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Ready Capital Corporation (RC)

USD1.71 +0.08 (+4.60%)
US NYSE Real Estate REIT - Mortgage
Address 1251 Avenue of the Americas 10020
New York City, NY, US
CEO Thomas Edward Capasse
IPO 2013-02-08
CIK 1527590 ISIN US75574U1016

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Also trades on New York Stock Exchange · RC (USD) New York Stock Exchange · RC-PC (USD) New York Stock Exchange · RC-PE (USD) New York Stock Exchange · RCB (USD) New York Stock Exchange · RCC (USD) New York Stock Exchange · RCD (USD)
Description

Ready Capital Corporation is a U.S.-based entity primarily engaged in the real estate finance sector. Its business activities encompass the procurement, generation, administration, servicing, and funding of various loan types, including commercial loans of small to moderate value (SBC loans), those guaranteed by the Small Business Administration (SBA loans), and residential mortgages. Additionally, it deals in mortgage-backed securities, predominantly supported by SBC loans or other property-linked financial instruments. The organization conducts its operations through three distinct divisions: SBC Lending and Acquisitions: This division, leveraging its subsidiary ReadyCap Commercial, LLC, creates SBC loans. These loans are typically collateralized by investor properties, whether stable or undergoing transition, and are sourced via multiple origination avenues. Small Business Lending: Operating through ReadyCap Lending, LLC, this segment focuses on the acquisition, generation, and servicing of owner-occupied loans. These are secured by guarantees from the SBA, specifically under its Section 7(a) Program. Residential Mortgage Banking: Via its subsidiary GMFS, LLC, this division is responsible for initiating residential mortgage loans. For federal income tax considerations, the company holds the designation of a real estate investment trust (REIT). Consequently, it typically avoids federal corporate income taxation, provided it disburses a minimum of 90% of its taxable earnings to its shareholders. Historically, the firm operated as Sutherland Asset Management Corporation before adopting the name Ready Capital Corporation in September 2018. Established in 2007, its main office is situated in New York City, New York.

Market Cap & Enterprise Value
Merger & Acquisition History
Target company Ticker Date Filing
Mr. Owens ORM 2018-12-12 View
Anworth ANH 2021-01-04 View
MREC PRC 2022-01-10 View
Broadmark Realty Capital Inc. BRMK 2023-03-27 View
United Development Funding IV UDFI 2024-12-26 View
Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD1.71 +0.08 (+4.60%)
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Volume Profile
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Liquidity & share structure
Average Volume
2M
Beta
1.49
Float Shares
143.23M
Free Float %
86.7%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+5.88% +14.29% +40.26% +4.85% -26.53% -0.92% -51.02% -79.13% -85.04% -85.08% -89.17%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (16 ratings, all time) Buy
Price Targets & DCF
Current price
1.71
Low 2.50 +46.6%
Consensus 2.50 +46.6%
Median 2.50 +46.6%
High 2.50 +46.6%
Ratings Trend (MoM) 0% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 0 0
Hold 5 0
Sell 0 0
Strong Sell 1 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 2
3.00
+76.0%
All Time 6
6.58
+285.9%
Quality scores
Altman Z-Score
-0.38
Distress
Piotroski F-Score
6 / 9
Average
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
5 / 5
High
Operational MOAT
  • Revenue growth
    +1,726.0% Q1'26: +35.2% (vs Q1'25)
  • EPS growth
    +45.3% Q1'26: -371.7% (vs Q1'25)
  • FCF margin
    Q1'26: +187.7% (vs Q1'25)
  • EBIT margin
    Q1'26: +0.0% (vs Q1'25)
  • ROIC
    Q1'26: +0.0% (vs Q1'25)
  • Share dilution
    -1.9% Q1'26: 0.0% (vs Q1'25)
  • Debt / EBITDA
    27.35× Q1'26: -0.90× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.53) × ERP
WACC = 6% × Ke + 94% × Kd (8.8%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 1.71
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
3 Rev. Ana.
3 EPS Ana.
Dec 2027
3 Rev. Ana.
4 EPS Ana.
Revenue
57.98M
est: 73.64M (-21.3%)
124.94M
est: 73.20M (+70.7%)
152.82M
est: 130.50M (+17.1%)
158.26M
est: 147.11M (+7.6%)
197.87M
est: 235.30M (-15.9%)
384.65M
est: 304.30M (+26.4%)
296.34M
est: 374.65M (-20.9%)
383.33M
est: 592.01M (-35.2%)
389.94M
est: 226.11M (+72.5%)
27.35M
est: 118.80M (-77.0%)
499.47M
est: 318.24M (+57.0%)
300.25M
276.78M – 323.72M
-5.7% YoY
362.30M
330.44M – 394.10M
+20.7% YoY
EBITDA
-30.97M
55.56M
128.82M
est: 300.61M (-100.0%)
est: 167.47M (-100.0%)
est: 19.41M (-100.0%)
est: 10.20M (-100.0%)
214.38M
est: 27.32M (+684.8%)
25.77M
23.76M – 27.79M
-5.7% YoY
31.10M
28.37M – 33.83M
+20.7% YoY
EBIT
-31.90M
-303.0K
-24.89M
51.14M
est: 129.75M (-100.0%)
est: 142.72M (-100.0%)
est: 19.16M (-100.0%)
est: 10.06M (-100.0%)
211.57M
est: 26.96M (+684.8%)
25.44M
23.45M – 27.42M
-5.7% YoY
30.69M
27.99M – 33.39M
+20.7% YoY
Net Income
-1.26M
est: 301.08M (-100.4%)
49.17M
est: 201.16M (-75.6%)
43.29M
est: 242.07M (-82.1%)
59.26M
est: 312.39M (-81.0%)
72.97M
est: 261.07M (-72.1%)
44.87M
est: 286.39M (-84.3%)
157.74M
est: 117.43M (+34.3%)
194.26M
est: 341.23M (-43.1%)
339.45M
est: -52.55M (+745.9%)
-435.76M
est: 44.57M (-1,077.8%)
-228.92M
est: -152.28M (-50.3%)
-121.14M
-123.16M – -70.38M
+20.4% YoY
-88.04M
-263.60M – 60.41M
+27.3% YoY
SGA
30.93M
est: 67.66M (-54.3%)
35.77M
est: 67.25M (-46.8%)
65.21M
est: 119.90M (-45.6%)
65.52M
est: 135.16M (-51.5%)
61.11M
est: 216.19M (-71.7%)
102.31M
est: 279.58M (-63.4%)
71.74M
est: 92.37M (-22.3%)
87.86M
est: 47.49M (+85.0%)
96.27M
est: 198.51M (-51.5%)
98.74M
est: 104.30M (-5.3%)
30.84M
est: 279.39M (-89.0%)
263.60M
242.99M – 284.20M
-5.7% YoY
318.07M
290.10M – 345.99M
+20.7% YoY
EPS
-0.05
est: 1.77 (-102.6%)
1.85
est: 1.18 (+56.8%)
1.38
est: 1.42 (-2.8%)
1.85
est: 1.83 (+1.0%)
1.72
est: 1.53 (+12.3%)
0.81
est: 1.68 (-51.8%)
2.17
est: 2.05 (+5.6%)
1.32
est: 1.85 (-28.5%)
2.26
est: -0.31 (+837.1%)
-2.63
est: 0.27 (-1,071.2%)
-1.44
est: -0.91 (-57.6%)
-0.62
-0.74 – -0.42
+32.4% YoY
-0.39
-1.58 – 0.36
+36.2% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-07 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-05-06 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-05-05 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-05-04 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-05-01 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-30 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-29 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-28 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-27 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-24 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-23 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-22 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-21 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-20 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-17 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-16 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
307.29M
OE per share TTM
1.83
Owner's Yield
86.92%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
1.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
61
Total invested
6.51M
Insider transactions (90d)
0
Beneficial owners (>5%)
20
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 (1) BlackRock, Inc. 10.81M 14.70% 10.65M 10.81M HC Delaware 2022-01-27
2 The Vanguard Group - 23-1945930 3.92M 5.32% 47.2K 3.82M 92.9K IA Pennsylvania For 2022-02-10
3 Monica R. Landry 2.20M 6.90% 2.20M IN United States 2019-02-14
4 Andrew J.M. Spokes 1.62M 3.10% 1.62M IN United Kingdom 2020-02-14
5 David T. Kim 1.62M 3.10% 1.62M IN United States 2020-02-14
6 Farallon Partners, L.L.C. 1.62M 3.10% 1.62M OO Delaware 2020-02-14
7 John R. Warren 1.62M 3.10% 1.62M IN United States 2020-02-14
8 Mark C. Wehrly 1.62M 3.10% 1.62M IN United States 2020-02-14
9 Michael B. Fisch 1.62M 3.10% 1.62M IN United States 2020-02-14
10 Michael G. Linn 1.62M 3.10% 1.62M IN United States 2020-02-14
11 Philip D. Dreyfuss 1.62M 3.10% 1.62M IN United States 2020-02-14
12 Rajiv A. Patel 1.62M 3.10% 1.62M IN United States 2020-02-14
13 Richard B. Fried 1.62M 3.10% 1.62M IN United States 2020-02-14
14 Thomas G. Roberts, Jr. 1.62M 3.10% 1.62M IN United States 2020-02-14
15 William Seybold 1.62M 3.10% 1.62M IN United States 2020-02-14
16 Farallon Capital Partners, L.P. 1.42M 2.70% 1.42M PN California 2020-02-14
17 Farallon AA GP, L.L.C. 194.2K 0.40% 194.2K OO Delaware 2020-02-14
18 Farallon Capital AA Investors, L.P. 194.2K 0.40% 194.2K PN Delaware 2020-02-14
19 Monica R. Landry [See Item 2.] 0.00% IN United States 2020-02-14
20 Ravi K. Paidipaty [See Item 2] 0.00% IN United States 2018-02-14

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
61
-210 vs prev Q
New positions
9
Closed positions
213
Increased
19
Reduced
25
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 EAGLE POINT CREDIT MANAGEMENT LLC 67.9K +67.9K (+100.0%) 148.07M +148.1M (+100.0%) 0.04% +0.041 pp 0.14% +0.141 pp USD2.18 +0.0% 1 qtrs NEW
2 BLACKROCK, INC. 14.76M -10.5M (-41.6%) 32.18M -65.7M (-67.1%) 8.92% -6.160 pp 0.00% -0.001 pp USD7.61 -71.4% 6 qtrs
3 VANGUARD GROUP INC 8.61M -2.6M (-23.3%) 18.76M -24.6M (-56.8%) 5.20% -1.485 pp 0.00% 0.000 pp USD11.50 -81.0% 29 qtrs
4 PRIVATE MANAGEMENT GROUP INC 4.81M +3.2M (+197.0%) 10.48M +4.2M (+67.3%) 2.90% +1.940 pp 0.31% +0.119 pp USD3.16 -31.0% 4 qtrs
5 JANE STREET GROUP, LLC 4.08M +3.4M (+546.6%) 8.89M +6.5M (+264.2%) 2.47% +2.089 pp 0.00% +0.001 pp USD2.44 -10.7% 13 qtrs
6 STATE STREET CORP 3.91M -2.3M (-37.5%) 8.55M -16.4M (-65.7%) 2.36% -1.367 pp 0.00% -0.001 pp USD11.27 -80.7% 29 qtrs
7 WATERFALL ASSET MANAGEMENT, LLC 3.91M +— (+0.0%) 8.48M -6.6M (-43.9%) 2.36% +0.032 pp 4.56% +2.888 pp USD10.25 -78.7% 9 qtrs
8 MASON CAPITAL MANAGEMENT LLC 3.78M +3.8M (+100.0%) 8.23M +8.2M (+100.0%) 2.28% +2.282 pp 1.47% +1.466 pp USD2.18 +0.0% 1 qtrs NEW
9 GEODE CAPITAL MANAGEMENT, LLC 3.73M +53.6K (+1.5%) 8.12M -6.1M (-42.8%) 2.25% +0.062 pp 0.00% 0.000 pp USD10.97 -80.1% 29 qtrs
10 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 3.25M +402.2K (+14.1%) 7.08M -3.9M (-35.7%) 1.96% +0.266 pp 0.00% -0.001 pp USD8.08 -73.0% 29 qtrs
11 UBS GROUP AG 3.16M +1.9M (+161.5%) 6.88M +2.2M (+47.3%) 1.91% +1.187 pp 0.00% +0.000 pp USD4.02 -45.8% 29 qtrs
12 CITADEL ADVISORS LLC 2.56M +1.8M (+258.2%) 5.57M +2.8M (+101.8%) 1.55% +1.120 pp 0.00% +0.000 pp USD3.14 -30.6% 25 qtrs
13 MORGAN STANLEY 2.45M +882.4K (+56.3%) 5.34M -723.1K (-11.9%) 1.48% +0.546 pp 0.00% +0.000 pp USD6.88 -68.3% 29 qtrs
14 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 2.27M +199.1K (+9.6%) 4.95M -3.1M (-38.3%) 1.37% +0.137 pp 0.01% -0.005 pp USD6.99 -68.8% 7 qtrs
15 D. E. SHAW & CO., INC. 2.04M +1.8M (+886.5%) 4.46M +3.7M (+455.7%) 1.24% +1.112 pp 0.00% +0.002 pp USD2.36 -7.6% 3 qtrs
16 MILLENNIUM MANAGEMENT LLC 1.94M +176.2K (+10.0%) 4.24M -2.6M (-38.1%) 1.17% +0.121 pp 0.00% -0.001 pp USD4.29 -49.2% 6 qtrs
17 NORTHERN TRUST CORP 1.51M -383.8K (-20.3%) 3.29M -4.0M (-55.1%) 0.91% -0.217 pp 0.00% -0.001 pp USD10.87 -79.9% 29 qtrs
18 VAN ECK ASSOCIATES CORP 1.48M +48.2K (+3.4%) 3.23M -2.3M (-41.8%) 0.90% +0.041 pp 0.00% -0.003 pp USD9.93 -78.0% 26 qtrs
19 RAMSEY QUANTITATIVE SYSTEMS 1.25M +— (+0.0%) 2.72M -2.1M (-43.7%) 0.75% +0.010 pp 2.48% -2.113 pp USD10.12 -78.5% 10 qtrs
20 MARSHALL WACE, LLP 1.21M +785.1K (+185.0%) 2.64M +994.4K (+60.6%) 0.73% +0.478 pp 0.00% +0.001 pp USD2.95 -26.1% 7 qtrs
21 QUBE RESEARCH & TECHNOLOGIES LTD 1.16M +1.2M (+100.0%) 2.52M +2.5M (+100.0%) 0.70% +0.699 pp 0.00% +0.003 pp USD2.18 +0.0% 1 qtrs NEW
22 QUADRANT PRIVATE WEALTH MANAGEMENT, LLC 1.14M -133.9K (-10.5%) 2.49M -2.6M (-51.0%) 0.69% -0.071 pp 0.41% -0.519 pp USD10.62 -79.5% 13 qtrs
23 TUDOR INVESTMENT CORP ET AL 972.8K +797.2K (+453.9%) 2.12M +1.4M (+212.0%) 0.59% +0.483 pp 0.00% +0.003 pp USD2.49 -12.4% 2 qtrs
24 SOLTIS INVESTMENT ADVISORS LLC 897.7K -33.5K (-3.6%) 1.96M -1.6M (-45.7%) 0.54% -0.013 pp 0.13% -0.122 pp USD11.92 -81.7% 15 qtrs
25 Y-INTERCEPT (HONG KONG) LTD 883.3K +819.1K (+1,275.8%) 1.93M +1.7M (+675.0%) 0.53% +0.496 pp 0.04% +0.037 pp USD2.30 -5.2% 4 qtrs
26 HRT FINANCIAL LP 855.1K +855.1K (+100.0%) 1.86M +1.9M (+100.0%) 0.52% +0.517 pp 0.01% +0.006 pp USD2.18 +0.0% 1 qtrs NEW
27 NEXPOINT ASSET MANAGEMENT, L.P. 850.1K -22.9K (-2.6%) 1.85M -1.5M (-45.1%) 0.51% -0.007 pp 0.13% -0.164 pp USD5.09 -57.2% 4 qtrs
28 MARINER, LLC 793.3K -3.3K (-0.4%) 1.73M -1.4M (-44.0%) 0.48% +0.005 pp 0.00% -0.002 pp USD10.62 -79.5% 15 qtrs
29 GOLDMAN SACHS GROUP INC 771.4K +415.1K (+116.5%) 1.68M +302.6K (+21.9%) 0.47% +0.254 pp 0.00% +0.000 pp USD4.69 -53.5% 29 qtrs
30 TCW GROUP INC 756.2K +756.2K (+100.0%) 1.65M +1.6M (+100.0%) 0.46% +0.457 pp 0.01% +0.012 pp USD2.18 +0.0% 1 qtrs NEW
31 SRS CAPITAL ADVISORS, INC. 577.6K -196.8K (-25.4%) 1.26M -1.7M (-58.0%) 0.35% -0.113 pp 0.04% -0.006 pp USD4.36 -50.0% 4 qtrs
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 568.6K +234.8K (+70.3%) 1.24M -52.5K (-4.1%) 0.34% +0.145 pp 0.00% +0.000 pp USD4.73 -53.9% 15 qtrs
33 INVESCO LTD. 530.6K -3.7M (-87.5%) 1.16M -15.3M (-93.0%) 0.32% -2.207 pp 0.00% -0.002 pp USD9.25 -76.4% 29 qtrs
34 CLEAR HARBOR ASSET MANAGEMENT, LLC 504.0K -436.0K (-46.4%) 1.10M -2.5M (-69.8%) 0.30% -0.256 pp 0.07% -0.125 pp USD6.60 -67.0% 14 qtrs
35 BANK OF NEW YORK MELLON CORP 482.8K -846.8K (-63.7%) 1.05M -4.1M (-79.5%) 0.29% -0.501 pp 0.00% -0.001 pp USD10.97 -80.1% 29 qtrs
36 EXODUSPOINT CAPITAL MANAGEMENT, LP 465.1K +275.4K (+145.1%) 1.01M +279.6K (+38.1%) 0.28% +0.168 pp 0.01% +0.000 pp USD2.87 -24.0% 2 qtrs
37 PENSERRA CAPITAL MANAGEMENT LLC 462.8K +209.5K (+82.7%) 1.01M +29.0K (+3.0%) 0.28% +0.129 pp 0.01% +0.000 pp USD4.88 -55.3% 18 qtrs
38 ADVISORS ASSET MANAGEMENT, INC. 421.1K -278.7K (-39.8%) 918.0K -1.8M (-66.1%) 0.25% -0.163 pp 0.02% -0.031 pp USD7.95 -72.6% 16 qtrs
39 SQUAREPOINT OPS LLC 410.7K +197.5K (+92.7%) 895.3K +70.4K (+8.5%) 0.25% +0.121 pp 0.00% +0.000 pp USD3.86 -43.5% 13 qtrs
40 FMR LLC 390.7K +108.2K (+38.3%) 851.7K -241.7K (-22.1%) 0.24% +0.068 pp 0.00% +0.000 pp USD3.90 -44.1% 20 qtrs
41 AMERICAN FINANCIAL GROUP INC 386.1K +— (+0.0%) 841.7K -652.5K (-43.7%) 0.23% +0.003 pp 0.31% -0.271 pp USD13.52 -83.9% 29 qtrs
42 CITIGROUP INC 375.3K +331.0K (+747.8%) 818.1K +646.8K (+377.6%) 0.23% +0.200 pp 0.00% +0.000 pp USD2.97 -26.6% 29 qtrs
43 UBS ASSET MANAGEMENT AMERICAS INC 368.9K +368.9K (+100.0%) 804.2K +804.2K (+100.0%) 0.22% +0.223 pp 0.00% +0.000 pp USD2.18 +0.0% 24 qtrs
44 XTX TOPCO LTD 364.4K +309.8K (+566.8%) 794.4K +582.9K (+275.6%) 0.22% +0.188 pp 0.02% +0.010 pp USD2.57 -15.2% 5 qtrs
45 CREATIVE PLANNING 357.6K +86.9K (+32.1%) 779.6K -268.0K (-25.6%) 0.22% +0.055 pp 0.00% 0.000 pp USD9.45 -76.9% 15 qtrs
46 BARCLAYS PLC 355.1K -129.9K (-26.8%) 774.1K -2.9M (-79.1%) 0.21% -0.075 pp 0.00% -0.001 pp USD7.80 -72.1% 29 qtrs
47 NORDEN GROUP LLC 335.7K +230.1K (+218.0%) 731.9K +323.3K (+79.1%) 0.20% +0.140 pp 0.07% +0.030 pp USD3.19 -31.7% 10 qtrs
48 QUINN OPPORTUNITY PARTNERS LLC 332.8K +211.5K (+174.4%) 725.6K +256.2K (+54.6%) 0.20% +0.129 pp 0.03% -0.003 pp USD3.24 -32.7% 4 qtrs
49 SWISS NATIONAL BANK 311.7K +— (+0.0%) 679.4K -526.7K (-43.7%) 0.19% +0.003 pp 0.00% 0.000 pp USD12.00 -81.8% 29 qtrs
50 GSA CAPITAL PARTNERS LLP 304.9K +224.3K (+278.4%) 665.0K +353.0K (+113.1%) 0.18% +0.136 pp 0.06% +0.031 pp USD2.78 -21.6% 4 qtrs
51 POINT72 ASSET MANAGEMENT, L.P. 303.2K +303.2K (+100.0%) 661.1K +661.1K (+100.0%) 0.18% +0.183 pp 0.00% +0.001 pp USD2.18 +0.0% 3 qtrs
52 CRAWFORD FUND MANAGEMENT, LLC 290.0K -348.0K (-54.5%) 632.2K -1.8M (-74.4%) 0.18% -0.205 pp 0.08% -0.312 pp USD6.02 -63.8% 6 qtrs
53 NUVEEN, LLC 289.2K +— (+0.0%) 630.5K -488.8K (-43.7%) 0.17% +0.002 pp 0.00% 0.000 pp USD5.09 -57.2% 4 qtrs
54 PRICE T ROWE ASSOCIATES INC /MD/ 282.9K +113.1K (+66.6%) 617.0K -40.0K (-6.1%) 0.17% +0.070 pp 0.00% +0.000 pp USD6.03 -63.8% 29 qtrs
55 QUANTBOT TECHNOLOGIES LP 277.2K +204.6K (+281.4%) 604.4K +323.1K (+114.9%) 0.17% +0.124 pp 0.02% +0.012 pp USD2.89 -24.6% 8 qtrs
56 BANK OF AMERICA CORP /DE/ 270.2K +153.1K (+130.8%) 589.0K +135.9K (+30.0%) 0.16% +0.094 pp 0.00% +0.000 pp USD3.80 -42.6% 29 qtrs
57 HSBC HOLDINGS PLC 263.0K +263.0K (+100.0%) 574.6K +574.6K (+100.0%) 0.16% +0.159 pp 0.00% +0.000 pp USD2.18 +0.0% 8 qtrs
58 BREVAN HOWARD CAPITAL MANAGEMENT LP 263.5K +240.0K (+1,019.8%) 574.5K +483.4K (+530.8%) 0.16% +0.145 pp 0.01% +0.006 pp USD2.33 -6.4% 2 qtrs
59 ASTER CAPITAL MANAGEMENT (DIFC) LTD 215.7K +215.7K (+100.0%) 470.2K +470.2K (+100.0%) 0.13% +0.130 pp 0.21% +0.206 pp USD2.18 +0.0% 1 qtrs NEW
60 RHUMBLINE ADVISERS 202.8K -284.2K (-58.4%) 442.1K -1.4M (-76.5%) 0.12% -0.168 pp 0.00% -0.001 pp USD11.35 -80.8% 29 qtrs
61 RAYMOND JAMES FINANCIAL INC 201.5K -43.3K (-17.7%) 439.2K -508.2K (-53.6%) 0.12% -0.024 pp 0.00% 0.000 pp USD6.78 -67.8% 5 qtrs
62 BALYASNY ASSET MANAGEMENT L.P. 180.0K +180.0K (+100.0%) 392.4K +392.4K (+100.0%) 0.11% +0.109 pp 0.00% +0.001 pp USD2.18 +0.0% 9 qtrs
63 QUADRATURE CAPITAL LTD 175.0K +161.9K (+1,241.0%) 381.5K +330.9K (+654.4%) 0.11% +0.098 pp 0.00% +0.003 pp USD2.31 -5.6% 2 qtrs
64 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 174.1K -1.3K (-0.7%) 379.5K -299.1K (-44.1%) 0.11% +0.001 pp 0.00% 0.000 pp USD10.85 -79.9% 29 qtrs
65 ALLIANCEBERNSTEIN L.P. 173.8K -2.5K (-1.4%) 378.8K -303.3K (-44.5%) 0.11% 0.000 pp 0.00% 0.000 pp USD10.80 -79.8% 27 qtrs
66 WELLS FARGO & COMPANY/MN 170.1K +36.5K (+27.4%) 370.9K -146.1K (-28.3%) 0.10% +0.023 pp 0.00% +0.000 pp USD7.35 -70.3% 29 qtrs
67 GRAHAM CAPITAL MANAGEMENT, L.P. 156.9K +23.2K (+17.3%) 342.1K -175.6K (-33.9%) 0.09% +0.015 pp 0.01% +0.000 pp USD5.59 -61.0% 8 qtrs
68 LEGAL & GENERAL GROUP PLC 152.2K -262.0K (-63.3%) 331.8K -1.3M (-79.3%) 0.09% -0.155 pp 0.00% 0.000 pp USD11.60 -81.2% 29 qtrs
69 SCHONFELD STRATEGIC ADVISORS LLC 146.4K +146.4K (+100.0%) 319.3K +319.3K (+100.0%) 0.09% +0.089 pp 0.00% +0.001 pp USD2.18 +0.0% 6 qtrs
70 DEUTSCHE BANK AG\ 123.3K +7.1K (+6.1%) 268.8K -180.7K (-40.2%) 0.07% +0.005 pp 0.00% 0.000 pp USD8.38 -74.0% 29 qtrs
71 MASSAR CAPITAL MANAGEMENT, LP 122.6K +122.6K (+100.0%) 267.4K +267.4K (+100.0%) 0.07% +0.074 pp 0.03% +0.029 pp USD2.18 +0.0% 1 qtrs NEW
72 VERITION FUND MANAGEMENT LLC 121.1K -749.0 (-0.6%) 264.1K -207.6K (-44.0%) 0.07% +0.001 pp 0.00% -0.001 pp USD4.62 -52.8% 4 qtrs
73 SUMMIT GLOBAL INVESTMENTS 121.1K +1.4K (+1.2%) 264.0K -199.0K (-43.0%) 0.07% +0.002 pp 0.02% -0.011 pp USD11.23 -80.6% 15 qtrs
74 ATOM INVESTORS LP 118.2K +88.3K (+295.9%) 257.7K +142.1K (+123.0%) 0.07% +0.054 pp 0.02% +0.012 pp USD2.73 -20.1% 3 qtrs
75 JPMORGAN CHASE & CO 116.8K -114.2K (-49.4%) 254.6K -639.3K (-71.5%) 0.07% -0.067 pp 0.00% +0.000 pp USD5.95 -63.4% 29 qtrs
76 VIDENT ADVISORY, LLC 109.3K +109.3K (+100.0%) 238.2K +238.2K (+100.0%) 0.07% +0.066 pp 0.00% +0.002 pp USD2.18 +0.0% 1 qtrs NEW
77 TRUIST FINANCIAL CORP 108.9K -64.6K (-37.2%) 237.4K -434.0K (-64.6%) 0.07% -0.038 pp 0.00% -0.001 pp USD12.03 -81.9% 19 qtrs
78 GUGGENHEIM CAPITAL LLC 92.3K -50.8K (-35.5%) 201.2K -352.5K (-63.7%) 0.06% -0.030 pp 0.00% -0.003 pp USD8.28 -73.7% 12 qtrs
79 ALPINE GLOBAL MANAGEMENT, LLC 87.0K +87.0K (+100.0%) 189.6K +189.6K (+100.0%) 0.05% +0.053 pp 0.03% +0.034 pp USD2.18 +0.0% 1 qtrs NEW
80 ARISTIDES CAPITAL LLC 86.9K +86.9K (+100.0%) 189.4K +189.4K (+100.0%) 0.05% +0.053 pp 0.03% +0.034 pp USD2.18 +0.0% 1 qtrs NEW
81 ADVISOR GROUP HOLDINGS, INC. 84.1K -14.2K (-14.4%) 183.4K -214.3K (-53.9%) 0.05% -0.008 pp 0.00% 0.000 pp USD8.13 -73.2% 24 qtrs
82 UNIVERSAL- BETEILIGUNGS- UND SERVICEGESELLSCHAFT MBH 82.4K +47.4K (+135.1%) 179.7K +44.0K (+32.4%) 0.05% +0.029 pp 0.00% +0.000 pp USD3.08 -29.2% 3 qtrs
83 FIRST FOUNDATION ADVISORS 79.7K -92.9K (-53.8%) 173.7K -494.3K (-74.0%) 0.05% -0.055 pp 0.01% -0.018 pp USD11.88 -81.6% 15 qtrs
84 AQR CAPITAL MANAGEMENT LLC 76.9K -23.9K (-23.7%) 167.7K -222.7K (-57.0%) 0.05% -0.014 pp 0.00% 0.000 pp USD4.57 -52.3% 7 qtrs
85 INTECH INVESTMENT MANAGEMENT LLC 73.6K +— (+0.0%) 160.4K -124.3K (-43.7%) 0.04% +0.001 pp 0.00% -0.001 pp USD6.96 -68.7% 6 qtrs
86 JANUS HENDERSON GROUP PLC 72.1K +— (+0.0%) 157.6K -121.9K (-43.6%) 0.04% +0.001 pp 0.00% 0.000 pp USD10.10 -78.4% 17 qtrs
87 JOEL ISAACSON & CO., LLC 71.9K -1.0K (-1.4%) 156.7K -125.3K (-44.4%) 0.04% +0.000 pp 0.01% -0.005 pp USD9.64 -77.4% 23 qtrs
88 PARAGON CAPITAL MANAGEMENT INC 70.0K -32.1K (-31.4%) 152.6K -242.5K (-61.4%) 0.04% -0.019 pp 0.12% -0.178 pp USD10.14 -78.5% 14 qtrs
89 ENVESTNET ASSET MANAGEMENT INC 69.0K -374.0 (-0.5%) 150.4K -118.0K (-44.0%) 0.04% +0.000 pp 0.00% +0.000 pp USD11.80 -81.5% 15 qtrs
90 METLIFE INVESTMENT MANAGEMENT, LLC 65.9K -28.8K (-30.4%) 143.6K -222.7K (-60.8%) 0.04% -0.017 pp 0.00% -0.001 pp USD10.71 -79.6% 29 qtrs
91 CI PRIVATE WEALTH, LLC 65.4K +24.5K (+59.8%) 142.7K -15.9K (-10.0%) 0.04% +0.015 pp 0.00% 0.000 pp USD6.03 -63.8% 13 qtrs
92 PERMANENS CAPITAL L.P. 65.0K +50.0K (+333.3%) 142.4K +82.4K (+137.5%) 0.04% +0.030 pp 0.02% +0.010 pp USD2.57 -15.2% 2 qtrs
93 LPL FINANCIAL LLC 65.2K -22.9K (-26.0%) 142.2K -198.8K (-58.3%) 0.04% -0.013 pp 0.00% 0.000 pp USD6.61 -67.0% 18 qtrs
94 ADVISORY SERVICES NETWORK, LLC 62.7K -10.6K (-14.4%) 136.7K -146.8K (-51.8%) 0.04% -0.006 pp 0.00% -0.002 pp USD10.46 -79.2% 22 qtrs
95 ZURCHER KANTONALBANK (ZURICH CANTONALBANK) 62.7K +— (+0.0%) 136.6K -105.9K (-43.7%) 0.04% +0.001 pp 0.00% 0.000 pp USD8.32 -73.8% 28 qtrs
96 BEACH POINT CAPITAL MANAGEMENT LP 500.0K +159.5K (+46.8%) 25.0K +11.4K (+83.6%) 0.30% +0.099 pp 0.01% +0.004 pp USD4.16 -47.6% 4 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 47 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Mortgage Real Estate ETF REM 0.49% 2.77M 0.48%
2 iShares Micro-Cap ETF IWC 0.05% 801.1K 0.60%
3 Schwab Fundamental U.S. Small Company Index ETF FNDA 0.02% 2.24M 0.25%
4 Invesco RAFI US 1500 Small-Mid ETF PRFZ 0.02% 569.1K 0.34%
5 Vanguard Russell 2000 Value ETF VTWV 0.02% 208.0K 0.06%
6 iShares Russell 2000 Value ETF IWN 0.01% 2.02M 0.24%
7 Xtrackers Russell 2000 UCITS ETF 1C XRSU.L 0.01% 241.8K 0.30%
8 State Street SPDR Russell 2000 U.S. Small Cap UCITS ETF (Acc) R2US.L 0.01% 432.5K 0.30%
9 iShares Russell 2000 BuyWrite ETF IWMW 0.01% 4.4K 0.39%
10 iShares Russell 2000 ETF IWM 0.01% 6.36M 0.19%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
1.17
Neutral
Ratio by volume
1.50
Neutral
Buys
21
Sells
18
Shares acquired
858.2K
Shares disposed
572.6K
Cash buys
7.00
Cash sales
Net activity
+285,668
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-13 Scali Dominick Officer F-InKind D Common Stock 26,313 1.74 45.8K 698,499 D
2026-03-13 Ahlborn Andrew Officer F-InKind D Common Stock 27,950 1.74 48.6K 1,148,872 D
2026-03-06 NATHAN GILBERT E Director P-Purchase A Common Stock 30,000 1.95 58.4K 216,358 D
2026-03-05 Sinai Todd M. Director A-Award A Common Stock 58,252 0.00 142,520 D
2026-03-05 Scali Dominick Officer A-Award A Common Stock 194,175 0.00 724,812 D
2026-03-05 REESE J MITCHELL Director A-Award A Common Stock 58,252 0.00 177,168 I
2026-03-05 NATHAN GILBERT E Director A-Award A Common Stock 58,252 0.00 186,358 D
2026-03-05 Mielle Dominique Director A-Award A Common Stock 58,252 0.00 124,790 D
2026-03-05 Marshall Meredith Director A-Award A Common Stock 58,252 0.00 98,346 D
2026-03-05 Ahlborn Andrew Officer A-Award A Common Stock 291,262 0.00 1,202,070 D
2026-03-02 Scali Dominick Officer A-Award A Performance Stock Units 1,050,000 0.00 1,050,000 D
2026-03-02 Ahlborn Andrew Officer A-Award A Performance Stock Units 1,800,000 0.00 1,800,000 D
2026-02-26 Scali Dominick Officer Common Stock 0 0.00 180,637 D
2025-12-24 Ahlborn Andrew Officer F-InKind D Common Stock 25,248 2.23 56.3K 1,176,822 D
2025-03-12 Ahlborn Andrew Officer P-Purchase A Common Stock 10,000 5.04 50.4K 310,808 D
2025-03-10 Taylor Gary Officer P-Purchase A Common Stock 10,000 5.23 52.3K 211,097 D
2025-03-10 NATHAN GILBERT E Director P-Purchase A Common stock 5,000 5.12 25.6K 118,106 D
2025-03-07 Zausmer Adam Officer P-Purchase A Common Stock 10,000 5.42 54.2K 301,105 D
2025-03-06 Capasse Thomas E Director / Officer P-Purchase A Common Stock 90,000 4.99 449.1K 409,925 D
2025-03-05 Ross Jack J. Director / Officer P-Purchase A Common Stock 5,000 4.85 24.2K 160,264 D
2025-03-05 Capasse Thomas E Director / Officer P-Purchase A Common Stock 10,000 4.80 48.0K 319,925 D
2025-02-22 Zausmer Adam Officer M-Exempt D Performance Stock Units 19,894 0.00 0 D
2025-02-22 Taylor Gary Officer M-Exempt D Performance Stock Units 17,241 0.00 0 D
2025-02-22 Sinai Todd M. Director A-Award A Common stock 17,857 0.00 84,268 D
2025-02-22 REESE J MITCHELL Director A-Award A Common stock 17,857 0.00 118,916 I
2025-02-22 NATHAN GILBERT E Director A-Award A Common stock 17,857 0.00 113,106 D
2025-02-22 Mielle Dominique Director A-Award A Common stock 17,857 0.00 66,538 D
2025-02-22 Marshall Meredith Director A-Award A Common stock 17,857 0.00 40,094 D
2025-02-22 Ahlborn Andrew Officer M-Exempt D Performance Stock Units 19,894 0.00 0 D
2025-02-12 Zausmer Adam Officer F-InKind D Common Stock 8,787 6.56 57.6K 197,865 D
2025-02-12 Taylor Gary Officer F-InKind D Common Stock 8,461 6.56 55.5K 139,434 D
2025-02-12 Ahlborn Andrew Officer F-InKind D Common Stock 9,016 6.56 59.1K 207,983 D
2025-02-03 Zausmer Adam Officer M-Exempt A Common Stock 148,368 0.00 253,587 D
2025-02-03 Taylor Gary Officer M-Exempt A Common Stock 37,092 0.00 160,890 D
2025-02-03 Ahlborn Andrew Officer M-Exempt A Common Stock 148,368 0.00 265,121 D
2024-05-24 NATHAN GILBERT E Director P-Purchase A Common stock 10,000 8.29 82.9K 95,249
2024-03-22 NATHAN GILBERT E Director P-Purchase A Common stock 7,000 9.12 63.8K 7,000
2024-03-14 NATHAN GILBERT E Director P-Purchase A Common stock 10,000 8.65 86.5K 83,099
2024-03-05 LUEBBERS KEVIN M Director P-Purchase A Common stock 5,000 8.43 42.1K 119,925
2024-02-22 Zausmer Adam Officer A-Award A Common Stock 44,150 0.00 105,219
2024-02-22 Taylor Gary Officer A-Award A Common Stock 44,150 0.00 123,798
2024-02-22 Sinai Todd M. Director A-Award A Common stock 12,693 0.00 66,411
2024-02-22 REESE J MITCHELL Director A-Award A Common stock 12,693 0.00 101,059
2024-02-22 Petro Andrea Director A-Award A Common stock 12,693 0.00 25,587
2024-02-22 NATHAN GILBERT E Director A-Award A Common stock 12,693 0.00 73,099
2024-02-22 Mielle Dominique Director A-Award A Common stock 12,693 0.00 48,681
2024-02-22 Mayfield Pinkie Dent Director A-Award A Common stock 12,693 0.00 25,402
2024-02-22 Marshall Meredith Director A-Award A Common stock 12,693 0.00 22,237
2024-02-22 LUEBBERS KEVIN M Director A-Award A Common stock 12,693 0.00 114,925
2024-02-22 Hirsch Daniel J. Director A-Award A Common stock 12,693 0.00 116,788
2024-02-22 FILIPPS FRANK P Director A-Award A Common stock 12,693 0.00 64,025
2024-02-22 Ahlborn Andrew Officer A-Award A Common Stock 44,150 0.00 116,753
2024-02-12 Zausmer Adam Officer F-InKind D Common Stock 7,400 9.21 68.2K 61,069
2024-02-12 Taylor Gary Officer F-InKind D Common Stock 8,318 9.21 76.6K 79,648
2024-02-12 Ahlborn Andrew Officer F-InKind D Common Stock 8,409 9.21 77.4K 72,603
2024-01-09 Zausmer Adam Officer F-InKind D Common Stock 2,023 10.00 20.2K 68,469
2024-01-09 Taylor Gary Officer F-InKind D Common Stock 4,402 10.00 44.0K 87,966
2024-01-09 Ahlborn Andrew Officer M-Exempt D Performance Stock Units 8,347 0.00 0
2023-10-05 Petro Andrea Director A-Award A Common stock 2,844 0.00 12,894
2023-08-15 Capasse Thomas E Director / Officer S-Sale D Common Stock 26,623 10.70 284.9K 0
2023-08-14 Capasse Thomas E Director / Officer W-Will A Common Stock 26,623 0.00 26,623
2023-06-01 Mayfield Pinkie Dent Director A-Award A Common stock 6,545 0.00 12,709
2023-06-01 LUEBBERS KEVIN M Director A-Award A Common stock 6,545 0.00 102,232
2023-06-01 Hirsch Daniel J. Director A-Award A Common stock 6,545 0.00 104,095
2023-05-31 Mayfield Pinkie Dent Director D Common Stock 0 0.00 6,164
2023-05-31 LUEBBERS KEVIN M Director D Common Stock 0 0.00 95,687
2023-05-31 Hirsch Daniel J. Director D Common Stock 0 0.00 97,550
2023-03-08 NATHAN GILBERT E Director P-Purchase A Common stock 3,841 11.05 42.4K 60,406
2023-03-07 NATHAN GILBERT E Director P-Purchase A Common stock 5,000 10.95 54.8K 56,565
2023-03-03 Mielle Dominique Director P-Purchase A Common Stock 5,000 11.20 56.0K 35,988
2023-02-13 Zausmer Adam Officer F-InKind D Common stock 1,252 13.25 16.6K 64,927
2023-02-13 Taylor Gary Officer F-InKind D Common stock 1,725 13.25 22.9K 81,239
2023-02-13 Ahlborn Andrew Officer F-InKind D Common stock 1,200 13.25 15.9K 75,967
2023-02-12 Zausmer Adam Officer A-Award A Common stock 30,817 0.00 71,451
2023-02-12 Taylor Gary Officer F-InKind D Common stock 5,148 12.98 66.8K 82,694
2023-02-12 Sinai Todd M. Director A-Award A Common stock 8,860 0.00 53,718
2023-02-12 REESE J MITCHELL Director A-Award A Common stock 8,860 0.00 88,366
2023-02-12 NATHAN GILBERT E Director A-Award A Common stock 8,860 0.00 51,565
2023-02-12 Mielle Dominique Director A-Award A Common stock 8,860 0.00 30,988
2023-02-12 Marshall Meredith Director A-Award A Common stock 8,860 0.00 9,544
2023-02-12 FILIPPS FRANK P Director A-Award A Common stock 8,860 0.00 51,332
2023-02-12 Ahlborn Andrew Officer A-Award A Common stock 30,817 0.00 82,247
2022-12-31 Sutherland REIT Holdings, LP 10% Owner 0 0.00 0
2022-12-01 Marshall Meredith Director 0 0.00 0
2022-08-29 Ahlborn Andrew Officer S-Sale D Common stock 3,035 13.80 41.9K 51,430
2022-08-26 Ahlborn Andrew Officer S-Sale D Common stock 1,465 13.80 20.2K 54,465
2022-04-04 ERVING JULIUS W II Director A-Award A Common stock 5,718 0.00 5,718
2022-03-16 ERVING JULIUS W II Director 0 0.00 0
2022-03-06 Ahlborn Andrew Officer F-InKind D Common stock 644 15.39 9.9K 55,930
2022-02-12 Zausmer Adam Officer F-InKind D Common stock 2,649 14.19 37.6K 40,634
2022-02-12 Taylor Gary Officer F-InKind D Common stock 4,367 14.19 62.0K 57,295
2022-02-12 Sinai Todd M. Director A-Award A Common stock 7,752 0.00 44,858
2022-02-12 REESE J MITCHELL Director A-Award A Common stock 7,752 0.00 79,506
2022-02-12 NATHAN GILBERT E Director A-Award A Common stock 7,752 0.00 42,705
2022-02-12 Mielle Dominique Director A-Award A Common stock 7,752 0.00 22,128
2022-02-12 FILIPPS FRANK P Director A-Award A Common stock 7,752 0.00 42,472
2022-02-12 Ahlborn Andrew Officer F-InKind D Common stock 3,181 14.19 45.1K 56,574
2021-12-31 Sutherland REIT Holdings, LP 10% Owner 0 0.00 0
2021-11-30 NATHAN GILBERT E Director P-Purchase A Common stock 2,000 15.29 30.6K 34,953
2021-11-30 Capasse Thomas E Director / Officer P-Purchase A 6.50% Series E Cumulative Redeemable Preferred Stock 20,000 24.59 491.7K 20,000
2021-11-29 NATHAN GILBERT E Director P-Purchase A Common stock 1,000 15.51 15.5K 32,953
2021-11-15 NATHAN GILBERT E Director P-Purchase A Common stock 2,000 15.84 31.7K 31,953
2021-11-12 Petro Andrea Director P-Purchase A Common stock 2,000 16.20 32.4K 10,050
2021-11-08 Waterfall Asset Management, LLC 10% Owner A-Award A Common Stock 84,758 0.00 341,428
2021-11-08 Ross Jack J. Director / Officer A-Award A Common Stock 24,345 0.00 102,630
2021-11-08 Capasse Thomas E Director / Officer A-Award A Common Stock 24,345 0.00 102,630
2021-11-08 Buttacavoli Thomas Officer A-Award A Common Stock 7,302 0.00 30,771
2021-08-16 Petro Andrea Director P-Purchase A Common stock 3,300 15.06 49.7K 8,050
2021-07-15 Zausmer Adam Officer D Common Stock 0 0.00 16,856
2021-05-24 NATHAN GILBERT E Director P-Purchase A Common stock 3,000 14.66 44.0K 29,953
2021-05-13 Petro Andrea Director P-Purchase A Common stock 4,750 14.18 67.4K 4,750
2021-05-11 NATHAN GILBERT E Director P-Purchase A Common stock 4,000 13.66 54.6K 26,953
2021-04-20 Mielle Dominique Director A-Award A Common stock 5,768 0.00 14,376
2021-03-19 Mielle Dominique Director D Common Stock 0 0.00 8,608
2021-03-06 Ahlborn Andrew Officer F-InKind D Common stock 1,084 13.69 14.8K 33,328
2021-02-12 Taylor Gary Officer A-Award A Common stock 16,505 0.00 38,759
2021-02-12 Sinai Todd M. Director A-Award A Common Stock 7,800 0.00 37,106
2021-02-12 REESE J MITCHELL Director A-Award A Common Stock 7,800 0.00 71,754
2021-02-12 NATHAN GILBERT E Director A-Award A Common stock 7,800 0.00 22,953
2021-02-12 FILIPPS FRANK P Director A-Award A Common Stock 7,800 0.00 34,720
2021-02-12 Ahlborn Andrew Officer A-Award A Common stock 12,379 0.00 34,412
2020-08-06 Waterfall Asset Management, LLC 10% Owner A-Award A Common Stock 208,690 0.00 253,623
2020-08-06 Ross Jack J. Director / Officer A-Award A Common Stock 59,936 0.00 78,285
2020-08-06 Capasse Thomas E Director / Officer A-Award A Common Stock 59,936 0.00 78,285
2020-08-06 Buttacavoli Thomas Officer A-Award A Common Stock 17,968 0.00 23,469
2020-07-15 Petro Andrea Director 0 0.00 0
2020-05-22 NATHAN GILBERT E Director P-Purchase A 7.00% Convertible Senior Notes due 2023 0 16.37 0
2020-05-20 Taylor Gary Officer P-Purchase A Common stock 8,250 6.04 49.8K 24,281
2020-05-14 NATHAN GILBERT E Director P-Purchase A 7.00% Convertible Senior Notes due 2023 0 16.37 0
2020-04-09 Waterfall Asset Management, LLC 10% Owner A-Award A Common Stock 4,154 0.00 42,448
2020-04-09 Ross Jack J. Director / Officer A-Award A Common Stock 1,193 0.00 17,381
2020-04-09 Capasse Thomas E Director / Officer A-Award A Common Stock 1,193 0.00 17,381
2020-04-09 Buttacavoli Thomas Officer A-Award A Common Stock 358 0.00 5,210
2020-03-19 NATHAN GILBERT E Director P-Purchase A Common stock 2,000 5.94 11.9K 14,324
2020-03-19 Ahlborn Andrew Officer P-Purchase A Common stock 3,272 6.36 20.8K 23,250
2020-03-18 Sinai Todd M. Director P-Purchase A Common Stock 4,000 6.27 25.1K 30,528
2020-03-18 REESE J MITCHELL Director P-Purchase A Common Stock 20,000 6.14 122.9K 62,028
2020-03-18 NATHAN GILBERT E Director P-Purchase A Common stock 2,000 5.37 10.7K 12,324
2020-03-18 Buttacavoli Thomas Officer P-Purchase A Common Stock 10,000 6.33 63.3K 108,060
2020-03-16 Ross Jack J. Director / Officer P-Purchase A Common Stock 25,000 9.54 238.6K 145,797
2020-03-13 Capasse Thomas E Director / Officer P-Purchase A Common Stock 19,000 10.18 193.3K 291,028
2020-03-13 Buttacavoli Thomas Officer P-Purchase A Common Stock 15,000 9.87 148.0K 98,060
2020-03-10 Sinai Todd M. Director A-Award A Common Stock 6,268 0.00 26,528
2020-03-10 REESE J MITCHELL Director A-Award A Common Stock 6,268 0.00 42,028
2020-03-10 NATHAN GILBERT E Director A-Award A Common stock 6,268 0.00 10,324
2020-03-10 Holman David L. Director A-Award A Common Stock 6,268 0.00 27,028
2020-03-10 FILIPPS FRANK P Director A-Award A Common Stock 6,268 0.00 27,028
2020-02-14 Taylor Gary Officer A-Award A Common stock 15,282 0.00 15,282
2020-02-14 Ahlborn Andrew Officer A-Award A Common stock 10,698 0.00 19,978
2019-06-11 NATHAN GILBERT E Director A-Award A Common stock 4,056 0.00 4,056
2019-06-01 Ahlborn Andrew Officer D Common Stock 0 0.00 9,280
2019-05-15 Sinai Todd M. Director S-Sale D Common Stock 2,500 14.75 36.9K 20,260
2019-04-03 Taylor Gary Officer 0 0.00 0
2019-03-29 NATHAN GILBERT E Director 0 0.00 0
2019-03-13 Waterfall Asset Management, LLC 10% Owner A-Award A Common Stock 14,939 0.00 38,294
2019-03-13 Ross Jack J. Director / Officer A-Award A Common Stock 4,290 0.00 16,188
2019-03-13 Capasse Thomas E Director / Officer A-Award A Common Stock 4,290 0.00 16,188
2019-03-13 Buttacavoli Thomas Officer A-Award A Common Stock 1,288 0.00 4,852
2019-03-05 Waterfall Asset Management, LLC 10% Owner J-Other D Common Stock 27,198 0.00 23,355
2019-03-05 Sinai Todd M. Director A-Award A Common Stock 4,984 0.00 22,760
2019-03-05 REESE J MITCHELL Director A-Award A Common Stock 4,984 0.00 35,760
2019-03-05 Holman David L. Director A-Award A Common Stock 4,984 0.00 20,760
2019-03-05 FILIPPS FRANK P Director A-Award A Common Stock 4,984 0.00 20,760
2019-03-05 Buttacavoli Thomas Officer A-Award A Common Stock 2,110 0.00 83,060
2018-11-26 Capasse Thomas E Director / Officer P-Purchase A Common Stock 9,112 14.86 135.4K 272,028
2018-11-21 Capasse Thomas E Director / Officer P-Purchase A Common Stock 2,888 14.52 41.9K 262,916
2018-08-10 Waterfall Asset Management, LLC 10% Owner A-Award A Common Stock 8,123 0.00 50,553
2018-08-10 Ross Jack J. Director / Officer A-Award A Common Stock 2,333 0.00 19,709
2018-08-10 Capasse Thomas E Director / Officer A-Award A Common Stock 2,333 0.00 19,709
2018-08-10 Buttacavoli Thomas Officer A-Award A Common Stock 699 0.00 5,908
2018-05-16 Waterfall Asset Management, LLC 10% Owner A-Award A Common Stock 13,274 0.00 42,430
2018-05-16 Ross Jack J. Director / Officer A-Award A Common Stock 3,812 0.00 17,376
2018-05-16 Capasse Thomas E Director / Officer A-Award A Common Stock 3,812 0.00 17,376
2018-05-16 Buttacavoli Thomas Officer A-Award A Common Stock 1,143 0.00 5,209
2018-03-06 Sinai Todd M. Director A-Award A Common Stock 5,776 0.00 17,776
2018-03-06 REESE J MITCHELL Director A-Award A Common Stock 5,776 0.00 30,776
2018-03-06 Mortensen Carole Officer A-Award A Common Stock 19,854 0.00 30,186
2018-03-06 Holman David L. Director A-Award A Common Stock 5,776 0.00 15,776
2018-03-06 HERBST FREDERICK C Officer A-Award A Common Stock 14,439 0.00 32,795
2018-03-06 FILIPPS FRANK P Director A-Award A Common Stock 5,776 0.00 15,776
2017-12-31 Sutherland REIT Holdings, LP 10% Owner 0 0.00 0
2017-06-13 Mortensen Carole Officer I COMMON STOCK 0 0.00 15,008
2017-03-29 Sinai Todd M. Director A-Award A Common Stock 10,000 0.00 12,000
2017-03-29 REESE J MITCHELL Director A-Award A Common Stock 10,000 0.00 25,000
2017-03-29 Holman David L. Director A-Award A Common Stock 10,000 0.00 10,000
2017-03-29 FILIPPS FRANK P Director A-Award A Common Stock 10,000 0.00 10,000
2016-11-30 Sinai Todd M. Director P-Purchase A Common Stock 1,000 13.14 13.1K 2,000
2016-11-30 Capasse Thomas E Director / Officer P-Purchase A Common Stock 3,000 13.25 39.8K 41,325
2016-11-29 Sinai Todd M. Director P-Purchase A Common Stock 1,000 13.15 13.2K 1,000
2016-11-29 Capasse Thomas E Director / Officer P-Purchase A Common Stock 1,043 13.15 13.7K 38,325
2016-11-28 REESE J MITCHELL Director P-Purchase A Common Stock 15,000 13.06 195.9K 15,000
2016-11-28 HERBST FREDERICK C Officer P-Purchase A Common Stock 10,000 13.15 131.5K 18,356
2016-11-28 Capasse Thomas E Director / Officer P-Purchase A Common Stock 10,000 13.07 130.7K 37,282
2016-11-25 Ross Jack J. Director / Officer P-Purchase A Common Stock 39,000 12.90 503.1K 39,000
2016-11-25 Capasse Thomas E Director / Officer P-Purchase A Common Stock 5,000 12.90 64.5K 27,282
2016-10-31 Waterfall Asset Management, LLC 10% Owner I Common Stock 0 0.00 9,601
2016-10-31 Sutherland REIT Holdings, LP 10% Owner D Common Stock 0 0.00 13,733,959
2016-10-31 Sinai Todd M. Director 0 0.00 0
2016-10-31 Ross Jack J. Director / Officer I COMMON STOCK 0 0.00 12,376
2016-10-31 REESE J MITCHELL Director 0 0.00 0

Executive team

Top executives
EBIT / Employee
445.4K
Shares Outstanding
165.22M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-04-29 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 8-K
2026-04-30 10-K/A
2026-04-22 25-NSE
2026-03-27 SC 13G/A
2026-03-24 8-K
2026-03-17 4
2026-03-17 4
2026-03-17 3
2026-03-13 EFFECT
2026-03-09 4

Executive team

NameTitleCompensationGender
Andrew Ahlborn Chief Financial Officer & Secretary 2M male
Brian Dunn Director of Finance Division male
Garrett Thelander Managing Director & Head of Workouts male
Jack Jay Ross President & Director male
Jacqueline Schorr Chief Financial Officer of RCL female
John Sokolovic Managing Director & CEO of Affordable Multifamily male
Matthew Cohen Head of Operations & CTO male
Sue Ianieri Head of Marketing female
Thomas Edward Capasse Chairman, Chief Executive Officer & Chief Investment Officer male
Alex Ovalle MD & Head of Construction Lending and Syndications male
Thomas Warren Jr. Head of Human Resources male
ESG Rating
B
REIT - MORTGAGE
2023
E (Environmental)
70.1 / 72.2
Company / Sector avg.
S (Social)
71.1 / 79.0
Company / Sector avg.
G (Governance)
68.4 / 75.2
Company / Sector avg.
ESG Total
69.9 / 75.4
Company / Sector avg.
ESG Score History REIT - MORTGAGE
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits