.23 (+3.9%)
|
-2.65
est: -2.53 (-5.0%)
|
-2.55
est.
|
-1.60
est.
|
-0.97
est.
|
-0.12
est.
|
Owner Earnings
Owner's Earnings (history)
From
To
Owner alignment
Owner's Earnings TTM
-16.79M
OE per share TTM
-1.60
Owner's Yield
-787,352.92%
Maintenance CapEx ratio
—
Maint CapEx / Avg PPE
20.2%
Ownership Overview
Ownership breakdown
Ownership breakdown not available.
At a glance
Institutional holders
—
Total invested
—
Insider transactions (90d)
0
Beneficial owners (>5%)
29
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | CR Group L.P. | 6.99M | 67.20% | — | 6.99M | — | — | IA, PN | Delaware | 2020-02-13 | ↗ |
| 2 | Nathan D. Hukill | 6.99M | 67.20% | — | 6.99M | — | 21.00 | HC, IN | Delaware | 2020-02-13 | ↗ |
| 3 | Dan Mack | 6.58M | 14.70% | — | 6.58M | — | — | HC | MA | 2019-02-14 | ↗ |
| 4 | Nantahala Capital Management, LLC | 6.58M | 14.70% | — | 6.58M | — | — | IA | MA | 2019-02-14 | ↗ |
| 5 | Wilmot B. Harkey | 6.58M | 14.70% | — | 6.58M | — | — | HC | MA | 2019-02-14 | ↗ |
| 6 | Daniel Mack | 6.58M | 14.20% | — | 6.58M | — | 6.58M | HC, IN | United States | 2019-05-03 | ↗ |
| 7 | UBS Group AG directly and on behalf of certain subsidiaries | 2.33M | 5.20% | — | 2.33M | — | 2.33M | BK | Switzerland | 2019-02-14 | ↗ |
| 8 | Craig A. Drill | 2.12M | 4.70% | — | 2.12M | — | 2.12M | HC, IN | United States of America | 2019-01-30 | ↗ |
| 9 | Craig Drill Capital, L.L.C. | 2.12M | 4.70% | — | 2.12M | — | 2.12M | OO | United States of America | 2019-01-30 | ↗ |
| 10 | Empery Asset Management, LP | 1.03M | 4.99% | — | 1.03M | — | — | PN | Delaware | 2022-01-18 | ↗ |
| 11 | Martin D. Hoe | 1.03M | 4.99% | — | 1.03M | — | — | IN | Delaware | 2022-01-18 | ↗ |
| 12 | Ryan M. Lane | 1.03M | 4.99% | — | 1.03M | — | — | IN | Delaware | 2022-01-18 | ↗ |
| 13 | Alex Noah Investors, Inc. | 701.0K | 9.99% | — | 701.0K | — | — | CO | Illinois | 2021-01-19 | ↗ |
| 14 | Jonathan I. Cope | 701.0K | 9.99% | — | 701.0K | — | — | IN | United States | 2021-01-19 | ↗ |
| 15 | Joshua B. Scheinfeld | 701.0K | 9.99% | — | 701.0K | — | — | IN | United States | 2021-01-19 | ↗ |
| 16 | Lincoln Park Capital Fund, LLC | 701.0K | 9.99% | — | 701.0K | — | — | OO | Illinois | 2021-01-19 | ↗ |
| 17 | Lincoln Park Capital, LLC | 701.0K | 9.99% | — | 701.0K | — | — | OO | Illinois | 2021-01-19 | ↗ |
| 18 | Rockledge Capital Corporation | 701.0K | 9.99% | — | 701.0K | — | — | CO | Texas | 2021-01-19 | ↗ |
| 19 | Hudson Bay Capital Management LP | 258.1K | 2.38% | — | 258.1K | — | — | PN | — | 2022-02-04 | ↗ |
| 20 | Sander Gerber | 258.1K | 2.38% | — | 258.1K | — | — | IN | — | 2022-02-04 | ↗ |
| 21 | Alyeska Fund 2 GP, LLC | 244.8K | 6.10% | — | 244.8K | — | 244.8K | OO | Delaware | 2020-02-14 | ↗ |
| 22 | Alyeska Fund 3 GP, LLC | 244.8K | 6.10% | — | 244.8K | — | 244.8K | OO | Delaware | 2020-02-14 | ↗ |
| 23 | CVI Investments, Inc. | 179.4K | 4.90% | — | 179.4K | — | 179.4K | CO | Cayman Islands | 2020-02-10 | ↗ |
| 24 | Heights Capital Management, Inc. | 179.4K | 4.90% | — | 179.4K | — | 179.4K | CO | Delaware | 2020-02-10 | ↗ |
| 25 | Alyeska Fund GP, LLC | 163.0K | 0.20% | — | 163.0K | — | — | OO | Delaware | 2021-02-16 | ↗ |
| 26 | Alyeska Investment Group, L.P. | 163.0K | 0.20% | — | 163.0K | — | — | IA | Delaware | 2021-02-16 | ↗ |
| 27 | Anand Parekh | 163.0K | 0.20% | — | 163.0K | — | — | IN | United States of America | 2021-02-16 | ↗ |
| 28 | Hood River Capital Management LLC 46-1294859 | — | 0.00% | — | — | — | — | IA | Delaware | 2020-02-13 | ↗ |
| 29 | S | — | 0.00% | — | — | — | — | CO | Delaware, United States of America | 2020-02-14 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
Institutional history not available.
Top institutional holders
Top holders not available.
ETF Ownership
Top ETFs holding this stock
This company is not held by any ETF in our universe.
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
6
Sells
0
Shares acquired
597.0K
Shares disposed
—
Cash buys
—
Cash sales
—
Net activity
+597,000
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-03 | Robbins Jim B | Officer | A-Award | A | Restricted Stock Unit | 57,000 | 0.00 | — | 57,000 | — | ↗ |
| 2023-01-03 | Presnell Sharon Collins | Director | A-Award | A | Restricted Stock Unit | 36,000 | 0.00 | — | 36,000 | — | ↗ |
| 2023-01-03 | Morris Arlene | Director | A-Award | A | Restricted Stock Unit | 36,000 | 0.00 | — | 36,000 | — | ↗ |
| 2023-01-03 | JORN DEBORA | Director | A-Award | A | Restricted Stock Unit | 36,000 | 0.00 | — | 36,000 | — | ↗ |
| 2023-01-03 | Durbin Scott | Officer | A-Award | A | Restricted Stock Unit | 360,000 | 0.00 | — | 360,000 | — | ↗ |
| 2023-01-03 | Basta Steven L | Director | A-Award | A | Restricted Stock Unit | 72,000 | 0.00 | — | 72,000 | — | ↗ |
| 2022-01-04 | Robbins Jim B | Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 42,000 | 1.26 | 52.9K | 42,000 | — | ↗ |
| 2022-01-04 | Presnell Sharon Collins | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 18,000 | 1.26 | 22.7K | 18,000 | — | ↗ |
| 2022-01-04 | Morris Arlene | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 22,000 | 1.26 | 27.7K | 22,000 | — | ↗ |
| 2022-01-04 | JORN DEBORA | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 22,000 | 1.26 | 27.7K | 22,000 | — | ↗ |
| 2022-01-04 | Durbin Scott | Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 258,000 | 1.26 | 325.1K | 258,000 | — | ↗ |
| 2022-01-04 | Basta Steven L | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 48,000 | 1.26 | 60.5K | 48,000 | — | ↗ |
| 2021-12-15 | Robbins Jim B | Officer | D-Return | D | Common Stock | 36 | 1.43 | 51.48 | 0 | — | ↗ |
| 2021-12-15 | Durbin Scott | Officer | D-Return | D | Common Stock | 2 | 1.40 | 2.80 | 10 | — | ↗ |
| 2021-12-15 | Basta Steven L | Director | D-Return | D | Common Stock | 28 | 1.41 | 39.48 | 25 | — | ↗ |
| 2021-06-23 | Robbins Jim B | Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 104,700 | 2.73 | 285.8K | 104,700 | — | ↗ |
| 2021-06-23 | Presnell Sharon Collins | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 39,000 | 2.73 | 106.5K | 39,000 | — | ↗ |
| 2021-06-23 | Morris Arlene | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 51,700 | 2.73 | 141.1K | 51,700 | — | ↗ |
| 2021-06-23 | JORN DEBORA | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 51,700 | 2.73 | 141.1K | 51,700 | — | ↗ |
| 2021-06-23 | Durbin Scott | Director / Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 655,300 | 2.73 | 1.79M | 655,300 | — | ↗ |
| 2021-06-23 | Basta Steven L | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 116,200 | 2.73 | 317.2K | 116,200 | — | ↗ |
| 2021-01-20 | Robbins Jim B | Officer | A-Award | A | Restricted Stock Unit | 39,000 | 0.00 | — | 39,000 | — | ↗ |
| 2021-01-20 | Presnell Sharon Collins | Director | A-Award | A | Restricted Stock Unit | 25,000 | 0.00 | — | 25,000 | — | ↗ |
| 2021-01-20 | Morris Arlene | Director | A-Award | A | Restricted Stock Unit | 25,000 | 0.00 | — | 25,000 | — | ↗ |
| 2021-01-20 | JORN DEBORA | Director | A-Award | A | Restricted Stock Unit | 25,000 | 0.00 | — | 25,000 | — | ↗ |
| 2021-01-20 | Durbin Scott | Officer | A-Award | A | Restricted Stock Unit | 243,000 | 0.00 | — | 243,000 | — | ↗ |
| 2021-01-20 | Basta Steven L | Director | A-Award | A | Restricted Stock Unit | 50,000 | 0.00 | — | 50,000 | — | ↗ |
| 2020-10-28 | Presnell Sharon Collins | Director | A-Award | A | Non-Qualified Stock Option (Right to Buy) | 330,000 | 0.51 | 168.3K | 330,000 | — | ↗ |
| 2020-09-21 | Morris Arlene | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 165,000 | 0.54 | 89.1K | 165,000 | — | ↗ |
| 2020-09-21 | JORN DEBORA | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 165,000 | 0.54 | 89.1K | 165,000 | — | ↗ |
| 2020-09-21 | Basta Steven L | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 165,000 | 0.54 | 89.1K | 165,000 | — | ↗ |
| 2019-11-26 | Zaderej Karen L. | Director | A-Award | A | Non-Qualified Stock Option (Right to Buy) | 330,000 | 0.87 | 286.8K | 330,000 | — | ↗ |
| 2019-11-26 | Robbins Jim B | Officer | A-Award | A | Non-Qualified Stock Option (Right to Buy) | 330,000 | 0.87 | 286.8K | 330,000 | — | ↗ |
| 2019-11-26 | Morris Arlene | Director | A-Award | A | Non-Qualified Stock Option (Right to Buy) | 330,000 | 0.87 | 286.8K | 330,000 | — | ↗ |
| 2019-11-26 | JORN DEBORA | Director | A-Award | A | Non-Qualified Stock Option (Right to Buy) | 330,000 | 0.87 | 286.8K | 330,000 | — | ↗ |
| 2019-11-26 | Durbin Scott | Director / Officer | A-Award | A | Non-Qualified Stock Option (Right to Buy) | 3,298,000 | 0.87 | 2.87M | 3,298,000 | — | ↗ |
| 2019-11-26 | Basta Steven L | Director | A-Award | A | Non-Qualified Stock Option (Right to Buy) | 660,000 | 0.87 | 573.5K | 660,000 | — | ↗ |
| 2019-10-01 | GOLDMAN SACHS GROUP INC | — | S-Sale | D | Common Units | 23,663 | 5.56 | 131.6K | 25 | — | ↗ |
| 2019-09-30 | GOLDMAN SACHS GROUP INC | — | S-Sale | D | Common Units | 68,737 | 4.55 | 312.8K | 23,688 | — | ↗ |
| 2019-09-27 | GOLDMAN SACHS GROUP INC | — | S-Sale | D | Common Units | 5,359 | 5.10 | 27.3K | 92,425 | — | ↗ |
| 2019-09-26 | GOLDMAN SACHS GROUP INC | — | S-Sale | D | Common Units | 7,001 | 5.25 | 36.8K | 97,784 | — | ↗ |
| 2019-09-25 | GOLDMAN SACHS GROUP INC | 10% Owner | S-Sale | D | Common Units | 10,799 | 5.62 | 60.7K | 104,785 | — | ↗ |
| 2019-09-24 | GOLDMAN SACHS GROUP INC | — | S-Sale | D | Common Units | 800 | 5.57 | 4.5K | 115,584 | — | ↗ |
| 2019-09-23 | GOLDMAN SACHS GROUP INC | — | P-Purchase | A | Common Units | 39,600 | 5.84 | 231.3K | 90,984 | — | ↗ |
| 2019-09-20 | GOLDMAN SACHS GROUP INC | 10% Owner | S-Sale | D | Common Units | 1,658 | 7.53 | 12.5K | 51,384 | — | ↗ |
| 2019-09-19 | GOLDMAN SACHS GROUP INC | — | — | I | Common Units | 0 | 0.00 | — | 53,042 | — | ↗ |
| 2019-07-01 | Zaderej Karen L. | Director | A-Award | A | Common Stock | 37,829 | 0.00 | — | 62,347 | — | ↗ |
| 2019-05-29 | Zaderej Karen L. | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 35,000 | 0.58 | 20.3K | 35,000 | — | ↗ |
| 2019-05-29 | Morris Arlene | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 35,000 | 0.58 | 20.3K | 35,000 | — | ↗ |
| 2019-05-29 | JORN DEBORA | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 35,000 | 0.58 | 20.3K | 35,000 | — | ↗ |
| 2019-05-29 | Basta Steven L | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 35,000 | 0.58 | 20.3K | 35,000 | — | ↗ |
| 2019-04-25 | Nantahala Capital Management, LLC | 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 6,581,465 | — | ↗ |
| 2019-04-01 | Zaderej Karen L. | Director | A-Award | A | Common Stock | 14,248 | 0.00 | — | 24,518 | — | ↗ |
| 2019-04-01 | JORN DEBORA | Director | A-Award | A | Common Stock | 10,280 | 0.00 | — | 40,109 | — | ↗ |
| 2019-04-01 | Basta Steven L | Director | A-Award | A | Common Stock | 24,199 | 0.00 | — | 24,199 | — | ↗ |
| 2019-01-29 | Robbins Jim B | Officer | A-Award | A | Common Stock | 27,778 | 0.00 | — | 145,346 | — | ↗ |
| 2019-01-29 | Durbin Scott | Director / Officer | A-Award | A | Common Stock | 62,250 | 0.00 | — | 73,818 | — | ↗ |
| 2019-01-29 | Atkinson James G. | Officer | A-Award | A | Common Stock | 42,420 | 0.00 | — | 53,945 | — | ↗ |
| 2019-01-15 | Robbins Jim B | Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 95,000 | 1.24 | 117.8K | 95,000 | — | ↗ |
| 2019-01-15 | Durbin Scott | Director / Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 630,000 | 1.24 | 781.2K | 630,000 | — | ↗ |
| 2019-01-15 | Basta Steven L | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 35,000 | 1.24 | 43.4K | 35,000 | — | ↗ |
| 2019-01-15 | Atkinson James G. | Director | A-Award | A | Incentive Stock Option (Right to Purchase) | 300,000 | 1.24 | 372.0K | 300,000 | — | ↗ |
| 2018-12-31 | Zaderej Karen L. | Director | A-Award | A | Common Stock | 9,524 | 0.00 | — | 10,270 | — | ↗ |
| 2018-12-31 | JORN DEBORA | Director | A-Award | A | Common Stock | 10,120 | 0.00 | — | 29,829 | — | ↗ |
| 2018-12-31 | JANNEY DANIEL | Director | A-Award | A | Common Stock | 21,131 | 0.00 | — | 60,579 | — | ↗ |
| 2018-10-23 | Morris Arlene | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 17,500 | 3.47 | 60.7K | 17,500 | — | ↗ |
| 2018-10-23 | JORN DEBORA | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 17,500 | 3.47 | 60.7K | 17,500 | — | ↗ |
| 2018-10-23 | JANNEY DANIEL | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 17,500 | 3.47 | 60.7K | 17,500 | — | ↗ |
| 2018-10-01 | Zaderej Karen L. | Director | A-Award | A | Common Stock | 746 | 0.00 | — | 746 | — | ↗ |
| 2018-10-01 | Plexico Jon M | 10% Owner | A-Award | A | Common Stock | 4,007 | 0.00 | — | 22,548 | — | ↗ |
| 2018-10-01 | JORN DEBORA | Director | A-Award | A | Common Stock | 4,285 | 0.00 | — | 19,709 | — | ↗ |
| 2018-10-01 | JANNEY DANIEL | Director | A-Award | A | Common Stock | 8,947 | 0.00 | — | 39,448 | — | ↗ |
| 2018-09-13 | Zaderej Karen L. | Director | A-Award | A | Non-Qualified Stock Options | 70,000 | 3.45 | 241.5K | 70,000 | — | ↗ |
| 2018-09-13 | Basta Steven L | Director | A-Award | A | Non-Qualified Stock Options | 70,000 | 3.45 | 241.5K | 70,000 | — | ↗ |
| 2018-07-02 | Plexico Jon M | Director / 10% Owner | A-Award | A | Common Stock | 4,635 | 0.00 | — | 18,541 | — | ↗ |
| 2018-07-02 | JORN DEBORA | Director | A-Award | A | Common Stock | 4,040 | 0.00 | — | 15,424 | — | ↗ |
| 2018-07-02 | JANNEY DANIEL | Director | A-Award | A | Common Stock | 8,437 | 0.00 | — | 30,501 | — | ↗ |
| 2018-07-02 | BUSH LORI H | Director | A-Award | A | Common Stock | 1,166 | 0.00 | — | 6,530 | — | ↗ |
| 2018-05-22 | Plexico Jon M | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 17,500 | 1.75 | 30.6K | 17,500 | — | ↗ |
| 2018-05-22 | Morris Arlene | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 17,500 | 1.75 | 30.6K | 17,500 | — | ↗ |
| 2018-05-22 | JORN DEBORA | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 17,500 | 1.75 | 30.6K | 17,500 | — | ↗ |
| 2018-05-22 | JANNEY DANIEL | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 17,500 | 1.75 | 30.6K | 17,500 | — | ↗ |
| 2018-05-11 | Robbins Jim B | Officer | A-Award | A | Stock Options (Right to Purchase) | 32,500 | 1.97 | 64.0K | 32,500 | — | ↗ |
| 2018-05-11 | JORN DEBORA | Director | A-Award | A | Stock Options (Right to Purchase) | 150,000 | 1.97 | 295.5K | 150,000 | — | ↗ |
| 2018-05-11 | Durbin Scott | Director / Officer | A-Award | A | Stock Options (Right to Purchase) | 300,000 | 1.97 | 591.0K | 300,000 | — | ↗ |
| 2018-04-02 | Plexico Jon M | Director / 10% Owner | A-Award | A | Common Stock | 3,543 | 0.00 | — | 13,906 | — | ↗ |
| 2018-04-02 | JORN DEBORA | Director | A-Award | A | Common Stock | 3,089 | 0.00 | — | 11,384 | — | ↗ |
| 2018-04-02 | JANNEY DANIEL | Director | A-Award | A | Common Stock | 6,450 | 0.00 | — | 22,064 | — | ↗ |
| 2018-04-02 | BUSH LORI H | Director | A-Award | A | Common Stock | 1,590 | 0.00 | — | 5,364 | — | ↗ |
| 2018-01-23 | Scheller Patricia | Director / Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 185,000 | 4.48 | 828.8K | 185,000 | — | ↗ |
| 2018-01-23 | Robbins Jim B | Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 58,750 | 4.48 | 263.2K | 58,750 | — | ↗ |
| 2018-01-23 | Durbin Scott | Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 120,000 | 4.48 | 537.6K | 120,000 | — | ↗ |
| 2018-01-23 | Atkinson James G. | Director | A-Award | A | Incentive Stock Option (Right to Purchase) | 150,000 | 4.48 | 672.0K | 150,000 | — | ↗ |
| 2018-01-02 | Plexico Jon M | Director / 10% Owner | A-Award | A | Common Stock | 2,349 | 0.00 | — | 10,363 | — | ↗ |
| 2018-01-02 | JORN DEBORA | Director | A-Award | A | Common Stock | 2,048 | 0.00 | — | 8,295 | — | ↗ |
| 2018-01-02 | JANNEY DANIEL | Director | A-Award | A | Common Stock | 4,276 | 0.00 | — | 15,614 | — | ↗ |
| 2018-01-02 | BUSH LORI H | Director | A-Award | A | Common Stock | 964 | 0.00 | — | 3,774 | — | ↗ |
| 2017-10-02 | Plexico Jon M | Director / 10% Owner | A-Award | A | Common Stock | 2,196 | 0.00 | — | 8,014 | — | ↗ |
| 2017-10-02 | JORN DEBORA | Director | A-Award | A | Common Stock | 1,915 | 0.00 | — | 6,247 | — | ↗ |
| 2017-10-02 | JANNEY DANIEL | Director | A-Award | A | Common Stock | 2,872 | 0.00 | — | 11,338 | — | ↗ |
| 2017-10-02 | BUSH LORI H | Director | A-Award | A | Common Stock | 901 | 0.00 | — | 2,810 | — | ↗ |
| 2017-09-06 | Plexico Jon M | Director / 10% Owner | A-Award | A | Common Stock | 2,185 | 0.00 | — | 5,818 | — | ↗ |
| 2017-09-06 | Morris Arlene | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 17,500 | 5.58 | 97.7K | 17,500 | — | ↗ |
| 2017-09-06 | JORN DEBORA | Director | A-Award | A | Common Stock | 1,737 | 0.00 | — | 4,332 | — | ↗ |
| 2017-09-06 | JANNEY DANIEL | Director | A-Award | A | Common Stock | 3,025 | 0.00 | — | 8,466 | — | ↗ |
| 2017-09-06 | BUSH LORI H | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 17,500 | 5.58 | 97.7K | 17,500 | — | ↗ |
| 2017-08-23 | Durbin Scott | Officer | P-Purchase | A | Common Stock | 5,000 | 5.25 | 26.3K | 11,568 | — | ↗ |
| 2017-05-17 | Plexico Jon M | Director / 10% Owner | A-Award | A | Common Stock | 1,724 | 0.00 | — | 3,633 | — | ↗ |
| 2017-05-17 | JORN DEBORA | Director | A-Award | A | Common Stock | 686 | 0.00 | — | 2,595 | — | ↗ |
| 2017-05-17 | JANNEY DANIEL | Director | A-Award | A | Common Stock | 2,387 | 0.00 | — | 5,441 | — | ↗ |
| 2017-03-17 | Stonepine Capital Management, LLC | Director / 10% Owner | P-Purchase | A | Common Stock | 1,250,000 | 4.00 | 5.00M | 3,849,711 | — | ↗ |
| 2017-03-17 | Scheller Patricia | Director / Officer | P-Purchase | A | Common Stock | 12,500 | 4.00 | 50.0K | 45,164 | — | ↗ |
| 2017-03-17 | JANNEY DANIEL | Director | P-Purchase | A | Common Stock | 500,000 | 4.00 | 2.00M | 1,381,955 | — | ↗ |
| 2017-03-17 | Atkinson James G. | Director | P-Purchase | A | Common Stock | 187,500 | 4.00 | 750.0K | 621,237 | — | ↗ |
| 2017-03-03 | Durbin Scott | Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 132,860 | 4.46 | 592.6K | 132,860 | — | ↗ |
| 2016-12-23 | Scheller Patricia | Director / Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 150,000 | 5.22 | 783.0K | 150,000 | — | ↗ |
| 2016-12-23 | Plexico Jon M | Director / 10% Owner | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 25,160 | 5.22 | 131.3K | 25,160 | — | ↗ |
| 2016-12-23 | Morris Arlene | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 25,160 | 5.22 | 131.3K | 25,160 | — | ↗ |
| 2016-12-23 | JORN DEBORA | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 25,160 | 5.22 | 131.3K | 25,160 | — | ↗ |
| 2016-12-23 | JANNEY DANIEL | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 11,035 | 5.22 | 57.6K | 11,035 | — | ↗ |
| 2016-12-23 | Durbin Scott | Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 50,000 | 5.22 | 261.0K | 50,000 | — | ↗ |
| 2016-12-23 | BUSH LORI H | Director | A-Award | A | Non-qualified Stock Option (Right to Purchase) | 25,160 | 5.22 | 131.3K | 25,160 | — | ↗ |
| 2016-12-23 | Atkinson James G. | Director | A-Award | A | Incentive Stock Option (Right to Purchase) | 75,000 | 5.22 | 391.5K | 75,000 | — | ↗ |
| 2016-11-09 | Plexico Jon M | Director / 10% Owner | A-Award | A | Common Stock | 1,109 | 0.00 | — | 1,909 | — | ↗ |
| 2016-11-09 | Morris Arlene | Director | A-Award | A | Common Stock | 1,442 | 0.00 | — | 2,482 | — | ↗ |
| 2016-11-09 | JORN DEBORA | Director | A-Award | A | Common Stock | 1,109 | 0.00 | — | 1,909 | — | ↗ |
| 2016-11-09 | JANNEY DANIEL | Director | A-Award | A | Common Stock | 1,775 | 0.00 | — | 3,054 | — | ↗ |
| 2016-11-09 | BUSH LORI H | Director | A-Award | A | Common Stock | 1,109 | 0.00 | — | 1,909 | — | ↗ |
| 2016-09-30 | Smith Brigitte | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-08-22 | Smith Brigitte | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 4,590 | 7.89 | 36.2K | 4,590 | — | ↗ |
| 2016-08-22 | Plexico Jon M | Director / 10% Owner | A-Award | A | Common Stock | 800 | 0.00 | — | 800 | — | ↗ |
| 2016-08-22 | Morris Arlene | Director | A-Award | A | Common Stock | 1,040 | 0.00 | — | 1,040 | — | ↗ |
| 2016-08-22 | JORN DEBORA | Director | A-Award | A | Common Stock | 800 | 0.00 | — | 800 | — | ↗ |
| 2016-08-22 | JANNEY DANIEL | Director | A-Award | A | Common Stock | 1,279 | 0.00 | — | 1,279 | — | ↗ |
| 2016-08-22 | BUSH LORI H | Director | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 4,590 | 7.89 | 36.2K | 4,590 | — | ↗ |
| 2016-06-17 | Stonepine Capital Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 300,000 | 5.00 | 1.50M | 2,599,711 | — | ↗ |
| 2016-06-17 | Scheller Patricia | Director / Officer | P-Purchase | A | Common Stock | 6,000 | 5.00 | 30.0K | 32,664 | — | ↗ |
| 2016-06-17 | JANNEY DANIEL | Director | P-Purchase | A | Common Stock | 200,000 | 5.00 | 1.00M | 881,954 | — | ↗ |
| 2016-06-17 | Durbin Scott | Officer | P-Purchase | A | Common Stock | 1,500 | 5.00 | 7.5K | 6,568 | — | ↗ |
| 2016-06-17 | Atkinson James G. | Officer | P-Purchase | A | Common Stock | 100,000 | 5.00 | 500.0K | 433,737 | — | ↗ |
| 2016-05-11 | Plexico Jon M | Director / 10% Owner | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 5,250 | 7.74 | 40.6K | 5,250 | — | ↗ |
| 2016-05-11 | Morris Arlene | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-05-11 | JORN DEBORA | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-05-11 | BUSH LORI H | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-03-14 | Plexico Jon M | Director / 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 18,397,682 | — | ↗ |
| 2016-02-25 | Scheller Patricia | Director / Officer | P-Purchase | A | Common Stock | 588 | 0.85 | 499.80 | 155,218 | — | ↗ |
| 2016-01-27 | JANNEY DANIEL | Director | P-Purchase | A | Warrant to Purchase Common Stock | 202,000 | 0.53 | 107.1K | 202,000 | — | ↗ |
| 2016-01-25 | Scheller Patricia | Director / Officer | P-Purchase | A | Common Stock | 1,428 | 0.70 | 999.60 | 154,630 | — | ↗ |
| 2016-01-04 | Scheller Patricia | Director / Officer | A-Award | A | Common Stock | 58,597 | 0.00 | — | 213,815 | — | ↗ |
| 2016-01-04 | Robbins Jim B | Officer | A-Award | A | Common Stock | 50,000 | 0.00 | — | 117,568 | — | ↗ |
| 2016-01-04 | Atkinson James G. | Officer | A-Award | A | Common Stock | 146,992 | 0.00 | — | 146,992 | — | ↗ |
| 2015-12-23 | Scheller Patricia | Director / Officer | P-Purchase | A | Common Stock | 1,359 | 0.74 | 999.41 | 153,202 | — | ↗ |
| 2015-12-16 | Smith Brigitte | Director / 10% Owner | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 108,000 | 0.75 | 81.0K | 155,000 | — | ↗ |
| 2015-12-16 | Simpson Carl | Director | A-Award | A | Non-QualifiedStock Option (Right to Purchase) | 108,000 | 0.75 | 81.0K | 156,811 | — | ↗ |
| 2015-12-16 | Scheller Patricia | Director / Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 1,936,001 | 0.75 | 1.45M | 3,097,180 | — | ↗ |
| 2015-12-16 | Robbins Jim B | Officer | A-Award | A | Warrant to Purchase Common Stock | 15,000 | 0.70 | 10.5K | 15,000 | — | ↗ |
| 2015-12-16 | JANNEY DANIEL | Director / 10% Owner | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 108,000 | 0.75 | 81.0K | 155,000 | — | ↗ |
| 2015-12-16 | Durbin Scott | Officer | A-Award | A | Incentive Stock Option (Right to Purchase) | 774,001 | 0.75 | 580.5K | 1,239,000 | — | ↗ |
| 2015-12-16 | Colella Mark Samuel | Director / 10% Owner | A-Award | A | Non-Qualified Stock Option (Right to Purchase) | 108,000 | 0.75 | 81.0K | 155,000 | — | ↗ |
| 2015-12-16 | Atkinson James G. | Officer | A-Award | A | Warrant to Purchase Common Stock | 50,000 | 0.70 | 35.0K | 267,733 | — | ↗ |
| 2015-11-24 | Scheller Patricia | Director / Officer | P-Purchase | A | Common Stock | 14,285 | 0.70 | 10.0K | 151,843 | — | ↗ |
| 2015-11-24 | STONEPINE CAPITAL, L.P. | 10% Owner | P-Purchase | A | Common Stock | 2,857,142 | 0.70 | 2.00M | 18,397,682 | — | ↗ |
| 2015-11-24 | JANNEY DANIEL | Director / 10% Owner | P-Purchase | A | Common Stock | 857,142 | 0.70 | 600.0K | 5,455,632 | — | ↗ |
| 2015-11-24 | Alta Bioequities Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 857,142 | 0.70 | 600.0K | 5,455,632 | — | ↗ |
| 2015-11-17 | Scheller Patricia | Director / Officer | P-Purchase | A | Common Stock | 10 | 0.76 | 7.60 | 137,558 | — | ↗ |
| 2015-08-05 | Scheller Patricia | Director / Officer | P-Purchase | A | Common Stock | 526 | 1.05 | 549.72 | 135,662 | — | ↗ |
| 2015-05-14 | STONEPINE CAPITAL, L.P. | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 15,540,540 | — | ↗ |
| 2015-05-14 | Colella Mark Samuel | Director / 10% Owner | P-Purchase | A | Common Stock | 650,026 | 0.37 | 240.5K | 7,310,231 | — | ↗ |
| 2015-05-14 | 5AM Partners II, LLC | 10% Owner | P-Purchase | A | Common Stock | 650,026 | 0.37 | 240.5K | 7,310,231 | — | ↗ |
| 2015-05-12 | Scheller Patricia | Director / Officer | P-Purchase | A | Common Stock | 135,136 | 0.37 | 50.0K | 135,136 | — | ↗ |
| 2015-05-12 | JANNEY DANIEL | Director / 10% Owner | P-Purchase | A | Common Stock | 2,702,702 | 0.37 | 1,000.0K | 4,598,490 | — | ↗ |
| 2015-05-12 | Durbin Scott | Officer | P-Purchase | A | Common Stock | 40,541 | 0.37 | 15.0K | 40,541 | — | ↗ |
| 2015-05-12 | Atkinson James G. | Officer | P-Purchase | A | Common Stock | 2,702,702 | 0.37 | 1,000.0K | 2,702,702 | — | ↗ |
| 2015-05-12 | Alta Bioequities Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 2,702,702 | 0.37 | 1,000.0K | 4,598,490 | — | ↗ |
| 2015-02-17 | Robbins Jim B | Officer | A-Award | A | Warrant to Purchase Common Stock | 43,024 | 0.50 | 21.5K | 58,024 | — | ↗ |
| 2015-02-17 | Durbin Scott | Officer | A-Award | A | Common Stock Warrant | 208,140 | 0.50 | 104.1K | 208,140 | — | ↗ |
| 2015-02-04 | Atkinson James G. | Officer | — | D | Option | 535,000 | 0.47 | 251.5K | 0 | — | ↗ |
| 2014-09-26 | Smith Brigitte | Director / 10% Owner | A-Award | A | Non-Qualified Stock Option | 47,000 | 0.60 | 28.2K | 47,000 | — | ↗ |
| 2014-09-26 | Simpson Carl | Director | A-Award | A | Non-Qualified Stock Option | 47,000 | 0.60 | 28.2K | 47,000 | — | ↗ |
| 2014-09-26 | Scheller Patricia | Director / Officer | A-Award | A | Incentive Stock Option | 939,318 | 0.60 | 563.6K | 939,318 | — | ↗ |
| 2014-09-26 | Robbins Jim B | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2014-09-26 | JANNEY DANIEL | Director / 10% Owner | A-Award | A | Non-Qualified Stock Option | 47,000 | 0.60 | 28.2K | 47,000 | — | ↗ |
| 2014-09-26 | Durbin Scott | Officer | A-Award | A | Incentive Stock Option | 382,420 | 0.60 | 229.5K | 382,420 | — | ↗ |
| 2014-09-26 | Colella Mark Samuel | Director / 10% Owner | A-Award | A | Non-Qualified Stock Option | 47,000 | 0.60 | 28.2K | 47,000 | — | ↗ |
| 2014-09-23 | Smith Brigitte | Director / 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 2,650,935 | — | ↗ |
| 2014-09-23 | Simpson Carl | Director | — | D | Stock Option | 1,811 | 7.45 | 13.5K | 0 | — | ↗ |
| 2014-09-23 | Scheller Patricia | Director / Officer | — | D | Stock Option | 221,861 | 1.24 | 275.1K | 0 | — | ↗ |
| 2014-09-23 | JANNEY DANIEL | Director / 10% Owner | P-Purchase | A | Common Stock | 1,895,788 | 0.53 | 1.00M | 1,895,788 | — | ↗ |
| 2014-09-23 | GBS Venture Partners Pty, Ltd | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 2,650,935 | — | ↗ |
| 2014-09-23 | Durbin Scott | Officer | — | D | Stock Option | 82,579 | 1.24 | 102.4K | 0 | — | ↗ |
| 2014-09-23 | Colella Mark Samuel | Director / 10% Owner | J-Other | A | Common Stock | 64,811 | 130,731.94 | 8.47B | 64,811 | — | ↗ |
| 2014-09-23 | Alta Bioequities Management, LLC | 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 1,895,788 | — | ↗ |
| 2014-09-23 | 5AM Partners II, LLC | 10% Owner | P-Purchase | A | Common Stock | 5,017,677 | 0.53 | 2.66M | 6,660,205 | — | ↗ |
| 2013-07-16 | TAUSCHER MARK R | Director / Officer | A-Award | A | Stock Option (Right to Buy) | 1,908,565 | 0.09 | 171.8K | 3,537,565 | — | ↗ |
| 2013-07-16 | Puglisi Vincent | Director / Officer | A-Award | A | Stock Option (Right to Buy) | 323,000 | 0.09 | 29.1K | 609,902 | — | ↗ |
| 2013-07-16 | NORTON H B BRENT | Director | A-Award | A | Stock Option (Right to Buy) | 216,500 | 0.09 | 19.5K | 409,000 | — | ↗ |
| 2013-07-16 | Mann Gregory W. | Director / Officer | A-Award | A | Stock Option (Right to Buy) | 1,272,377 | 0.09 | 114.5K | 1,492,377 | — | ↗ |
| 2013-07-16 | HOLMES BENJAMIN L | Director | A-Award | A | Stock Option (Right to Buy) | 272,800 | 0.09 | 24.6K | 515,300 | — | ↗ |
| 2013-06-06 | Kyle Albert | Director | — | D | Stock Option (Right to Buy) | 100,000 | 0.09 | 9.0K | 0 | — | ↗ |
| 2012-05-30 | TAUSCHER MARK R | Director / Officer | A-Award | A | Stock Option (Right to Buy) | 70,000 | 0.17 | 11.9K | 70,000 | — | ↗ |
Executive team
Top executives
EBIT / Employee
-4.4K
Shares Outstanding
10.72M
Executive compensation
Executive compensation (annual)
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2021 | Scott Durbin, Chief Executive Officer | 449.0K | 224.5K | 789.8K | 1.17M | — | 45.5K | 2.68M | 73.18% | ↗ |
| 2 | 2021 | Jim Robbins, Senior Vice President of Finance and Administration | 285.0K | 85.5K | 126.8K | 187.4K | — | 16.4K | 701.0K | 44.81% | ↗ |
| 3 | 2020 | Scott Durbin, Chief Executive Officer | 435.8K | 175.0K | — | — | — | 24.3K | 635.1K | 0.00% | ↗ |
| 4 | 2020 | Sean Shapiro, Vice President of U.S. Sales | 320.0K | — | — | — | 26.1K | 42.1K | 388.2K | 0.00% | ↗ |
| 5 | 2020 | Jim Robbins, Senior Vice President of Finance and Administration | 273.0K | 62.0K | — | — | — | 15.7K | 350.7K | 0.00% | ↗ |
| 6 | 2020 | Jim Robbins, Senior Vice President of Finance and Administration (Principal Accounting and Financial Officer) | 273.0K | 62.0K | — | — | — | 15.7K | 350.7K | 0.00% | ↗ |
| 7 | 2019 | Scott Durbin, Chief Executive Officer | 415.0K | 207.5K | — | 2.31M | — | 48.3K | 2.98M | 77.52% | ↗ |
| 8 | 2019 | James Atkinson, Chief Business Officer and President | 329.9K | — | — | 226.3K | — | 298.5K | 854.8K | 26.47% | ↗ |
| 9 | 2019 | Sean Shapiro, Vice President of U.S. Sales | 315.3K | — | — | 255.5K | 157.5K | 9.6K | 737.9K | 34.62% | ↗ |
| 10 | 2019 | Jim Robbins, Vice President of Finance and Administration (Principal Accounting and Financial Officer) | 260.0K | 62.4K | — | 255.5K | — | 20.0K | 597.9K | 42.73% | ↗ |
| 11 | 2019 | Jim Robbins, Senior Vice President of Finance and Administration (Principal Accounting and Financial Officer) | 260.0K | 62.4K | — | 255.5K | — | 20.0K | 597.9K | 42.73% | ↗ |
| 12 | 2018 | Scott Durbin, Chief Executive Officer | 390.0K | 137.5K | — | 686.8K | — | 16.1K | 1.23M | 55.82% | ↗ |
| 13 | 2018 | Scott Durbin, Chief Executive Officer (Current) | 390.0K | 62.3K | — | 686.8K | — | 16.1K | 1.16M | 59.45% | ↗ |
| 14 | 2018 | Patricia Scheller, Chief Executive Officer (Former) | 148.4K | — | — | 262.8K | — | 542.8K | 954.1K | 27.55% | ↗ |
| 15 | 2018 | James Atkinson, Chief Business Officer and President | 353.5K | 147.6K | — | 422.2K | — | — | 923.3K | 45.73% | ↗ |
| 16 | 2018 | Jim Robbins, Vice President of Finance and Administration (Principal Accounting and Financial Officer) | 256.9K | 61.3K | — | 203.2K | — | 59.8K | 581.2K | 34.96% | ↗ |
| 17 | 2018 | Jim Robbins, Vice President of Finance and Administration and Principal Accounting and Financial Officer | 256.9K | 27.8K | — | 203.2K | — | 59.8K | 547.7K | 37.10% | ↗ |
| 18 | 2018 | Sean Shapiro, Vice President of U.S. Sales | 208.0K | 10.0K | — | 87.0K | 161.8K | 9.4K | 476.2K | 18.27% | ↗ |
| 19 | 2017 | Scott Durbin, Chief Executive Officer (Current) | 336.0K | 198.1K | — | 260.0K | — | 21.0K | 815.1K | 31.90% | ↗ |
| 20 | 2017 | Scott Durbin, Chief Financial Officer | 336.0K | 198.1K | — | 260.0K | — | 21.0K | 815.1K | 31.90% | ↗ |
| 21 | 2017 | Patricia Scheller, Chief Executive Officer | 402.0K | 242.1K | — | — | — | 30.9K | 675.0K | 0.00% | ↗ |
| 22 | 2017 | Patricia Scheller, Chief Executive Officer (Former) | 402.0K | 242.1K | — | — | — | 30.9K | 675.0K | 0.00% | ↗ |
| 23 | 2017 | James Atkinson, Chief Business Officer and President | 343.0K | 146.0K | — | — | — | 6.6K | 495.6K | 0.00% | ↗ |
| 24 | 2016 | Patricia Scheller, Chief Executive Officer | 380.0K | 190.0K | — | 335.3K | — | 25.4K | 930.7K | 36.03% | ↗ |
| 25 | 2016 | James Atkinson, Chief Business Officer and President | 329.6K | 132.0K | — | 172.7K | — | — | 634.3K | 27.23% | ↗ |
| 26 | 2016 | Scott Durbin, Chief Financial Officer | 323.4K | 130.0K | — | 111.8K | — | 27.4K | 592.6K | 18.86% | ↗ |
| 27 | 2015 | Patricia Scheller, Chief Executive Officer | 346.0K | 154.7K | — | 785.6K | — | 45.2K | 1.33M | 59.00% | ↗ |
| 28 | 2015 | Patricia Scheller, Chief Executive Officer, Viveve Medical, Inc. | 346.0K | 154.7K | — | 785.6K | — | 45.2K | 1.33M | 59.00% | ↗ |
| 29 | 2015 | James Atkinson, Chief Business Officer and President, Viveve Medical, Inc. | 290.7K | 144.9K | — | 417.4K | — | 120.4K | 973.5K | 42.88% | ↗ |
| 30 | 2015 | James Atkinson, Chief Business Officer and President | 290.7K | 144.9K | — | 417.4K | — | 120.4K | 973.5K | 42.88% | ↗ |
| 31 | 2015 | Scott Durbin, Chief Financial Officer, Viveve Medical, Inc. | 311.0K | 98.0K | — | 314.1K | — | 24.2K | 747.2K | 42.03% | ↗ |
| 32 | 2015 | Scott Durbin, Chief Financial Officer | 311.0K | 97.7K | — | 314.1K | — | 24.2K | 747.0K | 42.04% | ↗ |
| 33 | 2014 | Patricia Scheller, Chief Executive Officer, Viveve Medical, Inc. | 335.0K | 82.9K | — | 297.7K | — | 19.5K | 735.2K | 40.50% | ↗ |
| 34 | 2014 | Scott Durbin, Chief Financial Officer, Viveve Medical, Inc. | 298.0K | 133.9K | — | 121.2K | — | 17.4K | 570.5K | 21.25% | ↗ |
| 35 | 2014 | Scott Durbin, Chief Financial Officer of Viveve Medical, Inc. | 298.0K | 50.0K | — | 121.2K | — | 17.4K | 486.6K | 24.91% | ↗ |
| 36 | 2014 | Mark R. Tauscher, former Chief Executive Officer, PLC Systems, Inc. | 168.8K | — | — | — | — | — | 168.8K | 0.00% | ↗ |
| 37 | 2014 | Gregory W. Mann, former Chief Financial Officer, PLC Systems, Inc. | 105.0K | — | — | — | — | — | 105.0K | 0.00% | ↗ |
| 38 | 2014 | James Atkinson, Chief Business Officer and President, Viveve Medical, Inc. | — | — | — | — | — | 50.0K | 50.0K | 0.00% | ↗ |
| 39 | 2013 | Mark R. Tauscher, former Chief Executive Officer, PLC Systems, Inc. | 290.3K | — | — | 160.5K | — | — | 450.8K | 35.61% | ↗ |
| 40 | 2013 | Scott Durbin, Chief Financial Officer of Viveve Medical, Inc. | 273.2K | — | — | 57.1K | — | 37.5K | 367.8K | 15.54% | ↗ |
| 41 | 2013 | Patricia Scheller, Chief Executive Officer, Viveve Medical, Inc. | 335.0K | — | — | — | — | 4.2K | 339.2K | 0.00% | ↗ |
| 42 | 2013 | Gregory W. Mann, former Chief Financial Officer, PLC Systems, Inc. | 140.0K | — | — | 107.0K | — | — | 247.1K | 43.30% | ↗ |
| 43 | 2012 | Mark R. Tauscher President, Chief Executive Officer and Director | 311.9K | — | — | 11.8K | — | 12.0K | 335.7K | 3.52% | ↗ |
| 44 | 2012 | Vincent C. Puglisi Managing Director - Interational | 164.8K | — | — | 6.7K | — | 6.0K | 177.4K | 3.76% | ↗ |
| 45 | 2012 | Gregory W. Mann Chief Financial Officer | 130.0K | — | — | 11.8K | — | — | 141.8K | 8.34% | ↗ |
| 46 | 2011 | Mark R. Tauscher President, Chief Executive Officer and Director | 310.2K | — | — | 31.5K | — | 12.0K | 353.7K | 8.90% | ↗ |
| 47 | 2011 | Kenneth J. Luppi Vice President of Operations | 166.2K | — | — | 9.8K | — | 6.0K | 182.0K | 5.38% | ↗ |
| 48 | 2011 | Vincent C. Puglisi Managing Director - Interational | 162.9K | — | — | — | — | 6.0K | 168.9K | 0.00% | ↗ |
| 49 | 2011 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 75.5K | — | — | — | — | 5.0K | 80.5K | 0.00% | ↗ |
| 50 | 2011 | Gregory W. Mann Chief Financial Officer | 26.9K | — | — | 18.0K | — | — | 44.9K | 40.10% | ↗ |
| 51 | 2010 | Mark R. Tauscher President, Chief Executive Officer and Director | 310.2K | — | — | — | — | 12.0K | 322.2K | 0.00% | ↗ |
| 52 | 2010 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 194.8K | — | — | — | — | 12.0K | 206.8K | 0.00% | ↗ |
| 53 | 2010 | Kenneth J. Luppi Vice President of Operations | 164.6K | — | — | — | — | 6.0K | 170.6K | 0.00% | ↗ |
| 54 | 2009 | Mark R. Tauscher President, Chief Executive Officer and Director | 310.2K | — | — | 38.8K | — | 12.0K | 361.0K | 10.74% | ↗ |
| 55 | 2009 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 194.8K | — | — | 27.4K | — | 12.0K | 234.2K | 11.69% | ↗ |
| 56 | 2009 | Kenneth J. Luppi Vice President of Operations | 164.6K | — | — | 14.2K | — | 6.0K | 184.8K | 7.69% | ↗ |
| 57 | 2008 | Mark R. Tauscher President, Chief Executive Officer and Director | 310.2K | — | — | 15.6K | — | 12.0K | 337.8K | 4.62% | ↗ |
| 58 | 2008 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 194.8K | — | — | 15.6K | — | 12.0K | 222.4K | 7.02% | ↗ |
| 59 | 2008 | Kenneth J. Luppi Vice President of Operations | 164.6K | 1.5K | — | 12.0K | — | 6.0K | 184.1K | 6.52% | ↗ |
| 60 | 2007 | Mark R. Tauscher President, Chief Executive Officer and Director | 298.3K | 73.8K | — | 15.7K | — | 12.0K | 399.9K | 3.94% | ↗ |
| 61 | 2007 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 187.3K | 37.1K | — | 15.7K | — | 12.0K | 252.1K | 6.24% | ↗ |
| 62 | 2007 | Robert I. Rudko, Ph.D. Chief Scientific Officer | 206.2K | 30.6K | — | 7.3K | — | 6.0K | 250.1K | 2.90% | ↗ |
| 63 | 2007 | Kenneth J. Luppi Vice President of Operations | 153.5K | 22.8K | — | 12.1K | — | 6.0K | 194.4K | 6.23% | ↗ |
| 64 | 2007 | Vincent C. Puglisi Managing Director, International | 155.3K | — | — | 3.6K | — | 6.0K | 165.0K | 2.20% | ↗ |
| 65 | 2006 | Mark R. Tauscher President, Chief Executive Officer and Director | 286.8K | — | — | 9.3K | — | 12.0K | 308.2K | 3.02% | ↗ |
| 66 | 2006 | Robert I. Rudko, Ph.D. Chief Scientific Officer | 198.3K | 50.0K | — | 12.1K | — | 6.0K | 266.4K | 4.53% | ↗ |
| 67 | 2006 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 180.1K | — | — | 9.3K | — | 12.0K | 201.4K | 4.63% | ↗ |
| 68 | 2006 | Kenneth J. Luppi Vice President of Operations | 147.6K | — | — | 6.7K | — | 6.0K | 160.3K | 4.18% | ↗ |
| 69 | 2006 | Vincent C. Puglisi Managing Director, International | 149.4K | — | — | 1.5K | — | 6.0K | 156.9K | 0.96% | ↗ |
| 70 | 2005 | Mark R. Tauscher President, Chief Executive Officer and Director | 278.5K | 97.8K | — | — | — | 12.0K | 388.3K | 0.00% | ↗ |
| 71 | 2005 | Robert I. Rudko, Ph.D. Chief Scientific Officer | 192.5K | 90.5K | — | — | — | 6.0K | 289.0K | 0.00% | ↗ |
| 72 | 2005 | Michael F. Adams Former Vice President of Quality Assurance and Regulatory Affairs and New Ventures | 164.8K | 34.7K | — | 72.7K | — | 6.0K | 278.2K | 26.14% | ↗ |
| 73 | 2005 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 174.8K | 49.1K | — | — | — | 12.0K | 235.9K | 0.00% | ↗ |
| 74 | 2005 | Kenneth J. Luppi Vice President of Operations | 143.3K | 30.2K | — | — | — | 6.0K | 179.5K | 0.00% | ↗ |
| 75 | 2005 | Vincent C. Puglisi Managing Director, International | 145.0K | — | — | — | — | 6.0K | 151.0K | 0.00% | ↗ |
| 76 | 2004 | Mark R. Tauscher President, Chief Executive Officer and Director | 270.4K | 57.6K | — | — | — | 12.0K | 340.0K | 0.00% | ↗ |
| 77 | 2004 | Robert I. Rudko, Ph.D. Chief Scientific Officer | 192.5K | 74.6K | — | — | — | 6.0K | 273.1K | 0.00% | ↗ |
| 78 | 2004 | Michael F. Adams Vice President of Quality Assurance and Regulatory Affairs and New Ventures | 160.0K | 20.5K | — | 80.0K | — | 6.0K | 266.5K | 30.02% | ↗ |
| 79 | 2004 | Michael F. Adams Former Vice President of Quality Assurance and Regulatory Affairs and New Ventures | 160.0K | 20.5K | — | 80.0K | — | 6.0K | 266.5K | 30.02% | ↗ |
| 80 | 2004 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 169.7K | 29.0K | — | — | — | 12.0K | 210.7K | 0.00% | ↗ |
| 81 | 2004 | Kenneth J. Luppi Vice President of Operations | 139.1K | 17.8K | — | — | — | 6.0K | 162.9K | 0.00% | ↗ |
| 82 | 2004 | Vincent C. Puglisi Managing Director, International | 145.0K | — | — | — | — | 6.0K | 151.0K | 0.00% | ↗ |
| 83 | 2003 | Mark R. Tauscher President, Chief Executive Officer and Director | 262.5K | 89.9K | — | 400.0K | — | 12.0K | 764.4K | 52.33% | ↗ |
| 84 | 2003 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 164.8K | 45.2K | — | 195.0K | — | 12.0K | 417.0K | 46.77% | ↗ |
| 85 | 2003 | Robert I. Rudko, Ph.D. Chief Scientific Officer | 192.5K | 6.6K | — | 117.9K | — | 25.6K | 342.6K | 34.42% | ↗ |
| 86 | 2003 | Kenneth J. Luppi Vice President of Operations | 135.1K | 27.8K | — | 92.0K | — | 6.0K | 260.8K | 35.27% | ↗ |
| 87 | 2003 | Michael F. Adams Vice President of Quality Assurance and Regulatory Affairs and New Ventures | 160.0K | 32.9K | — | 30.0K | — | 6.0K | 228.9K | 13.11% | ↗ |
| 88 | 2003 | Michael F. Adams Former Vice President of Quality Assurance and Regulatory Affairs and New Ventures | 160.0K | 32.9K | — | 30.0K | — | 6.0K | 228.9K | 13.11% | ↗ |
| 89 | 2002 | Mark R. Tauscher President, Chief Executive Officer and Director | 262.5K | 94.6K | — | — | — | 12.0K | 369.1K | 0.00% | ↗ |
| 90 | 2002 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 164.8K | 47.5K | — | — | — | 12.0K | 224.3K | 0.00% | ↗ |
| 91 | 2002 | Robert I. Rudko, Ph.D. Chief Scientific Officer | 192.5K | — | — | — | — | 28.9K | 221.4K | 0.00% | ↗ |
| 92 | 2002 | Michael F. Adams Vice President of Quality Assurance and Regulatory Affairs and New Ventures | 160.0K | 34.6K | — | — | — | 3.7K | 198.3K | 0.00% | ↗ |
| 93 | 2002 | Kenneth J. Luppi Vice President of Operations | 135.1K | 29.2K | — | — | — | 6.0K | 170.3K | 0.00% | ↗ |
| 94 | 2001 | Mark R. Tauscher President, Chief Executive Officer and Director | 262.5K | — | — | 125.0K | — | 6.1K | 393.6K | 31.76% | ↗ |
| 95 | 2001 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 164.8K | — | — | 130.0K | — | — | 294.8K | 44.10% | ↗ |
| 96 | 2000 | Mark R. Tauscher President, Chief Executive Officer and Director | 235.6K | 121.9K | — | 175.0K | — | 131.3K | 663.8K | 26.36% | ↗ |
| 97 | 2000 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 160.0K | 74.5K | — | 87.5K | — | — | 322.0K | 27.17% | ↗ |
| 98 | 1999 | Mark R. Tauscher President, Chief Executive Officer and Director | 1.0K | — | — | 350.0K | — | — | 351.0K | 99.72% | ↗ |
| 99 | 1999 | James G. Thomasch Senior Vice President of Finance and Administration, Chief Financial Officer and Treasurer | 21.6K | 9.3K | — | 130.0K | — | — | 160.9K | 80.80% | ↗ |
CEO compensation breakdown
Proxy statements
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Gary Kaiser | Vice President of Global Marketing | — | male |
| Martin Kerber | Vice President of Research, Development & Operations | — | male |
| Suzon D. Lommel | Senior Vice President of Regulatory & Quality Affairs | — | female |
ESG Rating
ESG Score History MEDICAL - DEVICES
Benchmark vs Sector
Senate Trading Activity
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House Trading Activity
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Market share among peers
Peer comparison — filtered group (TTM)
Your opinion
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Community Opinion for VIVE
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.
