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SLR Investment Corp. (SLRC)

USD13.22 +0.16 (+1.23%)
US NASDAQ Financial Services Asset Management
Address 500 Park Avenue 10022-1606
New York, NY, US
CEO Michael S. Gross
IPO 2010-02-09
CIK 1418076 ISIN US83413U1007

Explore sections of this company profile

Description

SLR Investment Corp. is a business development company specializing in secured debt (first lien unitranche and second lien), subordinated (unsecured) debt, minority equity, leveraged buyouts, acquisitions, recapitalizations, general refinancing, growth capital and strategic income-oriented control equity investments in leveraged middle market companies. The fund invests in aerospace and defense; air freight & logistics; asset management; automotive; banking; beverage, food and tobacco; building products; buildings and real estate; broadcasting and entertainment; cargo transport; commercial services and supplies; communications equipment; chemicals, plastics and rubber; containers, packaging and glass; construction & engineering; diversified/conglomerate manufacturing; consumer Finance; distributors; diversified/conglomerate services; diversified financial services; diversified real estate activities; food products; Footwear; Education Services; diversified telecommunications services; electronics; farming and agriculture; finance; grocery; health care equipment and supplies; health care facilities; education and childcare; home and office furnishing, durable consumer products; hotels, motels, inns and gaming; insurance; restaurants, leisure, amusement, and entertainment; leisure equipment tolls and services, media, multiline retail, multi sector holdings; paper and forest products; personal products; professional services, research and consulting services, software; specialty retail; textiles apparel and luxury goods, thrifts and mortgage finance, trading companies and distributors, utilities, and wireless telecommunication services; industrial conglomerates; internet software and services, IT services, machinery; mining, steel, iron, and non-precious metals; oil and gas; personal, food and miscellaneous services; printing and publishing; retail stores; telecommunications; textiles and leather; and utilities. It also invests in life sciences with focus on specialty pharmaceuticals, medical devices, biotech, health Care Providers and services; health Care technology, enabling technologies and tools. The fund primarily invests in United States. The fund’s investments generally range between $5 million and $25million. The fund invests in companies with debt investments between $10 million and $50 million with revenues between $50 million and $1000 million and EBITDA between $15 million and $100 million. It invests in the form of senior secured loans, mezzanine loans, and equity securities. It may also seek investments in thinly traded public companies and also make secondary investments. The fund makes non-control equity investments. It primarily exits within three years of the initial capital commitment.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD13.22 +0.16 (+1.23%)
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Volume Profile
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Liquidity & share structure
Average Volume
423.2K
Beta
0.66
Float Shares
42.62M
Free Float %
78.1%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-1.13% -5.54% -12.59% -12.82% -15.25% -15.14% -18.66% -3.46% -26.62% -28.42% -27.11%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (15 ratings, all time) Buy
Price Targets & DCF
Current price
13.22
Low 11.00 -16.8%
Consensus 14.50 +9.7%
Median 16.00 +21.0%
High 16.50 +24.8%
DCF (Unlevered) 153.86 +1,063.8%
DCF (Levered) 7.15 -45.9%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 56% Bullish
Rating 2026-05 Change
Strong Buy 2 0
Buy 3 0
Hold 2 0
Sell 1 0
Strong Sell 1 0
Price Target Summary
Period # Analysts Avg Target
Last Month 1
11.00
-16.8%
Last Quarter 3
14.50
+9.7%
Last Year 3
14.50
+9.7%
All Time 10
15.70
+18.8%
Quality scores
Altman Z-Score
0.49
Distress
Piotroski F-Score
7 / 9
Strong
MOAT Score
7 / 10
Strong MOAT
Composite Rating
A-
Overall Score
4 / 5
High
DCF Score
3 / 5
Medium
ROE Score
3 / 5
Medium
ROA Score
5 / 5
High
D/E Score
2 / 5
Medium
P/E Score
3 / 5
Medium
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    +24.8% Q1'26: +29.8% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    -3.4% Q1'26: -16.2% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    +17.7% Q1'26: +98.5% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    +72.9% Q1'26: +68.0% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    +7.5% Q1'26: +6.3% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    +0.3% Q1'26: 0.0% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    7.01× Q1'26: 8.49× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.72) × ERP
WACC = 38% × Ke + 62% × Kd (5.9%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 152.98 Current price: 13.22
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2011
actual
Dec 2012
actual
Dec 2013
actual
Dec 2014
actual
Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
5 Rev. Ana.
5 EPS Ana.
Dec 2027
5 Rev. Ana.
6 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
77.47M
est: 137.11M (-43.5%)
142.96M
est: 149.85M (-4.6%)
105.94M
est: 152.19M (-30.4%)
71.62M
est: 97.37M (-26.4%)
36.23M
est: 117.43M (-69.1%)
141.66M
est: 152.91M (-7.4%)
103.72M
est: 142.61M (-27.3%)
101.00M
est: 152.81M (-33.9%)
95.25M
est: 157.15M (-39.4%)
50.76M
est: 122.55M (-58.6%)
99.41M
est: 140.94M (-29.5%)
74.40M
est: 176.79M (-57.9%)
159.05M
est: 236.51M (-32.7%)
176.45M
est: 234.23M (-24.7%)
220.14M
est: 218.84M (+0.6%)
201.11M
191.79M – 210.85M
-8.1% YoY
200.06M
190.22M – 211.88M
-0.5% YoY
192.34M
185.06M – 202.12M
-3.9% YoY
EBITDA
62.29M
est: 70.43M (-11.6%)
116.05M
est: 127.39M (-8.9%)
75.72M
est: 91.59M (-17.3%)
48.45M
est: 63.72M (-24.0%)
14.08M
est: 30.88M (-54.4%)
106.82M
est: 129.52M (-17.5%)
70.43M
est: 94.78M (-25.7%)
66.87M
est: 92.32M (-27.6%)
56.02M
est: 86.64M (-35.3%)
15.45M
est: 36.91M (-58.1%)
59.57M
est: 109.39M (-45.5%)
18.34M
est: 125.60M (-85.4%)
76.39M
est: 123.54M (-38.2%)
95.76M
est: 122.35M (-21.7%)
163.58M
est: 114.31M (+43.1%)
105.05M
100.18M – 110.14M
-8.1% YoY
104.50M
99.36M – 110.68M
-0.5% YoY
100.47M
96.67M – 105.58M
-3.9% YoY
EBIT
62.29M
est: 59.59M (+4.5%)
116.05M
est: 65.13M (+78.2%)
75.72M
est: 66.15M (+14.5%)
48.45M
est: 42.32M (+14.5%)
14.08M
est: 51.04M (-72.4%)
106.82M
est: 66.46M (+60.7%)
70.43M
est: 61.98M (+13.6%)
66.87M
est: 66.41M (+0.7%)
56.02M
est: 68.30M (-18.0%)
15.45M
est: 118.8K (+12,904.9%)
59.57M
est: 150.3K (+39,533.2%)
18.34M
est: 190.1K (+9,547.6%)
76.39M
est: 122.86M (-37.8%)
95.76M
est: 121.68M (-21.3%)
160.44M
est: 113.69M (+41.1%)
104.48M
99.64M – 109.54M
-8.1% YoY
103.93M
98.82M – 110.07M
-0.5% YoY
99.92M
96.14M – 105.00M
-3.9% YoY
Net Income
61.32M
est: 61.32M (0.0%)
115.76M
est: 115.23M (+0.5%)
75.31M
est: 72.39M (+4.0%)
48.45M
est: 49.18M (-1.5%)
14.08M
est: 15.22M (-7.5%)
106.82M
est: 104.85M (+1.9%)
70.43M
est: 72.49M (-2.8%)
66.87M
est: 67.50M (-0.9%)
56.02M
est: 56.95M (-1.6%)
15.45M
est: 8.54M (+80.9%)
59.57M
est: 78.30M (-23.9%)
18.34M
est: 58.34M (-68.6%)
76.39M
est: 101.67M (-24.9%)
95.76M
est: 95.76M (0.0%)
92.54M
est: 89.74M (+3.1%)
72.08M
71.44M – 88.60M
-19.7% YoY
71.75M
68.44M – 88.60M
-0.5% YoY
75.10M
70.81M – 79.39M
+4.7% YoY
SGA
5.96M
est: 5.75M (+3.7%)
7.83M
est: 14.63M (-46.5%)
10.17M
est: 9.62M (+5.7%)
8.72M
est: 8.77M (-0.5%)
8.25M
est: 8.27M (-0.2%)
10.28M
est: 10.13M (+1.5%)
8.85M
est: 9.02M (-1.9%)
9.40M
est: 9.47M (-0.8%)
8.48M
est: 8.71M (-2.7%)
8.15M
est: 8.53M (-4.4%)
9.97M
est: 9.81M (+1.5%)
11.50M
est: 11.25M (+2.3%)
10.66M
est: 18.81M (-43.4%)
9.38M
est: 18.63M (-49.6%)
5.01M
est: 17.41M (-71.2%)
16.00M
15.26M – 16.77M
-8.1% YoY
15.91M
15.13M – 16.85M
-0.5% YoY
15.30M
14.72M – 16.08M
-3.9% YoY
EPS
1.68
est: 2.20 (-23.6%)
3.11
est: 2.35 (+32.3%)
1.69
est: 1.74 (-2.9%)
1.13
est: 1.59 (-28.9%)
0.33
est: 1.43 (-76.9%)
2.53
est: 1.71 (+48.2%)
1.67
est: 1.61 (+4.0%)
1.58
est: 1.77 (-10.6%)
1.33
est: 1.75 (-23.8%)
0.37
est: 1.40 (-73.5%)
1.41
est: 1.46 (-3.7%)
0.35
est: 1.47 (-76.2%)
1.40
est: 1.86 (-24.9%)
1.76
est: 1.76 (0.0%)
1.70
est: 1.60 (+6.3%)
1.42
1.31 – 1.62
-11.1% YoY
1.37
1.25 – 1.62
-3.5% YoY
1.37
1.30 – 1.46
-0.5% YoY
Recent Grade Changes (3M)
Date Firm Previous New Grade Action
2026-05-07 Wells Fargo Underweight Underweight Maintain
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 A- 4/5 3/5 3/5 5/5 2/5 3/5 4/5
2026-05-08 A- 4/5 3/5 3/5 5/5 2/5 3/5 4/5
2026-05-07 C+ 2/5 3/5 2/5 5/5 1/5 1/5 1/5
2026-05-06 C+ 2/5 3/5 2/5 5/5 1/5 1/5 1/5
2026-05-05 C+ 2/5 3/5 2/5 5/5 1/5 1/5 1/5
2026-05-04 B+ 3/5 3/5 3/5 5/5 2/5 3/5 3/5
2026-05-01 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-04-30 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-04-29 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-04-28 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-04-27 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-04-24 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-04-23 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-04-22 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-04-21 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-04-20 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-04-17 B+ 3/5 4/5 3/5 5/5 1/5 3/5 3/5
2026-04-16 B+ 3/5 4/5 3/5 5/5 1/5 3/5 3/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
37
Total invested
36.61M
Insider transactions (90d)
0
Beneficial owners (>5%)
27
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Wellington Group Holdings LLP 5.91M 13.99% 3.87M HC Massachusetts 2018-02-08
2 Wellington Investment Advisors Holdings LLP 5.91M 13.99% 3.87M HC Massachusetts 2018-02-08
3 Wellington Management Group LLP 5.91M 13.99% 3.87M HC Massachusetts 2018-02-08
4 Wellington Management Company LLP 5.62M 13.31% 3.74M IA Massachusetts 2018-02-08
5 04-2683227 4.70M 10.61% 2.71M IA Massachusetts 2014-01-10
6 THORNBURG INVESTMENT MANAGEMENT INC85-0301299 4.62M 10.93% 4.62M 4.62M IA USA 2020-02-11
7 ALEC N. LITOWITZ 4.53M 12.50% 4.53M HC, IN United States of America 2011-02-14
8 MAGNETAR CAPITAL PARTNERS LP 4.53M 12.50% 4.53M HC, PN Delaware 2011-02-14
9 MAGNETAR FINANCIAL LLC 4.53M 12.50% 4.53M IA, OO Delaware 2011-02-14
10 SUPERNOVA MANAGEMENT LLC 4.53M 12.50% 4.53M HC, OO Delaware 2011-02-14
11 Thornburg Investment Management 83-0301299 4.34M 7.95% 4.34M 4.34M IA USA 2024-02-09
12 THORNBURG INVESTMENT MANAGEMENT INC83-0301299 4.34M 7.92% 4.34M 4.34M IA 2023-02-13
13 SPOHLER 3.19M 5.80% 318.9K 2.87M 318.9K 2.87M IN 2022-04-11
14 Gross 2.71M 6.40% 455.6K 2.25M 455.6K 2.25M IN United States of America 2022-03-03
15 Michael S. Gross 2.71M 6.40% 455.6K 2.25M 455.6K IN United States of America 2022-02-14
16 Bruce J. Spohler 2.44M 5.80% 67.5K 2.37M 67.5K IN United States of America 2022-02-14
17 PACIFIC INVESTMENT MANAGEMENT COMPANY LLC 2.03M 5.50% 924.7K 1.10M 2.03M IA, OO Delaware 2013-02-14
18 SAB CAPITAL ADVISORS, L.L.C. 2.00M 5.20% 2.00M 2.00M OO Delaware 2012-08-24
19 Solar Capital Investors, LLC 1.29M 3.00% 1.29M 1.29M OO Delaware 2022-02-14
20 INVESTORS, LLC 1.29M 2.30% 1.29M 1.29M OO 2022-04-11
21 LMM LLC 1.08M 2.97% 1.08M 1.08M IA, OO Maryland 2011-03-10
22 Legg Mason Capital Management 769.4K 2.11% 769.4K 769.4K IA, CO Maryland 2011-03-10
23 Solar Capital Investors II, LLC 715.0K 1.70% 715.0K 715.0K OO Delaware 2022-02-14
24 INVESTORS II, LLC 715.0K 1.30% 715.0K 715.0K OO 2022-04-11
25 CAPITAL INVESTORS, LLC 355.1K 0.60% 355.1K 355.1K OO 2022-04-11
26 2013 Grantor Retained Annuity Trust 20.0K 0.10% 20.0K 20.0K OO New York 2022-02-14
27 MANAGEMENT, LLC 77.00 0.10% 77.00 77.00 OO 2022-04-11

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
37
-87 vs prev Q
New positions
6
Closed positions
91
Increased
21
Reduced
7
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 TRIAD INVESTMENT MANAGEMENT 124.8K +124.8K (+100.0%) 1.93B +1.9B (+100.0%) 0.23% +0.229 pp 1.95% +1.954 pp USD15.46 +0.0% 1 qtrs NEW
2 THORNBURG INVESTMENT MANAGEMENT INC 4.37M -4.7K (-0.1%) 67.53M +670.8K (+1.0%) 8.01% -0.009 pp 0.85% -0.020 pp USD23.11 -33.1% 51 qtrs
3 JPMORGAN CHASE & CO 1.36M +15.3K (+1.1%) 20.99M +464.2K (+2.3%) 2.49% +0.028 pp 0.00% +0.000 pp USD17.47 -11.5% 51 qtrs
4 VAN ECK ASSOCIATES CORP 1.11M -84.9K (-7.1%) 17.17M -1.1M (-6.1%) 2.04% -0.156 pp 0.01% -0.003 pp USD16.88 -8.4% 52 qtrs
5 ARISTOTLE CAPITAL BOSTON, LLC 869.3K -92.8K (-9.6%) 13.44M -1.3M (-8.6%) 1.59% -0.170 pp 0.74% -0.020 pp USD19.48 -20.6% 42 qtrs
6 UBS GROUP AG 577.7K +77.7K (+15.5%) 8.93M +1.3M (+16.8%) 1.06% +0.142 pp 0.00% +0.000 pp USD16.15 -4.3% 45 qtrs
7 MUZINICH & CO., INC. 534.3K +145.3K (+37.4%) 8.26M +2.3M (+38.9%) 0.98% +0.266 pp 2.60% +0.299 pp USD16.67 -7.3% 45 qtrs
8 FRANKLIN RESOURCES INC 449.3K +33.2K (+8.0%) 6.95M +583.8K (+9.2%) 0.82% +0.061 pp 0.00% +0.000 pp USD15.97 -3.2% 23 qtrs
9 TWO SIGMA INVESTMENTS, LP 419.1K +39.0K (+10.3%) 6.48M +667.2K (+11.5%) 0.77% +0.071 pp 0.01% +0.001 pp USD15.38 +0.5% 63 qtrs
10 EPIQ PARTNERS, LLC 417.1K +24.3K (+6.2%) 6.45M +443.0K (+7.4%) 0.76% +0.045 pp 3.01% +0.168 pp USD16.47 -6.1% 5 qtrs
11 DIAMETER CAPITAL PARTNERS LP 395.4K +395.4K (+100.0%) 6.11M +6.1M (+100.0%) 0.72% +0.725 pp 0.56% +0.559 pp USD15.46 +0.0% 1 qtrs NEW
12 BLACKROCK, INC. 387.3K -4.7K (-1.2%) 5.99M -6.7K (-0.1%) 0.71% -0.009 pp 0.00% +0.000 pp USD15.45 +0.1% 6 qtrs
13 TWO SIGMA ADVISERS, LP 380.4K -121.7K (-24.2%) 5.88M -1.8M (-23.4%) 0.70% -0.223 pp 0.01% -0.004 pp USD15.80 -2.2% 51 qtrs
14 LEGAL & GENERAL GROUP PLC 379.9K +59.2K (+18.5%) 5.87M +969.7K (+19.8%) 0.70% +0.109 pp 0.00% +0.000 pp USD16.58 -6.8% 57 qtrs
15 SUMITOMO MITSUI TRUST HOLDINGS, INC. 377.3K +47.2K (+14.3%) 5.83M +786.3K (+15.6%) 0.69% +0.087 pp 0.00% +0.001 pp USD14.39 +7.4% 24 qtrs
16 CONDOR CAPITAL MANAGEMENT 374.1K +22.6K (+6.4%) 5.78M +409.0K (+7.6%) 0.69% +0.041 pp 0.47% +0.028 pp USD15.92 -2.9% 7 qtrs
17 ENSIGN PEAK ADVISORS, INC 350.0K +350.0K (+100.0%) 5.41M +5.4M (+100.0%) 0.64% +0.642 pp 0.01% +0.010 pp USD15.46 +0.0% 1 qtrs NEW
18 RAYMOND JAMES FINANCIAL INC 344.8K +7.3K (+2.2%) 5.33M +169.7K (+3.3%) 0.63% +0.013 pp 0.00% +0.000 pp USD16.19 -4.5% 5 qtrs
19 MORGAN STANLEY 323.2K +107.2K (+49.6%) 5.00M +1.7M (+51.2%) 0.59% +0.196 pp 0.00% +0.000 pp USD16.85 -8.2% 51 qtrs
20 INTREPID FAMILY OFFICE LLC 265.0K +15.0K (+6.0%) 4.10M +274.4K (+7.2%) 0.49% +0.028 pp 3.53% +0.333 pp USD16.12 -4.1% 5 qtrs
21 HENNION & WALSH ASSET MANAGEMENT, INC. 260.9K -9.6K (-3.6%) 4.03M -102.6K (-2.5%) 0.48% -0.018 pp 0.14% -0.011 pp USD15.99 -3.3% 20 qtrs
22 SEI INVESTMENTS CO 255.1K -42.2K (-14.2%) 3.94M -601.4K (-13.2%) 0.47% -0.077 pp 0.00% -0.001 pp USD18.89 -18.2% 37 qtrs
23 ADVISORS ASSET MANAGEMENT, INC. 219.5K +31.4K (+16.7%) 3.39M +516.9K (+18.0%) 0.40% +0.058 pp 0.06% +0.008 pp USD15.92 -2.9% 7 qtrs
24 ROYAL BANK OF CANADA 205.5K -26.6K (-11.5%) 3.18M -372.0K (-10.5%) 0.38% -0.049 pp 0.00% 0.000 pp USD17.14 -9.8% 51 qtrs
25 COMMONWEALTH EQUITY SERVICES, LLC 157.1K +997.0 (+0.6%) 2.43M +41.6K (+1.7%) 0.29% +0.002 pp 0.00% +0.000 pp USD15.37 +0.6% 8 qtrs
26 AMERIPRISE FINANCIAL INC 152.1K +10.6K (+7.5%) 2.35M +188.4K (+8.7%) 0.28% +0.020 pp 0.00% +0.000 pp USD16.28 -5.0% 7 qtrs
27 NEUBERGER BERMAN GROUP LLC 144.4K -16.6K (-10.3%) 2.23M -229.6K (-9.3%) 0.26% -0.031 pp 0.00% 0.000 pp USD15.39 +0.5% 8 qtrs
28 LPL FINANCIAL LLC 114.3K +31.3K (+37.7%) 1.77M +497.4K (+39.2%) 0.21% +0.057 pp 0.00% +0.000 pp USD15.93 -3.0% 27 qtrs
29 SUNBELT SECURITIES, INC. 114.1K +10.5K (+10.1%) 1.76M +179.9K (+11.4%) 0.21% +0.019 pp 0.12% +0.008 pp USD14.19 +8.9% 25 qtrs
30 GARNER ASSET MANAGEMENT CORP 97.5K +20.7K (+27.0%) 1.51M +278.8K (+22.7%) 0.18% +0.038 pp 0.58% +0.083 pp USD15.32 +0.9% 35 qtrs
31 NEWEDGE WEALTH, LLC 96.5K +881.0 (+0.9%) 1.49M +7.9K (+0.5%) 0.18% +0.002 pp 0.02% -0.004 pp USD15.10 +2.4% 9 qtrs
32 BANK OF AMERICA CORP /DE/ 89.8K -37.3K (-29.3%) 1.39M -554.5K (-28.5%) 0.16% -0.068 pp 0.00% +0.000 pp USD15.29 +1.1% 52 qtrs
33 DENALI ADVISORS LLC 88.5K -13.7K (-13.4%) 1.37M -195.1K (-12.5%) 0.16% -0.025 pp 0.15% -0.025 pp USD15.18 +1.8% 6 qtrs
34 ADVISOR GROUP HOLDINGS, INC. 80.2K -4.3K (-5.1%) 1.24M -154.0K (-11.0%) 0.15% -0.008 pp 0.00% 0.000 pp USD15.74 -1.8% 24 qtrs
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 75.6K +31.9K (+73.0%) 1.17M +500.6K (+74.9%) 0.14% +0.059 pp 0.00% +0.000 pp USD15.97 -3.2% 4 qtrs
36 GREAT WEST LIFE ASSURANCE CO /CAN/ 71.9K +3.0K (+4.3%) 1.11M +60.0K (+5.7%) 0.13% +0.006 pp 0.00% +0.000 pp USD14.97 +3.3% 32 qtrs
37 CONFLUENCE INVESTMENT MANAGEMENT LLC 69.3K -5.6K (-7.5%) 1.07M -74.6K (-6.5%) 0.13% -0.010 pp 0.02% 0.000 pp USD20.10 -23.1% 64 qtrs
38 STATE STREET CORP 66.5K +12.8K (+23.9%) 1.03M +207.7K (+25.3%) 0.12% +0.024 pp 0.00% +0.000 pp USD16.15 -4.3% 4 qtrs
39 HBK INVESTMENTS L P 54.6K +54.6K (+100.0%) 844.1K +844.1K (+100.0%) 0.10% +0.100 pp 0.01% +0.007 pp USD15.46 +0.0% 1 qtrs NEW
40 TREXQUANT INVESTMENT LP 54.1K -73.6K (-57.6%) 835.7K -1.1M (-57.2%) 0.10% -0.135 pp 0.01% -0.013 pp USD15.74 -1.8% 13 qtrs
41 WEDBUSH SECURITIES INC 51.8K +259.0 (+0.5%) 800.0K +12.0K (+1.5%) 0.09% +0.001 pp 0.02% -0.002 pp USD15.06 +2.7% 15 qtrs
42 50.8K +1.3K (+2.6%) 785.6K +28.7K (+3.8%) 0.09% +0.002 pp 0.25% +0.009 pp USD14.76 +4.7% 15 qtrs
43 CETERA INVESTMENT ADVISERS 47.3K +1.5K (+3.3%) 731.6K +30.9K (+4.4%) 0.09% +0.003 pp 0.00% +0.000 pp USD16.59 -6.8% 4 qtrs
44 BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S 47.1K -19.3K (-29.0%) 729.0K -286.0K (-28.2%) 0.09% -0.035 pp 0.01% -0.003 pp USD15.69 -1.5% 7 qtrs
45 TRIUMPH CAPITAL MANAGEMENT 42.5K +82.0 (+0.2%) 656.7K +8.5K (+1.3%) 0.08% +0.000 pp 0.14% -0.015 pp USD15.18 +1.8% 6 qtrs
46 LIDO ADVISORS, LLC 41.8K +— (+0.0%) 638.8K +— (+0.0%) 0.08% +0.000 pp 0.00% 0.000 pp USD15.15 +2.0% 9 qtrs
47 JANE STREET GROUP, LLC 40.9K +20.4K (+99.4%) 632.6K +318.8K (+101.6%) 0.08% +0.037 pp 0.00% +0.000 pp USD15.80 -2.2% 9 qtrs
48 MERIDIAN INVESTMENT COUNSEL INC. 40.9K +40.9K (+100.0%) 631.9K +631.9K (+100.0%) 0.07% +0.075 pp 0.15% +0.152 pp USD15.46 +0.0% 1 qtrs NEW
49 SAMALIN INVESTMENT COUNSEL, LLC 39.5K +4.2K (+11.8%) 611.2K +70.7K (+13.1%) 0.07% +0.008 pp 0.22% +0.031 pp USD15.03 +2.9% 11 qtrs
50 MACKENZIE FINANCIAL CORP 38.9K +2.1K (+5.6%) 600.1K +37.1K (+6.6%) 0.07% +0.004 pp 0.00% +0.000 pp USD16.74 -7.6% 20 qtrs
51 VIRTUS INVESTMENT ADVISERS, INC. 36.4K -8.3K (-18.6%) 563.4K -120.9K (-17.7%) 0.07% -0.015 pp 0.15% -0.043 pp USD16.80 -8.0% 4 qtrs
52 JANNEY MONTGOMERY SCOTT LLC 35.7K -15.7K (-30.5%) 552.0K -233.0K (-29.7%) 0.07% -0.029 pp 0.00% -0.001 pp USD14.65 +5.5% 13 qtrs
53 CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. 32.9K -35.5K (-51.8%) 509.2K -536.6K (-51.3%) 0.06% -0.065 pp 0.00% -0.002 pp USD16.14 -4.2% 5 qtrs
54 CAMPBELL & CO INVESTMENT ADVISER LLC 32.1K +10.1K (+45.9%) 496.1K +159.9K (+47.6%) 0.06% +0.019 pp 0.02% -0.002 pp USD15.74 -1.8% 10 qtrs
55 ALPHACORE CAPITAL LLC 31.7K -20.6K (-39.3%) 490.0K -308.9K (-38.7%) 0.06% -0.038 pp 0.01% -0.016 pp USD16.86 -8.3% 4 qtrs
56 MONTAG A & ASSOCIATES INC 30.7K -4.8K (-13.5%) 474.8K -67.8K (-12.5%) 0.06% -0.009 pp 0.02% -0.003 pp USD16.17 -4.4% 27 qtrs
57 CHICAGO PARTNERS INVESTMENT GROUP LLC 31.3K +700.0 (+2.3%) 473.6K -109.0 (0.0%) 0.06% +0.001 pp 0.01% -0.001 pp USD19.25 -19.7% 45 qtrs
58 APOLLON WEALTH MANAGEMENT, LLC 30.6K +549.0 (+1.8%) 473.3K +13.6K (+3.0%) 0.06% +0.001 pp 0.01% +0.000 pp USD15.29 +1.1% 4 qtrs
59 INSPIRE INVESTING, LLC 30.2K +688.0 (+2.3%) 467.5K +15.7K (+3.5%) 0.06% +0.001 pp 0.04% -0.002 pp USD14.91 +3.7% 11 qtrs
60 SIGNIFICANT WEALTH PARTNERS LLC 29.3K +29.3K (+100.0%) 453.7K +453.7K (+100.0%) 0.05% +0.054 pp 0.51% +0.506 pp USD15.46 +0.0% 1 qtrs NEW
61 NEXT CAPITAL MANAGEMENT LLC 27.5K +— (+0.0%) 425.5K +4.7K (+1.1%) 0.05% +0.000 pp 0.14% -0.004 pp USD11.64 +32.8% 24 qtrs
62 WEALTHSPIRE ADVISORS, LLC 25.1K +— (+0.0%) 387.8K +4.3K (+1.1%) 0.05% +0.000 pp 0.00% +0.001 pp USD16.14 -4.2% 3 qtrs
63 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 24.5K -620.0 (-2.5%) 379.0K -5.0K (-1.3%) 0.04% -0.001 pp 0.00% 0.000 pp USD16.78 -7.9% 21 qtrs
64 NORTHERN TRUST CORP 24.0K -2.6K (-9.9%) 371.7K -36.1K (-8.9%) 0.04% -0.005 pp 0.00% +0.000 pp USD15.94 -3.0% 6 qtrs
65 RUNNING POINT CAPITAL ADVISORS, LLC 21.1K +545.0 (+2.7%) 325.8K +11.9K (+3.8%) 0.04% +0.001 pp 0.09% +0.005 pp USD16.11 -4.0% 5 qtrs
66 ENVESTNET ASSET MANAGEMENT INC 20.9K +953.0 (+4.8%) 322.4K +18.1K (+6.0%) 0.04% +0.002 pp 0.00% +0.000 pp USD15.63 -1.1% 8 qtrs
67 STIFEL FINANCIAL CORP 20.6K -4.6K (-18.4%) 317.9K -67.4K (-17.5%) 0.04% -0.009 pp 0.00% 0.000 pp USD15.73 -1.7% 23 qtrs
68 FLAGSHIP HARBOR ADVISORS, LLC 19.9K +248.0 (+1.3%) 308.0K +7.2K (+2.4%) 0.04% +0.001 pp 0.01% +0.001 pp USD15.92 -2.9% 7 qtrs
69 CITADEL ADVISORS LLC 18.9K +18.9K (+100.0%) 292.2K +292.2K (+100.0%) 0.03% +0.035 pp 0.00% +0.000 pp USD15.46 +0.0% 1 qtrs NEW
70 SMITHBRIDGE ASSET MANAGEMENT INC/DE 18.0K +18.0K (+100.0%) 278.3K +278.3K (+100.0%) 0.03% +0.033 pp 0.02% +0.024 pp USD15.46 +0.0% 1 qtrs NEW
71 WELLS FARGO & COMPANY/MN 17.5K +7.4K (+73.9%) 270.3K +116.5K (+75.8%) 0.03% +0.014 pp 0.00% +0.000 pp USD15.97 -3.2% 57 qtrs
72 CAPTRUST FINANCIAL ADVISORS 17.5K -17.0K (-49.3%) 269.8K -256.7K (-48.8%) 0.03% -0.031 pp 0.00% -0.001 pp USD14.57 +6.1% 15 qtrs
73 PRICE T ROWE ASSOCIATES INC /MD/ 17.3K +17.3K (+100.0%) 269.0K +269.0K (+100.0%) 0.03% +0.032 pp 0.00% +0.000 pp USD15.46 +0.0% 1 qtrs NEW
74 U.S. CAPITAL WEALTH ADVISORS, LLC 16.9K -490.0 (-2.8%) 261.7K -4.6K (-1.7%) 0.03% -0.001 pp 0.01% 0.000 pp USD16.86 -8.3% 4 qtrs
75 D. E. SHAW & CO., INC. 14.6K +14.6K (+100.0%) 225.9K +225.9K (+100.0%) 0.03% +0.027 pp 0.00% +0.000 pp USD15.46 +0.0% 1 qtrs NEW
76 QUANTBOT TECHNOLOGIES LP 13.9K +13.9K (+100.0%) 214.4K +214.4K (+100.0%) 0.03% +0.025 pp 0.01% +0.007 pp USD15.46 +0.0% 3 qtrs
77 WILEY BROS.-AINTREE CAPITAL, LLC 13.6K +58.0 (+0.4%) 209.9K +3.2K (+1.5%) 0.02% +0.000 pp 0.00% 0.000 pp USD16.12 -4.1% 5 qtrs
78 COMERICA BANK 13.5K +11.7K (+642.8%) 208.3K +180.6K (+651.0%) 0.02% +0.021 pp 0.00% +0.001 pp USD15.45 +0.1% 10 qtrs
79 VIRTU FINANCIAL LLC 13.3K +13.3K (+100.0%) 205.0K +205.0K (+100.0%) 0.02% +0.024 pp 0.01% +0.008 pp USD15.46 +0.0% 3 qtrs
80 PRIVATE ADVISOR GROUP, LLC 12.9K +35.0 (+0.3%) 198.9K +2.7K (+1.4%) 0.02% +0.000 pp 0.00% +0.000 pp USD15.96 -3.1% 7 qtrs
81 HB WEALTH MANAGEMENT, LLC 12.6K +— (+0.0%) 195.0K +2.1K (+1.1%) 0.02% +0.000 pp 0.00% +0.000 pp USD16.16 -4.3% 5 qtrs
82 BNP PARIBAS ARBITRAGE, SNC 12.3K +10.5K (+596.8%) 189.4K +162.5K (+604.6%) 0.02% +0.019 pp 0.00% +0.000 pp USD15.44 +0.1% 5 qtrs
83 CFO4LIFE GROUP, LLC 12.0K +— (+0.0%) 185.5K +2.0K (+1.1%) 0.02% +0.000 pp 0.03% 0.000 pp USD14.27 +8.3% 11 qtrs
84 BREVAN HOWARD CAPITAL MANAGEMENT LP 11.8K -12.2K (-50.8%) 182.4K -184.2K (-50.2%) 0.02% -0.022 pp 0.00% +0.000 pp USD15.71 -1.6% 3 qtrs
85 MARINER, LLC 11.6K +11.6K (+100.0%) 179.3K +179.3K (+100.0%) 0.02% +0.021 pp 0.00% +0.000 pp USD15.46 +0.0% 1 qtrs NEW
86 OPPENHEIMER & CO INC 10.3K +61.0 (+0.6%) 159.2K +2.7K (+1.7%) 0.02% +0.000 pp 0.00% +0.000 pp USD16.64 -7.1% 4 qtrs
87 COLONY GROUP, LLC 10.2K +10.2K (+100.0%) 157.7K +157.7K (+100.0%) 0.02% +0.019 pp 0.00% +0.000 pp USD15.46 +0.0% 1 qtrs NEW
88 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 9.0K +— (+0.0%) 138.9K +1.5K (+1.1%) 0.02% +0.000 pp 0.00% +0.000 pp USD12.78 +21.0% 14 qtrs
89 ALLWORTH FINANCIAL LP 7.5K +— (+0.0%) 115.7K +1.3K (+1.1%) 0.01% +0.000 pp 0.00% +0.000 pp USD16.14 -4.2% 3 qtrs
90 KESTRA ADVISORY SERVICES, LLC 7.1K +7.1K (+100.0%) 110.0K +110.0K (+100.0%) 0.01% +0.013 pp 0.00% +0.001 pp USD15.46 +0.0% 1 qtrs NEW
91 ROCKEFELLER CAPITAL MANAGEMENT L.P. 6.3K +4.3K (+211.1%) 97.8K +66.7K (+214.5%) 0.01% +0.008 pp 0.00% +0.000 pp USD15.41 +0.3% 2 qtrs
92 N.E.W. ADVISORY SERVICES LLC 4.3K +2.3K (+114.3%) 66.8K +35.9K (+116.7%) 0.01% +0.004 pp 0.00% +0.002 pp USD16.08 -3.9% 4 qtrs
93 GLOBAL RETIREMENT PARTNERS, LLC 4.3K +— (+0.0%) 65.9K +725.0 (+1.1%) 0.01% +0.000 pp 0.00% 0.000 pp USD15.29 +1.1% 2 qtrs
94 EVERSOURCE WEALTH ADVISORS, LLC 4.0K +— (+0.0%) 61.8K +680.0 (+1.1%) 0.01% +0.000 pp 0.00% 0.000 pp USD15.73 -1.7% 7 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 9 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Putnam BDC Income ETF PBDC 2.48% 6.84M 13.49%
2 FT Confluence BDC & Specialty Finance Income ETF FBDC 1.60% 550.2K 12.44%
3 Virtus Private Credit Strategy ETF VPC 1.29% 391.3K 10.60%
4 ProShares Global Listed Private Equity ETF PEX 0.99% 110.5K 2.95%
5 VanEck BDC Income ETF BIZD 0.68% 10.88M 9.69%
6 Sound Enhanced Fixed Income ETF FXED 0.42% 188.9K 2.51%
7 iShares Listed Private Equity UCITS ETF IPRA.AS 0.29% 250.2K 0.75%
8 iShares Listed Private Equity UCITS ETF IDPE.L 0.29% 2.25M 0.75%
9 RiverNorth Active Income ETF CEFZ 0.03% 13.0K 0.89%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
1.00
Neutral
Ratio by volume
0.41
Bearish
Buys
10
Sells
10
Shares acquired
973.8K
Shares disposed
2.38M
Cash buys
6.00
Cash sales
Net activity
-1,410,545
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-16 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,452 13.90 145.2K 4,025,153 I
2026-03-13 SPOHLER BRUCE J Director / Officer E-ExpireShort D Restricted Stock Units 10,987 0.00 785,937 I
2026-03-13 Kajee Shiraz Officer M-Exempt D Restricted Stock Units 5,782 0.00 5,782 D
2026-03-13 GROSS MICHAEL S Director / Officer M-Exempt D Restricted Stock Units 354,511 0.00 198,870 I
2026-03-04 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 15,019 14.83 222.7K 3,827,977 I
2026-03-04 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 15,019 14.83 222.7K 3,989,701 I
2026-03-03 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 89,800 14.73 1.32M 3,812,958 I
2026-03-03 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 89,800 14.73 1.32M 3,974,682 I
2025-09-09 Roberts Andrea Colvin Director P-Purchase A Common Stock 7,190 16.73 120.3K 7,190 I
2025-03-13 SPOHLER BRUCE J Director / Officer A-Award A Common Stock 311,588 0.00 3,723,158 I
2025-03-13 Kajee Shiraz Officer A-Award A Restricted Stock Units 13,609 0.00 13,609 D
2025-03-13 GROSS MICHAEL S Director / Officer A-Award A Common Stock 311,588 0.00 3,884,882 I
2025-03-05 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 36,822 17.51 644.8K 3,723,158 I
2025-03-05 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 36,822 17.51 644.8K 3,884,882 I
2025-03-04 SPOHLER BRUCE J Director / Officer A-Award A Common Stock 43,200 17.64 762.0K 3,686,336 I
2025-03-04 GROSS MICHAEL S Director / Officer A-Award A Common Stock 43,200 17.64 762.0K 3,848,060 I
2024-06-14 Roberts Andrea Colvin Director P-Purchase A Common Stock 25,000 15.98 399.5K 25,000
2024-03-13 SPOHLER BRUCE J Director / Officer A-Award A Common Stock 202,577 0.00 3,643,136
2024-03-13 Kajee Shiraz Officer A-Award A Restricted Stock Units 11,565 0.00 11,565
2024-03-13 GROSS MICHAEL S Director / Officer A-Award A Common Stock 202,577 0.00 3,804,860
2024-03-08 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 22,636 15.74 356.3K 3,643,136
2024-03-08 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 22,636 15.74 356.3K 3,804,860
2024-03-07 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 46,700 15.72 734.1K 3,620,500
2024-03-07 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 46,700 15.72 734.1K 3,782,224
2024-03-06 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 46,700 15.44 721.0K 3,573,800
2024-03-06 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 46,700 15.44 721.0K 3,735,524
2024-03-05 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 46,700 15.23 711.2K 3,527,100
2024-03-05 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 46,700 15.23 711.2K 3,688,824
2024-03-04 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 40,000 15.08 603.2K 3,480,400
2024-03-04 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 40,000 15.08 603.2K 3,642,124
2023-09-07 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,000 15.00 150.0K 227,789
2023-09-05 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,000 15.05 150.5K 217,789
2023-08-28 Roberts Andrea Colvin Director D Common Stock 0 0.00 0
2023-08-24 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,000 15.04 150.4K 207,789
2023-08-23 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 14,442 15.04 217.2K 197,789
2023-08-22 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 20,000 14.99 299.8K 183,347
2023-08-21 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 20,000 15.02 300.4K 163,347
2023-08-17 Talarico Guy Officer P-Purchase A Common Stock 20,000 15.10 302.0K 31,899
2023-08-17 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,000 15.02 150.2K 143,347
2023-05-12 Kajee Shiraz Officer P-Purchase A Common Stock 7,500 13.57 101.8K 7,500
2023-04-03 Kajee Shiraz Officer D Common Stock 0 0.00 0
2023-03-09 SPOHLER BRUCE J Director / Officer A-Award D Restricted Stock Units 324,819 0.00 324,819
2023-03-09 GROSS MICHAEL S Director / Officer A-Award D Restricted Stock Units 324,819 0.00 324,819
2023-03-08 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 34,628 15.96 552.7K 3,440,400
2023-03-08 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 34,628 15.96 552.7K 3,267,696
2023-03-07 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 48,421 15.66 758.3K 3,405,772
2023-03-07 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 48,421 15.66 758.3K 3,233,068
2023-03-06 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 53,294 15.69 836.2K 3,357,351
2023-03-06 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 53,294 15.69 836.2K 3,184,647
2023-03-03 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 50,443 15.57 785.4K 3,304,057
2023-03-03 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 50,443 15.57 785.4K 3,131,353
2022-12-07 SPOHLER BRUCE J Officer A-Award D Restricted Stock Units 276,942 0.00 276,942
2022-12-07 GROSS MICHAEL S Officer A-Award D Restricted Stock Units 276,942 0.00 276,942
2022-12-06 SPOHLER BRUCE J Officer P-Purchase A Common Stock 4,287 14.90 63.9K 3,253,614
2022-12-06 GROSS MICHAEL S Officer P-Purchase A Common Stock 4,287 14.90 63.9K 3,080,910
2022-12-05 SPOHLER BRUCE J Officer P-Purchase A Common Stock 59,400 15.02 892.4K 3,249,327
2022-12-05 GROSS MICHAEL S Officer P-Purchase A Common Stock 59,400 15.02 892.4K 3,076,623
2022-12-02 SPOHLER BRUCE J Officer P-Purchase A Common Stock 55,800 14.97 835.4K 3,189,927
2022-12-02 GROSS MICHAEL S Officer P-Purchase A Common Stock 55,800 14.97 835.4K 3,017,223
2022-12-01 SPOHLER BRUCE J Officer A-Award A Common Stock 116,069 0.00 3,116,195
2022-12-01 GROSS MICHAEL S Officer M-Exempt D Restricted Stock Units 116,069 0.00 73,927
2022-11-16 HOCHBERG STEVEN Director S-Sale D Common Stock 3,000 14.01 42.0K 2,742
2022-11-11 HOCHBERG STEVEN Director P-Purchase A Common Stock 7,400 14.39 106.5K 19,258
2022-11-10 HOCHBERG STEVEN Director P-Purchase A Common Stock 6,858 13.98 95.8K 11,858
2022-11-08 HOCHBERG STEVEN Director S-Sale D Common Stock 14,850 13.71 203.7K 5,742
2022-04-01 Wachter David Director A-Award A Common Stock 7,102 0.00 53,494
2022-04-01 SPOHLER BRUCE J Officer A-Award D Restricted Stock Units 78,252 0.00 341,663
2022-04-01 Potter Leonard Director A-Award A Common Stock 4,872 0.00 14,872
2022-04-01 PETEKA RICHARD Officer A-Award A Common Stock 4,872 0.01 48.72 28,872
2022-04-01 HOCHBERG STEVEN Director A-Award A Common Stock 15,592 0.00 25,592
2022-04-01 GROSS MICHAEL S Officer A-Award D Restricted Stock Units 78,252 0.00 341,663
2021-12-31 SPOHLER BRUCE J Director / Officer 0 0.00 0
2021-03-02 SPOHLER BRUCE J Director / Officer M-Exempt D Restricted Stock Units 61,512 0.00 146,735
2021-03-02 GROSS MICHAEL S Director / Officer A-Award A Common Stock 61,512 0.00 2,456,043
2021-03-01 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 25,137 19.36 486.7K 2,233,398
2021-03-01 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 25,137 19.36 486.7K 2,439,423
2020-03-23 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 53,526 9.32 498.9K 67,526
2020-03-23 PETEKA RICHARD Officer P-Purchase A Common Stock 5,000 8.99 44.9K 24,000
2020-03-23 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 50,000 9.45 472.5K 249,595
2020-03-20 Wachter David Director P-Purchase A Common Stock 20,000 10.59 211.8K 46,392
2020-03-20 Talarico Guy Officer P-Purchase A Common Stock 3,200 10.35 33.1K 10,350
2020-03-20 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 13,701 9.90 135.6K 199,595
2020-03-19 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 400 8.39 3.4K 2,414,286
2020-03-18 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 20,000 8.76 175.2K 2,413,886
2020-03-17 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 15,000 12.21 183.2K 180,894
2020-03-16 PETEKA RICHARD Officer P-Purchase A Common Stock 8,000 13.32 106.5K 19,000
2020-03-13 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 25,000 14.66 366.5K 2,393,886
2020-03-10 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 23,375 16.96 396.4K 2,368,886
2020-03-09 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 13,750 17.41 239.4K 2,345,511
2020-03-06 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,000 18.71 187.1K 2,331,761
2020-03-02 SPOHLER BRUCE J Director / Officer M-Exempt D Restricted Stock Units 56,792 0.00 94,059
2020-03-02 GROSS MICHAEL S Director / Officer M-Exempt D Restricted Stock Units 56,792 0.00 94,059
2020-02-28 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 13,000 18.68 242.8K 2,321,761
2020-02-27 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 13,000 19.11 248.4K 2,308,761
2020-02-26 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 13,000 19.48 253.2K 2,295,761
2020-02-25 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 15,000 19.61 294.2K 2,282,761
2019-12-13 Talarico Guy Officer P-Purchase A Common Stock 930 20.87 19.4K 930
2019-11-14 HOCHBERG STEVEN Director S-Sale D Common Stock 15,000 20.57 308.6K 10,000
2019-03-05 SPOHLER BRUCE J Director / Officer E-ExpireShort D Restricted Stock Units 3,777 0.00 121,104
2019-03-05 GROSS MICHAEL S Director / Officer A-Award D Restricted Stock Units 87,144 0.00 87,144
2019-03-04 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 7,777 21.54 167.5K 2,208,261
2019-03-04 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 7,777 21.54 167.5K 2,267,761
2019-03-01 SPOHLER BRUCE J Director / Officer M-Exempt D Common Stock 75,406 0.00 2,125,078
2019-03-01 GROSS MICHAEL S Director / Officer M-Exempt D Common Stock 75,406 0.00 2,184,578
2018-12-14 HOCHBERG STEVEN Director P-Purchase A Common Stock 5,000 20.35 101.8K 25,000
2018-08-14 SPOHLER BRUCE J Director / Officer A-Award D Restricted Stock Units 85,174 0.00 85,174
2018-08-14 GROSS MICHAEL S Director / Officer A-Award D Restricted Stock Units 85,174 0.00 85,174
2018-08-13 SPOHLER BRUCE J Director / Officer M-Exempt D Common Stock 75,630 0.00 2,276,114
2018-08-13 GROSS MICHAEL S Director / Officer M-Exempt D Common Stock 75,630 0.00 2,335,614
2017-03-09 SPOHLER BRUCE J Director / Officer A-Award D Restricted Stock Units 83,904 0.00 83,904
2017-03-09 GROSS MICHAEL S Director / Officer A-Award D Restricted Stock Units 83,904 0.00 83,904
2017-03-02 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 19,666 22.28 438.2K 2,200,484
2017-03-02 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 19,666 22.28 438.2K 2,259,984
2017-03-01 SPOHLER BRUCE J Director / Officer A-Award A Common Stock 64,238 0.00 2,180,818
2017-03-01 GROSS MICHAEL S Director / Officer A-Award A Common Stock 64,238 0.00 2,240,318
2016-05-12 HOCHBERG STEVEN Director P-Purchase A Common Stock 7,664 18.31 140.3K 20,000
2016-05-11 HOCHBERG STEVEN Director P-Purchase A Common Stock 4,336 18.35 79.6K 12,336
2016-03-02 SPOHLER BRUCE J Director / Officer A-Award D Restricted Stock Units 81,875 0.00 81,875
2016-03-02 GROSS MICHAEL S Director / Officer A-Award D Restricted Stock Units 81,875 0.00 81,875
2016-03-01 SPOHLER BRUCE J Director / Officer M-Exempt D Restricted Stock Units 29,545 0.00 29,545
2016-03-01 GROSS MICHAEL S Director / Officer E-ExpireShort D Restricted Stock Units 2,750 0.00 69,385
2016-02-29 Wachter David Director P-Purchase A Common Stock 5,000 16.90 84.5K 20,500
2016-02-29 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 29,400 17.18 505.1K 2,160,638
2016-02-29 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 29,400 17.18 505.1K 2,220,138
2015-12-11 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 9,500 16.95 161.0K 14,000
2015-12-11 PETEKA RICHARD Officer P-Purchase A Common Stock 6,000 16.70 100.2K 11,000
2015-12-11 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 18,200 16.80 305.8K 165,894
2015-12-10 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 11,900 17.24 205.2K 147,694
2015-12-09 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 1,727 17.24 29.8K 135,794
2015-12-08 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 872 17.19 15.0K 134,067
2015-12-07 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 20,000 17.37 347.4K 133,195
2015-11-19 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 2,500 17.65 44.1K 4,500
2015-11-18 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 1,000 17.65 17.7K 2,000
2015-11-16 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 1,000 17.45 17.5K 1,000
2015-11-16 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,000 17.64 176.4K 113,195
2015-11-13 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,000 17.42 174.2K 2,190,738
2015-05-14 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 9,500 18.75 178.1K 2,180,738
2015-05-13 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 20,000 18.75 375.0K 2,171,238
2015-03-04 SPOHLER BRUCE J Director / Officer A-Award D Restricted Stock Units 72,135 0.00 72,135
2015-03-04 GROSS MICHAEL S Director / Officer A-Award D Restricted Stock Units 72,135 0.00 72,135
2015-03-03 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 15,452 20.28 313.4K 2,131,238
2015-03-03 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 15,452 20.28 313.4K 2,151,238
2015-03-02 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 36,784 20.24 744.5K 2,115,786
2015-03-02 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 36,784 20.24 744.5K 2,135,786
2014-12-15 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 8,000 17.70 141.6K 2,099,002
2014-12-12 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,000 17.75 177.5K 93,195
2014-12-11 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,000 17.80 178.0K 83,195
2014-12-10 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,000 17.90 179.0K 2,089,002
2014-12-09 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 7,000 17.76 124.3K 73,195
2014-11-26 SPOHLER BRUCE J Director / Officer J-Other D Common Stock 55,636 0.00 2,079,002
2014-11-26 GROSS MICHAEL S Director / Officer J-Other D Common Stock 55,636 0.00 2,079,002
2014-11-25 SPOHLER BRUCE J Director / Officer A-Award D Restricted Stock Units 59,090 0.00 59,090
2014-11-25 GROSS MICHAEL S Director / Officer A-Award D Restricted Stock Units 59,090 0.00 59,090
2014-03-05 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 16,140 22.06 356.1K 2,134,638
2014-03-05 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 16,140 22.06 356.1K 2,134,638
2014-03-04 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 43,775 22.36 978.9K 2,118,498
2014-03-04 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 43,775 22.36 978.9K 2,118,498
2014-03-03 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 19,074 22.25 424.5K 2,074,723
2014-03-03 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 19,074 22.25 424.5K 2,074,723
2013-05-15 Gerson Brian Officer D Common Stock 0 0.00 50,000
2012-05-29 PETEKA RICHARD Officer P-Purchase A Common Stock 5,000 21.50 107.5K 5,000
2012-05-18 PETEKA RICHARD Officer D Common Stock 0 0.00 0
2012-05-07 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 3,695 21.35 78.9K 66,195
2012-05-04 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,000 21.40 214.0K 62,500
2011-08-09 HOCHBERG STEVEN Director P-Purchase A Common Stock 2,500 20.27 50.7K 8,000
2011-08-09 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 20,000 19.92 398.4K 52,500
2010-11-30 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 115,000 22.94 2.64M 2,055,649
2010-11-30 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 115,000 22.94 2.64M 2,055,649
2010-05-18 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 10,000 21.20 212.0K 32,500
2010-05-13 Radesca Nicholas Officer P-Purchase A Common Stock 1,000 22.07 22.1K 6,300
2010-05-13 GROSS MICHAEL S Director / Officer P-Purchase A Common Stock 22,500 22.07 496.6K 1,963,149
2010-02-09 Wachter David Director D Common Stock 0 0.00 0
2010-02-09 Talarico Guy Officer D Common Stock 0 0.00 0
2010-02-09 SPOHLER BRUCE J Director / Officer P-Purchase A Common Stock 600,000 18.50 11.10M 1,940,649
2010-02-09 Radesca Nicholas Officer D Common Stock 0 0.00 0
2010-02-09 Potter Leonard Director D Common Stock 0 0.00 0
2010-02-09 HOCHBERG STEVEN Director P-Purchase A Common Stock 5,500 18.50 101.8K 5,500
2010-02-09 GROSS MICHAEL S Director / Officer I Common Stock 0 0.00 1,340,649

Executive team

Top executives
Shares Outstanding
54.55M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-10-08 DEFA14A
2025-10-08 DEF 14A
2024-10-09 DEFA14A
2024-10-09 DEF 14A
2023-10-04 DEFA14A
2023-10-04 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-05 8-K
2026-05-05 10-Q
2026-03-17 4
2026-03-17 4
2026-03-17 4
2026-03-06 40-17G
2026-03-05 4
2026-03-05 4
2026-02-24 8-K
2026-02-24 10-K

Executive team

NameTitleCompensationGender
Anthony Storino Head of Healthcare Venture Lending male
Bruce John Spohler Co-CEO, COO & Interested Director male
Guy Francis Talarico Chief Compliance Officer male
Michael Stuart Gross Chairman, President & Co-CEO male
Richard R. Pivirotto Jr. Investor Relations male
Shiraz Y. Kajee CFO & Secretary male
ESG Rating
B
ASSET MANAGEMENT
2026
E (Environmental)
62.4 / 67.2
Company / Sector avg.
S (Social)
69.6 / 77.3
Company / Sector avg.
G (Governance)
71.8 / 74.6
Company / Sector avg.
ESG Total
67.9 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits