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Rand Capital Corp (RAND)
USD10.06
+0.06 (+0.60%)
US NASDAQ Financial Services Asset Management
Address
14 Lafayette Square 14203
Buffalo, NY, US
Buffalo, NY, US
CEO
Daniel Penberthy
Website
randcapital.com
IPO
1980-03-17
CIK 81955 ISIN US7521852076
Description
Rand Capital Corporation is a business development company specializing in subordinated debt with warrants or preferred equity and venture capital investments. Within private equity, the firm specializing in capital growth and lower middle market investments. Within venture capital, it specializing in early to late-stage private businesses. It does not prefer to invest in real estate sector. It prefers to invest in software, professional services, manufacturing, consumer, healthcare, automotive and public d stocks. It prefers to invest in East or Midwest U.S. operations sectors. It typically invests between $0.75 million and $5 million with initial target size of $1.5 million. It seeks to invest in companies having more than $10 million in revenue or having excess of $1.5 million and up to $5 million in EBITDA. It prefers to be a minority stake and seeks to take a Board seat in its portfolio companies. It typically holds its investments for a period up to five years.
Market Cap & Enterprise Value
Merger & Acquisition History
No mergers or acquisitions recorded for this company.
Technical Outlook
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Signal Summary
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| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
USD10.06
+0.06 (+0.60%)
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Volume Profile
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Liquidity & share structure
Average Volume
3.1K
Beta
0.17
Float Shares
711.6K
Free Float %
24.0%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -0.30% | -0.20% | -0.66% | -0.84% | -20.93% | -3.46% | -39.27% | -18.27% | -40.43% | -70.28% | +400.80% |
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From
To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow
Revenue by geography
Revenue by segment
From
To
Revenue composition
From
To
By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Price Targets & DCF
Current price
10.06
DCF (Unlevered)
5.59
-44.4%
DCF (Levered)
16.39
+62.9%
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
Ratings Trend (MoM)
| Rating | 2024-11 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 0 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Quality scores
Altman Z-Score
11.80
Safe zone
Piotroski F-Score
2 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
4 / 5
High
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
-
Revenue growth Asset Management: +17.4%-60.1% Q1'26: +73.1% (vs Q1'25)
-
EPS growth Asset Management: +22.7%-179.8% Q1'26: -141.4% (vs Q1'25)
-
FCF margin FCF growth · Asset Management: +27.7%-247.9% Q1'26: +11.3% (vs Q1'25)
-
EBIT margin Asset Management: +50.6%-176.2% Q1'26: -14.6% (vs Q1'25)
-
ROIC Asset Management: +6.5%-16.4% Q1'26: -2.6% (vs Q1'25)
-
Share dilution Asset Management: +0.0%+14.1% Q1'26: +3.5% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×0.00× Q1'26: -0.38× (vs Q1'25)
Valuation Multiples
From
To
Price Forecast (3Y)
From
To
Theoretical Return — If Invested Today
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
Historical Ratings (3M)
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-12 | B | 3/5 | 5/5 | 1/5 | 1/5 | 4/5 | 1/5 | 4/5 |
| 2026-05-11 | B | 3/5 | 5/5 | 1/5 | 1/5 | 4/5 | 1/5 | 4/5 |
| 2026-05-08 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-07 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-06 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-05 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-04 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-01 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-30 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-29 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-28 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-27 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-24 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-23 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-22 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-21 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-20 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-17 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-16 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
Owner Earnings
Owner's Earnings (history)
From
To
Owner alignment
Owner's Earnings TTM
1.55M
OE per share TTM
0.60
Owner's Yield
4.75%
Maintenance CapEx ratio
—
Maint CapEx / Avg PPE
0.0%
Ownership Overview
Ownership breakdown
At a glance
Institutional holders
1
Total invested
180.7K
Insider transactions (90d)
0
Beneficial owners (>5%)
11
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | LLC (27-3147496) | 8.43M | 57.00% | 8.43M | — | 8.43M | — | OO | United States of America | 2019-11-15 | ↗ |
| 2 | Brown Advisory Holdings Incorporated ("BAHI") | 2.20M | 1.00% | — | — | — | 2.20M | HC | BAHI is a Maryland Corporation. | 2010-02-17 | ↗ |
| 3 | JAM Capital Partners Management, LLC | 1.24M | 19.50% | 1.24M | — | 1.24M | 10.00 | IA | 6. Citizenship or Place of Organization | 2015-07-27 | ↗ |
| 4 | Company, Inc. | 1.17M | 18.40% | 1.17M | — | 1.17M | — | CO | Delaware | 2017-07-28 | ↗ |
| 5 | Colmac Holdings Limited | 810.0K | 11.87% | — | — | — | — | CO | Canada | 2011-02-01 | ↗ |
| 6 | Colmac Holdings Ltd. | 810.0K | 11.87% | — | — | — | — | CO | Citizenship or Place of Organization | 2010-02-08 | ↗ |
| 7 | Utility Service Holding Company, Inc. (USHC) | 743.0K | 10.90% | 743.0K | — | — | 743.0K | CO | Delaware | 2013-02-14 | ↗ |
| 8 | Reginald B. Newman, II | 330.2K | 4.80% | — | — | — | — | IN | U.S.A. | 2010-03-04 | ↗ |
| 9 | Lynn E. Gorguze | 315.7K | 4.96% | 315.7K | — | 315.7K | — | IN | USA | 2015-02-11 | ↗ |
| 10 | NSB Advisors LLC | 316.00 | 4.90% | — | — | 316.3K | — | IA | State of Maryland | 2014-09-09 | ↗ |
| 11 | Utility Service Holding Company, Inc. | — | 0.00% | — | — | — | — | CO | Delaware | 2018-06-20 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
From
To
13F snapshot — 2026 Q1
Investors holding
1
-8 vs prev Q
New positions
0
Closed positions
8
Increased
0
Reduced
0
Put/Call ratio
0.00
Calls held
—
Puts held
—
Top institutional holders
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 18.9K +2.6K (+15.9%) | 220.0K -15.8K (-6.7%) | 0.63% +0.087 pp | 0.00% 0.000 pp | USD17.00 -33.2% | 4 qtrs — |
| 2 | COURIER CAPITAL LLC | 15.4K +— (+0.0%) | 174.7K -48.4K (-21.7%) | 0.52% +0.000 pp | 0.01% -0.003 pp | USD18.77 -39.5% | 4 qtrs — |
| 3 | SHUFRO ROSE & CO LLC | 14.0K +— (+0.0%) | 159.0K -103.8K (-39.5%) | 0.47% +0.000 pp | 0.01% -0.011 pp | USD13.63 -16.7% | 23 qtrs — |
| 4 | RITHOLTZ WEALTH MANAGEMENT | 11.1K +11.1K (+100.0%) | 125.9K +125.9K (+100.0%) | 0.37% +0.373 pp | 0.00% +0.002 pp | USD11.36 +0.0% | 1 qtrs NEW |
| 5 | UBS GROUP AG | 424.00 -4.9K (-92.0%) | 4.8K -72.2K (-93.7%) | 0.01% -0.165 pp | 0.00% +0.000 pp | USD18.08 -37.2% | 4 qtrs — |
| 6 | JPMORGAN CHASE & CO | 101.00 +101.0 (+100.0%) | 1.2K +1.2K (+100.0%) | 0.00% +0.003 pp | 0.00% +0.000 pp | USD11.36 +0.0% | 1 qtrs NEW |
| 7 | HARBOUR INVESTMENTS, INC. | 7.00 +— (+0.0%) | 81.00 -22.0 (-21.4%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD16.00 -29.0% | 3 qtrs — |
| 8 | MORGAN STANLEY | 1.00 +— (+0.0%) | 17.00 -5.0 (-22.7%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD16.00 -29.0% | 9 qtrs — |
| 9 | WELLS FARGO & COMPANY/MN | 1.00 +1.0 (+100.0%) | 10.00 +10.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD11.00 +3.3% | 4 qtrs — |
| 10 | ADVISOR GROUP HOLDINGS, INC. | — -603.0 (-100.0%) | — -9.7K (-100.0%) | 0.00% -0.020 pp | 0.00% +0.000 pp | USD— | 4 qtrs SOLD |
Ownership breakdown by holder
ETF Ownership
Top ETFs holding this stock
Held by 5 ETFs in our universe
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Schwab Fundamental International Large Company Index ETF FNDF | 0.06% | 14.02M | 0.25% |
| 2 | WisdomTree International Efficient Core Fund NTSI | 0.03% | 155.0K | 0.26% |
| 3 | State Street SPDR Portfolio Europe ETF SPEU | 0.02% | 152.1K | 0.07% |
| 4 | Schwab International Equity ETF SCHF | 0.01% | 7.48M | 0.03% |
| 5 | State Street SPDR Portfolio Developed World ex-US ETF SPDW | 0.01% | 2.54M | 0.03% |
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
12
Sells
0
Shares acquired
1.0K
Shares disposed
—
Cash buys
12.00
Cash sales
—
Net activity
+1,030
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-09-15 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 200 | 15.00 | 3.0K | 33,546 | I | ↗ |
| 2025-05-28 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 12 | 16.00 | 192.00 | 32,516 | I | ↗ |
| 2025-05-27 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 200 | 15.75 | 3.2K | 32,504 | I | ↗ |
| 2024-11-21 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 200 | 16.10 | 3.2K | 28,094 | I | ↗ |
| 2024-11-20 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 100 | 16.15 | 1.6K | 27,869 | I | ↗ |
| 2024-03-12 | Godley Benjamin E | Director | P-Purchase | A | Common Stock | 1,965 | 13.95 | 27.4K | 25,000 | — | ↗ |
| 2024-03-07 | Godley Benjamin E | Director | P-Purchase | A | Common Stock | 183 | 13.99 | 2.6K | 23,035 | — | ↗ |
| 2024-03-06 | Godley Benjamin E | Director | P-Purchase | A | Common Stock | 852 | 13.95 | 11.9K | 22,852 | — | ↗ |
| 2023-08-17 | Godley Benjamin E | Director | P-Purchase | A | Common Stock | 100 | 13.15 | 1.3K | 22,000 | — | ↗ |
| 2023-08-16 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1,814 | 12.96 | 23.5K | 27,719 | — | ↗ |
| 2023-08-16 | Godley Benjamin E | Director | P-Purchase | A | Common Stock | 1,900 | 12.98 | 24.7K | 21,900 | — | ↗ |
| 2023-08-15 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1,000 | 13.10 | 13.1K | 25,905 | — | ↗ |
| 2023-06-13 | Jaroslawsky Cari L | Director | P-Purchase | A | Common Stock | 45 | 13.25 | 596.25 | 1,465 | — | ↗ |
| 2023-06-07 | Jaroslawsky Cari L | Director | P-Purchase | A | Common Stock | 415 | 13.25 | 5.5K | 1,420 | — | ↗ |
| 2023-06-06 | Jaroslawsky Cari L | Director | P-Purchase | A | Common Stock | 5 | 13.25 | 66.25 | 1,005 | — | ↗ |
| 2023-06-05 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1 | 13.20 | 13.20 | 24,905 | — | ↗ |
| 2023-06-02 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 120 | 12.99 | 1.6K | 24,904 | — | ↗ |
| 2023-06-01 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 6 | 12.80 | 76.80 | 24,784 | — | ↗ |
| 2023-05-30 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 137 | 13.05 | 1.8K | 24,778 | — | ↗ |
| 2023-05-26 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 3 | 13.05 | 39.15 | 24,641 | — | ↗ |
| 2023-05-25 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1 | 12.90 | 12.90 | 24,638 | — | ↗ |
| 2023-05-19 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 571 | 12.97 | 7.4K | 24,637 | — | ↗ |
| 2023-05-18 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 500 | 12.81 | 6.4K | 24,066 | — | ↗ |
| 2023-05-16 | PENBERTHY DANIEL P | Officer | P-Purchase | A | Common Stock | 499 | 13.36 | 6.7K | 16,769 | — | ↗ |
| 2023-05-12 | PENBERTHY DANIEL P | Officer | P-Purchase | A | Common Stock | 1 | 12.99 | 12.99 | 16,270 | — | ↗ |
| 2023-05-10 | ZAK ROBERT M | Director | P-Purchase | A | Common Stock | 2,000 | 13.46 | 26.9K | 20,409 | — | ↗ |
| 2023-03-14 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 522 | 13.50 | 7.0K | 23,566 | — | ↗ |
| 2023-03-13 | KAILBOURNE ERLAND E | Director | P-Purchase | A | Common Stock | 1,000 | 13.68 | 13.7K | 10,861 | — | ↗ |
| 2023-03-13 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 2,114 | 13.69 | 28.9K | 23,044 | — | ↗ |
| 2022-12-06 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1,466 | 14.50 | 21.3K | 20,930 | — | ↗ |
| 2022-12-05 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 134 | 14.50 | 1.9K | 19,464 | — | ↗ |
| 2022-11-10 | Jaroslawsky Cari L | Director | P-Purchase | A | Common Stock | 268 | 15.00 | 4.0K | 1,000 | — | ↗ |
| 2022-11-09 | Jaroslawsky Cari L | Director | P-Purchase | A | Common Stock | 732 | 14.97 | 11.0K | 732 | — | ↗ |
| 2022-09-02 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 200 | 14.70 | 2.9K | 19,030 | — | ↗ |
| 2022-09-01 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 102 | 14.35 | 1.5K | 18,830 | — | ↗ |
| 2022-08-31 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 201 | 14.35 | 2.9K | 18,728 | — | ↗ |
| 2022-08-26 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 30 | 14.79 | 443.70 | 18,432 | — | ↗ |
| 2022-08-24 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 30 | 14.80 | 444.00 | 18,462 | — | ↗ |
| 2022-08-23 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 4 | 14.25 | 57.00 | 18,344 | — | ↗ |
| 2022-08-22 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 42 | 14.50 | 609.00 | 18,386 | — | ↗ |
| 2022-06-07 | PENBERTHY DANIEL P | Officer | P-Purchase | A | Common Stock | 1,000 | 15.30 | 15.3K | 16,269 | — | ↗ |
| 2022-05-16 | KAILBOURNE ERLAND E | Director | P-Purchase | A | Common Stock | 1,000 | 14.95 | 15.0K | 9,861 | — | ↗ |
| 2022-05-13 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1 | 14.75 | 14.75 | 18,238 | — | ↗ |
| 2022-05-11 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1,500 | 14.75 | 22.1K | 18,125 | — | ↗ |
| 2022-05-10 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 7,544 | 14.88 | 112.3K | 16,625 | — | ↗ |
| 2022-05-10 | Godley Benjamin E | Director | P-Purchase | A | Common Stock | 1,606 | 14.90 | 23.9K | 20,000 | — | ↗ |
| 2022-04-21 | Jaroslawsky Cari L | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-03-14 | KAILBOURNE ERLAND E | Director | P-Purchase | A | Common Stock | 1,000 | 16.46 | 16.5K | 8,861 | — | ↗ |
| 2022-03-14 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 500 | 16.22 | 8.1K | 9,081 | — | ↗ |
| 2022-03-11 | ZAK ROBERT M | Director | P-Purchase | A | Common Stock | 256 | 16.48 | 4.2K | 18,409 | — | ↗ |
| 2022-03-11 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1,000 | 15.49 | 15.5K | 8,581 | — | ↗ |
| 2022-01-27 | Eastgate Heather | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-13 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 5,620 | 17.50 | 98.4K | 1,658,212 | — | ↗ |
| 2021-12-10 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 3,680 | 17.50 | 64.4K | 1,652,592 | — | ↗ |
| 2021-12-06 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 3,751 | 17.00 | 63.8K | 1,648,912 | — | ↗ |
| 2021-12-03 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 10 | 17.00 | 170.00 | 1,645,161 | — | ↗ |
| 2021-12-01 | Stone Nancy Marie | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-01 | KAILBOURNE ERLAND E | Director | P-Purchase | A | Common Stock | 1,532 | 16.94 | 26.0K | 7,861 | — | ↗ |
| 2021-12-01 | Brechtel Margaret | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-11-30 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 2,805 | 16.75 | 47.0K | 1,645,151 | — | ↗ |
| 2021-11-29 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 9 | 16.50 | 148.50 | 1,642,346 | — | ↗ |
| 2021-11-24 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 594 | 16.50 | 9.8K | 1,642,337 | — | ↗ |
| 2021-11-23 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 100 | 16.50 | 1.7K | 1,641,743 | — | ↗ |
| 2021-11-22 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 3 | 16.50 | 49.50 | 1,641,643 | — | ↗ |
| 2021-11-17 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1,452 | 16.25 | 23.6K | 7,581 | — | ↗ |
| 2021-11-15 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 6 | 15.95 | 95.70 | 6,129 | — | ↗ |
| 2021-11-12 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1 | 15.79 | 15.79 | 6,010 | — | ↗ |
| 2021-11-11 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 85 | 15.70 | 1.3K | 5,934 | — | ↗ |
| 2021-11-10 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 100 | 15.94 | 1.6K | 5,845 | — | ↗ |
| 2020-12-31 | PENBERTHY DANIEL P | Officer | — | D | Common Stock | 0 | 0.00 | — | 15,269 | — | ↗ |
| 2020-12-31 | KAILBOURNE ERLAND E | Director | — | I | Common Stock | 0 | 0.00 | — | 139 | — | ↗ |
| 2020-12-31 | Godley Benjamin E | Director | — | D | Common Stock | 0 | 0.00 | — | 18,394 | — | ↗ |
| 2020-12-31 | GRUM ALLEN F | Director / Officer | — | I | Common Stock | 0 | 0.00 | — | 17,610 | — | ↗ |
| 2020-09-03 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 2,603 | 11.21 | 29.2K | 1,641,640 | — | ↗ |
| 2020-09-02 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 1,853 | 11.30 | 20.9K | 1,639,037 | — | ↗ |
| 2020-09-01 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 1,700 | 11.30 | 19.2K | 1,637,184 | — | ↗ |
| 2020-08-31 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 3,671 | 11.30 | 41.5K | 1,635,484 | — | ↗ |
| 2020-08-28 | East Asset Management, LLC | Director | P-Purchase | A | Common Stock | 3,328 | 11.25 | 37.4K | 1,631,813 | — | ↗ |
| 2020-08-27 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 1 | 11.25 | 11.25 | 1,628,485 | — | ↗ |
| 2020-08-26 | East Asset Management, LLC | 10% Owner | P-Purchase | A | Common Stock | 1,671 | 11.24 | 18.8K | 1,628,484 | — | ↗ |
| 2020-08-24 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1,019 | 11.62 | 11.8K | 5,421 | — | ↗ |
| 2020-08-21 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1,278 | 11.20 | 14.3K | 4,402 | — | ↗ |
| 2020-08-20 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 25 | 11.21 | 280.25 | 3,124 | — | ↗ |
| 2020-08-19 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 500 | 11.18 | 5.6K | 3,099 | — | ↗ |
| 2020-08-18 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 500 | 11.15 | 5.6K | 2,599 | — | ↗ |
| 2020-08-17 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 599 | 11.09 | 6.6K | 2,099 | — | ↗ |
| 2020-06-03 | Gusky Adam Samuel | Director | P-Purchase | A | Common Stock | 1,500 | 10.92 | 16.4K | 1,500 | — | ↗ |
| 2019-11-08 | Gusky Adam Samuel | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-11-08 | Godley Benjamin E | Director | — | D | Common Stock | 0 | 0.00 | — | 95,268 | — | ↗ |
| 2019-11-08 | East Asset Management, LLC | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 8,425,620 | — | ↗ |
| 2018-06-12 | User-Friendly Holding, LLC | 10% Owner | — | I | Common Stock, par value $0.10 per share | 0 | 0.00 | — | 1,455,993 | — | ↗ |
| 2018-03-27 | NEWMAN REGINALD B II | Director | P-Purchase | A | Common Stock | 709 | 2.60 | 1.8K | 172,730 | — | ↗ |
| 2018-03-26 | NEWMAN REGINALD B II | Director | P-Purchase | A | Common Stock | 201 | 2.60 | 522.60 | 172,021 | — | ↗ |
| 2018-03-23 | NEWMAN REGINALD B II | Director | P-Purchase | A | Common Stock | 4,090 | 2.60 | 10.6K | 171,820 | — | ↗ |
| 2018-01-19 | NEWMAN REGINALD B II | Director | P-Purchase | A | Common Stock | 7,730 | 2.75 | 21.3K | 167,730 | — | ↗ |
| 2018-01-18 | NEWMAN REGINALD B II | Director | P-Purchase | A | Common Stock | 10,000 | 2.75 | 27.5K | 160,000 | — | ↗ |
| 2018-01-17 | NEWMAN REGINALD B II | Director | P-Purchase | A | Common Stock | 10,000 | 2.75 | 27.5K | 150,000 | — | ↗ |
| 2017-12-31 | NEWMAN REGINALD B II | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2017-06-15 | ZAK ROBERT M | Director | P-Purchase | A | Common Stock | 20,000 | 3.00 | 60.0K | 85,000 | — | ↗ |
| 2017-06-15 | NEWMAN REGINALD B II | Director | S-Sale | D | Common Stock | 20,000 | 3.00 | 60.0K | 224,124 | — | ↗ |
| 2017-03-07 | Utility Service Holding Co., Inc. | 10% Owner | S-Sale | D | Common Stock | 19,334 | 3.10 | 59.9K | 1,165,946 | — | ↗ |
| 2017-03-06 | Utility Service Holding Co., Inc. | 10% Owner | S-Sale | D | Common Stock | 39,202 | 3.11 | 121.9K | 1,185,280 | — | ↗ |
| 2017-03-03 | Utility Service Holding Co., Inc. | 10% Owner | S-Sale | D | Common Stock | 5,710 | 3.15 | 18.0K | 1,224,482 | — | ↗ |
| 2017-03-02 | Utility Service Holding Co., Inc. | 10% Owner | S-Sale | D | Common Stock | 7,200 | 3.14 | 22.6K | 1,230,192 | — | ↗ |
| 2017-03-01 | Utility Service Holding Co., Inc. | 10% Owner | S-Sale | D | Common Stock | 1,300 | 3.15 | 4.1K | 1,237,392 | — | ↗ |
| 2017-01-18 | KAILBOURNE ERLAND E | Director | P-Purchase | A | Common Stock | 2,933 | 3.20 | 9.4K | 40,000 | — | ↗ |
| 2016-12-13 | PENBERTHY DANIEL P | Officer | P-Purchase | A | Common Stock | 16,667 | 3.00 | 50.0K | 84,467 | — | ↗ |
| 2016-12-13 | NEWMAN REGINALD B II | Director | P-Purchase | A | Common Stock | 150,000 | 3.00 | 450.0K | 244,124 | — | ↗ |
| 2016-12-13 | KENZIE ROSS B | Director | P-Purchase | A | Common Stock | 13,000 | 3.00 | 39.0K | 113,000 | — | ↗ |
| 2016-12-13 | KAILBOURNE ERLAND E | Director | P-Purchase | A | Common Stock | 16,667 | 3.00 | 50.0K | 36,667 | — | ↗ |
| 2016-12-13 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 25,000 | 3.00 | 75.0K | 173,642 | — | ↗ |
| 2016-12-13 | COLMAC HOLDINGS LTD | 10% Owner | S-Sale | D | Common Stock | 810,000 | 3.00 | 2.43M | 0 | — | ↗ |
| 2016-12-12 | NEWMAN REGINALD B II | Director | G-Gift | D | Common Stock | 95,414 | 0.00 | — | 94,124 | — | ↗ |
| 2016-08-11 | ZAK ROBERT M | Director | P-Purchase | A | Common Stock | 25,000 | 3.33 | 83.2K | 65,000 | — | ↗ |
| 2015-05-18 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 2,500 | 3.80 | 9.5K | 123,642 | — | ↗ |
| 2015-05-15 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 2,500 | 3.80 | 9.5K | 121,142 | — | ↗ |
| 2015-05-11 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 2,500 | 3.80 | 9.5K | 118,642 | — | ↗ |
| 2015-01-29 | Orr E Wycliffe Jr | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2015-01-29 | McLeese Robert S | Director / 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 810,000 | — | ↗ |
| 2014-08-21 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 3.10 | 15.5K | 116,142 | — | ↗ |
| 2014-08-20 | Utility Service Holding Co., Inc. | 10% Owner | P-Purchase | A | Common Stock | 36,500 | 3.03 | 110.5K | 1,238,692 | — | ↗ |
| 2014-08-19 | Utility Service Holding Co., Inc. | 10% Owner | P-Purchase | A | Common Stock | 400,000 | 3.02 | 1.21M | 1,202,192 | — | ↗ |
| 2014-08-18 | Utility Service Holding Co., Inc. | 10% Owner | P-Purchase | A | Common Stock | 15,600 | 3.00 | 46.8K | 802,192 | — | ↗ |
| 2014-07-24 | Utility Service Holding Co., Inc. | 10% Owner | P-Purchase | A | Common Stock | 4,415 | 3.10 | 13.7K | 786,592 | — | ↗ |
| 2014-07-23 | Utility Service Holding Co., Inc. | 10% Owner | P-Purchase | A | Common Stock | 20,000 | 3.10 | 62.0K | 782,177 | — | ↗ |
| 2014-06-20 | Utility Service Holding Co., Inc. | 10% Owner | P-Purchase | A | Common Stock | 10,000 | 3.25 | 32.5K | 762,177 | — | ↗ |
| 2014-06-11 | Utility Service Holding Co., Inc. | 10% Owner | P-Purchase | A | Common Stock | 300 | 3.25 | 975.00 | 752,177 | — | ↗ |
| 2014-06-06 | Utility Service Holding Co., Inc. | 10% Owner | P-Purchase | A | Common Stock | 1,200 | 3.25 | 3.9K | 751,877 | — | ↗ |
| 2014-05-22 | Utility Service Holding Co., Inc. | 10% Owner | P-Purchase | A | Common Stock | 5,000 | 3.32 | 16.6K | 750,677 | — | ↗ |
| 2014-05-21 | Utility Service Holding Co., Inc. | 10% Owner | P-Purchase | A | Common Stock | 2,700 | 3.39 | 9.2K | 745,677 | — | ↗ |
| 2014-05-19 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 3.42 | 17.1K | 111,142 | — | ↗ |
| 2014-03-12 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 3.27 | 16.4K | 106,142 | — | ↗ |
| 2014-02-28 | PENBERTHY DANIEL P | Officer | P-Purchase | A | Common Stock | 1,245 | 3.40 | 4.2K | 67,800 | — | ↗ |
| 2014-02-27 | PENBERTHY DANIEL P | Officer | P-Purchase | A | Common Stock | 100 | 3.19 | 319.00 | 63,050 | — | ↗ |
| 2013-04-04 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 2.85 | 14.3K | 101,142 | — | ↗ |
| 2013-03-07 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 2.75 | 13.8K | 96,142 | — | ↗ |
| 2013-03-04 | PENBERTHY DANIEL P | Officer | P-Purchase | A | Common Stock | 5,000 | 2.70 | 13.5K | 62,800 | — | ↗ |
| 2013-01-14 | NEWMAN REGINALD B II | Director | G-Gift | D | Common Stock | 10,634 | 0.00 | — | 189,538 | — | ↗ |
| 2013-01-10 | NEWMAN REGINALD B II | Director | G-Gift | D | Common Stock | 42,538 | 0.00 | — | 200,172 | — | ↗ |
| 2012-12-13 | ZAK ROBERT M | Director | P-Purchase | A | Common Stock | 10,000 | 2.46 | 24.6K | 40,000 | — | ↗ |
| 2012-11-15 | PENBERTHY DANIEL P | Officer | P-Purchase | A | Common Stock | 800 | 2.30 | 1.8K | 57,800 | — | ↗ |
| 2012-01-10 | NEWMAN REGINALD B II | Director | G-Gift | D | Common Stock | 9,500 | 0.00 | — | 242,710 | — | ↗ |
| 2012-01-09 | NEWMAN REGINALD B II | Director | G-Gift | D | Common Stock | 36,594 | 0.00 | — | 252,210 | — | ↗ |
| 2011-04-11 | RAND JAYNE K | Director | S-Sale | D | Common Stock | 5,045 | 3.00 | 15.1K | 115,433 | — | ↗ |
| 2011-04-07 | RAND JAYNE K | Director | S-Sale | D | Common Stock | 10,000 | 2.90 | 29.0K | 120,478 | — | ↗ |
| 2011-04-06 | RAND JAYNE K | Director | S-Sale | D | Common Stock | 10,000 | 2.90 | 29.0K | 130,478 | — | ↗ |
| 2011-02-28 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 9,900 | 3.10 | 30.7K | 91,142 | — | ↗ |
| 2011-02-25 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 100 | 3.10 | 310.00 | 81,242 | — | ↗ |
| 2011-01-05 | COLMAC HOLDINGS LTD | 10% Owner | — | D | Common Shares | 0 | 0.00 | — | 810,000 | — | ↗ |
| 2011-01-04 | NEWMAN REGINALD B II | Director | G-Gift | D | Common Stock | 41,403 | 0.00 | — | 288,804 | — | ↗ |
| 2010-02-10 | NEWMAN REGINALD B II | Director | G-Gift | D | Common Stock | 26,766 | 0.00 | — | 330,207 | — | ↗ |
| 2010-01-05 | NEWMAN REGINALD B II | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2009-09-04 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 1,014 | 3.42 | 3.5K | 81,142 | — | ↗ |
| 2009-09-01 | Utility Service Holding Co., Inc. | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 704,000 | — | ↗ |
| 2009-09-01 | RAND JAYNE K | Director | P-Purchase | A | Common Stock | 1,000 | 3.42 | 3.4K | 140,478 | — | ↗ |
| 2009-09-01 | KAILBOURNE ERLAND E | Director | P-Purchase | A | Common Stock | 10,000 | 3.42 | 34.2K | 20,000 | — | ↗ |
| 2009-08-20 | KENZIE ROSS B | Director | G-Gift | D | Common Stock | 10,000 | 0.00 | — | 100,000 | — | ↗ |
| 2009-08-12 | ZAK ROBERT M | Director | P-Purchase | A | Common Stock | 10,000 | 3.42 | 34.2K | 30,000 | — | ↗ |
| 2009-08-12 | PENBERTHY DANIEL P | Officer | P-Purchase | A | Common Stock | 7,000 | 3.42 | 23.9K | 57,000 | — | ↗ |
| 2009-08-12 | NEWMAN REGINALD B II | Director | P-Purchase | A | Common Stock | 10,000 | 3.42 | 34.2K | 389,635 | — | ↗ |
| 2009-08-12 | McLeese Willis S | Director / 10% Owner | P-Purchase | A | Common Stock | 10,000 | 3.42 | 34.2K | 810,000 | — | ↗ |
| 2009-08-12 | KENZIE ROSS B | Director | P-Purchase | A | Common Stock | 10,000 | 3.42 | 34.2K | 110,000 | — | ↗ |
| 2009-08-12 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 7,000 | 3.42 | 23.9K | 80,128 | — | ↗ |
| 2009-01-06 | NEWMAN REGINALD B II | Director | G-Gift | D | Common Stock | 37,143 | 0.00 | — | 379,635 | — | ↗ |
| 2008-11-06 | RAND JAYNE K | Director | S-Sale | D | Common Stock | 300 | 3.17 | 951.00 | 140,680 | — | ↗ |
| 2008-06-12 | RAND JAYNE K | Director | S-Sale | D | Common Stock | 1,420 | 3.60 | 5.1K | 145,978 | — | ↗ |
| 2008-01-03 | NEWMAN REGINALD B II | Director | G-Gift | D | Common Stock | 33,801 | 0.00 | — | 416,778 | — | ↗ |
| 2007-03-07 | GRUM ALLEN F | Director | G-Gift | D | Common Stock | 500 | 0.00 | — | 73,128 | — | ↗ |
| 2007-01-03 | NEWMAN REGINALD B II | Director | G-Gift | D | Common Stock | 35,000 | 0.00 | — | 450,579 | — | ↗ |
| 2007-01-03 | KENZIE ROSS B | Director | G-Gift | D | Common Stock | 35,000 | 0.00 | — | 100,000 | — | ↗ |
| 2006-05-11 | ZAK ROBERT M | Director | P-Purchase | A | Common Stock | 6,100 | 1.70 | 10.4K | 16,100 | — | ↗ |
| 2006-02-15 | ZAK ROBERT M | Director | P-Purchase | A | Common Stock | 500 | 1.32 | 660.00 | 10,000 | — | ↗ |
| 2006-02-02 | NEWMAN REGINALD B II | Director | G-Gift | D | Common Stock | 91,000 | 0.00 | — | 485,579 | — | ↗ |
| 2006-02-02 | KENZIE ROSS B | Director | G-Gift | D | Common Stock | 20,000 | 0.00 | — | 135,000 | — | ↗ |
| 2005-12-22 | RAND JAYNE K | Director | S-Sale | D | Common Stock | 900 | 1.39 | 1.3K | 168,216 | — | ↗ |
| 2005-12-15 | ZAK ROBERT M | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-05-19 | RAND JAYNE K | Director | S-Sale | D | Common Stock | 1,000 | 1.31 | 1.3K | 192,976 | — | ↗ |
| 2005-01-07 | NEWMAN REGINALD B II | Director / 10% Owner | G-Gift | D | Common Stock | 75,000 | 0.00 | — | 576,579 | — | ↗ |
| 2004-02-24 | KAILBOURNE ERLAND E | Director | P-Purchase | A | Common Stock | 9,000 | 1.38 | 12.5K | 10,000 | — | ↗ |
| 2004-02-13 | NEWMAN REGINALD B II | Director / 10% Owner | G-Gift | D | Common Stock | 36,600 | 0.00 | — | 651,579 | — | ↗ |
| 2004-02-04 | NEWMAN REGINALD B II | Director / 10% Owner | G-Gift | D | Common Stock | 45,000 | 0.00 | — | 688,179 | — | ↗ |
| 2004-01-14 | GRUM ALLEN F | Director / Officer | P-Purchase | A | Common Stock | 2,500 | 1.40 | 3.5K | 26,900 | — | ↗ |
Executive team
Top executives
EBIT / Employee
-1.97M
Shares Outstanding
2.97M
Executive compensation
Executive compensation (annual)
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2019 | Allen F. Grum, President and Chief Executive Officer | 222.5K | 40.0K | — | — | — | 1.68B | 324.2K | 0.00% | ↗ |
| 2 | 2019 | Daniel P. Penberthy, Executive Vice President and Chief Financial Officer | 218.2K | 40.0K | — | — | — | 1.68B | 315.1K | 0.00% | ↗ |
| 3 | 2018 | Allen F. Grum, President and Chief Executive Officer | 245.0K | 50.0K | — | — | — | 1.65B | 328.2K | 0.00% | ↗ |
| 4 | 2018 | Daniel P. Penberthy, Executive Vice President and Chief Financial Officer | 230.0K | 50.0K | — | — | — | 1.65B | 307.3K | 0.00% | ↗ |
| 5 | 2017 | Allen F. Grum, President and Chief Executive Officer | 240.0K | — | — | — | — | 1.60B | 272.7K | 0.00% | ↗ |
| 6 | 2017 | Daniel P. Penberthy, Executive Vice President and Chief Financial Officer | 225.0K | — | — | — | — | 1.60B | 251.8K | 0.00% | ↗ |
| 7 | 2016 | Allen F. Grum, President and Chief Executive Officer | 223.9K | — | — | — | 635.0K | 1.60B | 890.9K | 0.00% | ↗ |
| 8 | 2016 | Daniel P. Penberthy, Executive Vice President and Chief Financial Officer | 207.9K | — | — | — | 635.0K | 1.55B | 870.4K | 0.00% | ↗ |
| 9 | 2015 | Allen F. Grum, President and Chief Executive Officer | 217.4K | 50.0K | — | — | — | 1.59B | 299.9K | 0.00% | ↗ |
| 10 | 2015 | Daniel P. Penberthy, Executive Vice President and Chief Financial Officer | 201.8K | 50.0K | — | — | — | 1.59B | 278.5K | 0.00% | ↗ |
| 11 | 2014 | Allen F. Grum, President and Chief Executive Officer | 217.4K | 27.0K | — | — | 423.0K | 2.08B | 704.9K | 0.00% | ↗ |
| 12 | 2014 | Daniel P. Penberthy, Executive Vice | 201.8K | 27.0K | — | — | 423.0K | 20.8K | 683.5K | 0.00% | ↗ |
| 13 | 2014 | Daniel P. Penberthy, Executive Vice President and Chief Financial Officer | 201.8K | 27.0K | — | — | 423.0K | 2.08B | 683.5K | 0.00% | ↗ |
| 14 | 2013 | Allen F. Grum, President and Chief Executive Officer | 210.0K | — | — | — | 443.6K | 1.53B | 685.6K | 0.00% | ↗ |
| 15 | 2013 | Daniel P. Penberthy, Executive Vice | 195.0K | — | — | — | 443.6K | 1.53B | 664.7K | 0.00% | ↗ |
| 16 | 2013 | Daniel P. Penberthy, Executive Vice President and Chief Financial Officer | 195.0K | — | — | — | 443.6K | 1.53B | 664.7K | 0.00% | ↗ |
| 17 | 2012 | Allen F. Grum, President and Chief Executive Officer | 186.4K | 51.7K | — | — | 123.3K | 1.29B | 392.1K | 0.00% | ↗ |
| 18 | 2012 | Daniel P. Penberthy, Executive Vice | 171.0K | 51.7K | — | — | 123.3K | 1.10B | 368.9K | 0.00% | ↗ |
| 19 | 2012 | Daniel P. Penberthy, Executive Vice President and Chief Financial Officer | 171.0K | 51.7K | — | — | 123.3K | 1.10B | 368.9K | 0.00% | ↗ |
| 20 | 2011 | Allen F. Grum, President Director | 181.0K | 25.0K | — | — | 18.5K | 1.47B | 256.4K | 0.00% | ↗ |
| 21 | 2011 | Allen F. Grum, President and Chief Executive Officer | 181.0K | 25.0K | — | — | 18.5K | 1.47B | 256.4K | 0.00% | ↗ |
| 22 | 2011 | Daniel P. Penberthy, Executive Vice President and Chief Financial Officer | 166.0K | 25.0K | — | — | 18.5K | 1.47B | 235.4K | 0.00% | ↗ |
| 23 | 2010 | Allen F. Grum, President Director | 175.0K | — | — | — | 265.8K | 1.50B | 472.5K | 0.00% | ↗ |
| 24 | 2010 | Allen F. Grum, President and Chief Executive Officer | 175.0K | — | — | — | 265.8K | 1.50B | 472.5K | 0.00% | ↗ |
| 25 | 2010 | Daniel P. Penberthy, Executive Vice President and Chief Financial Officer | 160.0K | — | — | — | 265.8K | 1.41B | 450.7K | 0.00% | ↗ |
| 26 | 2009 | Allen F. Grum, President Director | 170.0K | 8.5K | — | — | 66.5K | 1.05B | 272.2K | 0.00% | ↗ |
| 27 | 2009 | Daniel P. Penberthy, Treasurer | 155.0K | 8.5K | — | — | 66.5K | 960.01M | 250.3K | 0.00% | ↗ |
| 28 | 2008 | Allen F. Grum, President Director | 165.0K | 5.0K | — | — | — | 1.14B | 198.2K | 0.00% | ↗ |
| 29 | 2008 | Daniel P. Penberthy, Treasurer | 150.0K | 5.0K | — | — | — | 1.05B | 176.0K | 0.00% | ↗ |
| 30 | 2007 | Allen F. Grum, President Director | 160.0K | 25.0K | — | — | — | — | 212.5K | 0.00% | ↗ |
| 31 | 2006 | Allen F. Grum, President Director | 155.0K | 50.0K | — | — | — | 9.5K | 214.5K | 0.00% | ↗ |
| 32 | 2006 | Daniel P. Penberthy, Treasurer | 130.0K | 50.0K | — | — | — | 7.8K | 187.8K | 0.00% | ↗ |
CEO compensation breakdown
Proxy statements
Proxy statements (DEF 14A)
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Daniel Penberthy | President & Chief Executive Officer | 315.1K | male |
| Deborah K. Pawlowski | Investor Relations | — | female |
| Heather Eastgate | Chief Compliance Officer | — | female |
| Margaret Whalen Brechtel | Executive Vice President, Treasurer, Chief Financial Officer & Secretary | — | female |
ESG Rating
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity
No Senate trading activity found for this company.
House Trading Activity
| Transaction Date | Disclosed | Representative | District | Owner | Type | Amount | Link |
|---|---|---|---|---|---|---|---|
| 2020-08-04 | 2020-09-13 | Scott H. Peters | CA52 | Spouse | Sale (Full) | $1,001 - $15,000 | ↗ |
| 2020-08-03 | 2020-09-13 | Scott H. Peters | CA52 | Spouse | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2020-07-31 | 2020-08-13 | Scott H. Peters | CA52 | Self | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2020-07-30 | 2020-08-13 | Scott H. Peters | CA52 | Self | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2020-07-29 | 2020-08-13 | Scott H. Peters | CA52 | Self | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2020-07-28 | 2020-08-13 | Scott H. Peters | CA52 | Self | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2019-06-07 | 2019-07-14 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2019-06-04 | 2019-07-14 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2019-06-03 | 2019-07-14 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2019-05-22 | 2019-06-18 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2019-05-21 | 2019-06-18 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2019-05-20 | 2019-06-18 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2019-05-17 | 2019-06-18 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2019-03-08 | 2019-04-14 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $15,001 - $50,000 | ↗ |
| 2019-03-07 | 2019-04-14 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $15,001 - $50,000 | ↗ |
| 2019-03-06 | 2019-04-14 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $15,001 - $50,000 | ↗ |
| 2019-03-05 | 2019-04-14 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2019-03-04 | 2019-04-14 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2019-03-01 | 2019-04-14 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $1,001 - $15,000 | ↗ |
| 2018-07-27 | 2018-08-10 | Scott H. Peters | Ca52 | Spouse | Sale (Partial) | $1,001 - $15,000 | ↗ |
Market share among peers
Peer comparison — filtered group (TTM)
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Community Opinion for RAND
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.
