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Oxford Lane Capital Corp. (OXLC)
USD9.19
+0.06 (+0.66%)
US NASDAQ Financial Services Asset Management
Address
8 Sound Shore Dr Ste 255
Greenwich, CT, US
Greenwich, CT, US
CEO
Jonathan H. Cohen
Website
oxfordlanecapital.com
IPO
2011-01-21
CIK 1495222 ISIN US6915438476
Also trades on
NASDAQ Global Market · OXLCI (USD)
NASDAQ Global Market · OXLC (USD)
NASDAQ Global Select · OXLCL (USD)
NASDAQ Global Select · OXLCM (USD)
NASDAQ Global Select · OXLCN (USD)
NASDAQ Global Select · OXLCO (USD)
NASDAQ Global Select · OXLCP (USD)
NASDAQ Global Select · OXLCZ (USD)
NASDAQ Global Select · OXLCG (USD)
Description
Managed by Oxford Lane Management LLC, Oxford Lane Capital Corp. is a closed-end fund primarily focused on fixed income securities. Its investment approach involves allocating capital to securitization vehicles, which subsequently invest in senior secured loans. These loans are extended to companies whose debt is either unrated or falls below investment grade. Oxford Lane Capital Corp. was established in the United States on June 9, 2010.
Market Cap & Enterprise Value
Merger & Acquisition History
No mergers or acquisitions recorded for this company.
Technical Outlook
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Signal Summary
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| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
USD9.19
+0.06 (+0.66%)
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Volume Profile
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Liquidity & share structure
Average Volume
1M
Beta
0.62
Float Shares
94.43M
Free Float %
96.8%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -0.21% | -1.23% | -3.60% | +7.48% | -32.33% | -34.22% | -56.13% | -61.79% | -71.59% | -79.38% | -90.22% |
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
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To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow
Revenue by geography
Revenue by segment
From
To
Revenue composition
From
To
By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Analyst Consensus (4 ratings, all time)
Buy
Price Targets & DCF
Current price
9.19
Ratings Trend (MoM)
100% Bullish
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 1 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Quality scores
Altman Z-Score
-1.08
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
5 / 10
Developing
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
2 / 5
Medium
ROA Score
2 / 5
Medium
D/E Score
2 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
3 / 5
Medium
Operational MOAT
✗ Below peers
-
Revenue growth Asset Management: +17.4%-9.0% Q1'26: +2.7% (vs Q1'24)
-
EPS growth Asset Management: +22.7%-1,230.2% Q1'26: -326.5% (vs Q1'24)
-
FCF margin FCF growth · Asset Management: +27.7%-152.1% Q1'26: +149.8% (vs Q1'24)
-
EBIT margin Asset Management: +50.6%-135.4% Q1'26: -348.0% (vs Q1'24)
-
ROIC Asset Management: +6.5%-31.1% Q1'26: -135.6% (vs Q1'24)
-
Share dilution Asset Management: +0.0%+7.7% Q1'26: +123.1% (vs Q1'24)
-
Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×-1.46× Q1'26: -0.33× (vs Q1'24)
Valuation Multiples
From
To
Price Forecast (3Y)
From
To
Theoretical Return — If Invested Today
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
Consensus Estimates
| Metric |
Mar 2015 actual |
Mar 2016 actual |
Mar 2017 actual |
Mar 2018 actual |
Mar 2019 actual |
Mar 2020 actual |
Mar 2021 actual |
Mar 2022 actual |
Mar 2023 actual |
Mar 2024 actual |
Mar 2025 actual |
Mar 2026 1 Rev. Ana. 1 EPS Ana. |
Mar 2027 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
46.64M
est: 44.56M (+4.7%)
|
59.58M
est: 60.73M (-1.9%)
|
57.94M
est: 56.11M (+3.3%)
|
74.82M
est: 75.41M (-0.8%)
|
89.40M
est: 90.81M (-1.6%)
|
122.15M
est: 122.02M (+0.1%)
|
127.35M
est: 125.62M (+1.4%)
|
199.30M
est: 201.33M (-1.0%)
|
262.27M
est: 262.57M (-0.1%)
|
306.79M
est: 296.08M (+3.6%)
|
430.54M
est: 372.16M (+15.7%)
|
424.80M
424.80M – 424.80M
+14.1% YoY
|
484.67M
484.67M – 484.67M
+14.1% YoY
|
| EBITDA |
—
est: 37.20M (-100.0%)
|
—
est: 50.70M (-100.0%)
|
—
est: 46.84M (-100.0%)
|
—
est: 62.95M (-100.0%)
|
—
est: 75.81M (-100.0%)
|
—
est: 101.86M (-100.0%)
|
—
est: 104.87M (-100.0%)
|
—
est: 168.07M (-100.0%)
|
—
est: 219.20M (-100.0%)
|
—
est: 247.17M (-100.0%)
|
—
|
—
— – —
|
—
— – —
|
| EBIT |
31.93M
est: 37.20M (-14.2%)
|
42.84M
est: 50.70M (-15.5%)
|
41.85M
est: 46.84M (-10.6%)
|
53.75M
est: 62.95M (-14.6%)
|
64.14M
est: 75.81M (-15.4%)
|
88.42M
est: 101.86M (-13.2%)
|
92.69M
est: 104.87M (-11.6%)
|
141.87M
est: 168.07M (-15.6%)
|
185.34M
est: 219.20M (-15.4%)
|
225.09M
est: 247.17M (-8.9%)
|
311.87M
|
—
— – —
|
—
— – —
|
| Net Income |
3.33M
est: 112.39M (-97.0%)
|
-85.78M
est: -340.79M (+74.8%)
|
105.20M
est: 519.35M (-79.7%)
|
38.01M
est: 128.70M (-70.5%)
|
-20.98M
est: 48.94M (-142.9%)
|
-291.13M
est: -74.32M (-291.7%)
|
289.93M
est: 312.70M (-7.3%)
|
125.88M
est: 145.02M (-13.2%)
|
-171.29M
est: 94.26M (-281.7%)
|
235.11M
est: 110.58M (+112.6%)
|
48.46M
est: 102.04M (-52.5%)
|
389.62M
389.62M – 389.62M
+281.8% YoY
|
419.89M
419.89M – 419.89M
+7.8% YoY
|
| SGA |
14.71M
est: 615.2K (+2,290.8%)
|
16.74M
est: 838.4K (+1,896.4%)
|
16.09M
est: 774.6K (+1,977.1%)
|
21.06M
est: 1.04M (+1,923.1%)
|
25.26M
est: 1.25M (+1,914.9%)
|
33.73M
est: 1.68M (+1,902.4%)
|
34.65M
est: 1.73M (+1,898.0%)
|
57.43M
est: 2.78M (+1,966.3%)
|
68.97M
est: 3.63M (+1,802.4%)
|
81.70M
est: 4.09M (+1,898.5%)
|
118.67M
est: 101.61M (+16.8%)
|
115.98M
115.98M – 115.98M
+14.1% YoY
|
132.33M
132.33M – 132.33M
+14.1% YoY
|
| EPS |
1.04
est: 1.24 (-16.1%)
|
-22.87
est: -3.76 (-508.2%)
|
23.12
est: 5.73 (+303.5%)
|
7.45
est: 1.42 (+424.6%)
|
-2.55
est: 0.54 (-572.2%)
|
-20.70
est: -0.82 (-2,424.4%)
|
15.70
est: 3.45 (+355.1%)
|
6.00
est: 1.60 (+275.0%)
|
-5.70
est: 1.04 (-648.1%)
|
5.60
est: 1.22 (+359.0%)
|
0.53
est: 1.05 (-49.3%)
|
3.99
3.99 – 3.99
+281.8% YoY
|
4.30
4.30 – 4.30
+7.8% YoY
|
Historical Ratings (3M)
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-22 | C+ | 2/5 | 3/5 | 2/5 | 2/5 | 2/5 | 1/5 | 3/5 |
| 2026-05-21 | C+ | 2/5 | 3/5 | 2/5 | 2/5 | 2/5 | 1/5 | 3/5 |
| 2026-05-20 | C+ | 2/5 | 3/5 | 2/5 | 2/5 | 2/5 | 1/5 | 3/5 |
| 2026-05-19 | C+ | 2/5 | 3/5 | 2/5 | 2/5 | 2/5 | 1/5 | 3/5 |
| 2026-05-18 | C+ | 2/5 | 3/5 | 2/5 | 2/5 | 2/5 | 1/5 | 3/5 |
| 2026-05-15 | C+ | 2/5 | 3/5 | 2/5 | 2/5 | 2/5 | 1/5 | 3/5 |
| 2026-05-14 | C+ | 2/5 | 3/5 | 2/5 | 2/5 | 2/5 | 1/5 | 3/5 |
| 2026-05-13 | B- | 2/5 | 3/5 | 2/5 | 2/5 | 2/5 | 1/5 | 4/5 |
| 2026-05-12 | B- | 2/5 | 3/5 | 2/5 | 2/5 | 2/5 | 1/5 | 4/5 |
| 2026-05-11 | B- | 2/5 | 3/5 | 2/5 | 2/5 | 2/5 | 1/5 | 4/5 |
| 2026-05-08 | C+ | 2/5 | 3/5 | 1/5 | 2/5 | 2/5 | 1/5 | 4/5 |
| 2026-05-07 | C+ | 2/5 | 3/5 | 1/5 | 2/5 | 2/5 | 1/5 | 4/5 |
| 2026-05-06 | C+ | 2/5 | 3/5 | 1/5 | 2/5 | 2/5 | 1/5 | 4/5 |
| 2026-05-05 | C+ | 2/5 | 3/5 | 1/5 | 2/5 | 2/5 | 1/5 | 4/5 |
| 2026-05-04 | C+ | 2/5 | 3/5 | 1/5 | 2/5 | 2/5 | 1/5 | 4/5 |
| 2026-05-01 | B- | 3/5 | 3/5 | 2/5 | 3/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-30 | B- | 3/5 | 3/5 | 2/5 | 3/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-29 | B- | 3/5 | 3/5 | 2/5 | 3/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-28 | B- | 3/5 | 3/5 | 2/5 | 3/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-27 | B- | 3/5 | 3/5 | 2/5 | 3/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-24 | B- | 2/5 | 3/5 | 2/5 | 3/5 | 2/5 | 1/5 | 3/5 |
| 2026-04-23 | B- | 3/5 | 3/5 | 2/5 | 3/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-22 | B- | 3/5 | 3/5 | 2/5 | 3/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-21 | B | 3/5 | 4/5 | 2/5 | 3/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-20 | B | 3/5 | 4/5 | 2/5 | 3/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-17 | B | 3/5 | 4/5 | 2/5 | 4/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-16 | B | 3/5 | 4/5 | 2/5 | 4/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-15 | B | 3/5 | 4/5 | 2/5 | 4/5 | 2/5 | 1/5 | 4/5 |
Owner Earnings
Owner's Earnings (history)
Owner's Earnings history not available.
Owner alignment
Owner's Earnings TTM
—
OE per share TTM
—
Owner's Yield
—
Maintenance CapEx ratio
—
Maint CapEx / Avg PPE
—
Ownership Overview
Ownership breakdown
At a glance
Institutional holders
86
Total invested
170.94M
Insider transactions (90d)
0
Beneficial owners (>5%)
17
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Janus Capital Management LLC | 2.73M | 5.60% | 40.8K | — | 40.8K | — | IA, HC | United States | 2014-12-15 | ↗ |
| 2 | Thomas Philip Majewski | 2.09M | 23.90% | 9.3K | 2.08M | 9.3K | 2.08M | IN | — | 2024-11-14 | ↗ |
| 3 | Eagle Point Credit Management LLC | 2.08M | 23.80% | 2.08M | — | 2.08M | — | IA | — | 2024-11-14 | ↗ |
| 4 | Karpus Investment Management | 1.61M | 18.33% | 1.55M | — | 1.61M | — | IA | New York | 2020-06-22 | ↗ |
| 5 | Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 | 1.45M | 26.21% | 1.45M | — | 1.45M | — | IA | New York | 2017-08-11 | ↗ |
| 6 | Investment Management | 807.0K | 7.20% | 765.0K | — | 807.0K | — | IA | York | 2023-02-14 | ↗ |
| 7 | Leroy Scott Frantz | 611.8K | 9.79% | 611.8K | — | 611.8K | — | IN | United States of America | 2021-04-19 | ↗ |
| 8 | Eagle Point DIF GP I LLC | 531.0K | 6.10% | 531.0K | — | 531.0K | — | OO | — | 2024-11-14 | ↗ |
| 9 | Eagle Point Defensive Income Fund US LP | 490.7K | 5.60% | 490.7K | — | 490.7K | — | PN | — | 2024-11-14 | ↗ |
| 10 | Daniel Michael Spinner | 422.9K | 4.80% | 25.7K | 397.2K | 25.7K | 397.2K | IN | United States | 2020-05-22 | ↗ |
| 11 | Eagle Point Credit GP I LP | 397.2K | 4.50% | — | 397.2K | — | 397.2K | PN | United States | 2020-05-22 | ↗ |
| 12 | 59-2414380 | 331.1K | 6.00% | 269.7K | 61.4K | 269.7K | 61.4K | IA | A Florida | 2018-02-13 | ↗ |
| 13 | Charles M. Royce | 201.3K | 4.05% | 201.3K | — | 201.3K | — | IN | United States of America | 2012-05-10 | ↗ |
| 14 | M. Royce | 161.3K | 8.80% | 161.3K | — | 161.3K | — | IN | States of America | 2011-01-25 | ↗ |
| 15 | George W. Karpus | 72.4K | 1.00% | 45.6K | 26.7K | 45.6K | 10.00 | IN | NEW YORK | 2020-05-28 | ↗ |
| 16 | RIVERNORTH CAPITAL MANAGEMENT, LLC | — | 0.00% | — | — | — | — | IA | DELAWARE | 2018-04-11 | ↗ |
| 17 | RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. | — | 0.00% | — | — | — | — | IV | MARYLAND | 2018-04-11 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
From
To
13F snapshot — 2026 Q1
Investors holding
86
-26 vs prev Q
New positions
16
Closed positions
42
Increased
53
Reduced
22
Put/Call ratio
0.00
Calls held
—
Puts held
—
Top institutional holders
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | EAGLE POINT CREDIT MANAGEMENT LLC | 496.7K +496.7K (+100.0%) | 7.27B +7.3B (+100.0%) | 0.57% +0.571 pp | 6.94% +6.936 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 2 | MORGAN STANLEY | 1.97M +579.4K (+41.8%) | 28.77M +5.3M (+22.6%) | 2.26% +0.729 pp | 0.00% +0.000 pp | USD16.25 -9.9% | 2 qtrs — |
| 3 | BARCLAYS PLC | 1.66M +1.7M (+100.0%) | 24.25M +24.3M (+100.0%) | 1.90% +1.904 pp | 0.01% +0.006 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 4 | NORTH GROUND CAPITAL | 1.03M +610.4K (+144.6%) | 15.12M +8.3M (+123.3%) | 1.19% +0.721 pp | 7.51% +3.352 pp | USD15.58 -6.0% | 2 qtrs — |
| 5 | BULLDOG INVESTORS, LLP | 485.4K +38.1K (+8.5%) | 7.11M -466.3K (-6.2%) | 0.56% +0.064 pp | 1.58% -0.170 pp | USD16.75 -12.6% | 2 qtrs — |
| 6 | BORDER TO COAST PENSIONS PARTNERSHIP LTD | 440.0K +— (+0.0%) | 6.45M -996.0K (-13.4%) | 0.51% +0.020 pp | 0.11% -0.017 pp | USD16.93 -13.5% | 2 qtrs — |
| 7 | THOMAS J. HERZFELD ADVISORS, INC. | 399.5K +171.6K (+75.3%) | 5.85M +2.0M (+51.6%) | 0.46% +0.208 pp | 1.98% +0.656 pp | USD15.95 -8.2% | 2 qtrs — |
| 8 | ARES MANAGEMENT LLC | 247.5K +247.5K (+100.0%) | 3.62M +3.6M (+100.0%) | 0.28% +0.284 pp | 0.21% +0.207 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 9 | COASTAL INVESTMENT ADVISORS, INC. | 242.8K -2.7K (-1.1%) | 3.55M -600.9K (-14.5%) | 0.28% +0.008 pp | 1.16% -0.226 pp | USD16.93 -13.5% | 2 qtrs — |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 201.5K -9.1K (-4.3%) | 2.95M -614.7K (-17.2%) | 0.23% -0.001 pp | 0.00% 0.000 pp | USD16.93 -13.5% | 2 qtrs — |
| 11 | CITADEL ADVISORS LLC | 185.8K +158.4K (+576.4%) | 2.72M +2.3M (+484.9%) | 0.21% +0.183 pp | 0.00% +0.000 pp | USD14.98 -2.3% | 2 qtrs — |
| 12 | J.W. COLE ADVISORS, INC. | 158.9K +12.6K (+8.6%) | 2.33M -151.9K (-6.1%) | 0.18% +0.021 pp | 0.06% +0.009 pp | USD16.75 -12.6% | 2 qtrs — |
| 13 | BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 153.4K +140.6K (+1,101.8%) | 2.25M +2.0M (+939.8%) | 0.18% +0.162 pp | 0.02% +0.018 pp | USD14.83 -1.3% | 2 qtrs — |
| 14 | VIRTUS INVESTMENT ADVISERS, INC. | 149.9K +20.7K (+16.0%) | 2.19M +6.9K (+0.3%) | 0.17% +0.030 pp | 0.60% -0.030 pp | USD16.61 -11.9% | 2 qtrs — |
| 15 | DELPHI FINANCIAL GROUP, INC. | 145.0K +145.0K (+100.0%) | 2.12M +2.1M (+100.0%) | 0.17% +0.167 pp | 1.06% +1.060 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 16 | FREESTONE CAPITAL HOLDINGS, LLC | 141.4K +46.5K (+49.0%) | 2.07M +463.5K (+28.9%) | 0.16% +0.058 pp | 0.06% +0.012 pp | USD16.18 -9.5% | 2 qtrs — |
| 17 | WEDBUSH SECURITIES INC | 131.5K -34.4K (-20.7%) | 1.93M -883.0K (-31.4%) | 0.15% -0.040 pp | 0.06% -0.036 pp | USD16.93 -13.5% | 2 qtrs — |
| 18 | RAYMOND JAMES FINANCIAL INC | 122.8K +90.1K (+275.4%) | 1.80M +1.2M (+224.6%) | 0.14% +0.105 pp | 0.00% +0.000 pp | USD15.25 -4.0% | 2 qtrs — |
| 19 | LPL FINANCIAL LLC | 98.2K -14.8K (-13.1%) | 1.44M -475.2K (-24.8%) | 0.11% -0.012 pp | 0.00% 0.000 pp | USD16.93 -13.5% | 2 qtrs — |
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 80.6K -25.2K (-23.8%) | 1.18M -611.7K (-34.1%) | 0.09% -0.024 pp | 0.00% 0.000 pp | USD16.93 -13.5% | 2 qtrs — |
| 21 | ARLINGTON CAPITAL MANAGEMENT, INC. | 70.9K -7.2K (-9.2%) | 1.04M -283.5K (-21.4%) | 0.08% -0.005 pp | 0.64% -0.206 pp | USD16.93 -13.5% | 2 qtrs — |
| 22 | JANE STREET GROUP, LLC | 68.2K +43.2K (+172.3%) | 998.7K +574.6K (+135.5%) | 0.08% +0.050 pp | 0.00% +0.000 pp | USD15.48 -5.4% | 2 qtrs — |
| 23 | ADVISOR GROUP HOLDINGS, INC. | 61.7K +57.5K (+1,367.1%) | 903.8K +833.5K (+1,185.5%) | 0.07% +0.066 pp | 0.00% +0.001 pp | USD14.80 -1.1% | 2 qtrs — |
| 24 | SNOWDEN CAPITAL ADVISORS LLC | 51.3K +51.3K (+100.0%) | 751.0K +751.0K (+100.0%) | 0.06% +0.059 pp | 0.02% +0.019 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 25 | HRT FINANCIAL LP | 49.0K +49.0K (+100.0%) | 717.0K +717.0K (+100.0%) | 0.06% +0.056 pp | 0.00% +0.002 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 26 | MAREX GROUP PLC | 48.3K -11.3K (-19.0%) | 707.8K -302.7K (-30.0%) | 0.06% -0.010 pp | 0.00% -0.003 pp | USD16.93 -13.5% | 2 qtrs — |
| 27 | PRIVATE ADVISOR GROUP, LLC | 47.1K -4.0K (-7.8%) | 689.3K -175.0K (-20.2%) | 0.05% -0.002 pp | 0.00% -0.001 pp | USD16.93 -13.5% | 2 qtrs — |
| 28 | KESTRA ADVISORY SERVICES, LLC | 46.5K +5.9K (+14.7%) | 681.0K -5.9K (-0.9%) | 0.05% +0.009 pp | 0.00% 0.000 pp | USD16.64 -12.0% | 2 qtrs — |
| 29 | FOUNDERS FINANCIAL ALLIANCE, LLC | 46.3K -6.1K (-11.6%) | 678.1K -209.2K (-23.6%) | 0.05% -0.005 pp | 0.13% -0.039 pp | USD16.93 -13.5% | 2 qtrs — |
| 30 | ENTROPY TECHNOLOGIES, LP | 43.3K +43.3K (+100.0%) | 634.6K +634.6K (+100.0%) | 0.05% +0.050 pp | 0.03% +0.034 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 31 | — | 42.6K -4.8K (-10.1%) | 623.7K -178.8K (-22.3%) | 0.05% -0.003 pp | 0.32% -0.142 pp | USD16.93 -13.5% | 2 qtrs — |
| 32 | APTUS CAPITAL ADVISORS, LLC | 40.1K +— (+0.0%) | 587.6K -91.9K (-13.5%) | 0.05% +0.002 pp | 0.00% -0.001 pp | USD16.93 -13.5% | 2 qtrs — |
| 33 | SAMALIN INVESTMENT COUNSEL, LLC | 39.6K -10.2K (-20.5%) | 579.3K -263.6K (-31.3%) | 0.05% -0.010 pp | 0.21% -0.085 pp | USD16.93 -13.5% | 2 qtrs — |
| 34 | APOLLON WEALTH MANAGEMENT, LLC | 37.0K +8.8K (+31.3%) | 542.2K +64.7K (+13.5%) | 0.04% +0.011 pp | 0.01% +0.001 pp | USD16.38 -10.6% | 2 qtrs — |
| 35 | COMMONWEALTH EQUITY SERVICES, LLC | 35.0K +2.1K (+6.2%) | 512.6K -45.4K (-8.1%) | 0.04% +0.004 pp | 0.00% +0.000 pp | USD16.80 -12.9% | 2 qtrs — |
| 36 | XTX TOPCO LTD | 34.0K +34.0K (+100.0%) | 497.3K +497.3K (+100.0%) | 0.04% +0.039 pp | 0.01% +0.013 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 37 | CETERA INVESTMENT ADVISERS | 32.8K -1.2K (-3.5%) | 479.8K -95.2K (-16.6%) | 0.04% +0.000 pp | 0.00% 0.000 pp | USD16.93 -13.5% | 2 qtrs — |
| 38 | JUMP FINANCIAL, LLC | 32.2K +32.2K (+100.0%) | 471.9K +471.9K (+100.0%) | 0.04% +0.037 pp | 0.01% +0.006 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 39 | M&T BANK CORP | 30.9K +— (+0.0%) | 452.8K -70.8K (-13.5%) | 0.04% +0.001 pp | 0.00% 0.000 pp | USD16.93 -13.5% | 2 qtrs — |
| 40 | WESBANCO BANK INC | 30.1K -1.0 (0.0%) | 440.5K -68.9K (-13.5%) | 0.03% +0.000 pp | 0.01% -0.002 pp | USD16.93 -13.5% | 2 qtrs — |
| 41 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 28.4K -5.8K (-16.9%) | 416.0K -164.0K (-28.3%) | 0.03% -0.005 pp | 0.00% -0.001 pp | USD16.93 -13.5% | 2 qtrs — |
| 42 | ALPINE GLOBAL MANAGEMENT, LLC | 25.9K -196.3K (-88.3%) | 379.6K -3.4M (-89.9%) | 0.03% -0.215 pp | 0.07% -0.605 pp | USD16.93 -13.5% | 2 qtrs — |
| 43 | ROCKEFELLER CAPITAL MANAGEMENT L.P. | 24.2K -251.6K (-91.2%) | 354.6K -4.3M (-92.4%) | 0.03% -0.277 pp | 0.00% -0.009 pp | USD16.93 -13.5% | 2 qtrs — |
| 44 | TWO SIGMA SECURITIES, LLC | 23.4K +23.4K (+100.0%) | 343.0K +343.0K (+100.0%) | 0.03% +0.027 pp | 0.05% +0.047 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 45 | UBS GROUP AG | 22.5K +18.0K (+405.1%) | 329.5K +254.0K (+336.8%) | 0.03% +0.021 pp | 0.00% +0.000 pp | USD15.09 -3.0% | 2 qtrs — |
| 46 | SAVVY ADVISORS, INC. | 21.9K +21.9K (+100.0%) | 320.0K +320.0K (+100.0%) | 0.03% +0.025 pp | 0.01% +0.010 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 47 | EIGHT 31 FINANCIAL LLC | 21.1K +1.6K (+8.2%) | 308.5K -21.4K (-6.5%) | 0.02% +0.003 pp | 0.17% -0.017 pp | USD16.76 -12.6% | 2 qtrs — |
| 48 | CFO4LIFE GROUP, LLC | 19.3K +4.6K (+31.3%) | 282.3K +33.7K (+13.6%) | 0.02% +0.006 pp | 0.04% +0.004 pp | USD16.38 -10.6% | 2 qtrs — |
| 49 | CURA WEALTH ADVISORS, LLC | 18.2K +— (+0.0%) | 267.1K -41.8K (-13.5%) | 0.02% +0.001 pp | 0.10% -0.017 pp | USD16.93 -13.5% | 2 qtrs — |
| 50 | MARINER, LLC | 18.1K +2.8K (+18.2%) | 264.3K +5.7K (+2.2%) | 0.02% +0.004 pp | 0.00% +0.000 pp | USD16.58 -11.7% | 2 qtrs — |
| 51 | SANCTUARY ADVISORS, LLC | 17.7K +17.7K (+100.0%) | 258.5K +258.5K (+100.0%) | 0.02% +0.020 pp | 0.00% +0.001 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 52 | CHOREO, LLC | 16.5K -28.9K (-63.6%) | 253.2K -515.1K (-67.0%) | 0.02% -0.031 pp | 0.00% -0.007 pp | USD16.93 -13.5% | 2 qtrs — |
| 53 | VIDENT ADVISORY, LLC | 16.7K +16.7K (+100.0%) | 245.1K +245.1K (+100.0%) | 0.02% +0.019 pp | 0.00% +0.002 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 54 | AUSDAL FINANCIAL PARTNERS, INC. | 16.5K +16.5K (+100.0%) | 241.5K +241.5K (+100.0%) | 0.02% +0.019 pp | 0.01% +0.011 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 55 | CAPITAL CS GROUP, LLC | 16.4K +1.1K (+7.4%) | 240.4K -18.6K (-7.2%) | 0.02% +0.002 pp | 0.37% -0.039 pp | USD16.77 -12.7% | 2 qtrs — |
| 56 | PROSPERA FINANCIAL SERVICES INC | 16.3K -341.0 (-2.0%) | 238.6K -43.1K (-15.3%) | 0.02% 0.000 pp | 0.00% -0.001 pp | USD16.93 -13.5% | 2 qtrs — |
| 57 | SAGE CAPITAL ADVISORS,LLC | 15.2K +1.2K (+8.7%) | 222.0K -14.1K (-6.0%) | 0.02% +0.002 pp | 0.05% -0.003 pp | USD16.75 -12.6% | 2 qtrs — |
| 58 | CASTLEVIEW PARTNERS, LLC | 14.4K +14.4K (+100.0%) | 210.8K +210.8K (+100.0%) | 0.02% +0.017 pp | 0.10% +0.105 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 59 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 14.0K +14.0K (+100.0%) | 204.3K +204.3K (+100.0%) | 0.02% +0.016 pp | 0.01% +0.014 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 60 | FERMATA ADVISORS, LLC | 13.1K +2.0K (+18.3%) | 191.6K +4.3K (+2.3%) | 0.02% +0.003 pp | 0.05% -0.002 pp | USD16.58 -11.7% | 2 qtrs — |
| 61 | SQUAREPOINT OPS LLC | 13.1K +13.1K (+100.0%) | 191.3K +191.3K (+100.0%) | 0.02% +0.015 pp | 0.00% +0.000 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 62 | BURNEY CO/ | 12.7K +12.7K (+100.0%) | 185.2K +185.2K (+100.0%) | 0.01% +0.015 pp | 0.01% +0.006 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 63 | HIGHPOINT ADVISOR GROUP LLC | 12.4K -227.0 (-1.8%) | 181.1K -32.2K (-15.1%) | 0.01% +0.000 pp | 0.01% -0.002 pp | USD16.93 -13.5% | 2 qtrs — |
| 64 | LIDO ADVISORS, LLC | 10.3K +66.0 (+0.6%) | 174.9K +966.0 (+0.6%) | 0.01% +0.001 pp | 0.00% +0.000 pp | USD16.92 -13.5% | 2 qtrs — |
| 65 | CARY STREET PARTNERS FINANCIAL LLC | 11.6K -6.7K (-36.5%) | 169.8K -139.4K (-45.1%) | 0.01% -0.007 pp | 0.00% -0.004 pp | USD16.93 -13.5% | 2 qtrs — |
| 66 | GLOBAL RETIREMENT PARTNERS, LLC | 11.0K +11.0K (+100.0%) | 161.4K +161.4K (+100.0%) | 0.01% +0.013 pp | 0.00% +0.003 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 67 | QUBE RESEARCH & TECHNOLOGIES LTD | 10.8K +10.8K (+100.0%) | 158.0K +158.0K (+100.0%) | 0.01% +0.012 pp | 0.00% +0.000 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 68 | ALLWORTH FINANCIAL LP | 10.1K -9.0K (-47.0%) | 147.9K -174.9K (-54.2%) | 0.01% -0.009 pp | 0.00% -0.001 pp | USD16.93 -13.5% | 2 qtrs — |
| 69 | KESTRA PRIVATE WEALTH SERVICES, LLC | 10.1K +10.1K (+100.0%) | 147.9K +147.9K (+100.0%) | 0.01% +0.012 pp | 0.00% +0.002 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 70 | PARISI GRAY WEALTH MANAGEMENT | 10.0K +10.0K (+100.0%) | 146.4K +146.4K (+100.0%) | 0.01% +0.012 pp | 0.03% +0.033 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 71 | ABEL HALL, LLC | 10.0K +10.0K (+100.0%) | 146.4K +146.4K (+100.0%) | 0.01% +0.012 pp | 0.03% +0.034 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 72 | BNP PARIBAS ARBITRAGE, SNC | 8.2K +1.8K (+27.7%) | 119.9K +11.3K (+10.4%) | 0.01% +0.002 pp | 0.00% +0.000 pp | USD16.43 -10.9% | 2 qtrs — |
| 73 | FEDERATION DES CAISSES DESJARDINS DU QUEBEC | 7.9K +— (+0.0%) | 115.4K -17.8K (-13.4%) | 0.01% +0.000 pp | 0.00% 0.000 pp | USD16.93 -13.5% | 2 qtrs — |
| 74 | MCILRATH & ECK, LLC | 6.2K +1.5K (+31.5%) | 90.3K +10.9K (+13.7%) | 0.01% +0.002 pp | 0.01% +0.000 pp | USD16.38 -10.6% | 2 qtrs — |
| 75 | TRIUMPH CAPITAL MANAGEMENT | 5.4K -4.0K (-42.3%) | 79.0K -79.3K (-50.1%) | 0.01% -0.004 pp | 0.02% -0.021 pp | USD16.93 -13.5% | 2 qtrs — |
| 76 | PNC FINANCIAL SERVICES GROUP, INC. | 5.3K +5.3K (+100.0%) | 77.5K +77.5K (+100.0%) | 0.01% +0.006 pp | 0.00% +0.000 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 77 | LEGACY WEALTH MANAGMENT, LLC/ID | 5.0K +4.9K (+4,377.5%) | 72.8K +70.9K (+3,770.3%) | 0.01% +0.006 pp | 0.03% +0.034 pp | USD14.69 -0.3% | 2 qtrs — |
| 78 | CHESAPEAKE ASSET MANAGEMENT LLC | 4.7K +4.7K (+100.0%) | 69.2K +69.2K (+100.0%) | 0.01% +0.005 pp | 0.06% +0.057 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 79 | BANK OF AMERICA CORP /DE/ | 4.5K +1.7K (+57.4%) | 66.6K +17.7K (+36.1%) | 0.01% +0.002 pp | 0.00% +0.000 pp | USD16.09 -9.0% | 2 qtrs — |
| 80 | WELLS FARGO & COMPANY/MN | 4.5K +4.0K (+889.8%) | 65.5K +57.8K (+755.3%) | 0.01% +0.005 pp | 0.00% +0.000 pp | USD14.87 -1.5% | 2 qtrs — |
| 81 | EVERSOURCE WEALTH ADVISORS, LLC | 4.3K +100.0 (+2.4%) | 63.0K -8.2K (-11.5%) | 0.00% +0.000 pp | 0.00% -0.001 pp | USD16.88 -13.3% | 2 qtrs — |
| 82 | SUNBELT SECURITIES, INC. | 3.8K +3.0K (+377.2%) | 56.0K +42.5K (+312.7%) | 0.00% +0.004 pp | 0.00% +0.003 pp | USD15.12 -3.2% | 2 qtrs — |
| 83 | PINNACLE WEALTH PLANNING SERVICES, INC. | 3.8K +3.8K (+100.0%) | 55.3K +55.3K (+100.0%) | 0.00% +0.004 pp | 0.01% +0.006 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 84 | JPMORGAN CHASE & CO | 3.2K -5.4K (-62.9%) | 46.8K -99.3K (-68.0%) | 0.00% -0.006 pp | 0.00% +0.000 pp | USD16.93 -13.5% | 2 qtrs — |
| 85 | TOWER RESEARCH CAPITAL LLC (TRC) | 2.8K -899.0 (-24.1%) | 41.5K -21.7K (-34.4%) | 0.00% -0.001 pp | 0.00% -0.001 pp | USD16.93 -13.5% | 2 qtrs — |
| 86 | SOUND INCOME STRATEGIES, LLC | 2.5K +2.5K (+100.0%) | 36.7K +36.7K (+100.0%) | 0.00% +0.003 pp | 0.00% +0.002 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 87 | CORECAP ADVISORS, LLC | 2.4K -927.0 (-28.1%) | 34.7K -21.1K (-37.9%) | 0.00% -0.001 pp | 0.00% -0.001 pp | USD16.93 -13.5% | 2 qtrs — |
| 88 | ADVISORNET FINANCIAL, INC | 2.3K +158.0 (+7.5%) | 33.2K -2.5K (-7.1%) | 0.00% +0.000 pp | 0.00% 0.000 pp | USD16.77 -12.7% | 2 qtrs — |
| 89 | WPG ADVISERS, LLC | 2.2K +869.0 (+66.3%) | 31.9K +9.7K (+43.8%) | 0.00% +0.001 pp | 0.02% +0.007 pp | USD16.02 -8.6% | 2 qtrs — |
| 90 | CAMELOT PORTFOLIOS, LLC | 2.0K +2.0K (+100.0%) | 29.3K +29.3K (+100.0%) | 0.00% +0.002 pp | 0.02% +0.018 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 91 | OSBON CAPITAL MANAGEMENT LLC | 2.0K +2.0K (+100.0%) | 29.2K +29.2K (+100.0%) | 0.00% +0.002 pp | 0.03% +0.027 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 92 | NEWEDGE ADVISORS, LLC | 1.9K -2.9K (-59.8%) | 28.4K -53.3K (-65.2%) | 0.00% -0.003 pp | 0.00% 0.000 pp | USD16.93 -13.5% | 2 qtrs — |
| 93 | SWAN CAPITAL LLC | 1.2K +— (+0.0%) | 18.0K -2.8K (-13.5%) | 0.00% +0.000 pp | 0.01% -0.001 pp | USD16.93 -13.5% | 2 qtrs — |
| 94 | CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 1.0K -3.9K (-79.7%) | 14.6K -68.8K (-82.5%) | 0.00% -0.004 pp | 0.00% -0.031 pp | USD16.93 -13.5% | 2 qtrs — |
| 95 | FLAGSHIP HARBOR ADVISORS, LLC | 981.00 +981.0 (+100.0%) | 14.4K +14.4K (+100.0%) | 0.00% +0.001 pp | 0.00% +0.001 pp | USD14.64 +0.0% | 1 qtrs NEW |
| 96 | COMERICA BANK | 899.00 +333.0 (+58.8%) | 13.2K +3.6K (+37.4%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD16.08 -9.0% | 2 qtrs — |
| 97 | SRS CAPITAL ADVISORS, INC. | 612.00 +— (+0.0%) | 9.0K -1.4K (-13.5%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD16.93 -13.5% | 2 qtrs — |
| 98 | HIGHLINE WEALTH PARTNERS LLC | 600.00 +— (+0.0%) | 8.8K -1.4K (-13.5%) | 0.00% +0.000 pp | 0.00% 0.000 pp | USD16.93 -13.5% | 2 qtrs — |
| 99 | IFP ADVISORS, INC | 400.00 +400.0 (+100.0%) | 5.9K +5.9K (+100.0%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD14.64 +0.0% | 1 qtrs NEW |
Ownership breakdown by holder
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
2
Sells
0
Shares acquired
5.92M
Shares disposed
—
Cash buys
2.00
Cash sales
—
Net activity
+5,920,000
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-12-17 | ROSENTHAL SAUL B | Director / Officer | P-Purchase | A | Common Stock | 2,960,000 | 5.08 | 15.04M | 5,474,887 | D | ↗ |
| 2024-12-17 | COHEN JONATHAN H | Director / Officer | P-Purchase | A | Common Stock | 2,960,000 | 5.08 | 15.04M | 7,824,728 | D | ↗ |
| 2024-05-28 | ROSENTHAL SAUL B | Director / Officer | P-Purchase | A | Common Stock | 2,315,000 | 5.40 | 12.50M | 2,514,887 | — | ↗ |
| 2024-05-28 | COHEN JONATHAN H | Director / Officer | P-Purchase | A | Common Stock | 4,630,000 | 5.40 | 25.00M | 4,864,728 | — | ↗ |
| 2023-03-10 | Ashenfelter Mark Jeffrey | Director | P-Purchase | A | Common Stock | 6,000 | 5.18 | 31.1K | 30,000 | — | ↗ |
| 2021-07-14 | Wilton Reassurance Co | 10% Owner | S-Sale | D | 6.75% Notes due 2031, $25.00 denominations | 9,675 | 26.30 | 254.5K | 0 | — | ↗ |
| 2021-07-13 | Wilton Reassurance Co | 10% Owner | S-Sale | D | 6.75% Notes due 2031, $25.00 denominations | 431,225 | 26.20 | 11.30M | 0 | — | ↗ |
| 2021-06-29 | Eagle Point Credit Management LLC | 10% Owner | S-Sale | D | 6.25% Series 2027 Term Preferred Stock (OXLCP) | 10,778 | 24.91 | 268.5K | 380,145 | — | ↗ |
| 2021-06-28 | Eagle Point Credit Management LLC | 10% Owner | S-Sale | D | 6.75% Series 2024 Term Preferred Stock (OXLCM) | 9,917 | 25.14 | 249.3K | 226,536 | — | ↗ |
| 2021-06-25 | Eagle Point Credit Management LLC | 10% Owner | S-Sale | D | 6.75% Series 2024 Term Preferred Stock (OXLCM) | 16,931 | 25.15 | 425.8K | 236,453 | — | ↗ |
| 2021-06-24 | Eagle Point Credit Management LLC | 10% Owner | S-Sale | D | 6.75% Series 2024 Term Preferred Stock (OXLCM) | 9,635 | 25.17 | 242.5K | 253,384 | — | ↗ |
| 2021-06-17 | Eagle Point Credit Management LLC | 10% Owner | S-Sale | D | 6.25% Series 2027 Term Preferred Stock (OXLCP) | 13,800 | 24.95 | 344.3K | 602,765 | — | ↗ |
| 2021-06-16 | Eagle Point Credit Management LLC | 10% Owner | S-Sale | D | 6.25% Series 2027 Term Preferred Stock (OXLCP) | 13,441 | 25.00 | 336.0K | 616,565 | — | ↗ |
| 2021-06-15 | Eagle Point Credit Management LLC | 10% Owner | S-Sale | D | 6.25% Series 2027 Term Preferred Stock (OXLCP) | 2,800 | 25.11 | 70.3K | 630,006 | — | ↗ |
| 2021-04-19 | Eagle Point Credit Management LLC | 10% Owner | S-Sale | D | 6.75% Notes due 2031 (OXLCL) | 300,400 | 302,192.79 | 90.78B | 21,250,800 | — | ↗ |
| 2021-04-16 | Eagle Point Credit Management LLC | 10% Owner | S-Sale | D | 6.75% Notes due 2031 (OXLCL) | 1,147,500 | 1,153,118.16 | 1.32T | 21,551,200 | — | ↗ |
| 2021-04-15 | Frantz Leroy Scott | 10% Owner | J-Other | D | 7.50% Series 2023 Term Preferred Stock | 292,404 | 25.07 | 7.33M | 0 | — | ↗ |
| 2021-04-15 | Eagle Point Credit Management LLC | 10% Owner | J-Other | D | 7.50% Series 2023 Term Preferred Stock (OXLCO) | 1,544 | 25.00 | 38.6K | 0 | — | ↗ |
| 2021-04-12 | Eagle Point Credit Management LLC | 10% Owner | S-Sale | D | 6.75% Notes due 2031, issued in denominations of $25.00 | 175,000 | 177,146.90 | 31.00B | 23,442,500 | — | ↗ |
| 2021-04-09 | Eagle Point Credit Management LLC | 10% Owner | S-Sale | D | 6.75% Notes due 2031, issued in denominations of $25.00 | 168,375 | 170,447.52 | 28.70B | 23,617,500 | — | ↗ |
| 2021-03-16 | Wilton Reassurance Co | 10% Owner | — | D | 6.75% Notes due 2031 | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-03-16 | Eagle Point Credit Management LLC | 10% Owner | — | I | Preferred Stock, $0.01 par value per share | 0 | 0.00 | — | 782,357 | — | ↗ |
| 2020-03-18 | ROSENTHAL SAUL B | Director / Officer | P-Purchase | A | Common Stock | 37,187 | 2.36 | 87.8K | 199,887 | — | ↗ |
| 2020-03-18 | COHEN JONATHAN H | Director / Officer | P-Purchase | A | Common Stock | 24,728 | 2.29 | 56.6K | 234,728 | — | ↗ |
| 2020-03-13 | ROSENTHAL SAUL B | Director / Officer | P-Purchase | A | Common Stock | 1,700 | 5.05 | 8.6K | 162,700 | — | ↗ |
| 2020-03-12 | Rubin Bruce L. | Officer | J-Other | D | 7.50% Series 2023 Term Preferred Stock | 1,495 | 25.06 | 37.5K | 3,005 | — | ↗ |
| 2020-03-12 | ROSENTHAL SAUL B | Director / Officer | P-Purchase | A | Common Stock | 31,000 | 5.00 | 154.9K | 161,000 | — | ↗ |
| 2020-03-12 | Frantz Leroy Scott | 10% Owner | J-Other | D | 7.50% Series 2023 Term Preferred Stock | 145,218 | 25.06 | 3.64M | 292,404 | — | ↗ |
| 2020-03-12 | COHEN JONATHAN H | Director / Officer | J-Other | D | 7.50% Series 2023 Term Preferred Stock | 21,474 | 25.06 | 538.1K | 42,970 | — | ↗ |
| 2020-02-27 | Ashenfelter Mark Jeffrey | Director | P-Purchase | A | Common Stock | 6,000 | 8.05 | 48.3K | 24,000 | — | ↗ |
| 2020-02-13 | Reardon John Stuart | Director | P-Purchase | A | Common Stock | 3,000 | 9.30 | 27.9K | 6,000 | — | ↗ |
| 2020-02-07 | Shin David S. | Director | P-Purchase | A | Common Stock | 3,000 | 9.32 | 28.0K | 5,728 | — | ↗ |
| 2020-02-06 | Frantz Leroy Scott | 10% Owner | P-Purchase | A | 6.25% Series 2027 Preferred Stock | 400,000 | 25.00 | 10.00M | 400,000 | — | ↗ |
| 2019-11-25 | ROSENTHAL SAUL B | Director / Officer | P-Purchase | A | 7.50% Series 2023 Term Preferred Stock | 20,000 | 25.48 | 509.6K | 42,222 | — | ↗ |
| 2019-11-25 | COHEN JONATHAN H | Director / Officer | P-Purchase | A | 7.50% Series 2023 Term Preferred Stock | 20,000 | 25.48 | 509.6K | 64,444 | — | ↗ |
| 2019-08-30 | Reardon John Stuart | Director | P-Purchase | A | Common Stock | 3,000 | 9.85 | 29.5K | 3,000 | — | ↗ |
| 2018-12-20 | Ashenfelter Mark Jeffrey | Director | P-Purchase | A | Common Stock | 3,000 | 7.60 | 22.8K | 18,000 | — | ↗ |
| 2018-02-27 | Shin David S. | Director | P-Purchase | A | Common Stock | 2,000 | 10.12 | 20.2K | 2,000 | — | ↗ |
| 2017-08-07 | Frantz Leroy Scott | 10% Owner | P-Purchase | D | 6.75% Series 2024 Term Preferred Stock | 11,750 | 25.20 | 296.1K | 11,750 | — | ↗ |
| 2017-07-14 | Frantz Leroy Scott | 10% Owner | J-Other | D | 8.125% Series 2024 Term Preferred Stock | 200,000 | 25.07 | 5.01M | 0 | — | ↗ |
| 2017-06-22 | ROSENTHAL SAUL B | Director / Officer | P-Purchase | A | Common Stock | 20,000 | 9.79 | 195.8K | 130,000 | — | ↗ |
| 2017-06-14 | Frantz Leroy Scott | 10% Owner | P-Purchase | A | 6.75% Series 2024 Term Preferred Stock | 200,000 | 25.00 | 5.00M | 200,000 | — | ↗ |
| 2015-08-20 | Ashenfelter Mark Jeffrey | Director | P-Purchase | A | Common Stock | 2,500 | 12.52 | 31.3K | 15,000 | — | ↗ |
| 2015-08-14 | Rubin Bruce L. | Officer | — | D | Common Stock | 0 | 0.00 | — | 3,978 | — | ↗ |
| 2015-06-24 | Cummins Gerald | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2014-09-04 | Frantz Leroy Scott | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 1,012 | — | ↗ |
| 2014-03-11 | ROSENTHAL SAUL B | Director / Officer | X-InTheMoney | A | Common Stock | 10,000 | 17.00 | 170.0K | 110,000 | — | ↗ |
| 2014-03-11 | CONROY PATRICK | Officer | X-InTheMoney | A | Common Stock | 5,000 | 17.00 | 85.0K | 35,000 | — | ↗ |
| 2014-03-11 | COHEN JONATHAN H | Officer | X-InTheMoney | A | Common Stock | 10,000 | 17.00 | 170.0K | 210,000 | — | ↗ |
| 2014-03-07 | Ashenfelter Mark Jeffrey | Director | P-Purchase | A | Common Stock | 2,500 | 17.00 | 42.5K | 12,500 | — | ↗ |
| 2014-03-03 | ROSENTHAL SAUL B | Director / Officer | X-InTheMoney | D | Subscription Rights | 20,000 | 17.00 | 340.0K | 0 | — | ↗ |
| 2014-03-03 | CONROY PATRICK | Officer | X-InTheMoney | D | Subscription Rights | 10,000 | 17.00 | 170.0K | 0 | — | ↗ |
| 2014-03-03 | COHEN JONATHAN H | Officer | X-InTheMoney | D | Subscription Rights | 20,000 | 17.00 | 340.0K | 0 | — | ↗ |
| 2013-12-19 | CONROY PATRICK | Officer | P-Purchase | A | Common Stock | 1,000 | 17.00 | 17.0K | 25,000 | — | ↗ |
| 2013-12-19 | Ashenfelter Mark Jeffrey | Director | P-Purchase | A | Common Stock | 1,000 | 17.00 | 17.0K | 10,000 | — | ↗ |
| 2013-12-18 | CONROY PATRICK | Officer | P-Purchase | A | Common Stock | 1,000 | 16.99 | 17.0K | 24,000 | — | ↗ |
| 2013-11-18 | ROSENTHAL SAUL B | Director / Officer | P-Purchase | A | 7.50% Series 2023 Term Preferred Stock | 22,222 | 22.50 | 500.0K | 22,222 | — | ↗ |
| 2013-11-18 | CONROY PATRICK | Officer | P-Purchase | A | 7.50% Series 2023 Term Preferred Stock | 10,000 | 22.50 | 225.0K | 10,000 | — | ↗ |
| 2013-11-18 | COHEN JONATHAN H | Director / Officer | P-Purchase | A | 7.50% Series 2023 Term Preferred Stock | 44,444 | 22.50 | 1,000.0K | 44,444 | — | ↗ |
| 2013-02-25 | ROSENTHAL SAUL B | Director / Officer | X-InTheMoney | A | Common Stock | 38,000 | 14.50 | 551.0K | 100,000 | — | ↗ |
| 2013-02-25 | CONROY PATRICK | Officer | X-InTheMoney | A | Common Stock | 7,000 | 14.50 | 101.5K | 21,000 | — | ↗ |
| 2013-02-25 | COHEN JONATHAN H | Director / Officer | X-InTheMoney | A | Common Stock | 100,000 | 14.50 | 1.45M | 200,000 | — | ↗ |
| 2013-02-25 | Ashenfelter Mark Jeffrey | Director | X-InTheMoney | A | Common Stock | 3,000 | 14.50 | 43.5K | 9,000 | — | ↗ |
| 2013-02-15 | ROSENTHAL SAUL B | Director / Officer | X-InTheMoney | D | Subscription Rights | 62,000 | 14.50 | 899.0K | 0 | — | ↗ |
| 2013-02-15 | CONROY PATRICK | Officer | X-InTheMoney | D | Subscription Rights | 14,000 | 14.50 | 203.0K | 0 | — | ↗ |
| 2013-02-15 | COHEN JONATHAN H | Director / Officer | X-InTheMoney | D | Subscription Rights | 100,000 | 14.50 | 1.45M | 0 | — | ↗ |
| 2013-02-15 | Ashenfelter Mark Jeffrey | Director | X-InTheMoney | D | Subscription Rights | 6,000 | 14.50 | 87.0K | 0 | — | ↗ |
| 2012-04-27 | ROSENTHAL SAUL B | Director / Officer | X-InTheMoney | A | Common Stock | 18,000 | 13.75 | 247.5K | 62,000 | — | ↗ |
| 2012-04-27 | CONROY PATRICK | Officer | X-InTheMoney | A | Common Stock | 7,000 | 13.75 | 96.3K | 14,000 | — | ↗ |
| 2012-04-27 | COHEN JONATHAN H | Director / Officer | X-InTheMoney | A | Common Stock | 46,667 | 13.75 | 641.7K | 100,000 | — | ↗ |
| 2012-04-27 | Ashenfelter Mark Jeffrey | Director | X-InTheMoney | A | Common Stock | 3,000 | 13.75 | 41.3K | 6,000 | — | ↗ |
| 2011-08-26 | ROSENTHAL SAUL B | Director / Officer | X-InTheMoney | D | Subscription Rights | 12,000 | 15.00 | 180.0K | 0 | — | ↗ |
| 2011-08-26 | CONROY PATRICK | Officer | X-InTheMoney | D | Subscription Rights | 5,000 | 15.00 | 75.0K | 0 | — | ↗ |
| 2011-08-26 | COHEN JONATHAN H | Director / Officer | X-InTheMoney | D | Subscription Rights | 40,000 | 15.00 | 600.0K | 0 | — | ↗ |
| 2011-08-26 | Ashenfelter Mark Jeffrey | Director | X-InTheMoney | A | Common Stock | 666 | 15.00 | 10.0K | 2,666 | — | ↗ |
| 2011-03-22 | CONROY PATRICK | Officer | P-Purchase | A | Common Stock | 2,500 | 17.40 | 43.5K | 5,000 | — | ↗ |
| 2011-03-10 | Ashenfelter Mark Jeffrey | Director | P-Purchase | D | Common Stock | 2,000 | 19.00 | 38.0K | 2,000 | — | ↗ |
| 2011-01-25 | ROYCE CHARLES M | — | P-Purchase | A | Common Stock | 160,000 | 20.00 | 3.20M | 161,250 | — | ↗ |
| 2011-01-25 | ROSENTHAL SAUL B | Director / Officer | P-Purchase | A | Common Stock | 37,500 | 20.00 | 750.0K | 40,000 | — | ↗ |
| 2011-01-25 | COHEN JONATHAN H | Director / Officer | P-Purchase | A | Common Stock | 37,500 | 20.00 | 750.0K | 40,000 | — | ↗ |
| 2011-01-19 | Shin David S. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-01-19 | Reardon John Stuart | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-01-19 | ROYCE CHARLES M | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 1,250 | — | ↗ |
| 2011-01-19 | ROSENTHAL SAUL B | Director / Officer | — | D | Common Stock | 0 | 0.00 | — | 2,500 | — | ↗ |
| 2011-01-19 | CONROY PATRICK | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-01-19 | COHEN JONATHAN H | Director / Officer | — | D | Common Stock | 0 | 0.00 | — | 2,500 | — | ↗ |
| 2011-01-19 | Ashenfelter Mark Jeffrey | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
Executive team
Top executives
Shares Outstanding
97.60M
Executive compensation
Executive compensation (annual)
Executive compensation not available.
CEO compensation breakdown
No CEO compensation history available.
Proxy statements
Proxy statements (DEF 14A)
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Bruce Lawrence Rubin | Corporate Secretary, Chief Accounting Officer, Treasurer & Chief Financial Officer | — | male |
| Fabian Giudici | Head of Information Technology | — | male |
| Gerald Cummins | Chief Compliance Officer | — | male |
| Jonathan H. Cohen | Chief Executive Officer & Interested Director | — | male |
| Joseph Kupka | Managing Director of Oxford Funds, LLC | — | male |
| Kevin Yonon | MD & Portfolio Manager | — | male |
| Kristin Paul | Director of Operations | — | female |
| Saul Barak Rosenthal | President & Interested Director | — | male |
| Vincent Gurrera | Controller & Vice President of Finance | — | male |
ESG Score History
No data available for this company.
Senate Trading Activity
No Senate trading activity found for this company.
House Trading Activity
No House trading activity found for this company.
Market share among peers
Peer comparison — filtered group (TTM)
Your opinion
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Community Opinion for OXLC
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.
