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Princeton Capital Corporation (PIAC)

USD0.05 +0.00 (+0.00%)
US OTC Financial Services Asset Management
Address 800 Turnpike Street 1845
North Andover, MA, US
CEO Mark S. DiSalvo
IPO 1994-07-19
CIK 845385 ISIN US7418651094

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Description

Princeton Capital Corporation functions as a business development company, primarily focused on private equity endeavors. Its investment strategy is directed towards the lower middle market, where it provides a diverse array of financing solutions. These include mezzanine debt, first and second lien loans, subordinated notes, bonds, and various structured investments such as leveraged buyouts, add-on acquisitions, recapitalizations, and refinancings. The firm also supports growth financing and general debt funding initiatives. Princeton Capital engages in both sponsored and non-sponsored transactions, concentrating its efforts within the United States. Typically, individual commitments range from $1 million to $5 million per deal. The firm targets companies exhibiting annual sales exceeding $35 million. Additionally, prospective portfolio companies generally have EBITDA figures between $3 million and $20 million. Beyond debt instruments, Princeton Capital also participates in minority equity stakes and co-investment opportunities.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.05 +0.00 (+0.00%)
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Volume Profile
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Liquidity & share structure
Average Volume
4
Beta
-0.11
Float Shares
5.00M
Free Float %
4.2%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.00% +0.00% -15.00% -15.00% -15.00% -23.88% -50.00% -79.60% -66.00% -27.14% -97.45%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Price Targets & DCF
Current price
0.05
DCF (Unlevered) 0.00 -96.2%
DCF (Levered) 0.00 -96.6%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Quality scores
Altman Z-Score
-4.98
Distress
Piotroski F-Score
3 / 9
Average
MOAT Score
1 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    -101.6% Q1'26: +104.4% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    +37.5% Q1'26: +69.4% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    -4,348.0% Q1'26: -39,916.9% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    -4,341.5% Q1'26: -861.5% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    -48.2% Q1'26: 0.0% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    +0.0% Q1'26: +0.0% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    -0.01× Q1'26: -0.02× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (-0.22) × ERP
WACC = 99% × Ke + 1% × Kd (4.3%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 0.00 Current price: 0.05
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-04-28 C+ 2/5 3/5 1/5 1/5 3/5 1/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-5.35M
OE per share TTM
-0.04
Owner's Yield
-87.05%
Maintenance CapEx ratio
6.40%
Maint CapEx / Avg PPE
-6.2%

Ownership Overview

Ownership breakdown

Ownership breakdown not available.

At a glance
Institutional holders
Total invested
Insider transactions (90d)
0
Beneficial owners (>5%)
0
Beneficial owners (>5%)

No beneficial ownership filings recorded.

Institutional Activity (13F)

Institutional ownership trend

Institutional history not available.

Top institutional holders

Top holders not available.

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
0
Sells
1
Shares acquired
Shares disposed
Cash buys
Cash sales
Net activity
+0
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2016-06-09 DiSalvo Mark S. Director / 10% Owner I Common Stock 0 0.00 104,562,000
2016-06-09 Bennett Gregory Scott Director D Common Stock 0 0.00 0
2016-01-18 Stainrod Darren Director D Common Stock, $ 0.001 par value. 0 0.00 0
2016-01-18 Laidlaw Martin William Director D Common Stock, $ 0.001 par value. 0 0.00 0
2015-06-19 NEWMAN CHARLES J Director / Officer P-Purchase A COMMON STOCK 2,200 1.05 2.3K 979,473
2015-05-29 NEWMAN CHARLES J Director / Officer P-Purchase A COMMON STOCK 200 1.20 240.00 978,273
2015-05-27 NEWMAN CHARLES J Director / Officer P-Purchase A COMMON STOCK 800 1.20 960.00 978,073
2015-05-08 NEWMAN CHARLES J Director / Officer P-Purchase A COMMON STOCK 414 1.20 496.80 975,273
2015-04-30 NEWMAN CHARLES J Director / Officer P-Purchase A COMMON STOCK 498 1.40 697.20 972,359
2015-04-23 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 2 1.30 2.60 971,861
2015-03-23 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 9,105 0.49 4.5K 971,859
2015-03-13 Sood Munish Director / Officer 0 0.00 0
2015-03-13 Sheehan Joy Officer 0 0.00 0
2015-03-13 Jones Trennis L Director 0 0.00 0
2015-03-13 Jones Thomas Jr. Director 0 0.00 0
2015-03-13 Jackson Alfred Director / 10% Owner I Common Stock 0 0.00 10,922,327
2015-03-13 Cannella Gregory J. Officer 0 0.00 0
2014-09-18 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 10,000 0.46 4.6K 158,980
2014-08-27 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 5,000 0.70 3.5K 148,950
2014-08-26 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 5,000 0.71 3.6K 143,950
2014-08-25 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 9,950 0.60 5.9K 138,950
2014-08-22 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 5,000 0.55 2.8K 129,000
2014-08-18 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 8,000 0.57 4.6K 124,000
2014-08-14 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 10,000 0.47 4.7K 116,000
2014-08-13 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 5,500 0.45 2.5K 106,000
2014-08-06 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 5,000 0.40 2.0K 100,500
2014-08-05 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 8,500 0.33 2.8K 95,500
2014-07-21 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 15,000 0.17 2.6K 87,000
2014-07-18 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 15,500 0.18 2.8K 72,000
2014-07-17 Brodkorb Bernard Leonard Jr Director P-Purchase A COMMON STOCK 11,500 0.12 1.3K 56,500
2013-12-06 NEWMAN CHARLES J Director / Officer / 10% Owner P-Purchase A COMMON STOCK 10,000 0.05 500.00 2,314,587
2013-11-25 NEWMAN CHARLES J Director / Officer / 10% Owner P-Purchase A COMMON STOCK 20,000 0.06 1.1K 2,294,587
2013-09-10 NEWMAN CHARLES J Director / Officer / 10% Owner P-Purchase A COMMON STOCK 10,000 0.04 400.00 523,693
2013-05-15 NEWMAN CHARLES J Director / Officer / 10% Owner P-Purchase A COMMON STOCK 10,000 0.05 500.00 503,693
2012-08-03 NEWMAN CHARLES J Director / Officer A-Award A SERIES B CONVERTIBLE PREFERRED STOCK 10,343 1.45 15.0K 2,584,875
2011-10-31 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 5,252 0.06 315.12 493,693
2011-05-16 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 5,000 0.06 300.00 488,711
2011-05-09 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 2,000 0.06 120.00 317,309
2010-11-18 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 1,991 0.06 119.46 312,300
2010-06-25 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 5,000 0.06 300.00 310,309
2010-06-17 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 1,000 0.06 60.00 305,309
2010-06-11 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 9 0.06 0.54 304,309
2010-05-04 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 2,000 0.06 120.00 304,300
2009-04-16 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 50,000 0.03 1.5K 302,300
2009-03-17 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 40,000 0.06 2.4K 252,300
2009-03-16 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 9,800 0.06 588.00 212,300
2009-03-06 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 200 0.06 12.00 202,500
2009-01-12 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 5,000 0.11 550.00 202,300
2008-12-31 NEWMAN CHARLES J Director / Officer I Common stock 0 0.00 167,272
2008-12-30 NEWMAN CHARLES J Director / Officer P-Purchase A Common stock 4,000 0.11 440.00 192,300
2008-12-12 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 3,300 0.06 198.00 187,300
2008-10-30 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 355 0.06 21.30 182,355
2008-10-23 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 750 0.06 45.00 180,827
2008-10-13 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 13 0.06 0.78 180,077
2008-10-03 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 62 0.06 3.72 180,064
2008-08-19 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 10,000 0.10 1.0K 180,002
2008-08-04 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 500 0.06 30.00 168,552
2008-07-31 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 1,052 0.06 63.12 168,052
2008-06-27 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 6,549 0.10 654.90 167,000
2008-06-26 NEWMAN CHARLES J Director / Officer P-Purchase A Common Stock 3,700 0.06 222.00 160,451
2008-06-16 NEWMAN CHARLES J Director / Officer I Common Stock 0 0.00 200,000
2000-01-04 Brodkorb Bernard Leonard Jr Director D COMMON STOCK 0 0.00 45,000

Executive team

Top executives
EBIT / Employee
-22.6K
Shares Outstanding
120.49M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2013 Charles J. Newman, CEO, CFO, Secretary, Director
2 2013 Bernard L. Brodkorb, Director
3 2013 Malcolm Currie, Director
4 2012 Charles J. Newman, CEO, CFO, Secretary, Director
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-11-12 DEF 14A
2024-11-13 DEF 14A
2023-11-08 DEF 14A
2022-11-09 DEF 14A
2021-11-10 DEF 14A
2020-11-16 DEF 14A
2019-04-16 DEF 14A
2018-04-20 DEF 14A
2018-04-09 PRE 14A
2017-06-29 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-15 10-Q
2026-03-30 10-K
2025-12-18 8-K
2025-11-13 10-Q
2025-11-12 DEF 14A
2025-09-24 40-17G
2025-08-13 10-Q
2025-05-15 10-Q
2025-04-01 NT 10-K
2025-04-01 10-K

Executive team

NameTitleCompensationGender
Florina Klingbaum Chief Compliance Officer female
Gregory Joseph Cannella Chief Financial Officer, Secretary & Treasurer male
Mark S. DiSalvo Interim Chief Executive Officer, Interim President & Director male
ESG Rating
B
ASSET MANAGEMENT
Rank: 70 out of 151
2026
E (Environmental)
44.0 / 67.2
Company / Sector avg.
S (Social)
72.2 / 77.3
Company / Sector avg.
G (Governance)
75.0 / 74.6
Company / Sector avg.
ESG Total
63.7 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits