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Trinity Capital Inc. (TRIN)

USD17.63 +0.07 (+0.40%)
US NASDAQ Financial Services Asset Management
Address 1 N. 1st Street 85004-2357
Phoenix, AZ, US
CEO Kyle Steven Brown
IPO 2021-01-29
CIK 1786108 ISIN US8964423086

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Also trades on NASDAQ Global Market · TRINL (USD) NASDAQ Global Market · TRINZ (USD) NASDAQ Global Select · TRIN (USD) NASDAQ Global Select · TRINI (USD)
Description

Operating as a business development company (BDC), Trinity Capital Inc. functions as a venture capital firm with a core focus on providing venture debt. This financial support is extended to growth-stage enterprises in need of either direct loans or specialized equipment financing. Established in 2019, Trinity Capital Inc. maintains its headquarters in Phoenix, Arizona, and also has offices in Lutherville-Timonium, Maryland; San Diego, California; and Austin, Texas.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD17.63 +0.07 (+0.40%)
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Volume Profile
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Liquidity & share structure
Average Volume
1M
Beta
0.69
Float Shares
65.51M
Free Float %
94.5%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.77% -1.17% +11.17% +9.80% +14.63% +15.49% +14.25% +46.49% +17.58% +12.80% +12.80%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (7 ratings, all time) Buy
Price Targets & DCF
Current price
17.63
Low 17.00 -3.6%
Consensus 17.17 -2.6%
Median 17.00 -3.6%
High 17.50 -0.7%
DCF (Unlevered) 37.42 +112.2%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 78% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 6 0
Hold 1 0
Sell 1 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 4
17.13
-2.8%
All Time 6
16.25
-7.8%
Quality scores
Altman Z-Score
0.87
Distress
Piotroski F-Score
5 / 9
Average
MOAT Score
5 / 10
Developing
Composite Rating
A-
Overall Score
4 / 5
High
DCF Score
4 / 5
High
ROE Score
4 / 5
High
ROA Score
5 / 5
High
D/E Score
1 / 5
Low
P/E Score
4 / 5
High
P/Book Score
3 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    -2.2% Q1'26: +38.7% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    -6.7% Q1'26: +23.3% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    +60.3% Q1'26: +18.2% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    +93.1% Q1'26: +74.0% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    +9.1% Q1'26: +9.9% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    +22.1% Q1'26: +33.7% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    6.07× Q1'26: 5.50× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.69) × ERP
WACC = 48% × Ke + 52% × Kd (6.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 37.88 Current price: 17.63
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
6 Rev. Ana.
5 EPS Ana.
Dec 2027
6 Rev. Ana.
6 EPS Ana.
Dec 2028
2 Rev. Ana.
2 EPS Ana.
Revenue
40.60M
est: 54.53M (-25.6%)
175.48M
est: 80.77M (+117.3%)
43.54M
est: 142.15M (-69.4%)
174.84M
est: 183.70M (-4.8%)
237.44M
est: 231.60M (+2.5%)
232.25M
est: 290.88M (-20.2%)
374.17M
355.01M – 393.33M
+28.6% YoY
422.66M
384.62M – 460.70M
+13.0% YoY
385.29M
380.32M – 390.27M
-8.8% YoY
EBITDA
-6.06M
est: 12.59M (-148.1%)
132.58M
est: 18.65M (+610.8%)
-27.99M
est: 32.83M (-185.3%)
121.19M
est: 82.10M (+47.6%)
118.27M
est: 103.51M (+14.3%)
216.17M
est: 130.01M (+66.3%)
167.23M
158.67M – 175.80M
+28.6% YoY
188.91M
171.91M – 205.91M
+13.0% YoY
172.20M
169.98M – 174.43M
-8.8% YoY
EBIT
-6.11M
est: 13.11M (-146.6%)
132.58M
est: 19.42M (+582.6%)
-27.99M
est: 34.18M (-181.9%)
129.74M
est: 83.90M (+54.6%)
118.27M
est: 105.78M (+11.8%)
216.17M
est: 132.85M (+62.7%)
170.89M
162.14M – 179.64M
+28.6% YoY
193.04M
175.67M – 210.42M
+13.0% YoY
175.97M
173.70M – 178.25M
-8.8% YoY
Net Income
-6.11M
est: -3.92M (-56.0%)
132.32M
est: 85.59M (+54.6%)
-30.38M
est: 119.90M (-125.3%)
76.89M
est: 113.97M (-32.5%)
115.60M
est: 146.34M (-21.0%)
135.60M
est: 138.35M (-2.0%)
153.72M
143.98M – 163.47M
+11.1% YoY
145.50M
143.44M – 147.56M
-5.3% YoY
128.87M
128.18M – 129.56M
-11.4% YoY
SGA
4.39M
est: 5.57M (-21.2%)
6.99M
est: 8.24M (-15.2%)
10.19M
est: 14.51M (-29.8%)
12.01M
est: 17.62M (-31.9%)
14.18M
est: 22.21M (-36.2%)
17.94M
est: 27.89M (-35.7%)
35.88M
34.04M – 37.72M
+28.6% YoY
40.53M
36.88M – 44.18M
+13.0% YoY
36.95M
36.47M – 37.42M
-8.8% YoY
EPS
-0.23
est: -0.07 (-233.1%)
4.86
est: 1.51 (+222.1%)
-0.96
est: 2.11 (-145.4%)
2.07
est: 1.65 (+25.6%)
2.19
est: 2.11 (+3.7%)
1.96
est: 2.08 (-5.7%)
2.09
2.08 – 2.36
+0.4% YoY
2.10
2.07 – 2.13
+0.6% YoY
1.86
1.85 – 1.87
-11.4% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-12 A- 4/5 4/5 4/5 5/5 2/5 3/5 3/5
2026-05-11 A- 4/5 4/5 4/5 5/5 2/5 3/5 3/5
2026-05-08 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-05-07 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-05-06 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-05-05 A- 4/5 4/5 4/5 5/5 2/5 3/5 3/5
2026-05-04 A- 4/5 4/5 4/5 5/5 2/5 3/5 3/5
2026-05-01 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-04-30 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-04-29 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-04-28 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-04-27 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-04-24 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-04-23 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-04-22 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-04-21 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-04-20 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-04-17 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-04-16 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5
2026-04-15 A- 4/5 4/5 4/5 5/5 1/5 4/5 3/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
25.28M
OE per share TTM
0.50
Owner's Yield
1.75%
Maintenance CapEx ratio
0.30%
Maint CapEx / Avg PPE
0.6%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
42
Total invested
33.76M
Insider transactions (90d)
0
Beneficial owners (>5%)
3
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Thomas Philip Majewski 3.34M 15.50% 3.3K 3.33M 3.3K 3.33M IN 2020-12-21
2 Eagle Point Credit Management LLC 3.33M 15.50% 3.33M 3.33M IA 2020-12-21
3 Eagle Point DIF GP I LLC 1.39M 6.40% 1.39M 1.39M OO 2020-12-21

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
42
-127 vs prev Q
New positions
6
Closed positions
130
Increased
25
Reduced
8
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 EAGLE POINT CREDIT MANAGEMENT LLC 727.4K +727.4K (+100.0%) 10.66B +10.7B (+100.0%) 1.02% +1.018 pp 10.17% +10.165 pp USD14.65 +0.0% 1 qtrs NEW
2 374.9K +374.9K (+100.0%) 5.49B +5.5B (+100.0%) 0.52% +0.525 pp 3.24% +3.244 pp USD14.65 +0.0% 1 qtrs NEW
3 UNION BANCAIRE PRIVEE, UBP SA 25.8K -7.4K (-22.3%) 60.73M -18.8M (-23.6%) 0.04% -0.014 pp 0.72% -0.409 pp USD15.11 -3.0% 5 qtrs
4 VAN ECK ASSOCIATES CORP 1.79M +39.3K (+2.2%) 26.16M -874.0K (-3.2%) 2.50% -0.151 pp 0.02% -0.004 pp USD13.88 +5.5% 12 qtrs
5 MELIA WEALTH LLC 1.19M +14.2K (+1.2%) 17.49M -770.5K (-4.2%) 1.67% -0.119 pp 8.08% +0.090 pp USD14.51 +1.0% 9 qtrs
6 SOUND INCOME STRATEGIES, LLC 944.9K +943.3K (+58,959.3%) 15.32M +15.3M (+65,203.6%) 1.32% +1.320 pp 0.72% +0.724 pp USD14.65 +0.0% 2 qtrs
7 UBS GROUP AG 1.04M +232.0K (+28.8%) 15.22M +2.7M (+21.9%) 1.45% +0.230 pp 0.00% +0.001 pp USD14.69 -0.3% 20 qtrs
8 INVESCO LTD. 1.03M +187.7K (+22.4%) 15.04M +2.1M (+15.8%) 1.44% +0.164 pp 0.00% +0.000 pp USD12.41 +18.0% 15 qtrs
9 ROCKEFELLER CAPITAL MANAGEMENT L.P. 964.5K +48.8K (+5.3%) 14.13M -45.7K (-0.3%) 1.35% -0.040 pp 0.03% -0.002 pp USD14.34 +2.2% 20 qtrs
10 EMERALD ADVISERS, LLC 809.8K +3.6K (+0.5%) 11.86M -615.8K (-4.9%) 1.13% -0.090 pp 0.37% -0.035 pp USD14.41 +1.7% 20 qtrs
11 FRANKLIN RESOURCES INC 668.6K +102.4K (+18.1%) 9.80M +1.0M (+11.7%) 0.94% +0.077 pp 0.00% +0.000 pp USD14.50 +1.0% 8 qtrs
12 EMERALD MUTUAL FUND ADVISERS TRUST 549.3K +— (+0.0%) 8.05M -455.9K (-5.4%) 0.77% -0.065 pp 0.39% -0.047 pp USD14.39 +1.8% 20 qtrs
13 ARES MANAGEMENT LLC 545.7K +— (+0.0%) 7.99M -453.0K (-5.4%) 0.76% -0.064 pp 0.46% +0.073 pp USD13.75 +6.5% 6 qtrs
14 PRICE T ROWE ASSOCIATES INC /MD/ 545.0K +365.2K (+203.0%) 7.99M +5.2M (+186.8%) 0.76% +0.490 pp 0.00% +0.001 pp USD14.92 -1.8% 20 qtrs
15 BLACKROCK, INC. 482.7K -875.0 (-0.2%) 7.07M -414.2K (-5.5%) 0.68% -0.058 pp 0.00% +0.000 pp USD14.50 +1.0% 6 qtrs
16 MARSHALL WACE, LLP 445.2K -706.1K (-61.3%) 6.52M -11.3M (-63.4%) 0.62% -1.124 pp 0.01% -0.012 pp USD15.45 -5.2% 6 qtrs
17 STIFEL FINANCIAL CORP 432.8K +1.5K (+0.3%) 6.34M -336.2K (-5.0%) 0.61% -0.049 pp 0.01% 0.000 pp USD15.69 -6.6% 20 qtrs
18 LPL FINANCIAL LLC 408.7K -108.7K (-21.0%) 5.99M -2.0M (-25.3%) 0.57% -0.213 pp 0.00% -0.001 pp USD14.93 -1.9% 10 qtrs
19 QUBE RESEARCH & TECHNOLOGIES LTD 405.0K -69.5K (-14.6%) 5.93M -1.4M (-19.2%) 0.57% -0.153 pp 0.01% -0.002 pp USD15.10 -3.0% 10 qtrs
20 TWO SIGMA INVESTMENTS, LP 390.0K -596.2K (-60.5%) 5.71M -9.6M (-62.6%) 0.55% -0.951 pp 0.01% -0.015 pp USD15.03 -2.5% 20 qtrs
21 AMERIPRISE FINANCIAL INC 333.8K +8.0K (+2.4%) 4.89M -149.4K (-3.0%) 0.47% -0.027 pp 0.00% 0.000 pp USD14.08 +4.0% 15 qtrs
22 KENNEDY CAPITAL MANAGEMENT LLC 320.0K +2.0K (+0.6%) 4.69M -234.3K (-4.8%) 0.45% -0.035 pp 0.10% -0.010 pp USD14.56 +0.6% 8 qtrs
23 MILLENNIUM MANAGEMENT LLC 318.5K +196.1K (+160.2%) 4.67M +2.8M (+146.3%) 0.45% +0.260 pp 0.00% +0.001 pp USD14.42 +1.6% 20 qtrs
24 HENNION & WALSH ASSET MANAGEMENT, INC. 317.2K +48.4K (+18.0%) 4.65M +486.6K (+11.7%) 0.44% +0.036 pp 0.16% +0.010 pp USD13.89 +5.5% 13 qtrs
25 ADVISORS ASSET MANAGEMENT, INC. 302.9K +19.3K (+6.8%) 4.44M +47.1K (+1.1%) 0.42% -0.007 pp 0.07% +0.000 pp USD14.32 +2.3% 9 qtrs
26 MORGAN STANLEY 300.2K -15.5K (-4.9%) 4.40M -488.8K (-10.0%) 0.42% -0.059 pp 0.00% +0.000 pp USD14.24 +2.9% 19 qtrs
27 AMBASSADOR ADVISORS, LLC 195.0K -57.2K (-22.7%) 2.86M -1.0M (-26.8%) 0.27% -0.110 pp 0.42% -0.162 pp USD12.93 +13.3% 12 qtrs
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 189.4K +189.4K (+100.0%) 2.77M +2.8M (+100.0%) 0.27% +0.265 pp 0.00% +0.000 pp USD14.65 +0.0% 14 qtrs
29 CITADEL ADVISORS LLC 186.9K +38.2K (+25.7%) 2.74M +436.2K (+19.0%) 0.26% +0.036 pp 0.00% +0.000 pp USD14.31 +2.4% 18 qtrs
30 AWM CAPITAL, LLC 177.1K +— (+0.0%) 2.59M -147.0K (-5.4%) 0.25% -0.021 pp 0.24% -0.014 pp USD15.40 -4.9% 16 qtrs
31 SMH CAPITAL ADVISORS INC 170.8K +31.8K (+22.9%) 2.50M +405.1K (+19.3%) 0.24% +0.028 pp 5.09% +0.815 pp USD14.36 +2.0% 7 qtrs
32 MERCER GLOBAL ADVISORS INC /ADV 147.0K +147.0K (+100.0%) 2.15M +2.2M (+100.0%) 0.21% +0.206 pp 0.00% +0.003 pp USD14.65 +0.0% 1 qtrs NEW
33 SOVEREIGN'S CAPITAL MANAGEMENT, LLC 138.3K +— (+0.0%) 2.03M -114.8K (-5.4%) 0.19% -0.016 pp 1.23% +0.067 pp USD14.47 +1.2% 5 qtrs
34 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 136.8K +10.2K (+8.1%) 2.00M +44.4K (+2.3%) 0.19% -0.001 pp 0.36% -0.021 pp USD15.42 -5.0% 2 qtrs
35 BREVAN HOWARD CAPITAL MANAGEMENT LP 124.5K +96.1K (+338.7%) 1.82M +1.4M (+315.2%) 0.17% +0.131 pp 0.02% +0.018 pp USD14.52 +0.9% 5 qtrs
36 BANK OF AMERICA CORP /DE/ 120.6K +70.7K (+141.5%) 1.77M +993.6K (+128.6%) 0.17% +0.093 pp 0.00% +0.000 pp USD14.67 -0.1% 17 qtrs
37 NORTHERN TRUST CORP 112.4K -12.6K (-10.1%) 1.65M -288.3K (-14.9%) 0.16% -0.032 pp 0.00% +0.000 pp USD14.38 +1.9% 6 qtrs
38 COMMONWEALTH EQUITY SERVICES, LLC 108.4K -6.1K (-5.3%) 1.59M -184.8K (-10.4%) 0.15% -0.022 pp 0.00% 0.000 pp USD14.28 +2.6% 8 qtrs
39 CHICAGO PARTNERS INVESTMENT GROUP LLC 89.8K -4.2K (-4.5%) 1.48M +52.8K (+3.7%) 0.13% -0.017 pp 0.04% -0.001 pp USD13.96 +4.9% 14 qtrs
40 CI PRIVATE WEALTH, LLC 98.8K -5.5K (-5.2%) 1.45M -166.4K (-10.3%) 0.14% -0.020 pp 0.00% -0.001 pp USD14.24 +2.9% 8 qtrs
41 LEGACY CAPITAL WEALTH PARTNERS, LLC 98.3K +10.3K (+11.7%) 1.44M +77.7K (+5.7%) 0.14% +0.004 pp 0.31% +0.013 pp USD14.11 +3.8% 9 qtrs
42 CANTON HATHAWAY, LLC 98.1K +— (+0.0%) 1.44M -81.5K (-5.4%) 0.14% -0.012 pp 0.28% -0.015 pp USD14.96 -2.1% 5 qtrs
43 MUTUAL ADVISORS, LLC 94.9K +— (+0.0%) 1.39M -31.3K (-2.2%) 0.13% -0.011 pp 0.03% -0.002 pp USD15.48 -5.4% 2 qtrs
44 WELLS FARGO & COMPANY/MN 92.0K +5.5K (+6.3%) 1.35M +8.5K (+0.6%) 0.13% -0.003 pp 0.00% +0.000 pp USD14.20 +3.2% 20 qtrs
45 RAYMOND JAMES FINANCIAL INC 91.7K +14.7K (+19.1%) 1.34M +151.8K (+12.7%) 0.13% +0.012 pp 0.00% +0.000 pp USD14.71 -0.4% 5 qtrs
46 DENALI ADVISORS LLC 87.0K -18.4K (-17.5%) 1.27M -357.7K (-21.9%) 0.12% -0.038 pp 0.14% -0.043 pp USD14.11 +3.8% 3 qtrs
47 QUANTBOT TECHNOLOGIES LP 79.0K +67.9K (+613.3%) 1.16M +986.2K (+575.1%) 0.11% +0.094 pp 0.04% +0.034 pp USD14.56 +0.6% 10 qtrs
48 BEACON POINTE ADVISORS, LLC 78.1K +10.3K (+15.2%) 1.14M +94.5K (+9.0%) 0.11% +0.006 pp 0.01% -0.001 pp USD14.42 +1.6% 3 qtrs
49 CETERA INVESTMENT ADVISERS 76.3K -2.7K (-3.5%) 1.12M -105.8K (-8.7%) 0.11% -0.013 pp 0.00% 0.000 pp USD14.59 +0.4% 9 qtrs
50 STATE STREET CORP 71.8K +13.9K (+23.9%) 1.09M +162.2K (+17.5%) 0.10% +0.013 pp 0.00% +0.000 pp USD14.30 +2.4% 8 qtrs
51 CATALYST CAPITAL ADVISORS LLC 70.3K +— (+0.0%) 1.03M -58.4K (-5.4%) 0.10% -0.008 pp 0.02% -0.001 pp USD14.10 +3.9% 7 qtrs
52 ADVISOR GROUP HOLDINGS, INC. 66.9K +754.0 (+1.1%) 980.3K -74.5K (-7.1%) 0.09% -0.007 pp 0.00% +0.000 pp USD14.42 +1.6% 19 qtrs
53 ENVESTNET ASSET MANAGEMENT INC 61.2K -5.0K (-7.5%) 897.1K -128.0K (-12.5%) 0.09% -0.015 pp 0.00% +0.000 pp USD14.62 +0.2% 9 qtrs
54 GOTHAM ASSET MANAGEMENT, LLC 50.0K +— (+0.0%) 732.5K -41.5K (-5.4%) 0.07% -0.006 pp 0.00% -0.001 pp USD14.77 -0.8% 4 qtrs
55 BRAMSHILL INVESTMENTS, LLC 47.3K +47.3K (+100.0%) 693.2K +693.2K (+100.0%) 0.07% +0.066 pp 0.04% +0.039 pp USD14.65 +0.0% 1 qtrs NEW
56 NAVITER WEALTH, LLC 45.4K +33.7K (+285.7%) 688.8K +500.4K (+265.7%) 0.06% +0.046 pp 0.09% +0.068 pp USD14.74 -0.6% 4 qtrs
57 CONFLUENCE INVESTMENT MANAGEMENT LLC 44.8K -3.0K (-6.2%) 656.0K -82.8K (-11.2%) 0.06% -0.010 pp 0.01% -0.001 pp USD15.65 -6.4% 18 qtrs
58 ADVISORY SERVICES NETWORK, LLC 43.3K -123.8K (-74.1%) 634.1K -2.0M (-75.5%) 0.06% -0.193 pp 0.01% -0.029 pp USD14.81 -1.1% 4 qtrs
59 GUGGENHEIM CAPITAL LLC 42.6K +2.6K (+6.6%) 623.4K +5.4K (+0.9%) 0.06% -0.001 pp 0.00% +0.000 pp USD14.39 +1.8% 8 qtrs
60 VERITION FUND MANAGEMENT LLC 42.5K +42.5K (+100.0%) 622.0K +622.0K (+100.0%) 0.06% +0.059 pp 0.00% +0.002 pp USD14.65 +0.0% 1 qtrs NEW
61 OPPENHEIMER & CO INC 41.2K +10.2K (+33.0%) 603.9K +124.1K (+25.9%) 0.06% +0.011 pp 0.01% +0.003 pp USD14.43 +1.5% 6 qtrs
62 FIRST FINANCIAL BANK - TRUST DIVISION 41.1K +2.4K (+6.3%) 601.9K +3.3K (+0.6%) 0.06% -0.001 pp 0.05% -0.002 pp USD14.10 +3.9% 7 qtrs
63 JUMP FINANCIAL, LLC 37.7K +37.7K (+100.0%) 552.5K +552.5K (+100.0%) 0.05% +0.053 pp 0.01% +0.007 pp USD14.65 +0.0% 3 qtrs
64 AIGEN INVESTMENT MANAGEMENT, LP 37.4K -2.5K (-6.3%) 547.6K -70.2K (-11.4%) 0.05% -0.008 pp 0.13% +0.031 pp USD15.03 -2.5% 3 qtrs
65 BISON WEALTH, LLC 37.4K +4.1K (+12.4%) 536.9K +33.3K (+6.6%) 0.05% +0.002 pp 0.06% +0.014 pp USD15.39 -4.8% 2 qtrs
66 VIRTU FINANCIAL LLC 34.6K +34.6K (+100.0%) 507.0K +507.0K (+100.0%) 0.05% +0.048 pp 0.02% +0.020 pp USD14.65 +0.0% 1 qtrs NEW
67 CORNERSTONE WEALTH MANAGEMENT, LLC 34.5K +1.2K (+3.5%) 505.4K -10.8K (-2.1%) 0.05% -0.002 pp 0.03% -0.002 pp USD14.50 +1.0% 9 qtrs
68 ROYAL BANK OF CANADA 33.1K +3.2K (+10.9%) 484.0K +22.0K (+4.8%) 0.05% +0.001 pp 0.00% +0.000 pp USD14.16 +3.5% 18 qtrs
69 TWO SIGMA ADVISERS, LP 32.3K -517.6K (-94.1%) 473.2K -8.0M (-94.4%) 0.05% -0.789 pp 0.00% -0.016 pp USD15.01 -2.4% 18 qtrs
70 SEI INVESTMENTS CO 32.1K +32.1K (+100.0%) 470.6K +470.6K (+100.0%) 0.04% +0.045 pp 0.00% +0.001 pp USD14.65 +0.0% 1 qtrs NEW
71 PRIVATE ADVISOR GROUP, LLC 30.8K +2.3K (+8.0%) 451.9K +10.0K (+2.3%) 0.04% 0.000 pp 0.00% +0.000 pp USD14.03 +4.4% 15 qtrs
72 EAGLE GLOBAL ADVISORS LLC 29.4K +8.2K (+38.3%) 431.1K +101.7K (+30.9%) 0.04% +0.009 pp 0.02% +0.003 pp USD15.02 -2.5% 4 qtrs
73 D.A. DAVIDSON & CO. 29.4K +6.1K (+26.1%) 430.7K +69.7K (+19.3%) 0.04% +0.006 pp 0.00% +0.000 pp USD14.71 -0.4% 4 qtrs
74 ALPS ADVISORS INC 28.6K +316.0 (+1.1%) 419.2K -18.9K (-4.3%) 0.04% -0.003 pp 0.00% +0.000 pp USD13.94 +5.1% 6 qtrs
75 WHIPPLEWOOD ADVISORS, LLC 28.3K +28.3K (+100.0%) 415.0K +415.0K (+100.0%) 0.04% +0.040 pp 0.27% +0.267 pp USD14.65 +0.0% 1 qtrs NEW
76 UNITED CAPITAL FINANCIAL ADVISERS, LLC 27.1K +721.0 (+2.7%) 397.7K -11.4K (-2.8%) 0.04% -0.002 pp 0.00% -0.001 pp USD15.46 -5.2% 2 qtrs
77 GOLDMAN SACHS GROUP INC 26.7K -30.5K (-53.3%) 391.5K -494.4K (-55.8%) 0.04% -0.049 pp 0.00% 0.000 pp USD15.06 -2.7% 17 qtrs
78 QUEST PARTNERS LLC 25.1K -60.2K (-70.6%) 367.4K -953.2K (-72.2%) 0.04% -0.094 pp 0.02% -0.066 pp USD14.47 +1.2% 6 qtrs
79 PRINCIPAL STREET PARTNERS, LLC 24.7K +— (+0.0%) 362.0K -20.5K (-5.4%) 0.03% -0.003 pp 0.06% +0.000 pp USD14.50 +1.0% 5 qtrs
80 FIRST COMMONWEALTH FINANCIAL CORP /PA/ 24.5K +799.0 (+3.4%) 359.5K -8.0K (-2.2%) 0.03% -0.002 pp 0.06% -0.002 pp USD14.48 +1.2% 5 qtrs
81 JANE STREET GROUP, LLC 24.5K +7.2K (+41.6%) 358.9K +91.1K (+34.0%) 0.03% +0.008 pp 0.00% +0.000 pp USD15.09 -2.9% 6 qtrs
82 U.S. CAPITAL WEALTH ADVISORS, LLC 24.2K +3.2K (+15.2%) 354.5K +29.5K (+9.1%) 0.03% +0.002 pp 0.01% +0.001 pp USD14.15 +3.5% 3 qtrs
83 VIDENT ADVISORY, LLC 23.6K -23.2K (-49.6%) 345.6K -379.0K (-52.3%) 0.03% -0.038 pp 0.00% -0.004 pp USD14.30 +2.4% 8 qtrs
84 SANCTUARY ADVISORS, LLC 23.5K +2.4K (+11.4%) 343.7K +17.8K (+5.5%) 0.03% +0.001 pp 0.00% +0.000 pp USD13.89 +5.5% 6 qtrs
85 R SQUARED LTD 23.4K +23.4K (+100.0%) 342.4K +342.4K (+100.0%) 0.03% +0.033 pp 0.16% +0.160 pp USD14.65 +0.0% 1 qtrs NEW
86 TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES INC 22.1K +— (+0.0%) 323.3K -18.3K (-5.4%) 0.03% -0.003 pp 0.02% -0.010 pp USD14.47 +1.2% 5 qtrs
87 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 21.5K +8.8K (+68.6%) 315.0K +118.0K (+59.9%) 0.03% +0.011 pp 0.00% +0.000 pp USD15.14 -3.2% 2 qtrs
88 SQUAREPOINT OPS LLC 21.4K +21.4K (+100.0%) 314.2K +314.2K (+100.0%) 0.03% +0.030 pp 0.00% +0.000 pp USD14.65 +0.0% 1 qtrs NEW
89 CENTIVA CAPITAL, LP 21.3K +21.3K (+100.0%) 312.1K +312.1K (+100.0%) 0.03% +0.030 pp 0.00% +0.003 pp USD14.65 +0.0% 1 qtrs NEW
90 TOROSO INVESTMENTS, LLC 21.0K +21.0K (+100.0%) 307.7K +307.7K (+100.0%) 0.03% +0.029 pp 0.00% +0.001 pp USD14.65 +0.0% 1 qtrs NEW
91 MOODY NATIONAL BANK TRUST DIVISION 20.1K +1.6K (+8.6%) 294.8K +7.9K (+2.7%) 0.03% +0.000 pp 0.03% +0.004 pp USD13.90 +5.4% 6 qtrs
92 BIRCHVIEW CAPITAL, LP 20.0K +20.0K (+100.0%) 293.0K +293.0K (+100.0%) 0.03% +0.028 pp 0.17% +0.172 pp USD14.65 +0.0% 1 qtrs NEW
93 ANGELES WEALTH MANAGEMENT, LLC 18.6K +18.6K (+100.0%) 271.8K +271.8K (+100.0%) 0.03% +0.026 pp 0.02% +0.015 pp USD14.65 +0.0% 1 qtrs NEW
94 GSA CAPITAL PARTNERS LLP 18.2K +18.2K (+100.0%) 267.0K +267.0K (+100.0%) 0.03% +0.026 pp 0.02% +0.023 pp USD14.65 +0.0% 6 qtrs
95 KESTRA ADVISORY SERVICES, LLC 18.0K +5.2K (+40.4%) 264.2K +65.4K (+32.9%) 0.03% +0.006 pp 0.00% +0.000 pp USD14.24 +2.9% 3 qtrs
96 VALUES FIRST ADVISORS, INC. 17.4K +17.4K (+100.0%) 254.8K +254.8K (+100.0%) 0.02% +0.024 pp 0.13% +0.132 pp USD14.65 +0.0% 1 qtrs NEW
97 KOVACK ADVISORS, INC. 17.2K +17.2K (+100.0%) 251.9K +251.9K (+100.0%) 0.02% +0.024 pp 0.01% +0.012 pp USD14.65 +0.0% 1 qtrs NEW
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 9 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Putnam BDC Income ETF PBDC 4.77% 13.17M 13.49%
2 Invesco KBW High Dividend Yield Financial ETF KBWD 2.98% 12.54M 5.39%
3 VanEck BDC Income ETF BIZD 1.97% 31.60M 9.69%
4 FT Confluence BDC & Specialty Finance Income ETF FBDC 1.71% 587.3K 12.44%
5 Sound Enhanced Fixed Income ETF FXED 1.04% 470.9K 2.51%
6 iShares Listed Private Equity UCITS ETF IPRA.AS 0.54% 469.4K 0.75%
7 iShares Listed Private Equity UCITS ETF IDPE.L 0.54% 4.22M 0.75%
8 Invesco Global Listed Private Equity ETF PSP 0.26% 581.4K 1.80%
9 T. Rowe Price Small-Mid Cap ETF TMSL 0.17% 4.81M 0.55%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
2.33
Bullish
Ratio by volume
3.00
Bullish
Buys
14
Sells
6
Shares acquired
550.9K
Shares disposed
76.2K
Cash buys
9.00
Cash sales
Net activity
+474,646
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-16 Estes Ronald E. Director P-Purchase A Common Stock 800 14.16 11.3K 40,443 D
2026-03-16 Brown Kyle Steven Director / Officer P-Purchase A Common Stock 3,532 14.16 50.0K 620,709 D
2026-03-13 Testa Michael Officer A-Award A Common Stock 52,011 0.00 143,766 D
2026-03-13 Stanton Sarah Officer A-Award A Common Stock 55,478 0.00 135,738 D
2026-03-13 Kundich Ronald Officer A-Award A Common Stock 45,076 0.00 247,359 D
2026-03-13 Harder Gerald Officer A-Award A Common Stock 104,022 0.00 225,262 D
2026-03-13 Brown Steve Louis Director / Officer F-InKind D Common Stock 31,101 14.42 448.5K 376,307 D
2026-03-13 Brown Kyle Steven Director / Officer A-Award A Common Stock 256,588 0.00 617,176 D
2026-03-12 Brown Steve Louis Director / Officer P-Purchase A Common Stock 27,109 14.75 399.9K 940,745 I
2026-03-11 Estes Ronald E. Director P-Purchase A Common Stock 500 14.75 7.4K 39,643 D
2026-03-09 Estes Ronald E. Director P-Purchase A Common Stock 105 14.80 1.6K 39,143 D
2026-03-09 Brown Steve Louis Director / Officer P-Purchase A Common Stock 518 14.82 7.7K 913,636 I
2026-03-03 Estes Ronald E. Director P-Purchase A Common Stock 200 14.73 2.9K 39,038 D
2026-03-02 Brown Kyle Steven Director / Officer P-Purchase A Common Stock 3,333 14.90 49.7K 376,775 D
2025-12-15 Testa Michael Officer F-InKind D Common Stock 1,486 15.12 22.5K 96,554 D
2025-12-15 Stanton Sarah Officer F-InKind D Common Stock 2,537 15.12 38.4K 138,269 D
2025-12-15 Kundich Ronald Officer F-InKind D Common Stock 4,037 15.12 61.0K 209,109 D
2025-12-15 Harder Gerald Officer F-InKind D Common Stock 4,578 15.12 69.2K 291,546 D
2025-12-15 Estes Ronald E. Director P-Purchase A Common Stock 1,000 15.08 15.1K 38,444 D
2025-12-15 Brown Steve Louis Director / Officer F-InKind D Common Stock 15,731 15.12 237.9K 804,872 D
2025-12-15 Brown Kyle Steven Director / Officer F-InKind D Common Stock 16,187 15.12 244.7K 285,700 D
2025-12-12 Estes Ronald E. Director P-Purchase A Common Stock 500 15.15 7.6K 37,444 D
2025-11-19 Estes Ronald E. Director P-Purchase A Common Stock 1,000 14.43 14.4K 36,944 D
2025-11-18 Estes Ronald E. Director P-Purchase A Common Stock 500 14.45 7.2K 35,944 D
2025-11-18 Brown Steve Louis Director / Officer P-Purchase A Common Stock 2,137 14.52 31.0K 820,603 D
2025-11-07 Estes Ronald E. Director P-Purchase A Common Stock 2,000 14.44 28.9K 38,779 D
2025-11-07 Brown Steve Louis Director / Officer P-Purchase A Common Stock 4,500 14.42 64.9K 818,466 D
2025-11-07 Brown Kyle Steven Director / Officer P-Purchase A Common Stock 6,920 14.44 99.9K 997,033 D
2025-09-15 Testa Michael Officer F-InKind D Common Stock 1,789 16.02 28.7K 98,040 D
2025-09-15 Stanton Sarah Officer F-InKind D Common Stock 2,537 16.02 40.6K 140,806 D
2025-09-15 Kundich Ronald Officer F-InKind D Common Stock 4,037 16.02 64.7K 213,146 D
2025-09-15 Harder Gerald Officer F-InKind D Common Stock 4,579 16.02 73.4K 296,124 D
2025-09-15 Brown Steve Louis Director / Officer F-InKind D Common Stock 15,731 16.02 252.0K 813,966 D
2025-09-15 Brown Kyle Steven Director / Officer F-InKind D Common Stock 16,187 16.02 259.3K 990,113 D
2025-09-12 Estes Ronald E. Director P-Purchase A Common Stock 1,000 16.08 16.1K 36,779 D
2025-09-11 Estes Ronald E. Director P-Purchase A Common Stock 1,000 16.05 16.1K 35,779 D
2025-09-10 Estes Ronald E. Director P-Purchase A Common Stock 1,000 16.14 16.1K 33,779 D
2025-09-03 Estes Ronald E. Director P-Purchase A Common Stock 1,000 16.15 16.1K 32,779 D
2025-08-27 Estes Ronald E. Director G-Gift D Common Stock 2,000 0.00 6,837 I
2025-08-08 Brown Kyle Steven Director / Officer P-Purchase A Common Stock 3,200 15.78 50.5K 1,006,300 D
2025-06-13 Testa Michael Officer F-InKind D Common Stock 1,788 14.45 25.8K 99,829 D
2025-06-13 Stanton Sarah Officer F-InKind D Common Stock 1,627 14.45 23.5K 143,343 D
2025-06-13 Kundich Ronald Officer F-InKind D Common Stock 3,393 14.45 49.0K 217,183 D
2025-06-13 Harder Gerald Officer F-InKind D Common Stock 4,578 14.45 66.2K 300,703 D
2025-06-13 Brown Steve Louis Director / Officer F-InKind D Common Stock 15,731 14.45 227.3K 829,697 D
2025-06-13 Brown Kyle Steven Director / Officer F-InKind D Common Stock 16,185 14.45 233.9K 1,003,100 D
2025-06-12 Zacharia Michael Director A-Award A Common Stock 3,443 0.00 25,545 D
2025-06-12 Lockridge Irma Director A-Award A Common Stock 3,443 0.00 20,126 D
2025-06-12 HAMADA RICHARD P Director A-Award A Common Stock 3,443 0.00 97,178 D
2025-06-12 Estes Ronald E. Director A-Award A Common Stock 3,443 0.00 31,779 D
2025-06-11 Estes Ronald E. Director P-Purchase A Common Stock 700 14.60 10.2K 27,336 D
2025-06-05 Estes Ronald E. Director P-Purchase A Common Stock 1,000 14.35 14.3K 26,636 D
2025-05-19 HAMADA RICHARD P Director S-Sale D Common Stock 26 14.90 387.40 97,044 D
2025-05-09 Brown Kyle Steven Director / Officer P-Purchase A Common Stock 3,513 14.22 50.0K 55,332 I
2025-03-14 Testa Michael Officer F-InKind D Common Stock 4,971 15.83 78.7K 101,617 D
2025-03-14 Stanton Sarah Officer A-Award A Employee Stock Option (right to buy) 300,000 15.83 4.75M 300,000 D
2025-03-14 Kundich Ronald Officer F-InKind D Common Stock 5,548 15.83 87.8K 220,576 D
2025-03-14 Harder Gerald Officer A-Award A Employee Stock Option (right to buy) 300,000 15.83 4.75M 300,000 D
2025-03-14 Brown Steve Louis Director / Officer F-InKind D Common Stock 28,455 15.83 450.4K 845,428 D
2025-03-14 Brown Kyle Steven Director / Officer A-Award A Employee Stock Option (right to buy) 300,000 15.83 4.75M 300,000 D
2024-12-31 Estes Ronald E. Director Common Stock 0 0.00 8,837 I
2024-12-20 Testa Michael Officer A-Award D Common Stock 41,379 0.00 106,588 D
2024-12-20 Stanton Sarah Officer A-Award D Common Stock 46,897 0.00 148,910 D
2024-12-20 Kundich Ronald Officer A-Award D Common Stock 41,379 0.00 226,124 D
2024-12-20 Harder Gerald Officer A-Award A Common Stock 60,690 0.00 292,892 D
2024-12-20 Brown Steve Louis Director / Officer A-Award D Common Stock 137,838 0.00 848,530 D
2024-12-20 Brown Kyle Steven Director / Officer A-Award D Common Stock 97,297 0.00 1,051,243 D
2024-12-13 Testa Michael Officer F-InKind D Common Stock 728 14.60 10.6K 65,209 D
2024-12-13 Stanton Sarah Officer F-InKind D Common Stock 856 14.60 12.5K 102,013 D
2024-12-13 Kundich Ronald Officer F-InKind D Common Stock 2,745 14.60 40.1K 184,745 D
2024-12-13 Harder Gerald Officer F-InKind D Common Stock 3,024 14.60 44.2K 232,202 D
2024-12-13 Brown Steve Louis Director / Officer F-InKind D Common Stock 11,490 14.60 167.8K 710,692 D
2024-12-13 Brown Kyle Steven Director / Officer F-InKind D Common Stock 10,886 14.60 158.9K 953,946 D
2024-12-10 Zacharia Michael Director P-Purchase A Common Stock 4,210 14.34 60.4K 22,102 D
2024-11-26 Harder Gerald Officer G-Gift D Common Stock 2,000 0.00 235,226 D
2024-11-04 Zacharia Michael Director P-Purchase A Common Stock 200 13.15 2.6K 16,542 D
2024-11-04 Brown Steve Louis Director / Officer P-Purchase A Common Stock 15,600 13.08 204.0K 722,182 D
2024-11-01 Estes Ronald E. Director P-Purchase A Common Stock 500 13.60 6.8K 24,336 D
2024-11-01 Brown Kyle Steven Director / Officer P-Purchase A Common Stock 1,910 13.39 25.6K 963,177 D
2024-09-13 Testa Michael Officer F-InKind D Common Stock 728 13.98 10.2K 65,937
2024-09-13 Stanton Sarah Officer F-InKind D Common Stock 1,162 13.98 16.2K 102,869
2024-09-13 Kundich Ronald Officer F-InKind D Common Stock 3,705 13.98 51.8K 187,490
2024-09-13 Harder Gerald Officer F-InKind D Common Stock 4,610 13.98 64.4K 237,226
2024-09-13 Brown Steve Louis Director / Officer F-InKind D Common Stock 18,632 13.98 260.5K 702,832
2024-09-13 Brown Kyle Steven Director / Officer F-InKind D Common Stock 18,028 13.98 252.0K 957,270
2024-08-26 Estes Ronald E. Director P-Purchase A Common Stock 500 13.95 7.0K 23,836
2024-08-22 Estes Ronald E. Director P-Purchase A Common Stock 597 14.10 8.4K 29,238
2024-08-20 Estes Ronald E. Director G-Gift D Common Stock 2,000 0.00 28,641
2024-08-13 Brown Kyle Steven Director / Officer P-Purchase A Common Stock 3,500 14.16 49.5K 975,298
2024-06-14 Testa Michael Officer F-InKind D Common Stock 729 14.82 10.8K 66,665
2024-06-14 Stanton Sarah Officer F-InKind D Common Stock 1,162 14.82 17.2K 104,031
2024-06-14 Kundich Ronald Officer F-InKind D Common Stock 3,265 14.82 48.4K 191,195
2024-06-14 Harder Gerald Officer F-InKind D Common Stock 4,609 14.82 68.3K 241,836
2024-06-14 Brown Steve Louis Director / Officer F-InKind D Common Stock 18,632 14.82 276.1K 721,464
2024-06-14 Brown Kyle Steven Director / Officer F-InKind D Common Stock 18,026 14.82 267.1K 971,798
2024-06-12 Zacharia Michael Director A-Award A Common Stock 3,335 0.00 15,752
2024-06-12 Lockridge Irma Director A-Award A Common Stock 3,335 0.00 16,683
2024-06-12 HAMADA RICHARD P Director A-Award A Common Stock 3,335 0.00 97,070
2024-06-12 Estes Ronald E. Director A-Award A Common Stock 3,335 0.00 30,641
2024-03-15 Testa Michael Officer F-InKind D Common Stock 2,109 14.80 31.2K 26,853
2024-03-15 Stanton Sarah Officer A-Award A Common Stock 45,946 0.00 105,193
2024-03-15 Kundich Ronald Officer F-InKind D Common Stock 6,049 14.80 89.5K 153,919
2024-03-15 Harder Gerald Officer F-InKind D Common Stock 5,867 14.80 86.8K 186,986
2024-03-15 Brown Steve Louis Director / Officer F-InKind D Common Stock 35,868 14.80 530.8K 577,934
2024-03-15 Brown Kyle Steven Director / Officer F-InKind D Common Stock 34,356 14.80 508.5K 787,121
2024-03-14 Brown Kyle Steven Director / Officer P-Purchase A Common Stock 3,354 14.91 50.0K 821,477
2024-03-12 HAMADA RICHARD P Director G-Gift A Common Stock 83,661 0.00 93,735
2024-01-05 Testa Michael Officer D Common Stock 0 0.00 28,962
2023-12-15 Stanton Sarah Officer F-InKind D Common Stock 596 15.22 9.1K 62,109
2023-12-15 Lund David Michael Officer F-InKind D Common Stock 6,591 15.22 100.3K 98,646
2023-12-15 Kundich Ronald Officer F-InKind D Common Stock 3,035 15.22 46.2K 159,968
2023-12-15 Harder Gerald Officer F-InKind D Common Stock 3,097 15.22 47.1K 192,853
2023-12-15 Brown Steve Louis Director / Officer F-InKind D Common Stock 12,887 15.22 196.1K 613,802
2023-12-15 Brown Kyle Steven Director / Officer F-InKind D Common Stock 12,585 15.22 191.5K 818,123
2023-11-07 Brown Kyle Steven Director / Officer P-Purchase A TRIN 2,786 14.36 40.0K 830,708
2023-09-15 Stanton Sarah Officer F-InKind D Common Stock 595 14.78 8.8K 62,705
2023-09-15 Lund David Michael Officer F-InKind D Common Stock 6,198 14.78 91.6K 105,237
2023-09-15 Kundich Ronald Officer F-InKind D Common Stock 2,117 14.78 31.3K 163,003
2023-09-15 Harder Gerald Officer F-InKind D Common Stock 1,988 14.78 29.4K 195,950
2023-09-15 Brown Steve Louis Director / Officer F-InKind D Common Stock 12,887 14.78 190.5K 626,689
2023-09-15 Brown Kyle Steven Director / Officer F-InKind D Common Stock 12,585 14.78 186.0K 827,922
2023-08-04 Brown Kyle Steven Director / Officer P-Purchase A Common Stock 3,531 14.16 50.0K 51,819
2023-06-14 Zacharia Michael Director A-Award A Common Stock 3,799 0.00 12,417
2023-06-14 Lockridge Irma Director A-Award A Common Stock 3,799 0.00 13,348
2023-06-14 HAMADA RICHARD P Director A-Award A Common Stock 3,799 0.00 10,074
2023-06-14 Estes Ronald E. Director P-Purchase A Common Stock 500 13.25 6.6K 23,507
2023-06-13 Estes Ronald E. Director P-Purchase A Common Stock 365 13.35 4.9K 23,007
2023-05-11 Brown Steve Louis Director / Officer P-Purchase A Common Stock 3,700 11.55 42.7K 639,576
2023-05-11 Brown Kyle Steven Director / Officer P-Purchase A Common Stock 2,148 11.61 24.9K 48,288
2023-03-15 Stanton Sarah Officer F-InKind D Common Stock 1,468 12.85 18.9K 29,526
2023-03-15 Lund David Michael Officer A-Award A Common Stock 48,560 0.00 111,435
2023-03-15 Kundich Ronald Officer F-InKind D Common Stock 4,927 12.85 63.3K 121,777
2023-03-15 Harder Gerald Officer A-Award A Common Stock 57,803 0.00 197,938
2023-03-15 Brown Steve Louis Director / Officer F-InKind D Common Stock 30,123 12.85 387.1K 416,223
2023-03-15 Brown Kyle Steven Director / Officer F-InKind D Common Stock 28,721 12.85 369.1K 632,415
2023-03-09 Estes Ronald E. Director P-Purchase A Common Stock 263 13.50 3.6K 22,642
2023-03-09 Brown Kyle Steven Director / Officer P-Purchase A Common Stock 3,646 13.71 50.0K 46,140
2022-12-31 Lund David Michael Officer I Common Stock 0 0.00 3,500
2022-12-31 Lockridge Irma Director 0 0.00 0
2022-12-31 Harder Gerald Officer D Common Stock 0 0.00 145,052
2022-12-31 Estes Ronald E. Director D Common Stock 0 0.00 22,379
2022-12-12 Kundich Ronald Officer P-Purchase A Common Stock 300 10.46 3.1K 126,704
2022-12-09 Lund David Michael Officer P-Purchase A Common Stock 2,700 10.48 28.3K 6,200
2022-12-08 Harder Gerald Officer P-Purchase A Common Stock 10,000 10.53 105.3K 11,000
2022-12-08 Estes Ronald E. Director P-Purchase A Common Stock 225 10.50 2.4K 20,488
2022-12-08 Brown Steve Louis Officer P-Purchase A Common Stock 6,800 10.52 71.5K 446,346
2022-12-08 Brown Kyle Steven Officer P-Purchase A Common Stock 23,000 10.38 238.7K 42,494
2022-08-18 Brown Kyle Steven Officer P-Purchase A Common Stock 3,257 15.33 49.9K 19,494
2022-08-09 Brown Steve Louis Officer P-Purchase A Common Stock 24,835 15.75 391.2K 439,546
2022-08-08 Brown Kyle Steven Officer P-Purchase A Common Stock 6,060 15.76 95.5K 16,237
2022-06-15 Zacharia Michael Director A-Award A Common Stock 3,385 0.00 8,618
2022-06-15 Lockridge Irma Director A-Award A Common Stock 3,385 0.00 6,275
2022-06-15 HAMADA RICHARD P Director A-Award A Common Stock 3,385 0.00 6,275
2022-06-15 Estes Ronald E. Director A-Award A Common Stock 3,385 0.00 20,263
2022-05-25 Estes Ronald E. Director P-Purchase A Common Stock 300 15.49 4.6K 16,878
2022-05-24 HAMADA RICHARD P Director P-Purchase A Common Stock 5,058 15.00 75.9K 83,661
2022-05-20 Brown Kyle Steven Officer P-Purchase A Common Stock 3,377 14.80 50.0K 10,177
2022-05-12 Zacharia Michael Director P-Purchase A Common Stock 3,900 15.02 58.6K 20,340
2022-05-12 Lund David Michael Officer P-Purchase A Common Stock 3,200 15.29 48.9K 68,253
2022-05-12 Harder Gerald Officer P-Purchase A Common Stock 1,000 15.57 15.6K 1,000
2022-05-12 Estes Ronald E. Director P-Purchase A Common Stock 645 15.48 10.0K 16,578
2022-05-12 Brown Kyle Steven Officer P-Purchase A Common Stock 4,519 15.49 70.0K 658,505
2022-03-23 Zacharia Michael Director P-Purchase A Common Stock 1,000 18.97 19.0K 5,233
2022-03-23 Estes Ronald E. Director P-Purchase A Common Stock 325 18.75 6.1K 12,718
2022-03-18 Zacharia Michael Director P-Purchase A Common Stock 1,200 18.36 22.0K 4,233
2022-03-18 Estes Ronald E. Director P-Purchase A Common Stock 600 18.14 10.9K 12,393
2022-03-18 Brown Steve Louis Officer P-Purchase A Common Stock 1,550 18.27 28.3K 523,010
2022-03-15 Stanton Sarah Officer A-Award A Common Stock 17,341 0.00 30,994
2022-03-15 Lund David Michael Officer A-Award A Common Stock 57,803 0.00 65,053
2022-03-15 Lockridge Irma Director A-Award A Common Stock 2,890 0.00 2,890
2022-03-15 Kundich Ronald Officer A-Award A Common Stock 43,353 0.00 126,404
2022-03-15 Harder Gerald Officer A-Award A Common Stock 57,803 0.00 145,052
2022-03-15 HAMADA RICHARD P Director A-Award A Common Stock 2,890 0.00 2,890
2022-03-15 Brown Steve Louis Officer A-Award A Common Stock 219,653 0.00 431,777
2022-03-15 Brown Kyle Steven Officer A-Award A Common Stock 208,092 0.00 650,523
2021-12-07 Lockridge Irma Director 0 0.00 0
2021-12-07 HAMADA RICHARD P Director I Common Stock 0 0.00 78,603
2021-11-15 Zacharia Michael Director P-Purchase A Common Stock 1,440 17.32 24.9K 16,440
2021-11-12 Zacharia Michael Director P-Purchase A Common Stock 1,500 17.29 25.9K 15,000
2021-09-15 Zito Edmund G. Director A-Award A Common Stock 3,033 0.00 58,200
2021-09-15 Zacharia Michael Director A-Award A Common Stock 3,033 0.00 11,793
2021-09-15 Ward Richard R. Director A-Award A Common Stock 3,033 0.00 25,533
2021-09-15 Stanton Sarah Officer A-Award A Common Stock 13,652 0.00 13,652
2021-09-15 Kundich Ronald Officer A-Award A Common Stock 40,958 0.00 83,051
2021-09-15 Harder Gerald Officer A-Award A Common Stock 45,509 0.00 87,249
2021-09-15 Estes Ronald E. Director A-Award A Common Stock 3,033 0.00 11,793
2021-09-15 Brown Steve Louis Director / Officer A-Award A Common Stock 204,793 0.00 717,525
2021-09-15 Brown Kyle Steven Director / Officer A-Award A Common Stock 204,793 0.00 442,431
2021-08-31 Harder Gerald Officer G-Gift D Common Stock 1,000 0.00 41,740
2021-08-23 Lund David Michael Officer P-Purchase A Common Stock 3,500 14.99 52.5K 3,500
2021-08-11 Estes Ronald E. Director P-Purchase A Common Stock 60 15.15 909.00 8,760
2021-06-01 Brown Steve Louis Director / Officer P-Purchase A Common Stock 382 14.51 5.5K 512,732
2021-05-28 Zito Edmund G. Director P-Purchase A Common Stock 5,000 14.50 72.5K 55,167
2021-05-28 Estes Ronald E. Director P-Purchase A Common Stock 200 14.40 2.9K 8,700
2021-03-15 Zito Edmund G. Director P-Purchase A Common Stock 16,000 14.62 233.9K 30,515
2021-03-11 Zacharia Michael Director P-Purchase A Common Stock 2,000 15.08 30.2K 13,500
2021-03-10 Zacharia Michael Director P-Purchase A Common Stock 4,200 15.52 65.2K 11,500
2021-03-10 Estes Ronald E. Director P-Purchase A Common Stock 1,500 15.50 23.3K 8,500
2021-01-29 Zacharia Michael Director P-Purchase A Common Stock 7,300 14.00 102.2K 7,300
2021-01-29 Ward Richard R. Director P-Purchase A Common Stock 22,500 14.00 315.0K 22,500

Executive team

Top executives
EBIT / Employee
3.73M
Shares Outstanding
69.29M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 Kyle Brown Chief Executive Officer, President and Chief Investment Officer, and Director 733.3K 1.82M 4.41M 13.8K 6.97M 63.26%
2 2024 Steven L. Brown Executive Chairman and Director 666.7K 1.05M 4.40M 13.8K 6.12M 71.83%
3 2024 Gerald Harder Chief Operating Officer 625.0K 715.0K 1.76M 13.8K 3.11M 56.52%
4 2023 Steven L. Brown Chairman and Chief Executive Officer 750.0K 1.59M 2.82M 13.2K 5.17M 54.56%
5 2023 Steven L. Brown Executive Chairman and Director 750.0K 1.59M 2.82M 13.2K 5.17M 54.56%
6 2023 Kyle Brown Director, President and Chief Investment Officer 650.0K 1.34M 2.67M 13.2K 4.68M 57.13%
7 2023 Kyle Brown Chief Executive Officer, President and Chief Investment Officer, and Director 650.0K 1.34M 2.67M 13.2K 4.68M 57.13%
8 2023 Gerald Harder Chief Operating Officer 500.0K 792.8K 742.8K 13.2K 2.05M 36.25%
9 2022 Steven L. Brown Chairman and Chief Executive Officer 750.0K 1.48M 3.80M 6.03M 62.98%
10 2022 Steven L. Brown Executive Chairman and Director 750.0K 1.48M 3.80M 6.03M 62.98%
11 2022 Kyle Brown Director, President and Chief Investment Officer 650.0K 1.26M 3.60M 20.5K 5.53M 65.15%
12 2022 Kyle Brown Chief Executive Officer, President and Chief Investment Officer, and Director 650.0K 1.26M 3.60M 20.5K 5.53M 65.15%
13 2022 Gerald Harder Chief Operating Officer 500.0K 732.2K 1,000.0K 27.0K 2.26M 44.26%
14 2021 Steven L. Brown Chairman and Chief Executive Officer 666.3K 1.00M 3.37M 5.04M 66.93%
15 2021 Kyle Brown Director, President and Chief Investment Officer 563.8K 768.8K 3.37M 4.71M 71.69%
16 2021 Gerald Harder Chief Operating Officer 461.3K 397.5K 750.0K 1.61M 46.62%
17 2020 Steven L. Brown Chairman and Chief Executive Officer 622.9K 911.3K 1.53M 0.00%
18 2020 Kyle Brown Director, President and Chief Investment Officer 527.1K 718.8K 1.25M 0.00%
19 2020 Gerald Harder Senior Vice President – Chief Credit Officer 431.3K 377.5K 808.8K 0.00%
20 2020 Gerald Harder Chief Operating Officer 431.3K 377.5K 808.8K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-30 DEFA14A
2026-04-30 DEF 14A
2025-05-01 DEFA14A
2025-05-01 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-06 8-K
2026-05-06 10-Q
2026-04-30 DEFA14A
2026-04-30 DEF 14A
2026-04-10 8-K
2026-03-17 4
2026-03-17 4
2026-03-17 4
2026-03-17 4
2026-03-17 4

Executive team

NameTitleCompensationGender
Kyle Steven Brown Chief Executive Officer, President, Chief Investment Officer & Director 3M male
Gerald Harder Chief Operating Officer 1M male
Steven Louis Brown Founder & Executive Chairman 1M male
Kevin Zeidan Managing Director of Tech Lending male
Lindsay Watson Chief Vibes Officer female
Michael Testa Chief Financial Officer & Treasurer male
Nader Maghsoudnia Senior Managing Director of Portfolio & Credit male
Ben Malcolmson Head of Investor Relations male
Rachel Bloomer Director of Human Resources female
Richard Nelson Senior Technology Director male
Robert C. Lake Senior Managing Director of Life Sciences male
Ronald Kundich Chief Credit Officer male
ESG Rating
B
ASSET MANAGEMENT
2026
E (Environmental)
81.1 / 67.2
Company / Sector avg.
S (Social)
72.1 / 77.3
Company / Sector avg.
G (Governance)
75.0 / 74.6
Company / Sector avg.
ESG Total
76.1 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits