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TriplePoint Venture Growth BDC Corp. (TPVG)

USD4.75 +0.06 (+1.17%)
US NYSE Financial Services Asset Management
Address 2755 Sand Hill Road 94025
Menlo Park, CA, US
CEO James Peter Labe
Website tpvg.com
IPO 2014-03-06
CIK 1580345 ISIN US89677Y1001

Explore sections of this company profile

Also trades on New York Stock Exchange · TPVG (USD) New York Stock Exchange · TPVY (USD)
Description

TriplePoint Venture Growth BDC Corp. (TPVG) functions as a business development company, primarily concentrating its investments on growth-stage enterprises backed by venture capital. The firm's core offering involves providing debt financing solutions to companies within the venture growth ecosystem. These solutions encompass a diverse range of products, such as growth capital loans, customized and secured credit facilities, equipment financing, and revolving lines of credit. Additionally, TPVG engages in direct equity investments. Its investment strategy targets companies operating in key sectors, including e-commerce, entertainment, technology, and life sciences. Within the technology sphere, the areas of specific interest are broad, covering cybersecurity, wireless communication equipment, network systems and software, business application software, conferencing solutions, big data analytics, cloud computing, data storage, electronics, energy efficiency, hardware, information services, internet and media, networking, semiconductors, various software categories (including Software-as-a-Service), and other related technological subsectors. For life sciences, TPVG focuses on biotechnology, biofuels/biomass, diagnostic testing and bioinformatics, drug delivery systems, drug discovery, healthcare information systems, healthcare services, medical/surgical/therapeutic devices, pharmaceuticals, and other related fields. The size of TPVG's investments varies based on the type of financing: growth capital loans typically range from $5 million to $50 million, equipment financings are between $5 million and $25 million, and revolving loans generally fall between $1 million and $25 million. Direct equity investments, conversely, are usually from $0.1 million to $5 million, and are structured to not exceed 5% of the portfolio company's total equity. The debt financing instruments are commonly structured as lines of credit, and the company also employs warrants and secured loans in its funding approach. TPVG aims to achieve targeted returns of 10% to 18%. A distinctive aspect of its investment policy is that it does not seek board representation in the companies it finances.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD4.75 +0.06 (+1.17%)
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Volume Profile
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Liquidity & share structure
Average Volume
335.4K
Beta
1.33
Float Shares
37.86M
Free Float %
93.5%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-2.60% +2.18% +9.77% -2.09% -3.10% -14.07% -13.80% -45.54% -61.95% -45.22% -64.09%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (12 ratings, all time) Hold
Price Targets & DCF
Current price
4.75
Low 5.50 +15.9%
Consensus 8.95 +88.6%
Median 7.25 +52.8%
High 18.00 +279.3%
Ratings Trend (MoM) 0% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 0 0
Hold 5 0
Sell 1 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 2
5.75
+21.2%
All Time 12
10.21
+115.2%
Quality scores
Altman Z-Score
0.34
Distress
Piotroski F-Score
4 / 9
Average
MOAT Score
5 / 10
Developing
Composite Rating
B+
Overall Score
3 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
4 / 5
High
ROA Score
5 / 5
High
D/E Score
1 / 5
Low
P/E Score
4 / 5
High
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    +36.6% Q1'26: +6.6% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    +48.8% Q1'26: -53.1% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    +49.1% Q1'26: -31.6% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    +77.9% Q1'26: +62.4% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    +9.4% Q1'26: +7.1% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    +3.0% Q1'26: +0.7% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    6.19× Q1'26: 7.96× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.34) × ERP
WACC = 32% × Ke + 68% × Kd (5.7%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 4.75
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
2 Rev. Ana.
3 EPS Ana.
Dec 2027
4 Rev. Ana.
4 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
22.54M
est: 39.46M (-42.9%)
23.45M
est: 44.32M (-47.1%)
33.70M
est: 52.15M (-35.4%)
41.53M
est: 61.06M (-32.0%)
50.21M
est: 72.31M (-30.6%)
57.50M
est: 90.70M (-36.6%)
100.74M
est: 84.87M (+18.7%)
13.40M
est: 117.30M (-88.6%)
5.97M
est: 123.98M (-95.2%)
71.19M
est: 109.29M (-34.9%)
97.21M
est: 92.17M (+5.5%)
91.72M
89.99M – 93.45M
-0.5% YoY
92.00M
88.95M – 95.03M
+0.3% YoY
88.78M
87.99M – 89.56M
-3.5% YoY
EBITDA
19.14M
est: -85.6K (+22,449.5%)
23.01M
est: -96.2K (+24,028.4%)
26.27M
est: -113.2K (+23,312.6%)
45.64M
est: -132.5K (+34,548.6%)
31.76M
est: -156.9K (+20,338.9%)
35.31M
est: -196.8K (+18,038.6%)
76.56M
est: -184.2K (+41,671.0%)
-20.07M
est: -254.5K (-7,784.8%)
-39.82M
est: -269.0K (-14,702.1%)
32.05M
est: -237.1K (+13,613.0%)
75.73M
est: -200.0K (+37,961.6%)
-199.0K
-202.8K – -195.3K
+0.5% YoY
-199.6K
-206.2K – -193.0K
-0.3% YoY
-192.6K
-194.4K – -190.9K
+3.5% YoY
EBIT
21.81M
est: -85.6K (+25,563.9%)
23.01M
est: -96.2K (+24,028.4%)
26.27M
est: -113.2K (+23,312.6%)
45.64M
est: -132.5K (+34,548.6%)
31.76M
est: -156.9K (+20,338.9%)
35.31M
est: -196.8K (+18,038.6%)
76.56M
est: -184.2K (+41,671.0%)
-20.07M
est: -254.5K (-7,784.8%)
-39.82M
est: -269.0K (-14,702.1%)
32.05M
est: -237.1K (+13,613.0%)
75.73M
est: -200.0K (+37,961.6%)
-199.0K
-202.8K – -195.3K
+0.5% YoY
-199.6K
-206.2K – -193.0K
-0.3% YoY
-192.6K
-194.4K – -190.9K
+3.5% YoY
Net Income
15.52M
est: 58.43M (-73.4%)
11.13M
est: 59.07M (-81.2%)
19.23M
est: 65.75M (-70.8%)
36.56M
est: 65.25M (-44.0%)
31.76M
est: 60.47M (-47.5%)
35.31M
est: 63.23M (-44.2%)
76.56M
est: 50.57M (+51.4%)
-20.07M
est: 73.36M (-127.4%)
-39.82M
est: -10.90M (-265.2%)
32.05M
est: 58.76M (-45.5%)
49.21M
est: 43.45M (+13.2%)
38.08M
35.39M – 38.97M
-12.4% YoY
31.51M
26.46M – 36.67M
-17.2% YoY
26.30M
25.80M – 27.58M
-16.5% YoY
SGA
4.35M
est: 17.78M (-75.5%)
4.47M
est: 19.97M (-77.6%)
4.30M
est: 23.50M (-81.7%)
4.96M
est: 27.51M (-82.0%)
6.04M
est: 32.59M (-81.5%)
6.70M
est: 40.87M (-83.6%)
6.13M
est: 38.25M (-84.0%)
6.70M
est: 52.86M (-87.3%)
9.00M
est: 55.87M (-83.9%)
8.69M
est: 49.25M (-82.3%)
6.12M
est: 41.54M (-85.3%)
41.33M
40.55M – 42.11M
-0.5% YoY
41.46M
40.09M – 42.82M
+0.3% YoY
40.01M
39.65M – 40.36M
-3.5% YoY
EPS
1.03
est: 1.45 (-29.0%)
0.69
est: 1.47 (-53.0%)
1.18
est: 1.63 (-27.7%)
1.78
est: 1.62 (+9.9%)
1.28
est: 1.50 (-14.7%)
1.16
est: 1.57 (-26.1%)
2.47
est: 1.26 (+96.7%)
-1.43
est: 1.82 (-178.5%)
-1.12
est: -0.27 (-313.7%)
0.82
est: 1.45 (-43.6%)
1.22
est: 1.07 (+14.4%)
0.93
0.88 – 0.97
-13.0% YoY
0.79
0.66 – 0.91
-15.0% YoY
0.66
0.64 – 0.68
-15.9% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-06 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-05-05 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-05-04 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-05-01 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-04-30 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-04-29 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-04-28 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-04-27 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-04-24 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-04-23 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-04-22 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-04-21 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-04-20 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-04-17 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5
2026-04-16 B+ 3/5 1/5 4/5 5/5 1/5 4/5 4/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
18
Total invested
3.11M
Insider transactions (90d)
0
Beneficial owners (>5%)
29
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Goldman Sachs Asset Management, L.P. 1.79M 7.20% 1.79M 1.79M IA Delaware 2020-02-11
2 Clearbridge Investments, LLC01-0846058 1.20M 4.85% 1.20M 1.20M IA Delaware 2019-02-14
3 VF VII Advisors LLC 1.10M 4.40% 1.10M 1.10M OO Delaware 2020-02-11
4 Vintage VII Foreign Income Blocker LLC 578.1K 2.30% 578.1K 578.1K OO Delaware 2020-02-11
5 Vintage VII LP 578.1K 2.30% 578.1K 578.1K PN Delaware 2020-02-11
6 Vintage VII Offshore Holdings LP 519.2K 2.10% 519.2K 519.2K PN Delaware 2020-02-11
7 RIVERNORTH CAPITAL MANAGEMENT, LLC 372.7K 12.47% 372.7K 372.7K IA DELAWARE 2019-02-14
8 RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND 244.5K 8.18% 244.5K 244.5K IV MARYLAND 2019-02-14
9 VF VII A2 Advisors LLC 230.8K 0.90% 230.8K 230.8K OO Delaware 2020-02-11
10 Vintage VII A2 Offshore Holdings LP 230.8K 0.90% 230.8K 230.8K PN Delaware 2020-02-11
11 GSAM Gen-Par, LLC 147.5K 0.60% 147.5K 147.5K OO Delaware 2020-02-11
12 VF VII Mgr Advisors Inc. 114.8K 0.50% 114.8K 114.8K CO Delaware 2020-02-11
13 Vintage VII Mgr Hlds LP 114.8K 0.50% 114.8K 114.8K PN Delaware 2020-02-11
14 VF VII B Advisors LLC 110.8K 0.40% 110.8K 110.8K OO Delaware 2020-02-11
15 DALPP Series A(2) Foreign Income Blocker LLC 96.9K 0.40% 96.9K 96.9K OO Delaware 2020-02-11
16 DALPP, L.P. 96.9K 0.40% 96.9K 96.9K PN Delaware 2020-02-11
17 Goldman Sachs DA LLC 96.9K 0.40% 96.9K 96.9K OO Delaware 2020-02-11
18 VF VII B2 Advisors LLC 92.9K 0.40% 92.9K 92.9K OO Delaware 2020-02-11
19 Vintage VII B2 Offshore Corporate Holdings LP 92.9K 0.40% 92.9K 92.9K PN Delaware 2020-02-11
20 Vintage VII B Offshore Holdings LP 78.3K 0.30% 78.3K 78.3K PN Delaware 2020-02-11
21 Vintage VII B Foreign Income Blocker LLC 32.5K 0.10% 32.5K 32.5K OO Delaware 2020-02-11
22 Vintage VII B LP 32.5K 0.10% 32.5K 32.5K PN Delaware 2020-02-11
23 FPP Alternative Investments Foreign Income Blocker LLC 17.5K 0.10% 17.5K 17.5K OO Delaware 2020-02-11
24 FPP Alternative Investments I, LP 17.5K 0.10% 17.5K 17.5K PN Delaware 2020-02-11
25 Vintage VII Emp Foreign Income Blocker LLC 16.9K 0.10% 16.9K 16.9K OO Delaware 2020-02-11
26 Vintage VII Emp LP 16.9K 0.10% 16.9K 16.9K PN Delaware 2020-02-11
27 Goldman Sachs TL Program Advisors, Inc. 16.2K 0.10% 16.2K 16.2K CO Delaware 2020-02-11
28 RA Program 2017 Foreign Income Blocker Ltd 16.2K 0.10% 16.2K 16.2K CO Delaware 2020-02-11
29 RA Program LP 16.2K 0.10% 16.2K 16.2K PN Delaware 2020-02-11

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
18
-62 vs prev Q
New positions
5
Closed positions
63
Increased
10
Reduced
2
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 35.5K +35.5K (+100.0%) 232.19M +232.2M (+100.0%) 0.09% +0.088 pp 0.14% +0.137 pp USD6.54 +0.0% 1 qtrs NEW
2 TWO SIGMA INVESTMENTS, LP 758.3K +145.5K (+23.8%) 4.96M +1.4M (+40.3%) 1.88% +0.358 pp 0.01% +0.002 pp USD7.45 -12.2% 10 qtrs
3 TWO SIGMA ADVISERS, LP 480.2K -12.0K (-2.4%) 3.14M +300.5K (+10.6%) 1.19% -0.033 pp 0.01% +0.000 pp USD8.88 -26.4% 44 qtrs
4 MARSHALL WACE, LLP 390.8K -245.3K (-38.6%) 2.56M -1.1M (-30.4%) 0.97% -0.612 pp 0.00% -0.001 pp USD7.17 -8.8% 7 qtrs
5 LEGAL & GENERAL GROUP PLC 284.9K +49.8K (+21.2%) 1.86M +503.9K (+37.2%) 0.71% +0.122 pp 0.00% +0.000 pp USD10.70 -38.9% 27 qtrs
6 BLACKROCK, INC. 282.8K -30.0 (0.0%) 1.85M +217.6K (+13.3%) 0.70% -0.002 pp 0.00% +0.000 pp USD6.82 -4.1% 6 qtrs
7 TREXQUANT INVESTMENT LP 191.0K +62.0K (+48.1%) 1.25M +504.9K (+67.9%) 0.47% +0.153 pp 0.01% +0.004 pp USD6.95 -5.9% 7 qtrs
8 NORDEN GROUP LLC 174.1K +104.5K (+150.1%) 1.14M +737.0K (+183.5%) 0.43% +0.259 pp 0.11% +0.071 pp USD6.95 -5.9% 10 qtrs
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 141.3K +25.4K (+21.9%) 924.1K +255.2K (+38.2%) 0.35% +0.062 pp 0.00% +0.000 pp USD6.08 +7.6% 3 qtrs
10 SAMALIN INVESTMENT COUNSEL, LLC 92.4K -917.0 (-1.0%) 604.1K +65.8K (+12.2%) 0.23% -0.003 pp 0.21% +0.029 pp USD8.77 -25.4% 13 qtrs
11 MORGAN STANLEY 86.2K +15.9K (+22.6%) 563.8K +158.0K (+38.9%) 0.21% +0.039 pp 0.00% +0.000 pp USD10.61 -38.4% 48 qtrs
12 LIDO ADVISORS, LLC 83.6K +— (+0.0%) 482.2K +— (+0.0%) 0.21% -0.001 pp 0.00% 0.000 pp USD10.69 -38.8% 9 qtrs
13 BANK OF AMERICA CORP /DE/ 71.6K +69.6K (+3,475.3%) 468.3K +456.8K (+3,952.5%) 0.18% +0.173 pp 0.00% +0.000 pp USD6.59 -0.8% 18 qtrs
14 VIRTUS INVESTMENT ADVISERS, INC. 69.6K -210.8K (-75.2%) 455.1K -1.2M (-71.9%) 0.17% -0.524 pp 0.12% -0.340 pp USD6.80 -3.8% 4 qtrs
15 WELLS FARGO & COMPANY/MN 69.3K -6.1K (-8.0%) 453.1K +18.4K (+4.2%) 0.17% -0.016 pp 0.00% +0.000 pp USD11.49 -43.1% 48 qtrs
16 LPL FINANCIAL LLC 68.3K +5.6K (+8.9%) 446.4K +84.7K (+23.4%) 0.17% +0.014 pp 0.00% +0.000 pp USD8.90 -26.5% 25 qtrs
17 KOVACK ADVISORS, INC. 59.4K +6.9K (+13.1%) 388.4K +85.3K (+28.2%) 0.15% +0.017 pp 0.02% -0.011 pp USD10.42 -37.2% 19 qtrs
18 XTX TOPCO LTD 54.1K +54.1K (+100.0%) 354.1K +354.1K (+100.0%) 0.13% +0.134 pp 0.01% +0.009 pp USD6.54 +0.0% 1 qtrs NEW
19 GREAT WEST LIFE ASSURANCE CO /CAN/ 53.8K +2.3K (+4.4%) 351.0K +55.0K (+18.6%) 0.13% +0.005 pp 0.00% +0.000 pp USD9.74 -32.9% 32 qtrs
20 CETERA INVESTMENT ADVISERS 46.9K +1.4K (+3.0%) 307.0K +44.0K (+16.7%) 0.12% +0.003 pp 0.00% +0.000 pp USD9.22 -29.1% 9 qtrs
21 HRT FINANCIAL LP 45.4K +45.4K (+100.0%) 297.0K +297.0K (+100.0%) 0.11% +0.113 pp 0.00% +0.001 pp USD6.54 +0.0% 1 qtrs NEW
22 CITADEL ADVISORS LLC 43.8K +33.4K (+321.2%) 286.5K +226.4K (+377.4%) 0.11% +0.083 pp 0.00% +0.000 pp USD6.66 -1.8% 21 qtrs
23 ETHOS FINANCIAL GROUP, LLC 43.6K -3.9K (-8.3%) 284.9K +10.8K (+3.9%) 0.11% -0.010 pp 0.02% -0.001 pp USD6.97 -6.2% 4 qtrs
24 JANE STREET GROUP, LLC 33.8K +33.8K (+100.0%) 221.1K +221.1K (+100.0%) 0.08% +0.084 pp 0.00% +0.000 pp USD6.54 +0.0% 1 qtrs NEW
25 U.S. CAPITAL WEALTH ADVISORS, LLC 33.3K -9.7K (-22.5%) 217.8K -30.2K (-12.2%) 0.08% -0.024 pp 0.01% -0.001 pp USD7.62 -14.2% 8 qtrs
26 D. E. SHAW & CO., INC. 30.2K -3.2K (-9.6%) 197.6K +4.8K (+2.5%) 0.07% -0.008 pp 0.00% +0.000 pp USD5.77 +13.3% 4 qtrs
27 MERIDIAN WEALTH MANAGEMENT, LLC 30.0K +— (+0.0%) 196.2K +23.1K (+13.3%) 0.07% 0.000 pp 0.01% +0.000 pp USD5.77 +13.3% 2 qtrs
28 CRESSET ASSET MANAGEMENT, LLC 29.9K +29.9K (+100.0%) 195.6K +195.6K (+100.0%) 0.07% +0.074 pp 0.00% +0.001 pp USD6.54 +0.0% 1 qtrs NEW
29 NORTHERN TRUST CORP 28.7K -2.5K (-7.9%) 187.6K +7.8K (+4.4%) 0.07% -0.006 pp 0.00% +0.000 pp USD6.99 -6.4% 6 qtrs
30 BREVAN HOWARD CAPITAL MANAGEMENT LP 28.2K -399.0 (-1.4%) 184.2K +19.4K (+11.8%) 0.07% -0.001 pp 0.00% +0.001 pp USD5.77 +13.3% 4 qtrs
31 UBS GROUP AG 28.1K +16.3K (+138.0%) 183.9K +115.7K (+169.7%) 0.07% +0.040 pp 0.00% +0.000 pp USD7.02 -6.8% 45 qtrs
32 MILLENNIUM MANAGEMENT LLC 28.0K +4.7K (+20.3%) 183.4K +48.9K (+36.3%) 0.07% +0.012 pp 0.00% +0.000 pp USD5.90 +10.8% 16 qtrs
33 EAGLE GLOBAL ADVISORS LLC 27.9K +27.9K (+100.0%) 182.3K +182.3K (+100.0%) 0.07% +0.069 pp 0.01% +0.007 pp USD6.54 +0.0% 1 qtrs NEW
34 ADVISOR GROUP HOLDINGS, INC. 24.4K -13.1K (-34.8%) 159.6K -59.4K (-27.1%) 0.06% -0.033 pp 0.00% 0.000 pp USD8.49 -23.0% 24 qtrs
35 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 24.2K +2.9K (+13.8%) 158.0K +35.5K (+28.9%) 0.06% +0.007 pp 0.00% +0.000 pp USD6.56 -0.3% 3 qtrs
36 ROYAL BANK OF CANADA 23.2K +3.8K (+19.5%) 152.0K +40.0K (+35.7%) 0.06% +0.009 pp 0.00% +0.000 pp USD9.69 -32.5% 43 qtrs
37 VERITION FUND MANAGEMENT LLC 20.5K -2.2K (-9.7%) 133.9K +3.1K (+2.3%) 0.05% -0.006 pp 0.00% +0.000 pp USD6.86 -4.7% 3 qtrs
38 SQUAREPOINT OPS LLC 18.4K +18.4K (+100.0%) 120.5K +120.5K (+100.0%) 0.05% +0.046 pp 0.00% +0.000 pp USD6.54 +0.0% 1 qtrs NEW
39 AMERIPRISE FINANCIAL INC 17.3K -8.2K (-32.2%) 113.4K -34.2K (-23.2%) 0.04% -0.021 pp 0.00% +0.000 pp USD10.39 -37.1% 24 qtrs
40 TRADITION WEALTH MANAGEMENT, LLC 14.8K +308.0 (+2.1%) 97.0K +13.2K (+15.8%) 0.04% +0.001 pp 0.01% +0.001 pp USD5.79 +13.0% 2 qtrs
41 RAYMOND JAMES FINANCIAL INC 14.5K -4.8K (-24.7%) 95.0K -16.3K (-14.6%) 0.04% -0.012 pp 0.00% +0.000 pp USD7.37 -11.3% 5 qtrs
42 CFO4LIFE GROUP, LLC 13.6K +— (+0.0%) 89.0K +10.5K (+13.3%) 0.03% 0.000 pp 0.01% +0.001 pp USD10.65 -38.6% 11 qtrs
43 OXFORD ASSET MANAGEMENT LLP 11.4K +11.4K (+100.0%) 74.2K +74.2K (+100.0%) 0.03% +0.028 pp 0.03% +0.030 pp USD6.54 +0.0% 1 qtrs NEW
44 AVENIR CORP 11.0K +— (+0.0%) 71.9K +8.5K (+13.3%) 0.03% 0.000 pp 0.01% +0.001 pp USD7.23 -9.5% 5 qtrs
45 AXQ CAPITAL, LP 11.0K +11.0K (+100.0%) 71.8K +71.8K (+100.0%) 0.03% +0.027 pp 0.02% +0.016 pp USD6.54 +0.0% 1 qtrs NEW
46 COMMONWEALTH EQUITY SERVICES, LLC 11.0K -3.5K (-24.0%) 71.8K -11.2K (-13.5%) 0.03% -0.009 pp 0.00% +0.000 pp USD9.04 -27.7% 8 qtrs
47 FARMERS & MERCHANTS INVESTMENTS INC 10.3K +7.1K (+221.7%) 67.3K +48.9K (+264.6%) 0.03% +0.018 pp 0.00% +0.001 pp USD7.47 -12.4% 13 qtrs
48 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 7.2K -8.1K (-52.9%) 47.0K -58.8K (-55.6%) 0.02% -0.020 pp 0.00% -0.005 pp USD7.67 -14.7% 24 qtrs
49 ROCKEFELLER CAPITAL MANAGEMENT L.P. 7.0K +3.0K (+75.0%) 45.8K +22.7K (+98.4%) 0.02% +0.007 pp 0.00% +0.000 pp USD6.10 +7.2% 2 qtrs
50 PNC FINANCIAL SERVICES GROUP, INC. 6.2K +— (+0.0%) 40.6K +4.8K (+13.3%) 0.02% +0.000 pp 0.00% +0.000 pp USD9.29 -29.6% 32 qtrs
51 CIBC PRIVATE WEALTH GROUP, LLC 4.4K +— (+0.0%) 29.0K +3.4K (+13.3%) 0.01% +0.000 pp 0.00% +0.000 pp USD8.90 -26.5% 8 qtrs
52 GROUP ONE TRADING, L.P. 4.1K -2.8K (-40.5%) 26.6K -12.8K (-32.6%) 0.01% -0.007 pp 0.00% +0.000 pp USD6.50 +0.6% 9 qtrs
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3.0K +3.0K (+100.0%) 19.6K +19.6K (+100.0%) 0.01% +0.007 pp 0.00% +0.000 pp USD6.54 +0.0% 3 qtrs
54 SOA WEALTH ADVISORS, LLC. 3.0K +— (+0.0%) 19.6K +2.3K (+13.3%) 0.01% +0.000 pp 0.00% +0.000 pp USD13.04 -49.8% 21 qtrs
55 MCILRATH & ECK, LLC 2.9K -4.4K (-59.9%) 19.1K -22.9K (-54.5%) 0.01% -0.011 pp 0.00% -0.003 pp USD7.06 -7.4% 6 qtrs
56 SOUND INCOME STRATEGIES, LLC 2.6K +1.3K (+100.3%) 16.8K +10.0K (+144.6%) 0.01% +0.003 pp 0.00% +0.000 pp USD9.85 -33.6% 33 qtrs
57 ATLANTIC UNION BANKSHARES CORP 2.4K +— (+0.0%) 15.7K +1.8K (+13.3%) 0.01% +0.000 pp 0.00% +0.000 pp USD5.77 +13.3% 2 qtrs
58 FLAGSHIP HARBOR ADVISORS, LLC 1.8K +1.8K (+100.0%) 11.7K +11.7K (+100.0%) 0.00% +0.004 pp 0.00% +0.001 pp USD6.54 +0.0% 1 qtrs NEW
59 ACCORDANT ADVISORY GROUP INC 1.4K +— (+0.0%) 9.2K +1.1K (+13.3%) 0.00% +0.000 pp 0.01% +0.001 pp USD9.34 -30.0% 8 qtrs
60 CLEAR STREET MARKETS LLC 1.4K -5.1K (-78.5%) 9.2K -28.3K (-75.6%) 0.00% -0.013 pp 0.00% -0.007 pp USD5.77 +13.3% 5 qtrs
61 FARTHER FINANCE ADVISORS, LLC 951.00 +951.0 (+100.0%) 6.2K +6.2K (+100.0%) 0.00% +0.002 pp 0.00% +0.000 pp USD6.54 +0.0% 1 qtrs NEW
62 FINANCIAL NETWORK WEALTH ADVISORS LLC 847.00 +— (+0.0%) 5.5K +652.0 (+13.3%) 0.00% +0.000 pp 0.01% +0.000 pp USD8.10 -19.3% 7 qtrs
63 CLEARSTEAD ADVISORS, LLC 630.00 +630.0 (+100.0%) 4.1K +4.1K (+100.0%) 0.00% +0.002 pp 0.00% +0.000 pp USD6.54 +0.0% 1 qtrs NEW
64 CWM, LLC 628.00 +247.0 (+64.8%) 4.0K +2.0K (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD7.81 -16.3% 14 qtrs
65 FMR LLC 498.00 +497.0 (+49,700.0%) 3.3K +3.3K (+54,183.3%) 0.00% +0.001 pp 0.00% +0.000 pp USD6.54 +0.0% 2 qtrs
66 NEWBRIDGE FINANCIAL SERVICES GROUP, INC. 400.00 -600.0 (-60.0%) 2.6K -3.2K (-54.7%) 0.00% -0.002 pp 0.00% -0.001 pp USD7.01 -6.7% 3 qtrs
67 MAI CAPITAL MANAGEMENT 347.00 +— (+0.0%) 2.3K +267.0 (+13.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD7.25 -9.8% 5 qtrs
68 TRIUMPH CAPITAL MANAGEMENT 300.00 +— (+0.0%) 2.0K +231.0 (+13.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD5.77 +13.3% 2 qtrs
69 NOMURA ASSET MANAGEMENT CO LTD 278.00 -5.9K (-95.5%) 1.8K -33.8K (-94.9%) 0.00% -0.015 pp 0.00% 0.000 pp USD6.51 +0.5% 3 qtrs
70 RUSSELL INVESTMENTS GROUP, LTD. 126.00 -174.0 (-58.0%) 824.00 -907.0 (-52.4%) 0.00% 0.000 pp 0.00% +0.000 pp USD5.76 +13.5% 2 qtrs
71 DELTA ASSET MANAGEMENT LLC/TN 13.00 +— (+0.0%) 85.00 +10.0 (+13.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD10.38 -37.0% 13 qtrs
72 ROOT FINANCIAL PARTNERS, LLC 9.00 -1.0K (-99.1%) 61.00 -5.8K (-99.0%) 0.00% -0.003 pp 0.00% 0.000 pp USD5.67 +15.3% 2 qtrs
73 HARBOUR INVESTMENTS, INC. 8.00 +6.0 (+300.0%) 55.00 +43.0 (+358.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD6.25 +4.6% 15 qtrs
74 CITIGROUP INC 7.00 +7.0 (+100.0%) 46.00 +46.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD6.43 +1.7% 1 qtrs NEW
75 CAITONG INTERNATIONAL ASSET MANAGEMENT CO., LTD 1.00 +1.0 (+100.0%) 7.00 +7.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD6.00 +9.0% 5 qtrs
76 EVERSOURCE WEALTH ADVISORS, LLC -10.0K (-100.0%) -57.7K (-100.0%) 0.00% -0.025 pp 0.00% -0.002 pp USD 7 qtrs SOLD
77 EASTERN BANK -2.5K (-100.0%) -14.4K (-100.0%) 0.00% -0.006 pp 0.00% 0.000 pp USD 2 qtrs SOLD
78 TWO SIGMA SECURITIES, LLC -11.5K (-100.0%) -66.4K (-100.0%) 0.00% -0.029 pp 0.00% -0.010 pp USD 2 qtrs SOLD
79 CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. -16.7K (-100.0%) -96.4K (-100.0%) 0.00% -0.042 pp 0.00% 0.000 pp USD 3 qtrs SOLD
80 COMERICA BANK -8.7K (-100.0%) -50.2K (-100.0%) 0.00% -0.022 pp 0.00% 0.000 pp USD 10 qtrs SOLD
81 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. -11.9K (-100.0%) -68.0K (-100.0%) 0.00% -0.030 pp 0.00% 0.000 pp USD 13 qtrs SOLD
82 WEALTHSPIRE ADVISORS, LLC -1.0K (-100.0%) -5.8K (-100.0%) 0.00% -0.003 pp 0.00% +0.000 pp USD 2 qtrs SOLD
83 AQUATIC CAPITAL MANAGEMENT LLC -41.1K (-100.0%) -237.4K (-100.0%) 0.00% -0.102 pp 0.00% -0.004 pp USD 8 qtrs SOLD
84 ADVISORY SERVICES NETWORK, LLC -5.7K (-100.0%) -32.9K (-100.0%) 0.00% -0.014 pp 0.00% -0.001 pp USD 2 qtrs SOLD
85 SIMPLEX TRADING, LLC -29.6K (-100.0%) -170.0K (-100.0%) 0.00% -0.074 pp 0.00% 0.000 pp USD 8 qtrs SOLD
86 PRINCIPAL SECURITIES, INC. -1.6K (-100.0%) -9.2K (-100.0%) 0.00% -0.004 pp 0.00% 0.000 pp USD 2 qtrs SOLD
87 ST GERMAIN D J CO INC -500.0 (-100.0%) -2.9K (-100.0%) 0.00% -0.001 pp 0.00% 0.000 pp USD 5 qtrs SOLD
88 SUMMIT WEALTH GROUP LLC / CO -14.3K (-100.0%) -150.0K (-100.0%) 0.00% -0.036 pp 0.00% -0.016 pp USD 2 qtrs SOLD
89 GPS WEALTH STRATEGIES GROUP, LLC -2.3K (-100.0%) -13.4K (-100.0%) 0.00% -0.006 pp 0.00% -0.001 pp USD 12 qtrs SOLD
90 FLAGSHIP WEALTH ADVISORS, LLC -91.0 (-100.0%) -525.0 (-100.0%) 0.00% 0.000 pp 0.00% 0.000 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 3 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Virtus Private Credit Strategy ETF VPC 0.82% 248.6K 10.60%
2 iShares Listed Private Equity UCITS ETF IDPE.L 0.08% 602.2K 0.75%
3 iShares Listed Private Equity UCITS ETF IPRA.AS 0.08% 67.0K 0.75%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
14
Sells
0
Shares acquired
377.3K
Shares disposed
Cash buys
14.00
Cash sales
Net activity
+377,324
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-01-12 Srivastava Sajal Director / Officer P-Purchase A Common Stock 23,799 6.66 158.5K 1,998,489 I
2026-01-12 Labe James Director / Officer P-Purchase A Common Stock 23,799 6.66 158.5K 1,998,489 I
2026-01-09 Srivastava Sajal Director / Officer P-Purchase A Common Stock 16,000 6.56 104.9K 1,974,690 I
2026-01-09 Labe James Director / Officer P-Purchase A Common Stock 16,000 6.56 104.9K 1,974,690 I
2026-01-08 Srivastava Sajal Director / Officer P-Purchase A Common Stock 16,833 6.61 111.2K 1,958,690 I
2026-01-08 Labe James Director / Officer P-Purchase A Common Stock 16,833 6.61 111.2K 1,958,690 I
2026-01-07 Srivastava Sajal Director / Officer P-Purchase A Common Stock 30,877 6.43 198.6K 1,941,857 I
2026-01-07 Labe James Director / Officer P-Purchase A Common Stock 30,877 6.43 198.6K 1,941,857 I
2026-01-06 Srivastava Sajal Director / Officer P-Purchase A Common Stock 34,000 6.61 224.9K 1,910,980 I
2026-01-06 Labe James Director / Officer P-Purchase A Common Stock 34,000 6.61 224.9K 1,910,980 I
2026-01-05 Srivastava Sajal Director / Officer P-Purchase A Common Stock 40,000 6.70 268.0K 1,876,980 I
2026-01-05 Labe James Director / Officer P-Purchase A Common Stock 40,000 6.70 268.0K 1,876,980 I
2026-01-02 Srivastava Sajal Director / Officer P-Purchase A Common Stock 27,153 6.60 179.3K 1,836,980 I
2026-01-02 Labe James Director / Officer P-Purchase A Common Stock 27,153 6.60 179.3K 1,836,980 I
2025-12-31 Srivastava Sajal Director / Officer P-Purchase A Common Stock 30,459 6.55 199.4K 1,809,827 I
2025-12-31 Labe James Director / Officer P-Purchase A Common Stock 30,459 6.55 199.4K 1,809,827 I
2025-12-30 Srivastava Sajal Director / Officer P-Purchase A Common Stock 39,814 6.44 256.6K 1,779,368 I
2025-12-30 Labe James Director / Officer P-Purchase A Common Stock 39,814 6.44 256.6K 1,779,368 I
2025-12-29 Srivastava Sajal Director / Officer P-Purchase A Common Stock 27,410 6.34 173.9K 1,739,554 I
2025-12-29 Labe James Director / Officer P-Purchase A Common Stock 27,410 6.34 173.9K 1,739,554 I
2025-12-26 Srivastava Sajal Director / Officer P-Purchase A Common Stock 31,600 6.30 199.1K 1,712,144 I
2025-12-26 Labe James Director / Officer P-Purchase A Common Stock 31,600 6.30 199.1K 1,712,144 I
2025-12-24 Srivastava Sajal Director / Officer P-Purchase A Common Stock 26,756 6.30 168.6K 1,680,544 I
2025-12-24 Labe James Director / Officer P-Purchase A Common Stock 26,756 6.30 168.6K 1,680,544 I
2025-12-23 Srivastava Sajal Director / Officer P-Purchase A Common Stock 31,910 6.29 200.6K 1,653,788 I
2025-12-23 Labe James Director / Officer P-Purchase A Common Stock 31,910 6.29 200.6K 1,653,788 I
2025-12-22 Srivastava Sajal Director / Officer P-Purchase A Common Stock 26,900 6.29 169.2K 1,621,878 I
2025-12-22 Labe James Director / Officer P-Purchase A Common Stock 26,900 6.29 169.2K 1,621,878 I
2025-12-19 Srivastava Sajal Director / Officer P-Purchase A Common Stock 29,000 6.25 181.3K 1,594,978 I
2025-12-19 Labe James Director / Officer P-Purchase A Common Stock 29,000 6.25 181.3K 1,594,978 I
2025-12-18 Srivastava Sajal Director / Officer P-Purchase A Common Stock 25,000 6.30 157.5K 1,565,978 I
2025-12-18 Labe James Director / Officer P-Purchase A Common Stock 25,000 6.30 157.5K 1,565,978 I
2025-12-17 Srivastava Sajal Director / Officer P-Purchase A Common Stock 27,900 6.19 172.8K 1,540,978 I
2025-12-17 Labe James Director / Officer P-Purchase A Common Stock 27,900 6.19 172.8K 1,540,978 I
2025-12-16 Srivastava Sajal Director / Officer P-Purchase A Common Stock 39,044 6.18 241.4K 1,513,078 I
2025-12-16 Labe James Director / Officer P-Purchase A Common Stock 39,044 6.18 241.4K 1,513,078 I
2025-12-15 Srivastava Sajal Director / Officer P-Purchase A Common Stock 30,000 6.46 193.7K 1,474,034 I
2025-12-15 Labe James Director / Officer P-Purchase A Common Stock 30,000 6.46 193.7K 1,474,034 I
2025-12-12 Srivastava Sajal Director / Officer P-Purchase A Common Stock 19,919 6.64 132.3K 1,444,034 I
2025-12-12 Labe James Director / Officer P-Purchase A Common Stock 19,919 6.64 132.3K 1,444,034 I
2025-12-11 Srivastava Sajal Director / Officer P-Purchase A Common Stock 24,590 6.69 164.5K 1,424,115 I
2025-12-11 Labe James Director / Officer P-Purchase A Common Stock 24,590 6.69 164.5K 1,424,115 I
2025-12-10 Srivastava Sajal Director / Officer P-Purchase A Common Stock 27,200 6.78 184.5K 1,399,525 I
2025-12-10 Labe James Director / Officer P-Purchase A Common Stock 27,200 6.78 184.5K 1,399,525 I
2025-12-09 Srivastava Sajal Director / Officer P-Purchase A Common Stock 5,591 6.72 37.6K 1,372,325 I
2025-12-09 Labe James Director / Officer P-Purchase A Common Stock 5,591 6.72 37.6K 1,372,325 I
2025-12-08 Srivastava Sajal Director / Officer P-Purchase A Common Stock 48,514 6.68 324.2K 1,366,734 I
2025-12-08 Labe James Director / Officer P-Purchase A Common Stock 48,514 6.68 324.2K 1,366,734 I
2025-12-05 Srivastava Sajal Director / Officer P-Purchase A Common Stock 47,741 6.81 325.0K 1,318,220 I
2025-12-05 Labe James Director / Officer P-Purchase A Common Stock 47,741 6.81 325.0K 1,318,220 I
2025-12-04 Srivastava Sajal Director / Officer P-Purchase A Common Stock 47,713 6.62 316.1K 1,270,479 I
2025-12-04 Labe James Director / Officer P-Purchase A Common Stock 47,713 6.62 316.1K 1,270,479 I
2025-12-03 Srivastava Sajal Director / Officer P-Purchase A Common Stock 24,000 6.57 157.7K 1,222,766 I
2025-12-03 Labe James Director / Officer P-Purchase A Common Stock 24,000 6.57 157.7K 1,222,766 I
2025-12-02 Srivastava Sajal Director / Officer P-Purchase A Common Stock 50,000 6.37 318.6K 1,198,766 I
2025-12-02 Labe James Director / Officer P-Purchase A Common Stock 50,000 6.37 318.6K 1,198,766 I
2025-12-01 Srivastava Sajal Director / Officer P-Purchase A Common Stock 50,000 6.40 319.9K 1,148,766 I
2025-12-01 Labe James Director / Officer P-Purchase A Common Stock 50,000 6.40 319.9K 1,148,766 I
2025-11-28 Srivastava Sajal Director / Officer P-Purchase A Common Stock 14,868 6.46 96.1K 1,098,766 I
2025-11-28 Labe James Director / Officer P-Purchase A Common Stock 14,868 6.46 96.1K 1,098,766 I
2025-11-26 Srivastava Sajal Director / Officer P-Purchase A Common Stock 50,000 6.38 319.2K 1,083,898 I
2025-11-26 Labe James Director / Officer P-Purchase A Common Stock 50,000 6.38 319.2K 1,083,898 I
2025-11-25 Srivastava Sajal Director / Officer P-Purchase A Common Stock 15,000 6.39 95.8K 1,033,898 I
2025-11-25 Labe James Director / Officer P-Purchase A Common Stock 15,000 6.39 95.8K 1,033,898 I
2025-11-24 Srivastava Sajal Director / Officer P-Purchase A Common Stock 50,000 6.31 315.7K 1,018,898 I
2025-11-24 Labe James Director / Officer P-Purchase A Common Stock 50,000 6.31 315.7K 1,018,898 I
2025-11-21 Srivastava Sajal Director / Officer P-Purchase A Common Stock 39,760 6.30 250.3K 968,898 I
2025-11-21 Labe James Director / Officer P-Purchase A Common Stock 39,760 6.30 250.3K 968,898 I
2025-11-20 Srivastava Sajal Director / Officer P-Purchase A Common Stock 42,999 6.28 270.0K 929,138 I
2025-11-20 Labe James Director / Officer P-Purchase A Common Stock 42,999 6.28 270.0K 929,138 I
2025-11-19 Srivastava Sajal Director / Officer P-Purchase A Common Stock 50,000 6.19 309.3K 886,139 I
2025-11-19 Labe James Director / Officer P-Purchase A Common Stock 50,000 6.19 309.3K 886,139 I
2025-11-18 Srivastava Sajal Director / Officer P-Purchase A Common Stock 27,439 6.06 166.3K 836,139 I
2025-11-18 Labe James Director / Officer P-Purchase A Common Stock 27,439 6.06 166.3K 836,139 I
2025-11-17 Srivastava Sajal Director / Officer P-Purchase A Common Stock 44,648 6.06 270.6K 808,700 I
2025-11-17 Labe James Director / Officer P-Purchase A Common Stock 44,648 6.06 270.6K 808,700 I
2025-11-14 Srivastava Sajal Director / Officer P-Purchase A Common Stock 46,700 5.99 279.8K 764,052 I
2025-11-14 Labe James Director / Officer P-Purchase A Common Stock 46,700 5.99 279.8K 764,052 I
2025-11-13 Srivastava Sajal Director / Officer P-Purchase A Common Stock 50,000 5.94 296.9K 717,352 I
2025-11-13 Labe James Director / Officer P-Purchase A Common Stock 50,000 5.94 296.9K 717,352 I
2025-11-12 Srivastava Sajal Director / Officer P-Purchase A Common Stock 50,000 5.95 297.4K 667,352 I
2025-11-12 Labe James Director / Officer P-Purchase A Common Stock 50,000 5.95 297.4K 667,352 I
2025-11-11 Srivastava Sajal Director / Officer P-Purchase A Common Stock 26,117 5.76 150.5K 617,352 I
2025-11-11 Labe James Director / Officer P-Purchase A Common Stock 26,117 5.76 150.5K 617,352 I
2025-09-03 Srivastava Sajal Director / Officer P-Purchase A Common Stock 48,800 6.77 330.2K 591,235 I
2025-09-03 Labe James Director / Officer P-Purchase A Common Stock 48,800 6.77 330.2K 591,235 I
2025-09-02 Srivastava Sajal Director / Officer P-Purchase A Common Stock 54,000 6.72 363.0K 542,435 I
2025-09-02 Labe James Director / Officer P-Purchase A Common Stock 54,000 6.72 363.0K 542,435 I
2025-08-29 Srivastava Sajal Director / Officer P-Purchase A Common Stock 65,000 6.73 437.2K 488,435 I
2025-08-29 Labe James Director / Officer P-Purchase A Common Stock 65,000 6.73 437.2K 488,435 I
2025-08-28 Srivastava Sajal Director / Officer P-Purchase A Common Stock 44,630 6.64 296.2K 423,435 I
2025-08-28 Labe James Director / Officer P-Purchase A Common Stock 44,630 6.64 296.2K 423,435 I
2025-08-27 Srivastava Sajal Director / Officer P-Purchase A Common Stock 53,160 6.63 352.4K 378,805 I
2025-08-27 Labe James Director / Officer P-Purchase A Common Stock 53,160 6.63 352.4K 378,805 I
2025-08-26 Srivastava Sajal Director / Officer P-Purchase A Common Stock 27,988 6.48 181.3K 325,645 I
2025-08-26 Labe James Director / Officer P-Purchase A Common Stock 27,988 6.48 181.3K 325,645 I
2025-08-25 Srivastava Sajal Director / Officer P-Purchase A Common Stock 80,000 6.48 518.2K 297,657 I
2025-08-25 Labe James Director / Officer P-Purchase A Common Stock 80,000 6.48 518.2K 297,657 I
2025-08-22 Srivastava Sajal Director / Officer P-Purchase A Common Stock 42,003 6.44 270.4K 217,657 I
2025-08-22 Labe James Director / Officer P-Purchase A Common Stock 42,003 6.44 270.4K 217,657 I
2025-08-21 Srivastava Sajal Director / Officer P-Purchase A Common Stock 31,000 6.30 195.2K 175,654 I
2025-08-21 Labe James Director / Officer P-Purchase A Common Stock 31,000 6.30 195.2K 175,654 I
2025-08-20 Srivastava Sajal Director / Officer P-Purchase A Common Stock 39,567 6.20 245.4K 144,654 I
2025-08-20 Labe James Director / Officer P-Purchase A Common Stock 39,567 6.20 245.4K 144,654 I
2025-08-12 Srivastava Sajal Director / Officer P-Purchase A Common Stock 28,387 6.28 178.3K 105,087 I
2025-08-12 Labe James Director / Officer P-Purchase A Common stock, par value $0.01 per share 28,387 6.28 178.3K 105,087 I
2025-08-11 Srivastava Sajal Director / Officer P-Purchase A Common Stock 76,700 6.30 483.4K 76,700 I
2025-08-11 Labe James Director / Officer P-Purchase A Common stock, par value $0.01 per share 76,700 6.30 483.4K 76,700 I
2025-01-06 Wilhelms Mike Officer 0 0.00 0
2024-08-13 Srivastava Sajal Director / Officer P-Purchase A Common Stock 22,759 7.09 161.3K 273,617
2024-08-12 Srivastava Sajal Director / Officer P-Purchase A Common Stock 11,298 7.02 79.3K 250,858
2024-08-09 Galiani Matthew Officer D Common Stock 0 0.00 787
2024-03-14 Park Katherine J Director P-Purchase A Common Stock 2,500 9.35 23.4K 5,000
2024-03-12 Cassani Stephen Director P-Purchase A Common Stock 500 9.90 5.0K 6,200
2024-03-11 Cassani Stephen Director P-Purchase A Common Stock 1,103 9.99 11.0K 5,700
2023-12-18 Fornelli Cynthia M. Director P-Purchase A Common Stock 1,000 10.47 10.5K 8,822
2023-11-09 Park Katherine J Director P-Purchase A Common Stock 2,480 10.17 25.2K 2,500
2023-11-08 Park Katherine J Director P-Purchase A Common Stock 20 10.15 203.01 20
2022-12-19 Vogel Kimberley H Director P-Purchase A Common Stock 2,764 10.84 30.0K 2,764
2022-12-19 Fornelli Cynthia M. Director P-Purchase A Common Stock 1,000 11.15 11.2K 6,733
2022-09-09 Mathieu Christopher M. Officer P-Purchase A Common Stock 10,000 13.34 133.4K 35,500
2022-09-09 Fornelli Cynthia M. Director P-Purchase A Common Stock 1,000 13.35 13.4K 5,540
2022-06-17 Mathieu Christopher M. Officer P-Purchase A Common Stock 10,000 12.16 121.6K 25,500
2022-06-09 Fornelli Cynthia M. Director P-Purchase A Common Stock 1,000 14.75 14.8K 4,409
2021-12-17 Vogel Kimberley H Director 0 0.00 0
2021-12-17 Park Katherine J Director 0 0.00 0
2021-12-14 Fornelli Cynthia M. Director P-Purchase A Common Stock 500 17.05 8.5K 3,276
2021-08-09 Fornelli Cynthia M. Director P-Purchase A Common Stock 500 15.70 7.8K 2,710
2021-03-09 Fornelli Cynthia M. Director P-Purchase A Common Stock 1,000 14.83 14.8K 2,100
2020-08-24 Mathieu Christopher M. Officer P-Purchase A Common Stock 5,500 12.39 68.1K 15,500
2020-08-10 Mathieu Christopher M. Officer P-Purchase A Common Stock 5,000 12.18 60.9K 10,000
2020-06-23 Fornelli Cynthia M. Director P-Purchase A Common Stock 300 9.90 3.0K 1,000
2020-05-28 Cassani Stephen Director P-Purchase A Common Stock 1,000 10.08 10.1K 4,597
2020-05-13 Fornelli Cynthia M. Director P-Purchase A Common Stock 500 7.96 4.0K 700
2020-03-27 Cassani Stephen Director P-Purchase A Common Stock 897 6.70 6.0K 3,597
2020-03-25 Mathieu Christopher M. Officer P-Purchase A Common Stock 5,000 5.09 25.5K 5,000
2020-03-24 Ahye Gilbert Director P-Purchase A Common Stock 3,000 5.20 15.6K 3,000
2020-03-23 Fornelli Cynthia M. Director P-Purchase A Common Stock 200 4.61 922.48 200
2020-03-23 Cassani Stephen Director P-Purchase A Common Stock 1,000 4.83 4.8K 2,700
2019-12-27 Fornelli Cynthia M. Director 0 0.00 0
2019-08-26 Mathieu Christopher M. Officer 0 0.00 0
2019-03-22 Gastelu Christopher Officer 0 0.00 0
2018-12-21 Labe James Director / Officer P-Purchase A Common stock, par value $0.01 per share 250 10.41 2.6K 250
2018-12-20 Srivastava Sajal Director / Officer P-Purchase A Common stock, par value $0.01 per share 7,034 10.43 73.3K 181,512
2018-11-08 Cassani Stephen Director P-Purchase A Common stock, par value $0.01 per share 1,200 12.53 15.0K 1,700
2018-03-22 Bird Steven Director P-Purchase A Common stock, par value $0.01 per share 20,000 11.91 238.3K 50,000
2017-10-25 Srivastava Sajal Director / Officer P-Purchase A Common stock, par value $0.01 per share 44,313 13.65 604.9K 167,315
2017-10-25 Olson Andrew Officer P-Purchase A Common stock, par value $0.01 per share 7,386 13.65 100.8K 7,386
2017-10-25 Labe James Director / Officer P-Purchase A Common stock, par value $0.01 per share 22,156 13.65 302.4K 94,252
2017-08-10 Olson Andrew Officer D Common Stock 0 0.00 0
2017-05-31 Srivastava Sajal Director / Officer P-Purchase A Common stock, par value $0.01 per share 8,000 13.10 104.8K 120,068
2016-09-09 Srivastava Sajal Director / Officer P-Purchase A Common stock, par value $0.01 per share 7,000 11.02 77.2K 107,643
2016-08-25 Srivastava Sajal Director / Officer P-Purchase A Common stock, par value $0.01 per share 8,000 11.54 92.4K 100,643
2015-09-01 Bird Steven Director P-Purchase A Common stock, par value $0.01 per share 30,000 11.85 355.6K 30,000
2015-08-24 Srivastava Sajal Director / Officer P-Purchase A Common stock, par value $0.01 per share 5,000 11.62 58.1K 86,809
2015-08-21 Srivastava Sajal Director / Officer P-Purchase A Common stock, par value $0.01 per share 12,366 12.11 149.8K 81,809
2015-08-20 Srivastava Sajal Director / Officer P-Purchase A Common stock, par value $0.01 per share 2,634 12.35 32.5K 69,443
2015-06-02 Srivastava Sajal Director / Officer P-Purchase A Common stock, par value $0.01 per share 7,000 13.55 94.9K 65,717
2014-12-22 Cassani Stephen Director P-Purchase A Common stock, par value $0.01 per share 500 14.84 7.4K 500
2014-11-05 ZAGUNIS HAROLD F Officer P-Purchase A Common stock, par value $0.01 per share 5,000 14.68 73.4K 22,495
2014-11-05 Labe James Director / Officer P-Purchase A Common stock, par value $0.01 per share 7,500 14.67 110.1K 55,113
2014-11-04 Labe James Director / Officer P-Purchase A Common stock, par value $0.01 per share 6,500 14.49 94.2K 47,613
2014-11-03 Srivastava Sajal Director / Officer P-Purchase A Common stock, par value $0.01 per share 5,000 14.49 72.4K 56,113
2014-10-31 Srivastava Sajal Director / Officer P-Purchase A Common stock, par value $0.01 per share 10,000 14.49 144.9K 51,113
2014-06-16 Philadelphia Financial Management of San Francisco, LLC 10% Owner S-Sale D Common Stock, $0.01 Par Value 12,090 15.30 185.0K 279,264
2014-06-02 Philadelphia Financial Management of San Francisco, LLC 10% Owner S-Sale D Common Stock, par value $0.01 1,955 15.64 30.6K 96,164
2014-05-23 Philadelphia Financial Management of San Francisco, LLC 10% Owner S-Sale D Common Stock, par value $0.01 236 15.45 3.6K 98,119
2014-05-22 Philadelphia Financial Management of San Francisco, LLC 10% Owner S-Sale D Common Stock, par value $0.01 932 15.45 14.4K 98,355
2014-05-21 Philadelphia Financial Management of San Francisco, LLC 10% Owner S-Sale D Common Stock, par value $0.01 3,852 15.40 59.3K 99,287
2014-05-12 Philadelphia Financial Management of San Francisco, LLC 10% Owner S-Sale D Common Stock, par value $0.01 2,450 15.00 36.8K 103,139
2014-05-09 Philadelphia Financial Management of San Francisco, LLC 10% Owner S-Sale D Common Stock, par value $0.01 1,452 15.11 21.9K 302,840
2014-04-15 Philadelphia Financial Management of San Francisco, LLC 10% Owner P-Purchase A Common Stock, par value $0.01 7,289 14.99 109.3K 304,292
2014-03-31 ZAGUNIS HAROLD F Officer D Common Stock 0 0.00 16,667
2014-03-19 Philadelphia Financial Management of San Francisco, LLC 10% Owner P-Purchase A Common Stock, par value $0.01 12,612 16.23 204.7K 297,003
2014-03-18 Philadelphia Financial Management of San Francisco, LLC 10% Owner P-Purchase A Common Stock, par value $0.01 925 16.04 14.8K 99,490
2014-03-14 Philadelphia Financial Management of San Francisco, LLC 10% Owner P-Purchase A Common Stock, par value $0.01 1,637 15.90 26.0K 98,565
2014-03-13 Philadelphia Financial Management of San Francisco, LLC 10% Owner P-Purchase A Common Stock, par value $0.01 8,164 15.73 128.4K 277,028
2014-03-05 Srivastava Sajal Director / Officer D Common Stock 0 0.00 39,168
2014-03-05 Spencer Harold Officer 0 0.00 0
2014-03-05 Rizzo Carl M Officer 0 0.00 0
2014-03-05 Labe James Director / Officer D Common Stock 0 0.00 39,168
2014-03-05 Cassani Stephen Director 0 0.00 0
2014-03-05 Bird Steven Director 0 0.00 0
2014-03-05 Ahye Gilbert Director 0 0.00 0

Executive team

Top executives
Shares Outstanding
40.49M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-03-09 DEFA14A
2026-03-09 DEF 14A
2025-03-07 DEFA14A
2025-03-07 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-06 8-K
2026-05-06 10-Q
2026-05-01 8-K
2026-03-13 40-17G
2026-03-09 DEFA14A
2026-03-09 DEF 14A
2026-03-04 8-K
2026-03-04 10-K
2026-03-02 8-K
2026-01-13 4

Executive team

NameTitleCompensationGender
James Labe Co-Founder, Chairman & Co-CEO male
Mike L. Wilhelms CFO, Treasurer & Secretary male
Sajal K. Srivastava Co-Founder, President, Co-CEO, Secretary, Treasurer & Director male
Steven Mitchell Levinson Chief Compliance Officer male
ESG Rating
B+
ASSET MANAGEMENT
2026
E (Environmental)
65.9 / 67.2
Company / Sector avg.
S (Social)
78.3 / 77.3
Company / Sector avg.
G (Governance)
67.5 / 74.6
Company / Sector avg.
ESG Total
70.6 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits