Español 
Deutsch 
Français 
MSCI World Index (MSC)
NASDAQ Composite (NASDAQ)
FTSE China A50 Index (FGI)
STOXX Europe 600 (SIX)
Nikkei 300 (OSA)
NIFTY 50 (NSE)
DAX Performance Index (XETRA)
FTSE 100 (FGI)
CAC 40 (EURONEXT)
Saratoga Investment Corp. (SAR)
USD22.29
+0.19 (+0.86%)
US NYSE Financial Services Asset Management
Address
535 Madison Avenue 10022
New York, NY, US
New York, NY, US
CEO
Chris Long Oberbeck
Website
saratogainvestmentcorp.com
IPO
2007-03-27
CIK 1377936 ISIN US80349A2087
Also trades on
New York Stock Exchange · SAJ (USD)
New York Stock Exchange · SAK (USD)
New York Stock Exchange · SAR (USD)
New York Stock Exchange · SAT (USD)
New York Stock Exchange · SAY (USD)
New York Stock Exchange · SAZ (USD)
Description
Saratoga Investment Corp. is a business development company specializing in leveraged and management buyouts, acquisition financings, growth financings, recapitalization, debt refinancing, and transitional financing transactions at the lower end of middle market companies. The fund structures its investments as debt and equity by investing through first and second lien loans, mezzanine debt, co-investments, select high yield bonds, senior secured bonds, unsecured bonds, and preferred and common equity. The fund prefers to invest in aerospace, automotive aftermarket and services, business products and services, consumer products and services, education, environmental services, industrial services, financial services, food and beverage, healthcare products and services, logistics, distribution, manufacturing, restaurants services, food services, software services, technology services, specialty chemical, media and telecommunications. The fund seeks to invest in the United States. The fund primarily invests between $60 million and $75 million in companies having EBITDA of $2 million or greater and revenues between $10 million and $150 million. It targets annual revenues between $8 and $250 million. The fund prefers to take a majority stake. The fund invests through direct lending as well as participation in loan syndicates.
News Sentiment (7d)
5 articles
- Saratoga Investment Corp (SAR) Q1 2027 Earnings Call Transcript Seeking Alpha
- Saratoga Investment (SAR) Q1 Earnings and Revenues Miss Estimates Zacks Investment Research
- Saratoga Investment Q1 Earnings Call Highlights MarketBeat
- 5 Income Stocks Yielding 10%+ with Dividends in Danger 24/7 Wall Street
- Saratoga Investment Corp. Announces Fiscal First Quarter 2027 Financial Results GlobeNewsWire
Market Cap & Enterprise Value
Merger & Acquisition History
No mergers or acquisitions recorded for this company.
Technical Outlook
Loading outlook…
Loading forecast...
Signal Summary
Loading…
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
Loading risk profile…
Price Chart
USD22.29
+0.19 (+0.86%)
Loading historical data…
Volume Profile
Loading…
Liquidity & share structure
Average Volume
97.0K
Beta
0.59
Float Shares
14.08M
Free Float %
86.8%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| +1.37% | -1.91% | -1.43% | -3.91% | -0.49% | -4.07% | -8.25% | -11.48% | -9.97% | +36.18% | -85.00% |
Rolling Volatility
Loading…
Drawdown
Loading…
Relative Strength
Loading…
Monthly Returns Heatmap
From
To
Loading…
Annual Monthly Returns
Loading…
Daily Returns Distribution
Loading histogram data…
Revenue flow
Revenue by geography
Revenue by segment
From
To
Revenue composition
From
To
By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Analyst Consensus (11 ratings, all time)
Hold
Price Targets & DCF
Current price
22.29
Ratings Trend (MoM)
14% Bullish
| Rating | 2026-04 | Change |
|---|---|---|
| Strong Buy | 1 | 0 |
| Buy | 0 | 0 |
| Hold | 6 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Quality scores
Altman Z-Score
-0.83
Distress
Piotroski F-Score
6 / 9
Average
MOAT Score
2 / 10
No MOAT
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
4 / 5
High
ROE Score
1 / 5
Low
ROA Score
2 / 5
Medium
D/E Score
1 / 5
Low
P/E Score
3 / 5
Medium
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
-
Revenue growth Asset Management: +17.4%+5.4% Q2'26: +104,961.9% (vs Q2'25)
-
EPS growth Asset Management: +22.7%+14.4% Q2'26: -146.2% (vs Q2'25)
-
FCF margin FCF growth · Asset Management: +27.7%-11.7% Q2'26: -84.4% (vs Q2'25)
-
EBIT margin Asset Management: +50.6%+38.4% Q2'26: +0.0% (vs Q2'25)
-
ROIC Asset Management: +6.5%+3.3% Q2'26: +0.0% (vs Q2'25)
-
Share dilution Asset Management: +0.0%+13.9% Q2'26: +5.9% (vs Q2'25)
-
Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×19.16×
Valuation Multiples
From
To
Price Forecast (3Y)
From
To
Theoretical Return — If Invested Today
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
Consensus Estimates
| Metric |
Feb 2015 actual |
Feb 2016 actual |
Feb 2017 actual |
Feb 2018 actual |
Feb 2019 actual |
Feb 2020 actual |
Feb 2021 actual |
Feb 2022 actual |
Feb 2023 actual |
Feb 2024 actual |
Feb 2025 actual |
Feb 2026 5 Rev. Ana. 6 EPS Ana. |
Feb 2027 4 Rev. Ana. 5 EPS Ana. |
Feb 2028 4 Rev. Ana. 4 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
22.00M
est: 26.89M (-18.2%)
|
24.26M
est: 29.39M (-17.5%)
|
27.04M
est: 33.07M (-18.2%)
|
33.38M
est: 38.23M (-12.7%)
|
37.91M
est: 47.81M (-20.7%)
|
78.29M
est: 55.49M (+41.1%)
|
39.91M
est: 56.13M (-28.9%)
|
77.46M
est: 69.45M (+11.5%)
|
69.85M
est: 94.94M (-26.4%)
|
69.55M
est: 147.77M (-52.9%)
|
94.16M
est: 150.42M (-37.4%)
|
125.44M
125.18M – 125.84M
-16.6% YoY
|
125.67M
122.93M – 130.79M
+0.2% YoY
|
128.50M
124.14M – 136.61M
+2.2% YoY
|
| EBITDA |
11.30M
est: 10.85M (+4.2%)
|
11.76M
est: 11.85M (-0.8%)
|
11.43M
est: 13.34M (-14.3%)
|
17.66M
est: 15.42M (+14.6%)
|
19.25M
est: 19.28M (-0.2%)
|
56.35M
est: 22.38M (+151.8%)
|
19.94M
est: 22.64M (-11.9%)
|
48.52M
est: 28.01M (+73.2%)
|
26.76M
est: 38.29M (-30.1%)
|
11.70M
est: 56.18M (-79.2%)
|
31.97M
est: 57.19M (-44.1%)
|
47.69M
47.59M – 47.84M
-16.6% YoY
|
47.78M
46.74M – 49.72M
+0.2% YoY
|
48.85M
47.20M – 51.94M
+2.2% YoY
|
| EBIT |
11.30M
est: 10.85M (+4.2%)
|
11.76M
est: 11.85M (-0.8%)
|
11.43M
est: 13.34M (-14.3%)
|
17.66M
est: 15.42M (+14.6%)
|
19.25M
est: 19.28M (-0.2%)
|
56.35M
est: 22.38M (+151.8%)
|
19.94M
est: 22.64M (-11.9%)
|
48.52M
est: 28.01M (+73.2%)
|
26.76M
est: 38.29M (-30.1%)
|
11.70M
est: 56.18M (-79.2%)
|
31.97M
est: 57.19M (-44.1%)
|
47.69M
47.59M – 47.84M
-16.6% YoY
|
47.78M
46.74M – 49.72M
+0.2% YoY
|
48.85M
47.20M – 51.94M
+2.2% YoY
|
| Net Income |
11.01M
est: 24.00M (-54.1%)
|
11.65M
est: 24.49M (-52.4%)
|
11.39M
est: 28.17M (-59.6%)
|
17.68M
est: 31.72M (-44.3%)
|
18.51M
est: 35.94M (-48.5%)
|
55.74M
est: 28.99M (+92.2%)
|
14.78M
est: 29.88M (-50.6%)
|
45.74M
est: 26.24M (+74.3%)
|
24.68M
est: 38.89M (-36.6%)
|
8.93M
est: 19.33M (-53.8%)
|
28.09M
est: 62.27M (-54.9%)
|
39.33M
38.50M – 40.16M
-36.8% YoY
|
34.26M
33.21M – 38.19M
-12.9% YoY
|
36.68M
34.57M – 38.79M
+7.1% YoY
|
| SGA |
3.33M
est: 3.12M (+6.8%)
|
4.04M
est: 3.40M (+18.7%)
|
4.26M
est: 3.83M (+11.3%)
|
4.78M
est: 4.43M (+7.9%)
|
5.54M
est: 5.54M (0.0%)
|
5.68M
est: 6.43M (-11.6%)
|
6.26M
est: 6.50M (-3.8%)
|
6.63M
est: 8.05M (-17.6%)
|
8.01M
est: 11.00M (-27.2%)
|
8.56M
est: 15.76M (-45.7%)
|
9.34M
est: 16.05M (-41.8%)
|
13.38M
13.35M – 13.42M
-16.6% YoY
|
13.41M
13.11M – 13.95M
+0.2% YoY
|
13.71M
13.24M – 14.57M
+2.2% YoY
|
| EPS |
2.04
est: 1.73 (+18.3%)
|
2.09
est: 1.76 (+18.8%)
|
1.98
est: 2.03 (-2.2%)
|
2.93
est: 2.28 (+28.5%)
|
2.63
est: 2.58 (+1.8%)
|
5.98
est: 2.08 (+186.9%)
|
1.32
est: 2.15 (-38.5%)
|
3.99
est: 1.89 (+111.6%)
|
2.06
est: 2.80 (-26.3%)
|
0.71
est: 1.20 (-40.9%)
|
2.02
est: 3.97 (-49.1%)
|
2.48
2.43 – 2.53
-37.5% YoY
|
2.25
2.10 – 2.41
-9.2% YoY
|
2.26
2.18 – 2.45
+0.1% YoY
|
Historical Ratings (3M)
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-11 | C+ | 2/5 | 4/5 | 1/5 | 2/5 | 1/5 | 3/5 | 1/5 |
| 2026-05-08 | C+ | 2/5 | 4/5 | 1/5 | 2/5 | 1/5 | 3/5 | 1/5 |
| 2026-05-07 | C+ | 2/5 | 4/5 | 1/5 | 2/5 | 1/5 | 3/5 | 1/5 |
| 2026-05-06 | C+ | 2/5 | 4/5 | 1/5 | 2/5 | 1/5 | 3/5 | 1/5 |
| 2026-05-05 | C+ | 2/5 | 4/5 | 1/5 | 2/5 | 1/5 | 3/5 | 1/5 |
| 2026-05-04 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-05-01 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-04-30 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-04-29 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-04-28 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-04-27 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-04-24 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-04-23 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-04-22 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-04-21 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-04-20 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-04-17 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-04-16 | B+ | 3/5 | 4/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
Owner Earnings
Owner's Earnings (history)
Owner's Earnings history not available.
Owner alignment
Owner's Earnings TTM
—
OE per share TTM
—
Owner's Yield
—
Maintenance CapEx ratio
—
Maint CapEx / Avg PPE
—
Ownership Overview
Ownership breakdown
At a glance
Institutional holders
18
Total invested
8.05M
Insider transactions (90d)
0
Beneficial owners (>5%)
15
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 | 1.43M | 47.99% | 1.43M | — | 1.43M | — | IA | New York | 2017-02-10 | ↗ |
| 2 | CHRISTIAN L. OBERBECK | 1.05M | 27.15% | 814.9K | 237.5K | 814.9K | 10.00 | IN | United States of America | 2012-04-18 | ↗ |
| 3 | BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. | 978.4K | 8.60% | — | 978.4K | — | 978.4K | IA, OO | Delaware | 2022-02-14 | ↗ |
| 4 | STEPHEN H. DECKOFF | 978.4K | 8.60% | — | 978.4K | — | 978.4K | HC, IN | Delaware | 2022-02-14 | ↗ |
| 5 | Magten Asset Management Corp. | 327.9K | 6.93% | — | 327.9K | — | 327.9K | CO | Delaware | 2013-02-14 | ↗ |
| 6 | Talton R. Embry | 327.9K | 6.93% | — | 327.9K | — | 327.9K | IN | Delaware | 2013-02-14 | ↗ |
| 7 | Raging Capital Management, LLC | 318.1K | 5.90% | — | 318.1K | — | — | IA | USA | 2014-02-14 | ↗ |
| 8 | William C. Martin | 318.1K | 5.90% | — | 318.1K | — | — | IN | USA | 2014-02-14 | ↗ |
| 9 | GSC CDO III, L.L.C. | 277.6K | 7.20% | — | 277.6K | — | — | OO | Delaware | 2012-03-20 | ↗ |
| 10 | THOMAS V. INGLESBY | 269.5K | 5.01% | 269.5K | — | 269.5K | 10.00 | IN | United States of America | 2014-01-06 | ↗ |
| 11 | 56-0939887 | 220.0K | 13.75% | — | — | — | — | BD, HC | North Carolina | 2020-07-27 | ↗ |
| 12 | Raging Capital Master Fund, Ltd. | 148.0K | 2.80% | — | 148.0K | — | — | CO | USA | 2014-02-14 | ↗ |
| 13 | Raging Capital Fund (QP), LP | 148.0K | 2.80% | — | 148.0K | — | — | PN | USA | 2014-02-14 | ↗ |
| 14 | Raging Capital Fund, LP | 116.7K | 3.00% | — | 116.7K | — | — | PN | DELAWARE | 2012-02-13 | ↗ |
| 15 | Raging Capital Offshore Fund, Ltd. | 22.1K | 1.00% | — | 22.1K | — | — | CO | USA | 2014-02-14 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
From
To
13F snapshot — 2026 Q1
Investors holding
18
-59 vs prev Q
New positions
2
Closed positions
57
Increased
7
Reduced
1
Put/Call ratio
0.00
Calls held
—
Puts held
—
Top institutional holders
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | — | 159.5K +159.5K (+100.0%) | 3.68B +3.7B (+100.0%) | 0.99% +0.990 pp | 2.17% +2.173 pp | USD23.07 +0.0% | 1 qtrs NEW |
| 2 | LIDO ADVISORS, LLC | 199.1K +1.3K (+0.6%) | 4.86M +29.2K (+0.6%) | 1.24% -0.018 pp | 0.01% -0.001 pp | USD25.12 -8.2% | 9 qtrs — |
| 3 | PRIVATE ADVISOR GROUP, LLC | 163.4K +5.1K (+3.2%) | 3.77M -91.9K (-2.4%) | 1.01% +0.011 pp | 0.02% -0.001 pp | USD24.36 -5.3% | 23 qtrs — |
| 4 | HENNION & WALSH ASSET MANAGEMENT, INC. | 141.5K -38.6K (-21.4%) | 3.26M -1.1M (-25.7%) | 0.88% -0.263 pp | 0.11% -0.047 pp | USD25.07 -8.0% | 20 qtrs — |
| 5 | LEGAL & GENERAL GROUP PLC | 117.3K +23.8K (+25.4%) | 2.71M +425.3K (+18.6%) | 0.73% +0.135 pp | 0.00% +0.000 pp | USD22.08 +4.5% | 61 qtrs — |
| 6 | LPL FINANCIAL LLC | 113.7K +5.0K (+4.6%) | 2.62M -28.2K (-1.1%) | 0.71% +0.017 pp | 0.00% 0.000 pp | USD22.04 +4.7% | 25 qtrs — |
| 7 | ADVISORS ASSET MANAGEMENT, INC. | 101.4K -14.3K (-12.3%) | 2.34M -481.6K (-17.1%) | 0.63% -0.104 pp | 0.04% -0.009 pp | USD22.79 +1.2% | 28 qtrs — |
| 8 | BLACKROCK, INC. | 95.2K -3.7K (-3.7%) | 2.20M -215.1K (-8.9%) | 0.59% -0.036 pp | 0.00% +0.000 pp | USD23.93 -3.6% | 6 qtrs — |
| 9 | WELLS FARGO & COMPANY/MN | 82.8K -1.3K (-1.5%) | 1.91M -140.3K (-6.8%) | 0.51% -0.019 pp | 0.00% +0.000 pp | USD22.21 +3.9% | 38 qtrs — |
| 10 | TWO SIGMA INVESTMENTS, LP | 67.5K -47.5K (-41.3%) | 1.56M -1.2M (-44.5%) | 0.42% -0.310 pp | 0.00% -0.002 pp | USD25.65 -10.1% | 12 qtrs — |
| 11 | AMERIPRISE FINANCIAL INC | 65.6K -6.0K (-8.3%) | 1.51M -232.0K (-13.3%) | 0.41% -0.046 pp | 0.00% 0.000 pp | USD25.12 -8.2% | 18 qtrs — |
| 12 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 61.8K +9.2K (+17.5%) | 1.43M +105.4K (+8.0%) | 0.38% +0.050 pp | 0.10% -0.009 pp | USD23.15 -0.3% | 12 qtrs — |
| 13 | ETHOS FINANCIAL GROUP, LLC | 52.8K -987.0 (-1.8%) | 1.22M -93.8K (-7.1%) | 0.33% -0.013 pp | 0.09% -0.013 pp | USD25.21 -8.5% | 4 qtrs — |
| 14 | WEALTHCARE ADVISORY PARTNERS LLC | 49.5K +4.8K (+10.7%) | 1.14M +51.6K (+4.7%) | 0.31% +0.024 pp | 0.02% 0.000 pp | USD23.49 -1.8% | 8 qtrs — |
| 15 | PALOGIC VALUE MANAGEMENT, L.P. | 46.7K +— (+0.0%) | 1.08M -61.6K (-5.4%) | 0.29% -0.006 pp | 0.45% -0.009 pp | USD25.49 -9.5% | 13 qtrs — |
| 16 | NEXT LEVEL PRIVATE LLC | 43.5K +— (+0.0%) | 1.00M -58.3K (-5.5%) | 0.27% -0.006 pp | 0.26% -0.045 pp | USD21.97 +5.0% | 17 qtrs — |
| 17 | JB CAPITAL PARTNERS LP | 33.8K +— (+0.0%) | 780.9K -27.1K (-3.4%) | 0.21% -0.004 pp | 0.13% -0.002 pp | USD25.32 -8.9% | 20 qtrs — |
| 18 | VIRTUS INVESTMENT ADVISERS, INC. | 32.6K -3.6K (-10.0%) | 753.0K -132.0K (-14.9%) | 0.20% -0.027 pp | 0.20% -0.049 pp | USD25.33 -8.9% | 4 qtrs — |
| 19 | MORGAN STANLEY | 30.3K -46.7K (-60.6%) | 699.9K -1.2M (-62.7%) | 0.19% -0.300 pp | 0.00% 0.000 pp | USD23.67 -2.5% | 51 qtrs — |
| 20 | BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 27.0K -23.2K (-46.2%) | 624.0K -601.0K (-49.1%) | 0.17% -0.151 pp | 0.01% -0.006 pp | USD22.67 +1.8% | 7 qtrs — |
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 26.7K +6.4K (+31.5%) | 616.0K +120.9K (+24.4%) | 0.17% +0.037 pp | 0.00% +0.000 pp | USD24.01 -3.9% | 5 qtrs — |
| 22 | RAYMOND JAMES FINANCIAL INC | 25.7K +2.6K (+11.2%) | 592.1K +29.4K (+5.2%) | 0.16% +0.013 pp | 0.00% +0.000 pp | USD23.83 -3.2% | 5 qtrs — |
| 23 | COLONY GROUP, LLC | 25.6K +25.6K (+100.0%) | 590.6K +590.6K (+100.0%) | 0.16% +0.159 pp | 0.00% +0.001 pp | USD23.07 +0.0% | 1 qtrs NEW |
| 24 | CETERA INVESTMENT ADVISERS | 21.8K +1.8K (+9.0%) | 503.5K +15.2K (+3.1%) | 0.14% +0.009 pp | 0.00% +0.000 pp | USD24.71 -6.6% | 4 qtrs — |
| 25 | PFG ADVISORS | 21.7K -220.0 (-1.0%) | 500.6K -34.0K (-6.4%) | 0.13% -0.004 pp | 0.02% +0.002 pp | USD20.34 +13.4% | 29 qtrs — |
| 26 | FOCUS FINANCIAL NETWORK, INC. | 19.5K +3.8K (+24.3%) | 448.8K +67.0K (+17.5%) | 0.12% +0.022 pp | 0.02% +0.002 pp | USD24.13 -4.4% | 2 qtrs — |
| 27 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 19.0K -8.2K (-30.1%) | 437.0K -224.0K (-33.9%) | 0.12% -0.054 pp | 0.00% -0.001 pp | USD24.94 -7.5% | 4 qtrs — |
| 28 | COMMONWEALTH EQUITY SERVICES, LLC | 18.6K -6.6K (-26.0%) | 430.0K -185.0K (-30.1%) | 0.12% -0.044 pp | 0.00% 0.000 pp | USD23.76 -2.9% | 8 qtrs — |
| 29 | CITADEL ADVISORS LLC | 18.5K +18.5K (+100.0%) | 425.9K +425.9K (+100.0%) | 0.11% +0.115 pp | 0.00% +0.000 pp | USD23.07 +0.0% | 1 qtrs NEW |
| 30 | ADVISOR GROUP HOLDINGS, INC. | 18.4K +11.8K (+178.2%) | 424.6K +256.7K (+152.9%) | 0.11% +0.072 pp | 0.00% +0.000 pp | USD20.81 +10.9% | 24 qtrs — |
| 31 | D.A. DAVIDSON & CO. | 18.2K -13.3K (-42.2%) | 419.7K -347.4K (-45.3%) | 0.11% -0.086 pp | 0.00% -0.002 pp | USD24.66 -6.4% | 26 qtrs — |
| 32 | ROYAL BANK OF CANADA | 17.4K -1.6K (-8.3%) | 401.0K -62.0K (-13.4%) | 0.11% -0.012 pp | 0.00% +0.000 pp | USD24.45 -5.6% | 25 qtrs — |
| 33 | TREXQUANT INVESTMENT LP | 16.8K -34.9K (-67.5%) | 388.2K -874.3K (-69.3%) | 0.10% -0.224 pp | 0.00% -0.010 pp | USD23.70 -2.7% | 12 qtrs — |
| 34 | SUNBELT SECURITIES, INC. | 13.7K +344.0 (+2.6%) | 316.7K -9.7K (-3.0%) | 0.09% +0.000 pp | 0.02% -0.001 pp | USD24.69 -6.6% | 12 qtrs — |
| 35 | JANE STREET GROUP, LLC | 13.5K +13.5K (+100.0%) | 311.4K +311.4K (+100.0%) | 0.08% +0.084 pp | 0.00% +0.000 pp | USD23.07 +0.0% | 1 qtrs NEW |
| 36 | DYNAMIC TECHNOLOGY LAB PRIVATE LTD | 13.2K +13.2K (+100.0%) | 305.0K +305.0K (+100.0%) | 0.08% +0.082 pp | 0.07% +0.069 pp | USD23.07 +0.0% | 1 qtrs NEW |
| 37 | UBS GROUP AG | 13.0K +12.1K (+1,256.7%) | 300.5K +277.0K (+1,183.2%) | 0.08% +0.075 pp | 0.00% +0.000 pp | USD23.20 -0.6% | 41 qtrs — |
| 38 | AQUATIC CAPITAL MANAGEMENT LLC | 12.1K -628.0 (-4.9%) | 279.2K -31.3K (-10.1%) | 0.08% -0.006 pp | 0.01% +0.002 pp | USD24.40 -5.5% | 3 qtrs — |
| 39 | BREVAN HOWARD CAPITAL MANAGEMENT LP | 11.4K -6.3K (-35.4%) | 263.4K -167.7K (-38.9%) | 0.07% -0.041 pp | 0.00% +0.001 pp | USD24.39 -5.4% | 2 qtrs — |
| 40 | DAVIDSON TRUST CO | 11.0K +— (+0.0%) | 253.8K -14.5K (-5.4%) | 0.07% -0.001 pp | 0.11% -0.005 pp | USD28.74 -19.7% | 18 qtrs — |
| 41 | TWO SIGMA ADVISERS, LP | 11.0K -89.6K (-89.1%) | 253.8K -2.2M (-89.7%) | 0.07% -0.570 pp | 0.00% -0.004 pp | USD25.75 -10.4% | 19 qtrs — |
| 42 | WEDBUSH SECURITIES INC | 10.7K +— (+0.0%) | 247.0K -14.0K (-5.4%) | 0.07% -0.001 pp | 0.01% -0.001 pp | USD23.48 -1.7% | 8 qtrs — |
| 43 | HIGHTOWER ADVISORS, LLC | 10.2K -647.0 (-6.0%) | 235.6K -29.3K (-11.0%) | 0.06% -0.005 pp | 0.00% +0.000 pp | USD23.93 -3.6% | 5 qtrs — |
| 44 | JPMORGAN CHASE & CO | 7.0K -104.0 (-1.5%) | 162.0K -11.8K (-6.8%) | 0.04% -0.002 pp | 0.00% +0.000 pp | USD24.12 -4.4% | 6 qtrs — |
| 45 | REGISTER FINANCIAL ADVISORS LLC | 6.0K +29.0 (+0.5%) | 138.0K -7.2K (-4.9%) | 0.04% -0.001 pp | 0.05% -0.003 pp | USD25.44 -9.3% | 13 qtrs — |
| 46 | HARBOUR INVESTMENTS, INC. | 6.0K +3.0K (+100.9%) | 137.8K +65.3K (+90.0%) | 0.04% +0.018 pp | 0.00% +0.001 pp | USD24.16 -4.5% | 11 qtrs — |
| 47 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 5.2K +4.5K (+610.1%) | 120.2K +102.3K (+571.4%) | 0.03% +0.028 pp | 0.00% +0.001 pp | USD23.42 -1.5% | 20 qtrs — |
| 48 | SIMPLEX TRADING, LLC | 4.3K +1.4K (+50.7%) | 98.4K +30.4K (+44.7%) | 0.03% +0.009 pp | 0.00% +0.000 pp | USD23.95 -3.7% | 5 qtrs — |
| 49 | BARTLETT & CO. WEALTH MANAGEMENT LLC | 2.0K +— (+0.0%) | 46.1K -2.6K (-5.4%) | 0.01% 0.000 pp | 0.00% +0.000 pp | USD25.75 -10.4% | 11 qtrs — |
| 50 | KESTRA ADVISORY SERVICES, LLC | 2.0K +2.0K (+100.0%) | 45.8K +45.8K (+100.0%) | 0.01% +0.012 pp | 0.00% +0.000 pp | USD23.07 +0.0% | 1 qtrs NEW |
| 51 | BANK OF AMERICA CORP /DE/ | 1.1K +368.0 (+52.6%) | 24.6K +7.6K (+44.3%) | 0.01% +0.002 pp | 0.00% +0.000 pp | USD24.52 -5.9% | 12 qtrs — |
| 52 | IFP ADVISORS, INC | 1.0K +— (+0.0%) | 23.1K -1.3K (-5.4%) | 0.01% 0.000 pp | 0.00% 0.000 pp | USD26.52 -13.0% | 16 qtrs — |
| 53 | EVOLUTION WEALTH MANAGEMENT INC. | 701.00 +50.0 (+7.7%) | 16.2K +295.0 (+1.9%) | 0.00% +0.000 pp | 0.01% -0.003 pp | USD24.67 -6.5% | 3 qtrs — |
| 54 | BNP PARIBAS ARBITRAGE, SNC | 684.00 -322.0 (-32.0%) | 15.8K -8.8K (-35.7%) | 0.00% -0.002 pp | 0.00% +0.000 pp | USD24.39 -5.4% | 2 qtrs — |
| 55 | STATE OF ALASKA, DEPARTMENT OF REVENUE | 630.00 +— (+0.0%) | 14.0K -1.0K (-6.7%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD24.39 -5.4% | 2 qtrs — |
| 56 | PFS PARTNERS, LLC | 503.00 +— (+0.0%) | 11.6K -664.0 (-5.4%) | 0.00% 0.000 pp | 0.01% -0.001 pp | USD29.38 -21.5% | 17 qtrs — |
| 57 | CIBC PRIVATE WEALTH GROUP, LLC | 500.00 +— (+0.0%) | 11.5K -660.0 (-5.4%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD24.32 -5.1% | 8 qtrs — |
| 58 | RUSSELL INVESTMENTS GROUP, LTD. | 480.00 +320.0 (+200.0%) | 11.1K +7.2K (+183.8%) | 0.00% +0.002 pp | 0.00% +0.000 pp | USD23.51 -1.9% | 2 qtrs — |
| 59 | EMPOWERED FUNDS, LLC | 449.00 +449.0 (+100.0%) | 10.4K +10.4K (+100.0%) | 0.00% +0.003 pp | 0.00% +0.000 pp | USD23.07 +0.0% | 1 qtrs NEW |
| 60 | FLAGSHIP HARBOR ADVISORS, LLC | 443.00 +443.0 (+100.0%) | 10.2K +10.2K (+100.0%) | 0.00% +0.003 pp | 0.00% +0.001 pp | USD23.07 +0.0% | 1 qtrs NEW |
| 61 | EASTERN BANK | 400.00 +— (+0.0%) | 9.2K -528.0 (-5.4%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD24.39 -5.4% | 2 qtrs — |
| 62 | HARBOR ASSET PLANNING, INC. | 261.00 +— (+0.0%) | 6.0K -345.0 (-5.4%) | 0.00% +0.000 pp | 0.01% -0.001 pp | USD24.80 -7.0% | 3 qtrs — |
| 63 | LAUREL WEALTH ADVISORS LLC | 241.00 +241.0 (+100.0%) | 5.6K +5.6K (+100.0%) | 0.00% +0.002 pp | 0.00% +0.001 pp | USD23.07 +0.0% | 24 qtrs — |
| 64 | TRIUMPH CAPITAL MANAGEMENT | 225.00 +— (+0.0%) | 5.2K -297.0 (-5.4%) | 0.00% +0.000 pp | 0.00% 0.000 pp | USD24.39 -5.4% | 2 qtrs — |
| 65 | AVION WEALTH | 204.00 +204.0 (+100.0%) | 4.0K +4.0K (+100.0%) | 0.00% +0.001 pp | 0.00% +0.001 pp | USD23.07 +0.0% | 1 qtrs NEW |
| 66 | MAI CAPITAL MANAGEMENT | 125.00 +— (+0.0%) | 2.9K -165.0 (-5.4%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD24.80 -7.0% | 3 qtrs — |
| 67 | STRATEGIC INVESTMENT SOLUTIONS, INC. /IL | 100.00 +— (+0.0%) | 2.3K -132.0 (-5.4%) | 0.00% +0.000 pp | 0.00% 0.000 pp | USD23.19 -0.5% | 6 qtrs — |
| 68 | MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. | 94.00 +— (+0.0%) | 2.2K -124.0 (-5.4%) | 0.00% +0.000 pp | 0.00% 0.000 pp | USD25.33 -8.9% | 4 qtrs — |
| 69 | WEST FINANCIAL ADVISORS, LLC | 54.00 +2.0 (+3.8%) | 1.2K -28.0 (-2.2%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD24.70 -6.6% | 3 qtrs — |
| 70 | LARSON FINANCIAL GROUP LLC | 49.00 +49.0 (+100.0%) | 1.1K +1.1K (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD23.06 +0.0% | 1 qtrs NEW |
| 71 | RONALD BLUE TRUST, INC. | 20.00 +— (+0.0%) | 461.00 -27.0 (-5.5%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD24.35 -5.3% | 2 qtrs — |
| 72 | HURLEY CAPITAL, LLC | 14.00 +— (+0.0%) | 333.00 -8.0 (-2.3%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD23.86 -3.3% | 5 qtrs — |
| 73 | FMR LLC | — -1.0 (-100.0%) | — -24.0 (-100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD— | 7 qtrs SOLD |
| 74 | ADVISORY SERVICES NETWORK, LLC | — -1.8K (-100.0%) | — -44.9K (-100.0%) | 0.00% -0.012 pp | 0.00% -0.001 pp | USD— | 2 qtrs SOLD |
| 75 | RMB CAPITAL MANAGEMENT, LLC | — -30.0K (-100.0%) | — -731.7K (-100.0%) | 0.00% -0.190 pp | 0.00% -0.013 pp | USD— | 8 qtrs SOLD |
| 76 | HANTZ FINANCIAL SERVICES, INC. | — -75.0 (-100.0%) | — -2.0K (-100.0%) | 0.00% -0.001 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 77 | REDHAWK WEALTH ADVISORS, INC. | — -40.4K (-100.0%) | — -984.3K (-100.0%) | 0.00% -0.256 pp | 0.00% -0.114 pp | USD— | 3 qtrs SOLD |
| 78 | QUANTBOT TECHNOLOGIES LP | — -1.5K (-100.0%) | — -35.7K (-100.0%) | 0.00% -0.009 pp | 0.00% -0.001 pp | USD— | 2 qtrs SOLD |
| 79 | KOVITZ INVESTMENT GROUP PARTNERS, LLC | — -17.8K (-100.0%) | — -434.5K (-100.0%) | 0.00% -0.113 pp | 0.00% -0.002 pp | USD— | 6 qtrs SOLD |
| 80 | VESTGEN ADVISORS, LLC | — -12.8K (-100.0%) | — -311.2K (-100.0%) | 0.00% -0.081 pp | 0.00% -0.010 pp | USD— | 2 qtrs SOLD |
| 81 | MARSHALL WACE, LLP | — -16.6K (-100.0%) | — -405.6K (-100.0%) | 0.00% -0.105 pp | 0.00% 0.000 pp | USD— | 5 qtrs SOLD |
| 82 | BARD ASSOCIATES INC | — -14.3K (-100.0%) | — -347.7K (-100.0%) | 0.00% -0.090 pp | 0.00% -0.092 pp | USD— | 19 qtrs SOLD |
Ownership breakdown by holder
ETF Ownership
Top ETFs holding this stock
Held by 11 ETFs in our universe
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Virtus Private Credit Strategy ETF VPC | 1.23% | 372.5K | 10.60% |
| 2 | iShares Listed Private Equity UCITS ETF IPRA.AS | 0.10% | 90.0K | 0.75% |
| 3 | iShares Listed Private Equity UCITS ETF IDPE.L | 0.10% | 808.9K | 0.75% |
| 4 | State Street SPDR S&P Emerging Markets Small Cap ETF EWX | 0.07% | 476.6K | 0.65% |
| 5 | Schwab Emerging Markets Equity ETF SCHE | 0.01% | 733.7K | 0.06% |
| 6 | Schwab Emerging Markets Equity ETF SCHE | 0.01% | 727.4K | 0.06% |
| 7 | Schwab International Dividend Equity ETF SCHY | 0.01% | 123.6K | 0.08% |
| 8 | Schwab Fundamental Emerging Markets Large Company Index ETF FNDE | 0.01% | 480.1K | 0.39% |
| 9 | State Street SPDR Portfolio Emerging Markets ETF SPEM | 0.00% | 797.5K | 0.07% |
| 10 | Strive Emerging Markets Ex-China ETF STXE | 0.00% | 6.1K | 0.32% |
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Ratio by volume
0.00
Bearish
Buys
0
Sells
1
Shares acquired
—
Shares disposed
1.0K
Cash buys
—
Cash sales
—
Net activity
-1,000
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-29 | Oberbeck Christian L | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 1,000 | 0.00 | — | 664,983 | D | ↗ |
| 2025-12-19 | Oberbeck Christian L | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 1,000 | 0.00 | — | 657,285 | D | ↗ |
| 2025-12-11 | Oberbeck Christian L | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 5,200 | 0.00 | — | 665,085 | D | ↗ |
| 2025-09-23 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 606 | 0.00 | — | 86,607 | I | ↗ |
| 2025-07-31 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 2,252 | 0.00 | — | 87,213 | I | ↗ |
| 2025-07-30 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 48 | 0.00 | — | 89,465 | I | ↗ |
| 2025-07-29 | Steenkamp Henri J | Director / Officer | J-Other | A | Common Stock | 4,373 | 0.00 | — | 43,527 | D | ↗ |
| 2025-07-29 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 28,261 | 0.00 | — | 89,513 | I | ↗ |
| 2024-12-02 | Oberbeck Christian L | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 5,120 | 0.00 | — | 640,897 | D | ↗ |
| 2024-11-05 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 430 | 0.00 | — | 646,017 | D | ↗ |
| 2024-10-07 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 248 | 0.00 | — | 646 | D | ↗ |
| 2024-08-13 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 635 | 0.00 | — | 642,190 | — | ↗ |
| 2024-08-12 | Steenkamp Henri J | Director / Officer | J-Other | A | Common Stock | 5,514 | 0.00 | — | 39,154 | — | ↗ |
| 2024-08-12 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 27,256 | 0.00 | — | 642,825 | — | ↗ |
| 2023-12-13 | Oberbeck Christian L | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 4,472 | 0.00 | — | 661,869 | — | ↗ |
| 2023-08-16 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 26,495 | 0.00 | — | 666,341 | — | ↗ |
| 2023-05-04 | Oberbeck Christian L | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 2,000 | 23.81 | 47.6K | 689,775 | — | ↗ |
| 2023-03-21 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 100 | 0.00 | — | 684,628 | — | ↗ |
| 2022-12-06 | Oberbeck Christian L | Director / Officer | G-Gift | D | Common Stock | 379 | 0.00 | — | 681,853 | — | ↗ |
| 2022-12-05 | Oberbeck Christian L | Director / Officer | G-Gift | D | Common Stock | 4,208 | 0.00 | — | 688,544 | — | ↗ |
| 2022-10-07 | Oberbeck Christian L | Director / Officer | J-Other | D | Common Stock | 256 | 0.00 | — | 692,752 | — | ↗ |
| 2022-09-27 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 4,002 | 0.00 | — | 690,552 | — | ↗ |
| 2022-08-15 | Steenkamp Henri J | Officer | J-Other | A | Common Stock | 3,638 | 0.00 | — | 27,020 | — | ↗ |
| 2022-08-15 | Oberbeck Christian L | Director / Officer | J-Other | D | Common Stock | 13,543 | 0.00 | — | 694,554 | — | ↗ |
| 2022-08-02 | Looney Steven M | Director | P-Purchase | A | Common Stock | 1,250 | 23.54 | 29.4K | 3,758 | — | ↗ |
| 2021-12-09 | Oberbeck Christian L | Director / Officer | G-Gift | D | Common Stock | 3,944 | 0.00 | — | 707,885 | — | ↗ |
| 2021-10-14 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 346 | 0.00 | — | 711,829 | — | ↗ |
| 2021-08-24 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 199 | 0.00 | — | 710,384 | — | ↗ |
| 2021-06-10 | Steenkamp Henri J | Director / Officer | J-Other | A | Common Stock | 3,857 | 0.00 | — | 21,950 | — | ↗ |
| 2021-06-10 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 12,879 | 0.00 | — | 708,990 | — | ↗ |
| 2021-05-10 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 998 | 0.00 | — | 721,869 | — | ↗ |
| 2021-03-30 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 1,103 | 0.00 | — | 721,254 | — | ↗ |
| 2021-02-28 | Oberbeck Christian L | Director / Officer / 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 217,774 | — | ↗ |
| 2020-10-07 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 165 | 0.00 | — | 728,548 | — | ↗ |
| 2020-08-11 | Oberbeck Christian L | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 2,000 | 17.67 | 35.3K | 727,450 | — | ↗ |
| 2020-08-10 | Oberbeck Christian L | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 5,000 | 17.51 | 87.6K | 725,450 | — | ↗ |
| 2020-07-24 | Oberbeck Christian L | Director / Officer | P-Purchase | A | Common Stock | 1,000 | 16.89 | 16.9K | 720,450 | — | ↗ |
| 2020-07-23 | Oberbeck Christian L | Director / Officer | P-Purchase | A | Common Stock | 3,000 | 17.50 | 52.5K | 719,450 | — | ↗ |
| 2020-07-22 | Oberbeck Christian L | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 17.53 | 35.1K | 716,450 | — | ↗ |
| 2020-07-13 | Oberbeck Christian L | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 500 | 16.00 | 8.0K | 714,450 | — | ↗ |
| 2020-07-10 | Oberbeck Christian L | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 500 | 15.98 | 8.0K | 713,950 | — | ↗ |
| 2020-07-02 | Steenkamp Henri J | Officer | J-Other | A | Common Stock | 3,587 | 0.00 | — | 16,635 | — | ↗ |
| 2020-07-02 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 35,985 | 0.00 | — | 713,450 | — | ↗ |
| 2020-05-21 | Oberbeck Christian L | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 5,000 | 14.91 | 74.6K | 749,435 | — | ↗ |
| 2020-05-14 | Steenkamp Henri J | Officer | P-Purchase | A | Common Stock | 1,203 | 12.90 | 15.5K | 13,048 | — | ↗ |
| 2020-05-14 | Oberbeck Christian L | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 4,000 | 12.41 | 49.6K | 744,435 | — | ↗ |
| 2020-05-13 | Steenkamp Henri J | Officer | P-Purchase | A | Common Stock | 797 | 13.00 | 10.4K | 11,845 | — | ↗ |
| 2020-05-13 | Oberbeck Christian L | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 4,000 | 12.88 | 51.5K | 740,435 | — | ↗ |
| 2020-05-11 | Oberbeck Christian L | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 3,000 | 12.94 | 38.8K | 736,435 | — | ↗ |
| 2020-05-08 | WILLIAMS GEORGE CABELL III | Director | P-Purchase | A | Common Stock | 12,104 | 12.76 | 154.4K | 64,297 | — | ↗ |
| 2020-05-08 | Oberbeck Christian L | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 8,000 | 13.11 | 104.9K | 733,435 | — | ↗ |
| 2020-02-29 | Oberbeck Christian L | Director / Officer / 10% Owner | — | — | Common Stock | 0 | 0.00 | — | 217,774 | I | ↗ |
| 2019-09-11 | Steenkamp Henri J | Officer | J-Other | A | Common Stock | 1,312 | 0.00 | — | 10,790 | — | ↗ |
| 2019-09-11 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 1,312 | 0.00 | — | 733,248 | — | ↗ |
| 2019-02-28 | Oberbeck Christian L | Director / Officer / 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 217,774 | — | ↗ |
| 2019-01-15 | Steenkamp Henri J | Officer | P-Purchase | A | Common Stock | 1,208 | 22.00 | 26.6K | 9,026 | — | ↗ |
| 2018-09-28 | Steenkamp Henri J | Officer | J-Other | A | Common Stock | 1,003 | 0.00 | — | 7,817 | — | ↗ |
| 2018-09-28 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 1,003 | 0.00 | — | 119,377 | — | ↗ |
| 2018-06-25 | Oberbeck Elizabeth | Director | S-Sale | D | Common Stock | 60,000 | 25.53 | 1.53M | 684,183 | — | ↗ |
| 2018-05-23 | Oberbeck Christian L | Director / Officer / 10% Owner | S-Sale | D | Common Stock | 39,815 | 22.45 | 893.8K | 578,007 | — | ↗ |
| 2017-09-19 | Steenkamp Henri J | Officer | J-Other | A | Common Stock | 1,173 | 0.00 | — | 6,814 | — | ↗ |
| 2017-09-19 | Oberbeck Christian L | Director / Officer | J-Other | D | Common Stock | 1,173 | 0.00 | — | 121,015 | — | ↗ |
| 2017-04-13 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 1,373 | 0.00 | — | 122,188 | — | ↗ |
| 2017-03-06 | Oberbeck Christian L | Director / Officer / 10% Owner | G-Gift | D | Common Stock | 850 | 0.00 | — | 623,541 | — | ↗ |
| 2017-02-28 | Oberbeck Christian L | Director / Officer / 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 123,561 | — | ↗ |
| 2016-07-29 | Steenkamp Henri J | Officer | J-Other | A | Common Stock | 1,414 | 0.00 | — | 5,182 | — | ↗ |
| 2016-07-29 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 1,414 | 0.00 | — | 181,647 | — | ↗ |
| 2016-07-06 | Oberbeck Christian L | Director / Officer / 10% Owner | P-Purchase | A | Common Stock | 1,586 | 17.08 | 27.1K | 183,061 | — | ↗ |
| 2016-06-20 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 2,050 | 0.00 | — | 181,475 | — | ↗ |
| 2016-06-20 | GRISIUS MICHAEL J | Director / Officer | J-Other | A | Common Stock | 2,050 | 0.00 | — | 132,239 | — | ↗ |
| 2016-03-15 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 8,472 | 0.00 | — | 497,779 | — | ↗ |
| 2016-03-14 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 10,587 | 0.00 | — | 197,280 | — | ↗ |
| 2016-03-14 | GRISIUS MICHAEL J | Director / Officer | J-Other | A | Common Stock | 49,148 | 0.00 | — | 127,045 | — | ↗ |
| 2016-01-15 | Looney Steven M | Director | P-Purchase | A | Common Stock | 500 | 14.53 | 7.3K | 2,508 | — | ↗ |
| 2015-11-20 | Looney Steven M | Director | P-Purchase | A | Common Stock | 550 | 14.92 | 8.2K | 2,008 | — | ↗ |
| 2015-07-29 | Steenkamp Henri J | Officer | J-Other | A | Common Stock, par value $0.001 per share | 1,854 | 0.00 | — | 3,403 | — | ↗ |
| 2015-07-29 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock, par value $0.001 per share | 1,854 | 0.00 | — | 165,614 | — | ↗ |
| 2015-07-17 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock, par value $0.001 per share | 2,948 | 0.00 | — | 167,468 | — | ↗ |
| 2015-05-22 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock, par value $0.001 per share | 8,564 | 0.00 | — | 158,163 | — | ↗ |
| 2015-05-01 | Oberbeck Christian L | Director / Officer | J-Other | D | Common Stock, par value $0.001 per share | 2,672 | 0.00 | — | 166,727 | — | ↗ |
| 2015-01-22 | WILLIAMS GEORGE CABELL III | Director | P-Purchase | A | Common Stock | 3,699 | 15.40 | 57.0K | 31,876 | — | ↗ |
| 2015-01-21 | WILLIAMS GEORGE CABELL III | Director | P-Purchase | A | Common Stock | 500 | 15.15 | 7.6K | 28,177 | — | ↗ |
| 2015-01-20 | WILLIAMS GEORGE CABELL III | Director | P-Purchase | A | Common Stock | 1,000 | 15.25 | 15.3K | 27,677 | — | ↗ |
| 2015-01-16 | WILLIAMS GEORGE CABELL III | Director | P-Purchase | A | Common Stock | 6,301 | 15.09 | 95.1K | 26,677 | — | ↗ |
| 2014-11-03 | Oberbeck Christian L | Director / Officer / 10% Owner | J-Other | D | Common Stock | 32,765 | 0.00 | — | 164,881 | — | ↗ |
| 2014-11-03 | GRISIUS MICHAEL J | Director / Officer | J-Other | A | Common Stock | 32,765 | 0.00 | — | 67,479 | — | ↗ |
| 2014-10-20 | Steenkamp Henri J | Officer | P-Purchase | A | Common Stock | 609 | 15.49 | 9.4K | 1,400 | — | ↗ |
| 2014-10-17 | WILLIAMS GEORGE CABELL III | Director | S-Sale | D | Common Stock | 1,033 | 14.85 | 15.3K | 20,376 | — | ↗ |
| 2014-10-17 | Steenkamp Henri J | Officer | P-Purchase | A | Common Stock | 700 | 15.00 | 10.5K | 700 | — | ↗ |
| 2014-10-09 | Oberbeck Elizabeth | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 744,183 | — | ↗ |
| 2014-03-04 | Steenkamp Henri J | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2013-07-24 | GRISIUS MICHAEL J | Director / Officer | A-Award | A | Common Stock | 8,550 | 18.37 | 157.1K | 29,628 | — | ↗ |
| 2013-07-22 | GRISIUS MICHAEL J | Director / Officer | A-Award | A | Common Stock | 2,950 | 18.00 | 53.1K | 21,078 | — | ↗ |
| 2012-01-30 | WILLIAMS GEORGE CABELL III | Director | P-Purchase | A | Common Stock | 3,047 | 14.10 | 43.0K | 15,004 | — | ↗ |
| 2012-01-25 | WILLIAMS GEORGE CABELL III | Director | P-Purchase | A | Common Stock | 1,077 | 13.58 | 14.6K | 11,957 | — | ↗ |
| 2012-01-24 | WILLIAMS GEORGE CABELL III | Director | P-Purchase | A | Common Stock | 4,000 | 13.59 | 54.4K | 10,880 | — | ↗ |
| 2011-09-27 | GRISIUS MICHAEL J | Director | — | D | Common Stock | 0 | 0.00 | — | 13,000 | — | ↗ |
| 2011-07-28 | Looney Steven M | Director | P-Purchase | A | Common Stock | 136 | 20.79 | 2.8K | 1,001 | — | ↗ |
| 2011-01-20 | Whitman III Charles S | Director | P-Purchase | A | Common Stock | 201 | 19.18 | 3.9K | 1,000 | — | ↗ |
| 2011-01-20 | Looney Steven M | Director | P-Purchase | A | Common Stock | 500 | 19.25 | 9.6K | 865 | — | ↗ |
| 2010-08-04 | Whitman III Charles S | Director | P-Purchase | A | Common Stock | 2,000 | 1.96 | 3.9K | 6,414 | — | ↗ |
| 2010-07-30 | Saratoga Investment Advisors, LLC | — | — | D | Common Stock | 0 | 0.00 | — | 789,474 | — | ↗ |
| 2010-07-30 | Phillips Charles G IV | — | — | D | Common Stock | 0 | 0.00 | — | 328,947 | — | ↗ |
| 2010-07-30 | Petrocelli Richard A | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2010-07-30 | Oberbeck Christian L | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2010-07-30 | MacMurray John F. | — | — | D | Common Stock | 0 | 0.00 | — | 36,184 | — | ↗ |
| 2010-07-30 | DURKIN CHARLES P JR | — | — | D | Common Stock | 0 | 0.00 | — | 197,368 | — | ↗ |
| 2010-07-30 | CLO PARTNERS LLC | — | — | D | Common Stock | 0 | 0.00 | — | 789,474 | — | ↗ |
| 2010-07-30 | Birkelund John P. | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 657,895 | — | ↗ |
| 2010-02-28 | HAYDEN RICHARD M | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2008-06-10 | Turkedjiev Ivo | Officer | P-Purchase | A | Common Stock | 300 | 10.20 | 3.1K | 1,600 | — | ↗ |
| 2008-06-10 | Thompson David B JR | Officer | P-Purchase | A | Common Stock | 1,000 | 10.25 | 10.2K | 2,250 | — | ↗ |
| 2008-06-09 | Turkedjiev Ivo | Officer | P-Purchase | A | Common Stock | 100 | 10.20 | 1.0K | 1,300 | — | ↗ |
| 2008-06-09 | INGLESBY THOMAS V | Director / Officer | P-Purchase | A | Common Stock | 100 | 10.38 | 1.0K | 85,472 | — | ↗ |
| 2008-06-09 | Allorto Richard T JR | Officer | P-Purchase | A | Common Stock | 450 | 10.40 | 4.7K | 10,000 | — | ↗ |
| 2008-06-06 | INGLESBY THOMAS V | Director / Officer | P-Purchase | A | Common Stock | 100 | 10.41 | 1.0K | 84,772 | — | ↗ |
| 2008-06-02 | Allorto Richard T JR | Officer | P-Purchase | A | Common Stock | 685 | 10.30 | 7.1K | 9,550 | — | ↗ |
| 2008-01-25 | INGLESBY THOMAS V | Director / Officer | P-Purchase | A | Common Stock | 1,000 | 10.73 | 10.7K | 79,463 | — | ↗ |
| 2008-01-23 | Allorto Richard T JR | Officer | P-Purchase | A | Common Stock | 500 | 10.45 | 5.2K | 8,180 | — | ↗ |
| 2008-01-22 | Libassi Thomas J | Officer | — | D | Common Stock | 0 | 0.00 | — | 5,498 | — | ↗ |
| 2008-01-22 | INGLESBY THOMAS V | Director / Officer | — | D | Common Stock | 0 | 0.00 | — | 21,900 | — | ↗ |
| 2008-01-22 | HAYDEN RICHARD M | Director / Officer | — | D | Common Stock | 0 | 0.00 | — | 21,990 | — | ↗ |
| 2008-01-22 | Allorto Richard T JR | Officer | P-Purchase | A | Common Stock | 200 | 10.49 | 2.1K | 7,180 | — | ↗ |
| 2008-01-16 | Whitman III Charles S | Director | P-Purchase | A | Common Stock | 1,000 | 11.06 | 11.1K | 2,000 | — | ↗ |
| 2008-01-01 | Turkedjiev Ivo | Officer | — | D | Common Stock | 0 | 0.00 | — | 1,200 | — | ↗ |
| 2008-01-01 | George Allison | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-11-02 | Wright Alexander B | Officer | P-Purchase | A | Common Stock | 750 | 11.56 | 8.7K | 5,750 | — | ↗ |
| 2007-11-02 | Katzenstein Seth M | Officer | P-Purchase | A | Common Stock | 200 | 11.50 | 2.3K | 8,300 | — | ↗ |
| 2007-11-02 | INGLESBY THOMAS V | Director / Officer | P-Purchase | A | Common Stock | 32,489 | 11.60 | 376.9K | 68,822 | — | ↗ |
| 2007-11-02 | HAYDEN RICHARD M | Director / Officer | P-Purchase | A | Common Stock | 58,216 | 11.50 | 669.5K | 164,749 | — | ↗ |
| 2007-11-02 | Castro Daniel I JR | — | P-Purchase | A | Common Stock | 5,000 | 11.50 | 57.5K | 40,000 | — | ↗ |
| 2007-11-02 | CUMMINGS ROBERT F JR | Director | P-Purchase | A | Common Stock | 16,737 | 11.60 | 194.1K | 16,737 | — | ↗ |
| 2007-11-02 | Allorto Richard T JR | Officer | P-Purchase | A | Common Stock | 5,800 | 11.50 | 66.7K | 6,280 | — | ↗ |
| 2007-11-01 | Katzenstein Seth M | Officer | P-Purchase | A | Common Stock | 800 | 11.50 | 9.2K | 8,100 | — | ↗ |
| 2007-11-01 | INGLESBY THOMAS V | Director / Officer | P-Purchase | A | Common Stock | 984 | 11.50 | 11.3K | 45,974 | — | ↗ |
| 2007-10-31 | Thompson David B JR | Officer | P-Purchase | A | Common Stock | 500 | 11.80 | 5.9K | 1,250 | — | ↗ |
| 2007-09-14 | Rice David C | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-07-31 | INGLESBY THOMAS V | Officer | P-Purchase | A | Common Stock | 3,000 | 11.98 | 35.9K | 36,333,333 | — | ↗ |
| 2007-07-30 | Looney Steven M | Director | P-Purchase | A | Common Stock | 900 | 12.33 | 11.1K | 1,000 | — | ↗ |
| 2007-07-30 | Katzenstein Seth M | Officer | P-Purchase | A | Common Stock | 2,000 | 12.11 | 24.2K | 7,300 | — | ↗ |
| 2007-07-27 | Kline John R | Officer | P-Purchase | A | Common Stock | 1,100 | 12.30 | 13.5K | 1,500 | — | ↗ |
| 2007-07-27 | Castro Daniel I JR | — | P-Purchase | A | Common Stock | 15,000 | 12.48 | 187.2K | 35,000 | — | ↗ |
| 2007-07-25 | WILLIAMS GEORGE CABELL III | Director | P-Purchase | A | Common Stock | 10,000 | 12.96 | 129.6K | 20,000 | — | ↗ |
| 2007-07-24 | INGLESBY THOMAS V | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 12.85 | 64.3K | 32,333 | — | ↗ |
| 2007-07-20 | Kline John R | Officer | P-Purchase | A | Common Stock | 400 | 12.95 | 5.2K | 400 | — | ↗ |
| 2007-07-20 | INGLESBY THOMAS V | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 13.13 | 26.3K | 27,333 | — | ↗ |
| 2007-07-20 | Allorto Richard T JR | Officer | P-Purchase | A | Common Stock | 480 | 13.00 | 6.2K | 480 | — | ↗ |
| 2007-07-19 | Katzenstein Seth M | Officer | P-Purchase | A | Common Stock | 2,000 | 12.91 | 25.8K | 5,300 | — | ↗ |
| 2007-07-19 | HAYDEN RICHARD M | Director / Officer | P-Purchase | A | Common Stock | 15,000 | 13.10 | 196.5K | 103,533,333 | — | ↗ |
| 2007-07-18 | Wright Alexander B | Officer | P-Purchase | A | Common Stock | 500 | 12.99 | 6.5K | 5,500 | — | ↗ |
| 2007-07-18 | HAYDEN RICHARD M | Director / Officer | P-Purchase | A | Common Stock | 16,800 | 13.23 | 222.3K | 88,533 | — | ↗ |
| 2007-07-17 | Whitman III Charles S | Director | P-Purchase | A | Common Stock | 1,000 | 13.38 | 13.4K | 1,000 | — | ↗ |
| 2007-07-17 | Thompson David B JR | Officer | P-Purchase | A | Common Stock | 750 | 13.38 | 10.0K | 750 | — | ↗ |
| 2007-07-17 | HAYDEN RICHARD M | Director / Officer | P-Purchase | A | Common Stock | 20,800 | 13.40 | 278.7K | 54,933 | — | ↗ |
| 2007-03-23 | Wright Alexander B | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | Whitman III Charles S | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | WILLIAMS GEORGE CABELL III | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | Thompson David B JR | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | Monticciolo Michael J | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | Looney Steven M | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | Libassi Thomas J | Officer | — | D | Common Stock | 0 | 0.00 | — | 3,333 | — | ↗ |
| 2007-03-23 | Kline John R | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | Katzenstein Seth M | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | INGLESBY THOMAS V | Officer | — | D | Common Stock | 0 | 0.00 | — | 13,333 | — | ↗ |
| 2007-03-23 | HAYDEN RICHARD M | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | GSC CDO III, LLC | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 904,980 | — | ↗ |
| 2007-03-23 | GORET DAVID L | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | Castro Daniel I JR | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | CUMMINGS ROBERT F JR | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | BARKER PETER K | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-03-23 | Allorto Richard T JR | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
Executive team
Top executives
Shares Outstanding
16.22M
Executive compensation
Executive compensation (annual)
Executive compensation not available.
CEO compensation breakdown
No CEO compensation history available.
Proxy statements
Proxy statements (DEF 14A)
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Charles G. Phillips | Managing Director & Portfolio Manager | — | male |
| Christian L. Oberbeck | Chairman, President & Chief Executive Officer | — | male |
| Christine Monterosso | Chief Administrative Officer to Chief Executive Officer | — | female |
| David DeSantis | COO, Portfolio Manager & Senior MD | — | male |
| Henri J. Steenkamp | Chief Compliance Officer, Secretary, Treasurer, Chief Financial Officer & Director | — | male |
| John F. MacMurray | Managing Director & Portfolio Manager | — | male |
| Marissa Mann Andrews | Managing Director | — | female |
| Michael Joseph Grisius | Co-Managing Partner & CIO | — | male |
| Paul West | Managing Director | — | male |
| Richard A. Petrocelli | Managing Director | — | male |
| Thomas V. Inglesby | Managing Director & Portfolio Manager | — | male |
ESG Rating
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity
No Senate trading activity found for this company.
House Trading Activity
No House trading activity found for this company.
Market share among peers
Peer comparison — filtered group (TTM)
Your opinion
Share your view on this stock and instantly see how the community has voted over the last 6 months.
Community Opinion for SAR
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.
