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Tri-Continental Corporation (TY)

USD35.05 -0.36 (-1.02%)
US NYSE Financial Services Asset Management
Address 290 Congress Street 2210
Boston, MA, US
CEO William F. Truscott
IPO 1980-03-17
CIK 99614 ISIN US8954361031

Explore sections of this company profile

Also trades on New York Stock Exchange · TY (USD) New York Stock Exchange · TY-P (USD)
Description

The Tri-Continental Corporation operates as a closed-end equity mutual fund, managed by Columbia Management Investment Advisers, LLC. Its core strategy involves investing in publicly traded large-capitalization companies spanning various sectors within the United States equity markets. The fund's investment performance is benchmarked against the S&P 500 Index. Established in January 1929, it is legally domiciled in the United States.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD35.05 -0.36 (-1.02%)
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Volume Profile
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Liquidity & share structure
Average Volume
33.1K
Beta
0.85
Float Shares
53.23M
Free Float %
100.0%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.20% +0.86% +3.19% +6.53% +2.65% +7.93% +12.73% +35.58% +2.80% +71.28% +10.57%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Price Targets & DCF
Current price
35.05
DCF (Unlevered) 4.02 -88.5%
DCF (Levered) 0.00 -100.0%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 1 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
459.70
Safe zone
Piotroski F-Score
4 / 9
Average
MOAT Score
6 / 10
Developing
Composite Rating
B+
Overall Score
3 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
4 / 5
High
ROA Score
5 / 5
High
D/E Score
1 / 5
Low
P/E Score
3 / 5
Medium
P/Book Score
3 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    -36.4% Q4'25: +114.5% (vs Q4'23)
  • EPS growth Asset Management: +22.7%
    -23.5% Q4'25: +56.6% (vs Q4'23)
  • FCF margin FCF growth · Asset Management: +27.7%
    +124.3% Q4'25: +0.0% (vs Q4'23)
  • EBIT margin Asset Management: +50.6%
    +124.3% Q4'25: +143.8% (vs Q4'23)
  • ROIC Asset Management: +6.5%
    +12.8% Q4'25: +35.9% (vs Q4'23)
  • Share dilution Asset Management: +0.0%
    +3.6% Q4'25: +2.1% (vs Q4'23)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    0.00× Q4'25: 0.00× (vs Q4'23)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.85) × ERP
WACC = 100% × Ke + 0% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 4.02 Current price: 35.05
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-28 B+ 3/5 3/5 4/5 5/5 1/5 3/5 3/5
2026-05-27 B+ 3/5 3/5 4/5 5/5 1/5 3/5 3/5
2026-05-26 B+ 3/5 3/5 4/5 5/5 1/5 3/5 3/5
2026-05-22 B+ 3/5 3/5 4/5 5/5 1/5 3/5 3/5
2026-05-21 B+ 3/5 3/5 4/5 5/5 1/5 3/5 3/5
2026-05-20 B+ 3/5 3/5 4/5 5/5 1/5 3/5 3/5
2026-05-19 B+ 3/5 3/5 4/5 5/5 1/5 3/5 3/5
2026-05-18 B+ 3/5 3/5 4/5 5/5 1/5 3/5 3/5
2026-05-15 A- 4/5 3/5 4/5 5/5 1/5 4/5 3/5
2026-05-14 A- 4/5 3/5 4/5 5/5 1/5 4/5 3/5
2026-05-13 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-05-12 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-05-11 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-05-08 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-05-07 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-05-06 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-05-05 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-05-04 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-05-01 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-04-30 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-04-29 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-04-28 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-04-27 B+ 3/5 2/5 4/5 5/5 1/5 4/5 3/5
2026-04-24 A- 4/5 3/5 4/5 5/5 1/5 4/5 3/5
2026-04-23 A- 4/5 3/5 4/5 5/5 1/5 4/5 3/5
2026-04-22 A- 4/5 3/5 4/5 5/5 1/5 4/5 3/5
2026-04-21 A- 4/5 3/5 4/5 5/5 1/5 4/5 3/5
2026-04-20 A- 4/5 3/5 4/5 5/5 1/5 4/5 3/5
2026-04-17 A- 4/5 3/5 4/5 5/5 1/5 4/5 3/5
2026-04-16 A- 4/5 3/5 4/5 5/5 1/5 4/5 3/5
2026-04-15 A- 4/5 3/5 4/5 5/5 1/5 4/5 3/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
152
Total invested
216.46M
Insider transactions (90d)
1
Beneficial owners (>5%)
0
Beneficial owners (>5%)

No beneficial ownership filings recorded.

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
152
+1 vs prev Q
New positions
13
Closed positions
12
Increased
62
Reduced
34
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 EP WEALTH ADVISORS, LLC 88.1K +88.1K (+100.0%) 2.88B +2.9B (+100.0%) 0.17% +0.166 pp 0.02% +0.015 pp USD32.66 +0.0% 1 qtrs NEW
2 SABA CAPITAL MANAGEMENT, L.P. 701.6K +53.9K (+8.3%) 22.91M +893.0K (+4.1%) 1.32% +0.102 pp 0.68% +0.079 pp USD33.46 -2.4% 3 qtrs
3 MORGAN STANLEY 562.4K +61.4K (+12.3%) 18.37M +1.3M (+7.8%) 1.06% +0.116 pp 0.00% +0.000 pp USD26.51 +23.2% 51 qtrs
4 LAZARD ASSET MANAGEMENT LLC 517.6K +— (+0.0%) 16.91M -693.6K (-3.9%) 0.98% +0.000 pp 0.03% +0.005 pp USD20.63 +58.3% 51 qtrs
5 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 420.9K +2.9K (+0.7%) 13.75M -465.5K (-3.3%) 0.79% +0.006 pp 2.02% -0.145 pp USD20.34 +60.6% 51 qtrs
6 ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC 334.3K -1.9K (-0.6%) 10.92M -513.8K (-4.5%) 0.63% -0.004 pp 0.02% -0.001 pp USD29.86 +9.4% 17 qtrs
7 RAYMOND JAMES FINANCIAL INC 273.7K +7.7K (+2.9%) 8.94M -106.1K (-1.2%) 0.52% +0.015 pp 0.00% 0.000 pp USD31.74 +2.9% 5 qtrs
8 UBS GROUP AG 262.2K -31.6K (-10.8%) 8.56M -1.4M (-14.3%) 0.49% -0.060 pp 0.00% 0.000 pp USD27.78 +17.6% 45 qtrs
9 COLONY GROUP, LLC 192.7K +192.7K (+100.0%) 6.29M +6.3M (+100.0%) 0.36% +0.364 pp 0.01% +0.007 pp USD32.66 +0.0% 1 qtrs NEW
10 UMB BANK, N.A. 180.6K +180.6K (+100.0%) 5.90M +5.9M (+100.0%) 0.34% +0.341 pp 0.08% +0.078 pp USD32.66 +0.0% 1 qtrs NEW
11 WELLS FARGO & COMPANY/MN 175.5K -48.7K (-21.7%) 5.73M -1.9M (-24.8%) 0.33% -0.092 pp 0.00% 0.000 pp USD27.17 +20.2% 57 qtrs
12 UNCOMMON CENTS INVESTING LLC 159.9K +660.0 (+0.4%) 5.22M -191.8K (-3.5%) 0.30% +0.001 pp 1.26% -0.082 pp USD26.44 +23.5% 33 qtrs
13 CORNERSTONE ADVISORY, LLC 147.5K +6.5K (+4.6%) 4.82M +22.7K (+0.5%) 0.28% +0.012 pp 0.46% -0.012 pp USD31.74 +2.9% 5 qtrs
14 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 127.0K -4.1K (-3.1%) 4.19M -282.2K (-6.3%) 0.24% -0.008 pp 0.01% -0.001 pp USD27.63 +18.2% 10 qtrs
15 HENNION & WALSH ASSET MANAGEMENT, INC. 123.8K +26.6K (+27.4%) 4.04M +738.3K (+22.3%) 0.23% +0.050 pp 0.14% +0.020 pp USD29.48 +10.8% 20 qtrs
16 STIFEL FINANCIAL CORP 99.9K -562.0 (-0.6%) 3.26M -152.9K (-4.5%) 0.19% -0.001 pp 0.00% 0.000 pp USD26.92 +21.3% 37 qtrs
17 MARINER, LLC 93.9K +5.8K (+6.6%) 3.07M +72.8K (+2.4%) 0.18% +0.011 pp 0.00% 0.000 pp USD27.81 +17.4% 10 qtrs
18 1620 INVESTMENT ADVISORS, INC. 92.3K +579.0 (+0.6%) 3.02M -104.0K (-3.3%) 0.17% +0.001 pp 2.01% -0.108 pp USD26.06 +25.3% 17 qtrs
19 LPL FINANCIAL LLC 81.3K +16.7K (+25.8%) 2.66M +457.5K (+20.8%) 0.15% +0.031 pp 0.00% +0.000 pp USD30.69 +6.4% 33 qtrs
20 CAPSTONE FINANCIAL ADVISORS, INC. 75.5K +— (+0.0%) 2.47M -101.2K (-3.9%) 0.14% +0.000 pp 0.13% -0.008 pp USD34.09 -4.2% 19 qtrs
21 D.A. DAVIDSON & CO. 74.1K +232.0 (+0.3%) 2.42M -91.5K (-3.6%) 0.14% +0.000 pp 0.01% -0.001 pp USD28.44 +14.8% 27 qtrs
22 FIRST TRUST ADVISORS LP 73.3K +5.7K (+8.4%) 2.40M +95.8K (+4.2%) 0.14% +0.011 pp 0.00% +0.000 pp USD26.79 +21.9% 50 qtrs
23 SHAKER FINANCIAL SERVICES, LLC 70.4K +57.8K (+455.5%) 2.30M +1.9M (+433.6%) 0.13% +0.109 pp 0.73% +0.581 pp USD32.39 +0.8% 60 qtrs
24 PLATFORM TECHNOLOGY PARTNERS 67.0K +4.0K (+6.3%) 2.19M +45.3K (+2.1%) 0.13% +0.008 pp 0.47% -0.048 pp USD32.48 +0.6% 6 qtrs
25 RB CAPITAL MANAGEMENT, LLC 63.5K +1.9K (+3.1%) 2.07M -20.0K (-1.0%) 0.12% +0.004 pp 0.41% -0.020 pp USD25.16 +29.8% 37 qtrs
26 STOLPER CO 61.7K +3.3K (+5.7%) 2.01M +30.0K (+1.5%) 0.12% +0.006 pp 0.59% -0.008 pp USD26.15 +24.9% 24 qtrs
27 61.6K +61.6K (+100.0%) 2.01M +2.0M (+100.0%) 0.12% +0.116 pp 0.12% +0.119 pp USD32.66 +0.0% 1 qtrs NEW
28 ROYAL BANK OF CANADA 57.2K +365.0 (+0.6%) 1.87M -65.0K (-3.4%) 0.11% +0.001 pp 0.00% +0.000 pp USD25.74 +26.9% 51 qtrs
29 COMMONWEALTH EQUITY SERVICES, LLC 54.0K +496.0 (+0.9%) 1.76M -55.9K (-3.1%) 0.10% +0.001 pp 0.00% +0.000 pp USD31.16 +4.8% 8 qtrs
30 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 48.5K +1.6K (+3.4%) 1.59M -11.0K (-0.7%) 0.09% +0.003 pp 0.00% 0.000 pp USD28.71 +13.8% 23 qtrs
31 BANK OF AMERICA CORP /DE/ 46.8K -84.0 (-0.2%) 1.53M -65.6K (-4.1%) 0.09% 0.000 pp 0.00% +0.000 pp USD25.66 +27.3% 52 qtrs
32 CITADEL ADVISORS LLC 44.9K +44.9K (+100.0%) 1.47M +1.5M (+100.0%) 0.08% +0.085 pp 0.00% +0.000 pp USD32.66 +0.0% 8 qtrs
33 CONCURRENT INVESTMENT ADVISORS, LLC 44.8K +6.4K (+16.7%) 1.46M +157.9K (+12.1%) 0.08% +0.012 pp 0.02% -0.006 pp USD31.06 +5.2% 9 qtrs
34 ALLWORTH FINANCIAL LP 41.1K +542.0 (+1.3%) 1.34M -36.6K (-2.7%) 0.08% +0.001 pp 0.01% -0.001 pp USD30.58 +6.8% 15 qtrs
35 BECKERMAN INSTITUTIONAL, LLC 40.5K -513.0 (-1.3%) 1.32M -71.7K (-5.1%) 0.08% -0.001 pp 0.74% -0.078 pp USD33.02 -1.1% 6 qtrs
36 ALTIUM CAPITAL MANAGEMENT LP 40.5K +40.5K (+100.0%) 1.32M +1.3M (+100.0%) 0.08% +0.076 pp 5.22% +5.223 pp USD32.66 +0.0% 1 qtrs NEW
37 QUADRANT PRIVATE WEALTH MANAGEMENT, LLC 38.4K +— (+0.0%) 1.25M -51.5K (-3.9%) 0.07% +0.000 pp 0.21% -0.033 pp USD34.00 -3.9% 2 qtrs
38 WHITENER CAPITAL MANAGEMENT, INC. 33.8K +132.0 (+0.4%) 1.10M -40.7K (-3.6%) 0.06% +0.000 pp 0.25% -0.023 pp USD26.25 +24.4% 15 qtrs
39 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 31.6K +17.4K (+122.6%) 1.03M +550.1K (+113.8%) 0.06% +0.033 pp 0.01% +0.003 pp USD32.39 +0.8% 27 qtrs
40 ALBION FINANCIAL GROUP /UT 30.5K -660.0 (-2.1%) 996.0K -63.3K (-6.0%) 0.06% -0.001 pp 0.06% -0.002 pp USD30.58 +6.8% 17 qtrs
41 ALTUS WEALTH GROUP LLC 30.2K -669.0 (-2.2%) 985.7K -63.2K (-6.0%) 0.06% -0.001 pp 0.39% -0.037 pp USD30.01 +8.8% 21 qtrs
42 HIGHTOWER ADVISORS, LLC 28.9K +1.3K (+4.6%) 944.8K +4.8K (+0.5%) 0.05% +0.002 pp 0.00% +0.000 pp USD27.09 +20.6% 48 qtrs
43 GUGGENHEIM CAPITAL LLC 26.9K -1.4K (-5.0%) 878.3K -83.8K (-8.7%) 0.05% -0.003 pp 0.01% -0.001 pp USD30.36 +7.6% 22 qtrs
44 THRIVENT FINANCIAL FOR LUTHERANS 25.9K +— (+0.0%) 847.0K -34.0K (-3.9%) 0.05% +0.000 pp 0.00% 0.000 pp USD27.88 +17.1% 23 qtrs
45 CREATIVE PLANNING 25.8K +155.0 (+0.6%) 842.5K -29.3K (-3.4%) 0.05% +0.000 pp 0.00% 0.000 pp USD28.34 +15.2% 57 qtrs
46 ADVISORS ASSET MANAGEMENT, INC. 25.0K -89.0 (-0.4%) 816.4K -36.5K (-4.3%) 0.05% 0.000 pp 0.01% -0.001 pp USD30.72 +6.3% 4 qtrs
47 ADVISOR GROUP HOLDINGS, INC. 24.8K +1.5K (+6.3%) 810.9K +25.7K (+3.3%) 0.05% +0.003 pp 0.00% +0.000 pp USD28.59 +14.2% 24 qtrs
48 BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC. 24.4K +— (+0.0%) 797.4K -32.7K (-3.9%) 0.05% +0.000 pp 0.03% -0.002 pp USD30.84 +5.9% 10 qtrs
49 WILEY BROS.-AINTREE CAPITAL, LLC 23.5K -2.8K (-10.7%) 768.3K -127.5K (-14.2%) 0.04% -0.005 pp 0.00% -0.002 pp USD32.16 +1.6% 3 qtrs
50 CETERA INVESTMENT ADVISERS 23.1K -1.6K (-6.6%) 753.4K -86.4K (-10.3%) 0.04% -0.003 pp 0.00% 0.000 pp USD30.81 +6.0% 8 qtrs
51 MGO ONE SEVEN LLC 21.9K +704.0 (+3.3%) 713.6K -5.3K (-0.7%) 0.04% +0.001 pp 0.01% -0.002 pp USD29.06 +12.4% 9 qtrs
52 KIRR MARBACH & CO LLC /IN/ 19.9K +— (+0.0%) 649.3K -26.6K (-3.9%) 0.04% +0.000 pp 0.12% +0.002 pp USD27.36 +19.4% 15 qtrs
53 KESTRA ADVISORY SERVICES, LLC 19.0K +1.4K (+8.3%) 619.2K +23.8K (+4.0%) 0.04% +0.003 pp 0.00% 0.000 pp USD27.81 +17.4% 22 qtrs
54 HERITAGE WEALTH ADVISORS 18.2K -860.0 (-4.5%) 593.4K -53.6K (-8.3%) 0.03% -0.002 pp 0.02% -0.006 pp USD19.98 +63.5% 49 qtrs
55 FOUNDATIONS INVESTMENT ADVISORS, LLC 17.7K +5.9K (+50.4%) 578.5K +178.2K (+44.5%) 0.03% +0.011 pp 0.01% +0.002 pp USD28.57 +14.3% 14 qtrs
56 JANE STREET GROUP, LLC 17.2K +17.2K (+100.0%) 560.8K +560.8K (+100.0%) 0.03% +0.032 pp 0.00% +0.000 pp USD32.66 +0.0% 3 qtrs
57 JOHNSON INVESTMENT COUNSEL INC 16.9K -161.0 (-0.9%) 552.6K -28.2K (-4.8%) 0.03% 0.000 pp 0.00% 0.000 pp USD27.73 +17.8% 30 qtrs
58 PNC FINANCIAL SERVICES GROUP, INC. 16.6K +10.0K (+150.3%) 542.2K +316.7K (+140.4%) 0.03% +0.019 pp 0.00% +0.000 pp USD31.64 +3.2% 51 qtrs
59 FIRST PREMIER BANK 16.6K +— (+0.0%) 541.0K -23.0K (-4.1%) 0.03% +0.000 pp 0.12% -0.004 pp USD34.09 -4.2% 19 qtrs
60 JPMORGAN CHASE & CO 15.8K +820.0 (+5.5%) 516.3K +6.7K (+1.3%) 0.03% +0.002 pp 0.00% +0.000 pp USD31.70 +3.0% 13 qtrs
61 SUCCESSFUL PORTFOLIOS LLC 15.2K +406.0 (+2.7%) 505.4K +2.5K (+0.5%) 0.03% +0.001 pp 0.26% -0.036 pp USD27.16 +20.3% 33 qtrs
62 TOWER WEALTH PARTNERS, INC. 15.5K +1.0K (+7.1%) 505.1K +14.3K (+2.9%) 0.03% +0.002 pp 0.28% +0.008 pp USD30.08 +8.6% 21 qtrs
63 CERITY PARTNERS LLC 15.1K +927.0 (+6.5%) 493.2K +11.3K (+2.3%) 0.03% +0.002 pp 0.00% 0.000 pp USD33.92 -3.7% 2 qtrs
64 ROCKEFELLER CAPITAL MANAGEMENT L.P. 14.7K +60.0 (+0.4%) 478.5K -17.6K (-3.5%) 0.03% +0.000 pp 0.00% 0.000 pp USD33.99 -3.9% 2 qtrs
65 DELTA CAPITAL MANAGEMENT LLC 13.3K +— (+0.0%) 436.0K -18.0K (-4.0%) 0.03% +0.000 pp 0.25% +0.010 pp USD30.84 +5.9% 7 qtrs
66 WAVERLY ADVISORS, LLC 12.9K +497.0 (+4.0%) 421.7K -392.0 (-0.1%) 0.02% +0.001 pp 0.00% -0.001 pp USD31.62 +3.3% 5 qtrs
67 PATHSTONE HOLDINGS, LLC 12.8K +88.0 (+0.7%) 417.4K -14.1K (-3.3%) 0.02% +0.000 pp 0.00% +0.000 pp USD29.17 +12.0% 9 qtrs
68 FIRST FINANCIAL BANKSHARES INC 12.7K +— (+0.0%) 415.4K -17.0K (-3.9%) 0.02% +0.000 pp 0.01% -0.001 pp USD28.83 +13.3% 9 qtrs
69 MSH CAPITAL ADVISORS LLC 12.7K -175.0 (-1.4%) 415.4K -23.0K (-5.2%) 0.02% 0.000 pp 0.09% -0.029 pp USD33.32 -2.0% 17 qtrs
70 TWIN FOCUS CAPITAL PARTNERS, LLC 12.6K +— (+0.0%) 411.9K -16.9K (-3.9%) 0.02% +0.000 pp 0.05% -0.007 pp USD28.12 +16.1% 27 qtrs
71 CI PRIVATE WEALTH, LLC 12.0K -166.0 (-1.4%) 391.7K -21.7K (-5.2%) 0.02% 0.000 pp 0.00% 0.000 pp USD31.16 +4.8% 7 qtrs
72 CORA CAPITAL ADVISORS LLC 12.0K +706.0 (+6.3%) 391.3K +7.9K (+2.1%) 0.02% +0.001 pp 0.15% -0.011 pp USD26.50 +23.2% 13 qtrs
73 JOEL ISAACSON & CO., LLC 11.9K +— (+0.0%) 387.5K -15.9K (-3.9%) 0.02% +0.000 pp 0.01% -0.002 pp USD30.67 +6.5% 4 qtrs
74 SAVVY ADVISORS, INC. 11.6K +11.6K (+100.0%) 378.8K +378.8K (+100.0%) 0.02% +0.022 pp 0.01% +0.012 pp USD32.66 +0.0% 1 qtrs NEW
75 PRIVATE ADVISOR GROUP, LLC 11.5K -329.0 (-2.8%) 374.5K -26.5K (-6.6%) 0.02% -0.001 pp 0.00% 0.000 pp USD34.00 -3.9% 2 qtrs
76 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 11.0K -100.0 (-0.9%) 359.5K -18.1K (-4.8%) 0.02% 0.000 pp 0.02% -0.005 pp USD26.11 +25.1% 19 qtrs
77 KOSHINSKI ASSET MANAGEMENT, INC. 10.2K -1.2K (-10.3%) 333.1K -53.3K (-13.8%) 0.02% -0.002 pp 0.02% -0.006 pp USD29.73 +9.9% 25 qtrs
78 AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP 10.2K -103.0 (-1.0%) 332.1K -17.1K (-4.9%) 0.02% 0.000 pp 0.21% -0.015 pp USD28.85 +13.2% 25 qtrs
79 TIAA TRUST, NATIONAL ASSOCIATION 10.1K +— (+0.0%) 331.0K -13.6K (-3.9%) 0.02% +0.000 pp 0.00% +0.000 pp USD31.69 +3.1% 10 qtrs
80 OPPENHEIMER & CO INC 10.0K +327.0 (+3.4%) 326.8K -2.3K (-0.7%) 0.02% +0.001 pp 0.00% +0.001 pp USD30.71 +6.3% 34 qtrs
81 NORTHERN TRUST CORP 9.8K -1.2K (-11.0%) 320.9K -54.5K (-14.5%) 0.02% -0.002 pp 0.00% +0.000 pp USD32.58 +0.2% 18 qtrs
82 MERIDIAN INVESTMENT COUNSEL INC. 9.8K +9.8K (+100.0%) 318.6K +318.6K (+100.0%) 0.02% +0.018 pp 0.08% +0.077 pp USD32.66 +0.0% 1 qtrs NEW
83 LEVEL FOUR ADVISORY SERVICES, LLC 9.4K +596.0 (+6.8%) 305.6K +7.7K (+2.6%) 0.02% +0.001 pp 0.01% 0.000 pp USD31.75 +2.9% 5 qtrs
84 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 9.3K +— (+0.0%) 302.6K -12.4K (-3.9%) 0.02% +0.000 pp 0.00% 0.000 pp USD32.43 +0.7% 20 qtrs
85 AMERIPRISE FINANCIAL INC 9.0K -2.1K (-18.8%) 295.1K -98.0K (-24.9%) 0.02% -0.004 pp 0.00% +0.000 pp USD30.99 +5.4% 7 qtrs
86 QUANTINNO CAPITAL MANAGEMENT LP 8.6K +8.6K (+100.0%) 279.9K +279.9K (+100.0%) 0.02% +0.016 pp 0.00% +0.001 pp USD32.66 +0.0% 1 qtrs NEW
87 BNP PARIBAS ARBITRAGE, SNC 8.4K -1.3K (-13.0%) 274.5K -53.8K (-16.4%) 0.02% -0.002 pp 0.00% 0.000 pp USD33.67 -3.0% 4 qtrs
88 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8.4K +8.4K (+100.0%) 274.4K +274.4K (+100.0%) 0.02% +0.016 pp 0.00% +0.000 pp USD32.66 +0.0% 3 qtrs
89 TANDEM CAPITAL MANAGEMENT CORP /ADV 8.3K +— (+0.0%) 271.1K -11.1K (-3.9%) 0.02% +0.000 pp 0.12% -0.008 pp USD26.71 +22.3% 10 qtrs
90 AQR CAPITAL MANAGEMENT LLC 8.2K +8.2K (+100.0%) 266.7K +266.7K (+100.0%) 0.02% +0.015 pp 0.00% +0.000 pp USD32.66 +0.0% 1 qtrs NEW
91 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 8.1K +482.0 (+6.3%) 265.4K +22.6K (+9.3%) 0.02% +0.001 pp 0.02% -0.001 pp USD32.81 -0.5% 12 qtrs
92 XTX TOPCO LTD 8.1K +8.1K (+100.0%) 263.1K +263.1K (+100.0%) 0.02% +0.015 pp 0.01% +0.007 pp USD32.66 +0.0% 1 qtrs NEW
93 BAIRD FINANCIAL GROUP, INC. 7.9K +1.8K (+29.2%) 256.4K +49.9K (+24.1%) 0.01% +0.003 pp 0.00% +0.000 pp USD31.89 +2.4% 3 qtrs
94 PRENTISS SMITH & CO INC 7.0K -663.0 (-8.6%) 229.5K -32.0K (-12.2%) 0.01% -0.001 pp 0.14% -0.011 pp USD28.83 +13.3% 9 qtrs
95 INDEPENDENT FAMILY OFFICE, LLC 7.0K +— (+0.0%) 228.2K -9.4K (-3.9%) 0.01% +0.000 pp 0.10% -0.005 pp USD28.83 +13.3% 9 qtrs
96 MONETA GROUP INVESTMENT ADVISORS LLC 6.6K +6.6K (+100.0%) 215.9K +215.9K (+100.0%) 0.01% +0.013 pp 0.00% +0.002 pp USD32.66 +0.0% 1 qtrs NEW
97 CHOATE INVESTMENT ADVISORS 6.6K +— (+0.0%) 214.8K -8.8K (-3.9%) 0.01% +0.000 pp 0.00% 0.000 pp USD30.61 +6.7% 8 qtrs
98 CWM, LLC 6.4K +3.1K (+95.5%) 210.0K +98.0K (+87.5%) 0.01% +0.006 pp 0.00% +0.000 pp USD32.51 +0.5% 15 qtrs
Ownership breakdown by holder

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Ratio by volume
0.00
Bearish
Buys
0
Sells
1
Shares acquired
Shares disposed
2.5K
Cash buys
Cash sales
1.00
Net activity
-2,500
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-05-27 Jin Yan Other S-Sale D Tri-Continental Corporation Common Stock 2,500 34.87 87.2K 12,919 D
2026-04-01 Wiley Christie M 0 0.00 0
2026-02-01 D'Alessandro Joseph 0 0.00 0
2026-02-01 Bender Victoria K 0 0.00 0
2026-01-01 Lukitsh Nancy Therese Director Tri-Continental Corporation Common Stock 0 0.00 100 D
2025-09-04 Petersen Christopher O. Officer S-Sale D Tri-Continental Corporation Common Stock 151 33.56 5.1K 0 D
2025-08-20 Larrenaga Ryan Collins Officer P-Purchase A Tri-Continental Corporation Common Stock 100 33.04 3.3K 100 D
2025-04-30 Janvier Nicolas 0 0.00 0
2025-03-07 Carlton Pamela G Director S-Sale D Tri-Continental Corp. Common Stock 332 31.25 10.4K 1,584 D
2024-11-18 TRUSCOTT WILLIAM F Officer P-Purchase A Common Stock 4,000 33.60 134.4K 4,000 I
2024-11-08 TRUSCOTT WILLIAM F Officer G-Gift D Common Stock 2,000 0.00 0 I
2024-09-30 Seaman Veronica A 0 0.00 0
2024-07-01 Chiesa Charles H 0 0.00 0
2024-03-01 Waldner Matthew M Other I Tri-Continental Corporation Common Stock 0 0.00 151
2024-01-15 Kutin Joshua 0 0.00 0
2024-01-15 Asselta Francine 0 0.00 0
2024-01-01 Marc Zeitoun 0 0.00 0
2024-01-01 MOFFETT DAVID M Director D Tri-Continental Corporation Common Stock 0 0.00 100
2023-08-29 Carrig Janet Director S-Sale D Tri-Continental Corporation Common Stock 27 27.71 748.14 73
2023-07-06 Sivaraman Raghavendran P-Purchase A Tri-Continental Corporation Common Stock 415 27.10 11.2K 3,000
2023-01-01 Carrig Janet Director D Tri-Continental Corporation Common Stock 0 0.00 100
2022-03-14 Lee Grace Director P-Purchase A Tri-Continental Corporation Common Stock 2,000 29.15 58.3K 2,000
2022-01-01 HACKER DOUGLAS A Director D Tri-Continental Corporation Common Stock 0 0.00 220
2021-06-15 Nusinzon Oleg D Tri-Continental Corporation Common Stock 0 0.00 0
2021-05-06 Beckman Daniel Officer P-Purchase A Tri-Continental Corporation Common Stock 325 34.00 11.1K 325
2021-03-01 Tannuzzo Gene R 0 0.00 0
2020-11-17 Petersen Christopher O. Officer P-Purchase A Tri-Continental Corporation Common Stock (TY) 100 28.40 2.8K 100
2020-10-01 Lee Grace 0 0.00 0
2020-06-19 Engelking Brian M. 0 0.00 0
2020-06-15 Yeager Sandra Director D Tri-Continental Corporation Common Stock (TY) 0 0.00 1,000
2020-04-06 Sivaraman Raghavendran 0 0.00 0
2020-03-27 Cleasby Jonathan C 0 0.00 0
2020-03-02 KING DAVID L P-Purchase A Tri-Continental Corporation Common Stock 278 26.33 7.3K 145,306
2020-03-01 KING DAVID L P-Purchase A Tri-Continental Corporation Common Stock 88 26.62 2.3K 148,391
2020-02-03 Carlton Pamela G Director S-Sale D Tri-Continental Corporation Common Stock (TY) 700 28.36 19.9K 1,563
2020-01-01 Gallagher Brian J Director D Tri-Continental Corporation Common Stock (TY) 0 0.00 208
2020-01-01 Beckman Daniel Officer 0 0.00 0
2019-04-16 SANTOMERO ANTHONY M Director D Tri-Continental Corporation Common Stock 0 0.00 100
2019-02-01 Beranek Joseph Officer 0 0.00 0
2018-12-31 Jin Yan P-Purchase A Tri-Continental Corporation Common Stock 100 23.37 2.3K 7,927
2018-06-12 Albanese Peter S-Sale D Tri-Continental Corporation Common Stock 400 27.51 11.0K 8,068
2018-02-20 Couto Scott E 0 0.00 0
2018-01-01 Boudreau Edward J Jr. Director D Tri-Continental Corporation Common Stock 0 0.00 1,000
2018-01-01 Batejan George S Director D Tri-Continental Corporation Common Stock 0 0.00 100
2017-04-01 Cielinski James Robert 0 0.00 0
2017-03-22 KING DAVID L P-Purchase A Tri-Continental Corporation Common Stock 500 22.83 11.4K 131,100
2017-03-13 Jin Yan P-Purchase A Tri-Continental Corporation Common Stock 2,000 23.22 46.4K 7,500
2017-02-08 Albanese Peter P-Purchase A Tri-Continental Corporation Common Stock 900 22.78 20.5K 8,650
2017-02-03 Jin Yan P-Purchase A Tri-Continental Corporation Common Stock 1,000 22.63 22.6K 5,500
2017-02-01 KING DAVID L P-Purchase A Tri-Continental Corporation Common Stock 500 22.56 11.3K 127,795
2016-10-25 Haugen Anthony P 0 0.00 0
2016-04-18 SHAW MINOR M Director D Tri-Continental Corporation Common Stock 0 0.00 200
2015-12-11 Condon Brian Matthew P-Purchase A Tri-Continental Corporation Common Stock 2,500 19.58 49.0K 17,500
2015-10-05 Condon Brian Matthew P-Purchase A Tri-Continental Corporation Common Stock 1,000 19.65 19.7K 15,000
2015-03-30 Mergen Melda 0 0.00 0
2015-03-30 LANDES WILLIAM J 0 0.00 0
2015-03-30 Harasimowicz Stephen J. 0 0.00 0
2015-03-19 Jin Yan P-Purchase A Tri-Continental Corporation Common Stock 1,500 21.69 32.5K 4,500
2015-03-09 KING DAVID L P-Purchase A Tri-Continental Corporation Common Stock 4,852 21.90 106.3K 125,000
2015-03-02 Hawkins William A. Director D Tri-Continental Corporation Common Stock 0 0.00 200
2015-03-02 Condon Brian Matthew P-Purchase A Tri-Continental Corporation Common Stock 104 22.07 2.3K 8,500
2015-01-01 Larrenaga Ryan Collins Officer 0 0.00 0
2015-01-01 Kephart-Strong Geralynn A Officer 0 0.00 0
2014-11-10 PAGLIA CATHERINE JAMES Director S-Sale D Tri-Continental Corporation Common Stock 0 21.38 3.42 126
2014-08-18 Kringdon Joseph Dale 0 0.00 0
2014-08-07 Albanese Peter 0 0.00 0
2014-06-09 Jin Yan P-Purchase A Tri-Continental Corporation Common Stock 1,200 20.99 25.2K 3,000
2014-04-17 Condon Brian Matthew P-Purchase A Tri-Continental Corporation Common Stock 500 20.06 10.0K 7,500
2014-04-16 Condon Brian Matthew P-Purchase A Tri-Continental Corporation Common Stock 1,000 20.06 20.1K 5,645
2014-03-20 Condon Brian Matthew P-Purchase A Tri-Continental Corporation Common Stock 2,145 19.94 42.8K 4,645
2014-02-10 Jin Yan P-Purchase A Tri-Continental Corporation Common Stock 300 19.31 5.8K 1,800
2014-01-01 CARMICHAEL WILLIAM P Director D Tri-Continental Corporation Common Stock 0 0.00 200
2013-12-31 White Todd D Tri-Continental Corporation (TY) 0 0.00 19,000
2013-12-31 Welsh Stephen T. Officer D Tri-Continental Corporation (TY) 0 0.00 0
2013-12-31 Condon Brian Matthew 0 0.00 0
2013-11-15 Faria Lee 0 0.00 0
2013-06-20 KING DAVID L P-Purchase A Tri-Continental Corporation Common Stock 9,900 17.80 176.2K 100,000
2013-06-20 Jin Yan P-Purchase A Tri-Continental Corporation Common Stock 300 17.80 5.3K 1,500
2013-03-18 White Todd P-Purchase A Tri-Continental Corporation Common Stock 3,200 17.41 55.7K 19,000
2013-03-12 Jin Yan P-Purchase A Tri-Continental Corporation Common Stock 600 17.56 10.5K 1,200
2013-03-04 White Todd P-Purchase A Tri-Continental Corporation Common Stock 3,000 17.10 51.3K 9,000
2013-02-11 Knight Jeffrey 0 0.00 0
2013-01-17 KING DAVID L P-Purchase A Tri-Continental Corporation Common Stock 9,100 16.86 153.4K 85,000
2012-12-28 Condon Brian Matthew P-Purchase A Tri-Continental Corporation Common Stock 160 13.62 2.2K 160
2012-06-18 KING DAVID L P-Purchase A Tri-Continental Corporation Common Stock 2,501 15.09 37.7K 52,501
2012-05-03 Jin Yan P-Purchase A Tri-Continental Corporation Common Stock 600 15.75 9.5K 600
2012-04-10 Carlton Pamela G Director P-Purchase A Tri-Continental Corporation Common Stock 800 15.56 12.4K 2,100
2012-04-04 Carlton Pamela G Director S-Sale D Tri-Continental Corporation Common Stock 100 15.90 1.6K 0
2012-03-23 Poole Kevin G. 0 0.00 0
2012-03-16 KING DAVID L P-Purchase A Tri-Continental Corporation Common Stock 1,000 16.13 16.1K 40,900
2012-03-13 McGuire Thomas P Officer 0 0.00 0
2012-03-02 Jin Yan 0 0.00 0
2012-03-02 Buckley Oliver E 0 0.00 0
2012-01-05 KING DAVID L P-Purchase A Tri-Continental Corporation Common Stock 35,000 14.48 506.7K 35,000
2011-04-14 Welsh Stephen T. Officer 0 0.00 0
2011-04-14 Petersen Christopher O. Officer 0 0.00 0
2011-04-14 Pearson Paul D. Officer 0 0.00 0
2011-04-14 KING DAVID L 0 0.00 0
2011-04-14 Goucher Paul B. Officer 0 0.00 0
2011-04-14 DiMaria Joseph F Officer 0 0.00 0
2011-04-14 DeFao Michael E. Officer 0 0.00 0
2011-01-08 Clarke Michael G Officer 0 0.00 0
2010-05-01 Wondrack Linda 0 0.00 0
2010-05-01 White Todd D Tri-Continental Corporation common stock 0 0.00 0
2010-05-01 Unckless Amy L. 0 0.00 0
2010-05-01 Thompson Christopher C. 0 0.00 0
2010-05-01 Peters Jeffrey Franklin 0 0.00 0
2010-05-01 McConnaughey Robert K. 0 0.00 0
2010-05-01 MOORE COLIN Officer 0 0.00 0
2010-05-01 Lundgren Colin James 0 0.00 0
2010-05-01 Jones Michael A. Officer 0 0.00 0
2010-05-01 Condon Brian Matthew 0 0.00 0
2010-05-01 CONNAUGHTON J KEVIN Officer 0 0.00 0
2010-05-01 Brown Beth Ann 0 0.00 0
2010-03-02 TRUSCOTT WILLIAM F Director / Officer P-Purchase A Tri-Continental Corporation Common Stock 1,900 11.65 22.1K 2,000
2009-10-09 RICHIE LEROY C Director P-Purchase A Common Stock 500 11.23 5.6K 8,362
2008-11-07 TRUSCOTT WILLIAM F Director / Officer D Tri-Continental Corporation Common Stock 0 0.00 100
2008-11-07 Plummer Scott R Officer 0 0.00 0
2008-11-07 PAGLIA CATHERINE JAMES Director D Tri-Continental Corporation Common Stock 0 0.00 100
2008-11-07 Mourtzinou Georgia K. 0 0.00 0
2008-11-07 McGrane Brian J. 0 0.00 0
2008-11-07 Lammers Jennifer D. 0 0.00 0
2008-11-07 Laikind Jeffrey Director D Tri-Continental Corporation Common Stock 0 0.00 100
2008-11-07 LEWIS STEPHEN R JR Director D Tri-Continental Corporation Common Stock 0 0.00 100
2008-11-07 Keeley Michelle M. Officer 0 0.00 0
2008-11-07 Keating Christopher P. 0 0.00 0
2008-11-07 Jones Anne Patricia Director D Tri-Continental Corporation Common Stock 0 0.00 100
2008-11-07 Johnson Amy K. Officer 0 0.00 0
2008-11-07 Gallus Peter A. 0 0.00 0
2008-11-07 FOX JEFFREY P. Officer 0 0.00 0
2008-11-07 FLYNN PATRICIA M Director I Tri-Continental Corporation Common Stock 0 0.00 1,937
2008-11-07 Carlton Pamela G Director D Tri-Continental Corporation Common Stock 0 0.00 100
2008-11-07 Carlson Arne H Director D Tri-Continental Corporation Common Stock 0 0.00 100
2008-11-07 Blatz Kathleen Director D Tri-Continental Corporation Common Stock 0 0.00 100
2008-11-07 Bertsimas Dimitris J. 0 0.00 0
2008-11-07 Bannigan Patrick T. Officer 0 0.00 0
2008-11-07 Alison Taunton-Rigby Director D Tri-Continental Corporation Common Stock 0 0.00 200
2008-11-07 ANGELOS JAMES F 0 0.00 0
2008-07-07 Goucher Paul B. Officer 0 0.00 0
2008-05-14 Clark John H P-Purchase A Tri-Continental Corporation (TY) 20,912 19.05 398.4K 20,912
2008-02-13 MORRIS WILLIAM C Director / Officer P-Purchase A Tri-Continental Corporation (TY) 620 19.34 12.0K 39,348
2008-01-30 MCPHERSON FRANK A Director S-Sale D Tri-Continental Corporation 1,054 18.98 20.0K 52,519
2007-12-26 MORRIS WILLIAM C Director / Officer P-Purchase A Tri-Continental Corporation (TY) 570 21.04 12.0K 38,728
2007-10-17 MCPHERSON FRANK A Director S-Sale D Tri-Continental Corporation (TY) 3,245 24.65 80.0K 51,877
2007-07-27 Fonseca Maureen Director D Tri-Continental Corporation (TY), Common Stock 0 0.00 25
2007-05-31 KADLEC CHARLES W Officer P-Purchase A Common Stock 300 26.46 7.9K 9,018
2007-01-24 MCPHERSON FRANK A Director S-Sale D Tri-Continental Corporation 3,537 22.62 80.0K 51,361
2006-12-27 MORRIS WILLIAM C Director / Officer P-Purchase A Tri-Continental Corporation 489 22.51 11.0K 33,613
2006-12-18 Maher John F Director D Tri-Continental Corporation (TY), Common Stock 0 0.00 5,000
2006-10-25 NASTA FRANK J Officer S-Sale D Tri-Continental Corporation, Common Stock 811 21.40 17.3K 234
2006-10-11 MCPHERSON FRANK A Director S-Sale D Tri-Continental Corporation 1,890 21.16 40.0K 54,725
2006-09-07 RICHIE LEROY C Director P-Purchase A Tri-Continental Corporation 4,800 20.32 97.5K 8,400
2005-12-22 MCPHERSON FRANK A Director S-Sale D Tri-Continental Corporation 2,695 18.55 50.0K 56,026
2005-12-21 MCPHERSON FRANK A Director S-Sale D Tri-Continental Corporation 1,133 18.55 21.0K 58,721
2005-12-15 MORRIS WILLIAM C Director / Officer P-Purchase A Tri-Continental Corporation 534 18.74 10.0K 30,992
2005-11-02 NASTA FRANK J Officer S-Sale D Tri-Continental Corporation 298 18.17 5.4K 1,029
2005-10-19 ILCHMAN ALICE S Director P-Purchase A Tri-Continental Corporation 56 17.98 999.99 1,165
2005-09-28 WHITSON JAMES N Director M-Exempt D Tri-Continental Corporation 788 0.00 0
2005-08-16 ILCHMAN ALICE S Director G-Gift D Tri-Continental Corporation 6 18.39 110.34 6,202
2005-07-27 ILCHMAN ALICE S Director P-Purchase A Tri-Continental Corporation 54 18.47 1.0K 1,106
2005-05-04 MCPHERSON FRANK A Director P-Purchase A Tri-Continental Corporation 2,771 17.68 49.0K 59,244
2005-04-06 McGarry Michael F P-Purchase A TRI-CONTINENTAL CORP. (TY) 3 17.94 48.44 1,228
2005-03-23 McGarry Michael F P-Purchase A Tri-Continental Corporation 3 17.62 48.46 1,222
2005-03-09 McGarry Michael F P-Purchase A Tri-Continental Corporation 3 18.22 48.47 1,219
2005-02-23 McGarry Michael F P-Purchase A Tri-Continental Corporation 3 17.85 48.46 1,217
2005-02-09 STEIN DAVID F S-Sale D Tri-Continental Corporation 34 17.91 607.56 0
2005-02-09 McGarry Michael F P-Purchase A Tri-Continental Corporation 3 17.91 48.46 1,214
2005-01-26 McGarry Michael F P-Purchase A Tri-Continental Corporation 3 17.59 48.46 1,211
2005-01-12 McGarry Michael F P-Purchase A Tri-Continental Corporation 3 17.89 47.98 1,209
2005-01-07 McGarry Michael F D Tri-Continental Corporation 0 0.00 1,206
2004-12-22 MORRIS WILLIAM C P-Purchase A Tri-Continental Corporation (TY) 550 18.18 10.0K 48,653
2004-12-08 MCPHERSON FRANK A Director S-Sale D Tri-Continental Corporation (TY) 1,122 17.83 20.0K 55,974
2004-12-01 ILCHMAN ALICE S Director P-Purchase A Tri-Continental Corporation (TY) 56 17.96 999.99 1,039
2004-09-08 Cunningham John B Officer D Tri-Continental Corporation (TY) 0 0.00 2,500
2004-08-11 ILCHMAN ALICE S Director P-Purchase A Tri-Continental Corporation 62 15.97 998.00 981
2004-07-15 Hoagland Eleanor T M Officer 0 0.00 0
2004-07-12 Pisano Albert A 0 0.00 0
2004-07-12 Eigen Neil T 0 0.00 0
2004-07-12 Clark John H 0 0.00 0
2004-04-28 MOLES THOMAS G S-Sale D Tri-Continental Corporation 228 16.86 3.8K 3,633
2004-04-28 MCPHERSON FRANK A Director P-Purchase A Tri-Continental Corporation 4,396 16.86 74.1K 56,829
2004-01-07 ILCHMAN ALICE S Director P-Purchase A Tri-Continental Corporation 30 16.74 498.00 914
2004-01-01 SCHMALTZ RICHARD R D Tri-Continental Corporation 0 0.00 5,175
2003-12-24 MORRIS WILLIAM C 0 0.00 0
2003-10-15 MCPHERSON FRANK A Director S-Sale D Tri-continental Corporation Class A Common 950 15.79 15.0K 52,185
2003-09-10 GUIDONE PAUL C Director P-Purchase A Tri-Continental Corp. (TY) 5,736 15.18 87.1K 6,576
2003-09-04 GUY DAVID Officer 0 0.00 0
2003-09-04 GRADWOHL BENAMI Officer 0 0.00 0

Executive team

Top executives
Shares Outstanding
53.23M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-27 DEF 14A
2025-05-05 DEF 14A
2024-04-22 DEF 14A
2023-04-17 DEF 14A
2022-04-18 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-28 NPORT-P
2026-05-28 4
2026-05-21 8-K
2026-04-27 DEF 14A
2026-04-01 3
2026-03-19 8-K
2026-03-10 N-CEN
2026-03-06 N-CSR
2026-03-06 8-K
2026-02-26 NPORT-P

Executive team

NameTitleCompensationGender
Brian Matthew Condon Portfolio Manager male
David L. King Portfolio Manager male
Peter Albanese Portfolio Manager male
William F. Truscott Senior Vice President and Director male
Yan Jin Portfolio Manager male
ESG Score History

No data available for this company.

Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits