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Ellington Financial Inc. (EFC)

USD13.45 -0.13 (-0.96%)
US NYSE Real Estate REIT - Mortgage
Address 53 Forest Avenue 6870
Old Greenwich, CT, US
CEO Laurence Eric Penn
IPO 2010-10-08
CIK 1411342 ISIN US28852N1090

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Also trades on London Stock Exchange · 0A26.L (USD) New York Stock Exchange · EFC (USD) New York Stock Exchange · EFC-PA (USD) New York Stock Exchange · EFC-PB (USD) New York Stock Exchange · EFC-PC (USD) New York Stock Exchange · EFC-PD (USD) New York Stock Exchange · EFC-PE (USD)
Description

Ellington Financial Inc., operating through its subsidiary, Ellington Financial Operating Partnership LLC, is an investment company primarily focused on acquiring and actively managing a broad range of financial assets within the United States. Its extensive portfolio encompasses various mortgage-related instruments, including residential mortgage-backed securities (RMBS) — both those guaranteed by U.S. government agencies and those backed by non-agency residential loans like prime jumbo, Alt-A, manufactured housing, and subprime mortgages — as well as direct residential and commercial mortgage loans and other commercial real estate debt. The company also invests in consumer loans and asset-backed securities underpinned by consumer and commercial assets. Beyond real estate and consumer finance, Ellington Financial holds corporate debt and equity securities, corporate loans, and collateralized loan obligations. Additionally, it engages with mortgage-related and non-mortgage-related derivatives and pursues other strategic investment opportunities. Founded in 2007, the company's headquarters are located in Old Greenwich, Connecticut.

News Sentiment (7d)
Market Cap & Enterprise Value
Merger & Acquisition History
Target company Ticker Date Filing
Arlington Asset Investment Corp. AAIC 2023-07-18 View
Ellington Financial Inc. EFC 2023-07-18 View
Great Ajax Corp. AJX 2023-08-02 View
Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD13.45 -0.13 (-0.96%)
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Volume Profile
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Liquidity & share structure
Average Volume
1M
Beta
0.93
Float Shares
96.98M
Free Float %
97.5%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-1.17% -1.10% +7.25% +3.62% -2.18% -0.88% +3.62% +9.88% -27.09% -23.17% -38.11%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

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By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (13 ratings, all time) Buy
Price Targets & DCF
Current price
13.45
Low 13.00 -3.3%
Consensus 13.50 +0.4%
Median 13.50 +0.4%
High 14.00 +4.1%
Ratings Trend (MoM) 88% Bullish
Rating 2026-05 Change
Strong Buy 4 0
Buy 3 0
Hold 1 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year
All Time 3
13.50
+0.4%
Quality scores
Altman Z-Score
0.13
Distress
Piotroski F-Score
4 / 9
Average
Composite Rating
B
Overall Score
3 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
4 / 5
High
ROA Score
3 / 5
Medium
D/E Score
1 / 5
Low
P/E Score
4 / 5
High
P/Book Score
4 / 5
High
Operational MOAT
  • Revenue growth
    +139.0% Q1'26: +216.5% (vs Q1'25)
  • EPS growth
    -12.5% Q1'26: +122.9% (vs Q1'25)
  • FCF margin
    Q1'26: -4.4% (vs Q1'25)
  • EBIT margin
    Q1'26: +86.0% (vs Q1'25)
  • ROIC
    Q1'26: +4.0% (vs Q1'25)
  • Share dilution
    +14.5% Q1'26: +32.9% (vs Q1'25)
  • Debt / EBITDA
    36.95× Q1'26: 22.48× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.93) × ERP
WACC = 7% × Ke + 93% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 13.45
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2011
actual
Dec 2012
actual
Dec 2013
actual
Dec 2014
actual
Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
2 Rev. Ana.
5 EPS Ana.
Dec 2027
3 Rev. Ana.
4 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
22.53M
est: 81.89M (-72.5%)
103.04M
est: 96.06M (+7.3%)
86.94M
est: 131.18M (-33.7%)
72.97M
est: 296.68M (-75.4%)
53.24M
est: 97.69M (-45.5%)
2.35M
est: 70.86M (-96.7%)
10.74M
est: 82.96M (-87.1%)
76.83M
est: 120.99M (-36.5%)
85.16M
est: 83.90M (+1.5%)
35.15M
est: 72.43M (-51.5%)
216.80M
est: 147.66M (+46.8%)
43.15M
est: 144.89M (-70.2%)
256.50M
est: 246.99M (+3.9%)
282.19M
est: 317.01M (-11.0%)
674.55M
est: 385.77M (+74.9%)
465.07M
451.48M – 479.64M
+20.6% YoY
468.84M
455.13M – 483.53M
+0.8% YoY
462.17M
448.66M – 476.66M
-1.4% YoY
EBITDA
16.97M
est: 16.64M (+2.0%)
104.95M
est: 76.18M (+37.8%)
est: 104.26M (-100.0%)
est: 70.40M (-100.0%)
-27.72M
est: 64.40M (-143.0%)
299.0K
est: -29.41M (+101.0%)
65.10M
est: 69.08M (-5.8%)
111.21M
est: 94.43M (+17.8%)
est: 35.19M (-100.0%)
est: -225.34M (+100.0%)
193.02M
est: 129.74M (+48.8%)
est: 103.25M (-100.0%)
est: 77.60M (-100.0%)
est: 99.60M (-100.0%)
459.09M
est: 121.20M (+278.8%)
146.12M
141.85M – 150.70M
+20.6% YoY
147.30M
143.00M – 151.92M
+0.8% YoY
145.21M
140.96M – 149.76M
-1.4% YoY
EBIT
est: 10.19M (-100.0%)
104.95M
est: 11.96M (+777.6%)
90.35M
est: 16.33M (+453.3%)
62.39M
est: 36.93M (+68.9%)
38.47M
est: 12.16M (+216.3%)
-13.75M
est: 8.82M (-255.9%)
7.76M
est: 10.33M (-24.8%)
93.54M
est: 15.06M (+521.0%)
est: 10.44M (-100.0%)
est: 9.02M (-100.0%)
193.02M
est: 18.38M (+950.1%)
est: 33.37M (-100.0%)
est: 77.60M (-100.0%)
est: 99.60M (-100.0%)
459.09M
est: 121.20M (+278.8%)
146.12M
141.85M – 150.70M
+20.6% YoY
147.30M
143.00M – 151.92M
+0.8% YoY
145.21M
140.96M – 149.76M
-1.4% YoY
Net Income
10.33M
est: 12.24M (-15.6%)
97.15M
est: 77.68M (+25.1%)
78.52M
est: 86.61M (-9.3%)
59.17M
est: 58.68M (+0.8%)
38.09M
est: 47.10M (-19.1%)
-16.01M
est: -60.74M (+73.6%)
6.20M
est: 33.76M (-81.6%)
46.68M
est: 29.59M (+57.7%)
57.93M
est: 39.73M (+45.8%)
25.01M
est: -240.30M (+110.4%)
133.46M
est: 125.99M (+5.9%)
-70.05M
est: 94.38M (-174.2%)
84.08M
est: 67.01M (+25.5%)
145.86M
est: 142.71M (+2.2%)
146.87M
est: 182.56M (-19.6%)
189.26M
181.37M – 197.14M
+3.7% YoY
192.51M
179.61M – 205.41M
+1.7% YoY
183.18M
175.98M – 190.38M
-4.8% YoY
SGA
10.57M
est: 14.12M (-25.1%)
5.89M
est: 7.84M (-24.8%)
7.58M
est: 6.75M (+12.3%)
13.02M
est: 14.44M (-9.8%)
14.82M
est: 18.71M (-20.8%)
18.05M
est: 30.26M (-40.4%)
2.24M
est: 11.34M (-80.3%)
9.97M
est: 16.90M (-41.0%)
14.82M
est: 14.32M (+3.5%)
16.52M
est: 24.45M (-32.4%)
20.91M
est: 20.17M (+3.7%)
29.00M
est: 19.35M (+49.8%)
68.49M
est: 63.61M (+7.7%)
65.69M
est: 81.64M (-19.5%)
13.06M
est: 99.34M (-86.9%)
119.77M
116.27M – 123.52M
+20.6% YoY
120.74M
117.21M – 124.52M
+0.8% YoY
119.02M
115.54M – 122.75M
-1.4% YoY
EPS
0.61
est: 2.70 (-77.4%)
5.31
est: 2.67 (+98.9%)
3.28
est: 3.54 (-7.3%)
2.09
est: 3.19 (-34.5%)
1.13
est: 1.61 (-30.0%)
-0.49
est: -0.27 (-80.1%)
0.19
est: 1.08 (-82.5%)
1.54
est: 1.86 (-17.4%)
1.76
est: 1.77 (-0.3%)
0.39
est: -0.42 (+192.4%)
2.55
est: 2.53 (+0.8%)
-1.41
est: 1.69 (-183.4%)
0.88
est: 0.67 (+30.8%)
1.36
est: 1.41 (-3.6%)
1.19
est: 1.84 (-35.2%)
1.90
1.82 – 1.98
+3.7% YoY
1.94
1.81 – 2.07
+2.0% YoY
1.84
1.77 – 1.91
-5.2% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 B 3/5 1/5 4/5 3/5 1/5 4/5 4/5
2026-05-08 B 3/5 1/5 4/5 3/5 1/5 4/5 4/5
2026-05-07 B 3/5 1/5 4/5 3/5 1/5 4/5 4/5
2026-05-06 B 3/5 1/5 4/5 3/5 1/5 4/5 4/5
2026-05-05 B 3/5 1/5 4/5 3/5 1/5 4/5 4/5
2026-05-04 B 3/5 1/5 4/5 3/5 1/5 3/5 4/5
2026-05-01 B 3/5 1/5 4/5 3/5 1/5 4/5 4/5
2026-04-30 B 3/5 1/5 4/5 3/5 1/5 4/5 4/5
2026-04-29 B 3/5 1/5 3/5 3/5 1/5 4/5 4/5
2026-04-28 B 3/5 1/5 3/5 3/5 1/5 4/5 4/5
2026-04-27 B 3/5 1/5 4/5 3/5 1/5 4/5 4/5
2026-04-24 B+ 3/5 1/5 4/5 4/5 1/5 4/5 4/5
2026-04-23 B 3/5 1/5 3/5 4/5 1/5 4/5 4/5
2026-04-22 B 3/5 1/5 3/5 4/5 1/5 4/5 4/5
2026-04-21 B 3/5 1/5 3/5 4/5 1/5 4/5 4/5
2026-04-20 B 3/5 1/5 3/5 4/5 1/5 4/5 4/5
2026-04-17 B 3/5 1/5 3/5 4/5 1/5 4/5 4/5
2026-04-16 B 3/5 1/5 3/5 4/5 1/5 4/5 4/5
2026-04-15 B 3/5 1/5 3/5 4/5 1/5 4/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
404.3K
OE per share TTM
-0.13
Owner's Yield
0.03%
Maintenance CapEx ratio
1.03%
Maint CapEx / Avg PPE
0.3%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
56
Total invested
16.17M
Insider transactions (90d)
0
Beneficial owners (>5%)
18
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 (1) BlackRock, Inc. 10.23M 17.80% 10.11M 10.23M HC Delaware 2022-01-27
2 The Vanguard Group - 23-1945930 3.31M 5.76% 48.5K 3.21M 91.7K IA Pennsylvania 2022-02-09
3 Wellington Management Company LLP 3.27M 7.48% 3.27M IA Delaware 2021-02-03
4 Abigail P. Johnson 1.87M 4.91% 1.87M IN Delaware 2020-02-07
5 FMR LLC 1.87M 4.91% 1.87M HC Delaware 2020-02-07
6 American Financial Group, Inc. 1.51M 4.50% 1.51M 1.51M HC United States of America - Ohio 2020-01-31
7 Bay Pond Investors (Bermuda) L.P. 643.9K 2.02% 643.9K PN Bermuda 2018-02-08
8 Israel A. Englander 248.9K 0.60% 248.9K 248.9K IN 2021-05-20
9 Millennium Group Management LLC 248.9K 0.60% 248.9K 248.9K OO 2021-05-20
10 Millennium Management LLC 248.9K 0.60% 248.9K 248.9K OO 2021-05-20
11 Integrated Core Strategies (US) LLC 184.4K 0.40% 184.4K 184.4K OO 2021-05-20
12 Integrated Assets II LLC 64.6K 0.10% 64.6K 64.6K OO 2021-05-20
13 Millennium International Management LP 64.6K 0.10% 64.6K 64.6K PN 2021-05-20
14 BBR Partners, LLC 0.00% IA State of Delaware 2020-01-28
15 Bay Pond Partners, L.P. 0.00% PN Delaware 2022-02-04
16 Wellington Group Holdings LLP 0.00% HC Massachusetts 2022-02-04
17 Wellington Investment Advisors Holdings LLP 0.00% HC Massachusetts 2022-02-04
18 Wellington Management Group LLP 0.00% HC Massachusetts 2022-02-04

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
56
-196 vs prev Q
New positions
9
Closed positions
202
Increased
30
Reduced
19
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 BLACKROCK, INC. 16.63M +1.0M (+6.5%) 225.77M +23.2M (+11.4%) 16.37% +0.082 pp 0.00% +0.000 pp USD12.91 +5.2% 6 qtrs
2 VANGUARD GROUP INC 7.00M +349.4K (+5.3%) 95.10M +8.7M (+10.1%) 6.89% -0.047 pp 0.00% +0.000 pp USD14.91 -8.9% 28 qtrs
3 STATE STREET CORP 3.78M +196.9K (+5.5%) 51.81M +4.9M (+10.3%) 3.72% -0.017 pp 0.00% +0.000 pp USD14.46 -6.1% 28 qtrs
4 GEODE CAPITAL MANAGEMENT, LLC 2.41M +142.9K (+6.3%) 32.77M +3.3M (+11.2%) 2.37% +0.007 pp 0.00% +0.000 pp USD13.98 -2.9% 28 qtrs
5 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 1.66M +97.4K (+6.2%) 22.59M +2.3M (+11.1%) 1.64% +0.004 pp 0.03% +0.001 pp USD12.12 +12.0% 7 qtrs
6 AMUNDI 1.50M +773.3K (+106.8%) 20.33M +10.7M (+111.5%) 1.47% +0.719 pp 0.01% +0.002 pp USD13.38 +1.5% 4 qtrs
7 INVESCO LTD. 1.49M -732.3K (-33.0%) 20.18M -8.6M (-29.9%) 1.46% -0.851 pp 0.00% -0.001 pp USD13.52 +0.4% 23 qtrs
8 VAN ECK ASSOCIATES CORP 1.12M +222.2K (+24.7%) 15.24M +3.6M (+30.5%) 1.10% +0.166 pp 0.01% +0.002 pp USD12.95 +4.9% 23 qtrs
9 NORTHERN TRUST CORP 1.11M -8.4K (-0.7%) 15.13M +559.9K (+3.8%) 1.10% -0.074 pp 0.00% +0.000 pp USD14.16 -4.1% 28 qtrs
10 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 984.7K +63.1K (+6.9%) 13.37M +1.4M (+11.8%) 0.97% +0.008 pp 0.00% +0.000 pp USD14.04 -3.3% 27 qtrs
11 MORGAN STANLEY 981.4K +227.5K (+30.2%) 13.33M +3.5M (+36.2%) 0.97% +0.180 pp 0.00% +0.000 pp USD14.18 -4.2% 28 qtrs
12 EMG HOLDINGS, L.P. 961.0K +— (+0.0%) 13.05M +576.6K (+4.6%) 0.95% -0.057 pp 9.65% +4.962 pp USD18.07 -24.8% 18 qtrs
13 DELPHI FINANCIAL GROUP, INC. 721.8K +— (+0.0%) 9.80M +433.1K (+4.6%) 0.71% -0.042 pp 4.89% -0.375 pp USD12.59 +7.9% 5 qtrs
14 BANK OF NEW YORK MELLON CORP 713.9K +558.0 (+0.1%) 9.69M +435.6K (+4.7%) 0.70% -0.041 pp 0.00% 0.000 pp USD15.30 -11.2% 27 qtrs
15 MARSHALL WACE, LLP 695.1K -735.0K (-51.4%) 9.44M -9.1M (-49.1%) 0.68% -0.808 pp 0.01% -0.010 pp USD13.07 +3.9% 6 qtrs
16 JPMORGAN CHASE & CO 656.6K +218.1K (+49.7%) 8.92M +3.2M (+56.7%) 0.65% +0.189 pp 0.00% +0.000 pp USD13.45 +1.0% 28 qtrs
17 VICTORY CAPITAL MANAGEMENT INC 590.5K +107.1K (+22.1%) 8.02M +1.7M (+27.8%) 0.58% +0.077 pp 0.00% +0.001 pp USD13.16 +3.2% 16 qtrs
18 PRINCIPAL FINANCIAL GROUP INC 511.1K +29.2K (+6.1%) 6.94M +686.1K (+11.0%) 0.50% +0.000 pp 0.00% +0.000 pp USD16.62 -18.3% 19 qtrs
19 UBS GROUP AG 449.3K -192.1K (-30.0%) 6.10M -2.2M (-26.7%) 0.44% -0.227 pp 0.00% 0.000 pp USD12.89 +5.4% 28 qtrs
20 HUDSON BAY CAPITAL MANAGEMENT LP 447.7K +447.7K (+100.0%) 6.08M +6.1M (+100.0%) 0.44% +0.441 pp 0.02% +0.020 pp USD13.58 +0.0% 1 qtrs NEW
21 DANA INVESTMENT ADVISORS, INC. 432.4K +47.4K (+12.3%) 5.87M +874.8K (+17.5%) 0.43% +0.024 pp 0.17% +0.025 pp USD13.05 +4.1% 2 qtrs
22 PUBLIC SECTOR PENSION INVESTMENT BOARD 371.4K -18.2K (-4.7%) 5.04M -13.7K (-0.3%) 0.37% -0.041 pp 0.02% -0.002 pp USD13.93 -2.5% 19 qtrs
23 CITADEL ADVISORS LLC 294.7K +158.0K (+115.7%) 4.00M +2.2M (+125.7%) 0.29% +0.148 pp 0.00% +0.000 pp USD13.30 +2.1% 4 qtrs
24 DARK FOREST CAPITAL MANAGEMENT LP 286.8K +341.0 (+0.1%) 3.89M +176.5K (+4.7%) 0.28% -0.017 pp 0.18% +0.066 pp USD12.98 +4.6% 2 qtrs
25 RHUMBLINE ADVISERS 263.7K -19.9K (-7.0%) 3.58M -100.5K (-2.7%) 0.26% -0.036 pp 0.00% 0.000 pp USD14.99 -9.4% 27 qtrs
26 GOLDMAN SACHS GROUP INC 259.2K -195.1K (-43.0%) 3.52M -2.4M (-40.3%) 0.26% -0.219 pp 0.00% 0.000 pp USD12.70 +6.9% 28 qtrs
27 LEGAL & GENERAL GROUP PLC 255.4K +14.5K (+6.0%) 3.47M +341.7K (+10.9%) 0.25% +0.000 pp 0.00% +0.000 pp USD15.67 -13.3% 27 qtrs
28 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 241.3K +11.4K (+5.0%) 3.28M +293.2K (+9.8%) 0.24% -0.002 pp 0.59% +0.008 pp USD13.12 +3.5% 7 qtrs
29 AMERIPRISE FINANCIAL INC 211.1K +2.0K (+1.0%) 2.87M +153.1K (+5.6%) 0.21% -0.010 pp 0.00% +0.000 pp USD17.15 -20.8% 28 qtrs
30 SWISS NATIONAL BANK 196.9K +13.7K (+7.5%) 2.67M +296.0K (+12.4%) 0.19% +0.003 pp 0.00% +0.000 pp USD14.85 -8.6% 25 qtrs
31 GRANITESHARES ADVISORS LLC 196.6K -56.4K (-22.3%) 2.67M -614.3K (-18.7%) 0.19% -0.070 pp 1.62% -0.279 pp USD12.30 +10.4% 5 qtrs
32 ARTEMIS INVESTMENT MANAGEMENT LLP 195.4K +195.4K (+100.0%) 2.65M +2.7M (+100.0%) 0.19% +0.192 pp 0.03% +0.032 pp USD13.58 +0.0% 1 qtrs NEW
33 NUVEEN, LLC 189.7K +— (+0.0%) 2.58M +113.8K (+4.6%) 0.19% -0.011 pp 0.00% +0.000 pp USD13.26 +2.4% 4 qtrs
34 UNIPLAN INVESTMENT COUNSEL, INC. 186.6K -2.9K (-1.5%) 2.53M +74.4K (+3.0%) 0.18% -0.014 pp 0.25% +0.014 pp USD16.22 -16.3% 17 qtrs
35 AQR CAPITAL MANAGEMENT LLC 179.3K +45.3K (+33.7%) 2.44M +695.0K (+39.9%) 0.18% +0.037 pp 0.00% +0.000 pp USD13.13 +3.4% 3 qtrs
36 MILLENNIUM MANAGEMENT LLC 165.3K -215.4K (-56.6%) 2.25M -2.7M (-54.6%) 0.16% -0.234 pp 0.00% -0.001 pp USD12.98 +4.6% 2 qtrs
37 FIRST TRUST ADVISORS LP 163.3K -17.1K (-9.5%) 2.22M -124.1K (-5.3%) 0.16% -0.027 pp 0.00% 0.000 pp USD12.98 +4.6% 6 qtrs
38 UBS ASSET MANAGEMENT AMERICAS INC 162.8K +10.3K (+6.7%) 2.21M +230.8K (+11.7%) 0.16% +0.001 pp 0.00% +0.000 pp USD13.34 +1.8% 25 qtrs
39 BANK OF AMERICA CORP /DE/ 160.7K +13.7K (+9.3%) 2.18M +273.9K (+14.4%) 0.16% +0.005 pp 0.00% +0.000 pp USD15.18 -10.5% 28 qtrs
40 TWO SIGMA INVESTMENTS, LP 156.2K +102.6K (+191.2%) 2.12M +1.4M (+204.7%) 0.15% +0.098 pp 0.00% +0.002 pp USD13.47 +0.8% 4 qtrs
41 BARCLAYS PLC 152.5K +14.1K (+10.1%) 2.07M +286.3K (+16.0%) 0.15% +0.006 pp 0.00% +0.000 pp USD13.01 +4.4% 16 qtrs
42 WELLS FARGO & COMPANY/MN 147.1K +37.5K (+34.2%) 2.00M +574.8K (+40.4%) 0.14% +0.031 pp 0.00% +0.000 pp USD13.33 +1.9% 28 qtrs
43 D. E. SHAW & CO., INC. 138.5K +126.5K (+1,045.9%) 1.88M +1.7M (+1,098.9%) 0.14% +0.124 pp 0.00% +0.001 pp USD13.53 +0.4% 5 qtrs
44 JENNISON ASSOCIATES LLC 138.5K +54.1K (+64.0%) 1.88M +784.7K (+71.6%) 0.14% +0.048 pp 0.00% +0.001 pp USD13.21 +2.8% 2 qtrs
45 ANGEL OAK CAPITAL ADVISORS, LLC 119.3K +— (+0.0%) 1.62M +71.6K (+4.6%) 0.12% -0.007 pp 2.35% +1.138 pp USD12.12 +12.0% 5 qtrs
46 QUBE RESEARCH & TECHNOLOGIES LTD 114.2K +114.2K (+100.0%) 1.55M +1.6M (+100.0%) 0.11% +0.112 pp 0.00% +0.002 pp USD13.58 +0.0% 1 qtrs NEW
47 ALLIANCEBERNSTEIN L.P. 112.3K +19.6K (+21.1%) 1.53M +321.8K (+26.7%) 0.11% +0.014 pp 0.00% +0.000 pp USD14.38 -5.6% 26 qtrs
48 GUGGENHEIM CAPITAL LLC 104.0K +72.3K (+228.0%) 1.41M +1.0M (+243.1%) 0.10% +0.069 pp 0.01% +0.007 pp USD13.07 +3.9% 8 qtrs
49 AMERICAN FINANCIAL GROUP INC 100.0K +— (+0.0%) 1.36M +60.0K (+4.6%) 0.10% -0.006 pp 0.49% -0.008 pp USD15.35 -11.5% 28 qtrs
50 PENSERRA CAPITAL MANAGEMENT LLC 99.8K -1.6K (-1.5%) 1.35M +39.0K (+3.0%) 0.10% -0.008 pp 0.02% +0.000 pp USD12.85 +5.7% 11 qtrs
51 Y-INTERCEPT (HONG KONG) LTD 97.9K +97.9K (+100.0%) 1.33M +1.3M (+100.0%) 0.10% +0.096 pp 0.03% +0.030 pp USD13.58 +0.0% 1 qtrs NEW
52 VOYA INVESTMENT MANAGEMENT LLC 97.0K +1.6K (+1.7%) 1.32M +78.7K (+6.4%) 0.10% -0.004 pp 0.00% +0.000 pp USD13.23 +2.6% 25 qtrs
53 HENNION & WALSH ASSET MANAGEMENT, INC. 95.9K +61.1K (+175.7%) 1.30M +851.2K (+188.4%) 0.09% +0.058 pp 0.05% +0.029 pp USD13.36 +1.6% 2 qtrs
54 RBF CAPITAL, LLC 95.9K -10.0K (-9.4%) 1.30M -72.2K (-5.3%) 0.09% -0.016 pp 0.06% -0.004 pp USD12.71 +6.8% 9 qtrs
55 CAXTON ASSOCIATES LLP 93.8K +— (+0.0%) 1.27M +56.3K (+4.6%) 0.09% -0.006 pp 0.02% -0.004 pp USD12.98 +4.6% 4 qtrs
56 PRUDENTIAL FINANCIAL INC 91.8K -5.8K (-5.9%) 1.25M -19.9K (-1.6%) 0.09% -0.011 pp 0.00% +0.000 pp USD14.63 -7.2% 26 qtrs
57 GREAT WEST LIFE ASSURANCE CO /CAN/ 91.2K -18.2K (-16.7%) 1.24M -185.0K (-13.0%) 0.09% -0.024 pp 0.00% +0.000 pp USD14.23 -4.6% 25 qtrs
58 CASTLEKEEP INVESTMENT ADVISORS LLC 90.1K +60.0 (+0.1%) 1.22M +54.9K (+4.7%) 0.09% -0.005 pp 0.55% +0.007 pp USD12.12 +12.0% 5 qtrs
59 PRICE T ROWE ASSOCIATES INC /MD/ 88.3K +3.6K (+4.3%) 1.20M +99.0K (+9.0%) 0.09% -0.001 pp 0.00% +0.000 pp USD12.70 +6.9% 13 qtrs
60 DENALI ADVISORS LLC 88.1K +76.8K (+679.9%) 1.20M +1.1M (+716.0%) 0.09% +0.075 pp 0.13% +0.116 pp USD13.50 +0.6% 2 qtrs
61 THRIVENT FINANCIAL FOR LUTHERANS 87.6K +15.5K (+21.5%) 1.19M +254.0K (+27.2%) 0.09% +0.011 pp 0.00% +0.000 pp USD15.74 -13.7% 19 qtrs
62 LPL FINANCIAL LLC 83.1K -38.9K (-31.8%) 1.13M -454.5K (-28.7%) 0.08% -0.045 pp 0.00% 0.000 pp USD12.70 +6.9% 23 qtrs
63 INTECH INVESTMENT MANAGEMENT LLC 81.8K +21.1K (+34.8%) 1.11M +323.2K (+41.0%) 0.08% +0.017 pp 0.01% +0.003 pp USD12.86 +5.6% 6 qtrs
64 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 80.1K -568.0 (-0.7%) 1.09M +40.7K (+3.9%) 0.08% -0.005 pp 0.00% +0.000 pp USD15.05 -9.8% 27 qtrs
65 FMR LLC 77.1K +15.3K (+24.7%) 1.05M +244.8K (+30.5%) 0.08% +0.011 pp 0.00% +0.000 pp USD13.17 +3.1% 28 qtrs
66 NORDEN GROUP LLC 76.9K +36.3K (+89.2%) 1.04M +516.9K (+97.9%) 0.08% +0.033 pp 0.10% +0.049 pp USD13.12 +3.5% 10 qtrs
67 DEUTSCHE BANK AG\ 73.0K +12.1K (+19.9%) 991.2K +200.7K (+25.4%) 0.07% +0.008 pp 0.00% +0.000 pp USD13.46 +0.9% 28 qtrs
68 SG AMERICAS SECURITIES, LLC 72.5K +17.8K (+32.6%) 985.0K +275.0K (+38.7%) 0.07% +0.014 pp 0.00% -0.001 pp USD12.90 +5.3% 9 qtrs
69 RMB CAPITAL MANAGEMENT, LLC 68.5K +13.0 (+0.0%) 930.3K +41.3K (+4.6%) 0.07% -0.004 pp 0.02% 0.000 pp USD13.25 +2.5% 23 qtrs
70 LIDO ADVISORS, LLC 68.8K +— (+0.0%) 901.6K +— (+0.0%) 0.07% -0.004 pp 0.00% 0.000 pp USD11.82 +14.9% 8 qtrs
71 NATIXIS 63.0K +63.0K (+100.0%) 855.5K +855.5K (+100.0%) 0.06% +0.062 pp 0.00% +0.003 pp USD13.58 +0.0% 1 qtrs NEW
72 TRUEMARK INVESTMENTS, LLC 61.9K +61.9K (+100.0%) 840.4K +840.4K (+100.0%) 0.06% +0.061 pp 0.16% +0.161 pp USD13.58 +0.0% 1 qtrs NEW
73 DYNAMIC TECHNOLOGY LAB PRIVATE LTD 57.5K +31.4K (+119.8%) 781.0K +441.0K (+129.7%) 0.06% +0.029 pp 0.18% +0.119 pp USD13.38 +1.5% 4 qtrs
74 KLP KAPITALFORVALTNING AS 55.5K +800.0 (+1.5%) 759.8K +43.8K (+6.1%) 0.05% -0.002 pp 0.00% +0.000 pp USD12.74 +6.6% 5 qtrs
75 STATE OF ALASKA, DEPARTMENT OF REVENUE 54.6K +4.4K (+8.7%) 742.0K +90.0K (+13.8%) 0.05% +0.001 pp 0.01% +0.001 pp USD16.16 -16.0% 19 qtrs
76 METLIFE INVESTMENT MANAGEMENT, LLC 53.8K -1.5K (-2.7%) 730.4K +12.6K (+1.7%) 0.05% -0.005 pp 0.00% +0.000 pp USD15.06 -9.8% 27 qtrs
77 FREESTONE GROVE PARTNERS LP 53.5K -29.1K (-35.3%) 725.9K -345.7K (-32.3%) 0.05% -0.034 pp 0.01% -0.003 pp USD12.98 +4.6% 3 qtrs
78 ILLINOIS MUNICIPAL RETIREMENT FUND 52.7K +4.5K (+9.4%) 715.5K +90.4K (+14.5%) 0.05% +0.002 pp 0.01% +0.001 pp USD12.55 +8.2% 10 qtrs
79 SIGMA PLANNING CORP 52.1K +1.3K (+2.6%) 708.1K +48.2K (+7.3%) 0.05% -0.002 pp 0.02% +0.001 pp USD12.19 +11.4% 5 qtrs
80 HBK SORCE ADVISORY LLC 53.1K +15.5K (+41.1%) 690.6K +175.7K (+34.1%) 0.05% +0.013 pp 0.02% +0.003 pp USD13.24 +2.6% 4 qtrs
81 FRANKLIN RESOURCES INC 50.7K +— (+0.0%) 687.9K +30.4K (+4.6%) 0.05% -0.003 pp 0.00% +0.000 pp USD12.98 +4.6% 3 qtrs
82 GSA CAPITAL PARTNERS LLP 49.4K +49.4K (+100.0%) 671.0K +671.0K (+100.0%) 0.05% +0.049 pp 0.06% +0.058 pp USD13.58 +0.0% 1 qtrs NEW
83 LOUISIANA STATE EMPLOYEES RETIREMENT SYSTEM 49.2K +3.3K (+7.2%) 668.1K +72.4K (+12.1%) 0.05% +0.001 pp 0.01% +0.002 pp USD15.90 -14.6% 19 qtrs
84 SAVVY ADVISORS, INC. 48.7K +5.9K (+13.7%) 661.4K +105.3K (+18.9%) 0.05% +0.003 pp 0.02% -0.004 pp USD13.05 +4.1% 2 qtrs
85 SCHONFELD STRATEGIC ADVISORS LLC 47.6K +47.6K (+100.0%) 645.8K +645.8K (+100.0%) 0.05% +0.047 pp 0.00% +0.003 pp USD13.58 +0.0% 1 qtrs NEW
86 DIAMETRIC CAPITAL, LP 45.7K +45.7K (+100.0%) 621.0K +621.0K (+100.0%) 0.05% +0.045 pp 0.17% +0.166 pp USD13.58 +0.0% 1 qtrs NEW
87 ENVESTNET ASSET MANAGEMENT INC 44.2K +1.1K (+2.7%) 600.2K +41.4K (+7.4%) 0.04% -0.001 pp 0.00% +0.000 pp USD13.87 -2.1% 17 qtrs
88 MANUFACTURERS LIFE INSURANCE COMPANY, THE 44.1K -171.0 (-0.4%) 599.2K +24.3K (+4.2%) 0.04% -0.003 pp 0.00% +0.000 pp USD14.20 -4.4% 27 qtrs
89 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 43.6K +7.3K (+20.2%) 592.0K +122.0K (+26.0%) 0.04% +0.005 pp 0.00% +0.000 pp USD13.23 +2.6% 15 qtrs
90 SUSQUEHANNA INTERNATIONAL GROUP, LLP 42.7K +12.2K (+40.0%) 579.9K +184.0K (+46.5%) 0.04% +0.010 pp 0.00% +0.000 pp USD13.12 +3.5% 28 qtrs
91 NEW YORK STATE COMMON RETIREMENT FUND 42.6K +15.2K (+55.4%) 579.0K +222.9K (+62.6%) 0.04% +0.013 pp 0.00% +0.000 pp USD14.44 -6.0% 27 qtrs
92 ROYAL BANK OF CANADA 41.5K +11.2K (+37.2%) 564.0K +172.0K (+43.9%) 0.04% +0.009 pp 0.00% +0.000 pp USD13.22 +2.7% 28 qtrs
93 JANUS HENDERSON GROUP PLC 41.2K +— (+0.0%) 559.2K +24.3K (+4.5%) 0.04% -0.002 pp 0.00% +0.000 pp USD12.59 +7.9% 12 qtrs
94 STATE OF TENNESSEE, TREASURY DEPARTMENT 35.7K -3.1K (-8.1%) 459.2K -45.4K (-9.0%) 0.04% -0.005 pp 0.00% 0.000 pp USD16.76 -19.0% 19 qtrs
95 COMMONWEALTH EQUITY SERVICES, LLC 33.5K +8.9K (+36.1%) 455.0K +136.0K (+42.6%) 0.03% +0.007 pp 0.00% +0.000 pp USD12.55 +8.2% 8 qtrs
96 CREATIVE PLANNING 33.1K +15.5K (+88.3%) 449.2K +221.2K (+97.0%) 0.03% +0.014 pp 0.00% +0.000 pp USD13.27 +2.3% 3 qtrs
97 MASSAR CAPITAL MANAGEMENT, LP 33.0K +33.0K (+100.0%) 447.8K +447.8K (+100.0%) 0.03% +0.033 pp 0.05% +0.048 pp USD13.58 +0.0% 1 qtrs NEW
98 RAYMOND JAMES FINANCIAL INC 32.5K +2.8K (+9.6%) 440.8K +56.3K (+14.6%) 0.03% +0.001 pp 0.00% +0.000 pp USD12.59 +7.9% 5 qtrs
Ownership breakdown by holder

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
2
Sells
0
Shares acquired
54.6K
Shares disposed
Cash buys
Cash sales
Net activity
+54,626
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2025-12-31 Mumford Lisa Director A-Award A Common Stock 7,657 0.00 88,773 D
2025-12-17 Smernoff Chris Officer A-Award A OP LTIP Units 18,209 0.00 100,366 D
2025-12-17 Herlihy John Officer A-Award A OP LTIP Units 36,417 0.00 171,870 D
2025-09-11 SIMON RONALD I Director P-Purchase A Common Stock 5,544 13.56 75.2K 80,000 I
2025-09-10 SIMON RONALD I Director A-Award A Common Stock 9,198 0.00 74,456 I
2025-09-10 Resendez Edward Director A-Award A OP LTIP Units 9,198 0.00 66,367 D
2025-09-10 Mumford Lisa Director A-Award A Common Stock 9,198 0.00 81,116 D
2025-09-10 Dannhauser Stephen J Director A-Award A OP LTIP Units 9,198 0.00 35,498 D
2025-05-20 Vranos Michael W Officer J-Other A Common Stock 33,877 0.00 961,018 I
2024-12-27 SIMON RONALD I Director A-Award A Common Stock 8,378 0.00 65,258 I
2024-12-27 Mumford Lisa Director A-Award A Common Stock 8,378 0.00 71,918 D
2024-12-20 Smernoff Chris Officer A-Award A OP LTIP Units 14,992 0.00 82,157 D
2024-12-20 Herlihy John Officer A-Award A OP LTIP Units 26,945 0.00 135,453 D
2024-10-15 Vranos Michael W Officer S-Sale D Common Stock 14,361 12.58 180.6K 153,998 I
2024-10-14 Vranos Michael W Officer S-Sale D Common Stock 14,000 12.48 174.7K 168,359 I
2024-09-13 SIMON RONALD I Director M-Exempt D OP LTIP Units 7,657 0.00 8,378
2024-09-11 SIMON RONALD I Director A-Award A OP LTIP Units 8,378 0.00 16,035
2024-09-11 Resendez Edward Director A-Award A OP LTIP Units 8,378 0.00 57,169
2024-09-11 Mumford Lisa Director A-Award A OP LTIP Units 8,378 0.00 16,035
2024-09-11 Dannhauser Stephen J Director A-Award A OP LTIP Units 8,378 0.00 26,300
2024-07-02 Vranos Michael W Officer S-Sale D Common Stock 5,900 12.12 71.5K 179,655
2024-06-17 Vranos Michael W Officer S-Sale D Common Stock 8,300 12.15 100.9K 160,874
2024-06-14 Vranos Michael W Officer S-Sale D Common Stock 8,300 12.11 100.5K 169,174
2023-12-14 Smernoff Chris Officer A-Award A OP LTIP Units 11,245 0.00 67,165
2023-12-14 SIMON RONALD I Director A-Award A OP LTIP Units 7,657 0.00 7,657
2023-12-14 Resendez Edward Director A-Award A OP LTIP Units 7,657 0.00 48,791
2023-12-14 Mumford Lisa Director A-Award A OP LTIP Units 7,657 0.00 7,657
2023-12-14 Herlihy John Officer A-Award A OP LTIP Units 23,833 0.00 108,508
2023-12-14 Dannhauser Stephen J Director A-Award A OP LTIP Units 7,657 0.00 17,922
2023-12-04 Mumford Lisa Director M-Exempt D OP LTIP Units 84,720 0.00 0
2023-09-14 SIMON RONALD I Director M-Exempt A Common Stock 6,199 0.00 49,223
2022-12-15 Smernoff Chris Officer A-Award A OP LTIP Units 9,508 0.00 55,920
2022-12-15 Herlihy John Officer A-Award A OP LTIP Units 19,909 0.00 84,675
2022-09-13 Resendez Edward Director A-Award A OP LTIP Units 6,199 0.00 41,134
2022-02-22 Vranos Michael W Officer J-Other A Common Stock 19,094 0.00 927,141
2021-12-16 Smernoff Chris Officer A-Award A OP LTIP Units 9,391 0.00 46,412
2021-12-16 Herlihy John Officer A-Award A OP LTIP Units 22,189 0.00 64,766
2021-11-12 Vranos Michael W Officer J-Other A Common Stock 28,453 0.00 916,713
2021-09-14 SIMON RONALD I Director A-Award A OP LTIP Units 4,066 0.00 4,066
2021-09-14 Resendez Edward Director A-Award A OP LTIP Units 4,066 0.00 34,935
2021-09-14 Mumford Lisa Director A-Award A OP LTIP Units 4,066 0.00 78,521
2021-09-14 Dannhauser Stephen J Director A-Award A OP LTIP Units 4,066 0.00 4,066
2021-09-13 SIMON RONALD I Director M-Exempt D OP LTIP Units 5,710 0.00 0
2021-07-30 Vranos Michael W Officer J-Other A Common Stock 37,373 0.00 888,260
2021-01-27 Dannhauser Stephen J Director 0 0.00 0
2020-12-17 Smernoff Chris Officer A-Award A OP LTIP Units 9,985 0.00 37,021
2020-12-17 Herlihy John Officer A-Award A OP LTIP Units 19,213 0.00 42,577
2020-12-11 Vranos Michael W Officer J-Other A Common Stock 140,600 0.00 1,889,689
2020-09-11 SIMON RONALD I Director M-Exempt D OP LTIP Units 3,638 0.00 5,710
2020-09-10 SIMON RONALD I Director M-Exempt A Common Stock 3,638 0.00 33,248
2020-09-10 Resendez Edward Director A-Award A OP LTIP Units 5,710 0.00 30,869
2020-09-10 ROBARDS THOMAS F Director A-Award A OP LTIP Units 5,710 0.00 32,119
2020-09-10 Mumford Lisa Director A-Award A OP LTIP Units 5,710 0.00 74,455
2020-03-02 Vranos Michael W Officer M-Exempt A Common Stock 129,516 0.00 129,516
2020-03-02 Penn Laurence Director / Officer M-Exempt D Common Units 38,759 0.00 0
2020-02-05 Vranos Michael W Officer / 10% Owner J-Other A Common Stock 637 0.00 850,887
2019-12-13 Smernoff Chris Officer A-Award A OP LTIP Units 7,373 0.00 27,036
2019-12-13 Herlihy John Officer A-Award A OP LTIP Units 12,763 0.00 23,364
2019-11-15 Vranos Michael W Officer / 10% Owner J-Other D LTIP Units 51,558 0.00 320,604
2019-11-14 Vranos Michael W Officer / 10% Owner J-Other D Common Stock 178,306 0.00 850,250
2019-09-12 SIMON RONALD I Director M-Exempt A Common Stock 3,610 0.00 29,610
2019-09-11 SIMON RONALD I Director A-Award A OP LTIP Units 3,638 0.00 7,248
2019-09-11 Resendez Edward Director A-Award A OP LTIP Units 3,638 0.00 25,159
2019-09-11 ROBARDS THOMAS F Director A-Award A OP LTIP Units 3,638 0.00 26,409
2019-09-11 Mumford Lisa Director A-Award A OP LTIP Units 3,638 0.00 68,745
2019-07-03 Vranos Michael W Officer / 10% Owner J-Other A Common Stock 8,078 17.95 145.0K 1,028,556
2018-12-11 Smernoff Chris Officer A-Award A OP LTIP Units 6,782 0.00 6,782
2018-12-11 Herlihy John Officer A-Award A OP LTIP Units 10,601 0.00 10,601
2018-11-14 Penn Laurence Director / Officer P-Purchase A Common Shares rep limited liability company interests 28,631 16.15 462.4K 105,563
2018-11-13 Penn Laurence Director / Officer A-Award A Common Shares rep limited liability company interests 2,408 16.16 38.9K 76,932
2018-11-12 Penn Laurence Director / Officer P-Purchase A Common Shares rep limited liability company interests 30,000 16.20 486.0K 74,524
2018-10-31 Vranos Michael W Director / Officer / 10% Owner J-Other A Common Shares 2,636 0.00 1,028,556
2018-09-13 SIMON RONALD I Director M-Exempt A Common shares rep. limited liabiilty company interests 3,334 0.00 26,000
2018-09-12 SIMON RONALD I Director A-Award A LTIP Units 3,610 0.00 6,944
2018-09-12 Resendez Edward Director A-Award A LTIP Units 3,610 0.00 21,521
2018-09-12 ROBARDS THOMAS F Director A-Award A LTIP Units 3,610 0.00 22,771
2018-09-12 Mumford Lisa Director A-Award A LTIP Units 3,610 0.00 65,107
2018-08-06 Mumford Lisa Director D LTIP Units 61,497 0.00 0
2018-08-01 Vranos Michael W Director / Officer / 10% Owner J-Other A Common Shares 1,841 0.00 1,025,920
2018-05-23 SIMON RONALD I Director P-Purchase A Common shares rep. limited liabiilty company interests 1,839 16.20 29.8K 22,666
2018-05-14 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares 15,835 15.96 252.7K 394,321
2018-05-14 Penn Laurence Director / Officer P-Purchase A Common Shares rep limited liability company interests 3,959 15.96 63.2K 44,524
2018-05-11 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares 63,960 15.80 1.01M 378,486
2018-05-11 Penn Laurence Director / Officer P-Purchase A Common Shares rep limited liability company interests 19,990 15.79 315.6K 40,565
2018-05-10 Penn Laurence Director / Officer P-Purchase A Common Shares rep limited liability company interests 3,900 15.68 61.2K 20,575
2018-03-30 Smernoff Chris Officer D LTIP Units 12,881 0.00 0
2018-03-30 Herlihy John Officer 0 0.00 0
2017-12-14 Vranos Michael W Director / Officer / 10% Owner J-Other D Common Shares 8,933 0.00 1,035,559
2017-12-12 Mumford Lisa Officer A-Award A LTIP Units 11,773 0.00 61,497
2017-09-30 Tecotzky Mark Officer J-Other A Common Shares rep limited liability company interests 1,511 0.00 26,838
2017-09-30 Penn Laurence Director / Officer J-Other A Common Shares rep limited liability company interests 6,414 0.00 468,611
2017-09-13 SIMON RONALD I Director M-Exempt A Common shares rep. limited liabiilty company interests 2,801 0.00 20,827
2017-09-12 SIMON RONALD I Director A-Award A LTIP Units 3,334 0.00 6,135
2017-09-12 Resendez Edward Director A-Award A LTIP Units 3,334 0.00 17,911
2017-09-12 ROBARDS THOMAS F Director A-Award A LTIP Units 3,334 0.00 19,161
2016-12-13 Mumford Lisa Officer A-Award A LTIP Units 11,166 0.00 49,724
2016-11-16 Vranos Michael W Director / Officer / 10% Owner J-Other A Common Shares 65,879 0.00 1,044,492
2016-09-14 SIMON RONALD I Director M-Exempt D LTIP Units 2,475 0.00 2,801
2016-09-13 SIMON RONALD I Director A-Award A LTIP Units 2,801 0.00 5,276
2016-09-13 Resendez Edward Director A-Award A LTIP Units 2,801 0.00 14,577
2016-09-13 ROBARDS THOMAS F Director A-Award A LTIP Units 2,801 0.00 15,827
2016-03-07 Vranos Michael W Director / Officer / 10% Owner J-Other A Common Shares 8,601 0.00 978,613
2015-12-15 Mumford Lisa Officer A-Award A LTIP Units 11,422 0.00 38,558
2015-09-15 SIMON RONALD I Director M-Exempt A Common shares rep. limited liabiilty company interests 1,947 0.00 15,551
2015-09-15 Resendez Edward Director A-Award A LTIP Units 2,475 0.00 11,776
2015-09-15 ROBARDS THOMAS F Director A-Award A LTIP Units 2,475 0.00 13,026
2015-07-08 Tecotzky Mark Officer J-Other A Common Shares rep limited liability company interests 4,042 0.00 25,326
2015-07-08 Penn Laurence Director / Officer J-Other A Common Shares rep limited liability company interests 279,023 0.00 462,197
2014-12-11 Mumford Lisa Officer A-Award A LTIP Units 11,994 0.00 27,136
2014-11-04 Vranos Michael W Director / Officer / 10% Owner J-Other A Common Shares 6,106 0.00 2,211,729
2014-09-11 SIMON RONALD I Director M-Exempt A Common shares rep. limited liabiilty company interests 1,822 0.00 13,604
2014-09-11 Resendez Edward Director A-Award A LTIP Units 1,947 0.00 9,301
2014-09-11 ROBARDS THOMAS F Director A-Award A LTIP Units 1,947 0.00 10,551
2014-02-11 Vranos Michael W Director / Officer / 10% Owner J-Other A Common shares 13,564 0.00 2,205,623
2013-12-12 Mumford Lisa Officer A-Award A LTIP Units 8,742 0.00 15,142
2013-11-14 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common shares 500,000 23.28 11.64M 514,294
2013-11-04 Vranos Michael W Director / Officer / 10% Owner J-Other A Common shares 9,249 0.00 2,192,059
2013-09-11 SIMON RONALD I Director M-Exempt A Common shares rep. limited liabiilty company interests 1,782 0.00 11,782
2013-09-11 Resendez Edward Director A-Award A LTIP Units 1,822 0.00 7,354
2013-09-11 ROBARDS THOMAS F Director A-Award A LTIP Units 1,822 0.00 8,604
2013-08-30 Vranos Michael W Director / Officer / 10% Owner J-Other D Common Units 129,516 0.00 82,484
2013-08-30 Penn Laurence Director / Officer J-Other A Common Units 38,759 0.00 38,759
2013-08-01 Vranos Michael W Director / Officer / 10% Owner J-Other A Common shares 5,144 0.00 2,182,810
2013-05-02 Vranos Michael W Director / Officer / 10% Owner J-Other A Common shares 8,288 0.00 2,177,666
2013-02-12 Vranos Michael W Director / Officer / 10% Owner J-Other A Common shares 33,254 0.00 2,169,378
2013-01-01 Vranos Michael W Director / Officer / 10% Owner J-Other A Common Units 212,000 0.00 584,162
2012-12-27 Vranos Michael W Director / Officer / 10% Owner J-Other D Common shares 257,472 0.00 1,945,826
2012-12-18 Vranos Michael W Director / Officer / 10% Owner S-Sale D Common shares 212,000 22.00 4.66M 2,203,298
2012-12-12 Mumford Lisa Officer A-Award A LTIP Units 2,000 0.00 6,400
2012-11-02 Vranos Michael W Director / Officer / 10% Owner J-Other A Common shares 42,162 0.00 2,415,298
2012-10-01 SIMON RONALD I Director M-Exempt A Common shares rep. limited liability company interests 1,250 0.00 10,000
2012-09-12 SIMON RONALD I Director A-Award A LTIP Units 1,782 0.00 3,032
2012-09-12 Resendez Edward Director A-Award A LTIP Units 1,782 0.00 5,532
2012-09-12 ROBARDS THOMAS F Director A-Award A LTIP Units 1,782 0.00 6,782
2012-08-01 Vranos Michael W Director / Officer / 10% Owner J-Other A Common shares 11,045 0.00 2,373,136
2012-07-02 EMG Holdings, L.P. 10% Owner J-Other A Common Shares rep limited liability company interests 204 0.00 2,372,210
2011-12-31 Tecotzky Mark Officer J-Other A Common Shares rep limited liability company interests 29,441 0.00 29,441
2011-12-31 Penn Laurence Director / Officer J-Other A Common Shares rep limited liability company interests 154,552 0.00 154,552
2011-12-31 EMG Holdings, L.P. 10% Owner D LTIP Units 375,000 0.00 0
2011-12-30 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep limited liability company interests 544 17.16 9.3K 14,294
2011-12-30 Tecotzky Mark Officer P-Purchase A Common Shares rep limited liability company interests 181 17.16 3.1K 4,764
2011-12-30 Penn Laurence Director / Officer P-Purchase A Common Shares rep limited liability company interests 635 17.16 10.9K 16,675
2011-12-29 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 543 17.16 9.3K 13,750
2011-12-29 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 181 17.16 3.1K 4,583
2011-12-29 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 634 17.16 10.9K 16,040
2011-12-28 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 570 17.20 9.8K 13,207
2011-12-28 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 190 17.20 3.3K 4,402
2011-12-28 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 665 17.20 11.4K 15,406
2011-12-27 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 463 17.17 7.9K 12,637
2011-12-27 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 154 17.17 2.6K 4,212
2011-12-27 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 540 17.17 9.3K 14,741
2011-12-22 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 1,290 17.10 22.1K 12,174
2011-12-22 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 430 17.10 7.4K 4,058
2011-12-22 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 1,505 17.10 25.7K 14,201
2011-12-21 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 1,500 17.17 25.8K 10,884
2011-12-21 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 500 17.17 8.6K 3,628
2011-12-21 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 1,750 17.17 30.0K 12,696
2011-12-20 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 1,050 17.23 18.1K 9,384
2011-12-20 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 350 17.23 6.0K 3,128
2011-12-20 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 1,225 17.23 21.1K 10,946
2011-12-19 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 1,200 17.09 20.5K 8,334
2011-12-19 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 400 17.09 6.8K 2,778
2011-12-19 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 1,400 17.09 23.9K 9,721
2011-12-12 Mumford Lisa Officer A-Award A LTIP Units 2,400 0.00 4,400
2011-12-08 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 480 17.04 8.2K 7,134
2011-12-08 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 160 17.04 2.7K 2,378
2011-12-08 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 560 17.04 9.5K 8,321
2011-12-06 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 390 17.08 6.7K 6,654
2011-12-06 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 130 17.08 2.2K 2,218
2011-12-06 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 455 17.08 7.8K 7,761
2011-12-05 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 774 16.96 13.1K 6,264
2011-12-05 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 258 16.96 4.4K 2,088
2011-12-05 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 902 16.96 15.3K 7,306
2011-12-01 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 300 17.14 5.1K 5,490
2011-12-01 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 100 17.14 1.7K 1,830
2011-12-01 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 350 17.14 6.0K 6,404
2011-11-30 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 300 17.14 5.1K 5,190
2011-11-30 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 100 17.14 1.7K 1,730
2011-11-30 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 350 17.14 6.0K 6,054
2011-11-29 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 600 16.84 10.1K 4,890
2011-11-29 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 200 16.84 3.4K 1,630
2011-11-29 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 700 16.84 11.8K 5,704
2011-11-28 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 330 17.15 5.7K 4,290
2011-11-28 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 110 17.15 1.9K 1,430
2011-11-28 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 385 17.15 6.6K 5,004
2011-11-23 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 450 17.07 7.7K 3,960
2011-11-23 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 150 17.07 2.6K 1,320
2011-11-23 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 525 17.07 9.0K 4,619
2011-10-25 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 360 17.71 6.4K 3,510
2011-10-25 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 120 17.71 2.1K 1,170
2011-10-25 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 420 17.71 7.4K 4,094
2011-10-20 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 330 17.68 5.8K 3,150
2011-10-20 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 110 17.68 1.9K 1,050
2011-10-20 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 385 17.68 6.8K 3,674
2011-10-18 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 750 17.79 13.3K 2,820
2011-10-18 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 250 17.79 4.4K 940
2011-10-18 Penn Laurence Director / Officer P-Purchase A Common Shares rep. limited liability company interests 665 17.47 11.6K 2,414
2011-10-17 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 570 17.47 10.0K 2,070
2011-10-17 Tecotzky Mark Officer P-Purchase A Common Shares rep. limited liability company interests 190 17.47 3.3K 690
2011-10-14 Vranos Michael W Director / Officer / 10% Owner P-Purchase A Common Shares rep. limited liability company interests 390 17.50 6.8K 1,500

Executive team

Top executives
EBIT / Employee
1.15M
Shares Outstanding
99.45M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Christopher Smernoff Chief Accounting Officer 223.0K 172.8K 250.0K 32.2K 677.9K 36.88%
2 2024 JR Herlihy Chief Financial Officer 206.2K 473.5K 332.5K 52.7K 1.06M 31.22%
3 2024 Christopher Smernoff Chief Accounting Officer 215.8K 257.2K 185.0K 25.0K 683.0K 27.09%
4 2023 JR Herlihy Chief Financial Officer 249.0K 434.6K 311.3K 57.7K 1.05M 29.57%
5 2023 Christopher Smernoff Chief Accounting Officer 226.6K 224.0K 146.9K 26.4K 623.9K 23.54%
6 2022 JR Herlihy Chief Financial Officer 225.7K 294.7K 266.8K 57.2K 844.4K 31.59%
7 2022 Christopher Smernoff Chief Accounting Officer 204.2K 187.6K 127.4K 25.9K 545.0K 23.38%
8 2021 JR Herlihy Chief Financial Officer 225.5K 266.5K 369.0K 40.7K 901.7K 40.92%
9 2021 Christopher Smernoff Chief Accounting Officer 202.3K 159.4K 156.2K 21.7K 539.6K 28.94%
10 2020 JR Herlihy Chief Financial Officer 200.0K 227.2K 292.8K 23.5K 743.5K 39.38%
11 2020 Christopher Smernoff Chief Accounting Officer 180.2K 156.2K 152.2K 14.0K 502.5K 30.28%
12 2019 JR Herlihy Chief Financial Officer 205.2K 198.6K 232.3K 17.7K 653.8K 35.53%
13 2019 Christopher Smernoff Chief Accounting Officer 181.9K 148.7K 134.2K 11.3K 476.1K 28.18%
14 2018 JR Herlihy Chief Financial Officer 158.4K 166.3K 166.3K 491.1K 33.87%
15 2018 Christopher Smernoff Chief Accounting Officer 160.0K 133.6K 106.4K 4.3K 404.4K 26.32%
16 2018 Lisa Mumford Former Chief Financial Officer 50.0K 106.9K 57.5K 29.9K 244.4K 23.53%
17 2017 Lisa Mumford Former Chief Financial Officer 198.0K 324.7K 174.2K 30.1K 727.1K 23.96%
18 2016 Lisa Mumford Chief Financial Officer 202.5K 332.1K 178.2K 34.5K 747.3K 23.85%
19 2015 Lisa Mumford Chief Financial Officer 195.0K 339.3K 187.2K 40.1K 761.6K 24.58%
20 2014 Lisa Mumford Chief Financial Officer 185.0K 259.5K 240.0K 26.9K 711.4K 33.74%
21 2014 Lisa Mumford Chief Financial Officer 185.0K 259.5K 240.0K 684.5K 35.06%
22 2013 Lisa Mumford Chief Financial Officer 195.0K 268.0K 200.0K 7.7K 670.7K 29.82%
23 2013 Lisa Mumford Chief Financial Officer 195.0K 268.0K 200.0K 663.0K 30.17%
24 2012 Lisa Mumford Chief Financial Officer 250.0K 310.0K 43.6K 603.6K 7.23%
25 2011 Lisa Mumford Chief Financial Officer 250.0K 250.0K 41.2K 541.2K 7.62%
26 2010 Lisa Mumford Chief Financial Officer 250.0K 250.0K 44.4K 544.4K 8.15%
27 2009 Lisa Mumford Chief Financial Officer 62.5K 85.0K 147.5K 0.00%
CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-09 DEFA14A
2026-04-09 DEF 14A
2025-04-18 DEFA14A
2025-04-18 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-05 8-K
2026-04-28 8-K
2026-04-09 DEFA14A
2026-04-09 DEF 14A
2026-04-09 ARS
2026-04-07 8-K
2026-03-26 SC 13G/A
2026-03-25 8-K
2026-03-09 8-K
2026-03-05 8-K

Executive team

NameTitleCompensationGender
J. R. Herlihy Chief Financial Officer & Treasurer 652.2K male
Christopher Smernoff Chief Accounting Officer 427.9K male
Laurence Eric Penn Chief Executive Officer, President & Director male
Mark Ira Tecotzky Co-Chief Investment Officer male
Michael William Vranos Co-Chief Investment Officer male
Alaael-Deen Shilleh Associate General Counsel & Secretary male
Vincent Ambrico Controller male
Daniel Reuven Margolis General Counsel male
ESG Rating
B+
REIT - MORTGAGE
2023
E (Environmental)
71.0 / 72.2
Company / Sector avg.
S (Social)
71.1 / 79.0
Company / Sector avg.
G (Governance)
67.6 / 75.2
Company / Sector avg.
ESG Total
69.9 / 75.4
Company / Sector avg.
ESG Score History REIT - MORTGAGE
Benchmark vs Sector
Political Trading Activity (25M)
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity
Transaction Date Disclosed Representative District Owner Type Amount Link
2025-12-30 2026-01-06 Virginia Foxx NC05 Purchase $1,001 - $15,000
2025-09-30 2025-10-07 Virginia Foxx NC05 Purchase $1,001 - $15,000
2025-06-30 2025-07-04 Virginia Foxx NC05 Purchase $1,001 - $15,000
2025-03-31 2025-04-07 Virginia Foxx NC05 Purchase $1,001 - $15,000
2024-12-30 2025-01-06 Virginia Foxx NC05 Purchase $1,001 - $15,000
2024-09-30 2024-10-21 Virginia Foxx NC05 Purchase $1,001 - $15,000
2024-07-01 2024-08-06 Virginia Foxx NC05 Purchase $1,001 - $15,000
2024-04-02 2024-05-06 Virginia Foxx NC05 Purchase $1,001 - $15,000
2023-12-14 2024-01-04 Virginia Foxx NC05 Joint Exchange $15,001 - $50,000
Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits