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Oxford Square Capital Corp. (OXSQ)

USD1.58 +0.03 (+1.94%)
US NASDAQ Financial Services Asset Management
Address 8 Sound Shore Drive 6830
Greenwich, CT, US
CEO Jonathan H. Cohen
IPO 2003-11-24
CIK 1259429 ISIN US69181V1070

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Also trades on NASDAQ Global Market · OXSQ (USD) NASDAQ Global Select · OXSQG (USD) NASDAQ Global Select · OXSQH (USD) NASDAQ Global Select · OXSQL (USD) NASDAQ Global Select · OXSQZ (USD)
Description

Oxford Square Capital Corp. functions as a business development company (BDC) and a non-diversified, closed-end investment management entity, specializing in private equity and mezzanine financing. The firm's investment scope includes both publicly traded and private companies. It allocates capital across a variety of financial instruments, such as secured and unsecured senior debt, various types of subordinated debt, preferred and common stock, and syndicated bank loans. Oxford Square Capital Corp. primarily directs its investments towards technology-focused enterprises. These include companies operating in sectors like computer software, internet services, IT infrastructure and support, media, telecommunications and related equipment, semiconductors, hardware, technology-enabled services, semiconductor capital equipment, medical device technology, diversified technology, and networking systems. The company concentrates on businesses with annual revenues under $200 million and a market capitalization or enterprise value of less than $300 million. Individual investments typically fall between $5 million and $30 million, with a strategic goal to exit these positions within seven years. Furthermore, Oxford Square Capital Corp. serves as the investment adviser for TICC. Originally founded in 2003 as TICC Capital Corp., the firm later adopted the name Oxford Square Capital Corp. and is headquartered in Greenwich, Connecticut.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD1.58 +0.03 (+1.94%)
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Volume Profile
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Liquidity & share structure
Average Volume
2M
Beta
0.39
Float Shares
80.97M
Free Float %
92.5%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.00% -5.82% -4.81% -7.29% -9.64% +1.14% -28.23% -42.58% -62.68% -66.48% -88.13%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

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By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (6 ratings, all time) Hold
Price Targets & DCF
Current price
1.58
Ratings Trend (MoM) 0% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 0 0
Hold 1 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-1.65
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C-
Overall Score
1 / 5
Low
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
2 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
2 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    +32.0% Q1'26: -325.4% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    -370.0% Q1'26: -141.7% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    -74.6% Q1'26: +66.0% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    -40.4% Q1'26: +104.3% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    -3.8% Q1'26: -38.8% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    +20.4% Q1'26: +26.1% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    -16.61× Q1'26: -1.67× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.49) × ERP
WACC = 46% × Ke + 54% × Kd (5.9%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 1.58
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2004
actual
Dec 2014
actual
Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Revenue
7.39M
est: 7.77M (-4.9%)
117.32M
est: 61.79M (+89.9%)
87.46M
est: 83.18M (+5.2%)
69.28M
est: 67.23M (+3.0%)
61.42M
est: 61.26M (+0.3%)
56.28M
est: 57.38M (-1.9%)
62.65M
est: 62.90M (-0.4%)
13.42M
est: 35.70M (-62.4%)
37.18M
est: 37.30M (-0.3%)
-69.03M
est: 43.40M (-259.1%)
33.57M
est: 53.00M (-36.7%)
17.81M
est: 42.40M (-58.0%)
23.51M
est: 40.07M (-41.3%)
34.31M
34.31M – 34.31M
-14.4% YoY
34.36M
34.36M – 34.36M
+0.2% YoY
EBITDA
3.27M
est: 2.94M (+11.4%)
88.37M
est: 14.46M (+510.9%)
59.52M
est: 44.69M (+33.2%)
43.98M
est: 36.12M (+21.7%)
43.63M
est: 56.29M (-22.5%)
40.69M
est: -4.13M (+1,084.8%)
48.38M
est: -20.08M (+341.0%)
1.71M
est: 19.18M (-91.1%)
26.60M
est: 20.04M (+32.7%)
-85.55M
est: -70.30M (-21.7%)
17.24M
est: -67.89M (+125.4%)
5.88M
est: 18.28M (-67.8%)
-9.49M
est: 17.27M (-154.9%)
14.79M
14.79M – 14.79M
-14.4% YoY
14.81M
14.81M – 14.81M
+0.2% YoY
EBIT
3.36M
est: 4.18M (-19.5%)
88.37M
est: 33.20M (+166.2%)
59.52M
est: 44.69M (+33.2%)
43.98M
est: 36.12M (+21.7%)
43.63M
est: 32.91M (+32.5%)
40.69M
est: 30.83M (+32.0%)
48.38M
est: 33.80M (+43.2%)
1.71M
est: 19.18M (-91.1%)
26.60M
est: 20.04M (+32.7%)
-85.55M
est: 23.32M (-466.9%)
17.24M
est: 28.48M (-39.5%)
5.88M
est: 18.28M (-67.8%)
-9.49M
est: 17.27M (-154.9%)
14.79M
14.79M – 14.79M
-14.4% YoY
14.81M
14.81M – 14.81M
+0.2% YoY
Net Income
3.36M
est: 3.01M (+11.9%)
-3.35M
est: -10.47M (+68.0%)
-66.13M
est: 53.47M (-223.7%)
110.36M
est: 28.72M (+284.3%)
43.61M
est: 42.38M (+2.9%)
-9.21M
est: -11.40M (+19.2%)
-32.80M
est: -28.57M (-14.8%)
1.71M
est: 24.75M (-93.1%)
39.58M
est: 20.31M (+94.9%)
-85.55M
est: -81.12M (-5.5%)
17.24M
est: -79.48M (+121.7%)
5.88M
est: 32.10M (-81.7%)
-18.73M
est: 22.93M (-181.7%)
12.99M
12.99M – 12.99M
-43.3% YoY
16.82M
16.82M – 16.82M
+29.4% YoY
SGA
207.7K
est: 241.6K (-14.0%)
28.96M
est: 26.62M (+8.8%)
27.95M
est: 11.74M (+138.0%)
25.30M
est: 9.49M (+166.5%)
17.79M
est: 8.95M (+98.8%)
15.59M
est: 2.60M (+499.3%)
14.27M
est: 2.53M (+464.0%)
2.91M
est: 5.04M (-42.3%)
10.58M
est: 5.27M (+100.9%)
2.77M
est: 2.73M (+1.8%)
2.82M
est: 2.91M (-2.8%)
2.86M
est: 4.15M (-31.0%)
est: 3.92M (-100.0%)
3.36M
3.36M – 3.36M
-14.4% YoY
3.36M
3.36M – 3.36M
+0.2% YoY
EPS
0.33
est: 0.34 (-2.9%)
-0.06
est: 1.20 (-104.7%)
-1.11
est: 0.84 (-231.8%)
2.13
est: 0.45 (+370.7%)
0.85
est: 0.58 (+47.8%)
-0.19
est: 0.71 (-126.6%)
-0.69
est: 0.82 (-184.1%)
0.03
est: 0.39 (-91.1%)
0.80
est: 0.32 (+150.0%)
-1.72
est: 0.42 (-509.5%)
0.32
est: 0.54 (-40.7%)
0.09
est: 0.42 (-78.0%)
-0.25
est: 0.30 (-183.3%)
0.17
0.17 – 0.17
-43.3% YoY
0.22
0.22 – 0.22
+29.4% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-05-08 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-05-07 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-05-06 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-05-05 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-05-04 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-05-01 D+ 1/5 1/5 1/5 1/5 1/5 1/5 2/5
2026-04-30 D+ 1/5 1/5 1/5 1/5 1/5 1/5 2/5
2026-04-29 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-04-28 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-04-27 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-04-24 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-04-23 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-04-22 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-04-21 C- 1/5 1/5 1/5 1/5 2/5 1/5 3/5
2026-04-20 C- 1/5 1/5 1/5 1/5 2/5 1/5 3/5
2026-04-17 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-04-16 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
11
Total invested
416.7K
Insider transactions (90d)
0
Beneficial owners (>5%)
22
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Charles M. Royce 2.43M 4.71% 115.6K 2.31M 115.6K 10.00 IN America 2016-06-27
2 Jonathan H. Cohen 2.13M 4.13% 310.0K 1.82M 310.0K 10.00 IN America 2016-06-27
3 Saul B. Rosenthal 1.92M 3.74% 107.1K 1.82M 107.1K 10.00 IN United States of America 2016-06-27
4 (1) BlackRock, Inc. 1.63M 4.97% 1.63M 1.63M HC Delaware 2012-02-13
5 C. Martin 1.35M 5.10% 43.4K 1.31M 43.4K 10.00 IN USA 2009-06-29
6 Capital Management, LLC 1.31M 4.90% 1.31M 10.00 OO DELAWARE 2009-06-29
7 59-3299598 982.3K 5.11% IA of Florida 2006-02-07
8 Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 839.8K 36.51% 839.8K 839.8K IA New York 2017-05-10
9 Page 2 of 9 Pages 835.7K 8.30% 835.7K 835.7K BD, PN Delaware 2005-01-24
10 Page 3 of 9 Pages 835.7K 8.30% 835.7K 835.7K OO Delaware 2005-01-24
11 Page 4 of 9 Pages 835.7K 8.30% 835.7K 835.7K IN United States 2005-01-24
12 Capital Fund, LP 715.0K 2.70% 715.0K 10.00 PN DELAWARE 2009-06-29
13 Capital Fund (QP), LP 591.0K 2.20% 591.0K 10.00 PN DELAWARE 2009-06-29
14 04-2683227 525.4K 1.96% 494.0K IA Massachusetts 2010-02-12
15 13-3532932 437.6K 4.30% 437.6K 437.6K BD, PN Delaware 2005-03-07
16 Israel A. Englander 437.6K 4.30% 437.6K 437.6K IN United States 2005-03-07
17 RIVERNORTH CAPITAL MANAGEMENT, LLC 336.6K 14.63% 336.6K 336.6K IA DELAWARE 2019-02-14
18 RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. 227.2K 9.88% 227.2K 227.2K IV MARYLAND 2019-02-14
19 Christopher Hinkel 0.00% HC, IN United States of America 2018-02-14
20 RGC Management Company, LLC 0.00% HC, OO Delaware 2018-02-14
21 Radcliffe Capital Management, L.P. 0.00% IA, PN Delaware 2018-02-14
22 Steven B. Katznelson 0.00% HC, IN United States of America and Canada 2018-02-14

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
11
-42 vs prev Q
New positions
1
Closed positions
43
Increased
4
Reduced
2
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 1.8K +1.8K (+100.0%) 3.10M +3.1M (+100.0%) 0.00% +0.002 pp 0.00% +0.002 pp USD1.76 +0.0% 1 qtrs NEW
2 LEGAL & GENERAL GROUP PLC 563.6K +128.3K (+29.5%) 994.7K +304.8K (+44.2%) 0.71% +0.116 pp 0.00% +0.000 pp USD3.67 -52.0% 32 qtrs
3 TWO SIGMA INVESTMENTS, LP 556.6K +135.5K (+32.2%) 979.6K +310.0K (+46.3%) 0.70% +0.126 pp 0.00% +0.000 pp USD2.66 -33.8% 32 qtrs
4 BLACKROCK, INC. 500.6K -42.8K (-7.9%) 881.0K +17.0K (+2.0%) 0.63% -0.111 pp 0.00% +0.000 pp USD2.24 -21.4% 6 qtrs
5 SQUAREPOINT OPS LLC 455.1K -57.0K (-11.1%) 801.0K -13.3K (-1.6%) 0.57% -0.126 pp 0.00% +0.000 pp USD1.85 -4.9% 6 qtrs
6 TWO SIGMA ADVISERS, LP 319.9K -414.7K (-56.5%) 563.0K -605.0K (-51.8%) 0.40% -0.600 pp 0.00% -0.001 pp USD3.02 -41.7% 32 qtrs
7 UBS GROUP AG 231.6K +133.1K (+135.0%) 407.7K +250.9K (+160.1%) 0.29% +0.157 pp 0.00% +0.000 pp USD2.01 -12.4% 32 qtrs
8 VIRTUS INVESTMENT ADVISERS, INC. 222.7K -27.2K (-10.9%) 392.0K -5.4K (-1.3%) 0.28% -0.061 pp 0.11% -0.007 pp USD2.49 -29.3% 4 qtrs
9 BANK OF AMERICA CORP /DE/ 204.8K +204.8K (+100.0%) 360.5K +360.5K (+100.0%) 0.26% +0.258 pp 0.00% +0.000 pp USD1.76 +0.0% 1 qtrs NEW
10 GREAT WEST LIFE ASSURANCE CO /CAN/ 90.8K -7.2K (-7.3%) 160.0K +5.0K (+3.2%) 0.11% -0.019 pp 0.00% +0.000 pp USD2.61 -32.6% 32 qtrs
11 FOUNDERS FINANCIAL ALLIANCE, LLC 84.9K +— (+0.0%) 149.4K +14.4K (+10.7%) 0.11% -0.009 pp 0.03% +0.003 pp USD2.75 -36.0% 8 qtrs
12 SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLC 74.8K -5.6K (-7.0%) 131.7K +3.8K (+3.0%) 0.09% -0.016 pp 0.08% -0.002 pp USD2.57 -31.5% 9 qtrs
13 MARSHALL WACE, LLP 73.8K -473.8K (-86.5%) 129.9K -740.8K (-85.1%) 0.09% -0.655 pp 0.00% -0.001 pp USD1.76 +0.0% 3 qtrs
14 KINGSVIEW WEALTH MANAGEMENT, LLC 65.4K +— (+0.0%) 115.1K +11.1K (+10.7%) 0.08% -0.007 pp 0.00% +0.000 pp USD2.71 -35.1% 24 qtrs
15 MORGAN STANLEY 58.8K -13.7K (-18.9%) 103.5K -11.9K (-10.3%) 0.07% -0.025 pp 0.00% +0.000 pp USD2.44 -27.9% 32 qtrs
16 LPL FINANCIAL LLC 53.6K -17.4K (-24.5%) 94.3K -18.5K (-16.4%) 0.07% -0.029 pp 0.00% +0.000 pp USD2.85 -38.2% 24 qtrs
17 VIRTU FINANCIAL LLC 45.5K -29.4K (-39.2%) 80.0K -39.0K (-32.8%) 0.06% -0.045 pp 0.00% -0.004 pp USD1.59 +10.7% 2 qtrs
18 ETHOS FINANCIAL GROUP, LLC 42.0K -5.1K (-10.9%) 73.9K -1.0K (-1.4%) 0.05% -0.011 pp 0.01% 0.000 pp USD2.61 -32.6% 4 qtrs
19 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 37.5K -4.0K (-9.6%) 65.9K -26.5K (-28.7%) 0.05% -0.009 pp 0.00% -0.003 pp USD2.95 -40.3% 12 qtrs
20 BOSTONPREMIER WEALTH LLC 35.2K +— (+0.0%) 62.0K +6.0K (+10.7%) 0.04% -0.004 pp 0.03% +0.004 pp USD2.44 -27.9% 5 qtrs
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29.3K -10.2K (-25.9%) 51.5K -11.3K (-18.0%) 0.04% -0.017 pp 0.00% +0.000 pp USD1.59 +10.7% 2 qtrs
22 NORTHERN TRUST CORP 27.9K -3.8K (-11.9%) 49.1K -1.2K (-2.5%) 0.04% -0.008 pp 0.00% +0.000 pp USD2.46 -28.5% 6 qtrs
23 MCILRATH & ECK, LLC 24.5K +24.5K (+100.0%) 43.1K +43.1K (+100.0%) 0.03% +0.031 pp 0.00% +0.004 pp USD1.76 +0.0% 1 qtrs NEW
24 CETERA INVESTMENT ADVISERS 24.0K +544.0 (+2.3%) 42.3K +5.0K (+13.2%) 0.03% -0.002 pp 0.00% +0.000 pp USD2.89 -39.1% 8 qtrs
25 JANE STREET GROUP, LLC 23.9K -273.9K (-92.0%) 42.0K -431.5K (-91.1%) 0.03% -0.377 pp 0.00% 0.000 pp USD1.93 -8.8% 5 qtrs
26 PARKSIDE FINANCIAL BANK & TRUST 22.2K +— (+0.0%) 39.0K +3.8K (+10.7%) 0.03% -0.002 pp 0.00% +0.000 pp USD2.23 -21.1% 3 qtrs
27 SIGMA PLANNING CORP 21.0K +— (+0.0%) 37.0K +3.6K (+10.7%) 0.03% -0.002 pp 0.00% +0.000 pp USD3.91 -55.0% 20 qtrs
28 ARKADIOS WEALTH ADVISORS 20.6K +593.0 (+3.0%) 36.2K +4.4K (+14.0%) 0.03% -0.001 pp 0.00% 0.000 pp USD1.59 +10.7% 2 qtrs
29 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 19.3K +— (+0.0%) 34.0K +3.0K (+9.7%) 0.02% -0.002 pp 0.00% +0.000 pp USD2.81 -37.4% 10 qtrs
30 LECLAIR WEALTH PARTNERS LLC 18.1K +— (+0.0%) 31.9K +3.1K (+10.7%) 0.02% -0.002 pp 0.02% +0.001 pp USD2.61 -32.6% 4 qtrs
31 STONEX GROUP INC. 16.4K +16.4K (+100.0%) 28.8K +28.8K (+100.0%) 0.02% +0.021 pp 0.00% +0.001 pp USD1.76 +0.0% 1 qtrs NEW
32 UNITED BANK 15.4K -2.1K (-12.0%) 27.1K -715.0 (-2.6%) 0.02% -0.005 pp 0.01% -0.001 pp USD2.44 -27.9% 5 qtrs
33 ACORN WEALTH ADVISORS, LLC 12.1K +12.1K (+100.0%) 21.2K +21.2K (+100.0%) 0.02% +0.015 pp 0.01% +0.006 pp USD1.76 +0.0% 1 qtrs NEW
34 ROYAL BANK OF CANADA 11.8K -598.0 (-4.8%) 21.0K +1.0K (+5.0%) 0.01% -0.002 pp 0.00% +0.000 pp USD2.66 -33.8% 12 qtrs
35 MERCER GLOBAL ADVISORS INC /ADV 11.9K +11.9K (+100.0%) 20.9K +20.9K (+100.0%) 0.01% +0.015 pp 0.00% +0.000 pp USD1.76 +0.0% 1 qtrs NEW
36 RELIANT INVESTMENT PARTNERS, LLC 11.9K +674.0 (+6.0%) 20.9K +2.4K (+13.1%) 0.01% 0.000 pp 0.02% +0.002 pp USD2.37 -25.7% 5 qtrs
37 KENNEDY INVESTMENT GROUP 11.8K +680.0 (+6.1%) 20.7K +3.1K (+17.5%) 0.01% 0.000 pp 0.01% +0.001 pp USD2.50 -29.6% 4 qtrs
38 NATIONAL WEALTH MANAGEMENT GROUP, LLC 10.2K +202.0 (+2.0%) 18.0K +2.1K (+12.9%) 0.01% -0.001 pp 0.01% +0.000 pp USD2.81 -37.4% 6 qtrs
39 COMMONWEALTH EQUITY SERVICES, LLC 10.1K +10.1K (+100.0%) 17.7K +17.7K (+100.0%) 0.01% +0.013 pp 0.00% +0.000 pp USD1.76 +0.0% 1 qtrs NEW
40 LIFESTEPS FINANCIAL, INC. 10.0K +— (+0.0%) 17.6K +1.7K (+10.7%) 0.01% -0.001 pp 0.01% +0.001 pp USD2.92 -39.7% 7 qtrs
41 ALERUS FINANCIAL NA 10.0K +— (+0.0%) 17.6K +1.7K (+10.7%) 0.01% -0.001 pp 0.00% +0.000 pp USD4.19 -58.0% 16 qtrs
42 CIBC PRIVATE WEALTH GROUP, LLC 8.0K +— (+0.0%) 14.1K +1.4K (+10.7%) 0.01% -0.001 pp 0.00% +0.000 pp USD2.45 -28.2% 7 qtrs
43 TRIUMPH CAPITAL MANAGEMENT 3.6K -2.0K (-35.7%) 6.3K -2.6K (-28.8%) 0.00% -0.003 pp 0.00% -0.001 pp USD1.59 +10.7% 2 qtrs
44 EASTERN BANK 2.4K +— (+0.0%) 4.2K +408.0 (+10.7%) 0.00% 0.000 pp 0.00% +0.000 pp USD1.59 +10.7% 2 qtrs
45 FIFTH THIRD BANCORP 2.0K +2.0K (+100.0%) 3.5K +3.5K (+100.0%) 0.00% +0.003 pp 0.00% +0.000 pp USD1.76 +0.0% 1 qtrs NEW
46 JONES FINANCIAL COMPANIES LLLP 1.6K +122.0 (+8.2%) 2.8K +334.0 (+13.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.19 -19.6% 3 qtrs
47 JPMORGAN CHASE & CO 1.3K +— (+0.0%) 2.3K +224.0 (+10.7%) 0.00% 0.000 pp 0.00% +0.000 pp USD2.61 -32.6% 13 qtrs
48 WELLS FARGO & COMPANY/MN 1.2K -41.0 (-3.4%) 2.0K +131.0 (+6.9%) 0.00% 0.000 pp 0.00% +0.000 pp USD2.34 -24.8% 32 qtrs
49 CORECAP ADVISORS, LLC 1.0K +1.0K (+2,439.0%) 1.8K +1.8K (+2,718.5%) 0.00% +0.001 pp 0.00% +0.000 pp USD1.81 -2.8% 8 qtrs
50 SIMPLEX TRADING, LLC 832.00 +832.0 (+100.0%) 1.5K +1.5K (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD1.76 +0.0% 1 qtrs NEW
51 ADVISOR GROUP HOLDINGS, INC. 556.00 -58.0 (-9.4%) 978.00 -52.0 (-5.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD2.35 -25.1% 24 qtrs
52 FARTHER FINANCE ADVISORS, LLC 458.00 +25.0 (+5.8%) 806.00 +118.0 (+17.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.85 -38.2% 13 qtrs
53 LEGACY WEALTH MANAGMENT, LLC/ID 17.00 +1.0 (+6.3%) 31.00 +5.0 (+19.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.53 +15.0% 2 qtrs
54 CITADEL ADVISORS LLC -10.2K (-100.0%) -16.2K (-100.0%) 0.00% -0.014 pp 0.00% +0.000 pp USD 13 qtrs SOLD
55 OXFORD ASSET MANAGEMENT LLP -28.0K (-100.0%) -44.6K (-100.0%) 0.00% -0.038 pp 0.00% -0.015 pp USD 5 qtrs SOLD
56 GROUP ONE TRADING, L.P. -83.0 (-100.0%) -132.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 5 qtrs SOLD
57 SRS CAPITAL ADVISORS, INC. -556.0 (-100.0%) -885.0 (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 2 qtrs SOLD
58 MAREX GROUP PLC -12.0K (-100.0%) -19.1K (-100.0%) 0.00% -0.016 pp 0.00% 0.000 pp USD 2 qtrs SOLD
59 GOLDMAN SACHS GROUP INC -15.3K (-100.0%) -24.3K (-100.0%) 0.00% -0.021 pp 0.00% +0.000 pp USD 2 qtrs SOLD
60 TIAA TRUST, NATIONAL ASSOCIATION -12.0K (-100.0%) -19.1K (-100.0%) 0.00% -0.016 pp 0.00% +0.000 pp USD 2 qtrs SOLD
61 CREWS BANK & TRUST -100.0 (-100.0%) -159.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
62 NORTH GROUND CAPITAL -50.0K (-100.0%) -79.5K (-100.0%) 0.00% -0.068 pp 0.00% -0.049 pp USD 2 qtrs SOLD
63 AMERITAS ADVISORY SERVICES, LLC -1.8K (-100.0%) -2.9K (-100.0%) 0.00% -0.003 pp 0.00% 0.000 pp USD 3 qtrs SOLD
64 TWO SIGMA SECURITIES, LLC -30.0K (-100.0%) -47.7K (-100.0%) 0.00% -0.041 pp 0.00% -0.007 pp USD 6 qtrs SOLD
65 ALPINE GLOBAL MANAGEMENT, LLC -26.5K (-100.0%) -42.1K (-100.0%) 0.00% -0.036 pp 0.00% -0.008 pp USD 2 qtrs SOLD
66 ALLWORTH FINANCIAL LP -668.0 (-100.0%) -1.1K (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 3 qtrs SOLD
67 DYNAMIC TECHNOLOGY LAB PRIVATE LTD -36.7K (-100.0%) -59.0K (-100.0%) 0.00% -0.050 pp 0.00% -0.010 pp USD 4 qtrs SOLD
68 MARINER, LLC -12.7K (-100.0%) -20.2K (-100.0%) 0.00% -0.017 pp 0.00% +0.000 pp USD 5 qtrs SOLD
69 MILLENNIUM MANAGEMENT LLC -763.3K (-100.0%) -1.2M (-100.0%) 0.00% -1.042 pp 0.00% -0.001 pp USD 14 qtrs SOLD
70 COMERICA BANK -667.0 (-100.0%) -1.1K (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 4 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 3 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Virtus Private Credit Strategy ETF VPC 1.16% 352.2K 10.60%
2 iShares Listed Private Equity UCITS ETF IDPE.L 0.05% 361.2K 0.75%
3 iShares Listed Private Equity UCITS ETF IPRA.AS 0.05% 40.2K 0.75%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
20
Sells
0
Shares acquired
137.8K
Shares disposed
Cash buys
20.00
Cash sales
Net activity
+137,833
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2023-06-14 Rubin Bruce L. Officer X-InTheMoney A Common Stock, par value $0.01 per share 2,737 2.66 7.3K 10,949
2023-06-14 ROYCE CHARLES M Director X-InTheMoney A Common Stock, par value $0.01 per share 497,208 2.66 1.32M 1,727,510
2023-06-14 ROSENTHAL SAUL B Officer X-InTheMoney A Common Stock, par value $0.01 per share 514,194 2.66 1.37M 2,056,776
2023-06-14 NOVAK STEVEN P Director X-InTheMoney A Common Stock, par value $0.01 per share 2,591 2.66 6.9K 20,001
2023-06-14 COHEN JONATHAN H Director / Officer X-InTheMoney A Common Stock, par value $0.01 per share 568,122 2.66 1.51M 2,272,489
2022-05-27 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 1,773 4.03 7.1K 1,542,582
2022-05-27 COHEN JONATHAN H Officer P-Purchase A Common Stock 1,773 4.03 7.1K 1,704,368
2022-05-25 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 832 4.00 3.3K 1,702,595
2022-05-24 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 832 4.00 3.3K 1,540,809
2022-05-24 COHEN JONATHAN H Officer P-Purchase A Common Stock 4,206 3.99 16.8K 1,701,763
2022-05-20 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 749 4.00 3.0K 1,535,771
2022-05-20 COHEN JONATHAN H Officer P-Purchase A Common Stock 749 4.00 3.0K 1,697,557
2022-05-18 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 10,027 4.09 41.0K 1,530,648
2022-05-18 COHEN JONATHAN H Officer P-Purchase A Common Stock 10,027 4.09 41.0K 1,692,434
2022-05-16 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 4,401 4.08 17.9K 1,520,621
2022-05-16 COHEN JONATHAN H Officer P-Purchase A Common Stock 4,401 4.08 17.9K 1,682,407
2022-05-12 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 9,282 3.98 36.9K 1,502,419
2022-05-12 COHEN JONATHAN H Officer P-Purchase A Common Stock 27,292 3.89 106.2K 1,654,923
2022-05-10 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 4,256 3.98 16.9K 1,465,845
2022-05-10 COHEN JONATHAN H Officer P-Purchase A Common Stock 4,256 3.98 16.9K 1,627,631
2022-05-09 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 17,247 3.98 68.6K 1,452,470
2022-05-06 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 12,707 4.09 51.9K 1,435,223
2022-05-06 COHEN JONATHAN H Officer P-Purchase A Common Stock 17,247 3.98 68.6K 1,614,256
2022-05-05 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 2,749 4.09 11.3K 1,584,302
2022-05-04 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 13,446 4.08 54.8K 1,419,767
2022-05-04 COHEN JONATHAN H Officer P-Purchase A Common Stock 13,446 4.08 54.8K 1,581,553
2022-05-02 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 12,835 4.05 51.9K 1,406,321
2022-05-02 COHEN JONATHAN H Officer P-Purchase A Common Stock 12,835 4.05 51.9K 1,568,107
2022-03-24 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 4,767 4.10 19.5K 1,371,851
2022-03-24 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 4,767 4.10 19.5K 1,533,637
2022-03-23 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 8,653 4.09 35.4K 1,367,084
2022-03-23 COHEN JONATHAN H Officer P-Purchase A Common Stock 8,653 4.09 35.4K 1,528,870
2022-03-21 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 100 4.10 409.50 1,356,788
2022-03-21 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 100 4.10 409.50 1,518,574
2022-03-18 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 9,624 4.05 39.0K 1,356,688
2022-03-18 COHEN JONATHAN H Officer P-Purchase A Common Stock 1,643 4.10 6.7K 1,520,217
2022-03-16 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 2,606 4.01 10.5K 1,347,065
2022-03-16 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 9,727 3.99 38.8K 1,506,245
2022-03-14 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 6,750 3.96 26.8K 1,496,518
2022-03-11 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 6,750 3.96 26.8K 1,334,732
2022-03-11 COHEN JONATHAN H Officer P-Purchase A Common Stock 6,600 3.96 26.2K 1,489,768
2022-03-10 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 9,125 3.93 35.8K 1,321,382
2022-03-09 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 5,744 3.99 22.9K 1,312,257
2022-03-09 COHEN JONATHAN H Officer P-Purchase A Common Stock 9,125 3.93 35.8K 1,483,168
2021-12-22 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 7,835 3.97 31.1K 1,306,515
2021-12-22 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 7,835 3.97 31.1K 1,468,299
2021-12-21 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 10,337 3.87 40.0K 1,298,680
2021-12-21 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 10,337 3.87 40.0K 1,460,464
2021-12-20 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 12,679 3.82 48.5K 1,288,343
2021-12-20 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 12,679 3.82 48.5K 1,450,127
2021-12-17 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 5,316 3.92 20.8K 1,275,664
2021-12-17 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 5,316 3.92 20.8K 1,437,448
2021-09-23 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 12,500 4.09 51.1K 1,270,348
2021-09-23 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 12,500 4.09 51.1K 1,432,132
2021-09-22 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 700 4.08 2.9K 1,257,848
2021-09-22 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 700 4.08 2.9K 1,419,632
2021-09-21 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 3,951 4.07 16.1K 1,257,148
2021-09-21 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 3,951 4.07 16.1K 1,418,932
2021-09-20 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 1,115 4.03 4.5K 1,253,197
2021-09-20 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 1,115 4.03 4.5K 1,414,981
2021-08-19 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 1,650 4.20 6.9K 1,252,082
2021-08-19 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock 1,650 4.20 6.9K 1,413,866
2021-07-12 Osherow Barry Director D Common Stock 0 0.00 1,863
2021-05-18 NOVAK STEVEN P Director P-Purchase A Common Stock 10,000 4.88 48.8K 27,410
2020-03-18 STELLJES GEORGE III Director P-Purchase A Common Stock 1,500 2.16 3.2K 34,000
2020-03-17 STELLJES GEORGE III Director P-Purchase A Common Stock 1,000 2.79 2.8K 26,300
2020-03-13 NEU RICHARD W Director P-Purchase A Common Stock 12,988 2.70 35.1K 70,000
2020-03-13 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 7,662 2.66 20.4K 1,412,068
2020-03-11 NOVAK STEVEN P Director S-Sale D Common Stock 13,130 4.03 52.9K 17,410
2019-12-04 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 3,699 5.30 19.6K 1,250,432
2019-12-03 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 21,645 5.26 113.9K 1,246,733
2019-12-02 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 10,400 5.28 54.9K 1,225,088
2019-11-29 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 7,797 5.23 40.8K 1,214,688
2019-11-27 ROSENTHAL SAUL B Officer P-Purchase A Common Stock 5,200 5.17 26.9K 1,206,891
2018-04-17 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 110 6.13 671.24 1,202,236
2018-04-17 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 110 6.13 671.24 1,405,099
2018-04-16 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 1,204 6.14 7.4K 1,202,110
2018-04-16 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 1,204 6.14 7.4K 1,404,973
2018-04-13 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 778 6.12 4.8K 1,200,906
2018-04-13 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 778 6.12 4.8K 1,403,769
2018-04-12 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 230 6.13 1.4K 1,200,128
2018-04-12 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 230 6.13 1.4K 1,402,991
2018-04-11 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 181 6.11 1.1K 1,199,898
2018-04-11 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 181 6.11 1.1K 1,402,761
2018-04-06 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 323 6.20 2.0K 1,199,718
2018-04-06 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 323 6.20 2.0K 1,402,581
2018-04-03 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 1,817 6.19 11.2K 1,199,395
2018-04-03 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 1,817 6.19 11.2K 1,402,258
2018-04-02 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 2,188 6.12 13.4K 1,197,579
2018-04-02 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 2,188 6.12 13.4K 1,400,442
2018-03-29 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 3,309 6.14 20.3K 1,195,391
2018-03-29 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 3,309 6.14 20.3K 1,398,254
2018-03-28 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 3,930 6.03 23.7K 1,192,083
2018-03-28 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 3,930 6.03 23.7K 1,394,946
2018-03-27 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 5,054 5.99 30.3K 1,188,153
2018-03-27 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 5,504 5.99 33.0K 1,391,016
2018-03-26 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 4,100 6.15 25.2K 1,183,099
2018-03-26 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 4,100 6.15 25.2K 1,385,962
2018-03-23 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 1,966 6.21 12.2K 1,178,999
2018-03-23 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 1,966 6.21 12.2K 1,381,862
2018-03-22 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 3,017 6.15 18.6K 1,177,033
2018-03-22 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 3,017 6.15 18.6K 1,379,896
2018-03-21 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 2,569 6.08 15.6K 1,174,016
2018-03-21 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 2,569 6.08 15.6K 1,376,879
2018-03-20 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 3,723 6.13 22.8K 1,171,447
2018-03-20 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 3,723 6.13 22.8K 1,374,310
2018-03-19 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 6,329 6.05 38.3K 1,167,724
2018-03-19 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 6,329 6.05 38.3K 1,370,587
2018-03-16 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 5,907 6.12 36.2K 1,161,395
2018-03-16 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 5,907 6.12 36.2K 1,364,258
2018-03-15 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 5,262 6.08 32.0K 1,155,489
2018-03-15 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 5,262 6.08 32.0K 1,358,352
2018-03-14 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 5,469 6.24 34.1K 1,150,227
2018-03-14 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 5,469 6.24 34.1K 1,353,090
2018-03-13 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 5,360 6.25 33.5K 1,144,758
2018-03-13 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 5,360 6.25 33.5K 1,347,621
2018-03-12 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 4,234 6.36 26.9K 1,139,399
2018-03-12 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 4,234 6.36 26.9K 1,342,262
2018-03-09 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 4,338 6.38 27.7K 1,135,165
2018-03-09 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 4,338 6.38 27.7K 1,338,028
2018-03-08 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 3,282 6.31 20.7K 1,130,827
2018-03-08 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 3,282 6.31 20.7K 1,333,690
2018-03-07 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 2,855 6.27 17.9K 1,127,546
2018-03-07 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 2,855 6.27 17.9K 1,330,409
2018-03-06 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 3,578 6.26 22.4K 1,124,691
2018-03-06 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 3,578 6.26 22.4K 1,327,554
2018-03-05 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 4,039 6.20 25.0K 1,121,113
2018-03-05 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 4,039 6.20 25.0K 1,323,976
2018-03-02 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 4,402 6.07 26.7K 1,117,075
2018-03-02 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 4,402 6.07 26.7K 1,319,938
2018-03-01 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 3,900 6.08 23.7K 1,113,033
2018-03-01 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 3,900 6.08 23.7K 1,315,896
2018-02-28 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 5,850 6.06 35.4K 1,109,133
2018-02-28 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 5,850 6.06 35.4K 1,311,996
2018-02-27 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 6,604 6.03 39.8K 1,103,283
2018-02-27 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 6,604 6.03 39.8K 1,306,146
2018-02-26 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 3,688 5.88 21.7K 1,096,679
2018-02-26 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 3,688 5.88 21.7K 1,299,542
2018-02-23 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 2,967 5.76 17.1K 1,092,991
2018-02-23 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 2,967 5.76 17.1K 1,295,854
2018-02-22 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 1,619 5.71 9.3K 1,090,024
2018-02-22 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 1,619 5.71 9.3K 1,292,887
2018-02-21 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 3,320 5.70 18.9K 1,088,405
2018-02-21 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 3,320 5.70 18.9K 1,291,268
2018-02-20 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 5,487 5.64 31.0K 1,085,086
2018-02-20 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 5,487 5.64 31.0K 1,287,949
2018-02-16 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 3,688 5.68 20.9K 1,079,599
2018-02-16 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 3,688 5.68 20.9K 1,282,462
2018-02-15 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 3,374 5.70 19.2K 1,075,912
2018-02-15 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 3,374 5.70 19.2K 1,278,775
2018-02-14 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 2,744 5.65 15.5K 1,072,538
2018-02-14 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 2,744 5.65 15.5K 1,275,401
2018-02-13 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 3,739 5.60 20.9K 1,069,794
2018-02-13 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 3,739 5.60 20.9K 1,272,657
2018-02-12 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 7,360 5.51 40.5K 1,066,055
2018-02-12 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 7,360 5.51 40.5K 1,268,918
2018-02-09 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 4,301 5.50 23.7K 1,058,696
2018-02-09 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 4,301 5.50 23.7K 1,261,559
2018-02-08 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 4,889 5.54 27.1K 1,054,395
2018-02-08 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 4,889 5.54 27.1K 1,257,258
2017-12-21 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 6,737 5.84 39.3K 1,049,488
2017-12-21 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 6,737 5.84 39.3K 1,252,351
2017-12-20 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 8,086 5.83 47.2K 1,042,751
2017-12-20 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 8,086 5.83 47.2K 1,245,614
2017-12-19 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 601 5.75 3.5K 1,034,665
2017-12-19 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 601 5.75 3.5K 1,237,528
2017-12-18 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 31,161 5.81 181.1K 1,034,065
2017-12-18 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 31,161 5.81 181.1K 1,236,928
2017-12-15 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 8,498 5.84 49.7K 1,002,904
2017-12-15 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 8,498 5.84 49.7K 1,205,767
2017-12-13 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 4,445 5.94 26.4K 994,406
2017-12-13 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 4,445 5.94 26.4K 1,197,269
2017-12-12 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 22,737 6.08 138.1K 989,961
2017-12-12 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 22,737 6.08 138.1K 1,192,824
2017-12-11 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 450 6.10 2.7K 967,224
2017-12-11 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 450 6.10 2.7K 1,170,087
2017-11-22 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 20 6.10 122.00 966,774
2017-11-22 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 20 6.10 122.00 1,169,637
2017-11-21 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 1,050 6.09 6.4K 966,754
2017-11-21 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 1,050 6.09 6.4K 1,169,617
2017-11-20 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 1,869 6.08 11.4K 965,704
2017-11-20 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 1,869 6.08 11.4K 1,168,567
2017-11-17 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 2,243 6.06 13.6K 963,835
2017-11-17 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 2,243 6.06 13.6K 1,166,698
2017-11-16 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 2,956 6.07 17.9K 961,592
2017-11-16 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 2,956 6.07 17.9K 1,164,455
2017-11-15 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 8,485 6.03 51.1K 958,636
2017-11-15 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 8,485 6.03 51.1K 1,161,499
2017-11-14 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 4,129 6.04 24.9K 950,152
2017-11-14 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 4,129 6.04 24.9K 1,153,015
2017-11-13 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 12,916 6.02 77.8K 946,023
2017-11-13 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 12,916 6.02 77.8K 1,148,886
2017-11-08 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 5,835 5.99 34.9K 933,108
2017-11-08 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 5,835 5.99 34.9K 1,135,971
2017-11-07 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 21,050 5.99 126.0K 927,273
2017-11-07 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 21,050 5.99 126.0K 1,130,136
2017-11-06 ROSENTHAL SAUL B Officer P-Purchase A Common stock, $0.01 par value 26,431 5.85 154.6K 906,223
2017-11-06 COHEN JONATHAN H Director / Officer P-Purchase A Common stock, $0.01 par value 26,431 5.85 154.6K 1,109,086
2017-09-01 ROSENTHAL SAUL B Officer P-Purchase A Common Stock, $0.01 par value 732 6.68 4.9K 879,764
2017-09-01 COHEN JONATHAN H Director / Officer P-Purchase A Common Stock, $0.01 par value 732 6.68 4.9K 1,082,627

Executive team

Top executives
Shares Outstanding
87.51M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-07-08 DEFA14A
2025-07-08 DEF 14A
2024-07-12 DEFA14A
2024-07-12 DEF 14A
2023-07-14 DEFA14A
2023-07-14 DEF 14A
2022-07-18 DEFA14A
2022-07-18 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-11 8-K
2026-05-06 8-K
2026-05-05 424B2
2026-05-01 10-Q
2026-04-29 EFFECT
2026-04-29 8-K
2026-04-17 N-2/A
2026-03-06 10-K
2026-03-03 8-K
2026-01-14 N-2/A

Executive team

NameTitleCompensationGender
Brian Aleksa Vice President male
Bruce Lawrence Rubin Chief Financial Officer, Chief Accounting Officer, Treasurer & Secretary male
Fabian Giudici Head of Information Technology male
Gerald Cummins Chief Compliance Officer male
Hooman Banafsheha Principal male
Jonathan H. Cohen Chief Executive Officer & Interested Director male
Joseph Kupka Managing Director male
Kevin Yonon MD & Portfolio Manager of Oxford Square Management male
Saul Barak Rosenthal President & Chief Operating Officer male
Vincent Gurrera Controller & Vice President of Finance male
ESG Rating
B
ASSET MANAGEMENT
2026
E (Environmental)
71.9 / 67.2
Company / Sector avg.
S (Social)
72.7 / 77.3
Company / Sector avg.
G (Governance)
73.4 / 74.6
Company / Sector avg.
ESG Total
72.7 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits