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OFS Capital Corporation (OFS)
USD3.65
+0.03 (+0.84%)
US NASDAQ Financial Services Asset Management
Address
10 South Wacker Drive 60606
Chicago, IL, US
Chicago, IL, US
CEO
Bilal Rashid
Website
ofscapital.com
IPO
2012-11-08
CIK 1487918 ISIN US67103B1008
Also trades on
NASDAQ Global Select · OFS (USD)
NASDAQ Global Select · OFSSH (USD)
NASDAQ Global Select · OFSSI (USD)
Description
OFS Capital Corporation functions as a business development company, delivering adaptable capital solutions, predominantly through debt financing and, to a lesser degree, minority equity investments. The firm concentrates on U.S.-based middle-market enterprises across a wide spectrum of sectors, deliberately avoiding investments in operational turnarounds or nascent businesses. Its investment approach encompasses direct funding, participating in funds, and facilitating add-on acquisitions. Within its direct investment strategy, OFS Capital provides expertise in various financial structures, including debt and structured equity, recapitalizations, refinancing operations, management and leveraged buyouts, acquisition funding, events for shareholder liquidity, and growth capital. It also supports independent sponsor transactions, Employee Stock Ownership Plans (ESOPs), and minority investments in lower middle-market companies. Targeted industries include aerospace and defense, business services, consumer products and services, food and beverage, healthcare services, specialty chemicals, transportation and logistics, value-added distribution, franchising, and niche industrial manufacturing. The firm seeks out U.S.-based companies that generate revenues between $10 million and $200 million, have an annual EBITDA exceeding $5 million, and possess an enterprise value from $10 million to $500 million. Individual investments typically range from $5 million to $35 million, with debt-specific investments falling between $5 million and $25 million. OFS Capital utilizes a diverse set of financial tools, including senior secured loans, unitranche facilities, first-lien and second-lien debt, subordinated or mezzanine loans, warrants, preferred equity securities, and common equity. The company is open to acquiring both minority and majority stakes in its investments and frequently collaborates with co-investors to access additional capital.
Market Cap & Enterprise Value
Merger & Acquisition History
No mergers or acquisitions recorded for this company.
Technical Outlook
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Signal Summary
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| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
USD3.65
+0.03 (+0.84%)
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Volume Profile
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Liquidity & share structure
Average Volume
67.0K
Beta
0.91
Float Shares
13.32M
Free Float %
99.4%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -6.17% | -7.36% | -5.44% | -12.26% | -28.71% | -23.32% | -57.26% | -61.05% | -60.41% | -72.66% | -74.56% |
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From
To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow
Revenue by geography
Revenue by segment
From
To
Revenue composition
From
To
By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Analyst Consensus (7 ratings, all time)
Buy
Price Targets & DCF
Current price
3.65
Low
7.00
+91.8%
Consensus
7.00
+91.8%
Median
7.00
+91.8%
High
7.00
+91.8%
Ratings Trend (MoM)
0% Bullish
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 0 | 0 |
| Hold | 1 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Price Target Summary
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | — | — |
| Last Year | 2 |
7.00
+91.8%
|
| All Time | 2 |
7.00
+91.8%
|
Quality scores
Altman Z-Score
-0.51
Distress
Piotroski F-Score
3 / 9
Average
MOAT Score
3 / 10
No MOAT
Composite Rating
C-
Overall Score
1 / 5
Low
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
-
Revenue growth Asset Management: +17.4%-123.9% Q1'26: -2.6% (vs Q1'25)
-
EPS growth Asset Management: +22.7%-216.5% Q1'26: -59.3% (vs Q1'25)
-
FCF margin FCF growth · Asset Management: +27.7%+362.5% Q1'26: -908.3% (vs Q1'25)
-
EBIT margin Asset Management: +50.6%+280.2% ★ Q1'26: +306.8% (vs Q1'25)
-
ROIC Asset Management: +6.5%-9.8% Q1'26: -9.6% (vs Q1'25)
-
Share dilution Asset Management: +0.0%+0.0% Q1'26: +0.0% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×-6.58× Q1'26: -6.79× (vs Q1'25)
Valuation Multiples
From
To
Price Forecast (3Y)
From
To
Theoretical Return — If Invested Today
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
Consensus Estimates
| Metric |
Dec 2015 actual |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 1 Rev. Ana. 1 EPS Ana. |
Dec 2027 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
29.23M
est: 29.75M (-1.7%)
|
22.93M
est: 30.56M (-25.0%)
|
17.50M
est: 34.39M (-49.1%)
|
23.28M
est: 41.42M (-43.8%)
|
29.95M
est: 52.47M (-42.9%)
|
29.14M
est: 44.80M (-35.0%)
|
85.75M
est: 43.67M (+96.4%)
|
12.70M
est: 48.82M (-74.0%)
|
24.27M
est: 53.53M (-54.7%)
|
49.52M
est: 46.71M (+6.0%)
|
-11.81M
est: 44.15M (-126.7%)
|
32.27M
32.27M – 32.27M
-26.9% YoY
|
29.16M
29.16M – 29.16M
-9.7% YoY
|
| EBITDA |
18.43M
est: 4.92M (+274.2%)
|
14.02M
est: 5.06M (+177.2%)
|
8.11M
est: 5.69M (+42.4%)
|
9.77M
est: 6.86M (+42.4%)
|
9.75M
est: 8.69M (+12.2%)
|
3.90M
est: 7.42M (-47.4%)
|
57.09M
est: 7.23M (+689.7%)
|
-7.18M
est: 8.08M (-188.8%)
|
-57.0K
est: 17.92M (-100.3%)
|
28.51M
est: 15.64M (+82.3%)
|
-33.09M
est: 14.78M (-323.9%)
|
10.80M
10.80M – 10.80M
-26.9% YoY
|
9.76M
9.76M – 9.76M
-9.7% YoY
|
| EBIT |
18.23M
est: 4.62M (+294.3%)
|
13.83M
est: 4.75M (+191.1%)
|
7.91M
est: 5.35M (+48.0%)
|
9.57M
est: 6.44M (+48.7%)
|
9.55M
est: 8.16M (+17.1%)
|
3.69M
est: 6.96M (-47.0%)
|
56.86M
est: 6.79M (+737.8%)
|
-7.59M
est: 7.59M (-200.0%)
|
-465.0K
est: 17.35M (-102.7%)
|
28.44M
est: 15.14M (+87.8%)
|
-33.09M
est: 14.31M (-331.2%)
|
10.46M
10.46M – 10.46M
-26.9% YoY
|
9.45M
9.45M – 9.45M
-9.7% YoY
|
| Net Income |
18.23M
est: 17.91M (+1.8%)
|
13.83M
est: 19.03M (-27.3%)
|
7.91M
est: 18.04M (-56.2%)
|
9.57M
est: 17.86M (-46.4%)
|
9.55M
est: 19.23M (-50.3%)
|
3.69M
est: 11.92M (-69.0%)
|
56.86M
est: 12.26M (+363.8%)
|
-7.59M
est: 18.36M (-141.3%)
|
-465.0K
est: -1.03M (+54.8%)
|
28.44M
est: 15.81M (+79.9%)
|
-33.09M
est: 17.95M (-284.3%)
|
8.04M
8.04M – 8.04M
-55.2% YoY
|
6.97M
6.97M – 6.97M
-13.3% YoY
|
| SGA |
4.04M
est: 4.06M (-0.5%)
|
3.80M
est: 4.18M (-9.0%)
|
3.78M
est: 4.70M (-19.6%)
|
4.50M
est: 5.66M (-20.6%)
|
4.56M
est: 7.17M (-36.3%)
|
5.18M
est: 6.12M (-15.3%)
|
6.78M
est: 5.97M (+13.6%)
|
3.11M
est: 6.67M (-53.3%)
|
5.04M
est: 2.78M (+81.3%)
|
4.43M
est: 2.43M (+82.6%)
|
4.27M
est: 2.29M (+86.1%)
|
1.68M
1.68M – 1.68M
-26.9% YoY
|
1.52M
1.52M – 1.52M
-9.7% YoY
|
| EPS |
1.89
est: 1.34 (+41.4%)
|
1.43
est: 1.42 (+0.7%)
|
0.64
est: 1.35 (-52.5%)
|
0.72
est: 1.33 (-46.0%)
|
0.71
est: 1.44 (-50.5%)
|
0.28
est: 0.89 (-68.5%)
|
4.24
est: 0.92 (+363.4%)
|
-0.58
est: 1.37 (-142.3%)
|
-0.03
est: -0.08 (+54.8%)
|
2.12
est: 1.18 (+79.7%)
|
-2.47
est: 1.34 (-284.3%)
|
0.60
0.60 – 0.60
-55.2% YoY
|
0.52
0.52 – 0.52
-13.3% YoY
|
Historical Ratings (3M)
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-11 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-08 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-07 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-06 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-05 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-04 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-01 | C | 2/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-30 | C | 2/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-29 | C | 2/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-28 | C | 2/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-27 | C | 2/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-24 | C | 2/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-23 | C | 2/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-22 | C | 2/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-21 | C | 2/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-20 | C | 2/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-17 | C | 2/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-16 | C | 2/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
Owner Earnings
Owner's Earnings (history)
From
To
Owner alignment
Owner's Earnings TTM
45.34M
OE per share TTM
3.38
Owner's Yield
92.72%
Maintenance CapEx ratio
—
Maint CapEx / Avg PPE
-32.5%
Ownership Overview
Ownership breakdown
At a glance
Institutional holders
7
Total invested
579.3K
Insider transactions (90d)
0
Beneficial owners (>5%)
7
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | OI3, LLC | 2.95M | 22.03% | — | 2.95M | — | 10.00 | OO | Delaware | 2020-01-13 | ↗ |
| 2 | Orchard Capital Corporation | 2.95M | 22.03% | — | 2.95M | — | 10.00 | CO | California | 2020-01-13 | ↗ |
| 3 | Orchard First Source Asset Management, LLC | 2.95M | 22.03% | 2.95M | — | 2.95M | 10.00 | OO | Delaware | 2020-01-13 | ↗ |
| 4 | Richard S. Ressler | 2.95M | 22.03% | — | 2.95M | — | 10.00 | IN | United States | 2020-01-13 | ↗ |
| 5 | The OI3 2019 Trust | 2.95M | 22.03% | — | 2.95M | — | 10.00 | OO | United States | 2020-01-13 | ↗ |
| 6 | 10. | 524.2K | 5.44% | 524.2K | — | 524.2K | — | BK | Switzerland | 2015-01-21 | ↗ |
| 7 | 20-0532180 | 443.5K | 4.58% | 443.5K | — | 443.5K | — | BD | Delaware, U.S.A. | 2016-07-11 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
From
To
13F snapshot — 2026 Q1
Investors holding
7
-26 vs prev Q
New positions
1
Closed positions
27
Increased
1
Reduced
4
Put/Call ratio
0.00
Calls held
—
Puts held
—
Top institutional holders
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 157.5K +10.8K (+7.4%) | 749.8K -378.3K (-33.5%) | 1.18% +0.081 pp | 0.00% +0.000 pp | USD8.11 -41.3% | 51 qtrs — |
| 2 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 153.2K -14.8K (-8.8%) | 729.2K -689.2K (-48.6%) | 1.14% -0.111 pp | 0.05% -0.064 pp | USD8.53 -44.2% | 24 qtrs — |
| 3 | TWO SIGMA ADVISERS, LP | 109.3K -67.0K (-38.0%) | 520.3K -835.5K (-61.6%) | 0.82% -0.500 pp | 0.00% -0.002 pp | USD9.35 -49.1% | 16 qtrs — |
| 4 | VIRTUS INVESTMENT ADVISERS, INC. | 82.2K +15.9K (+24.0%) | 391.4K -118.4K (-23.2%) | 0.61% +0.119 pp | 0.11% -0.040 pp | USD8.33 -42.9% | 4 qtrs — |
| 5 | MARSHALL WACE, LLP | 79.1K +79.1K (+100.0%) | 376.6K +376.6K (+100.0%) | 0.59% +0.591 pp | 0.00% +0.000 pp | USD4.76 +0.0% | 1 qtrs NEW |
| 6 | TWO SIGMA INVESTMENTS, LP | 72.2K -48.7K (-40.3%) | 343.8K -586.0K (-63.0%) | 0.54% -0.363 pp | 0.00% -0.001 pp | USD10.18 -53.2% | 16 qtrs — |
| 7 | CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. | 70.2K -964.0 (-1.4%) | 334.1K -213.1K (-38.9%) | 0.52% -0.007 pp | 0.00% -0.001 pp | USD9.41 -49.4% | 10 qtrs — |
| 8 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 63.0K -6.4K (-9.2%) | 299.7K -233.4K (-43.8%) | 0.47% -0.048 pp | 0.00% -0.002 pp | USD8.44 -43.6% | 3 qtrs — |
| 9 | ARKADIOS WEALTH ADVISORS | 57.8K -19.9K (-25.6%) | 275.3K -322.4K (-53.9%) | 0.43% -0.149 pp | 0.01% -0.009 pp | USD9.36 -49.1% | 12 qtrs — |
| 10 | BULLDOG INVESTORS, LLP | 57.6K +— (+0.0%) | 274.4K -168.9K (-38.1%) | 0.43% +0.000 pp | 0.06% -0.042 pp | USD8.53 -44.2% | 5 qtrs — |
| 11 | SQUAREPOINT OPS LLC | 42.4K +42.4K (+100.0%) | 201.7K +201.7K (+100.0%) | 0.32% +0.316 pp | 0.00% +0.000 pp | USD4.76 +0.0% | 1 qtrs NEW |
| 12 | CITADEL ADVISORS LLC | 24.1K +8.5K (+54.9%) | 114.6K -4.9K (-4.1%) | 0.18% +0.064 pp | 0.00% +0.000 pp | USD7.14 -33.3% | 16 qtrs — |
| 13 | SOA WEALTH ADVISORS, LLC. | 18.7K +642.0 (+3.5%) | 89.2K -50.0K (-35.9%) | 0.14% +0.005 pp | 0.02% -0.009 pp | USD8.06 -40.9% | 21 qtrs — |
| 14 | LPL FINANCIAL LLC | 17.9K -2.3K (-11.2%) | 85.2K -69.8K (-45.0%) | 0.13% -0.017 pp | 0.00% +0.000 pp | USD9.45 -49.6% | 8 qtrs — |
| 15 | RITHOLTZ WEALTH MANAGEMENT | 17.1K -6.1K (-26.4%) | 81.3K -97.3K (-54.5%) | 0.13% -0.046 pp | 0.00% -0.002 pp | USD8.44 -43.6% | 3 qtrs — |
| 16 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 15.0K -3.1K (-16.9%) | 72.0K -67.0K (-48.2%) | 0.11% -0.023 pp | 0.00% 0.000 pp | USD10.20 -53.3% | 26 qtrs — |
| 17 | JANNEY MONTGOMERY SCOTT LLC | 14.0K +— (+0.0%) | 67.0K -41.0K (-38.0%) | 0.10% +0.000 pp | 0.00% 0.000 pp | USD11.04 -56.9% | 53 qtrs — |
| 18 | JANE STREET GROUP, LLC | 13.9K +13.9K (+100.0%) | 66.0K +66.0K (+100.0%) | 0.10% +0.104 pp | 0.00% +0.000 pp | USD4.76 +0.0% | 1 qtrs NEW |
| 19 | WILEY BROS.-AINTREE CAPITAL, LLC | 13.5K +— (+0.0%) | 64.3K -39.6K (-38.1%) | 0.10% +0.000 pp | 0.00% 0.000 pp | USD7.57 -37.1% | 21 qtrs — |
| 20 | SANCTUARY ADVISORS, LLC | 12.1K +— (+0.0%) | 57.6K -35.5K (-38.1%) | 0.09% +0.000 pp | 0.00% 0.000 pp | USD8.76 -45.7% | 7 qtrs — |
| 21 | ROYAL BANK OF CANADA | 11.5K +4.0K (+53.3%) | 55.0K -3.0K (-5.2%) | 0.09% +0.030 pp | 0.00% +0.000 pp | USD6.89 -30.9% | 28 qtrs — |
| 22 | ACCESS INVESTMENT MANAGEMENT LLC | 2.5K +— (+0.0%) | 19.2K +— (+0.0%) | 0.02% +0.000 pp | 0.01% +0.000 pp | USD8.44 -43.6% | 3 qtrs — |
| 23 | UBS GROUP AG | 3.3K -92.0 (-2.7%) | 15.9K -10.5K (-39.8%) | 0.03% -0.001 pp | 0.00% +0.000 pp | USD8.09 -41.2% | 45 qtrs — |
| 24 | NBC SECURITIES, INC. | 2.8K -1.4K (-33.8%) | 13.4K -19.3K (-59.0%) | 0.02% -0.011 pp | 0.00% -0.002 pp | USD9.19 -48.2% | 10 qtrs — |
| 25 | JPMORGAN CHASE & CO | 2.2K -66.0 (-2.9%) | 10.6K -7.0K (-39.9%) | 0.02% -0.001 pp | 0.00% +0.000 pp | USD7.71 -38.3% | 3 qtrs — |
| 26 | BANK OF AMERICA CORP /DE/ | 1.1K -6.0K (-84.7%) | 5.2K -49.3K (-90.5%) | 0.01% -0.045 pp | 0.00% +0.000 pp | USD8.18 -41.8% | 6 qtrs — |
| 27 | US BANCORP \DE\ | 1.0K +— (+0.0%) | 4.8K -2.9K (-38.1%) | 0.01% +0.000 pp | 0.00% +0.000 pp | USD11.71 -59.4% | 51 qtrs — |
| 28 | HARBOR ASSET PLANNING, INC. | 687.00 +— (+0.0%) | 3.3K -2.0K (-38.1%) | 0.01% +0.000 pp | 0.00% -0.002 pp | USD8.44 -43.6% | 3 qtrs — |
| 29 | ADVISOR GROUP HOLDINGS, INC. | 506.00 +— (+0.0%) | 2.4K -1.9K (-43.9%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD10.09 -52.8% | 24 qtrs — |
| 30 | TRIUMPH CAPITAL MANAGEMENT | 500.00 -1.1K (-68.8%) | 2.4K -9.9K (-80.7%) | 0.00% -0.008 pp | 0.00% -0.003 pp | USD7.69 -38.1% | 2 qtrs — |
| 31 | SIMPLEX TRADING, LLC | 140.00 +140.0 (+100.0%) | 666.00 +666.0 (+100.0%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD4.76 +0.0% | 1 qtrs NEW |
| 32 | WELLS FARGO & COMPANY/MN | 2.00 -300.0 (-99.3%) | 7.00 -2.3K (-99.7%) | 0.00% -0.002 pp | 0.00% +0.000 pp | USD10.50 -54.7% | 44 qtrs — |
| 33 | ACADIAN ASSET MANAGEMENT LLC | — -6.2K (-100.0%) | — -47.0K (-100.0%) | 0.00% -0.046 pp | 0.00% 0.000 pp | USD— | 19 qtrs SOLD |
| 34 | CWM, LLC | — -100.0 (-100.0%) | — -1.0K (-100.0%) | 0.00% -0.001 pp | 0.00% +0.000 pp | USD— | 8 qtrs SOLD |
| 35 | TREXQUANT INVESTMENT LP | — -20.8K (-100.0%) | — -160.3K (-100.0%) | 0.00% -0.156 pp | 0.00% -0.002 pp | USD— | 7 qtrs SOLD |
| 36 | ADVISORS ASSET MANAGEMENT, INC. | — -85.2K (-100.0%) | — -655.4K (-100.0%) | 0.00% -0.636 pp | 0.00% -0.011 pp | USD— | 47 qtrs SOLD |
Ownership breakdown by holder
ETF Ownership
Top ETFs holding this stock
Held by 1 ETFs in our universe
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Virtus Private Credit Strategy ETF VPC | 1.09% | 331.4K | 10.60% |
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Ratio by volume
0.00
Bearish
Buys
0
Sells
2
Shares acquired
—
Shares disposed
2.95M
Cash buys
—
Cash sales
—
Net activity
-2,946,474
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-30 | OI3, LLC | 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 2,946,474 | — | ↗ |
| 2023-04-21 | Spina Kyle | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-01-09 | Orchard First Source Asset Management, LLC | Director | J-Other | D | Common Stock | 2,946,474 | 0.00 | — | 0 | — | ↗ |
| 2023-01-09 | Orchard First Source Asset Management Holdings, LLC | Director | — | D | Common Stock | 0 | 0.00 | — | 2,946,474 | — | ↗ |
| 2022-03-25 | Teune Ross | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-01-05 | Ranganathan Ashwin | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-09-15 | Orchard Investments, LLC | 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 2,946,474 | — | ↗ |
| 2021-01-08 | Shetty Romita | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-11-17 | Porter Mukya | Officer | P-Purchase | A | Common Stock | 210 | 5.66 | 1.2K | 210 | — | ↗ |
| 2020-11-16 | Owen Jeffery S. | Officer | P-Purchase | A | Common Stock | 11,950 | 5.79 | 69.2K | 14,500 | — | ↗ |
| 2020-11-13 | RESSLER RICHARD S | 10% Owner | P-Purchase | A | Common Stock | 8,818 | 5.28 | 46.6K | 12,073 | — | ↗ |
| 2020-11-13 | Owen Jeffery S. | Officer | P-Purchase | A | Common Stock | 2,550 | 5.17 | 13.2K | 2,550 | — | ↗ |
| 2020-11-12 | RESSLER RICHARD S | 10% Owner | P-Purchase | A | Common Stock | 3,255 | 5.07 | 16.5K | 3,255 | — | ↗ |
| 2020-11-12 | Cerny Jeffrey A | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 5.08 | 50.8K | 30,000 | — | ↗ |
| 2020-11-11 | Rashid Bilal | Director / Officer | P-Purchase | A | Common Stock | 18,700 | 5.17 | 96.7K | 20,000 | — | ↗ |
| 2020-11-11 | Cerny Jeffrey A | Director / Officer | P-Purchase | A | Common Stock | 20,000 | 5.07 | 101.4K | 20,000 | — | ↗ |
| 2020-05-28 | HEALY ELAINE | Director | P-Purchase | A | Common Stock | 10,000 | 5.11 | 51.1K | 10,000 | — | ↗ |
| 2020-01-01 | OI3, LLC | 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 2,946,474 | — | ↗ |
| 2017-05-02 | Porter Mukya | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-01-01 | Owen Jeffery S. | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2015-08-31 | Rubenfeld Eric P. | Officer / 10% Owner | S-Sale | D | Common Stock | 1,000 | 11.02 | 11.0K | 0 | — | ↗ |
| 2014-08-27 | Pittson Glenn R. | Director | P-Purchase | A | Common Stock | 12,965 | 12.75 | 165.3K | 80,031 | — | ↗ |
| 2014-08-26 | Pittson Glenn R. | Director | P-Purchase | A | Common Stock | 10,000 | 12.74 | 127.4K | 67,066 | — | ↗ |
| 2014-07-08 | Cerny Jeffrey A | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2014-06-04 | Pittson Glenn R. | Director / Officer | P-Purchase | A | Common Stock | 2,100 | 12.75 | 26.8K | 57,066 | — | ↗ |
| 2014-06-03 | Pittson Glenn R. | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 12.75 | 127.5K | 54,966 | — | ↗ |
| 2014-05-23 | Pittson Glenn R. | Director / Officer | P-Purchase | A | Common Stock | 2,700 | 12.58 | 34.0K | 44,966 | — | ↗ |
| 2014-05-21 | Pittson Glenn R. | Director / Officer | P-Purchase | A | Common Stock | 22,266 | 12.66 | 281.9K | 42,266 | — | ↗ |
| 2013-12-13 | Pittson Glenn R. | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 12.30 | 61.5K | 20,000 | — | ↗ |
| 2013-12-12 | Rubenfeld Eric P. | Officer | P-Purchase | A | Common Stock | 1,000 | 12.46 | 12.5K | 1,000 | — | ↗ |
| 2013-12-11 | Pittson Glenn R. | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 12.64 | 25.3K | 2,000 | — | ↗ |
| 2013-12-10 | Pittson Glenn R. | Director / Officer | P-Purchase | A | Common Stock | 500 | 12.50 | 6.3K | 15,500 | — | ↗ |
| 2013-12-10 | Abrams Marc | Director | P-Purchase | A | Common Stock | 2,000 | 12.50 | 25.0K | 2,000 | — | ↗ |
| 2012-11-07 | Zhang Bei | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-11-07 | Rubenfeld Eric P. | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-11-07 | Rashid Bilal | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-11-07 | Pittson Glenn R. | Director / Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-11-07 | Palmer Robert S. | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-11-07 | Orchard First Source Asset Management, LLC | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 2,912,024 | — | ↗ |
| 2012-11-07 | HEALY ELAINE | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-11-07 | CRESCI ROBERT J | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-11-07 | Abrams Marc | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
Executive team
Top executives
EBIT / Employee
-6.2K
Shares Outstanding
13.40M
Executive compensation
Executive compensation (annual)
Executive compensation not available.
CEO compensation breakdown
No CEO compensation history available.
Proxy statements
Proxy statements (DEF 14A)
| Filing date | Form type | Filing |
|---|---|---|
| 2026-04-29 | DEFA14A | ↗ |
| 2026-04-29 | DEFA14A | ↗ |
| 2026-04-29 | DEF 14A | ↗ |
| 2026-04-29 | DEF 14A | ↗ |
| 2026-04-07 | PRE 14A | ↗ |
| 2025-07-17 | DEFA14A | ↗ |
| 2025-07-09 | DEFA14A | ↗ |
| 2025-06-25 | DEFA14A | ↗ |
| 2025-06-11 | DEFA14A | ↗ |
| 2025-05-28 | DEFA14A | ↗ |
| 2025-05-15 | DEFA14A | ↗ |
| 2025-04-30 | DEFA14A | ↗ |
| 2025-04-30 | DEFA14A | ↗ |
| 2025-04-30 | DEF 14A | ↗ |
| 2025-04-30 | DEF 14A | ↗ |
| 2025-04-08 | PRE 14A | ↗ |
| 2024-06-13 | DEFA14A | ↗ |
| 2024-06-05 | DEFA14A | ↗ |
| 2024-05-30 | DEFA14A | ↗ |
| 2024-05-22 | DEFA14A | ↗ |
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Bilal Rashid | Chairman & Chief Executive Officer | — | male |
| Kyle Spina | Chief Financial Officer & Treasurer | — | male |
| Mukya Sue Denise Porter | Chief Compliance Officer | — | female |
| Richard S. Ressler | Chairman of the Board, Orchard First Source Capital, Inc. | — | male |
| Stephen Altebrando | Vice President of Investor Relations | — | male |
| Tod Kevin Reichert | Corporate Secretary | — | male |
ESG Rating
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity
No Senate trading activity found for this company.
House Trading Activity
No House trading activity found for this company.
Market share among peers
Peer comparison — filtered group (TTM)
Your opinion
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Community Opinion for OFS
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.
