BlackRock TCP Capital Corp. (TCPC)
Santa Monica, CA, US
BlackRock TCP Capital Corp. operates as a business development company (BDC) with a primary focus on deploying direct equity and debt capital into middle-market enterprises. Its investment portfolio spans a wide range of financial instruments, encompassing various forms of debt such as senior secured, junior, and originated loans, alongside mezzanine financing, corporate bonds, and opportunistic secondary-market transactions. The firm also actively seeks to acquire ownership stakes through its equity investments. Its investment strategy is geographically centered within the United States, targeting a diverse array of sectors. These include, among others, communication and media services (such as public relations, television, and wireless communications), consumer products and retail (including apparel, restaurants, and general merchandising), the energy sector (specifically oil and gas extraction), intellectual property ownership, various financial services (like credit agencies and insurance), healthcare and biotechnology, industrial engineering and manufacturing (e.g., heavy electrical equipment, chemicals), and a broad spectrum of technology and specialized business services (including IT consulting, software development, application hosting, and certain logistics providers). Individual investments typically fall within the range of $10 million to $35 million. The companies BlackRock TCP Capital Corp. supports generally possess enterprise values between $100 million and $1.5 billion, even when navigating complex operational or financial circumstances.
3 articles
- 5 Income Stocks Yielding 10%+ with Dividends in Danger 24/7 Wall Street
- BlackRock TCP Capital Corp. to Report Second Quarter ended June 30, 2026 Financial Results on August 6, 2026 GuruFocus
- BlackRock TCP Capital Corp. to Report Second Quarter ended June 30, 2026 Financial Results on August 6, 2026 Business Wire
No mergers or acquisitions recorded for this company.
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| +0.24% | -4.11% | +9.38% | -13.22% | -28.45% | -23.22% | -43.47% | -60.04% | -69.45% | -71.53% | -71.13% |
Revenue flow
Revenue by geography
Revenue by segment
Revenue composition
By product
By geography
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 0 | 0 |
| Hold | 2 | 0 |
| Sell | 1 | 0 |
| Strong Sell | 1 | 0 |
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | — | — |
| Last Year | — | — |
| All Time | 2 |
8.25
+161.9%
|
-
Revenue growth Asset Management: +17.4%-467.7% Q1'26: -74.8% (vs Q1'25)
-
EPS growth Asset Management: +22.7%-32.9% Q1'26: -176.0% (vs Q1'25)
-
FCF margin FCF growth · Asset Management: +27.7%+150.7% Q1'26: +429.1% (vs Q1'25)
-
EBIT margin Asset Management: +50.6%+29.9% Q1'26: -2.6% (vs Q1'25)
-
ROIC Asset Management: +6.5%-1.5% Q1'26: -0.1% (vs Q1'25)
-
Share dilution Asset Management: +0.0%+6.7% Q1'26: -0.9% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×-45.34× Q1'26: -913.28× (vs Q1'25)
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
| Metric |
Dec 2015 actual |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 2 Rev. Ana. 2 EPS Ana. |
Dec 2027 2 Rev. Ana. 2 EPS Ana. |
Dec 2028 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
146.87M
est: 144.30M (+1.8%)
|
129.41M
est: 147.22M (-12.1%)
|
131.62M
est: 173.87M (-24.3%)
|
190.50M
est: 190.00M (+0.3%)
|
195.17M
est: 194.97M (+0.1%)
|
172.10M
est: 170.30M (+1.1%)
|
165.11M
est: 166.99M (-1.1%)
|
181.00M
est: 181.01M (0.0%)
|
209.33M
est: 232.32M (-9.9%)
|
20.76M
est: 261.72M (-92.1%)
|
-76.35M
est: 203.67M (-137.5%)
|
150.56M
147.60M – 153.52M
-26.1% YoY
|
134.92M
126.96M – 142.88M
-10.4% YoY
|
121.79M
117.09M – 126.49M
-9.7% YoY
|
| EBITDA |
—
est: 63.17M (-100.0%)
|
95.94M
est: 56.82M (+68.8%)
|
90.65M
est: 55.96M (+62.0%)
|
—
est: 3.16M (-100.0%)
|
—
est: -18.46M (+100.0%)
|
—
est: -10.52B (+100.0%)
|
—
est: 109.93M (-100.0%)
|
—
est: 120.07M (-100.0%)
|
—
est: -32.56M (+100.0%)
|
-62.61M
est: -36.68M (-70.7%)
|
-22.84M
est: -28.55M (+20.0%)
|
-21.10M
-21.52M – -20.69M
+26.1% YoY
|
-18.91M
-20.03M – -17.80M
+10.4% YoY
|
-17.07M
-17.73M – -16.41M
+9.7% YoY
|
| EBIT |
120.28M
est: 97.24M (+23.7%)
|
95.94M
est: 97.60M (-1.7%)
|
90.65M
est: 106.99M (-15.3%)
|
133.95M
est: 70.51M (+90.0%)
|
141.26M
est: 72.35M (+95.2%)
|
124.46M
est: 63.20M (+96.9%)
|
113.53M
est: 61.97M (+83.2%)
|
127.80M
est: 67.17M (+90.3%)
|
154.61M
est: 66.51M (+132.5%)
|
-62.61M
est: 74.93M (-183.6%)
|
-22.84M
est: 58.31M (-139.2%)
|
43.10M
42.26M – 43.95M
-26.1% YoY
|
38.63M
36.35M – 40.91M
-10.4% YoY
|
34.87M
33.52M – 36.21M
-9.7% YoY
|
| Net Income |
58.15M
est: 75.66M (-23.1%)
|
95.37M
est: 97.22M (-1.9%)
|
90.61M
est: 85.57M (+5.9%)
|
45.48M
est: 45.88M (-0.9%)
|
30.58M
est: 29.44M (+3.9%)
|
71.37M
est: 65.78M (+8.5%)
|
133.79M
est: 138.13M (-3.1%)
|
-9.23M
est: 159.29M (-105.8%)
|
38.47M
est: -60.31M (+163.8%)
|
-63.14M
est: 140.36M (-145.0%)
|
-88.93M
est: 109.31M (-181.4%)
|
63.75M
58.41M – 69.10M
-41.7% YoY
|
54.86M
52.39M – 57.32M
-14.0% YoY
|
48.86M
45.05M – 52.67M
-10.9% YoY
|
| SGA |
26.59M
est: 7.75M (+243.0%)
|
8.28M
est: 8.48M (-2.3%)
|
7.88M
est: 7.43M (+6.0%)
|
56.55M
est: 8.95M (+532.1%)
|
53.91M
est: 8.58M (+528.7%)
|
47.64M
est: 8.09M (+489.0%)
|
51.57M
est: 8.32M (+519.8%)
|
53.21M
est: 9.82M (+442.0%)
|
54.71M
est: 63.18M (-13.4%)
|
11.22M
est: 71.18M (-84.2%)
|
3.66M
est: 55.39M (-93.4%)
|
40.95M
40.14M – 41.75M
-26.1% YoY
|
36.69M
34.53M – 38.86M
-10.4% YoY
|
33.12M
31.84M – 34.40M
-9.7% YoY
|
| EPS |
1.21
est: 1.61 (-24.9%)
|
1.50
est: 1.53 (-1.8%)
|
1.19
est: 1.57 (-24.3%)
|
0.77
est: 1.60 (-51.8%)
|
0.52
est: 1.62 (-68.0%)
|
1.23
est: 1.42 (-13.5%)
|
2.32
est: 1.27 (+82.7%)
|
-0.16
est: 1.52 (-110.5%)
|
0.67
est: -0.71 (+194.4%)
|
-0.79
est: 1.59 (-149.5%)
|
-1.05
est: 1.24 (-184.5%)
|
0.76
0.69 – 0.81
-39.2% YoY
|
0.63
0.62 – 0.67
-17.1% YoY
|
0.58
0.53 – 0.62
-8.1% YoY
|
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-07 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-06 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-05 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-04 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-01 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-30 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-29 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-28 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-27 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-24 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-23 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-22 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-21 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-20 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-17 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-16 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-15 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
Owner Earnings
Owner's Earnings history not available.
Ownership Overview
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Massachusetts Financial Services Company ("MFS") | 6.00M | 6.10% | 1.50M | — | 1.82M | 175.4K | IA | Delaware | 2014-02-13 | ↗ |
| 2 | Wells Fargo Advisors, LLC | 3.26M | 6.69% | — | 3.23M | — | — | BD | Delaware | 2015-02-10 | ↗ |
| 3 | BRIAN KATZ KLEIN | 3.16M | 5.10% | — | 3.16M | — | — | HC, IN | United States | 2019-02-05 | ↗ |
| 4 | JAMES MICHAEL JOHNSTON | 3.16M | 5.10% | — | 3.16M | — | — | HC, IN | United States | 2019-02-05 | ↗ |
| 5 | Wells Fargo & Company | 3.02M | 5.14% | — | 2.99M | — | — | HC | Delaware | 2019-01-22 | ↗ |
| 6 | 2. | 2.77M | 4.71% | 1.84M | — | 2.77M | — | IA | Canada | 2019-02-13 | ↗ |
| 7 | Clearbridge Investments, LLC01-0846058 | 2.44M | 5.01% | 2.44M | — | 2.44M | — | IA | Delaware | 2015-02-17 | ↗ |
| 8 | SCOTT BRADLEY SCHAEFER | 1.79M | 3.00% | — | 1.79M | — | — | HC, IN | United States | 2020-02-14 | ↗ |
| 9 | STEELHEAD PARTNERS, LLC | 1.79M | 3.00% | 1.79M | — | 1.79M | — | IA | Delaware | 2020-02-14 | ↗ |
| 10 | STEELHEAD PATHFINDER MASTER, L.P. | 1.78M | 2.90% | 1.78M | — | 1.78M | — | PN | Cayman Islands | 2020-02-14 | ↗ |
| 11 | (1) BlackRock, Inc. | 1.76M | 4.90% | 1.67M | — | 1.76M | — | HC | Delaware | 2014-04-08 | ↗ |
| 12 | 04-1590850 | 1.60M | 5.17% | — | 1.60M | — | 1.60M | IC | Commonwealth of Massachusetts | 2014-02-06 | ↗ |
| 13 | 51-0504477 | 1.60M | 5.17% | — | 1.60M | — | 1.60M | IA | Commonwealth of Massachusetts | 2014-02-06 | ↗ |
| 14 | Vaughan Nelson Investment Management, Inc. 04-3304959 | 1.07M | 1.82% | 729.8K | — | 1.04M | 33.6K | HC | Delaware | 2019-02-08 | ↗ |
| 15 | Vaughan Nelson Investment Management, L.P. 04-3304963 | 1.07M | 1.82% | 729.8K | — | 1.04M | 33.6K | IA | Delaware | 2019-02-08 | ↗ |
| 16 | 1 | 741.2K | 2.40% | — | 741.2K | — | 741.2K | HC, CO | Illinois | 2014-02-11 | ↗ |
Institutional Activity (13F)
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | — | 128.5K +128.5K (+100.0%) | 702.99M +703.0M (+100.0%) | 0.15% +0.151 pp | 0.42% +0.415 pp | USD5.47 +0.0% | 1 qtrs NEW |
| 2 | NEXT CAPITAL MANAGEMENT LLC | 2.68M +282.1K (+11.7%) | 14.68M -209.8K (-1.4%) | 3.16% +0.332 pp | 4.70% -0.270 pp | USD6.82 -19.8% | 17 qtrs — |
| 3 | INVESCO LTD. | 2.38M +428.2K (+22.0%) | 12.99M +920.7K (+7.6%) | 2.79% +0.504 pp | 0.00% +0.000 pp | USD8.36 -34.6% | 9 qtrs — |
| 4 | VAN ECK ASSOCIATES CORP | 2.11M -176.9K (-7.7%) | 11.55M -2.6M (-18.6%) | 2.48% -0.208 pp | 0.01% -0.004 pp | USD10.89 -49.8% | 30 qtrs — |
| 5 | UBS GROUP AG | 1.57M +128.7K (+8.9%) | 8.60M -349.3K (-3.9%) | 1.85% +0.152 pp | 0.00% +0.000 pp | USD8.96 -39.0% | 30 qtrs — |
| 6 | TRANSCEND CAPITAL ADVISORS, LLC | 1.18M -50.9K (-4.1%) | 6.43M -1.2M (-15.4%) | 1.38% -0.060 pp | 0.50% -0.038 pp | USD9.48 -42.3% | 8 qtrs — |
| 7 | TWO SIGMA INVESTMENTS, LP | 1.13M +253.3K (+28.9%) | 6.17M +746.6K (+13.8%) | 1.33% +0.298 pp | 0.01% +0.001 pp | USD8.79 -37.8% | 30 qtrs — |
| 8 | TWO SIGMA ADVISERS, LP | 959.6K -33.2K (-3.3%) | 5.25M -906.3K (-14.7%) | 1.13% -0.039 pp | 0.01% -0.002 pp | USD10.78 -49.3% | 30 qtrs — |
| 9 | NORTH GROUND CAPITAL | 787.9K +287.9K (+57.6%) | 4.31M +1.2M (+39.0%) | 0.93% +0.339 pp | 2.14% +0.238 pp | USD5.93 -7.8% | 5 qtrs — |
| 10 | MORGAN STANLEY | 784.7K +267.2K (+51.6%) | 4.29M +1.1M (+33.8%) | 0.92% +0.314 pp | 0.00% +0.000 pp | USD9.23 -40.7% | 30 qtrs — |
| 11 | BLACKROCK, INC. | 605.7K +94.7K (+18.5%) | 3.31M +145.1K (+4.6%) | 0.71% +0.111 pp | 0.00% +0.000 pp | USD7.80 -29.9% | 6 qtrs — |
| 12 | LEGAL & GENERAL GROUP PLC | 606.3K +93.6K (+18.3%) | 3.31M +136.5K (+4.3%) | 0.71% +0.110 pp | 0.00% +0.000 pp | USD10.70 -48.9% | 30 qtrs — |
| 13 | BARINGS LLC | 540.6K +60.3K (+12.6%) | 2.96M -20.8K (-0.7%) | 0.64% +0.071 pp | 0.05% -0.002 pp | USD6.38 -14.3% | 30 qtrs — |
| 14 | BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 452.9K +34.9K (+8.3%) | 2.48M -115.0K (-4.4%) | 0.53% +0.041 pp | 0.02% -0.002 pp | USD8.32 -34.3% | 11 qtrs — |
| 15 | LSV ASSET MANAGEMENT | 410.1K -19.7K (-4.6%) | 2.24M -422.0K (-15.8%) | 0.48% -0.023 pp | 0.00% -0.001 pp | USD9.89 -44.7% | 28 qtrs — |
| 16 | ALPINE GLOBAL MANAGEMENT, LLC | 376.8K +111.8K (+42.2%) | 2.06M +418.0K (+25.4%) | 0.44% +0.132 pp | 0.37% +0.078 pp | USD5.98 -8.5% | 2 qtrs — |
| 17 | MUZINICH & CO., INC. | 279.5K -3.0K (-1.1%) | 1.53M -222.8K (-12.7%) | 0.33% -0.004 pp | 0.48% -0.196 pp | USD11.38 -51.9% | 30 qtrs — |
| 18 | SUMITOMO MITSUI TRUST HOLDINGS, INC. | 279.5K +— (+0.0%) | 1.53M -204.0K (-11.8%) | 0.33% +0.000 pp | 0.00% 0.000 pp | USD8.64 -36.7% | 24 qtrs — |
| 19 | LOOMIS SAYLES & CO L P | 245.0K +— (+0.0%) | 1.34M -178.9K (-11.8%) | 0.29% +0.000 pp | 0.00% 0.000 pp | USD8.01 -31.7% | 4 qtrs — |
| 20 | VIRTUS INVESTMENT ADVISERS, INC. | 212.3K +13.9K (+7.0%) | 1.16M -69.1K (-5.6%) | 0.25% +0.016 pp | 0.32% -0.037 pp | USD7.54 -27.5% | 4 qtrs — |
| 21 | D.A. DAVIDSON & CO. | 188.3K -226.9K (-54.7%) | 1.03M -1.5M (-60.0%) | 0.22% -0.267 pp | 0.01% -0.010 pp | USD12.40 -55.9% | 30 qtrs — |
| 22 | LPL FINANCIAL LLC | 175.6K -25.4K (-12.6%) | 960.5K -285.7K (-22.9%) | 0.21% -0.030 pp | 0.00% 0.000 pp | USD11.13 -50.9% | 28 qtrs — |
| 23 | GREAT WEST LIFE ASSURANCE CO /CAN/ | 105.9K +2.9K (+2.9%) | 577.0K -54.0K (-8.6%) | 0.12% +0.004 pp | 0.00% +0.000 pp | USD9.42 -41.9% | 30 qtrs — |
| 24 | HENNION & WALSH ASSET MANAGEMENT, INC. | 98.5K -101.5K (-50.8%) | 538.8K -701.4K (-56.6%) | 0.12% -0.119 pp | 0.02% -0.026 pp | USD12.62 -56.7% | 20 qtrs — |
| 25 | UNITED ADVISOR GROUP, LLC | 94.9K -48.6K (-33.9%) | 519.2K -370.8K (-41.7%) | 0.11% -0.057 pp | 0.06% -0.055 pp | USD10.10 -45.8% | 8 qtrs — |
| 26 | SUNBELT SECURITIES, INC. | 92.6K -445.0 (-0.5%) | 506.5K -70.4K (-12.2%) | 0.11% -0.001 pp | 0.03% -0.006 pp | USD7.06 -22.5% | 15 qtrs — |
| 27 | BANK OF AMERICA CORP /DE/ | 91.9K -73.6K (-44.5%) | 502.6K -523.3K (-51.0%) | 0.11% -0.087 pp | 0.00% +0.000 pp | USD10.25 -46.6% | 30 qtrs — |
| 28 | ETHOS FINANCIAL GROUP, LLC | 90.5K -4.4K (-4.7%) | 495.2K -93.6K (-15.9%) | 0.11% -0.005 pp | 0.04% -0.010 pp | USD6.20 -11.8% | 4 qtrs — |
| 29 | JANE STREET GROUP, LLC | 87.2K +40.1K (+85.3%) | 476.7K +185.1K (+63.4%) | 0.10% +0.047 pp | 0.00% +0.000 pp | USD6.22 -12.1% | 10 qtrs — |
| 30 | RMB CAPITAL MANAGEMENT, LLC | 85.0K +85.0K (+100.0%) | 465.0K +465.0K (+100.0%) | 0.10% +0.100 pp | 0.01% +0.008 pp | USD5.47 +0.0% | 1 qtrs NEW |
| 31 | ALMITAS CAPITAL LLC | 85.0K +85.0K (+100.0%) | 465.0K +465.0K (+100.0%) | 0.10% +0.100 pp | 0.10% +0.102 pp | USD5.47 +0.0% | 1 qtrs NEW |
| 32 | QUADRATURE CAPITAL LTD | 84.7K +70.2K (+485.4%) | 463.2K +373.7K (+417.3%) | 0.10% +0.083 pp | 0.00% +0.004 pp | USD5.59 -2.1% | 2 qtrs — |
| 33 | RAYMOND JAMES FINANCIAL INC | 83.1K -32.8K (-28.3%) | 454.4K -263.9K (-36.7%) | 0.10% -0.039 pp | 0.00% 0.000 pp | USD8.11 -32.6% | 5 qtrs — |
| 34 | SQUAREPOINT OPS LLC | 81.1K +66.8K (+465.5%) | 443.9K +354.9K (+398.9%) | 0.10% +0.079 pp | 0.00% +0.000 pp | USD5.60 -2.3% | 6 qtrs — |
| 35 | QUANTBOT TECHNOLOGIES LP | 77.9K +74.7K (+2,376.9%) | 426.0K +406.5K (+2,085.2%) | 0.09% +0.088 pp | 0.01% +0.014 pp | USD5.50 -0.5% | 2 qtrs — |
| 36 | XTX TOPCO LTD | 77.7K +77.7K (+100.0%) | 424.7K +424.7K (+100.0%) | 0.09% +0.091 pp | 0.01% +0.011 pp | USD5.47 +0.0% | 3 qtrs — |
| 37 | GOTHAM ASSET MANAGEMENT, LLC | 71.2K +71.2K (+100.0%) | 389.6K +389.6K (+100.0%) | 0.08% +0.084 pp | 0.00% +0.001 pp | USD5.47 +0.0% | 1 qtrs NEW |
| 38 | COMMONWEALTH EQUITY SERVICES, LLC | 68.5K +729.0 (+1.1%) | 374.6K -45.5K (-10.8%) | 0.08% +0.001 pp | 0.00% +0.000 pp | USD9.98 -45.2% | 8 qtrs — |
| 39 | AQR CAPITAL MANAGEMENT LLC | 66.8K +15.2K (+29.4%) | 365.6K +45.2K (+14.1%) | 0.08% +0.018 pp | 0.00% +0.000 pp | USD7.19 -23.9% | 3 qtrs — |
| 40 | ROMANO BROTHERS AND COMPANY | 65.6K -22.0K (-25.1%) | 359.1K -184.3K (-33.9%) | 0.08% -0.026 pp | 0.04% -0.021 pp | USD8.36 -34.6% | 8 qtrs — |
| 41 | ACCESS INVESTMENT MANAGEMENT LLC | 54.3K +— (+0.0%) | 336.7K +— (+0.0%) | 0.06% +0.000 pp | 0.09% +0.000 pp | USD7.70 -29.0% | 3 qtrs — |
| 42 | WELLS FARGO & COMPANY/MN | 61.2K -2.6K (-4.0%) | 334.9K -60.5K (-15.3%) | 0.07% -0.003 pp | 0.00% +0.000 pp | USD12.40 -55.9% | 30 qtrs — |
| 43 | CAXTON ASSOCIATES LLP | 60.8K +— (+0.0%) | 332.5K -44.4K (-11.8%) | 0.07% +0.000 pp | 0.01% -0.002 pp | USD7.97 -31.4% | 4 qtrs — |
| 44 | JANNEY MONTGOMERY SCOTT LLC | 60.4K -6.4K (-9.6%) | 331.0K -84.0K (-20.2%) | 0.07% -0.008 pp | 0.00% 0.000 pp | USD6.20 -11.8% | 14 qtrs — |
| 45 | PHARVISION ADVISERS, LLC | 59.2K +59.2K (+100.0%) | 323.7K +323.7K (+100.0%) | 0.07% +0.070 pp | 0.16% +0.164 pp | USD5.47 +0.0% | 1 qtrs NEW |
| 46 | ARKADIOS WEALTH ADVISORS | 58.7K -7.2K (-11.0%) | 321.1K -87.7K (-21.5%) | 0.07% -0.009 pp | 0.01% -0.004 pp | USD11.43 -52.1% | 21 qtrs — |
| 47 | AQUATIC CAPITAL MANAGEMENT LLC | 58.0K -15.4K (-20.9%) | 317.3K -137.6K (-30.3%) | 0.07% -0.018 pp | 0.01% +0.001 pp | USD6.20 -11.8% | 17 qtrs — |
| 48 | ADVISOR GROUP HOLDINGS, INC. | 56.9K -7.3K (-11.4%) | 311.1K -122.6K (-28.3%) | 0.07% -0.009 pp | 0.00% 0.000 pp | USD9.38 -41.7% | 24 qtrs — |
| 49 | UNIVERSAL- BETEILIGUNGS- UND SERVICEGESELLSCHAFT MBH | 51.9K +— (+0.0%) | 283.9K -37.9K (-11.8%) | 0.06% +0.000 pp | 0.00% 0.000 pp | USD8.01 -31.7% | 4 qtrs — |
| 50 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 50.8K +5.8K (+12.9%) | 278.1K -1.2K (-0.4%) | 0.06% +0.007 pp | 0.00% +0.000 pp | USD8.20 -33.3% | 7 qtrs — |
| 51 | CETERA INVESTMENT ADVISERS | 49.9K -15.1K (-23.2%) | 273.1K -130.2K (-32.3%) | 0.06% -0.018 pp | 0.00% 0.000 pp | USD7.82 -30.1% | 4 qtrs — |
| 52 | ENVESTNET ASSET MANAGEMENT INC | 49.4K -1.5K (-2.9%) | 270.2K -45.1K (-14.3%) | 0.06% -0.002 pp | 0.00% +0.000 pp | USD8.95 -38.9% | 21 qtrs — |
| 53 | VIRTU FINANCIAL LLC | 46.2K +15.4K (+49.9%) | 253.0K +62.0K (+32.5%) | 0.05% +0.018 pp | 0.01% -0.001 pp | USD5.96 -8.2% | 2 qtrs — |
| 54 | KESTRA ADVISORY SERVICES, LLC | 41.1K -3.6K (-8.1%) | 224.7K -52.4K (-18.9%) | 0.05% -0.004 pp | 0.00% 0.000 pp | USD10.18 -46.3% | 9 qtrs — |
| 55 | CURATED WEALTH PARTNERS LLC | 38.6K +— (+0.0%) | 211.1K -28.2K (-11.8%) | 0.05% +0.000 pp | 0.02% -0.006 pp | USD8.22 -33.5% | 6 qtrs — |
| 56 | NORTHERN TRUST CORP | 37.6K -5.0K (-11.7%) | 205.6K -58.3K (-22.1%) | 0.04% -0.006 pp | 0.00% +0.000 pp | USD7.25 -24.6% | 6 qtrs — |
| 57 | LIDO ADVISORS, LLC | 28.0K +240.0 (+0.9%) | 173.5K +1.3K (+0.8%) | 0.03% +0.000 pp | 0.00% +0.000 pp | USD9.45 -42.1% | 8 qtrs — |
| 58 | ROYAL BANK OF CANADA | 30.4K -71.0K (-70.0%) | 166.0K -463.0K (-73.6%) | 0.04% -0.084 pp | 0.00% 0.000 pp | USD8.05 -32.0% | 30 qtrs — |
| 59 | JUMP FINANCIAL, LLC | 28.5K +28.5K (+100.0%) | 155.7K +155.7K (+100.0%) | 0.03% +0.034 pp | 0.00% +0.002 pp | USD5.47 +0.0% | 1 qtrs NEW |
| 60 | ATOMI FINANCIAL GROUP, INC. | 28.0K +14.8K (+112.9%) | 153.1K +71.6K (+87.8%) | 0.03% +0.018 pp | 0.00% +0.002 pp | USD7.66 -28.6% | 8 qtrs — |
| 61 | DYNAMIC TECHNOLOGY LAB PRIVATE LTD | 26.4K +26.4K (+100.0%) | 144.0K +144.0K (+100.0%) | 0.03% +0.031 pp | 0.03% +0.033 pp | USD5.47 +0.0% | 7 qtrs — |
| 62 | US BANCORP \DE\ | 25.4K +23.5K (+1,177.8%) | 139.2K +126.8K (+1,027.4%) | 0.03% +0.028 pp | 0.00% +0.000 pp | USD5.86 -6.7% | 8 qtrs — |
| 63 | JPMORGAN CHASE & CO | 24.4K +24.4K (+100.0%) | 133.7K +133.7K (+100.0%) | 0.03% +0.029 pp | 0.00% +0.000 pp | USD5.47 +0.0% | 1 qtrs NEW |
| 64 | M&T BANK CORP | 24.1K +— (+0.0%) | 131.9K -17.6K (-11.8%) | 0.03% +0.000 pp | 0.00% 0.000 pp | USD8.01 -31.7% | 4 qtrs — |
| 65 | MALLINI COMPLETE FINANCIAL PLANNING LLC | 24.0K +598.0 (+2.6%) | 131.3K -13.8K (-9.5%) | 0.03% +0.001 pp | 0.11% -0.013 pp | USD8.50 -35.6% | 5 qtrs — |
| 66 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 23.8K -2.0K (-7.7%) | 130.0K -30.0K (-18.8%) | 0.03% -0.002 pp | 0.00% 0.000 pp | USD11.28 -51.5% | 22 qtrs — |
| 67 | PERMANENS CAPITAL L.P. | 21.4K +— (+0.0%) | 117.1K -15.6K (-11.8%) | 0.03% +0.000 pp | 0.02% -0.005 pp | USD6.20 -11.8% | 2 qtrs — |
| 68 | MARSHALL WACE, LLP | 20.4K -477.8K (-95.9%) | 111.8K -3.0M (-96.4%) | 0.02% -0.562 pp | 0.00% -0.003 pp | USD7.70 -29.0% | 3 qtrs — |
| 69 | AMERIPRISE FINANCIAL INC | 20.4K -1.1K (-5.2%) | 111.5K -21.8K (-16.3%) | 0.02% -0.001 pp | 0.00% +0.000 pp | USD12.72 -57.0% | 30 qtrs — |
| 70 | BARTLETT & CO. WEALTH MANAGEMENT LLC | 19.3K +— (+0.0%) | 105.6K -14.1K (-11.8%) | 0.02% +0.000 pp | 0.00% 0.000 pp | USD9.91 -44.8% | 11 qtrs — |
| 71 | SOWELL FINANCIAL SERVICES LLC | 19.1K +19.1K (+100.0%) | 104.7K +104.7K (+100.0%) | 0.02% +0.023 pp | 0.00% +0.004 pp | USD5.47 +0.0% | 1 qtrs NEW |
| 72 | EIGHT 31 FINANCIAL LLC | 18.9K +841.0 (+4.7%) | 103.3K -8.6K (-7.7%) | 0.02% +0.001 pp | 0.06% -0.006 pp | USD7.54 -27.5% | 3 qtrs — |
| 73 | STIFEL FINANCIAL CORP | 18.6K -3.2K (-14.5%) | 101.8K -33.2K (-24.6%) | 0.02% -0.004 pp | 0.00% +0.000 pp | USD10.62 -48.5% | 30 qtrs — |
| 74 | JOEL ISAACSON & CO., LLC | 16.7K +— (+0.0%) | 91.4K -12.2K (-11.8%) | 0.02% +0.000 pp | 0.00% -0.001 pp | USD10.18 -46.3% | 8 qtrs — |
| 75 | STONEX GROUP INC. | 15.9K +15.9K (+100.0%) | 86.7K +86.7K (+100.0%) | 0.02% +0.019 pp | 0.00% +0.004 pp | USD5.47 +0.0% | 1 qtrs NEW |
| 76 | GOLDMAN SACHS GROUP INC | 15.5K +1.5K (+10.8%) | 84.6K -1.9K (-2.2%) | 0.02% +0.002 pp | 0.00% +0.000 pp | USD6.13 -10.8% | 6 qtrs — |
| 77 | WEALTHTRUST AXIOM LLC | 15.0K +— (+0.0%) | 81.9K -10.9K (-11.8%) | 0.02% +0.000 pp | 0.02% -0.004 pp | USD8.01 -31.7% | 4 qtrs — |
| 78 | PROSPERA FINANCIAL SERVICES INC | 14.8K -1.7K (-10.5%) | 80.9K -21.5K (-21.0%) | 0.02% -0.002 pp | 0.00% 0.000 pp | USD7.56 -27.6% | 3 qtrs — |
| 79 | TOWER RESEARCH CAPITAL LLC (TRC) | 14.7K +14.7K (+47,467.7%) | 80.7K +80.5K (+41,910.9%) | 0.02% +0.017 pp | 0.00% +0.002 pp | USD5.47 +0.0% | 6 qtrs — |
| 80 | MISSION WEALTH MANAGEMENT, LP | 14.4K -59.0 (-0.4%) | 78.8K -10.9K (-12.1%) | 0.02% 0.000 pp | 0.00% 0.000 pp | USD7.70 -29.0% | 3 qtrs — |
| 81 | IGNITE PLANNERS, LLC | 15.0K -6.3K (-29.7%) | 77.8K -54.7K (-41.3%) | 0.02% -0.008 pp | 0.01% -0.010 pp | USD10.60 -48.4% | 10 qtrs — |
| 82 | EQUITABLE TRUST CO | 13.8K +13.8K (+100.0%) | 75.2K +75.2K (+100.0%) | 0.02% +0.016 pp | 0.00% +0.003 pp | USD5.47 +0.0% | 1 qtrs NEW |
| 83 | BOOTHBAY FUND MANAGEMENT, LLC | 13.7K +13.7K (+100.0%) | 75.0K +75.0K (+100.0%) | 0.02% +0.016 pp | 0.00% +0.001 pp | USD5.47 +0.0% | 1 qtrs NEW |
| 84 | MERIT FINANCIAL GROUP, LLC | 13.5K -12.1K (-47.2%) | 73.9K -84.8K (-53.4%) | 0.02% -0.014 pp | 0.00% -0.001 pp | USD7.18 -23.8% | 4 qtrs — |
| 85 | MILLENNIUM MANAGEMENT LLC | 13.4K +13.4K (+100.0%) | 73.3K +73.3K (+100.0%) | 0.02% +0.016 pp | 0.00% +0.000 pp | USD5.47 +0.0% | 3 qtrs — |
| 86 | MARINER, LLC | 13.1K -15.9K (-54.8%) | 71.8K -108.2K (-60.1%) | 0.02% -0.019 pp | 0.00% 0.000 pp | USD11.17 -51.0% | 19 qtrs — |
| 87 | CERITY PARTNERS LLC | 12.8K +12.8K (+100.0%) | 70.3K +70.3K (+100.0%) | 0.02% +0.015 pp | 0.00% +0.000 pp | USD5.47 +0.0% | 12 qtrs — |
| 88 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 12.2K -378.0 (-3.0%) | 66.5K -11.2K (-14.4%) | 0.01% 0.000 pp | 0.00% 0.000 pp | USD11.90 -54.0% | 27 qtrs — |
| 89 | ACCEL WEALTH MANAGEMENT | 12.0K +— (+0.0%) | 65.6K -8.8K (-11.8%) | 0.01% +0.000 pp | 0.02% -0.004 pp | USD10.42 -47.5% | 7 qtrs — |
| 90 | BOGART WEALTH, LLC | 11.8K +— (+0.0%) | 64.6K -8.6K (-11.8%) | 0.01% +0.000 pp | 0.00% 0.000 pp | USD12.85 -57.4% | 19 qtrs — |
| 91 | CITADEL ADVISORS LLC | 11.8K -15.9K (-57.4%) | 64.5K -107.2K (-62.4%) | 0.01% -0.019 pp | 0.00% +0.000 pp | USD8.11 -32.6% | 16 qtrs — |
| 92 | CREATIVE PLANNING | 11.3K +11.3K (+100.0%) | 61.6K +61.6K (+100.0%) | 0.01% +0.013 pp | 0.00% +0.000 pp | USD5.47 +0.0% | 3 qtrs — |
| 93 | JOURNEY STRATEGIC WEALTH LLC | 10.8K +— (+0.0%) | 59.2K -7.9K (-11.8%) | 0.01% +0.000 pp | 0.00% 0.000 pp | USD10.18 -46.3% | 8 qtrs — |
| 94 | RONALD BLUE TRUST, INC. | 10.8K +10.8K (+100.0%) | 58.8K +58.8K (+100.0%) | 0.01% +0.013 pp | 0.00% +0.001 pp | USD5.47 +0.0% | 1 qtrs NEW |
| 95 | AIGEN INVESTMENT MANAGEMENT, LP | 10.6K -3.9K (-27.0%) | 58.1K -32.1K (-35.6%) | 0.01% -0.005 pp | 0.01% -0.001 pp | USD6.20 -11.8% | 2 qtrs — |
| 96 | MTM INVESTMENT MANAGEMENT, LLC | 6.0K +— (+0.0%) | 32.7K -4.4K (-11.8%) | 0.01% +0.000 pp | 0.01% -0.001 pp | USD7.70 -29.0% | 3 qtrs — |
| 97 | VSM WEALTH ADVISORY, LLC | 5.8K -2.1K (-26.5%) | 31.6K -17.1K (-35.2%) | 0.01% -0.003 pp | 0.01% -0.006 pp | USD8.52 -35.8% | 5 qtrs — |
| 98 | SOUND INCOME STRATEGIES, LLC | 5.1K +3.3K (+188.7%) | 29.4K +19.7K (+202.8%) | 0.01% +0.004 pp | 0.00% +0.001 pp | USD6.88 -20.5% | 17 qtrs — |
| 99 | SPIRE WEALTH MANAGEMENT | 5.2K -7.5K (-59.0%) | 28.4K -50.1K (-63.8%) | 0.01% -0.009 pp | 0.00% -0.002 pp | USD6.20 -11.8% | 15 qtrs — |
Insider Activity
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-13 | Wolfe Patrick | Officer | P-Purchase | A | Common Stock | 6,850 | 3.65 | 25.0K | 16,086 | D | ↗ |
| 2026-03-10 | Worrell August Daniel | Officer | P-Purchase | A | Common Stock | 40,000 | 3.75 | 150.0K | 113,500 | D | ↗ |
| 2026-03-06 | Worrell August Daniel | Officer | P-Purchase | A | Common Stock | 40,000 | 3.89 | 155.6K | 73,500 | D | ↗ |
| 2026-03-06 | Mehring Jason | Officer | P-Purchase | A | Common Stock | 6,500 | 3.86 | 25.1K | 29,208 | D | ↗ |
| 2026-03-06 | Cuellar Erik L. | Officer | P-Purchase | A | Common Stock | 1,750 | 3.86 | 6.8K | 2,000 | D | ↗ |
| 2026-01-30 | Worrell August Daniel | Officer | M-Exempt | D | Phantom Shares | 11,983 | 0.00 | — | 11,983 | D | ↗ |
| 2026-01-30 | Wolfe Patrick | Officer | M-Exempt | D | Phantom Shares | 2,393 | 0.00 | — | 2,393 | D | ↗ |
| 2026-01-30 | Mehring Jason | Officer | D-Return | D | Common Stock | 5,598 | 5.18 | 29.0K | 22,708 | D | ↗ |
| 2025-07-31 | Park Charles | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-05-13 | Leets Karen L | Director | P-Purchase | A | Common Stock | 3,300 | 7.55 | 24.9K | 7,680 | D | ↗ |
| 2025-03-21 | Tseng Philip M | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 7.74 | 77.4K | 38,587 | D | ↗ |
| 2025-03-14 | Wolfe Patrick | Officer | P-Purchase | A | Common Stock | 6,100 | 8.12 | 49.5K | 8,003 | D | ↗ |
| 2025-03-12 | Mehring Jason | Officer | P-Purchase | A | Common Stock | 2,400 | 8.13 | 19.5K | 22,442 | D | ↗ |
| 2025-03-11 | Worrell August Daniel | Officer | P-Purchase | A | Common Stock | 10,000 | 8.06 | 80.6K | 33,500 | D | ↗ |
| 2025-01-31 | Worrell August Daniel | Officer | M-Exempt | D | Phantom Shares | 6,778 | 0.00 | — | 30,603 | D | ↗ |
| 2025-01-31 | Wolfe Patrick | Officer | A-Award | A | Phantom Shares | 9,919 | 0.00 | — | 13,993 | D | ↗ |
| 2025-01-31 | Mehring Jason | Officer | A-Award | A | Phantom Shares | 3,841 | 0.00 | — | 10,903 | D | ↗ |
| 2025-01-27 | Hazzard Ariel Tiffany | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-11-27 | Mehring Jason | Officer | P-Purchase | A | Common Stock | 4,500 | 9.30 | 41.9K | 19,914 | D | ↗ |
| 2024-11-26 | Worrell August Daniel | Officer | P-Purchase | A | Common Stock | 15,000 | 9.10 | 136.5K | 23,500 | D | ↗ |
| 2024-11-06 | Worrell August Daniel | Officer | — | — | Common Stock | 0 | 0.00 | — | 8,500 | D | ↗ |
| 2024-11-06 | Wolfe Patrick | Officer | — | — | Common Stock | 0 | 0.00 | — | 1,862 | D | ↗ |
| 2024-09-10 | Tseng Philip M | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 9.10 | 91.0K | 27,481 | — | ↗ |
| 2024-09-10 | Park Charles | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-09-06 | Tseng Philip M | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 9.07 | 45.4K | 17,481 | — | ↗ |
| 2024-09-03 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 1,900 | 9.15 | 17.4K | 55,532 | — | ↗ |
| 2024-08-30 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 100 | 9.09 | 909.00 | 53,632 | — | ↗ |
| 2024-08-29 | Vig Rajneesh | Director / Officer | P-Purchase | A | Common Stock | 25,000 | 9.09 | 227.3K | 130,930 | — | ↗ |
| 2024-06-07 | Petro Andrea | Director | P-Purchase | A | Common Stock | 5,000 | 11.49 | 57.5K | 11,823 | — | ↗ |
| 2024-06-06 | Leets Karen L | Director | P-Purchase | A | Common Stock | 4,380 | 11.49 | 50.3K | 4,380 | — | ↗ |
| 2024-05-28 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 1,000 | 10.89 | 10.9K | 53,532 | — | ↗ |
| 2024-05-08 | Mehring Jason | Officer | — | D | Common Stock | 0 | 0.00 | — | 15,414 | — | ↗ |
| 2024-04-24 | Hazzard Ariel Tiffany | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-03-18 | Vig Rajneesh | Director / Officer | D-Return | D | Common Stock | 38,680 | 0.00 | — | 105,930 | — | ↗ |
| 2024-03-18 | Usifer Maureen K | Director | A-Award | A | Common Stock | 20,997 | 0.00 | — | 20,997 | — | ↗ |
| 2024-03-18 | Singhal Nik | Officer | — | D | Phantom Shares | 1,229 | 0.00 | — | 0 | — | ↗ |
| 2024-03-18 | BARON JOHN R | Director | A-Award | A | Common Stock | 8,404 | 0.00 | — | 8,404 | — | ↗ |
| 2024-03-07 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 1,468 | 8.31 | 12.2K | 57,000 | D | ↗ |
| 2022-10-27 | Leets Karen L | — | — | — | — | — | — | — | 0 | — | ↗ |
| 2021-12-01 | Vig Rajneesh | Director / Officer | P-Purchase | A | Common Stock | 7,500 | 13.38 | 100.4K | 67,250 | — | ↗ |
| 2021-11-30 | Williams Karyn Leigh | Director | P-Purchase | A | Common Stock | 150 | 13.28 | 2.0K | 875 | — | ↗ |
| 2021-11-22 | Cuellar Erik L. | Officer | P-Purchase | A | Common Stock | 250 | 13.63 | 3.4K | 250 | — | ↗ |
| 2021-11-10 | Petro Andrea | Director | P-Purchase | A | Common Stock | 2,300 | 14.06 | 32.3K | 6,823 | — | ↗ |
| 2021-08-05 | Tseng Philip M | Officer | — | D | Common Stock | 0 | 0.00 | — | 9,070 | — | ↗ |
| 2021-06-03 | Cuellar Erik L. | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-02-24 | Park Charles | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-11-16 | Petro Andrea | Director | P-Purchase | A | Common Stock | 3,200 | 11.16 | 35.7K | 4,523 | — | ↗ |
| 2020-11-11 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 13,827 | 10.95 | 151.4K | 180,145 | — | ↗ |
| 2020-08-28 | Petro Andrea | Director | P-Purchase | A | Common Stock | 77 | 9.91 | 762.88 | 1,323 | — | ↗ |
| 2020-08-27 | CORBET KATHLEEN A | Director | P-Purchase | A | Common Stock | 1,000 | 9.82 | 9.8K | 10,000 | — | ↗ |
| 2020-08-04 | Petro Andrea | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-03-16 | Vig Rajneesh | Officer | P-Purchase | A | Common Stock | 10,000 | 8.31 | 83.1K | 59,750 | — | ↗ |
| 2020-03-16 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 1,000 | 7.51 | 7.5K | 28,500 | — | ↗ |
| 2020-03-12 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 1,000 | 10.26 | 10.3K | 25,500 | — | ↗ |
| 2020-03-11 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 2,000 | 11.60 | 23.2K | 24,500 | — | ↗ |
| 2020-03-09 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 3,000 | 12.43 | 37.3K | 22,500 | — | ↗ |
| 2020-02-28 | Wruble Brian F | Director | P-Purchase | A | Common Stock | 5,000 | 12.96 | 64.8K | 30,000 | — | ↗ |
| 2020-02-28 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 1,000 | 12.91 | 12.9K | 19,000 | — | ↗ |
| 2020-01-31 | Leitner Michael E | Officer | A-Award | A | Phantom Shares | 12,180 | 0.00 | — | 12,180 | — | ↗ |
| 2019-09-05 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 1,000 | 13.29 | 13.3K | 136,905 | — | ↗ |
| 2019-09-04 | Leitner Michael E | Officer | P-Purchase | A | Common Stock | 1,196 | 13.31 | 15.9K | 24,400 | — | ↗ |
| 2018-12-21 | Vig Rajneesh | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 12.92 | 129.2K | 49,750 | — | ↗ |
| 2018-12-21 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 12.88 | 64.4K | 124,144 | — | ↗ |
| 2018-12-21 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 300 | 12.81 | 3.8K | 18,000 | — | ↗ |
| 2018-12-21 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 1,000 | 12.96 | 13.0K | 52,532 | — | ↗ |
| 2018-12-07 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 2,000 | 14.24 | 28.5K | 15,000 | — | ↗ |
| 2018-11-30 | CORBET KATHLEEN A | Director | P-Purchase | A | Common Stock | 3,000 | 14.36 | 43.1K | 9,000 | — | ↗ |
| 2018-11-16 | Williams Karyn Leigh | Director | P-Purchase | A | Common Stock | 725 | 13.84 | 10.0K | 725 | — | ↗ |
| 2018-11-16 | Vig Rajneesh | Director / Officer | P-Purchase | A | Common Stock | 7,000 | 13.92 | 97.4K | 39,750 | — | ↗ |
| 2018-11-16 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 13.89 | 69.4K | 119,144 | — | ↗ |
| 2018-11-16 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 2,000 | 13.89 | 27.8K | 13,000 | — | ↗ |
| 2018-08-01 | Williams Karyn Leigh | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2018-02-09 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 14.47 | 72.4K | 111,657 | — | ↗ |
| 2018-02-06 | HOLDSWORTH MARK | Officer | P-Purchase | A | Common Stock | 2,986 | 14.68 | 43.8K | 77,451 | — | ↗ |
| 2018-02-05 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 1,000 | 14.23 | 14.2K | 51,532 | — | ↗ |
| 2018-02-02 | Vig Rajneesh | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 15.06 | 75.3K | 32,750 | — | ↗ |
| 2018-01-31 | Wruble Brian F | Director | P-Purchase | A | Common Stock | 5,000 | 15.26 | 76.3K | 25,000 | — | ↗ |
| 2018-01-30 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 7,000 | 15.29 | 107.0K | 106,657 | — | ↗ |
| 2018-01-30 | CORBET KATHLEEN A | Director | P-Purchase | A | Common Stock | 2,500 | 15.22 | 38.0K | 6,000 | — | ↗ |
| 2017-06-23 | Wruble Brian F | Director | P-Purchase | A | Common Stock | 5,000 | 16.64 | 83.2K | 20,000 | — | ↗ |
| 2017-04-20 | CORBET KATHLEEN A | Director | P-Purchase | A | Common Stock | 3,500 | 16.54 | 57.9K | 3,500 | — | ↗ |
| 2017-03-09 | CORBET KATHLEEN A | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-08-24 | Reiss M. Freddie | Director | — | D | Common Stock | 0 | 0.00 | — | 25,000 | — | ↗ |
| 2016-05-27 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 500 | 14.48 | 7.2K | 9,000 | — | ↗ |
| 2016-05-20 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 14.54 | 72.7K | 95,339 | — | ↗ |
| 2016-01-22 | Wruble Brian F | Director | P-Purchase | A | Common Stock | 3,000 | 12.86 | 38.6K | 10,000 | — | ↗ |
| 2016-01-22 | Vig Rajneesh | Director / Officer | P-Purchase | A | Common Stock | 600 | 12.95 | 7.8K | 24,350 | — | ↗ |
| 2016-01-22 | Leitner Michael E | — | P-Purchase | A | Common Stock | 4,000 | 12.77 | 51.1K | 9,400 | — | ↗ |
| 2016-01-22 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 12.87 | 64.4K | 89,841 | — | ↗ |
| 2016-01-22 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 291 | 12.77 | 3.7K | 49,823 | — | ↗ |
| 2015-12-18 | Schwab Peter E | Director | P-Purchase | A | Common Stock | 2,900 | 14.08 | 40.8K | 8,500 | — | ↗ |
| 2015-12-18 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 3,000 | 14.00 | 42.0K | 13,000 | — | ↗ |
| 2015-12-11 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 500 | 14.39 | 7.2K | 49,532 | — | ↗ |
| 2015-11-16 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 4,102 | 15.27 | 62.6K | 10,000 | — | ↗ |
| 2015-11-11 | Wruble Brian F | Director | P-Purchase | A | Common Stock | 6,000 | 15.14 | 90.8K | 7,000 | — | ↗ |
| 2015-11-05 | Wruble Brian F | Director | — | D | Common Stock | 0 | 0.00 | — | 1,000 | — | ↗ |
| 2015-09-28 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 1,000 | 14.24 | 14.2K | 8,500 | — | ↗ |
| 2015-09-28 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 500 | 14.20 | 7.1K | 48,532 | — | ↗ |
| 2015-09-14 | Vig Rajneesh | Director / Officer | P-Purchase | A | Common Stock | 3,750 | 14.90 | 55.9K | 23,750 | — | ↗ |
| 2015-08-24 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 500 | 14.77 | 7.4K | 48,032 | — | ↗ |
| 2015-06-29 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 500 | 15.32 | 7.7K | 47,532 | — | ↗ |
| 2015-06-26 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 15.38 | 76.9K | 118,452 | — | ↗ |
| 2015-05-11 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 1,499 | 15.50 | 23.2K | 113,452 | — | ↗ |
| 2015-03-15 | Wruble Brian F | Director | P-Purchase | A | Common Stock | 5,000 | 16.95 | 84.7K | 15,000 | — | ↗ |
| 2014-10-15 | Vig Rajneesh | Officer | P-Purchase | A | Common Stock | 100 | 15.19 | 1.5K | 20,000 | — | ↗ |
| 2014-10-15 | Schwab Peter E | Director | P-Purchase | A | Common Stock | 5,000 | 15.41 | 77.1K | 5,000 | — | ↗ |
| 2014-10-15 | Greenwood Elizabeth | Officer | P-Purchase | A | Common Stock | 1,000 | 15.21 | 15.2K | 1,000 | — | ↗ |
| 2014-10-15 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 1,000 | 15.21 | 15.2K | 47,032 | — | ↗ |
| 2014-10-10 | HOLDSWORTH MARK | Officer | P-Purchase | A | Common Stock | 2,000 | 15.72 | 31.4K | 72,451 | — | ↗ |
| 2014-10-09 | HOLDSWORTH MARK | Officer | P-Purchase | A | Common Stock | 3,000 | 15.87 | 47.6K | 70,451 | — | ↗ |
| 2014-05-14 | HOLDSWORTH MARK | Officer | P-Purchase | A | Common Stock | 5,000 | 15.88 | 79.4K | 67,451 | — | ↗ |
| 2014-05-13 | Jaquez-Fissori Todd | Director / Officer | P-Purchase | A | Common Stock | 1,200 | 15.81 | 19.0K | 1,200 | — | ↗ |
| 2014-05-13 | JOHNSON FRANKLIN | Director | P-Purchase | A | Common Stock | 265 | 15.92 | 4.2K | 18,866 | — | ↗ |
| 2014-05-13 | HOLDSWORTH MARK | Officer | P-Purchase | A | Common Stock | 5,000 | 15.85 | 79.2K | 62,451 | — | ↗ |
| 2014-05-12 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 15.90 | 79.5K | 80,448 | — | ↗ |
| 2014-04-28 | Jaquez-Fissori Todd | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2013-10-28 | Schwab Peter E | Director | S-Sale | D | Common Stock | 2,000 | 16.74 | 33.5K | 0 | — | ↗ |
| 2013-08-19 | Schwab Peter E | Director | P-Purchase | A | Common Stock | 2,000 | 15.15 | 30.3K | 2,000 | — | ↗ |
| 2013-08-19 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 1,000 | 15.05 | 15.1K | 46,032 | — | ↗ |
| 2013-08-16 | JOHNSON FRANKLIN | Director | P-Purchase | A | Common Stock | 3,280 | 15.23 | 50.0K | 17,387 | — | ↗ |
| 2013-08-13 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 15.25 | 76.3K | 74,751 | — | ↗ |
| 2013-08-12 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 15.30 | 76.5K | 69,751 | — | ↗ |
| 2013-06-05 | JOHNSON FRANKLIN | Director | P-Purchase | A | Common Stock | 3,193 | 15.70 | 50.1K | 13,875 | — | ↗ |
| 2013-03-12 | JOHNSON FRANKLIN | Director | P-Purchase | A | Common Stock | 682 | 15.93 | 10.9K | 10,682 | — | ↗ |
| 2012-12-17 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 2,300 | 14.72 | 33.9K | 64,751 | — | ↗ |
| 2012-12-12 | HOLDSWORTH MARK | Officer | P-Purchase | A | Common Stock | 2,702 | 14.81 | 40.0K | 57,451 | — | ↗ |
| 2012-12-11 | HOLDSWORTH MARK | Officer | P-Purchase | A | Common Stock | 7,298 | 14.83 | 108.2K | 54,749 | — | ↗ |
| 2012-12-07 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 14.90 | 149.0K | 62,451 | — | ↗ |
| 2012-11-28 | Vig Rajneesh | Officer | P-Purchase | A | Common Stock | 10,000 | 14.99 | 149.9K | 17,000 | — | ↗ |
| 2012-11-07 | Schwab Peter E | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-06-01 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 1,000 | 14.31 | 14.3K | 5,500 | — | ↗ |
| 2012-05-24 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 1,000 | 13.85 | 13.8K | 2,500 | — | ↗ |
| 2012-05-23 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 1,000 | 13.91 | 13.9K | 1,500 | — | ↗ |
| 2012-05-21 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 13.74 | 68.7K | 52,451 | — | ↗ |
| 2012-05-21 | Davis Paul L | Officer | P-Purchase | A | Common Stock | 400 | 13.69 | 5.5K | 400 | — | ↗ |
| 2012-05-21 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 1,000 | 13.63 | 13.6K | 45,032 | — | ↗ |
| 2012-05-18 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 1,500 | 14.29 | 21.4K | 44,032 | — | ↗ |
| 2012-05-17 | Vig Rajneesh | Officer | P-Purchase | A | Common Stock | 6,900 | 14.69 | 101.4K | 7,000 | — | ↗ |
| 2012-05-17 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Stock | 1,851 | 14.31 | 26.5K | 42,532 | — | ↗ |
| 2012-05-16 | Vig Rajneesh | Officer | P-Purchase | A | Common Stock | 100 | 14.40 | 1.4K | 100 | — | ↗ |
| 2012-04-10 | Leitner Michael E | — | P-Purchase | A | Common Stock | 5,400 | 14.75 | 79.7K | 5,400 | — | ↗ |
| 2012-04-10 | LEVKOWITZ HOWARD | Director / Officer | P-Purchase | A | Common Stock | 47,451 | 14.75 | 699.9K | 47,451 | — | ↗ |
| 2012-04-10 | JOHNSON FRANKLIN | Director | P-Purchase | A | Common Stock | 10,000 | 14.75 | 147.5K | 10,000 | — | ↗ |
| 2012-04-10 | Gerch Todd | Officer | — | D | Common Stock | 0 | 0.00 | — | 1,674 | — | ↗ |
| 2011-08-19 | DRAUT ERIC JOHN | Director | P-Purchase | A | Common Shares | 1,084 | 560.52 | 607.5K | 1,084 | — | ↗ |
| 2011-05-01 | Clegg Bernadette | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-02-03 | Vig Rajneesh | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-02-01 | DRAUT ERIC JOHN | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-01-01 | Francis Sheldon M | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-01-01 | DeFrancis Christopher | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2008-09-11 | Walsh Patricia J | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2008-09-08 | Urrutia Pedro Martin | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2008-01-04 | Greenwood Elizabeth | — | — | D | No Securities Owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-11-06 | Godin Mark | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-11-05 | Wheeler John | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-01-26 | Spencer Richard E II | — | — | D | Common Shares | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-01-26 | Rollings Michael Thomas | — | — | D | Capital Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-01-26 | NOREEN CLIFFORD M | — | — | D | Common Shares | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-01-26 | MASUR JAMES E | — | — | D | Common Shares | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-01-26 | Landrum Lee Robert | — | — | D | Common Shares | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-01-26 | Finke Thomas F | — | — | D | Common Shares | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-01-26 | Dillman Rodney J | — | — | D | Common Shares | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-01-26 | CRANDALL ROGER W | — | — | D | Common Shares | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-01-26 | BRENNAN DAVID J | — | — | D | Common Shares | 0 | 0.00 | — | 0 | — | ↗ |
| 2006-12-31 | Pagel Eric Richard | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2006-12-31 | Leitner Michael E | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2006-08-01 | Wilson Hugh Steven | Officer | — | D | Common Shares | 0 | 0.00 | — | 490 | — | ↗ |
| 2006-08-01 | TENNENBAUM MICHAEL E | — | — | I | Common Shares | 0 | 0.00 | — | 13,119 | — | ↗ |
| 2006-08-01 | TENNENBAUM CAPITAL PARTNERS LLC | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2006-08-01 | TENNENBAUM & CO LLC | — | — | D | Common Shares | 0 | 0.00 | — | 13,119 | — | ↗ |
| 2006-08-01 | SVOF/MM, LLC | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2006-08-01 | MASSACHUSETTS MUTUAL LIFE INSURANCE CO | 10% Owner | — | D | Common Shares | 0 | 0.00 | — | 42,722 | — | ↗ |
| 2006-08-01 | LEVKOWITZ HOWARD | Director / Officer | — | D | Common Shares | 0 | 0.00 | — | 1,265 | — | ↗ |
| 2006-08-01 | JOHNSON FRANKLIN | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2006-08-01 | JALENAK L R JR | Director | — | D | Common Shares | 0 | 0.00 | — | 452 | — | ↗ |
| 2006-08-01 | Hollander David A | Officer | — | D | Common Shares | 0 | 0.00 | — | 12 | — | ↗ |
| 2006-08-01 | HOLDSWORTH MARK | Officer | — | D | Common Shares | 0 | 0.00 | — | 1,265 | — | ↗ |
| 2006-08-01 | Feliciano Jose Enrique | — | — | D | Common Shares | 0 | 0.00 | — | 6 | — | ↗ |
| 2006-08-01 | Davis Paul L | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2006-08-01 | CHANG STEVEN C | — | — | D | Common Shares | 0 | 0.00 | — | 6 | — | ↗ |
| 2006-08-01 | BABSON CAPITAL MANAGEMENT LLC | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2006-08-01 | Ardestani Peyman Saidi | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2006-07-31 | Versailles Assets LLC | 10% Owner | — | D | Series A Cumulative Preferred Interests | 0 | 0.00 | — | 0 | — | ↗ |
Executive team
Executive compensation
Executive compensation not available.
No CEO compensation history available.
Proxy statements
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Charles Choon Sik Park | Chief Compliance Officer | — | male |
| Dan Worrell | MD & Co-Chief Investment Officer | — | male |
| Diana N. Huffman | General Counsel and Secretary | — | female |
| Erik L. Cuellar | CFO & Treasurer | — | male |
| Grishma Parekh | Managing Director | — | female |
| Jason A. Mehring | President & MD | — | male |
| Joseph Ryu | Managing Director | — | — |
| Michael Fenstermacher | Managing Director | — | male |
| Patrick Wolfe | Chief Operating Officer | — | male |
| Philip Tseng | MD, Chief Executive Officer, Co-Chief Investment Officer & Chairman | — | male |
| Robert G. DiPaolo | Managing Director | — | male |
| Vikas Keswani | Managing Director | — | male |
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No House trading activity found for this company.
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Community Opinion for TCPC
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

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