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Schmitt Industries, Inc. (SMIT)

USD0.03 +0.01 (+19.31%)
US OTC Technology Consumer Electronics
Address 2765 N.W. Nicolai Street 97210
Portland, OR, US
CEO Michael R. Zapata
IPO 1995-01-30
ISIN US8068702005

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Description

Schmitt Industries, Inc., together with its subsidiaries, designs, manufactures, and sells test and measurement products worldwide. It operates through two segments, Measurement and Ice Cream. The Measurement segment designs, manufactures, and sells test and measurement products through its Acuity and Xact product lines. The Ice Cream segment invests in creamery manufacturing and consumer retailing through its Ample Hills Creamery product line. Schmitt Industries, Inc. was incorporated in 1984 and is headquartered in Portland, Oregon.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.03 +0.01 (+19.31%)
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Volume Profile
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Liquidity & share structure
Average Volume
629
Beta
-0.03
Float Shares
3.83M
Free Float %
98.9%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.00% +0.00% -45.85% -15.25% +0.00% -15.25% -30.88% +15.38% -99.72% -99.34% -99.81%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Price Targets & DCF
Current price
0.03
Ratings Trend (MoM)
Rating 2024-11 Change
Strong Buy 0 0
Buy 0 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-1.01
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
1 / 10
No MOAT
Operational MOAT
✗ Below peers
  • Revenue growth Consumer Electronics: +7.8%
    +76.7% Q2'22: -50.2% (vs Q2'21)
  • EPS growth Consumer Electronics: +23.0%
    +60.0% Q2'22: +1.1% (vs Q2'21)
  • FCF margin FCF growth · Consumer Electronics: +37.3%
    -28.2% Q2'22: -147.2% (vs Q2'21)
  • EBIT margin Consumer Electronics: +5.7%
    -36.8% Q2'22: -298.1% (vs Q2'21)
  • ROIC Consumer Electronics: +4.9%
    -20.3% Q2'22: -88.0% (vs Q2'21)
  • Share dilution Consumer Electronics: +0.0%
    +1.1% Q2'22: +2.6% (vs Q2'21)
  • Debt / EBITDA Net debt/EBITDA · Consumer Electronics: -0.57×
    -5.73× Q2'22: -1.18× (vs Q2'21)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.12) × ERP
WACC = 0% × Ke + 100% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 0.03
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric May 2002
actual
May 2003
actual
May 2004
actual
May 2005
actual
May 2006
actual
May 2007
actual
May 2008
actual
May 2009
actual
May 2010
actual
May 2011
actual
May 2012
actual
May 2013
actual
May 2014
actual
May 2015
actual
May 2016
actual
May 2017
actual
May 2018
actual
May 2019
actual
May 2020
actual
May 2021
actual
May 2022
actual
May 2023
actual
May 2024
actual
Revenue
6.87M
est: 10.46M (-34.3%)
7.42M
est: 11.79M (-37.1%)
7.92M
est: 13.33M (-40.6%)
10.53M
est: 15.55M (-32.3%)
11.50M
est: 18.21M (-36.8%)
11.88M
est: 21.44M (-44.6%)
11.42M
est: 23.59M (-51.6%)
9.50M
est: 25.95M (-63.4%)
6.81M
est: 28.54M (-76.2%)
11.49M
est: 31.40M (-63.4%)
14.44M
est: 34.54M (-58.2%)
12.45M
est: 37.99M (-67.2%)
12.13M
est: 41.79M (-71.0%)
13.07M
est: 45.97M (-71.6%)
11.69M
est: 50.56M (-76.9%)
12.40M
est: 55.62M (-77.7%)
13.89M
est: 61.18M (-77.3%)
13.81M
est: 67.30M (-79.5%)
4.19M
est: 74.03M (-94.3%)
5.60M
est: 81.43M (-93.1%)
9.89M
est: 89.58M (-89.0%)
98.53M
est.
2.40B
est.
EBITDA
201.1K
est: -5.18M (+103.9%)
-162.2K
est: -6.61M (+97.5%)
625.6K
est: -8.43M (+107.4%)
1.43M
est: -10.71M (+113.4%)
1.94M
est: -13.60M (+114.3%)
1.97M
est: -17.27M (+111.4%)
1.10M
est: -18.99M (+105.8%)
-1.50M
est: -20.89M (+92.8%)
-1.36M
est: -22.98M (+94.1%)
145.0K
est: -25.28M (+100.6%)
401.8K
est: -27.81M (+101.4%)
-214.6K
est: -30.59M (+99.3%)
-184.1K
est: -33.65M (+99.5%)
202.1K
est: -37.01M (+100.5%)
-1.19M
est: -40.71M (+97.1%)
-769.6K
est: -44.79M (+98.3%)
155.4K
est: -49.26M (+100.3%)
-1.27M
est: -54.19M (+97.6%)
-1.70M
est: -59.61M (+97.2%)
-8.58M
est: -65.57M (+86.9%)
-3.21M
est: -72.13M (+95.6%)
-79.34M
est.
-87.27M
est.
EBIT
-44.1K
est: -5.06M (+99.1%)
-402.4K
est: -6.42M (+93.7%)
437.3K
est: -8.15M (+105.4%)
1.22M
est: -10.33M (+111.8%)
1.73M
est: -13.08M (+113.2%)
1.77M
est: -16.58M (+110.7%)
860.0K
est: -18.23M (+104.7%)
-1.91M
est: -20.06M (+90.5%)
-1.73M
est: -22.06M (+92.2%)
-195.7K
est: -24.27M (+99.2%)
57.3K
est: -26.70M (+100.2%)
-562.3K
est: -29.37M (+98.1%)
-512.4K
est: -32.30M (+98.4%)
-64.5K
est: -35.53M (+99.8%)
-1.44M
est: -39.09M (+96.3%)
-988.7K
est: -42.99M (+97.7%)
155.4K
est: -47.29M (+100.3%)
-1.45M
est: -52.02M (+97.2%)
-1.86M
est: -57.23M (+96.8%)
-9.02M
est: -62.95M (+85.7%)
-3.64M
est: -69.24M (+94.7%)
-76.17M
est.
-83.78M
est.
Net Income
-1.60M
est: -5.59M (+71.4%)
-1.49M
est: -7.10M (+79.1%)
516.6K
est: -9.02M (+105.7%)
1.61M
est: -11.43M (+114.1%)
1.35M
est: -14.49M (+109.3%)
1.28M
est: -18.37M (+107.0%)
1.10M
est: -20.20M (+105.5%)
-2.15M
est: -22.23M (+90.3%)
-1.71M
est: -24.45M (+93.0%)
-205.4K
est: -26.89M (+99.2%)
77.4K
est: -29.58M (+100.3%)
-539.9K
est: -32.54M (+98.3%)
-539.6K
est: -35.79M (+98.5%)
-93.7K
est: -39.37M (+99.8%)
-1.52M
est: -43.31M (+96.5%)
-1.07M
est: -47.64M (+97.7%)
210.6K
est: -52.41M (+100.4%)
-1.11M
est: -57.65M (+98.1%)
3.88M
est: -63.41M (+106.1%)
-8.09M
est: -69.75M (+88.4%)
-3.28M
est: -76.73M (+95.7%)
-84.40M
est.
-92.84M
est.
SGA
3.86M
est: 7.28M (-47.0%)
4.14M
est: 8.49M (-51.2%)
4.05M
est: 9.95M (-59.3%)
4.81M
est: 11.94M (-59.7%)
4.66M
est: 14.39M (-67.6%)
4.77M
est: 17.43M (-72.6%)
4.63M
est: 19.17M (-75.9%)
5.03M
est: 21.09M (-76.1%)
4.18M
est: 23.20M (-82.0%)
5.30M
est: 25.52M (-79.2%)
5.97M
est: 28.07M (-78.7%)
6.08M
est: 30.88M (-80.3%)
5.66M
est: 33.97M (-83.3%)
5.83M
est: 37.36M (-84.4%)
6.02M
est: 41.10M (-85.4%)
5.62M
est: 45.21M (-87.6%)
5.58M
est: 49.73M (-88.8%)
5.86M
est: 54.71M (-89.3%)
4.06M
est: 60.18M (-93.3%)
12.05M
est: 66.19M (-81.8%)
15.64M
est: 72.81M (-78.5%)
80.09M
est.
88.10M
est.
EPS
-0.64
est: 0.41 (-258.0%)
-0.60
est: 0.47 (-229.0%)
0.21
est: 0.54 (-60.7%)
0.64
est: 0.64 (+0.0%)
0.52
est: 0.77 (-32.0%)
0.49
est: 0.92 (-46.4%)
0.40
est: 1.01 (-60.2%)
-0.75
est: 1.11 (-167.9%)
-0.59
est: 1.23 (-148.2%)
-0.07
est: 1.35 (-105.3%)
0.03
est: 1.49 (-98.0%)
-0.18
est: 1.63 (-111.1%)
-0.18
est: 1.79 (-110.1%)
-0.03
est: 1.98 (-101.6%)
-0.51
est: 2.18 (-123.4%)
-0.36
est: 2.39 (-115.1%)
0.06
est: 2.64 (-97.7%)
-0.28
est: 2.90 (-109.7%)
-0.47
est: 3.19 (-114.7%)
-2.15
est: 3.51 (-161.3%)
-0.86
est: 3.86 (-122.3%)
4.25
est.
0.54
est.

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-8.03M
OE per share TTM
-2.10
Owner's Yield
-13,862.03%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
49.8%

Ownership Overview

Ownership breakdown

Ownership breakdown not available.

At a glance
Institutional holders
Total invested
Insider transactions (90d)
0
Beneficial owners (>5%)
11
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 E. LAZAR 377.9K 9.90% 172.6K 205.3K 172.6K 11.00 IN 2021-11-19
2 EIN No. 65-117893 283.2K 9.78% 283.2K 283.2K PN Delaware 2012-02-23
3 John Henry Norberg III 181.4K 6.05% 1.4K 180.0K 1.4K IN California 2014-12-08
4 Standard Investment Chartered Incorporated 180.0K 6.01% 180.0K IA California 2014-12-08
5 Buttonwood Tree Management, LLC 160.0K 5.34% 160.0K OO California 2014-12-08
6 Buttonwood Tree Value Partners, L.P. 160.0K 5.34% 160.0K PN California 2014-12-08
7 INVESTING LLC 126.6K 3.30% 126.6K 11.00 OO 2021-11-19
8 Miles P. Jennings, Jr. 125.0K 3.13% 125.0K 125.0K IN United States of America 2018-04-23
9 VENTURES LLC 78.7K 2.10% 78.7K 11.00 OO 2021-11-19
10 13-3127734 0.00% HC Delaware 2021-02-11
11 26-0385758 0.00% IA Delaware 2021-02-11

Institutional Activity (13F)

Institutional ownership trend

Institutional history not available.

Top institutional holders

Top holders not available.

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
3.00
Bullish
Buys
3
Sells
1
Shares acquired
50.2K
Shares disposed
Cash buys
Cash sales
Net activity
+50,237
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2023-03-23 Henderson Dustin S-Sale A Common Stock 10,000 0.01 130.00 0
2022-11-15 Smaha Kristi Michelle Director A-Award A Common Stock 43,103 0.00 43,103
2022-11-14 Smaha Kristi Michelle 0
2022-11-10 Henderson Dustin Director D Common Stock 0 0.00 10,000
2022-10-12 Zapata Michael R. Officer A-Award A Common Stock 3,788 0.00 69,392
2022-10-12 ZYNGIER ALEXANDRE Director A-Award A Common Stock 3,346 0.00 9,880
2022-04-14 Zapata Michael R. Officer F-InKind D Common Stock 616 4.87 3.0K 65,604
2022-04-14 ZYNGIER ALEXANDRE Director A-Award A Common Stock 1,361 0.00 6,534
2022-04-14 Tung Lillian Director A-Award A Common Stock 1,258 0.00 7,106
2022-03-14 Bosco Philip Officer A-Award A Common Stock 1,527 0.00 10,749
2022-01-14 Zapata Michael R. Director / Officer A-Award A Common Stock 1,457 0.00 65,262
2022-01-14 ZYNGIER ALEXANDRE Director A-Award A Common Stock 1,287 0.00 5,173
2022-01-14 Tung Lillian Director A-Award A Common Stock 1,190 0.00 6,324
2021-10-22 ZYNGIER ALEXANDRE Director A-Award A Common Stock 3,886 0.00 3,886
2021-10-19 Zapata Michael R. Officer A-Award A Common Stock 1,938 0.00 63,805
2021-10-19 Tung Lillian Director A-Award A Common Stock 1,518 0.00 5,741
2021-08-25 Tung Lillian Director A-Award A Common Stock 1,107 0.00 4,666
2021-04-26 HINES ANDREWS P Director S-Sale D Common Stock 5,000 6.25 31.3K 20,134
2021-04-14 Tung Lillian Director A-Award A Common Stock 816 0.00 3,885
2021-04-14 Strom Steven Director A-Award A Common Stock 834 0.00 25,633
2021-04-14 HINES ANDREWS P Director A-Award A Common Stock 764 0.00 55,086
2021-01-14 Tung Lillian Director A-Award A Common Stock 1,086 0.00 3,503
2021-01-14 Strom Steven Director A-Award A Common Stock 1,110 0.00 24,799
2021-01-14 HINES ANDREWS P Director A-Award A Common Stock 1,017 0.00 54,322
2020-11-16 Bosco Philip Officer A-Award A Common Stock 9,222 0.00 9,222
2020-10-27 Zapata Michael R. Officer A-Award A Common Stock 1,483 0.00 62,460
2020-10-27 Tung Lillian Director F-InKind D Common Stock 1,611 5.06 8.2K 2,417
2020-10-27 Strom Steven Director A-Award A Common Stock 1,186 0.00 23,689
2020-10-27 HINES ANDREWS P Director A-Award A Common Stock 12,111 0.00 53,305
2020-10-05 HINES ANDREWS P Director A-Award A Common Stock 5,779 0.00 15,779
2020-10-04 HINES ANDREWS P Director A-Award A Common Stock 9,355 0.00 25,134
2020-09-18 Schmidt Jamie Michael Officer F-InKind D Common Stock 1,200 5.35 6.4K 18,577
2020-09-10 Schmidt Jamie Michael Officer F-InKind D Common Stock 1,200 5.04 6.0K 19,777
2020-08-28 Strom Steven Director A-Award A Common Stock 1,291 0.00 22,503
2020-08-28 Schmidt Jamie Michael Officer F-InKind D Common Stock 1,200 4.61 5.5K 20,977
2020-08-28 HINES ANDREWS P Director A-Award A Common Stock 1,318 0.00 52,094
2020-08-06 Schmidt Jamie Michael Officer F-InKind D Common Stock 1,200 4.47 5.4K 22,177
2020-07-31 Schmidt Jamie Michael Officer F-InKind D Common Stock 1,200 4.43 5.3K 23,377
2020-07-29 Zapata Michael R. Officer M-Exempt A Common Stock 6,000 0.00 63,377
2020-07-29 HINES ANDREWS P Director M-Exempt D RSUs 3,000 0.00 0
2020-07-29 Davidson Charles Director M-Exempt A Common Stock 3,000 0.00 28,167
2020-07-28 Schmidt Jamie Michael Officer F-InKind D Common Stock 1,200 4.38 5.3K 24,577
2020-07-24 Zapata Michael R. Officer M-Exempt A Common Stock 6,000 0.00 59,777
2020-07-24 HINES ANDREWS P Director M-Exempt A Common Stock 3,000 0.00 47,776
2020-07-24 Davidson Charles Director M-Exempt D RSUs 3,000 0.00 3,000
2020-07-04 HINES ANDREWS P Director A-Award A Common Stock 10,000 0.00 10,000
2020-04-14 Strom Steven Director A-Award A Common Stock 2,143 0.00 21,212
2020-04-14 HINES ANDREWS P Director A-Award A Common Stock 2,188 0.00 44,776
2020-04-14 Davidson Charles Director A-Award A Common Stock 2,367 0.00 23,367
2020-02-27 Strom Steven Director A-Award A Common Stock 1,649 0.00 19,069
2020-02-27 HINES ANDREWS P Director A-Award A Common Stock 1,683 0.00 166,809
2020-01-14 Schmidt Jamie Michael Officer 0 0.00 0
2019-12-31 Zapata Michael R. Officer M-Exempt A Common Stock 6,000 0.00 53,777
2019-12-31 HINES ANDREWS P Director M-Exempt A Common Stock 3,000 0.00 40,905
2019-12-31 Davidson Charles Director M-Exempt A Common Stock 3,000 0.00 21,000
2019-12-17 Zapata Michael R. Officer P-Purchase A Common Stock 123,456 3.25 401.2K 474,235
2019-12-17 Strom Steven Director P-Purchase A Common Stock 5,000 3.25 16.3K 17,420
2019-12-17 Pistor Walter Brown 10% Owner S-Sale D Common Stock 509,331 3.25 1.66M 0
2019-12-17 HINES ANDREWS P Director P-Purchase A Common Stock 15,348 3.25 49.9K 37,905
2019-12-05 Zapata Michael R. Officer M-Exempt A Common Stock 6,000 0.00 47,777
2019-12-05 HINES ANDREWS P Director M-Exempt A Common Stock 3,000 0.00 22,557
2019-12-05 Davidson Charles Director M-Exempt D Common Stock 3,000 0.00 9,000
2019-11-18 Zapata Michael R. Officer M-Exempt D Common Stock 6,000 0.00 24,000
2019-11-18 HINES ANDREWS P Director M-Exempt D Common Stock 3,000 0.00 12,000
2019-11-18 Davidson Charles Director M-Exempt A Common Stock 3,000 0.00 15,000
2019-11-08 Strom Steven Director A-Award A Common Stock 2,586 0.00 12,420
2019-11-08 HINES ANDREWS P Director A-Award A Common Stock 2,640 0.00 16,557
2019-10-29 Zapata Michael R. Officer M-Exempt A Common Stock 6,000 0.00 35,777
2019-10-29 HINES ANDREWS P Director M-Exempt D Common Stock 3,000 0.00 15,000
2019-10-29 Davidson Charles Director M-Exempt D Common Stock 3,000 0.00 15,000
2019-10-24 Zapata Michael R. Officer M-Exempt A Common Stock 6,000 0.00 29,777
2019-10-24 HINES ANDREWS P Director M-Exempt A Common Stock 3,000 0.00 10,917
2019-10-24 Davidson Charles Director M-Exempt A Common Stock 3,000 0.00 9,000
2019-10-21 Walker Regina Officer A-Award A Common Stock 15,625 0.00 15,625
2019-09-27 Zapata Michael R. Director / Officer A-Award A Common Stock 17,777 0.00 23,777
2019-09-27 Strom Steven Director A-Award A Common Stock 6,977 0.00 6,977
2019-09-27 HINES ANDREWS P Director M-Exempt D Restricted Stock Units 5,000 0.00 21,000
2019-09-27 Ferguson Ann M Officer A-Award A Common Stock 5,000 0.00 5,000
2019-09-27 Ellsworth Michael Director A-Award A Common Stock 2,000 0.00 30,468
2019-09-27 Davidson Charles Director M-Exempt A Common Stock 5,000 0.00 6,000
2019-06-21 Strom Steven Director 0 0.00 0
2019-02-27 Ellsworth Michael Director M-Exempt D Common Stock (right to buy) 25,000 1.70 42.5K 0
2018-12-03 Zapata Michael R. Director / Officer A-Award A Restricted Stock Units 48,000 0.00 48,000
2018-12-03 HINES ANDREWS P Director A-Award A Restricted Stock Units 26,000 0.00 26,000
2018-12-03 Davidson Charles Director A-Award A Restricted Stock Units 26,000 0.00 26,000
2018-10-16 Zapata Michael R. Director I Common Stock 0 0.00 350,779
2018-10-16 HINES ANDREWS P Director 0 0.00 0
2018-04-19 Ellsworth Michael Director P-Purchase A Common Stock 2,000 2.10 4.2K 13,866
2018-02-28 Hudson David Director S-Sale D Common Stock 1,700 2.56 4.4K 8,468
2018-02-27 Hudson David Director S-Sale D Common Stock 1,333 2.57 3.4K 0
2017-12-27 Hudson David Director / Officer X-InTheMoney D Subscription Rights (right to buy) 1,624 2.50 4.1K 0
2017-12-19 Hudson David Director / Officer X-InTheMoney A Common Stock 2,166 2.50 5.4K 11,332
2017-12-18 Ellsworth Michael Director X-InTheMoney D Subscription Rights (right to buy) 2,966 2.50 7.4K 0
2017-12-15 Hudson David Director / Officer X-InTheMoney A Common Stock 333 2.50 832.50 1,333
2017-08-28 Hudson David Director / Officer P-Purchase A Common Stock 1,292 1.60 2.1K 8,500
2017-08-24 Hudson David Director / Officer P-Purchase A Common Stock 200 1.60 320.84 7,208
2017-08-16 Hudson David Director / Officer P-Purchase A Common Stock 2,000 1.60 3.2K 5,000
2017-08-11 Brown Maynard E Director P-Purchase A Common Stock 5,000 1.65 8.3K 5,694
2017-05-31 Brown Maynard E Director P-Purchase A Common Stock 10,000 1.74 17.4K 10,000
2017-05-11 Hudson David Director / Officer P-Purchase A Common Stock 3,000 1.69 5.1K 3,000
2017-04-12 Hudson David Director / Officer A-Award A Common Stock Option (Right to Buy) 85,000 1.70 144.5K 85,000
2017-04-12 Ferguson Ann M Officer A-Award A Common Stock Option (Right to Buy) 20,000 1.70 34.0K 20,000
2017-04-12 Ellsworth Michael Director A-Award A Common Stock Option (Right to Buy) 25,000 1.70 42.5K 25,000
2017-04-12 Davidson Charles Director A-Award A Common Stock Option (Right to Buy) 15,000 1.70 25.5K 15,000
2017-04-12 Case David W Officer A-Award A Common Stock Option (Right to Buy) 20,000 1.70 34.0K 20,000
2017-04-12 Brown Maynard E Director A-Award A Common Stock Option (Right to Buy) 15,000 1.70 25.5K 15,000
2016-07-25 Davidson Charles Director P-Purchase A Common Stock 1,000 1.90 1.9K 1,000
2016-05-31 Davidson Charles Director 0 0.00 0
2015-02-19 Hudson David Director G-Gift D Common Stock 693 0.00 10,000
2014-10-14 Hudson David Director A-Award A Common Stock (Right to Buy) 7,500 2.82 21.2K 7,500
2014-10-14 Ferguson Ann M Officer A-Award A Common Stock Option (Right to Buy) 15,000 2.82 42.3K 15,000
2014-10-14 FITZHENRY JAMES A Director / Officer A-Award A Common Stock Option (Right to Buy) 25,000 2.82 70.5K 25,000
2014-10-14 Ellsworth Michael Director A-Award A Common Stock Option (Right to Buy) 7,500 2.82 21.2K 7,500
2014-10-14 Case David W Officer A-Award A Common Stock Option (Right to Buy) 15,000 2.82 42.3K 15,000
2014-10-14 CASE WAYNE A Director A-Award A Common Stock Option (Right to Buy) 10,000 2.82 28.2K 10,000
2014-10-14 Brown Maynard E Director A-Award A Common Stock Option (Right to Buy) 7,500 2.82 21.2K 7,500
2014-04-08 Ferguson Ann M Officer D Common Stock Option (Right to Buy) 25,000 2.90 72.5K 0
2013-10-04 Ferguson Ann M Officer A-Award A Common Stock Option (Right to Buy) 10,000 2.53 25.3K 10,000
2013-10-04 FITZHENRY JAMES A Director / Officer A-Award A Common Stock Option (Right to Buy) 20,000 2.53 50.6K 20,000
2013-10-04 Case David W Officer A-Award A Common Stock Options (Right to Buy) 5,000 2.53 12.7K 5,000
2012-10-12 FITZHENRY JAMES A Director / Officer P-Purchase A Common Stock 10,000 3.20 32.0K 141,000
2012-08-31 Case David W Officer S-Sale D Common Stock 1,223 3.40 4.2K 79,596
2012-08-30 Case David W Officer S-Sale D Common Stock 2,100 3.41 7.2K 81,496
2012-05-31 CASE WAYNE A Director / Officer P-Purchase A Common Stock 1,900 3.45 6.6K 19,125
2012-05-24 CASE WAYNE A Director / Officer P-Purchase A Common Stock 1,087 3.40 3.7K 17,225
2012-05-22 CASE WAYNE A Director / Officer P-Purchase A Common Stock 2,000 3.50 7.0K 16,138
2012-05-09 SIEGAL JEFFREY T Officer P-Purchase A Common Stock 9,826 3.50 34.4K 9,826
2012-05-03 Ellsworth Michael Director P-Purchase A Common Stock 200 3.50 700.00 8,900
2012-04-30 Ellsworth Michael Director P-Purchase A Common Stock 1,600 3.47 5.6K 8,700
2012-04-26 Ellsworth Michael Director P-Purchase A Common Stock 900 3.39 3.1K 7,100
2012-04-19 CASE WAYNE A Director / Officer P-Purchase A Common Stock 5,000 3.15 15.8K 101,119
2012-02-21 Case Linda M Officer M-Exempt A Common Stock 20,000 2.30 46.0K 96,119
2012-02-21 CASE WAYNE A Director / Officer M-Exempt A Common Stock 20,000 2.30 46.0K 96,119
2012-02-14 Case David W Officer M-Exempt A Common Stock 8,333 1.20 10.0K 83,596
2012-02-07 Brown Maynard E Director M-Exempt A Common Stock 694 1.20 832.80 694
2012-01-27 Hudson David Director M-Exempt A Common Stock 693 1.20 831.60 693
2011-11-28 Case David W Officer M-Exempt A Common Stock 25,000 1.20 30.0K 75,263
2011-09-18 Ellsworth Michael Director P-Purchase A Common Stock 1,000 3.50 3.5K 3,200
2011-08-26 Ellsworth Michael Director P-Purchase A Common Stock 3,000 3.30 9.9K 5,000
2011-08-18 Ellsworth Michael Director P-Purchase A Common Stock 1,000 3.50 3.5K 2,000
2011-08-03 Ellsworth Michael Director P-Purchase A Common Stock 1,200 3.50 4.2K 2,200
2011-05-31 SIEGAL JEFFREY T Officer A-Award A Common Stock Option (Right to Buy) 30,000 3.65 109.5K 30,000
2011-05-31 Hudson David Director A-Award A Common Stock Option (Right to Buy) 10,000 3.65 36.5K 10,000
2011-05-31 FITZHENRY JAMES A Director / Officer A-Award A Common Stock Option (Right to Buy) 30,000 3.65 109.5K 30,000
2011-05-31 Ellsworth Michael Director A-Award A Common Stock Option (Right to Buy) 10,000 3.65 36.5K 10,000
2011-05-31 Case Linda M Officer A-Award A Common Stock Option (Right to Buy) 15,000 3.65 54.8K 15,000
2011-05-31 Case David W Officer A-Award A Common Stock Option (Right to Buy) 25,000 3.65 91.3K 25,000
2011-05-31 CASE WAYNE A Director / Officer A-Award A Common Stock Option (Right to Buy) 30,000 3.65 109.5K 30,000
2011-05-31 Brown Maynard E Director A-Award A Common Stock Option (Right to Buy) 10,000 3.65 36.5K 10,000
2011-02-16 HENNESSY TIMOTHY D J Director M-Exempt A Common Stock 833 2.30 1.9K 2,500
2009-07-24 FITZHENRY JAMES A Director / Officer P-Purchase A Common Stock 5,000 5.75 28.8K 131,000
2009-07-24 Case David W Officer S-Sale D Common Stock 5,000 5.10 25.5K 50,263
2009-05-04 Case Linda M Officer P-Purchase A Common Stock 7,000 3.30 23.1K 14,166
2009-05-04 CASE WAYNE A Director / Officer P-Purchase A Common Stock 7,000 3.30 23.1K 14,166
2009-04-22 FITZHENRY JAMES A Director / Officer P-Purchase A Common Stock 18,309 2.93 53.6K 126,000
2009-01-23 FITZHENRY JAMES A Officer P-Purchase A Common Stock 1,000 4.19 4.2K 102,712
2009-01-22 FITZHENRY JAMES A Officer P-Purchase A Common Stock 1,110 3.90 4.3K 101,712
2009-01-20 FITZHENRY JAMES A Officer P-Purchase A Common Stock 5,500 3.30 18.2K 99,642
2008-11-21 FITZHENRY JAMES A Officer P-Purchase A Common Stock 4,000 4.25 17.0K 94,142
2008-11-12 FITZHENRY JAMES A Officer P-Purchase A Common Stock 256 4.50 1.2K 90,142
2008-09-15 FITZHENRY JAMES A Officer P-Purchase A Common Stock 1,632 6.93 11.3K 89,886
2008-09-11 FITZHENRY JAMES A Officer P-Purchase A Common Stock 29,097 6.95 202.2K 88,254
2008-09-10 FITZHENRY JAMES A Officer P-Purchase A Common Stock 400 6.75 2.7K 59,157
2008-09-04 FITZHENRY JAMES A Officer P-Purchase A Common Stock 2,000 6.50 13.0K 58,757
2008-09-03 FITZHENRY JAMES A Officer P-Purchase A Common Stock 1,600 6.50 10.4K 56,757
2008-08-29 FITZHENRY JAMES A Officer P-Purchase A Common Stock 1,000 6.44 6.4K 55,157
2008-08-28 FITZHENRY JAMES A Officer P-Purchase A Common Stock 1,000 6.00 6.0K 54,157
2008-08-28 Ellsworth Michael Director P-Purchase A Common Stock 1,000 6.18 6.2K 1,000
2008-08-20 FITZHENRY JAMES A Officer P-Purchase A Common Stock 1,000 5.50 5.5K 53,157
2008-08-19 FITZHENRY JAMES A Officer P-Purchase A Common Stock 3,000 4.95 14.9K 39,157
2008-08-11 FITZHENRY JAMES A Officer P-Purchase A Common Stock 100 4.96 496.00 36,157
2008-08-08 FITZHENRY JAMES A Officer P-Purchase A Common Stock 100 4.96 496.00 36,057
2008-08-07 FITZHENRY JAMES A Officer P-Purchase A Common Stock 100 4.96 496.00 35,957
2008-08-05 FITZHENRY JAMES A Officer P-Purchase A Common Stock 200 4.90 980.00 35,857
2008-08-04 FITZHENRY JAMES A Officer P-Purchase A Common Stock 400 4.90 2.0K 34,680
2008-07-30 FITZHENRY JAMES A Officer P-Purchase A Common Stock 1,000 4.95 5.0K 32,280
2008-07-29 FITZHENRY JAMES A Officer P-Purchase D Common Stock 1,000 5.00 5.0K 28,080
2008-06-25 FITZHENRY JAMES A Officer P-Purchase A Common Stock 1,000 6.00 6.0K 27,080
2008-06-18 FITZHENRY JAMES A Officer P-Purchase A Common Stock 100 6.00 600.00 26,080
2008-06-16 FITZHENRY JAMES A Officer P-Purchase A Common Stock 300 6.00 1.8K 25,080
2008-06-13 FITZHENRY JAMES A Officer P-Purchase A Common Stock 400 6.00 2.4K 24,780
2008-06-12 FITZHENRY JAMES A Officer P-Purchase A Common Stock 200 6.00 1.2K 24,380
2008-06-11 FITZHENRY JAMES A Officer P-Purchase A Common Stock 100 5.95 595.00 24,180
2008-06-01 FITZHENRY JAMES A Officer D Common Stock Option (Right to Buy) 50,000 6.25 312.5K 0
2008-04-15 SIEGAL JEFFREY T Officer D Common Stock Option (Right to Buy) 25,000 5.98 149.5K 0
2007-06-06 Case David W Officer S-Sale D Common Stock 300 8.71 2.6K 114,491
2007-04-10 Case David W Officer S-Sale D Common Stock 200 7.95 1.6K 114,791
2007-04-09 Case David W Officer S-Sale D Common Stock 900 7.80 7.0K 116,591
2007-03-14 Case David W Officer S-Sale D Common Stock 600 7.60 4.6K 117,491
2006-09-06 HENNESSY TIMOTHY D J Director X-InTheMoney A Common Stock Option 833 2.30 1.9K 5,833
2006-06-06 Thompson Robert C Officer X-InTheMoney D Common Stock Option 1,051 1.20 1.3K 22,157
2006-04-13 Hudson David Director D Common Stock 0 0.00 0
2006-04-13 Ellsworth Michael Director D Common Stock 0 0.00 0
2006-01-26 HENNESSY TIMOTHY D J Director X-InTheMoney A Common Stock 834 2.30 1.9K 7,500
2006-01-24 HENNESSY TIMOTHY D J Director S-Sale D Common Stock 2,500 6.25 15.6K 7,500
2005-10-31 HENNESSY TIMOTHY D J Director A-Award A Common Stock Option 5,000 5.80 29.0K 7,500
2005-09-21 McAfee Michael S Officer D Common Stock Option 25,000 6.58 164.5K 0
2005-08-10 Thompson Robert C Officer X-InTheMoney A Common Stock 4,157 1.20 5.0K 19,357
2005-06-10 Nelson Trevor S. Director X-InTheMoney A Common Stock 4,166 1.20 5.0K 9,166
2005-06-09 Case Linda M Officer X-InTheMoney A Common Stock 8,333 1.20 10.0K 98,285

Executive team

Top executives
EBIT / Employee
-23.2K
Shares Outstanding
3.87M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2021 Michael R. Zapata Chairman, President and CEO 222.7K 57.5K 18.0K 298.2K 19.30%
2 2021 Jamie Schmidt Former CFO and Treasurer 95.8K 127.0K 223.8K 56.76%
3 2021 Philip Bosco CFO and Treasurer 121.9K 121.9K 0.00%
4 2020 Michael R. Zapata Chairman, President and CEO 140.0K 152.4K 137.0K 429.4K 31.91%
5 2020 Jamie Schmidt CFO and Treasurer 59.3K 92.5K 31.2K 82.0K 265.0K 11.78%
6 2020 Jamie Schmidt Former CFO and Treasurer 59.3K 92.5K 31.2K 82.0K 265.0K 11.78%
7 2020 Ann M. Ferguson Former CFO and Treasurer 95.6K 27.9K 123.5K 0.00%
8 2019 David W. Case Former President, CEO and Director 193.1K 35.0K 2.0K 18.8K 248.8K 0.79%
9 2019 Ann M. Ferguson Former CFO and Treasurer 182.8K 27.5K 13.3K 2.0K 225.6K 6.76%
10 2019 Michael R. Zapata Chairman, President and CEO 92.0K 18.6K 110.6K 16.85%
11 2019 Jamie Schmidt CFO and Treasurer 26.0K 26.0K 0.00%
12 2018 David M. Hudson Former CEO and President 198.6K 198.6K 0.00%
13 2018 Ann M. Ferguson Former CFO and Treasurer 189.6K 189.6K 0.00%
14 2018 David W. Case Former President, CEO and Director 184.2K 2.1K 186.3K 0.00%
15 2017 David M. Hudson Director, President and Chief Executive Officer 195.1K 24.9K 6.8K 209.8K 11.85%
16 2017 Ann M. Ferguson Chief Financial Officer and Treasurer; Corporate Secretary 153.4K 9.4K 148.2K 6.35%
17 2017 David W. Case Vice President of Operations 149.0K 9.5K 2.1K 146.5K 6.50%
18 2017 Wayne A. Case 39.5K 4.1K 43.6K 0.00%
19 2016 Ann M. Ferguson Chief Financial Officer and Treasurer; Corporate Secretary 166.9K 16.8K 183.7K 9.16%
20 2016 Ann M. Ferguson Chief Financial Officer and Treasurer 156.9K 10.0K 16.8K 183.7K 9.16%
21 2016 David W. Case Vice President of Operations 163.4K 9.1K 2.1K 174.7K 5.23%
22 2016 James A. Fitzhenry 136.5K 17.9K 154.4K 11.59%
23 2016 David M. Hudson Director, President and Chief Executive Officer 100.7K 4.0K 104.7K 3.82%
24 2016 Wayne A. Case Chairman of the Board of Directors 77.2K 5.3K 5.5K 88.1K 6.06%
25 2016 Wayne A. Case 77.2K 5.3K 5.5K 88.1K 6.06%
26 2015 James A. Fitzhenry Director, President & Chief Executive Officer 208.3K 23.3K 231.7K 10.07%
27 2015 James A. Fitzhenry 208.3K 23.3K 231.7K 10.07%
28 2015 Ann M. Ferguson Chief Financial Officer and Treasurer 171.7K 22.4K 194.0K 11.53%
29 2015 David W. Case Vice President of Operations 169.5K 10.3K 2.1K 181.9K 5.66%
30 2015 Wayne A. Case Chairman of the Board of Directors 90.0K 5.1K 2.8K 97.9K 5.21%
31 2015 Wayne A. Case Chairman 90.0K 5.1K 2.8K 97.9K 5.21%
32 2014 James A. Fitzhenry Director, President & Chief Executive Officer 200.0K 27.0K 227.0K 11.88%
33 2014 David W. Case Vice President of Operations 166.2K 6.7K 2.1K 175.0K 3.85%
34 2014 Ann M. Ferguson Chief Financial Officer and Treasurer 160.0K 13.5K 173.5K 7.77%
35 2014 Wayne A. Case Chairman 91.8K 2.8K 94.6K 0.00%
36 2013 James A. Fitzhenry Director, President & Chief Executive Officer 191.0K 191.0K 0.00%
37 2013 Jeffrey T Siegal 166.6K 2.1K 168.7K 0.00%
38 2013 David W. Case Vice President of Operations 161.2K 2.1K 163.3K 0.00%
39 2013 Wayne A. Case Chairman 118.7K 2.6K 121.3K 0.00%
40 2013 Ann M. Ferguson Chief Financial Officer and Treasurer 22.2K 37.2K 59.5K 62.64%
41 2012 James A. Fitzhenry Director and President 172.6K 172.6K 0.00%
42 2012 James A. Fitzhenry Director, President & Chief Executive Officer 172.6K 172.6K 0.00%
43 2012 Jeffrey T Siegal Chief Financial Officer and Treasurer 164.4K 2.1K 166.5K 0.00%
44 2012 Jeffrey T Siegal 164.4K 2.1K 166.5K 0.00%
45 2012 David W. Case Vice President of Operations 149.7K 2.1K 151.8K 0.00%
46 2012 Wayne A. Case Chairman 127.3K 3.7K 131.1K 0.00%
47 2012 Wayne A. Case Chairman of the Board and Chief Executive Officer 127.3K 3.7K 131.1K 0.00%
48 2011 James A. Fitzhenry Director and President 155.0K 58.5K 213.5K 27.40%
49 2011 Wayne A. Case Chairman of the Board and Chief Executive Officer 128.7K 58.5K 6.2K 193.5K 30.24%
50 2011 Jeffrey T Siegal Chief Financial Officer and Treasurer 129.9K 58.5K 2.1K 190.5K 30.70%
51 2011 David W. Case Vice President of Operations 120.3K 48.8K 2.1K 171.1K 28.49%
52 2010 Wayne A. Case Chairman of the Board and Chief Executive Officer 194.0K 6.2K 200.3K 0.00%
53 2010 James A. Fitzhenry Director and President 142.7K 142.7K 0.00%
54 2010 Jeffrey T Siegal Chief Financial Officer and Treasurer 119.6K 2.1K 121.7K 0.00%
55 2010 David W. Case Vice President of Operations 112.6K 2.1K 114.7K 0.00%
56 2009 Wayne A. Case Chairman of the Board and Chief Executive Officer 249.5K 30.0K 6.2K 285.8K 0.00%
57 2009 James A. Fitzhenry Director and President 157.6K 109.8K 267.4K 41.05%
58 2009 Jeffrey T Siegal Chief Financial Officer and Treasurer 138.7K 7.5K 65.6K 2.6K 214.3K 30.59%
59 2009 David W. Case Vice President of Operations 129.4K 10.0K 2.1K 141.5K 0.00%
60 2008 Wayne A. Case Chairman of the Board, President and Chief Executive Officer 249.2K 30.0K 7.1K 286.3K 0.00%
61 2008 Wayne A. Case Chairman of the Board and Chief Executive Officer 249.2K 30.0K 7.1K 286.3K 0.00%
62 2008 Michael S. McAfee Chief Financial Officer and Treasurer 135.3K 60.0K 30.1K 6.2K 231.6K 13.01%
63 2008 David W. Case Vice President of Operations 129.3K 10.0K 2.1K 139.5K 0.00%
64 2008 Jeffrey T Siegal Chief Financial Officer and Treasurer 29.2K 24.1K 53.3K 45.20%
65 2007 Wayne A. Case Chairman of the Board, President and Chief Executive Officer 242.6K 30.0K 8.1K 280.7K 0.00%
66 2007 Michael S. McAfee Chief Financial Officer and Treasurer 129.0K 30.0K 30.0K 7.2K 196.2K 15.31%
67 2007 David W. Case Vice President of Operations 125.0K 5.0K 3.3K 133.3K 0.00%
68 2006 Wayne A. Case Chairman, President and Chief Executive Officer 193.5K 37.5K 63.9K 294.9K 0.00%
69 2006 David W. Case Vice President of Operations 118.3K 25.0K 143.3K 17.45%
70 2005 Wayne A. Case Chairman, President and Chief Executive Officer 187.4K 5.7K 193.2K 0.00%
71 2005 Robert C. Thompson Chief Financial Officer 102.6K 15.0K 117.6K 12.76%
72 2005 David W. Case Vice President of Operations 110.9K 110.9K 0.00%
73 2004 Wayne A. Case Chairman, President and Chief Executive Officer 162.3K 162.3K 0.00%
74 2004 David W. Case Vice President of Operations 92.9K 92.9K 0.00%
75 2004 Robert C. Thompson Chief Financial Officer 85.6K 85.6K 0.00%
76 2003 Wayne A. Case Chairman, President and Chief Executive Officer 155.6K 155.6K 0.00%
77 2003 David W. Case Vice President of Operations 88.8K 88.8K 0.00%
78 2003 Robert C. Thompson Chief Financial Officer 79.5K 79.5K 0.00%
79 2002 David W. Case Vice President of Operations 100.9K 100.0K 200.9K 49.78%
80 2002 Wayne A. Case Chairman, President and Chief Executive Officer 173.3K 2.0K 175.3K 0.00%
81 2001 David W. Case Vice President of Operations 104.3K 100.0K 204.3K 48.94%
82 2001 Wayne A. Case Chairman, President and Chief Executive Officer 174.6K 6.0K 180.6K 0.00%
83 2000 Wayne A. Case Chairman, President and Chief Executive Officer 168.0K 168.0K 0.00%
84 2000 David W. Case Vice President of Operations 100.7K 100.7K 0.00%
85 1999 David W. Case Vice President of Operations 100.7K 475.1K 575.8K 0.00%
86 1999 Wayne A. Case Chairman, President and Chief Executive Officer 167.9K 293.3K 461.2K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2021-11-09 DEF 14A
2020-11-12 DEF 14A
2020-10-30 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-28 8-K
2026-05-28 8-K
2023-09-08 SEC STAFF ACTION
2023-04-13 4
2023-02-03 8-K
2023-01-25 25-NSE
2022-12-23 SC 13D/A
2022-11-17 4
2022-11-17 3
2022-11-16 8-K

Executive team

NameTitleCompensationGender
Michael R. Zapata Executive Chairman, President & Chief Executive Officer 263.5K male
Donna Witkowski President of SBS female
ESG Rating
B
HARDWARE, EQUIPMENT & PARTS
2015
E (Environmental)
56.7 / 65.4
Company / Sector avg.
S (Social)
62.5 / 65.1
Company / Sector avg.
G (Governance)
62.4 / 67.7
Company / Sector avg.
ESG Total
60.5 / 66.1
Company / Sector avg.
ESG Score History HARDWARE, EQUIPMENT & PARTS
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits