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Prospect Capital Corporation (PSEC)

USD2.29 +0.04 (+1.78%)
US NASDAQ Financial Services Asset Management
Address 10 East 40th Street 10016
New York City, NY, US
CEO John Francis Barry
IPO 2004-07-27
CIK 1287032 ISIN US74348T1025

Explore sections of this company profile

Also trades on London Stock Exchange · 0R25.L (USD) NASDAQ Global Select · PSEC (USD) New York Stock Exchange · PBY (USD) New York Stock Exchange · PSEC-PA (USD)
Description

Prospect Capital Corporation operates as a Business Development Company (BDC), providing diverse financing solutions predominantly to the middle market. The firm engages in a broad spectrum of investment activities, including growth capital, leveraged buyouts, acquisitions, recapitalizations, refinancing, and turnaround situations for mature, emerging, and later-stage companies. Its specialized offerings encompass mezzanine financing, subordinated debt tranches of collateralized loan obligations (CLOs), cash flow term loans, marketplace lending, and bridge transactions. Beyond corporate finance, Prospect Capital also allocates capital to real estate, with a specific focus on multi-family residential assets. The company deploys a variety of investment instruments, such as secured debt (including senior, unitranche, first-lien, and second-lien), private debt, mezzanine debt, and direct equity, primarily targeting private and microcap public businesses. Its investment strategy involves both primary originations and the acquisition of secondary loan portfolios, supporting situations like private equity-backed financings, corporate expansion, dividend recapitalizations, and real estate ventures. The firm intentionally concentrates on small and medium-sized private companies, rather than large public corporations. Prospect Capital maintains a diversified investment portfolio spanning numerous industries, with notable expertise in the energy and industrial sectors. Its extensive reach covers areas from aerospace and financial services to healthcare, technology, and consumer goods. Geographically, its operations are concentrated within the United States and Canada. Typically, PSEC commits between $10 million and $500 million per transaction. It seeks out companies with an EBITDA between $5 million and $150 million, sales figures ranging from $25 million to $500 million, and an enterprise value between $5 million and $1000 million. The BDC is also open to co-investing in larger opportunities. Prospect Capital often aims for control acquisitions by participating across various levels of a company's capital structure and engages in sole, agented, club, or syndicated deal arrangements.

News Sentiment (7d)
Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD2.29 +0.04 (+1.78%)
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Volume Profile
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Liquidity & share structure
Average Volume
6M
Beta
0.77
Float Shares
351.31M
Free Float %
72.2%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-2.29% -12.31% -11.32% -22.95% -15.47% -9.27% -35.97% -61.54% -69.99% -68.96% -84.33%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (20 ratings, all time) Hold
Price Targets & DCF
Current price
2.29
Low 2.50 +9.2%
Consensus 2.50 +9.2%
Median 2.50 +9.2%
High 2.50 +9.2%
Ratings Trend (MoM) 0% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 0 0
Hold 0 0
Sell 1 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 1
2.50
+9.2%
All Time 3
4.50
+96.5%
Quality scores
Altman Z-Score
0.12
Distress
Piotroski F-Score
5 / 9
Average
MOAT Score
2 / 10
No MOAT
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
2 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    -159.2% Q1'26: +175.7% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    -475.0% Q1'26: +130.8% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    +239.2% Q1'26: +79.0% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    +169.8% Q1'26: +124.8% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    -9.3% Q1'26: +5.6% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    +5.4% Q1'26: +6.5% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    -4.44× Q1'26: 4.92× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.81) × ERP
WACC = 37% × Ke + 63% × Kd (6.2%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 2.29
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Jun 2011
actual
Jun 2012
actual
Jun 2013
actual
Jun 2014
actual
Jun 2015
actual
Jun 2016
actual
Jun 2017
actual
Jun 2018
actual
Jun 2019
actual
Jun 2020
actual
Jun 2021
actual
Jun 2022
actual
Jun 2023
actual
Jun 2024
actual
Jun 2025
actual
Jun 2026
1 Rev. Ana.
1 EPS Ana.
Jun 2027
1 Rev. Ana.
1 EPS Ana.
Jun 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
185.94M
est: 136.83M (+35.9%)
242.62M
est: 221.24M (+9.7%)
321.24M
est: 438.06M (-26.7%)
475.79M
est: 529.34M (-10.1%)
553.35M
est: 793.58M (-30.3%)
304.68M
est: 788.33M (-61.4%)
455.49M
est: 705.86M (-35.5%)
488.69M
est: 645.58M (-24.3%)
343.83M
est: 706.00M (-51.3%)
167.35M
est: 621.50M (-73.1%)
1.15B
est: 657.09M (+74.7%)
739.88M
est: 732.23M (+1.0%)
87.30M
est: 847.10M (-89.7%)
467.36M
est: 855.02M (-45.3%)
-276.83M
est: 719.57M (-138.5%)
633.49M
633.49M – 633.49M
-12.0% YoY
579.81M
579.81M – 579.81M
-8.5% YoY
573.98M
573.98M – 573.98M
-1.0% YoY
EBITDA
135.84M
est: 115.33M (+17.8%)
190.90M
est: 188.28M (+1.4%)
220.86M
est: 205.33M (+7.6%)
319.02M
est: 378.27M (-15.7%)
346.34M
est: 515.54M (-32.8%)
103.36M
est: 291.70M (-64.6%)
252.91M
est: 522.10M (-51.6%)
299.86M
est: 370.89M (-19.2%)
144.49M
est: 304.09M (-52.5%)
-16.22M
est: 288.61M (-105.6%)
963.81M
est: 544.16M (+77.1%)
582.58M
est: 320.65M (+81.7%)
-101.64M
est: 370.95M (-127.4%)
262.83M
est: 374.42M (-29.8%)
-469.92M
est: 315.11M (-249.1%)
277.41M
277.41M – 277.41M
-12.0% YoY
253.91M
253.91M – 253.91M
-8.5% YoY
251.35M
251.35M – 251.35M
-1.0% YoY
EBIT
118.24M
est: 81.21M (+45.6%)
190.90M
est: 115.77M (+64.9%)
220.86M
est: 62.30M (+254.5%)
319.02M
est: 231.80M (+37.6%)
346.34M
est: 347.52M (-0.3%)
103.36M
est: 345.22M (-70.1%)
252.91M
est: 309.11M (-18.2%)
299.86M
est: 282.71M (+6.1%)
144.49M
est: 309.16M (-53.3%)
-16.22M
est: 272.16M (-106.0%)
963.81M
est: 287.75M (+234.9%)
582.58M
est: 372.81M (+56.3%)
-101.64M
est: 410.09M (-124.8%)
262.83M
est: 374.42M (-29.8%)
-469.92M
est: 315.11M (-249.1%)
277.41M
277.41M – 277.41M
-12.0% YoY
253.91M
253.91M – 253.91M
-8.5% YoY
251.35M
251.35M – 251.35M
-1.0% YoY
Net Income
118.24M
est: 105.23M (+12.4%)
190.90M
est: 157.26M (+21.4%)
220.86M
est: 161.81M (+36.5%)
319.02M
est: 278.48M (+14.6%)
346.34M
est: 345.26M (+0.3%)
103.36M
est: 125.53M (-17.7%)
252.91M
est: 354.40M (-28.6%)
299.86M
est: 199.59M (+50.2%)
144.49M
est: 160.28M (-9.9%)
-16.22M
est: 140.25M (-111.6%)
963.81M
est: 450.63M (+113.9%)
582.58M
est: 862.54M (-32.5%)
-101.64M
est: 948.80M (-110.7%)
262.83M
est: 340.96M (-22.9%)
-469.92M
est: 237.33M (-298.0%)
202.54M
202.54M – 202.54M
-14.7% YoY
154.11M
154.11M – 154.11M
-23.9% YoY
140.90M
140.90M – 140.90M
-8.6% YoY
SGA
11.61M
est: 12.95M (-10.4%)
13.19M
est: 19.31M (-31.7%)
17.54M
est: -1.45M (+1,312.4%)
30.87M
est: 22.44M (+37.6%)
29.90M
est: 34.09M (-12.3%)
31.53M
est: 33.58M (-6.1%)
31.82M
est: 27.91M (+14.0%)
26.20M
est: 27.71M (-5.5%)
33.63M
est: 33.74M (-0.3%)
32.50M
est: 33.80M (-3.9%)
29.76M
est: 30.31M (-1.8%)
29.73M
est: 23.00M (+29.2%)
40.56M
est: 25.30M (+60.3%)
44.03M
est: 78.58M (-44.0%)
45.79M
est: 66.13M (-30.8%)
58.22M
58.22M – 58.22M
-12.0% YoY
53.28M
53.28M – 53.28M
-8.5% YoY
52.75M
52.75M – 52.75M
-1.0% YoY
EPS
1.38
est: 1.18 (+16.9%)
1.67
est: 1.15 (+45.2%)
1.07
est: 1.63 (-34.4%)
1.06
est: 1.23 (-13.8%)
0.98
est: 1.03 (-5.0%)
0.29
est: 1.03 (-71.8%)
0.70
est: 0.87 (-19.2%)
0.83
est: 0.77 (+8.3%)
0.39
est: 0.87 (-54.9%)
-0.04
est: 0.73 (-106.1%)
2.51
est: 0.74 (+239.2%)
1.43
est: 0.80 (+79.9%)
-0.43
est: 0.87 (-149.7%)
0.50
est: 0.77 (-35.4%)
-1.35
est: 0.54 (-350.5%)
0.46
0.46 – 0.46
-14.7% YoY
0.35
0.35 – 0.35
-23.9% YoY
0.32
0.32 – 0.32
-8.6% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-07 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-05-06 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-05-05 C 2/5 2/5 1/5 1/5 2/5 1/5 4/5
2026-05-04 C 2/5 2/5 1/5 1/5 2/5 1/5 4/5
2026-05-01 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-30 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-29 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-28 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-27 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-24 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-23 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-22 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-21 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-20 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-17 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-16 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-15 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
89
Total invested
46.69M
Insider transactions (90d)
0
Beneficial owners (>5%)
9
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 John F. Barry III 104.51M 27.46% 104.29M 216.8K 104.29M 10.00 IN Citizenship or Place of Organization 2021-01-08
2 John and Daria Barry Foundation 27.19M 7.14% 27.19M 27.19M 10.00 OO Citizenship or Place of Organization 2021-01-08
3 Gene T. Pretti 15.22M 11.00% 15.22M 15.22M HC, IN United States 2013-02-05
4 Zazove Associates, Inc. 36-3630548 15.22M 11.00% 15.22M 15.22M HC, CO Illinois 2013-02-05
5 Zazove Associates, LLC 36-3984373 15.22M 11.00% 15.22M 15.22M IA Delaware 2013-02-05
6 Capitol Street Corporation 11.38M 9.30% 11.38M HC Mississippi 2012-06-22
7 Galaxie Corporation 11.38M 9.30% 11.38M HC Mississippi 2012-06-22
8 Jupiter Street, Inc. 11.38M 9.30% 11.38M CO Mississippi 2012-06-22
9 (1) BlackRock, Inc. 7.33M 6.69% 7.33M 7.33M HC Delaware 2012-02-09

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
89
-134 vs prev Q
New positions
10
Closed positions
139
Increased
48
Reduced
20
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 VAN ECK ASSOCIATES CORP 9.64M -611.2K (-6.0%) 24.98M -3.2M (-11.4%) 2.04% -0.287 pp 0.02% -0.006 pp USD5.77 -55.1% 52 qtrs
2 TWO SIGMA ADVISERS, LP 8.94M +2.2M (+32.1%) 23.17M +4.5M (+24.4%) 1.89% +0.356 pp 0.05% +0.008 pp USD3.52 -26.4% 42 qtrs
3 TWO SIGMA INVESTMENTS, LP 6.53M +2.4M (+59.5%) 16.92M +5.7M (+50.2%) 1.38% +0.453 pp 0.02% +0.007 pp USD3.16 -18.0% 12 qtrs
4 MARSHALL WACE, LLP 6.21M -454.9K (-6.8%) 16.09M -2.2M (-12.2%) 1.32% -0.199 pp 0.01% -0.004 pp USD3.00 -13.7% 3 qtrs
5 UBS GROUP AG 4.99M +1.5M (+44.5%) 12.92M +3.4M (+36.1%) 1.06% +0.272 pp 0.00% +0.001 pp USD3.62 -28.5% 45 qtrs
6 GENDELL JEFFREY L 3.73M +562.1K (+17.8%) 9.66M +949.3K (+10.9%) 0.79% +0.070 pp 0.17% +0.008 pp USD2.73 -5.1% 2 qtrs
7 LEGAL & GENERAL GROUP PLC 3.32M +593.6K (+21.8%) 8.65M +1.1M (+15.1%) 0.70% +0.084 pp 0.00% +0.000 pp USD5.75 -55.0% 75 qtrs
8 PRIVATE MANAGEMENT GROUP INC 3.22M +3.2M (+100.0%) 8.35M +8.4M (+100.0%) 0.68% +0.683 pp 0.24% +0.243 pp USD2.59 +0.0% 1 qtrs NEW
9 MORGAN STANLEY 3.21M +278.7K (+9.5%) 8.31M +252.9K (+3.1%) 0.68% +0.014 pp 0.00% +0.000 pp USD5.59 -53.7% 51 qtrs
10 MILLENNIUM MANAGEMENT LLC 3.06M -3.2M (-50.9%) 7.92M -9.2M (-53.8%) 0.65% -0.768 pp 0.00% -0.004 pp USD2.87 -9.8% 5 qtrs
11 BLACKROCK, INC. 2.39M +17.5K (+0.7%) 6.18M -333.9K (-5.1%) 0.51% -0.033 pp 0.00% +0.000 pp USD4.34 -40.3% 6 qtrs
12 TUDOR INVESTMENT CORP ET AL 2.25M -355.7K (-13.7%) 5.82M -1.3M (-18.7%) 0.48% -0.115 pp 0.01% -0.002 pp USD3.19 -18.8% 4 qtrs
13 PRIVATE ADVISOR GROUP, LLC 1.71M +159.0K (+10.3%) 4.42M +164.4K (+3.9%) 0.36% +0.010 pp 0.02% 0.000 pp USD3.51 -26.2% 7 qtrs
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1.65M -2.1M (-56.0%) 4.26M -6.0M (-58.5%) 0.35% -0.500 pp 0.00% -0.001 pp USD3.24 -20.1% 11 qtrs
15 POINT72 ASSET MANAGEMENT, L.P. 1.07M +1.1M (+100.0%) 2.76M +2.8M (+100.0%) 0.23% +0.226 pp 0.00% +0.003 pp USD2.59 +0.0% 1 qtrs NEW
16 GRANITESHARES ADVISORS LLC 1.06M +1.1M (+100.0%) 2.75M +2.7M (+100.0%) 0.24% +0.241 pp 1.67% +1.667 pp USD2.59 +0.0% 1 qtrs NEW
17 LPL FINANCIAL LLC 821.1K -61.5K (-7.0%) 2.13M -300.5K (-12.4%) 0.17% -0.027 pp 0.00% 0.000 pp USD6.89 -62.4% 51 qtrs
18 CAXTON ASSOCIATES LLP 710.3K -466.4K (-39.6%) 1.84M -1.4M (-43.1%) 0.15% -0.117 pp 0.04% -0.040 pp USD3.29 -21.3% 4 qtrs
19 COMMONWEALTH EQUITY SERVICES, LLC 663.0K +52.5K (+8.6%) 1.72M +38.3K (+2.3%) 0.14% +0.002 pp 0.00% +0.000 pp USD5.15 -49.7% 8 qtrs
20 TACTIVE ADVISORS, LLC 578.8K -7.0K (-1.2%) 1.50M -111.9K (-6.9%) 0.13% +0.003 pp 0.44% -0.016 pp USD3.18 -18.6% 3 qtrs
21 LSV ASSET MANAGEMENT 535.8K +— (+0.0%) 1.39M -86.0K (-5.8%) 0.11% -0.008 pp 0.00% 0.000 pp USD6.66 -61.1% 50 qtrs
22 BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S 520.6K +— (+0.0%) 1.35M -84.0K (-5.9%) 0.11% -0.008 pp 0.01% -0.001 pp USD5.44 -52.4% 13 qtrs
23 JANE STREET GROUP, LLC 489.7K -555.3K (-53.1%) 1.27M -1.6M (-55.9%) 0.11% -0.126 pp 0.00% 0.000 pp USD2.75 -5.8% 25 qtrs
24 RAYMOND JAMES FINANCIAL INC 472.6K -38.3K (-7.5%) 1.22M -180.9K (-12.9%) 0.10% -0.016 pp 0.00% 0.000 pp USD4.29 -39.6% 5 qtrs
25 VIRTUS INVESTMENT ADVISERS, INC. 460.8K -196.8K (-29.9%) 1.19M -614.9K (-34.0%) 0.10% -0.052 pp 0.32% -0.193 pp USD3.55 -27.0% 4 qtrs
26 BNP PARIBAS ARBITRAGE, SNC 457.0K -47.3K (-9.4%) 1.18M -203.3K (-14.7%) 0.10% -0.018 pp 0.00% 0.000 pp USD4.40 -41.1% 43 qtrs
27 SMH CAPITAL ADVISORS INC 426.5K -12.4K (-2.8%) 1.10M -62.8K (-5.4%) 0.09% -0.009 pp 2.25% -0.133 pp USD3.92 -33.9% 33 qtrs
28 NORTHERN TRUST CORP 421.6K -52.0K (-11.0%) 1.09M -210.5K (-16.2%) 0.09% -0.018 pp 0.00% +0.000 pp USD3.57 -27.5% 51 qtrs
29 GREAT WEST LIFE ASSURANCE CO /CAN/ 409.2K +15.6K (+4.0%) 1.07M +31.0K (+3.0%) 0.09% -0.003 pp 0.00% +0.000 pp USD5.29 -51.0% 32 qtrs
30 DNB ASSET MANAGEMENT AS 401.7K +— (+0.0%) 1.04M -60.2K (-5.5%) 0.09% +0.000 pp 0.00% -0.001 pp USD6.09 -57.5% 47 qtrs
31 KOVACK ADVISORS, INC. 403.1K -77.5K (-16.1%) 1.04M -277.8K (-21.0%) 0.09% -0.018 pp 0.05% -0.076 pp USD4.00 -35.3% 15 qtrs
32 NAVITER WEALTH, LLC 384.2K -112.1K (-22.6%) 1.01M -373.5K (-26.9%) 0.09% -0.026 pp 0.13% -0.029 pp USD3.93 -34.1% 5 qtrs
33 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 358.1K +77.7K (+27.7%) 927.0K +156.0K (+20.2%) 0.08% +0.018 pp 0.00% +0.000 pp USD5.63 -54.0% 51 qtrs
34 180 WEALTH ADVISORS, LLC 346.1K +135.1K (+64.0%) 896.4K +316.0K (+54.5%) 0.08% +0.032 pp 0.10% +0.031 pp USD2.84 -8.8% 4 qtrs
35 306.2K +101.4K (+49.5%) 792.9K +229.7K (+40.8%) 0.06% +0.018 pp 0.41% +0.084 pp USD2.70 -4.1% 2 qtrs
36 CONCORDE ASSET MANAGEMENT, LLC 304.3K +87.1K (+40.1%) 788.1K +187.7K (+31.3%) 0.06% +0.015 pp 0.32% +0.064 pp USD2.70 -4.1% 2 qtrs
37 SQUAREPOINT OPS LLC 284.9K +60.1K (+26.7%) 737.9K +119.6K (+19.3%) 0.06% +0.009 pp 0.00% +0.000 pp USD3.48 -25.6% 9 qtrs
38 TCFG WEALTH MANAGEMENT, LLC 275.3K +3.1K (+1.1%) 713.1K -35.4K (-4.7%) 0.06% -0.004 pp 0.28% -0.015 pp USD5.26 -50.8% 6 qtrs
39 QUANTBOT TECHNOLOGIES LP 263.0K +209.2K (+388.6%) 681.2K +533.2K (+360.2%) 0.06% +0.048 pp 0.02% +0.019 pp USD2.71 -4.4% 4 qtrs
40 CETERA INVESTMENT ADVISERS 255.5K -46.9K (-15.5%) 661.8K -170.0K (-20.4%) 0.05% -0.015 pp 0.00% 0.000 pp USD4.99 -48.1% 22 qtrs
41 BANK OF AMERICA CORP /DE/ 254.7K -374.1K (-59.5%) 659.6K -1.1M (-61.9%) 0.05% -0.089 pp 0.00% 0.000 pp USD3.65 -29.0% 52 qtrs
42 CITADEL ADVISORS LLC 253.0K -310.5K (-55.1%) 655.3K -894.4K (-57.7%) 0.05% -0.074 pp 0.00% 0.000 pp USD3.81 -32.0% 38 qtrs
43 LECLAIR WEALTH PARTNERS LLC 239.1K +198.7K (+491.4%) 619.3K +508.1K (+457.0%) 0.05% +0.041 pp 0.36% +0.290 pp USD2.78 -6.8% 4 qtrs
44 XTX TOPCO LTD 222.0K +135.6K (+156.9%) 575.0K +337.3K (+141.9%) 0.05% +0.027 pp 0.02% +0.003 pp USD2.65 -2.3% 2 qtrs
45 DRW SECURITIES, LLC 219.1K -38.3K (-14.9%) 567.5K -150.0K (-20.9%) 0.05% -0.012 pp 0.02% +0.002 pp USD2.98 -13.1% 3 qtrs
46 ADVISOR GROUP HOLDINGS, INC. 206.6K +33.1K (+19.1%) 535.3K +30.2K (+6.0%) 0.04% +0.004 pp 0.00% +0.000 pp USD4.89 -47.0% 24 qtrs
47 KESTRA PRIVATE WEALTH SERVICES, LLC 201.7K -5.2K (-2.5%) 522.4K -46.6K (-8.2%) 0.05% -0.001 pp 0.01% -0.001 pp USD5.35 -51.6% 22 qtrs
48 CATALYST CAPITAL ADVISORS LLC 200.7K +— (+0.0%) 519.9K -32.1K (-5.8%) 0.05% +0.000 pp 0.01% -0.001 pp USD4.05 -36.0% 11 qtrs
49 CREATIVE PLANNING 196.1K +6.7K (+3.6%) 507.8K -12.9K (-2.5%) 0.04% -0.002 pp 0.00% +0.000 pp USD5.28 -50.9% 57 qtrs
50 CLARO ADVISORS LLC 192.4K +22.5K (+13.3%) 498.3K +31.2K (+6.7%) 0.04% +0.002 pp 0.07% 0.000 pp USD3.33 -22.2% 13 qtrs
51 STIFEL FINANCIAL CORP 189.4K -16.1K (-7.8%) 490.6K -74.5K (-13.2%) 0.04% -0.007 pp 0.00% 0.000 pp USD5.88 -56.0% 48 qtrs
52 VERITION FUND MANAGEMENT LLC 177.7K -24.5K (-12.1%) 460.3K -95.9K (-17.2%) 0.04% -0.008 pp 0.00% -0.001 pp USD3.14 -17.5% 3 qtrs
53 GSA CAPITAL PARTNERS LLP 174.6K +174.6K (+100.0%) 452.0K +452.0K (+100.0%) 0.04% +0.037 pp 0.04% +0.039 pp USD2.59 +0.0% 1 qtrs NEW
54 QUBE RESEARCH & TECHNOLOGIES LTD 174.5K -52.9K (-23.3%) 451.8K -173.4K (-27.7%) 0.04% -0.015 pp 0.00% 0.000 pp USD2.82 -8.2% 3 qtrs
55 TWEEDY, BROWNE CO LLC 163.0K +23.3K (+16.7%) 422.0K +38.1K (+9.9%) 0.04% +0.005 pp 0.03% +0.001 pp USD3.08 -15.9% 4 qtrs
56 EXCHANGE TRADED CONCEPTS, LLC 162.9K +23.3K (+16.7%) 421.8K +38.1K (+9.9%) 0.04% +0.006 pp 0.00% 0.000 pp USD3.05 -15.1% 5 qtrs
57 GUGGENHEIM CAPITAL LLC 156.8K +16.9K (+12.0%) 406.2K +21.3K (+5.5%) 0.03% +0.001 pp 0.00% +0.000 pp USD5.46 -52.6% 60 qtrs
58 BUCKINGHAM STRATEGIC PARTNERS 155.3K -106.2K (-40.6%) 402.3K -350.6K (-46.6%) 0.03% -0.027 pp 0.00% -0.004 pp USD3.17 -18.3% 7 qtrs
59 TRUIST FINANCIAL CORP 153.9K +— (+0.0%) 398.7K -24.6K (-5.8%) 0.04% +0.000 pp 0.00% +0.000 pp USD6.00 -56.8% 25 qtrs
60 FAMILY WEALTH PARTNERS, LLC 150.5K +13.2K (+9.6%) 389.7K +12.3K (+3.3%) 0.03% +0.003 pp 0.14% -0.001 pp USD3.35 -22.7% 6 qtrs
61 ENGINEERS GATE MANAGER LP 135.2K -12.7K (-8.6%) 350.3K -56.5K (-13.9%) 0.03% -0.005 pp 0.00% -0.001 pp USD3.19 -18.8% 4 qtrs
62 BREVAN HOWARD CAPITAL MANAGEMENT LP 127.0K -81.0K (-38.9%) 328.9K -243.0K (-42.5%) 0.03% -0.020 pp 0.00% +0.001 pp USD3.58 -27.7% 7 qtrs
63 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 124.1K -18.4K (-12.9%) 321.4K -128.2K (-28.5%) 0.03% -0.004 pp 0.02% -0.014 pp USD5.13 -49.5% 24 qtrs
64 TOWER RESEARCH CAPITAL LLC (TRC) 115.2K +59.6K (+107.1%) 298.3K +145.4K (+95.1%) 0.03% +0.014 pp 0.01% +0.003 pp USD2.71 -4.4% 21 qtrs
65 UNIVERSAL- BETEILIGUNGS- UND SERVICEGESELLSCHAFT MBH 105.9K +— (+0.0%) 274.3K -16.9K (-5.8%) 0.02% +0.000 pp 0.00% +0.000 pp USD4.10 -36.8% 4 qtrs
66 SPIRE WEALTH MANAGEMENT 102.1K -80.5K (-44.1%) 264.3K -237.6K (-47.3%) 0.02% -0.020 pp 0.01% -0.008 pp USD4.03 -35.7% 20 qtrs
67 GENERALI INVESTMENTS CEE, INVESTICNI SPOLECNOST, A.S. 101.2K +— (+0.0%) 262.2K -16.2K (-5.8%) 0.02% -0.001 pp 0.02% -0.003 pp USD4.05 -36.0% 4 qtrs
68 JUMP FINANCIAL, LLC 95.7K +95.7K (+100.0%) 247.9K +247.9K (+100.0%) 0.02% +0.020 pp 0.00% +0.003 pp USD2.59 +0.0% 3 qtrs
69 LIDO ADVISORS, LLC 88.8K +3.0K (+3.6%) 245.4K +6.2K (+2.6%) 0.02% -0.001 pp 0.00% +0.000 pp USD3.91 -33.8% 19 qtrs
70 WESTWOOD HOLDINGS GROUP INC 93.2K +— (+0.0%) 241.5K -14.5K (-5.7%) 0.02% -0.001 pp 0.00% +0.000 pp USD7.71 -66.4% 18 qtrs
71 XML FINANCIAL, LLC 87.1K -561.1K (-86.6%) 225.6K -1.6M (-87.3%) 0.02% -0.129 pp 0.02% -0.127 pp USD6.16 -58.0% 24 qtrs
72 DENALI ADVISORS LLC 85.3K -19.6K (-18.7%) 220.9K -67.7K (-23.4%) 0.02% -0.005 pp 0.02% -0.008 pp USD5.17 -49.9% 6 qtrs
73 GROUP ONE TRADING, L.P. 84.3K -288.2K (-77.4%) 218.4K -806.0K (-78.7%) 0.02% -0.067 pp 0.00% -0.001 pp USD3.00 -13.7% 6 qtrs
74 PROSHARE ADVISORS LLC 77.2K -4.6K (-5.6%) 200.1K -24.9K (-11.1%) 0.02% -0.001 pp 0.00% 0.000 pp USD5.68 -54.4% 12 qtrs
75 KESTRA ADVISORY SERVICES, LLC 75.8K -314.0 (-0.4%) 196.3K -13.0K (-6.2%) 0.02% -0.001 pp 0.00% 0.000 pp USD5.54 -53.2% 22 qtrs
76 SUMMIT GLOBAL INVESTMENTS 75.0K +— (+0.0%) 194.0K -12.0K (-5.8%) 0.02% -0.001 pp 0.01% -0.001 pp USD7.67 -66.2% 20 qtrs
77 HEADLANDS TECHNOLOGIES LLC 74.8K +56.4K (+307.1%) 193.7K +143.2K (+283.4%) 0.02% +0.012 pp 0.02% +0.012 pp USD2.84 -8.8% 9 qtrs
78 ALPINE GLOBAL MANAGEMENT, LLC 71.7K +71.7K (+100.0%) 185.7K +185.7K (+100.0%) 0.02% +0.016 pp 0.03% +0.034 pp USD2.59 +0.0% 1 qtrs NEW
79 KATHMERE CAPITAL MANAGEMENT, LLC 69.5K +— (+0.0%) 179.9K -11.1K (-5.8%) 0.02% +0.000 pp 0.01% -0.001 pp USD6.31 -59.0% 25 qtrs
80 GARDEN STATE INVESTMENT ADVISORY SERVICES LLC 67.4K -59.0 (-0.1%) 174.5K -10.9K (-5.9%) 0.01% -0.001 pp 0.04% -0.003 pp USD6.75 -61.6% 13 qtrs
81 CRESSET ASSET MANAGEMENT, LLC 64.7K +64.7K (+100.0%) 170.6K +170.6K (+100.0%) 0.01% +0.014 pp 0.00% +0.001 pp USD2.59 +0.0% 1 qtrs NEW
82 US BANCORP \DE\ 60.0K -41.5K (-40.9%) 155.4K -123.7K (-44.3%) 0.01% -0.009 pp 0.00% 0.000 pp USD7.39 -65.0% 51 qtrs
83 ROYAL BANK OF CANADA 56.8K -1.8K (-3.1%) 147.0K -14.0K (-8.7%) 0.01% -0.001 pp 0.00% +0.000 pp USD5.99 -56.8% 51 qtrs
84 PROSPERA FINANCIAL SERVICES INC 54.1K -6.0K (-10.0%) 140.2K -25.2K (-15.3%) 0.01% -0.002 pp 0.00% -0.001 pp USD6.81 -62.0% 13 qtrs
85 WEALTHFRONT ADVISERS LLC 49.1K +9.7K (+24.8%) 127.1K +18.9K (+17.5%) 0.01% +0.002 pp 0.00% +0.000 pp USD3.88 -33.2% 9 qtrs
86 AIGEN INVESTMENT MANAGEMENT, LP 45.8K -50.4K (-52.4%) 118.7K -145.9K (-55.1%) 0.01% -0.012 pp 0.03% -0.014 pp USD3.58 -27.7% 4 qtrs
87 BLAIR WILLIAM & CO/IL 45.7K +— (+0.0%) 118.4K -7.3K (-5.8%) 0.01% -0.001 pp 0.00% +0.000 pp USD5.20 -50.2% 21 qtrs
88 SOWELL FINANCIAL SERVICES LLC 43.3K +25.4K (+141.5%) 112.2K +62.9K (+127.5%) 0.01% +0.006 pp 0.00% +0.002 pp USD3.22 -19.6% 4 qtrs
89 PHILADELPHIA TRUST CO 43.2K -2.5K (-5.5%) 112.0K -14.0K (-11.1%) 0.01% -0.001 pp 0.01% -0.001 pp USD5.26 -50.8% 22 qtrs
90 WELLS FARGO & COMPANY/MN 42.8K -63.7K (-59.8%) 110.8K -182.1K (-62.2%) 0.01% -0.015 pp 0.00% +0.000 pp USD6.00 -56.8% 57 qtrs
91 CSENGE ADVISORY GROUP 42.5K -1.5K (-3.3%) 110.0K -10.8K (-9.0%) 0.01% 0.000 pp 0.01% -0.001 pp USD5.49 -52.8% 8 qtrs
92 CADENCE BANK 41.2K +2.0K (+5.1%) 106.7K -1.1K (-1.0%) 0.01% +0.001 pp 0.01% 0.000 pp USD5.63 -54.0% 14 qtrs
93 GARNER ASSET MANAGEMENT CORP 40.5K -4.9K (-10.8%) 104.9K -18.5K (-15.0%) 0.01% -0.001 pp 0.04% -0.010 pp USD6.61 -60.8% 35 qtrs
94 BESSEMER GROUP INC 40.0K +— (+0.0%) 104.0K -6.0K (-5.5%) 0.01% +0.000 pp 0.00% +0.000 pp USD6.96 -62.8% 12 qtrs
Ownership breakdown by holder

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
1
Sells
0
Shares acquired
942.8K
Shares disposed
Cash buys
1.00
Cash sales
Net activity
+942,800
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-02-11 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 942,800 2.92 2.75M 3,443,930 D
2025-09-25 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 370,000 2.71 1.00M 2,501,130 D
2025-09-25 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 925,000 2.72 2.52M 86,067,158 D
2025-09-24 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 741,158 2.62 1.94M 85,142,158 D
2025-09-23 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 384,000 2.66 1.02M 84,401,000 D
2025-09-22 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 374,500 2.66 997.2K 84,017,000 D
2025-09-17 Stark Eugene S Director P-Purchase A COMMON STOCK 2,500 2.79 7.0K 60,000 D
2025-06-23 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 319,000 3.16 1.01M 83,585,026 D
2025-06-20 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 623,300 3.19 1.99M 83,266,026 D
2025-03-24 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 24,000 4.24 101.7K 82,594,540 D
2025-03-21 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 24,000 4.26 102.2K 82,570,540 D
2025-03-20 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 24,000 4.28 102.7K 82,546,540 D
2025-03-19 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 24,000 4.30 103.1K 82,509,933 D
2025-03-18 Gremp William Director P-Purchase A COMMON STOCK 4,477 4.30 19.3K 75,153 D
2025-03-18 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 24,000 4.30 103.2K 82,485,933 D
2025-03-17 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 240,000 4.30 1.03M 82,461,933 D
2025-03-14 Gremp William Director P-Purchase A COMMON STOCK 900 4.24 3.8K 56,053 D
2025-03-14 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 240,000 4.28 1.03M 82,221,933 D
2025-03-13 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 240,000 4.20 1.01M 81,981,933 D
2025-03-12 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 240,000 4.25 1.02M 81,741,933 D
2025-03-11 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 1,000,000 4.33 4.33M 81,501,933 D
2024-12-24 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 2,000,000 4.29 8.58M 79,477,549 D
2024-11-29 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 210,000 4.81 1.01M 2,131,130 D
2024-11-27 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 210,000 4.79 1.01M 1,921,130 D
2024-11-26 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 4.72 23.6K 1,711,130 D
2024-11-25 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 4.83 24.1K 1,706,130 D
2024-11-22 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 4.72 23.6K 1,701,130 D
2024-11-22 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 1,000,000 4.78 4.78M 77,465,298 D
2024-11-21 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 4.60 23.0K 1,696,130 D
2024-11-21 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 1,000,000 4.64 4.64M 76,465,298 D
2024-11-20 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 4.65 23.2K 1,691,130 D
2024-11-20 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 1,000,000 4.59 4.59M 75,465,285 D
2024-11-19 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 4.50 22.5K 1,686,130 D
2024-11-19 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 1,000,000 4.63 4.63M 74,465,285 D
2024-11-18 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 4.46 22.3K 1,681,130 D
2024-11-18 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 837,273 4.47 3.74M 73,450,112 D
2024-11-15 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 4.38 21.9K 1,676,130 D
2024-11-15 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 205,900 4.40 906.0K 72,612,839 D
2024-11-14 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 4,505 4.33 19.5K 1,671,130 D
2024-11-14 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 1,000,000 4.37 4.37M 72,406,939 D
2024-11-12 Van Dask Kristin Lea Officer P-Purchase A COMMON STOCK 5,800 4.29 24.9K 87,246 D
2024-09-17 Stark Eugene S Director P-Purchase A COMMON STOCK 2,500 5.50 13.8K 57,500
2024-09-16 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 5.50 27.5K 1,666,130
2024-09-13 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 5.44 27.2K 1,661,130
2024-09-12 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 5.35 26.8K 1,656,130
2024-09-10 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 5.30 26.5K 1,651,130
2024-09-10 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 95,477 5.29 505.1K 71,381,891
2024-09-09 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 5.33 26.7K 1,646,130
2024-09-09 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 473,030 5.30 2.51M 71,286,414
2024-09-06 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 5.25 26.3K 1,641,130
2024-09-06 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 750,000 5.26 3.95M 70,813,384
2024-09-05 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 5.25 26.3K 1,636,130
2024-09-05 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 118,957 5.29 629.3K 70,063,384
2024-09-04 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 5.27 26.3K 1,631,130
2024-09-04 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 750,000 5.23 3.92M 69,844,427
2024-09-03 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 1,500 5.23 7.8K 1,626,130
2024-09-03 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 750,000 5.17 3.88M 69,094,427
2024-08-30 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 5.20 26.0K 1,621,130
2024-06-20 Van Dask Kristin Lea Officer P-Purchase A Preferred Stock 3,330 22.50 74.9K 4,539
2024-05-13 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 4,099 5.47 22.4K 65,796,357
2024-05-10 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 69,082 5.48 378.5K 65,792,258
2024-03-11 Van Dask Kristin Lea Officer P-Purchase A COMMON STOCK 5,000 5.44 27.2K 10,000
2023-12-27 John & Daria Barry Foundation 10% Owner D COMMON STOCK 0 0.00 43,727,066
2023-12-27 Barry John F Director / Officer / 10% Owner G-Gift D COMMON STOCK 2,582,000 0.00 64,949,108
2023-12-26 Barry John F Director / Officer / 10% Owner G-Gift D COMMON STOCK 5,427,977 0.00 67,531,108
2023-12-06 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 5.67 56.7K 1,616,130
2023-12-05 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 5.64 56.4K 1,606,130
2023-12-04 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 9,999 5.66 56.6K 1,596,129
2023-11-29 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 5.60 56.0K 1,586,130
2023-11-28 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 5.62 56.2K 1,576,130
2023-11-27 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 5.75 57.5K 1,566,130
2023-11-21 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 15,750 5.75 90.6K 1,556,130
2023-11-20 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 7,200 5.81 41.8K 1,540,380
2023-11-10 Van Dask Kristin Lea Officer P-Purchase A COMMON STOCK 2,500 5.72 14.3K 2,500
2023-09-12 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 16,650 5.99 99.7K 72,852,413
2023-09-11 Stark Eugene S Director P-Purchase A COMMON STOCK 3,000 6.00 18.0K 55,000
2023-09-11 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 16,520 5.99 99.0K 72,752,728
2023-05-12 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 100,000 6.09 609.0K 72,699,542
2023-05-11 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 100,000 6.28 628.0K 72,599,542
2023-03-14 Van Dask Kristin Lea Officer P-Purchase A COMMON STOCK 6,000 6.87 41.2K 66,492
2022-12-29 Barry John F Director / Officer / 10% Owner G-Gift D COMMON STOCK 7,512,116 0.00 72,468,491
2022-11-11 Van Dask Kristin Lea Officer P-Purchase A COMMON STOCK 4,250 7.51 31.9K 58,517
2022-09-26 Stark Eugene S Director P-Purchase A COMMON STOCK 2,000 6.55 13.1K 52,000
2022-09-07 Van Dask Kristin Lea Officer P-Purchase A COMMON STOCK 2,650 7.35 19.5K 53,331
2022-09-07 Stark Eugene S Director P-Purchase A COMMON STOCK 2,000 7.35 14.7K 50,000
2021-05-12 Stark Eugene S Director P-Purchase A COMMON STOCK 1,000 7.62 7.6K 48,000
2020-12-10 Van Dask Kristin Lea Officer P-Purchase A 5.50% Series A1 Preferred Stock 1,000 0.00 1,000
2020-10-22 Eliasek M Grier Director / Officer P-Purchase A 5.50% Series A1 Preferred Stock 50 0.00 50
2020-08-28 Stark Eugene S Director P-Purchase A COMMON STOCK 2,500 5.10 12.8K 46,000
2020-03-24 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 100,000 4.45 445.0K 1,352,196
2020-03-24 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 50 4.50 225.00 68,523,771
2020-03-23 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 10,200 4.20 42.9K 68,492,844 D
2020-03-20 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 190,000 4.81 914.4K 65,368,367
2020-03-19 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 645,160 4.86 3.13M 65,178,367
2020-03-18 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 1,974,530 4.21 8.32M 63,024,402
2020-03-17 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 4,000,000 4.97 19.86M 57,696,218
2020-03-16 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 4,610,490 4.77 22.01M 53,431,018
2020-03-13 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 3,252,951 4.92 16.01M 48,820,528
2020-03-12 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 92,017 4.31 396.8K 43,881,526
2020-03-11 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 698,091 4.79 3.35M 41,005,871
2020-03-10 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 139,051 5.02 697.9K 40,307,780
2020-03-09 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 33,004 4.98 164.3K 39,974,925
2020-02-25 Van Dask Kristin Lea Officer P-Purchase A COMMON STOCK 5,000 6.18 30.9K 41,250
2020-02-21 Gremp William Director P-Purchase A COMMON STOCK 2,000 6.54 13.1K 30,149
2020-02-12 Gremp William Director P-Purchase A COMMON STOCK 1,000 6.54 6.5K 28,149
2019-12-10 Stark Eugene S Director P-Purchase A COMMON STOCK 1,000 6.52 6.5K 43,500
2019-12-09 Van Dask Kristin Lea Officer P-Purchase A COMMON STOCK 3,250 6.54 21.2K 36,250
2019-11-08 Gremp William Director P-Purchase A COMMON STOCK 5,000 6.46 32.3K 26,512
2019-09-03 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 237,857 6.34 1.51M 39,906,051
2019-08-30 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 201,548 6.39 1.29M 39,668,194
2019-08-29 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 139,761 6.40 894.4K 39,460,914
2019-06-17 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 91,038 6.34 577.4K 39,309,766
2019-06-14 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 233,482 6.32 1.47M 39,171,927
2019-06-13 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 408,911 6.38 2.61M 38,938,445
2019-06-05 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 107,358 6.34 680.6K 38,529,534
2019-06-04 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 57,696 6.30 363.3K 38,422,176
2019-02-12 Van Dask Kristin Lea Officer P-Purchase A COMMON STOCK 2,000 6.44 12.9K 33,000
2019-02-12 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 1,300 6.40 8.3K 38,336,851
2019-02-11 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 100,000 6.39 638.9K 38,335,551
2018-12-31 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 299,707 6.31 1.89M 37,892,777
2018-12-26 Gremp William Director P-Purchase A COMMON STOCK 2,500 5.94 14.9K 15,091
2018-12-24 Stark Eugene S Director P-Purchase A COMMON STOCK 2,500 5.75 14.4K 42,500
2018-12-24 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 304,792 5.82 1.77M 37,593,070
2018-12-21 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 1,000,000 5.87 5.87M 37,288,278
2018-12-20 Van Dask Kristin Lea Officer P-Purchase A COMMON STOCK 1,000 5.81 5.8K 31,000
2018-12-20 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 5,000 5.78 28.9K 1,238,196
2018-12-20 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 453,000 5.80 2.63M 36,288,278
2018-12-07 Stark Eugene S Director P-Purchase A COMMON STOCK 1,000 6.72 6.7K 40,000
2018-11-08 Van Dask Kristin Lea Officer P-Purchase A COMMON STOCK 2,500 7.00 17.5K 30,000
2018-05-18 Van Dask Kristin Lea Officer P-Purchase A COMMON STOCK 3,649 6.66 24.3K 27,500
2018-04-04 Van Dask Kristin Lea Officer D COMMON STOCK 0 0.00 23,851
2018-03-21 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 4,483 6.50 29.1K 34,413,790
2018-03-20 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 58,241 6.50 378.5K 34,409,307
2018-03-19 Stark Eugene S Director P-Purchase A COMMON STOCK 1,000 6.50 6.5K 39,000
2018-03-19 Gremp William Director P-Purchase A COMMON STOCK 1,000 6.50 6.5K 11,538
2018-03-19 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 63,295 6.50 411.2K 34,351,066
2018-03-16 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 3,100 6.50 20.1K 34,287,771
2018-03-15 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 84,100 6.49 545.9K 34,284,671
2018-03-13 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 300 6.50 2.0K 34,200,571
2018-03-02 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 17,200 6.50 111.8K 34,200,271
2018-03-01 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 242,186 6.58 1.59M 34,183,071
2018-02-28 Barry John F Director / Officer / 10% Owner P-Purchase A Common Stock 269,197 6.63 1.78M 33,940,885
2018-02-23 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 79,933 6.67 533.0K 33,671,688
2018-02-22 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 48,117 6.70 322.2K 33,591,755
2018-02-09 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 467,178 6.73 3.14M 33,259,333
2017-12-22 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 7.19 71.9K 1,202,196
2017-12-22 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 490,600 7.17 3.52M 32,678,164
2017-12-21 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 7.08 70.8K 1,192,196
2017-12-21 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 508,775 7.08 3.60M 31,281,548
2017-12-20 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.94 69.4K 1,182,196
2017-12-20 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 8,221 6.94 57.1K 30,431,275
2017-12-19 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.94 69.4K 1,172,196
2017-12-19 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 450,000 6.92 3.12M 30,423,054
2017-12-18 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.92 69.2K 1,162,196
2017-12-18 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 306,100 6.87 2.10M 29,870,847
2017-12-15 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.77 67.7K 1,152,196
2017-12-15 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 247,793 6.87 1.70M 29,564,747
2017-12-14 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.79 67.9K 1,142,196
2017-12-14 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 368,756 6.82 2.51M 29,316,954
2017-12-13 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.82 68.2K 1,132,196
2017-12-13 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 1,900 6.80 12.9K 28,948,198
2017-12-12 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.83 68.3K 1,122,196
2017-12-12 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 14,937 6.80 101.6K 28,591,515
2017-12-11 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.75 67.5K 1,112,196
2017-12-08 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.73 67.3K 1,102,196
2017-12-08 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 58,463 6.75 394.6K 28,326,578
2017-12-07 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.69 66.9K 1,092,196
2017-12-07 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 110,007 6.67 734.0K 28,203,199
2017-12-06 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.69 66.9K 1,082,196
2017-12-06 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 110,000 6.70 736.9K 28,093,192
2017-12-05 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.73 67.3K 1,072,196
2017-12-05 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 266,238 6.73 1.79M 27,983,192
2017-12-04 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.85 68.5K 1,062,196
2017-12-04 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 250,000 6.77 1.69M 27,716,950
2017-12-01 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.85 68.5K 1,052,196
2017-12-01 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 435,000 6.82 2.97M 27,466,950
2017-11-30 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.87 68.7K 1,042,196
2017-11-30 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 170,460 6.86 1.17M 27,031,950
2017-11-29 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.77 67.7K 1,032,196
2017-11-29 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 141,374 6.80 961.3K 26,861,490
2017-11-28 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 10,000 6.85 68.5K 1,022,196
2017-11-27 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 8,206 6.90 56.6K 1,012,196
2017-11-27 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 11,445 6.80 77.8K 26,720,116
2017-11-24 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 279,666 6.82 1.91M 26,708,671
2017-11-22 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 162,826 6.72 1.09M 26,425,625
2017-11-21 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 1,043,386 6.90 7.19M 26,262,799
2017-11-20 Barry John F Director / Officer / 10% Owner P-Purchase A COMMON STOCK 995,883 6.98 6.95M 25,219,413
2017-11-14 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 65,000 6.07 394.5K 1,002,196
2017-11-13 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 65,000 5.96 387.4K 937,196
2017-11-10 OSWALD BRIAN H Officer P-Purchase A COMMON STOCK 34,500 5.75 198.4K 575,000
2017-11-10 Eliasek M Grier Director / Officer P-Purchase A COMMON STOCK 65,000 5.65 367.3K 872,196
2017-11-10 Barry John F Director / Officer P-Purchase A COMMON STOCK 141,797 5.71 809.8K 24,223,530
2017-09-01 OSWALD BRIAN H Officer P-Purchase A COMMON STOCK 46,627 6.73 313.8K 540,000
2017-08-30 Stark Eugene S Director P-Purchase A COMMON STOCK 1,000 6.75 6.8K 38,000
2017-05-12 OSWALD BRIAN H Officer P-Purchase A COMMON STOCK 4,453 8.05 35.8K 490,000
2017-05-11 Stark Eugene S Director P-Purchase A COMMON STOCK 2,000 8.15 16.3K 37,000
2017-05-11 OSWALD BRIAN H Officer P-Purchase A COMMON STOCK 5,547 8.05 44.7K 485,547
2017-05-11 Gremp William Director P-Purchase A COMMON STOCK 5,000 8.28 41.4K 9,602
2017-03-20 OSWALD BRIAN H Officer P-Purchase A COMMON STOCK 25,000 9.31 232.8K 475,000
2017-03-09 Stark Eugene S Director P-Purchase A COMMON STOCK 1,000 8.95 9.0K 35,000

Executive team

Top executives
EBIT / Employee
-3.61M
Shares Outstanding
486.48M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-16 DEFA14A
2026-04-09 DEFA14A
2026-03-11 DEFA14A
2026-03-11 DEF 14A
2026-02-27 PRE 14A
2026-01-08 DEFA14A
2025-12-16 DEFA14A
2025-10-30 DEFA14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 POS EX
2026-05-07 8-K
2026-05-07 10-Q
2026-05-04 424B2
2026-04-30 POS EX
2026-04-27 424B2
2026-04-27 424B2
2026-04-23 POS EX
2026-04-20 424B2
2026-04-20 424B2

Executive team

NameTitleCompensationGender
Al Faella Chief Technology Officer male
Alexandra Krasinets Vice President of Accounting female
Bart J. deBie Managing Director male
Daria Becker MD & Head of Administration female
David L. Belzer Managing Director male
David Moszer Managing Director male
John Francis Barry Chairman of the Board & Chief Executive Officer male
John G. Burges Managing Director male
John W. Kneisley Managing Director male
Kristin Lea Van Dask Chief Financial Officer, Treasurer, Secretary & Chief Compliance Officer female
Michael Grier Eliasek President & COO male
Olasubomi Durojaiye Vice President of Legal female
ESG Rating
B+
ASSET MANAGEMENT
2025
E (Environmental)
61.0 / 67.2
Company / Sector avg.
S (Social)
72.9 / 77.3
Company / Sector avg.
G (Governance)
64.8 / 74.6
Company / Sector avg.
ESG Total
66.2 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits