Subscribe

BlackRock TCP Capital Corp. (TCPC)

USD3.15 -0.11 (-3.37%)
US NASDAQ Financial Services Asset Management
Address 2951 28th Street 90405
Santa Monica, CA, US
CEO Philip Tseng
IPO 2012-04-04
CIK 1370755 ISIN US09259E1082

Explore sections of this company profile

Description

BlackRock TCP Capital Corp. operates as a business development company (BDC) with a primary focus on deploying direct equity and debt capital into middle-market enterprises. Its investment portfolio spans a wide range of financial instruments, encompassing various forms of debt such as senior secured, junior, and originated loans, alongside mezzanine financing, corporate bonds, and opportunistic secondary-market transactions. The firm also actively seeks to acquire ownership stakes through its equity investments. Its investment strategy is geographically centered within the United States, targeting a diverse array of sectors. These include, among others, communication and media services (such as public relations, television, and wireless communications), consumer products and retail (including apparel, restaurants, and general merchandising), the energy sector (specifically oil and gas extraction), intellectual property ownership, various financial services (like credit agencies and insurance), healthcare and biotechnology, industrial engineering and manufacturing (e.g., heavy electrical equipment, chemicals), and a broad spectrum of technology and specialized business services (including IT consulting, software development, application hosting, and certain logistics providers). Individual investments typically fall within the range of $10 million to $35 million. The companies BlackRock TCP Capital Corp. supports generally possess enterprise values between $100 million and $1.5 billion, even when navigating complex operational or financial circumstances.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
Loading outlook…
Loading forecast...
Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
Loading risk profile…
Price Chart
Averages
Trend
Price
Levels
Draw
USD3.15 -0.11 (-3.37%)
Loading historical data…
Volume Profile
Loading…
Liquidity & share structure
Average Volume
847.3K
Beta
1.01
Float Shares
83.93M
Free Float %
99.6%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.24% -4.11% +9.38% -13.22% -28.45% -23.22% -43.47% -60.04% -69.45% -71.53% -71.13%
Rolling Volatility
Loading…
Drawdown
Loading…
Relative Strength
Loading…
Monthly Returns Heatmap
From To
Loading…
Annual Monthly Returns
Loading…
Daily Returns Distribution
vs.
Loading histogram data…

Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (13 ratings, all time) Hold
Price Targets & DCF
Current price
3.15
Low 8.00 +154.0%
Consensus 8.00 +154.0%
Median 8.00 +154.0%
High 8.00 +154.0%
Ratings Trend (MoM) 0% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 0 0
Hold 2 0
Sell 1 0
Strong Sell 1 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year
All Time 2
8.25
+161.9%
Quality scores
Altman Z-Score
-0.97
Distress
Piotroski F-Score
4 / 9
Average
MOAT Score
2 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    -467.7% Q1'26: -74.8% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    -32.9% Q1'26: -176.0% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    +150.7% Q1'26: +429.1% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    +29.9% Q1'26: -2.6% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    -1.5% Q1'26: -0.1% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    +6.7% Q1'26: -0.9% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    -45.34× Q1'26: -913.28× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.03) × ERP
WACC = 26% × Ke + 74% × Kd (6.4%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 3.15
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
2 Rev. Ana.
2 EPS Ana.
Dec 2027
2 Rev. Ana.
2 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
146.87M
est: 144.30M (+1.8%)
129.41M
est: 147.22M (-12.1%)
131.62M
est: 173.87M (-24.3%)
190.50M
est: 190.00M (+0.3%)
195.17M
est: 194.97M (+0.1%)
172.10M
est: 170.30M (+1.1%)
165.11M
est: 166.99M (-1.1%)
181.00M
est: 181.01M (0.0%)
209.33M
est: 232.32M (-9.9%)
20.76M
est: 261.72M (-92.1%)
-76.35M
est: 203.67M (-137.5%)
150.56M
147.60M – 153.52M
-26.1% YoY
134.92M
126.96M – 142.88M
-10.4% YoY
121.79M
117.09M – 126.49M
-9.7% YoY
EBITDA
est: 63.17M (-100.0%)
95.94M
est: 56.82M (+68.8%)
90.65M
est: 55.96M (+62.0%)
est: 3.16M (-100.0%)
est: -18.46M (+100.0%)
est: -10.52B (+100.0%)
est: 109.93M (-100.0%)
est: 120.07M (-100.0%)
est: -32.56M (+100.0%)
-62.61M
est: -36.68M (-70.7%)
-22.84M
est: -28.55M (+20.0%)
-21.10M
-21.52M – -20.69M
+26.1% YoY
-18.91M
-20.03M – -17.80M
+10.4% YoY
-17.07M
-17.73M – -16.41M
+9.7% YoY
EBIT
120.28M
est: 97.24M (+23.7%)
95.94M
est: 97.60M (-1.7%)
90.65M
est: 106.99M (-15.3%)
133.95M
est: 70.51M (+90.0%)
141.26M
est: 72.35M (+95.2%)
124.46M
est: 63.20M (+96.9%)
113.53M
est: 61.97M (+83.2%)
127.80M
est: 67.17M (+90.3%)
154.61M
est: 66.51M (+132.5%)
-62.61M
est: 74.93M (-183.6%)
-22.84M
est: 58.31M (-139.2%)
43.10M
42.26M – 43.95M
-26.1% YoY
38.63M
36.35M – 40.91M
-10.4% YoY
34.87M
33.52M – 36.21M
-9.7% YoY
Net Income
58.15M
est: 75.66M (-23.1%)
95.37M
est: 97.22M (-1.9%)
90.61M
est: 85.57M (+5.9%)
45.48M
est: 45.88M (-0.9%)
30.58M
est: 29.44M (+3.9%)
71.37M
est: 65.78M (+8.5%)
133.79M
est: 138.13M (-3.1%)
-9.23M
est: 159.29M (-105.8%)
38.47M
est: -60.31M (+163.8%)
-63.14M
est: 140.36M (-145.0%)
-88.93M
est: 109.31M (-181.4%)
63.75M
58.41M – 69.10M
-41.7% YoY
54.86M
52.39M – 57.32M
-14.0% YoY
48.86M
45.05M – 52.67M
-10.9% YoY
SGA
26.59M
est: 7.75M (+243.0%)
8.28M
est: 8.48M (-2.3%)
7.88M
est: 7.43M (+6.0%)
56.55M
est: 8.95M (+532.1%)
53.91M
est: 8.58M (+528.7%)
47.64M
est: 8.09M (+489.0%)
51.57M
est: 8.32M (+519.8%)
53.21M
est: 9.82M (+442.0%)
54.71M
est: 63.18M (-13.4%)
11.22M
est: 71.18M (-84.2%)
3.66M
est: 55.39M (-93.4%)
40.95M
40.14M – 41.75M
-26.1% YoY
36.69M
34.53M – 38.86M
-10.4% YoY
33.12M
31.84M – 34.40M
-9.7% YoY
EPS
1.21
est: 1.61 (-24.9%)
1.50
est: 1.53 (-1.8%)
1.19
est: 1.57 (-24.3%)
0.77
est: 1.60 (-51.8%)
0.52
est: 1.62 (-68.0%)
1.23
est: 1.42 (-13.5%)
2.32
est: 1.27 (+82.7%)
-0.16
est: 1.52 (-110.5%)
0.67
est: -0.71 (+194.4%)
-0.79
est: 1.59 (-149.5%)
-1.05
est: 1.24 (-184.5%)
0.76
0.69 – 0.81
-39.2% YoY
0.63
0.62 – 0.67
-17.1% YoY
0.58
0.53 – 0.62
-8.1% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-07 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-05-06 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-05-05 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-05-04 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-05-01 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-30 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-29 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-28 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-27 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-24 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-23 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-22 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-21 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-20 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-17 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-16 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-15 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
28
Total invested
5.63M
Insider transactions (90d)
0
Beneficial owners (>5%)
16
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Massachusetts Financial Services Company ("MFS") 6.00M 6.10% 1.50M 1.82M 175.4K IA Delaware 2014-02-13
2 Wells Fargo Advisors, LLC 3.26M 6.69% 3.23M BD Delaware 2015-02-10
3 BRIAN KATZ KLEIN 3.16M 5.10% 3.16M HC, IN United States 2019-02-05
4 JAMES MICHAEL JOHNSTON 3.16M 5.10% 3.16M HC, IN United States 2019-02-05
5 Wells Fargo & Company 3.02M 5.14% 2.99M HC Delaware 2019-01-22
6 2. 2.77M 4.71% 1.84M 2.77M IA Canada 2019-02-13
7 Clearbridge Investments, LLC01-0846058 2.44M 5.01% 2.44M 2.44M IA Delaware 2015-02-17
8 SCOTT BRADLEY SCHAEFER 1.79M 3.00% 1.79M HC, IN United States 2020-02-14
9 STEELHEAD PARTNERS, LLC 1.79M 3.00% 1.79M 1.79M IA Delaware 2020-02-14
10 STEELHEAD PATHFINDER MASTER, L.P. 1.78M 2.90% 1.78M 1.78M PN Cayman Islands 2020-02-14
11 (1) BlackRock, Inc. 1.76M 4.90% 1.67M 1.76M HC Delaware 2014-04-08
12 04-1590850 1.60M 5.17% 1.60M 1.60M IC Commonwealth of Massachusetts 2014-02-06
13 51-0504477 1.60M 5.17% 1.60M 1.60M IA Commonwealth of Massachusetts 2014-02-06
14 Vaughan Nelson Investment Management, Inc. 04-3304959 1.07M 1.82% 729.8K 1.04M 33.6K HC Delaware 2019-02-08
15 Vaughan Nelson Investment Management, L.P. 04-3304963 1.07M 1.82% 729.8K 1.04M 33.6K IA Delaware 2019-02-08
16 1 741.2K 2.40% 741.2K 741.2K HC, CO Illinois 2014-02-11

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
28
-101 vs prev Q
New positions
4
Closed positions
104
Increased
8
Reduced
7
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 128.5K +128.5K (+100.0%) 702.99M +703.0M (+100.0%) 0.15% +0.151 pp 0.42% +0.415 pp USD5.47 +0.0% 1 qtrs NEW
2 NEXT CAPITAL MANAGEMENT LLC 2.68M +282.1K (+11.7%) 14.68M -209.8K (-1.4%) 3.16% +0.332 pp 4.70% -0.270 pp USD6.82 -19.8% 17 qtrs
3 INVESCO LTD. 2.38M +428.2K (+22.0%) 12.99M +920.7K (+7.6%) 2.79% +0.504 pp 0.00% +0.000 pp USD8.36 -34.6% 9 qtrs
4 VAN ECK ASSOCIATES CORP 2.11M -176.9K (-7.7%) 11.55M -2.6M (-18.6%) 2.48% -0.208 pp 0.01% -0.004 pp USD10.89 -49.8% 30 qtrs
5 UBS GROUP AG 1.57M +128.7K (+8.9%) 8.60M -349.3K (-3.9%) 1.85% +0.152 pp 0.00% +0.000 pp USD8.96 -39.0% 30 qtrs
6 TRANSCEND CAPITAL ADVISORS, LLC 1.18M -50.9K (-4.1%) 6.43M -1.2M (-15.4%) 1.38% -0.060 pp 0.50% -0.038 pp USD9.48 -42.3% 8 qtrs
7 TWO SIGMA INVESTMENTS, LP 1.13M +253.3K (+28.9%) 6.17M +746.6K (+13.8%) 1.33% +0.298 pp 0.01% +0.001 pp USD8.79 -37.8% 30 qtrs
8 TWO SIGMA ADVISERS, LP 959.6K -33.2K (-3.3%) 5.25M -906.3K (-14.7%) 1.13% -0.039 pp 0.01% -0.002 pp USD10.78 -49.3% 30 qtrs
9 NORTH GROUND CAPITAL 787.9K +287.9K (+57.6%) 4.31M +1.2M (+39.0%) 0.93% +0.339 pp 2.14% +0.238 pp USD5.93 -7.8% 5 qtrs
10 MORGAN STANLEY 784.7K +267.2K (+51.6%) 4.29M +1.1M (+33.8%) 0.92% +0.314 pp 0.00% +0.000 pp USD9.23 -40.7% 30 qtrs
11 BLACKROCK, INC. 605.7K +94.7K (+18.5%) 3.31M +145.1K (+4.6%) 0.71% +0.111 pp 0.00% +0.000 pp USD7.80 -29.9% 6 qtrs
12 LEGAL & GENERAL GROUP PLC 606.3K +93.6K (+18.3%) 3.31M +136.5K (+4.3%) 0.71% +0.110 pp 0.00% +0.000 pp USD10.70 -48.9% 30 qtrs
13 BARINGS LLC 540.6K +60.3K (+12.6%) 2.96M -20.8K (-0.7%) 0.64% +0.071 pp 0.05% -0.002 pp USD6.38 -14.3% 30 qtrs
14 BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S 452.9K +34.9K (+8.3%) 2.48M -115.0K (-4.4%) 0.53% +0.041 pp 0.02% -0.002 pp USD8.32 -34.3% 11 qtrs
15 LSV ASSET MANAGEMENT 410.1K -19.7K (-4.6%) 2.24M -422.0K (-15.8%) 0.48% -0.023 pp 0.00% -0.001 pp USD9.89 -44.7% 28 qtrs
16 ALPINE GLOBAL MANAGEMENT, LLC 376.8K +111.8K (+42.2%) 2.06M +418.0K (+25.4%) 0.44% +0.132 pp 0.37% +0.078 pp USD5.98 -8.5% 2 qtrs
17 MUZINICH & CO., INC. 279.5K -3.0K (-1.1%) 1.53M -222.8K (-12.7%) 0.33% -0.004 pp 0.48% -0.196 pp USD11.38 -51.9% 30 qtrs
18 SUMITOMO MITSUI TRUST HOLDINGS, INC. 279.5K +— (+0.0%) 1.53M -204.0K (-11.8%) 0.33% +0.000 pp 0.00% 0.000 pp USD8.64 -36.7% 24 qtrs
19 LOOMIS SAYLES & CO L P 245.0K +— (+0.0%) 1.34M -178.9K (-11.8%) 0.29% +0.000 pp 0.00% 0.000 pp USD8.01 -31.7% 4 qtrs
20 VIRTUS INVESTMENT ADVISERS, INC. 212.3K +13.9K (+7.0%) 1.16M -69.1K (-5.6%) 0.25% +0.016 pp 0.32% -0.037 pp USD7.54 -27.5% 4 qtrs
21 D.A. DAVIDSON & CO. 188.3K -226.9K (-54.7%) 1.03M -1.5M (-60.0%) 0.22% -0.267 pp 0.01% -0.010 pp USD12.40 -55.9% 30 qtrs
22 LPL FINANCIAL LLC 175.6K -25.4K (-12.6%) 960.5K -285.7K (-22.9%) 0.21% -0.030 pp 0.00% 0.000 pp USD11.13 -50.9% 28 qtrs
23 GREAT WEST LIFE ASSURANCE CO /CAN/ 105.9K +2.9K (+2.9%) 577.0K -54.0K (-8.6%) 0.12% +0.004 pp 0.00% +0.000 pp USD9.42 -41.9% 30 qtrs
24 HENNION & WALSH ASSET MANAGEMENT, INC. 98.5K -101.5K (-50.8%) 538.8K -701.4K (-56.6%) 0.12% -0.119 pp 0.02% -0.026 pp USD12.62 -56.7% 20 qtrs
25 UNITED ADVISOR GROUP, LLC 94.9K -48.6K (-33.9%) 519.2K -370.8K (-41.7%) 0.11% -0.057 pp 0.06% -0.055 pp USD10.10 -45.8% 8 qtrs
26 SUNBELT SECURITIES, INC. 92.6K -445.0 (-0.5%) 506.5K -70.4K (-12.2%) 0.11% -0.001 pp 0.03% -0.006 pp USD7.06 -22.5% 15 qtrs
27 BANK OF AMERICA CORP /DE/ 91.9K -73.6K (-44.5%) 502.6K -523.3K (-51.0%) 0.11% -0.087 pp 0.00% +0.000 pp USD10.25 -46.6% 30 qtrs
28 ETHOS FINANCIAL GROUP, LLC 90.5K -4.4K (-4.7%) 495.2K -93.6K (-15.9%) 0.11% -0.005 pp 0.04% -0.010 pp USD6.20 -11.8% 4 qtrs
29 JANE STREET GROUP, LLC 87.2K +40.1K (+85.3%) 476.7K +185.1K (+63.4%) 0.10% +0.047 pp 0.00% +0.000 pp USD6.22 -12.1% 10 qtrs
30 RMB CAPITAL MANAGEMENT, LLC 85.0K +85.0K (+100.0%) 465.0K +465.0K (+100.0%) 0.10% +0.100 pp 0.01% +0.008 pp USD5.47 +0.0% 1 qtrs NEW
31 ALMITAS CAPITAL LLC 85.0K +85.0K (+100.0%) 465.0K +465.0K (+100.0%) 0.10% +0.100 pp 0.10% +0.102 pp USD5.47 +0.0% 1 qtrs NEW
32 QUADRATURE CAPITAL LTD 84.7K +70.2K (+485.4%) 463.2K +373.7K (+417.3%) 0.10% +0.083 pp 0.00% +0.004 pp USD5.59 -2.1% 2 qtrs
33 RAYMOND JAMES FINANCIAL INC 83.1K -32.8K (-28.3%) 454.4K -263.9K (-36.7%) 0.10% -0.039 pp 0.00% 0.000 pp USD8.11 -32.6% 5 qtrs
34 SQUAREPOINT OPS LLC 81.1K +66.8K (+465.5%) 443.9K +354.9K (+398.9%) 0.10% +0.079 pp 0.00% +0.000 pp USD5.60 -2.3% 6 qtrs
35 QUANTBOT TECHNOLOGIES LP 77.9K +74.7K (+2,376.9%) 426.0K +406.5K (+2,085.2%) 0.09% +0.088 pp 0.01% +0.014 pp USD5.50 -0.5% 2 qtrs
36 XTX TOPCO LTD 77.7K +77.7K (+100.0%) 424.7K +424.7K (+100.0%) 0.09% +0.091 pp 0.01% +0.011 pp USD5.47 +0.0% 3 qtrs
37 GOTHAM ASSET MANAGEMENT, LLC 71.2K +71.2K (+100.0%) 389.6K +389.6K (+100.0%) 0.08% +0.084 pp 0.00% +0.001 pp USD5.47 +0.0% 1 qtrs NEW
38 COMMONWEALTH EQUITY SERVICES, LLC 68.5K +729.0 (+1.1%) 374.6K -45.5K (-10.8%) 0.08% +0.001 pp 0.00% +0.000 pp USD9.98 -45.2% 8 qtrs
39 AQR CAPITAL MANAGEMENT LLC 66.8K +15.2K (+29.4%) 365.6K +45.2K (+14.1%) 0.08% +0.018 pp 0.00% +0.000 pp USD7.19 -23.9% 3 qtrs
40 ROMANO BROTHERS AND COMPANY 65.6K -22.0K (-25.1%) 359.1K -184.3K (-33.9%) 0.08% -0.026 pp 0.04% -0.021 pp USD8.36 -34.6% 8 qtrs
41 ACCESS INVESTMENT MANAGEMENT LLC 54.3K +— (+0.0%) 336.7K +— (+0.0%) 0.06% +0.000 pp 0.09% +0.000 pp USD7.70 -29.0% 3 qtrs
42 WELLS FARGO & COMPANY/MN 61.2K -2.6K (-4.0%) 334.9K -60.5K (-15.3%) 0.07% -0.003 pp 0.00% +0.000 pp USD12.40 -55.9% 30 qtrs
43 CAXTON ASSOCIATES LLP 60.8K +— (+0.0%) 332.5K -44.4K (-11.8%) 0.07% +0.000 pp 0.01% -0.002 pp USD7.97 -31.4% 4 qtrs
44 JANNEY MONTGOMERY SCOTT LLC 60.4K -6.4K (-9.6%) 331.0K -84.0K (-20.2%) 0.07% -0.008 pp 0.00% 0.000 pp USD6.20 -11.8% 14 qtrs
45 PHARVISION ADVISERS, LLC 59.2K +59.2K (+100.0%) 323.7K +323.7K (+100.0%) 0.07% +0.070 pp 0.16% +0.164 pp USD5.47 +0.0% 1 qtrs NEW
46 ARKADIOS WEALTH ADVISORS 58.7K -7.2K (-11.0%) 321.1K -87.7K (-21.5%) 0.07% -0.009 pp 0.01% -0.004 pp USD11.43 -52.1% 21 qtrs
47 AQUATIC CAPITAL MANAGEMENT LLC 58.0K -15.4K (-20.9%) 317.3K -137.6K (-30.3%) 0.07% -0.018 pp 0.01% +0.001 pp USD6.20 -11.8% 17 qtrs
48 ADVISOR GROUP HOLDINGS, INC. 56.9K -7.3K (-11.4%) 311.1K -122.6K (-28.3%) 0.07% -0.009 pp 0.00% 0.000 pp USD9.38 -41.7% 24 qtrs
49 UNIVERSAL- BETEILIGUNGS- UND SERVICEGESELLSCHAFT MBH 51.9K +— (+0.0%) 283.9K -37.9K (-11.8%) 0.06% +0.000 pp 0.00% 0.000 pp USD8.01 -31.7% 4 qtrs
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50.8K +5.8K (+12.9%) 278.1K -1.2K (-0.4%) 0.06% +0.007 pp 0.00% +0.000 pp USD8.20 -33.3% 7 qtrs
51 CETERA INVESTMENT ADVISERS 49.9K -15.1K (-23.2%) 273.1K -130.2K (-32.3%) 0.06% -0.018 pp 0.00% 0.000 pp USD7.82 -30.1% 4 qtrs
52 ENVESTNET ASSET MANAGEMENT INC 49.4K -1.5K (-2.9%) 270.2K -45.1K (-14.3%) 0.06% -0.002 pp 0.00% +0.000 pp USD8.95 -38.9% 21 qtrs
53 VIRTU FINANCIAL LLC 46.2K +15.4K (+49.9%) 253.0K +62.0K (+32.5%) 0.05% +0.018 pp 0.01% -0.001 pp USD5.96 -8.2% 2 qtrs
54 KESTRA ADVISORY SERVICES, LLC 41.1K -3.6K (-8.1%) 224.7K -52.4K (-18.9%) 0.05% -0.004 pp 0.00% 0.000 pp USD10.18 -46.3% 9 qtrs
55 CURATED WEALTH PARTNERS LLC 38.6K +— (+0.0%) 211.1K -28.2K (-11.8%) 0.05% +0.000 pp 0.02% -0.006 pp USD8.22 -33.5% 6 qtrs
56 NORTHERN TRUST CORP 37.6K -5.0K (-11.7%) 205.6K -58.3K (-22.1%) 0.04% -0.006 pp 0.00% +0.000 pp USD7.25 -24.6% 6 qtrs
57 LIDO ADVISORS, LLC 28.0K +240.0 (+0.9%) 173.5K +1.3K (+0.8%) 0.03% +0.000 pp 0.00% +0.000 pp USD9.45 -42.1% 8 qtrs
58 ROYAL BANK OF CANADA 30.4K -71.0K (-70.0%) 166.0K -463.0K (-73.6%) 0.04% -0.084 pp 0.00% 0.000 pp USD8.05 -32.0% 30 qtrs
59 JUMP FINANCIAL, LLC 28.5K +28.5K (+100.0%) 155.7K +155.7K (+100.0%) 0.03% +0.034 pp 0.00% +0.002 pp USD5.47 +0.0% 1 qtrs NEW
60 ATOMI FINANCIAL GROUP, INC. 28.0K +14.8K (+112.9%) 153.1K +71.6K (+87.8%) 0.03% +0.018 pp 0.00% +0.002 pp USD7.66 -28.6% 8 qtrs
61 DYNAMIC TECHNOLOGY LAB PRIVATE LTD 26.4K +26.4K (+100.0%) 144.0K +144.0K (+100.0%) 0.03% +0.031 pp 0.03% +0.033 pp USD5.47 +0.0% 7 qtrs
62 US BANCORP \DE\ 25.4K +23.5K (+1,177.8%) 139.2K +126.8K (+1,027.4%) 0.03% +0.028 pp 0.00% +0.000 pp USD5.86 -6.7% 8 qtrs
63 JPMORGAN CHASE & CO 24.4K +24.4K (+100.0%) 133.7K +133.7K (+100.0%) 0.03% +0.029 pp 0.00% +0.000 pp USD5.47 +0.0% 1 qtrs NEW
64 M&T BANK CORP 24.1K +— (+0.0%) 131.9K -17.6K (-11.8%) 0.03% +0.000 pp 0.00% 0.000 pp USD8.01 -31.7% 4 qtrs
65 MALLINI COMPLETE FINANCIAL PLANNING LLC 24.0K +598.0 (+2.6%) 131.3K -13.8K (-9.5%) 0.03% +0.001 pp 0.11% -0.013 pp USD8.50 -35.6% 5 qtrs
66 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 23.8K -2.0K (-7.7%) 130.0K -30.0K (-18.8%) 0.03% -0.002 pp 0.00% 0.000 pp USD11.28 -51.5% 22 qtrs
67 PERMANENS CAPITAL L.P. 21.4K +— (+0.0%) 117.1K -15.6K (-11.8%) 0.03% +0.000 pp 0.02% -0.005 pp USD6.20 -11.8% 2 qtrs
68 MARSHALL WACE, LLP 20.4K -477.8K (-95.9%) 111.8K -3.0M (-96.4%) 0.02% -0.562 pp 0.00% -0.003 pp USD7.70 -29.0% 3 qtrs
69 AMERIPRISE FINANCIAL INC 20.4K -1.1K (-5.2%) 111.5K -21.8K (-16.3%) 0.02% -0.001 pp 0.00% +0.000 pp USD12.72 -57.0% 30 qtrs
70 BARTLETT & CO. WEALTH MANAGEMENT LLC 19.3K +— (+0.0%) 105.6K -14.1K (-11.8%) 0.02% +0.000 pp 0.00% 0.000 pp USD9.91 -44.8% 11 qtrs
71 SOWELL FINANCIAL SERVICES LLC 19.1K +19.1K (+100.0%) 104.7K +104.7K (+100.0%) 0.02% +0.023 pp 0.00% +0.004 pp USD5.47 +0.0% 1 qtrs NEW
72 EIGHT 31 FINANCIAL LLC 18.9K +841.0 (+4.7%) 103.3K -8.6K (-7.7%) 0.02% +0.001 pp 0.06% -0.006 pp USD7.54 -27.5% 3 qtrs
73 STIFEL FINANCIAL CORP 18.6K -3.2K (-14.5%) 101.8K -33.2K (-24.6%) 0.02% -0.004 pp 0.00% +0.000 pp USD10.62 -48.5% 30 qtrs
74 JOEL ISAACSON & CO., LLC 16.7K +— (+0.0%) 91.4K -12.2K (-11.8%) 0.02% +0.000 pp 0.00% -0.001 pp USD10.18 -46.3% 8 qtrs
75 STONEX GROUP INC. 15.9K +15.9K (+100.0%) 86.7K +86.7K (+100.0%) 0.02% +0.019 pp 0.00% +0.004 pp USD5.47 +0.0% 1 qtrs NEW
76 GOLDMAN SACHS GROUP INC 15.5K +1.5K (+10.8%) 84.6K -1.9K (-2.2%) 0.02% +0.002 pp 0.00% +0.000 pp USD6.13 -10.8% 6 qtrs
77 WEALTHTRUST AXIOM LLC 15.0K +— (+0.0%) 81.9K -10.9K (-11.8%) 0.02% +0.000 pp 0.02% -0.004 pp USD8.01 -31.7% 4 qtrs
78 PROSPERA FINANCIAL SERVICES INC 14.8K -1.7K (-10.5%) 80.9K -21.5K (-21.0%) 0.02% -0.002 pp 0.00% 0.000 pp USD7.56 -27.6% 3 qtrs
79 TOWER RESEARCH CAPITAL LLC (TRC) 14.7K +14.7K (+47,467.7%) 80.7K +80.5K (+41,910.9%) 0.02% +0.017 pp 0.00% +0.002 pp USD5.47 +0.0% 6 qtrs
80 MISSION WEALTH MANAGEMENT, LP 14.4K -59.0 (-0.4%) 78.8K -10.9K (-12.1%) 0.02% 0.000 pp 0.00% 0.000 pp USD7.70 -29.0% 3 qtrs
81 IGNITE PLANNERS, LLC 15.0K -6.3K (-29.7%) 77.8K -54.7K (-41.3%) 0.02% -0.008 pp 0.01% -0.010 pp USD10.60 -48.4% 10 qtrs
82 EQUITABLE TRUST CO 13.8K +13.8K (+100.0%) 75.2K +75.2K (+100.0%) 0.02% +0.016 pp 0.00% +0.003 pp USD5.47 +0.0% 1 qtrs NEW
83 BOOTHBAY FUND MANAGEMENT, LLC 13.7K +13.7K (+100.0%) 75.0K +75.0K (+100.0%) 0.02% +0.016 pp 0.00% +0.001 pp USD5.47 +0.0% 1 qtrs NEW
84 MERIT FINANCIAL GROUP, LLC 13.5K -12.1K (-47.2%) 73.9K -84.8K (-53.4%) 0.02% -0.014 pp 0.00% -0.001 pp USD7.18 -23.8% 4 qtrs
85 MILLENNIUM MANAGEMENT LLC 13.4K +13.4K (+100.0%) 73.3K +73.3K (+100.0%) 0.02% +0.016 pp 0.00% +0.000 pp USD5.47 +0.0% 3 qtrs
86 MARINER, LLC 13.1K -15.9K (-54.8%) 71.8K -108.2K (-60.1%) 0.02% -0.019 pp 0.00% 0.000 pp USD11.17 -51.0% 19 qtrs
87 CERITY PARTNERS LLC 12.8K +12.8K (+100.0%) 70.3K +70.3K (+100.0%) 0.02% +0.015 pp 0.00% +0.000 pp USD5.47 +0.0% 12 qtrs
88 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 12.2K -378.0 (-3.0%) 66.5K -11.2K (-14.4%) 0.01% 0.000 pp 0.00% 0.000 pp USD11.90 -54.0% 27 qtrs
89 ACCEL WEALTH MANAGEMENT 12.0K +— (+0.0%) 65.6K -8.8K (-11.8%) 0.01% +0.000 pp 0.02% -0.004 pp USD10.42 -47.5% 7 qtrs
90 BOGART WEALTH, LLC 11.8K +— (+0.0%) 64.6K -8.6K (-11.8%) 0.01% +0.000 pp 0.00% 0.000 pp USD12.85 -57.4% 19 qtrs
91 CITADEL ADVISORS LLC 11.8K -15.9K (-57.4%) 64.5K -107.2K (-62.4%) 0.01% -0.019 pp 0.00% +0.000 pp USD8.11 -32.6% 16 qtrs
92 CREATIVE PLANNING 11.3K +11.3K (+100.0%) 61.6K +61.6K (+100.0%) 0.01% +0.013 pp 0.00% +0.000 pp USD5.47 +0.0% 3 qtrs
93 JOURNEY STRATEGIC WEALTH LLC 10.8K +— (+0.0%) 59.2K -7.9K (-11.8%) 0.01% +0.000 pp 0.00% 0.000 pp USD10.18 -46.3% 8 qtrs
94 RONALD BLUE TRUST, INC. 10.8K +10.8K (+100.0%) 58.8K +58.8K (+100.0%) 0.01% +0.013 pp 0.00% +0.001 pp USD5.47 +0.0% 1 qtrs NEW
95 AIGEN INVESTMENT MANAGEMENT, LP 10.6K -3.9K (-27.0%) 58.1K -32.1K (-35.6%) 0.01% -0.005 pp 0.01% -0.001 pp USD6.20 -11.8% 2 qtrs
96 MTM INVESTMENT MANAGEMENT, LLC 6.0K +— (+0.0%) 32.7K -4.4K (-11.8%) 0.01% +0.000 pp 0.01% -0.001 pp USD7.70 -29.0% 3 qtrs
97 VSM WEALTH ADVISORY, LLC 5.8K -2.1K (-26.5%) 31.6K -17.1K (-35.2%) 0.01% -0.003 pp 0.01% -0.006 pp USD8.52 -35.8% 5 qtrs
98 SOUND INCOME STRATEGIES, LLC 5.1K +3.3K (+188.7%) 29.4K +19.7K (+202.8%) 0.01% +0.004 pp 0.00% +0.001 pp USD6.88 -20.5% 17 qtrs
99 SPIRE WEALTH MANAGEMENT 5.2K -7.5K (-59.0%) 28.4K -50.1K (-63.8%) 0.01% -0.009 pp 0.00% -0.002 pp USD6.20 -11.8% 15 qtrs
Ownership breakdown by holder

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
1.13
Neutral
Ratio by volume
2.48
Bullish
Buys
9
Sells
8
Shares acquired
117.4K
Shares disposed
47.4K
Cash buys
4.00
Cash sales
Net activity
+70,015
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-13 Wolfe Patrick Officer P-Purchase A Common Stock 6,850 3.65 25.0K 16,086 D
2026-03-10 Worrell August Daniel Officer P-Purchase A Common Stock 40,000 3.75 150.0K 113,500 D
2026-03-06 Worrell August Daniel Officer P-Purchase A Common Stock 40,000 3.89 155.6K 73,500 D
2026-03-06 Mehring Jason Officer P-Purchase A Common Stock 6,500 3.86 25.1K 29,208 D
2026-03-06 Cuellar Erik L. Officer P-Purchase A Common Stock 1,750 3.86 6.8K 2,000 D
2026-01-30 Worrell August Daniel Officer M-Exempt D Phantom Shares 11,983 0.00 11,983 D
2026-01-30 Wolfe Patrick Officer M-Exempt D Phantom Shares 2,393 0.00 2,393 D
2026-01-30 Mehring Jason Officer D-Return D Common Stock 5,598 5.18 29.0K 22,708 D
2025-07-31 Park Charles 0 0.00 0
2025-05-13 Leets Karen L Director P-Purchase A Common Stock 3,300 7.55 24.9K 7,680 D
2025-03-21 Tseng Philip M Director / Officer P-Purchase A Common Stock 10,000 7.74 77.4K 38,587 D
2025-03-14 Wolfe Patrick Officer P-Purchase A Common Stock 6,100 8.12 49.5K 8,003 D
2025-03-12 Mehring Jason Officer P-Purchase A Common Stock 2,400 8.13 19.5K 22,442 D
2025-03-11 Worrell August Daniel Officer P-Purchase A Common Stock 10,000 8.06 80.6K 33,500 D
2025-01-31 Worrell August Daniel Officer M-Exempt D Phantom Shares 6,778 0.00 30,603 D
2025-01-31 Wolfe Patrick Officer A-Award A Phantom Shares 9,919 0.00 13,993 D
2025-01-31 Mehring Jason Officer A-Award A Phantom Shares 3,841 0.00 10,903 D
2025-01-27 Hazzard Ariel Tiffany 0 0.00 0
2024-11-27 Mehring Jason Officer P-Purchase A Common Stock 4,500 9.30 41.9K 19,914 D
2024-11-26 Worrell August Daniel Officer P-Purchase A Common Stock 15,000 9.10 136.5K 23,500 D
2024-11-06 Worrell August Daniel Officer Common Stock 0 0.00 8,500 D
2024-11-06 Wolfe Patrick Officer Common Stock 0 0.00 1,862 D
2024-09-10 Tseng Philip M Director / Officer P-Purchase A Common Stock 10,000 9.10 91.0K 27,481
2024-09-10 Park Charles 0 0.00 0
2024-09-06 Tseng Philip M Director / Officer P-Purchase A Common Stock 5,000 9.07 45.4K 17,481
2024-09-03 DRAUT ERIC JOHN Director P-Purchase A Common Stock 1,900 9.15 17.4K 55,532
2024-08-30 DRAUT ERIC JOHN Director P-Purchase A Common Stock 100 9.09 909.00 53,632
2024-08-29 Vig Rajneesh Director / Officer P-Purchase A Common Stock 25,000 9.09 227.3K 130,930
2024-06-07 Petro Andrea Director P-Purchase A Common Stock 5,000 11.49 57.5K 11,823
2024-06-06 Leets Karen L Director P-Purchase A Common Stock 4,380 11.49 50.3K 4,380
2024-05-28 DRAUT ERIC JOHN Director P-Purchase A Common Stock 1,000 10.89 10.9K 53,532
2024-05-08 Mehring Jason Officer D Common Stock 0 0.00 15,414
2024-04-24 Hazzard Ariel Tiffany 0 0.00 0
2024-03-18 Vig Rajneesh Director / Officer D-Return D Common Stock 38,680 0.00 105,930
2024-03-18 Usifer Maureen K Director A-Award A Common Stock 20,997 0.00 20,997
2024-03-18 Singhal Nik Officer D Phantom Shares 1,229 0.00 0
2024-03-18 BARON JOHN R Director A-Award A Common Stock 8,404 0.00 8,404
2024-03-07 DRAUT ERIC JOHN Director P-Purchase A Common Stock 1,468 8.31 12.2K 57,000 D
2022-10-27 Leets Karen L 0
2021-12-01 Vig Rajneesh Director / Officer P-Purchase A Common Stock 7,500 13.38 100.4K 67,250
2021-11-30 Williams Karyn Leigh Director P-Purchase A Common Stock 150 13.28 2.0K 875
2021-11-22 Cuellar Erik L. Officer P-Purchase A Common Stock 250 13.63 3.4K 250
2021-11-10 Petro Andrea Director P-Purchase A Common Stock 2,300 14.06 32.3K 6,823
2021-08-05 Tseng Philip M Officer D Common Stock 0 0.00 9,070
2021-06-03 Cuellar Erik L. Officer 0 0.00 0
2021-02-24 Park Charles Officer 0 0.00 0
2020-11-16 Petro Andrea Director P-Purchase A Common Stock 3,200 11.16 35.7K 4,523
2020-11-11 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 13,827 10.95 151.4K 180,145
2020-08-28 Petro Andrea Director P-Purchase A Common Stock 77 9.91 762.88 1,323
2020-08-27 CORBET KATHLEEN A Director P-Purchase A Common Stock 1,000 9.82 9.8K 10,000
2020-08-04 Petro Andrea Director 0 0.00 0
2020-03-16 Vig Rajneesh Officer P-Purchase A Common Stock 10,000 8.31 83.1K 59,750
2020-03-16 Davis Paul L Officer P-Purchase A Common Stock 1,000 7.51 7.5K 28,500
2020-03-12 Davis Paul L Officer P-Purchase A Common Stock 1,000 10.26 10.3K 25,500
2020-03-11 Davis Paul L Officer P-Purchase A Common Stock 2,000 11.60 23.2K 24,500
2020-03-09 Davis Paul L Officer P-Purchase A Common Stock 3,000 12.43 37.3K 22,500
2020-02-28 Wruble Brian F Director P-Purchase A Common Stock 5,000 12.96 64.8K 30,000
2020-02-28 Davis Paul L Officer P-Purchase A Common Stock 1,000 12.91 12.9K 19,000
2020-01-31 Leitner Michael E Officer A-Award A Phantom Shares 12,180 0.00 12,180
2019-09-05 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 1,000 13.29 13.3K 136,905
2019-09-04 Leitner Michael E Officer P-Purchase A Common Stock 1,196 13.31 15.9K 24,400
2018-12-21 Vig Rajneesh Director / Officer P-Purchase A Common Stock 10,000 12.92 129.2K 49,750
2018-12-21 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 5,000 12.88 64.4K 124,144
2018-12-21 Davis Paul L Officer P-Purchase A Common Stock 300 12.81 3.8K 18,000
2018-12-21 DRAUT ERIC JOHN Director P-Purchase A Common Stock 1,000 12.96 13.0K 52,532
2018-12-07 Davis Paul L Officer P-Purchase A Common Stock 2,000 14.24 28.5K 15,000
2018-11-30 CORBET KATHLEEN A Director P-Purchase A Common Stock 3,000 14.36 43.1K 9,000
2018-11-16 Williams Karyn Leigh Director P-Purchase A Common Stock 725 13.84 10.0K 725
2018-11-16 Vig Rajneesh Director / Officer P-Purchase A Common Stock 7,000 13.92 97.4K 39,750
2018-11-16 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 5,000 13.89 69.4K 119,144
2018-11-16 Davis Paul L Officer P-Purchase A Common Stock 2,000 13.89 27.8K 13,000
2018-08-01 Williams Karyn Leigh Director 0 0.00 0
2018-02-09 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 5,000 14.47 72.4K 111,657
2018-02-06 HOLDSWORTH MARK Officer P-Purchase A Common Stock 2,986 14.68 43.8K 77,451
2018-02-05 DRAUT ERIC JOHN Director P-Purchase A Common Stock 1,000 14.23 14.2K 51,532
2018-02-02 Vig Rajneesh Director / Officer P-Purchase A Common Stock 5,000 15.06 75.3K 32,750
2018-01-31 Wruble Brian F Director P-Purchase A Common Stock 5,000 15.26 76.3K 25,000
2018-01-30 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 7,000 15.29 107.0K 106,657
2018-01-30 CORBET KATHLEEN A Director P-Purchase A Common Stock 2,500 15.22 38.0K 6,000
2017-06-23 Wruble Brian F Director P-Purchase A Common Stock 5,000 16.64 83.2K 20,000
2017-04-20 CORBET KATHLEEN A Director P-Purchase A Common Stock 3,500 16.54 57.9K 3,500
2017-03-09 CORBET KATHLEEN A Director 0 0.00 0
2016-08-24 Reiss M. Freddie Director D Common Stock 0 0.00 25,000
2016-05-27 Davis Paul L Officer P-Purchase A Common Stock 500 14.48 7.2K 9,000
2016-05-20 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 5,000 14.54 72.7K 95,339
2016-01-22 Wruble Brian F Director P-Purchase A Common Stock 3,000 12.86 38.6K 10,000
2016-01-22 Vig Rajneesh Director / Officer P-Purchase A Common Stock 600 12.95 7.8K 24,350
2016-01-22 Leitner Michael E P-Purchase A Common Stock 4,000 12.77 51.1K 9,400
2016-01-22 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 5,000 12.87 64.4K 89,841
2016-01-22 DRAUT ERIC JOHN Director P-Purchase A Common Stock 291 12.77 3.7K 49,823
2015-12-18 Schwab Peter E Director P-Purchase A Common Stock 2,900 14.08 40.8K 8,500
2015-12-18 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 3,000 14.00 42.0K 13,000
2015-12-11 DRAUT ERIC JOHN Director P-Purchase A Common Stock 500 14.39 7.2K 49,532
2015-11-16 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 4,102 15.27 62.6K 10,000
2015-11-11 Wruble Brian F Director P-Purchase A Common Stock 6,000 15.14 90.8K 7,000
2015-11-05 Wruble Brian F Director D Common Stock 0 0.00 1,000
2015-09-28 Davis Paul L Officer P-Purchase A Common Stock 1,000 14.24 14.2K 8,500
2015-09-28 DRAUT ERIC JOHN Director P-Purchase A Common Stock 500 14.20 7.1K 48,532
2015-09-14 Vig Rajneesh Director / Officer P-Purchase A Common Stock 3,750 14.90 55.9K 23,750
2015-08-24 DRAUT ERIC JOHN Director P-Purchase A Common Stock 500 14.77 7.4K 48,032
2015-06-29 DRAUT ERIC JOHN Director P-Purchase A Common Stock 500 15.32 7.7K 47,532
2015-06-26 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 5,000 15.38 76.9K 118,452
2015-05-11 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 1,499 15.50 23.2K 113,452
2015-03-15 Wruble Brian F Director P-Purchase A Common Stock 5,000 16.95 84.7K 15,000
2014-10-15 Vig Rajneesh Officer P-Purchase A Common Stock 100 15.19 1.5K 20,000
2014-10-15 Schwab Peter E Director P-Purchase A Common Stock 5,000 15.41 77.1K 5,000
2014-10-15 Greenwood Elizabeth Officer P-Purchase A Common Stock 1,000 15.21 15.2K 1,000
2014-10-15 DRAUT ERIC JOHN Director P-Purchase A Common Stock 1,000 15.21 15.2K 47,032
2014-10-10 HOLDSWORTH MARK Officer P-Purchase A Common Stock 2,000 15.72 31.4K 72,451
2014-10-09 HOLDSWORTH MARK Officer P-Purchase A Common Stock 3,000 15.87 47.6K 70,451
2014-05-14 HOLDSWORTH MARK Officer P-Purchase A Common Stock 5,000 15.88 79.4K 67,451
2014-05-13 Jaquez-Fissori Todd Director / Officer P-Purchase A Common Stock 1,200 15.81 19.0K 1,200
2014-05-13 JOHNSON FRANKLIN Director P-Purchase A Common Stock 265 15.92 4.2K 18,866
2014-05-13 HOLDSWORTH MARK Officer P-Purchase A Common Stock 5,000 15.85 79.2K 62,451
2014-05-12 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 5,000 15.90 79.5K 80,448
2014-04-28 Jaquez-Fissori Todd Officer 0 0.00 0
2013-10-28 Schwab Peter E Director S-Sale D Common Stock 2,000 16.74 33.5K 0
2013-08-19 Schwab Peter E Director P-Purchase A Common Stock 2,000 15.15 30.3K 2,000
2013-08-19 DRAUT ERIC JOHN Director P-Purchase A Common Stock 1,000 15.05 15.1K 46,032
2013-08-16 JOHNSON FRANKLIN Director P-Purchase A Common Stock 3,280 15.23 50.0K 17,387
2013-08-13 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 5,000 15.25 76.3K 74,751
2013-08-12 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 5,000 15.30 76.5K 69,751
2013-06-05 JOHNSON FRANKLIN Director P-Purchase A Common Stock 3,193 15.70 50.1K 13,875
2013-03-12 JOHNSON FRANKLIN Director P-Purchase A Common Stock 682 15.93 10.9K 10,682
2012-12-17 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 2,300 14.72 33.9K 64,751
2012-12-12 HOLDSWORTH MARK Officer P-Purchase A Common Stock 2,702 14.81 40.0K 57,451
2012-12-11 HOLDSWORTH MARK Officer P-Purchase A Common Stock 7,298 14.83 108.2K 54,749
2012-12-07 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 10,000 14.90 149.0K 62,451
2012-11-28 Vig Rajneesh Officer P-Purchase A Common Stock 10,000 14.99 149.9K 17,000
2012-11-07 Schwab Peter E Director 0 0.00 0
2012-06-01 Davis Paul L Officer P-Purchase A Common Stock 1,000 14.31 14.3K 5,500
2012-05-24 Davis Paul L Officer P-Purchase A Common Stock 1,000 13.85 13.8K 2,500
2012-05-23 Davis Paul L Officer P-Purchase A Common Stock 1,000 13.91 13.9K 1,500
2012-05-21 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 5,000 13.74 68.7K 52,451
2012-05-21 Davis Paul L Officer P-Purchase A Common Stock 400 13.69 5.5K 400
2012-05-21 DRAUT ERIC JOHN Director P-Purchase A Common Stock 1,000 13.63 13.6K 45,032
2012-05-18 DRAUT ERIC JOHN Director P-Purchase A Common Stock 1,500 14.29 21.4K 44,032
2012-05-17 Vig Rajneesh Officer P-Purchase A Common Stock 6,900 14.69 101.4K 7,000
2012-05-17 DRAUT ERIC JOHN Director P-Purchase A Common Stock 1,851 14.31 26.5K 42,532
2012-05-16 Vig Rajneesh Officer P-Purchase A Common Stock 100 14.40 1.4K 100
2012-04-10 Leitner Michael E P-Purchase A Common Stock 5,400 14.75 79.7K 5,400
2012-04-10 LEVKOWITZ HOWARD Director / Officer P-Purchase A Common Stock 47,451 14.75 699.9K 47,451
2012-04-10 JOHNSON FRANKLIN Director P-Purchase A Common Stock 10,000 14.75 147.5K 10,000
2012-04-10 Gerch Todd Officer D Common Stock 0 0.00 1,674
2011-08-19 DRAUT ERIC JOHN Director P-Purchase A Common Shares 1,084 560.52 607.5K 1,084
2011-05-01 Clegg Bernadette 0 0.00 0
2011-02-03 Vig Rajneesh Officer 0 0.00 0
2011-02-01 DRAUT ERIC JOHN Director 0 0.00 0
2011-01-01 Francis Sheldon M 0 0.00 0
2011-01-01 DeFrancis Christopher 0 0.00 0
2008-09-11 Walsh Patricia J 0 0.00 0
2008-09-08 Urrutia Pedro Martin Officer 0 0.00 0
2008-01-04 Greenwood Elizabeth D No Securities Owned 0 0.00 0
2007-11-06 Godin Mark 0 0.00 0
2007-11-05 Wheeler John Officer 0 0.00 0
2007-01-26 Spencer Richard E II D Common Shares 0 0.00 0
2007-01-26 Rollings Michael Thomas D Capital Stock 0 0.00 0
2007-01-26 NOREEN CLIFFORD M D Common Shares 0 0.00 0
2007-01-26 MASUR JAMES E D Common Shares 0 0.00 0
2007-01-26 Landrum Lee Robert D Common Shares 0 0.00 0
2007-01-26 Finke Thomas F D Common Shares 0 0.00 0
2007-01-26 Dillman Rodney J D Common Shares 0 0.00 0
2007-01-26 CRANDALL ROGER W D Common Shares 0 0.00 0
2007-01-26 BRENNAN DAVID J D Common Shares 0 0.00 0
2006-12-31 Pagel Eric Richard 0 0.00 0
2006-12-31 Leitner Michael E Officer 0 0.00 0
2006-08-01 Wilson Hugh Steven Officer D Common Shares 0 0.00 490
2006-08-01 TENNENBAUM MICHAEL E I Common Shares 0 0.00 13,119
2006-08-01 TENNENBAUM CAPITAL PARTNERS LLC 0 0.00 0
2006-08-01 TENNENBAUM & CO LLC D Common Shares 0 0.00 13,119
2006-08-01 SVOF/MM, LLC 0 0.00 0
2006-08-01 MASSACHUSETTS MUTUAL LIFE INSURANCE CO 10% Owner D Common Shares 0 0.00 42,722
2006-08-01 LEVKOWITZ HOWARD Director / Officer D Common Shares 0 0.00 1,265
2006-08-01 JOHNSON FRANKLIN Director 0 0.00 0
2006-08-01 JALENAK L R JR Director D Common Shares 0 0.00 452
2006-08-01 Hollander David A Officer D Common Shares 0 0.00 12
2006-08-01 HOLDSWORTH MARK Officer D Common Shares 0 0.00 1,265
2006-08-01 Feliciano Jose Enrique D Common Shares 0 0.00 6
2006-08-01 Davis Paul L Officer 0 0.00 0
2006-08-01 CHANG STEVEN C D Common Shares 0 0.00 6
2006-08-01 BABSON CAPITAL MANAGEMENT LLC 0 0.00 0
2006-08-01 Ardestani Peyman Saidi Officer 0 0.00 0
2006-07-31 Versailles Assets LLC 10% Owner D Series A Cumulative Preferred Interests 0 0.00 0

Executive team

Top executives
EBIT / Employee
-917.00
Shares Outstanding
84.23M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-30 DEFA14A
2026-04-09 DEF 14A
2025-05-29 DEFA14A
2025-05-23 DEFA14A
2025-04-24 DEFA14A
2025-04-02 DEF 14A
2025-03-20 PRE 14A
2024-05-23 DEFA14A
2024-04-19 DEFA14A
2024-04-03 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 IRANNOTICE
2026-05-07 8-K
2026-05-07 10-Q
2026-04-30 DEFA14A
2026-04-09 DEF 14A
2026-04-09 ARS
2026-04-09 40-33
2026-03-17 4
2026-03-10 4
2026-03-10 4

Executive team

NameTitleCompensationGender
Charles Choon Sik Park Chief Compliance Officer male
Dan Worrell MD & Co-Chief Investment Officer male
Diana N. Huffman General Counsel and Secretary female
Erik L. Cuellar CFO & Treasurer male
Grishma Parekh Managing Director female
Jason A. Mehring President & MD male
Joseph Ryu Managing Director
Michael Fenstermacher Managing Director male
Patrick Wolfe Chief Operating Officer male
Philip Tseng MD, Chief Executive Officer, Co-Chief Investment Officer & Chairman male
Robert G. DiPaolo Managing Director male
Vikas Keswani Managing Director male
ESG Rating
B+
ASSET MANAGEMENT
2026
E (Environmental)
67.8 / 67.2
Company / Sector avg.
S (Social)
73.1 / 77.3
Company / Sector avg.
G (Governance)
73.0 / 74.6
Company / Sector avg.
ESG Total
71.3 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

Share your view on this stock and instantly see how the community has voted over the last 6 months.

These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits