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New Mountain Finance Corporation (NMFC)

USD6.99 -0.08 (-1.13%)
US NASDAQ Financial Services Asset Management
Address 787 Seventh Avenue 10019
New York City, NY, US
CEO John R. Kline
IPO 2011-05-20
CIK 1496099 ISIN US6475511001

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Also trades on NASDAQ Global Market · NMFC (USD) NASDAQ Global Market · NMFCZ (USD) NASDAQ Global Select · NMFCL (USD)
Description

New Mountain Finance Corporation (NMFC), a Nasdaq-listed business development company (BDC), operates as both a private equity and lending vehicle. It specializes in providing capital through direct investments and loans to middle-market companies, with a particular emphasis on those operating in stable, "defensive growth" sectors. The firm actively seeks out opportunities in buyouts and established middle-market businesses. NMFC deploys capital across various levels of a company's capital structure. This includes investing in debt instruments such as first and second lien debt, unsecured notes, and mezzanine securities. Occasionally, the firm's investments may also involve acquiring equity interests. Its investment strategy is focused exclusively on the United States. The fund targets a diverse array of industries, including but not limited to: energy, specialty chemicals and materials, trading companies and distributors, commercial printing, various support and professional services (diversified, education, environmental, facilities, office, business, federal), media, distribution and logistics, interactive home entertainment, telecommunication services, and several aspects of healthcare (services, facilities, technology). It also invests in different forms of power generation (hydroelectric, fossil fuels, nuclear) and security and alarm services. New Mountain Finance Corporation typically commits between $10 million and $50 million per transaction. Its investment sourcing involves both directly originating new deals and purchasing existing assets through open-market secondary transactions. The firm looks for companies with EBITDA ranging from $10 million to $200 million and aims for an investment hold size of up to $125 million. A key objective for the fund is to secure a majority ownership stake in its portfolio companies.

News Sentiment (7d)
77 Positive

Based on only 2 articles — low confidence

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD6.99 -0.08 (-1.13%)
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Volume Profile
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Liquidity & share structure
Average Volume
663.8K
Beta
0.61
Float Shares
83.98M
Free Float %
85.3%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.62% -4.58% +1.63% -3.56% -15.42% -11.83% -23.97% -31.82% -35.30% -34.52% -37.54%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (12 ratings, all time) Hold
Price Targets & DCF
Current price
6.99
Low 10.00 +43.1%
Consensus 10.50 +50.2%
Median 10.50 +50.2%
High 11.00 +57.4%
DCF (Unlevered) 24.57 +251.4%
DCF (Levered) 16.67 +138.4%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 0% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 0 0
Hold 6 0
Sell 0 0
Strong Sell 1 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 2
10.50
+50.2%
All Time 2
10.50
+50.2%
Quality scores
Altman Z-Score
0.36
Distress
Piotroski F-Score
5 / 9
Average
MOAT Score
4 / 10
Developing
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
4 / 5
High
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    +12.3% Q1'26: -34.4% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    -86.4% Q1'26: -331.8% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    +48.7% Q1'26: +1,091.3% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    +38.1% Q1'26: -63.4% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    +5.0% Q1'26: -4.0% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    -4.5% Q1'26: -20.8% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    5.50× Q1'26: -14.23× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.62) × ERP
WACC = 37% × Ke + 63% × Kd (7.4%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 24.42 Current price: 6.99
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
4 Rev. Ana.
4 EPS Ana.
Dec 2027
4 Rev. Ana.
5 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
141.07M
est: 153.75M (-8.2%)
151.37M
est: 167.91M (-9.9%)
158.07M
est: 191.82M (-17.6%)
221.81M
est: 225.36M (-1.6%)
277.40M
est: 278.88M (-0.5%)
270.91M
est: 271.61M (-0.3%)
267.10M
est: 269.55M (-0.9%)
347.33M
est: 302.05M (+15.0%)
341.98M
est: 372.54M (-8.2%)
329.83M
est: 373.66M (-11.7%)
370.24M
est: 328.48M (+12.7%)
256.94M
253.49M – 259.67M
-21.8% YoY
251.33M
249.37M – 253.28M
-2.2% YoY
244.42M
240.39M – 249.30M
-2.7% YoY
EBITDA
34.30M
est: 56.90M (-39.7%)
111.19M
est: 140.04M (-20.6%)
109.81M
est: 61.26M (+79.3%)
72.76M
est: 135.86M (-46.4%)
112.56M
est: 194.31M (-42.1%)
60.85M
est: 86.74M (-29.9%)
207.41M
est: 173.47M (+19.6%)
83.83M
est: 163.37M (-48.7%)
137.85M
est: 193.38M (-28.7%)
116.88M
est: 193.97M (-39.7%)
303.66M
est: 170.52M (+78.1%)
133.38M
131.59M – 134.80M
-21.8% YoY
130.47M
129.45M – 131.48M
-2.2% YoY
126.88M
124.79M – 129.41M
-2.7% YoY
EBIT
34.30M
est: 74.74M (-54.1%)
111.19M
est: 81.62M (+36.2%)
109.81M
est: 93.25M (+17.8%)
72.76M
est: 109.55M (-33.6%)
112.56M
est: 135.56M (-17.0%)
60.85M
est: 77.9K (+77,994.8%)
280.51M
est: 146.71M (+91.2%)
83.83M
est: 161.39M (-48.1%)
262.64M
est: 205.15M (+28.0%)
253.52M
est: 205.77M (+23.2%)
141.12M
est: 180.89M (-22.0%)
141.49M
139.59M – 143.00M
-21.8% YoY
138.40M
137.32M – 139.48M
-2.2% YoY
134.60M
132.38M – 137.28M
-2.7% YoY
Net Income
32.96M
est: 32.36M (+1.8%)
111.68M
est: 111.91M (-0.2%)
109.40M
est: 175.91M (-37.8%)
72.35M
est: 71.71M (+0.9%)
112.56M
est: 111.28M (+1.2%)
58.47M
est: 72.14M (-18.9%)
201.40M
est: 211.09M (-4.6%)
74.73M
est: 164.72M (-54.6%)
135.34M
est: 138.44M (-2.2%)
113.44M
est: 168.58M (-32.7%)
16.49M
est: 154.27M (-89.3%)
132.00M
129.60M – 134.40M
-14.4% YoY
128.69M
120.34M – 137.03M
-2.5% YoY
121.37M
118.50M – 124.23M
-5.7% YoY
SGA
7.33M
est: 1.36M (+439.6%)
7.36M
est: 1.83M (+303.1%)
8.07M
est: 15.16M (-46.8%)
10.04M
est: 3.21M (+213.1%)
8.91M
est: -3.37M (+364.1%)
9.79M
est: 7.07M (+38.4%)
9.58M
est: 10.01M (-4.3%)
9.90M
est: 10.30M (-3.9%)
89.74M
est: 28.04M (+220.0%)
10.64M
est: 28.13M (-62.2%)
6.42M
est: 24.73M (-74.1%)
19.34M
19.08M – 19.55M
-21.8% YoY
18.92M
18.77M – 19.07M
-2.2% YoY
18.40M
18.10M – 18.77M
-2.7% YoY
EPS
0.55
est: 1.38 (-60.1%)
1.72
est: 1.36 (+26.2%)
1.47
est: 1.39 (+5.9%)
0.95
est: 1.38 (-31.3%)
1.32
est: 1.41 (-6.1%)
0.60
est: 1.21 (-50.2%)
2.08
est: 1.20 (+72.8%)
0.75
est: 1.28 (-41.5%)
1.34
est: 1.14 (+17.5%)
1.06
est: 1.39 (-23.9%)
0.16
est: 1.28 (-87.5%)
1.10
1.07 – 1.11
-14.0% YoY
1.05
0.99 – 1.13
-4.3% YoY
1.00
0.98 – 1.03
-5.0% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 C+ 2/5 4/5 1/5 1/5 1/5 1/5 4/5
2026-05-08 B- 2/5 4/5 1/5 1/5 3/5 1/5 4/5
2026-05-07 B- 2/5 4/5 1/5 1/5 3/5 1/5 4/5
2026-05-06 B- 2/5 4/5 1/5 1/5 3/5 1/5 4/5
2026-05-05 B+ 3/5 4/5 5/5 5/5 3/5 1/5 1/5
2026-05-04 B+ 3/5 4/5 5/5 5/5 3/5 1/5 1/5
2026-05-01 B- 2/5 4/5 2/5 3/5 1/5 1/5 3/5
2026-04-30 B- 2/5 4/5 2/5 3/5 1/5 1/5 3/5
2026-04-29 B- 3/5 5/5 2/5 3/5 1/5 1/5 3/5
2026-04-28 B- 3/5 5/5 2/5 3/5 1/5 1/5 3/5
2026-04-27 B- 3/5 5/5 2/5 3/5 1/5 1/5 3/5
2026-04-24 B- 3/5 5/5 2/5 3/5 1/5 1/5 3/5
2026-04-23 B 3/5 5/5 2/5 4/5 1/5 1/5 3/5
2026-04-22 B 3/5 5/5 2/5 4/5 1/5 1/5 3/5
2026-04-21 B 3/5 5/5 2/5 4/5 1/5 1/5 3/5
2026-04-20 B 3/5 5/5 2/5 4/5 1/5 1/5 3/5
2026-04-17 B 3/5 5/5 2/5 4/5 1/5 1/5 3/5
2026-04-16 B 3/5 5/5 2/5 4/5 1/5 1/5 3/5
2026-04-15 B 3/5 5/5 2/5 4/5 1/5 1/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
277.85M
OE per share TTM
2.19
Owner's Yield
34.27%
Maintenance CapEx ratio
0.04%
Maint CapEx / Avg PPE
0.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
39
Total invested
27.91M
Insider transactions (90d)
0
Beneficial owners (>5%)
31
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Steven B. Klinsky 8.69M 9.00% 7.24M 1.45M 7.24M 11.00 IN 2020-06-05
2 Christopher L. Hinkel 7.24M 6.69% 6.88M 7.24M HC, IN United States of America 2023-02-14
3 RGC Management Company, LLC 7.24M 6.69% 6.88M 7.24M HC, OO Delaware 2023-02-14
4 Radcliffe Capital Management, L.P. 7.24M 6.69% 6.88M 7.24M IA, PN Delaware 2023-02-14
5 Steven B. Katznelson 7.24M 6.69% 6.88M 7.24M HC, IN Canada, United States of America and United Kingdom 2023-02-14
6 (Steven B. Klinsky 5.49M 8.60% 4.59M 893.4K 4.59M IN United States of America 2016-03-04
7 Wells Fargo & Company 3.84M 3.97% 9.3K 1.55M 9.3K HC Delaware 2020-02-04
8 Wells Fargo Advisors, LLC 3.21M 5.54% 3.19M BD Delaware 2015-02-10
9 2) 2.37M 4.09% 30.5K 2.37M HC Minnesota 2015-02-17
10 SCOTT BRADLEY SCHAEFER 2.23M 2.30% 2.23M HC, IN United States 2020-02-14
11 STEELHEAD PARTNERS, LLC 2.23M 2.30% 2.23M 2.23M IA Delaware 2020-02-14
12 STEELHEAD PATHFINDER MASTER, L.P. 2.17M 2.20% 2.17M 2.17M PN Cayman Islands 2020-02-14
13 Adam B. Weinstein 1.69M 1.70% 239.2K 1.35M 239.2K 11.00 IN 2020-06-05
14 (Adam B. Weinstein 953.8K 1.50% 60.4K 893.4K 60.4K IN United States of America 2016-03-04
15 (Steven B. Klinsky Non-GST Exempt Trust 760.0K 1.20% 760.0K OO United States of America 2016-03-04
16 Adam J. Collins 756.0K 1.60% 21.3K 734.6K 21.3K 10.00 IN United States of America 2014-02-18
17 Steven B. Klinsky Non-GST Exempt Trust 624.9K 1.30% 624.9K 10.00 OO United States of America 2014-02-18
18 Steven B. Klinsky Trust 429.2K 0.40% 429.2K 11.00 OO 2020-06-05
19 (Steven B. Klinsky Trust 133.5K 0.20% 133.5K OO United States of America 2016-03-04
20 RIVERNORTH CAPITAL MANAGEMENT, LLC 132.3K 6.39% 132.3K 132.3K IA DELAWARE 2019-02-14
21 RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND 132.3K 6.39% 132.3K 132.3K IV MARYLAND 2019-02-14
22 New Mountain Guardian GP, L.L.C. 87.3K 0.20% 87.3K 10.00 OO Delaware 2014-02-18
23 Adams Street 2007 Direct Fund, L.P. 0.00% PN Delaware 2013-02-14
24 Adams Street 2008 Direct Fund, L.P. 0.00% PN Delaware 2013-02-14
25 Adams Street 2009 Direct Fund, L.P. 0.00% PN Delaware 2013-02-14
26 Adams Street Co-Investment Fund II, L.P. 0.00% PN Delaware 2013-02-14
27 Adams Street Direct Co-Investment Fund, L.P. 0.00% PN Delaware 2013-02-14
28 Adams Street Partners, LLC 0.00% IA Delaware 2013-02-14
29 New Mountain Finance AIV Holdings Corporation 0.00% 10.00 CO Delaware 2014-02-18
30 New Mountain Guardian AIV, L.P. 0.00% 10.00 PN Delaware 2014-02-18
31 New Mountain Investments III, L.L.C. 0.00% 10.00 OO Delaware 2014-02-18

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
39
-131 vs prev Q
New positions
7
Closed positions
137
Increased
12
Reduced
14
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 586.1K +586.1K (+100.0%) 5.40B +5.4B (+100.0%) 0.55% +0.553 pp 3.19% +3.188 pp USD9.21 +0.0% 1 qtrs NEW
2 MACQUARIE MANAGEMENT HOLDINGS, INC. 95.3K +95.3K (+100.0%) 878.00M +878.0M (+100.0%) 0.09% +0.090 pp 0.00% +0.001 pp USD9.21 +0.0% 1 qtrs NEW
3 UNION BANCAIRE PRIVEE, UBP SA 22.4K -6.4K (-22.3%) 31.95M -9.9M (-23.7%) 0.02% -0.006 pp 0.38% -0.215 pp USD11.23 -18.0% 5 qtrs
4 LSV ASSET MANAGEMENT 2.99M +353.1K (+13.4%) 27.51M +2.1M (+8.4%) 2.82% +0.373 pp 0.06% +0.004 pp USD12.44 -26.0% 40 qtrs
5 VAN ECK ASSOCIATES CORP 2.34M -250.7K (-9.7%) 21.54M -3.4M (-13.7%) 2.21% -0.197 pp 0.02% -0.005 pp USD12.49 -26.3% 52 qtrs
6 JPMORGAN CHASE & CO 2.04M +443.0K (+27.8%) 18.78M +3.4M (+22.1%) 1.92% +0.442 pp 0.00% +0.000 pp USD11.49 -19.8% 41 qtrs
7 UBS GROUP AG 1.54M +385.9K (+33.4%) 14.19M +3.1M (+27.5%) 1.45% +0.382 pp 0.00% +0.001 pp USD10.75 -14.3% 45 qtrs
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.34M +1.3M (+100.0%) 12.33M +12.3M (+100.0%) 1.26% +1.262 pp 0.58% +0.583 pp USD9.21 +0.0% 1 qtrs NEW
9 INVESCO LTD. 1.19M -29.5K (-2.4%) 10.96M -795.8K (-6.8%) 1.12% -0.009 pp 0.00% 0.000 pp USD11.04 -16.6% 53 qtrs
10 DIMENSION CAPITAL MANAGEMENT LLC 1.15M +16.8K (+1.5%) 10.59M -331.8K (-3.0%) 1.08% +0.033 pp 1.48% -0.089 pp USD12.34 -25.4% 32 qtrs
11 MORGAN STANLEY 1.13M +298.9K (+36.1%) 10.37M +2.4M (+30.1%) 1.06% +0.295 pp 0.00% +0.000 pp USD11.23 -18.0% 51 qtrs
12 CERITY PARTNERS LLC 1.04M -1.0M (-49.7%) 9.60M -10.4M (-51.9%) 0.98% -0.940 pp 0.01% -0.018 pp USD12.36 -25.5% 17 qtrs
13 MUZINICH & CO., INC. 849.4K +178.4K (+26.6%) 7.82M +1.4M (+20.9%) 0.80% +0.178 pp 2.46% -0.040 pp USD11.29 -18.4% 45 qtrs
14 CI PRIVATE WEALTH, LLC 808.9K +808.9K (+100.0%) 7.45M +7.4M (+100.0%) 0.76% +0.763 pp 0.01% +0.010 pp USD9.21 +0.0% 1 qtrs NEW
15 LEGAL & GENERAL GROUP PLC 742.4K +88.4K (+13.5%) 6.83M +525.5K (+8.3%) 0.70% +0.093 pp 0.00% +0.000 pp USD12.00 -23.3% 45 qtrs
16 SUMITOMO MITSUI TRUST HOLDINGS, INC. 690.5K +84.2K (+13.9%) 6.36M +515.1K (+8.8%) 0.65% +0.089 pp 0.00% +0.000 pp USD9.44 -2.4% 24 qtrs
17 BLACKROCK, INC. 687.1K -7.8K (-1.1%) 6.33M -370.2K (-5.5%) 0.65% +0.003 pp 0.00% +0.000 pp USD11.21 -17.8% 6 qtrs
18 PATHSTONE HOLDINGS, LLC 649.5K +339.0K (+109.2%) 5.98M +3.0M (+99.8%) 0.61% +0.324 pp 0.02% +0.012 pp USD10.05 -8.4% 4 qtrs
19 ARES MANAGEMENT LLC 602.6K +6.2K (+1.0%) 5.55M -199.3K (-3.5%) 0.57% +0.015 pp 0.32% +0.056 pp USD11.79 -21.9% 6 qtrs
20 TWO SIGMA INVESTMENTS, LP 586.6K +141.5K (+31.8%) 5.40M +1.1M (+25.9%) 0.55% +0.140 pp 0.01% +0.001 pp USD11.68 -21.1% 42 qtrs
21 HENNION & WALSH ASSET MANAGEMENT, INC. 563.0K +82.6K (+17.2%) 5.19M +553.8K (+12.0%) 0.53% +0.085 pp 0.18% +0.011 pp USD11.00 -16.3% 20 qtrs
22 TRUFFLE HOUND CAPITAL, LLC 550.0K +550.0K (+100.0%) 5.07M +5.1M (+100.0%) 0.52% +0.519 pp 1.32% +1.320 pp USD9.21 +0.0% 1 qtrs NEW
23 HIGHTOWER ADVISORS, LLC 518.2K -2.7K (-0.5%) 4.77M -248.8K (-5.0%) 0.49% +0.005 pp 0.01% -0.001 pp USD10.60 -13.1% 49 qtrs
24 FRANKLIN RESOURCES INC 455.0K -3.9K (-0.9%) 4.19M -233.5K (-5.3%) 0.43% +0.003 pp 0.00% 0.000 pp USD11.34 -18.8% 6 qtrs
25 ADVISOR GROUP HOLDINGS, INC. 430.7K +22.9K (+5.6%) 3.97M -365.5K (-8.4%) 0.41% +0.028 pp 0.01% 0.000 pp USD9.25 -0.4% 24 qtrs
26 TRANSCEND CAPITAL ADVISORS, LLC 420.5K -295.3K (-41.3%) 3.87M -3.0M (-43.9%) 0.40% -0.268 pp 0.30% -0.186 pp USD10.83 -15.0% 4 qtrs
27 JANE STREET GROUP, LLC 390.6K +379.2K (+3,336.8%) 3.60M +3.5M (+3,183.5%) 0.37% +0.358 pp 0.00% +0.001 pp USD9.22 -0.1% 9 qtrs
28 WELLS FARGO & COMPANY/MN 357.7K -71.2K (-16.6%) 3.29M -840.0K (-20.3%) 0.34% -0.061 pp 0.00% 0.000 pp USD11.76 -21.7% 57 qtrs
29 RUSSELL INVESTMENTS GROUP, LTD. 350.4K +297.7K (+565.5%) 3.23M +2.7M (+535.9%) 0.33% +0.282 pp 0.00% +0.003 pp USD9.48 -2.8% 4 qtrs
30 UNIVERSAL- BETEILIGUNGS- UND SERVICEGESELLSCHAFT MBH 344.0K +134.5K (+64.2%) 3.17M +1.1M (+56.9%) 0.32% +0.130 pp 0.01% +0.002 pp USD10.46 -12.0% 5 qtrs
31 COLONY GROUP, LLC 317.2K +317.2K (+100.0%) 2.92M +2.9M (+100.0%) 0.30% +0.299 pp 0.00% +0.003 pp USD9.21 +0.0% 1 qtrs NEW
32 CONFLUENCE INVESTMENT MANAGEMENT LLC 294.8K -23.5K (-7.4%) 2.71M -352.9K (-11.5%) 0.28% -0.017 pp 0.04% -0.003 pp USD14.00 -34.2% 59 qtrs
33 GRANITESHARES ADVISORS LLC 293.8K +21.8K (+8.0%) 2.71M +84.2K (+3.2%) 0.28% +0.025 pp 1.64% +0.126 pp USD11.75 -21.6% 17 qtrs
34 AMERIPRISE FINANCIAL INC 292.5K +6.0K (+2.1%) 2.69M -68.4K (-2.5%) 0.28% +0.010 pp 0.00% +0.000 pp USD12.12 -24.0% 55 qtrs
35 PALISADE CAPITAL MANAGEMENT, LP 284.7K -195.3K (-40.7%) 2.62M -2.0M (-43.3%) 0.27% -0.177 pp 0.08% -0.048 pp USD12.75 -27.8% 55 qtrs
36 TWO SIGMA ADVISERS, LP 275.0K -329.6K (-54.5%) 2.53M -3.3M (-56.5%) 0.26% -0.302 pp 0.00% -0.007 pp USD12.53 -26.5% 26 qtrs
37 TRANQUILITY PARTNERS, LLC 268.1K -48.6K (-15.3%) 2.47M -583.8K (-19.1%) 0.25% -0.041 pp 0.89% -0.141 pp USD10.91 -15.6% 20 qtrs
38 BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S 235.0K +28.4K (+13.7%) 2.16M +172.0K (+8.6%) 0.22% +0.030 pp 0.02% +0.001 pp USD10.97 -16.0% 13 qtrs
39 LPL FINANCIAL LLC 233.8K -32.6K (-12.2%) 2.15M -414.4K (-16.1%) 0.22% -0.027 pp 0.00% 0.000 pp USD11.60 -20.6% 44 qtrs
40 BANK OF AMERICA CORP /DE/ 222.1K -394.6K (-64.0%) 2.05M -3.9M (-65.6%) 0.21% -0.363 pp 0.00% 0.000 pp USD10.35 -11.0% 52 qtrs
41 TREXQUANT INVESTMENT LP 206.3K +118.6K (+135.3%) 1.90M +1.1M (+124.8%) 0.19% +0.113 pp 0.02% +0.008 pp USD10.14 -9.2% 14 qtrs
42 GOLDMAN SACHS GROUP INC 204.9K +204.9K (+100.0%) 1.89M +1.9M (+100.0%) 0.19% +0.193 pp 0.00% +0.000 pp USD9.21 +0.0% 15 qtrs
43 XTX TOPCO LTD 187.6K +187.6K (+100.0%) 1.73M +1.7M (+100.0%) 0.18% +0.177 pp 0.05% +0.045 pp USD9.21 +0.0% 5 qtrs
44 MILLENNIUM MANAGEMENT LLC 187.0K +187.0K (+100.0%) 1.72M +1.7M (+100.0%) 0.18% +0.176 pp 0.00% +0.001 pp USD9.21 +0.0% 17 qtrs
45 ADVISORS ASSET MANAGEMENT, INC. 178.8K -52.8K (-22.8%) 1.65M -586.3K (-26.3%) 0.17% -0.046 pp 0.03% -0.010 pp USD13.13 -29.9% 53 qtrs
46 NAVITER WEALTH, LLC 157.9K -45.2K (-22.3%) 1.45M -503.7K (-25.7%) 0.15% -0.040 pp 0.19% -0.038 pp USD11.22 -17.9% 5 qtrs
47 MILL CREEK CAPITAL ADVISORS, LLC 149.0K +— (+0.0%) 1.37M -64.1K (-4.5%) 0.14% +0.002 pp 0.03% -0.002 pp USD12.58 -26.8% 8 qtrs
48 STATE STREET CORP 131.6K +25.4K (+23.9%) 1.21M +188.3K (+18.4%) 0.12% +0.026 pp 0.00% +0.000 pp USD10.38 -11.3% 4 qtrs
49 D. E. SHAW & CO., INC. 118.6K +81.1K (+216.6%) 1.09M +731.1K (+202.5%) 0.11% +0.077 pp 0.00% +0.000 pp USD9.57 -3.8% 20 qtrs
50 GREAT WEST LIFE ASSURANCE CO /CAN/ 118.7K +4.6K (+4.1%) 1.09M -8.0K (-0.7%) 0.11% +0.006 pp 0.00% +0.000 pp USD11.56 -20.3% 32 qtrs
51 NEUBERGER BERMAN GROUP LLC 114.2K -333.0 (-0.3%) 1.05M -52.3K (-4.7%) 0.11% +0.001 pp 0.00% +0.000 pp USD13.40 -31.3% 57 qtrs
52 SUSQUEHANNA INTERNATIONAL GROUP, LLP 112.8K +97.7K (+644.9%) 1.04M +893.0K (+611.6%) 0.11% +0.092 pp 0.00% +0.000 pp USD9.50 -3.1% 9 qtrs
53 HB WEALTH MANAGEMENT, LLC 101.4K +101.4K (+100.0%) 933.5K +933.5K (+100.0%) 0.10% +0.096 pp 0.01% +0.006 pp USD9.21 +0.0% 1 qtrs NEW
54 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 87.2K -38.6K (-30.7%) 803.0K -409.0K (-33.7%) 0.08% -0.035 pp 0.00% -0.001 pp USD12.48 -26.2% 23 qtrs
55 VIRTUS INVESTMENT ADVISERS, INC. 85.9K -12.1K (-12.3%) 790.8K -153.1K (-16.2%) 0.08% -0.010 pp 0.21% -0.055 pp USD10.89 -15.4% 4 qtrs
56 WILEY BROS.-AINTREE CAPITAL, LLC 85.5K +52.7K (+160.7%) 787.4K +471.3K (+149.0%) 0.08% +0.050 pp 0.00% +0.002 pp USD9.37 -1.7% 2 qtrs
57 CAMPBELL & CO INVESTMENT ADVISER LLC 84.3K +41.9K (+98.6%) 776.7K +367.4K (+89.8%) 0.08% +0.040 pp 0.04% +0.006 pp USD9.60 -4.1% 3 qtrs
58 DENALI ADVISORS LLC 78.8K -18.6K (-19.1%) 726.0K -213.3K (-22.7%) 0.07% -0.016 pp 0.08% -0.026 pp USD11.88 -22.5% 6 qtrs
59 JANNEY MONTGOMERY SCOTT LLC 77.5K -26.6K (-25.6%) 714.0K -290.0K (-28.9%) 0.07% -0.024 pp 0.00% -0.001 pp USD13.01 -29.2% 55 qtrs
60 COMMONWEALTH EQUITY SERVICES, LLC 68.0K -15.6K (-18.6%) 626.7K -179.3K (-22.2%) 0.06% -0.013 pp 0.00% 0.000 pp USD12.49 -26.3% 8 qtrs
61 ROYAL BANK OF CANADA 64.0K -31.7K (-33.1%) 590.0K -332.0K (-36.0%) 0.06% -0.028 pp 0.00% 0.000 pp USD12.54 -26.6% 51 qtrs
62 VALEO FINANCIAL ADVISORS, LLC 59.9K +— (+0.0%) 551.2K -25.7K (-4.5%) 0.06% +0.001 pp 0.01% -0.001 pp USD13.31 -30.8% 18 qtrs
63 CAXTON ASSOCIATES LLP 58.4K +17.7K (+43.4%) 537.6K +145.3K (+37.0%) 0.06% +0.017 pp 0.01% +0.001 pp USD10.14 -9.2% 3 qtrs
64 QUADRATURE CAPITAL LTD 56.6K +8.1K (+16.7%) 521.1K +53.7K (+11.5%) 0.05% +0.008 pp 0.01% 0.000 pp USD9.58 -3.9% 2 qtrs
65 MUTUAL ADVISORS, LLC 55.1K -2.2K (-3.8%) 507.9K -35.5K (-6.5%) 0.05% -0.001 pp 0.01% -0.001 pp USD11.17 -17.5% 21 qtrs
66 NORTHERN TRUST CORP 53.9K -4.5K (-7.7%) 496.5K -66.7K (-11.8%) 0.05% -0.003 pp 0.00% +0.000 pp USD11.14 -17.3% 16 qtrs
67 GEODE CAPITAL MANAGEMENT, LLC 53.3K +— (+0.0%) 490.6K -22.9K (-4.5%) 0.05% +0.001 pp 0.00% +0.000 pp USD10.76 -14.4% 22 qtrs
68 INSPIRE INVESTING, LLC 50.9K +4.0K (+8.5%) 468.8K +16.7K (+3.7%) 0.05% +0.005 pp 0.04% -0.002 pp USD11.12 -17.2% 14 qtrs
69 SPIRE WEALTH MANAGEMENT 45.6K +6.4K (+16.3%) 420.0K +42.1K (+11.1%) 0.04% +0.007 pp 0.01% +0.001 pp USD11.90 -22.6% 20 qtrs
70 ALMITAS CAPITAL LLC 45.0K +45.0K (+100.0%) 414.5K +414.5K (+100.0%) 0.04% +0.042 pp 0.09% +0.091 pp USD9.21 +0.0% 1 qtrs NEW
71 SRS CAPITAL ADVISORS, INC. 44.6K +44.6K (+100.0%) 411.2K +411.2K (+100.0%) 0.04% +0.042 pp 0.01% +0.012 pp USD9.21 +0.0% 1 qtrs NEW
72 CETERA INVESTMENT ADVISERS 43.6K +1.2K (+2.9%) 401.2K -7.1K (-1.7%) 0.04% +0.002 pp 0.00% +0.000 pp USD11.06 -16.7% 8 qtrs
73 NORDWAND ADVISORS, LLC 41.8K +41.8K (+100.0%) 385.0K +385.0K (+100.0%) 0.04% +0.039 pp 0.07% +0.067 pp USD9.21 +0.0% 1 qtrs NEW
74 QUANTBOT TECHNOLOGIES LP 37.3K +37.3K (+100.0%) 343.2K +343.2K (+100.0%) 0.04% +0.035 pp 0.01% +0.011 pp USD9.21 +0.0% 3 qtrs
75 CHILTON INVESTMENT CO INC. 37.0K +— (+0.0%) 341.0K -15.9K (-4.5%) 0.03% +0.001 pp 0.01% 0.000 pp USD11.68 -21.1% 27 qtrs
76 FARTHER FINANCE ADVISORS, LLC 36.5K -7.1K (-16.2%) 336.3K -83.8K (-19.9%) 0.03% -0.006 pp 0.00% -0.003 pp USD11.40 -19.2% 13 qtrs
77 ENVESTNET ASSET MANAGEMENT INC 35.8K -5.7K (-13.7%) 329.8K -70.2K (-17.6%) 0.03% -0.005 pp 0.00% +0.000 pp USD11.78 -21.8% 8 qtrs
78 REUTER JAMES WEALTH MANAGEMENT, LLC 34.3K +— (+0.0%) 315.9K -14.7K (-4.5%) 0.03% +0.001 pp 0.04% -0.004 pp USD13.48 -31.7% 17 qtrs
79 OPPENHEIMER & CO INC 32.5K -1.2K (-3.5%) 299.4K -25.4K (-7.8%) 0.03% -0.001 pp 0.00% +0.000 pp USD12.52 -26.4% 52 qtrs
80 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 32.3K -161.0 (-0.5%) 297.3K -45.9K (-13.4%) 0.03% +0.000 pp 0.02% -0.007 pp USD11.80 -21.9% 24 qtrs
81 MACKENZIE FINANCIAL CORP 32.4K +1.1K (+3.4%) 297.1K -4.7K (-1.6%) 0.03% +0.002 pp 0.00% +0.000 pp USD10.92 -15.7% 4 qtrs
82 SANCTUARY ADVISORS, LLC 30.4K -77.0 (-0.3%) 280.2K -13.8K (-4.7%) 0.03% +0.000 pp 0.00% 0.000 pp USD12.26 -24.9% 7 qtrs
83 NEWEDGE WEALTH, LLC 30.4K +357.0 (+1.2%) 279.6K -10.8K (-3.7%) 0.03% +0.001 pp 0.00% -0.001 pp USD12.68 -27.4% 9 qtrs
84 CITADEL ADVISORS LLC 30.3K +30.3K (+100.0%) 279.3K +279.3K (+100.0%) 0.03% +0.029 pp 0.00% +0.000 pp USD9.21 +0.0% 1 qtrs NEW
85 FAYEZ SAROFIM & CO 30.3K +— (+0.0%) 278.8K -13.0K (-4.5%) 0.03% +0.001 pp 0.00% +0.000 pp USD11.98 -23.1% 6 qtrs
86 NEXT CAPITAL MANAGEMENT LLC 29.7K +3.5K (+13.5%) 273.4K +21.3K (+8.4%) 0.03% +0.004 pp 0.09% +0.003 pp USD10.39 -11.4% 3 qtrs
87 STIFEL FINANCIAL CORP 27.9K -8.1K (-22.6%) 257.0K -90.4K (-26.0%) 0.03% -0.007 pp 0.00% 0.000 pp USD12.34 -25.4% 18 qtrs
88 GENERALI INVESTMENTS CEE, INVESTICNI SPOLECNOST, A.S. 25.3K +— (+0.0%) 232.6K -10.9K (-4.5%) 0.02% +0.000 pp 0.02% -0.002 pp USD11.03 -16.5% 4 qtrs
89 NAVIS WEALTH ADVISORS, LLC 25.0K +25.0K (+100.0%) 230.3K +230.3K (+100.0%) 0.02% +0.024 pp 0.10% +0.098 pp USD9.21 +0.0% 1 qtrs NEW
90 KESTRA ADVISORY SERVICES, LLC 24.9K -11.0K (-30.8%) 228.9K -117.1K (-33.8%) 0.02% -0.010 pp 0.00% -0.001 pp USD12.51 -26.4% 10 qtrs
91 RAYMOND JAMES FINANCIAL INC 24.8K -3.9K (-13.7%) 228.1K -48.7K (-17.6%) 0.02% -0.003 pp 0.00% +0.000 pp USD11.26 -18.2% 5 qtrs
92 CENTERSTAR ASSET MANAGEMENT, LLC 24.4K +9.2K (+60.5%) 224.6K +78.3K (+53.5%) 0.02% +0.009 pp 0.06% +0.032 pp USD9.48 -2.8% 2 qtrs
93 LIDO ADVISORS, LLC 21.8K +— (+0.0%) 210.5K +— (+0.0%) 0.02% +0.000 pp 0.00% +0.000 pp USD11.84 -22.2% 9 qtrs
94 FOX RUN MANAGEMENT, L.L.C. 22.8K +22.8K (+100.0%) 210.0K +210.0K (+100.0%) 0.02% +0.022 pp 0.03% +0.032 pp USD9.21 +0.0% 1 qtrs NEW
95 EMPOWER ADVISORY GROUP, LLC 22.2K +— (+0.0%) 204.5K -9.5K (-4.5%) 0.02% +0.000 pp 0.00% +0.000 pp USD12.16 -24.3% 12 qtrs
96 VIRTU FINANCIAL LLC 21.9K +8.8K (+66.9%) 202.0K +75.0K (+59.1%) 0.02% +0.009 pp 0.01% +0.001 pp USD9.47 -2.7% 5 qtrs
Ownership breakdown by holder

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
20
Sells
0
Shares acquired
1.58M
Shares disposed
Cash buys
20.00
Cash sales
Net activity
+1,579,607
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-17 Weinstein Adam B. Director / Officer P-Purchase A Common Stock 12,900 7.61 98.2K 751,756 D
2026-03-11 KLINSKY STEVEN B Director / 10% Owner P-Purchase A Common Stock 184,162 8.05 1.48M 5,370,858 I
2026-03-10 KLINSKY STEVEN B Director / 10% Owner P-Purchase A Common Stock 149,172 8.05 1.20M 5,186,696 I
2026-03-05 KLINSKY STEVEN B Director / 10% Owner P-Purchase A Common Stock 158,582 8.10 1.28M 5,037,524 I
2026-03-04 KLINSKY STEVEN B Director / 10% Owner P-Purchase A Common Stock 124,604 8.17 1.02M 4,878,942 I
2026-03-03 Ogens David Director P-Purchase A Common Stock 2,400 7.86 18.9K 241,556 D
2026-03-03 KLINSKY STEVEN B Director / 10% Owner P-Purchase A Common Stock 166,997 7.94 1.33M 4,754,338 I
2026-03-02 Weinstein Adam B. Director / Officer P-Purchase A Common Stock 3,307 7.73 25.6K 738,856 D
2026-03-02 KLINSKY STEVEN B Director P-Purchase A Common Stock 124,483 7.79 969.1K 4,587,341 I
2026-02-27 Weinstein Adam B. Director / Officer P-Purchase A Common Stock 38,400 7.76 298.1K 735,549 D
2026-02-27 KLINSKY STEVEN B Director P-Purchase A Common Stock 92,001 7.69 707.7K 4,462,858 I
2026-02-27 Boswerger Laura C. Holson Officer P-Purchase A Common Stock 12,500 7.74 96.8K 81,030 D
2026-01-15 Malfettone John P Director Common Stock 0 0.00 77,500 D
2025-09-16 KLINSKY STEVEN B Director P-Purchase A Common Stock 85,352 9.78 834.9K 4,370,857 I
2025-09-15 Weinstein Adam B. Director / Officer P-Purchase A Common Stock 49,750 10.03 498.8K 652,490 D
2025-08-11 Ogens David Director P-Purchase A Common Stock 18,000 10.23 184.1K 216,189 D
2025-08-07 Corbett Kris Officer P-Purchase A Common Stock 750 10.14 7.6K 9,750 I
2025-03-07 Ogens David Director P-Purchase A Common Stock 5,000 11.30 56.5K 194,020 D
2025-03-06 Ogens David Director P-Purchase A Common Stock 5,000 11.32 56.6K 189,020 D
2025-03-05 Ogens David Director P-Purchase A Common Stock 5,000 11.31 56.6K 184,020 D
2025-03-04 Ogens David Director P-Purchase A Common Stock 5,000 11.44 57.2K 179,020 D
2024-12-17 KLINSKY STEVEN B Director P-Purchase A Common Stock 48,187 11.28 543.8K 4,285,505 I
2024-12-16 KLINSKY STEVEN B Director P-Purchase A Common Stock 60,967 11.74 715.6K 4,237,318 I
2024-12-13 KLINSKY STEVEN B Director P-Purchase A Common Stock 6,034 11.74 70.8K 4,176,351 I
2024-12-12 KLINSKY STEVEN B Director P-Purchase A Common Stock 11,771 11.74 138.2K 4,170,317 I
2024-12-11 KLINSKY STEVEN B Director P-Purchase A Common Stock 13,213 11.74 155.2K 4,158,546 I
2024-12-06 KLINSKY STEVEN B Director P-Purchase A Common Stock 11,596 11.74 136.2K 4,145,333 I
2024-12-05 KLINSKY STEVEN B Director P-Purchase A Common Stock 5,542 11.74 65.1K 867,888 I
2024-12-03 KLINSKY STEVEN B Director P-Purchase A Common Stock 2,067 11.75 24.3K 862,346 I
2024-11-26 KLINSKY STEVEN B Director P-Purchase A Common Stock 1,600 11.74 18.8K 4,118,522 I
2024-11-22 KLINSKY STEVEN B Director P-Purchase A Common Stock 24,480 11.71 286.7K 4,116,922 I
2024-11-21 KLINSKY STEVEN B Director P-Purchase A Common Stock 36,118 11.59 418.5K 4,092,442 I
2024-11-20 KLINSKY STEVEN B Director P-Purchase A Common Stock 23,245 11.51 267.5K 4,056,324 I
2024-11-19 KLINSKY STEVEN B Director P-Purchase A Common Stock 36,541 11.63 424.9K 4,033,079 I
2024-11-18 KLINSKY STEVEN B Director P-Purchase A Common Stock 30,307 11.52 349.2K 3,996,538 I
2024-11-15 KLINSKY STEVEN B Director P-Purchase A Common Stock 34,505 11.56 398.8K 3,966,231 I
2024-11-14 KLINSKY STEVEN B Director P-Purchase A Common Stock 15,083 11.55 174.2K 766,880 I
2024-11-13 KLINSKY STEVEN B Director P-Purchase A Common Stock 31,730 11.60 367.9K 790,722 I
2024-11-12 KLINSKY STEVEN B Director P-Purchase A Common Stock 38,108 11.41 434.9K 3,799,173 I
2024-11-11 KLINSKY STEVEN B Director P-Purchase A Common Stock 49,907 11.36 566.8K 3,761,065 I
2024-11-08 KLINSKY STEVEN B Director P-Purchase A Common Stock 38,925 11.26 438.3K 3,711,158 I
2024-11-07 KLINSKY STEVEN B Director P-Purchase A Common Stock 39,907 11.09 442.6K 3,672,233 I
2024-11-06 Kline John Director / Officer P-Purchase A Common Stock 1,511 10.93 16.5K 346,167 D
2024-11-06 KLINSKY STEVEN B Director P-Purchase A Common Stock 50,203 10.87 545.9K 617,181 I
2024-11-05 KLINSKY STEVEN B Director P-Purchase A Common Stock 93,381 10.68 997.3K 3,531,920 I
2024-11-04 Weinstein Adam B. Director / Officer P-Purchase A Common Stock 45,000 10.87 489.3K 552,535 D
2024-11-04 KLINSKY STEVEN B Director P-Purchase A Common Stock 22,391 10.80 241.7K 3,438,539 I
2024-11-04 Corbett Kris Officer P-Purchase A Common Stock 2,500 10.85 27.1K 9,000 I
2024-08-05 Corbett Kris Officer P-Purchase A Common Stock 6,500 11.72 76.2K 6,500
2024-06-07 Ogens David Director P-Purchase A Common Stock 3,500 12.62 44.2K 166,391
2024-04-22 Kline John Director / Officer S-Sale D Common Stock 9 12.56 113.00 255,839
2023-11-27 Corbett Kris Officer 0 0.00 0
2023-07-27 HAMWEE ROBERT Director S-Sale D Common Stock 15 12.86 192.90 549,373
2023-06-27 Daniel Barbara Director 0 0.00 0
2023-05-11 Boswerger Laura Holson Officer P-Purchase A Common Stock 5,000 11.87 59.4K 49,399
2023-03-17 KLINSKY STEVEN B Director P-Purchase A Common Stock 100,000 11.74 1.17M 7,820,681
2023-03-16 KLINSKY STEVEN B Director P-Purchase A Common Stock 100,000 11.72 1.17M 7,720,681
2023-03-15 KLINSKY STEVEN B Director P-Purchase A Common Stock 100,000 11.83 1.18M 7,620,681
2023-03-14 Stone James Officer P-Purchase A Common Stock 7,300 11.96 87.3K 125,970
2023-03-14 KLINSKY STEVEN B Director P-Purchase A Common Stock 100,000 11.96 1.20M 7,520,681
2023-03-14 Arnold Rome G. III Director P-Purchase A Common Stock 10,000 12.02 120.2K 62,291
2023-03-13 KLINSKY STEVEN B Director P-Purchase A Common Stock 100,000 11.70 1.17M 7,420,681
2023-03-10 Ogens David Director P-Purchase A Common Stock 5,400 11.65 62.9K 135,266
2023-03-10 Kline John Director / Officer P-Purchase A Common Stock 300 12.05 3.6K 229,572
2022-12-16 Arnold Rome G. III Director P-Purchase A Common Stock 10,000 12.05 120.5K 51,210
2022-09-06 Weinstein Adam Director / Officer P-Purchase A Common Stock 2,435 12.90 31.4K 389,715
2022-09-02 Ogens David Director P-Purchase A Common Stock 2,600 12.92 33.6K 123,452
2022-09-01 KLINSKY STEVEN B Director P-Purchase A Common Stock 16 12.90 206.40 16
2022-06-15 HAMWEE ROBERT Director / Officer P-Purchase A Common Stock 2,100 11.61 24.4K 499,269
2022-06-13 Boswerger Laura Holson Officer P-Purchase A Common Stock 4,000 12.23 48.9K 31,124
2022-05-24 Boswerger Laura Holson Officer P-Purchase A Common Stock 4,000 12.31 49.2K 27,124
2022-05-23 Boswerger Laura Holson Officer P-Purchase A Common Stock 300 12.49 3.7K 19,628
2022-05-20 Weinstein Adam Director / Officer P-Purchase A Common Stock 1,700 12.50 21.2K 343,198
2022-05-20 Hartswell Joseph Officer P-Purchase A Common Stock 4,500 12.65 56.9K 10,143
2022-05-18 KLINSKY STEVEN B Director P-Purchase A Common Stock 19,726 12.88 254.1K 7,228,527
2022-05-17 KLINSKY STEVEN B Director P-Purchase A Common Stock 27,604 13.02 359.3K 7,208,801
2022-05-16 Ogens David Director P-Purchase A Common Stock 1,089 12.95 14.1K 117,853
2022-05-16 Kajee Shiraz Officer P-Purchase A Common Stock 2,500 12.78 31.9K 10,000
2022-05-16 KLINSKY STEVEN B Director P-Purchase A Common Stock 18,350 12.80 234.8K 7,181,197
2022-05-13 KLINSKY STEVEN B Director P-Purchase A Common Stock 14,250 12.73 181.4K 7,162,847
2022-05-12 Weinstein Adam Director / Officer P-Purchase A Common Stock 10 12.38 123.80 329,228
2022-03-04 Hartswell Joseph Officer D Common Stock 0 0.00 5,524
2022-02-15 Boswerger Laura Holson Officer D Common Stock 0 0.00 18,718
2021-12-14 Arnold Rome G. III Director J-Other D Common Stock 18,000 0.00 0
2021-09-16 Arnold Rome G. III Director P-Purchase A Common Stock 15,000 13.15 197.2K 37,423
2021-08-20 Weinstein Adam Director / Officer P-Purchase A Common Stock 15,080 13.08 197.2K 302,851
2021-08-09 Ogens David Director P-Purchase A Common Stock 2,700 13.47 36.4K 108,960
2021-03-08 Handy Alice Director P-Purchase A Common Stock 1,000 12.67 12.7K 2,000
2020-12-31 Arnold Rome G. III Director D Common Stock 0 0.00 21,778
2020-12-15 Ogens David Director P-Purchase A Common Stock 2,500 11.48 28.7K 98,904
2020-09-04 Weinstein Adam Director / Officer P-Purchase A Common Stock 20,000 9.89 197.8K 274,941
2020-09-02 Weinstein Adam Director / Officer P-Purchase A Common Stock 15,450 9.95 153.7K 254,941
2020-08-20 HAMWEE ROBERT Director / Officer P-Purchase A Common Stock 2,900 9.95 28.8K 432,673
2020-06-16 Kline John Director / Officer P-Purchase A Common Stock 600 9.57 5.7K 155,936
2020-05-27 KLINSKY STEVEN B Director P-Purchase A Common Stock 27,139 9.38 254.7K 429,163
2020-05-26 KLINSKY STEVEN B Director P-Purchase A Common Stock 12,509 9.50 118.8K 7,240,751
2020-05-22 KLINSKY STEVEN B Director P-Purchase A Common Stock 187,491 9.10 1.71M 7,228,215
2020-05-14 KLINSKY STEVEN B Director P-Purchase A Common Stock 200,000 7.94 1.59M 7,040,751
2020-05-13 Weinstein Adam Director / Officer P-Purchase A Common Stock 20,000 7.60 152.0K 239,158
2020-05-13 Ogens David Director P-Purchase A Common Stock 20,000 8.08 161.6K 91,809
2020-05-12 KLINSKY STEVEN B Director P-Purchase A Common Stock 50,000 8.11 405.4K 229,163
2020-05-11 Weinstein Adam Director / Officer P-Purchase A Common Stock 15,000 7.80 117.0K 219,158
2020-05-11 KLINSKY STEVEN B Director P-Purchase A Common Stock 100,000 8.11 810.5K 6,840,751
2020-03-12 Weinstein Adam Director / Officer P-Purchase A Common Stock 10,000 9.75 97.5K 203,707
2020-03-12 Jerry Karrie J. Officer P-Purchase A Common Stock 50 9.45 472.50 6,394
2020-03-09 Weinstein Adam Director / Officer P-Purchase A Common Stock 25,000 11.45 286.3K 168,707
2020-03-09 HAMWEE ROBERT Director / Officer P-Purchase A Common Stock 2,916 11.81 34.4K 408,944
2020-03-02 Stone James Officer P-Purchase A Common Stock 2,000 13.02 26.0K 104,930
2020-03-02 Jerry Karrie J. Officer P-Purchase A Common Stock 600 12.85 7.7K 6,044
2020-03-02 Handy Alice Director P-Purchase A Common Stock 1,000 12.98 13.0K 1,000
2020-03-02 Arnold Rome G. III Director P-Purchase A Common Stock 2,300 12.91 29.7K 20,134
2019-12-02 Arnold Rome G. III Director P-Purchase A Common Stock 6,000 13.57 81.4K 17,548
2019-11-19 Handy Alice Director 0 0.00 0
2019-11-14 Jerry Karrie J. Officer P-Purchase A Common Stock 400 13.35 5.3K 5,312
2019-10-23 Weinstein Adam Director / Officer P-Purchase A Common Stock 15,000 13.25 198.8K 143,475
2019-10-23 Kline John Officer P-Purchase A Common Stock 10,000 13.25 132.5K 139,053
2019-10-23 KLINSKY STEVEN B Director P-Purchase A Common Stock 355,000 13.25 4.70M 6,740,751
2019-10-23 HAMWEE ROBERT Director / Officer P-Purchase A Common Stock 20,000 13.25 265.0K 384,156
2019-09-13 Hebert Daniel B Director 0 0.00 0
2019-09-09 Kline John Officer P-Purchase A Common Stock 7,500 13.52 101.4K 125,922
2019-08-14 Jerry Karrie J. Officer P-Purchase A Common Stock 500 13.30 6.7K 4,794
2019-08-13 Ogens David Director P-Purchase A Common Stock 1,850 13.48 24.9K 65,719
2019-08-12 Weinstein Adam Director / Officer P-Purchase A Common Stock 1,850 13.28 24.6K 120,745
2019-08-12 Kajee Shiraz Officer P-Purchase A Common Stock 2,500 13.38 33.5K 7,500
2019-08-12 Jerry Karrie J. Officer P-Purchase A Common Stock 500 13.25 6.6K 4,294
2019-03-08 Stone James Officer P-Purchase A Common Stock 1,600 13.41 21.5K 99,859
2018-12-17 Wolfgruber Kurt Director P-Purchase A Common Stock 2,000 12.54 25.1K 56,009
2018-12-17 Kline John Officer P-Purchase A Common Stock 2,000 12.55 25.1K 110,304
2018-12-17 KLINSKY STEVEN B Director P-Purchase A Common Stock 181,805 12.52 2.28M 6,315,173
2018-12-13 Jerry Karrie J. Officer P-Purchase A Common Stock 1,000 12.90 12.9K 3,546
2018-12-13 HAMWEE ROBERT Director / Officer P-Purchase A Common Stock 15,000 12.88 193.2K 347,591
2018-12-10 Weinstein Adam Director / Officer P-Purchase A Common Stock 3,500 13.15 46.0K 118,221
2018-11-26 Wolfgruber Kurt Director 0 0.00 0
2018-11-13 Ogens David Director P-Purchase A Common Stock 1,799 13.53 24.3K 59,259
2018-09-12 Kline John Officer P-Purchase A Common Stock 10,000 13.75 137.5K 91,031
2018-09-11 Kline John Officer P-Purchase A Common Stock 7,250 13.80 100.1K 81,031
2018-09-06 Weinstein Adam Director / Officer P-Purchase A Common Stock 9,200 13.74 126.4K 101,313
2018-09-06 Stone James Officer P-Purchase A Common Stock 965 13.75 13.3K 96,776
2018-09-06 HAMWEE ROBERT Director / Officer P-Purchase A Common Stock 58 13.75 797.50 328,791
2018-03-16 Hurley Alfred F Jr Director P-Purchase A Common Stock 1,214 13.30 16.1K 35,240
2018-03-15 Hurley Alfred F Jr Director P-Purchase A Common Stock 3,586 12.95 46.4K 33,826
2018-03-14 Kajee Shiraz Officer P-Purchase A Common Stock 1,000 13.18 13.2K 5,000
2018-03-14 HAMWEE ROBERT Director / Officer P-Purchase A Common Stock 20,000 13.20 264.1K 306,284
2018-03-13 Stone James Officer P-Purchase A Common Stock 1,200 13.53 16.2K 91,390
2018-03-13 KLINSKY STEVEN B Director P-Purchase A Common Stock 99,163 13.43 1.33M 5,922,763
2018-03-12 KLINSKY STEVEN B Director P-Purchase A Common Stock 182,013 13.38 2.44M 5,823,600
2018-03-09 KLINSKY STEVEN B Director P-Purchase A Common Stock 95,615 13.41 1.28M 5,641,587
2018-03-08 KLINSKY STEVEN B Director P-Purchase A Common Stock 105,485 13.32 1.40M 5,545,972
2018-03-05 Wolfgruber Kurt Director P-Purchase A Common Stock 10,000 13.19 131.9K 37,140
2018-03-05 Weinstein Adam Director / Officer P-Purchase A Common Stock 755 13.13 9.9K 88,904
2018-03-05 Kline John Officer P-Purchase A Common Stock 2,800 13.10 36.7K 71,055
2017-12-15 Wolfgruber Kurt Director P-Purchase A Common Stock 2,500 13.93 34.8K 42,905
2017-12-12 Kline John Officer P-Purchase A Common Stock 900 14.20 12.8K 43,584
2017-12-07 Stone James Officer P-Purchase A Common Stock 12,000 14.19 170.3K 22,120
2017-12-06 Kline John Officer P-Purchase A Common Stock 7,500 14.15 106.1K 42,684
2017-11-30 Wolfgruber Kurt Director P-Purchase A Common Stock 350 14.18 5.0K 27,140
2017-11-21 Jerry Karrie J. Officer P-Purchase A Common Stock 350 14.20 5.0K 2,305
2017-11-17 Kajee Shiraz Officer P-Purchase A Common Stock 2,000 14.08 28.2K 4,000
2017-11-15 HAMWEE ROBERT Director / Officer P-Purchase A Common Stock 2,891 14.25 41.2K 282,754
2017-11-14 HAMWEE ROBERT Director / Officer P-Purchase A Common Stock 17,109 14.19 242.8K 279,863
2017-06-13 Kajee Shiraz Officer P-Purchase A Common Stock 2,000 14.63 29.3K 2,000
2017-05-17 Ogens David Director P-Purchase A Common Stock 3,600 14.37 51.7K 49,654
2017-03-15 Malpass David Director S-Sale D Common Stock 1,411 14.72 20.8K 20,000
2017-03-13 Arnold Rome G. III Director D Common Stock 0 0.00 11,000
2017-03-04 Malpass David Director S-Sale D Common Stock 10,000 14.80 148.0K 66,411
2016-11-08 KLINSKY STEVEN B Director P-Purchase A Common Stock 12,154 13.47 163.8K 5,147,620
2016-11-07 Stone James Officer P-Purchase A Common Stock 875 13.44 11.8K 85,102
2016-11-07 KLINSKY STEVEN B Director P-Purchase A Common Stock 73,602 13.45 990.1K 5,135,466
2016-11-04 Stone James Officer P-Purchase A Common Stock 880 13.27 11.7K 84,227
2016-11-04 Kline John Officer P-Purchase A Common Stock 5,040 13.25 66.8K 32,057
2016-11-04 KLINSKY STEVEN B Director P-Purchase A Common Stock 82,122 13.30 1.09M 5,061,864
2016-11-04 Jerry Karrie J. Officer P-Purchase A Common Stock 150 13.20 2.0K 1,782
2016-11-03 Weinstein Adam Director / Officer P-Purchase A Common Stock 2,433 13.24 32.2K 67,278
2016-11-03 Kline John Officer P-Purchase A Common Stock 400 13.10 5.2K 27,017
2016-11-03 KLINSKY STEVEN B Director P-Purchase A Common Stock 101,747 13.22 1.34M 4,979,742
2016-11-02 Kline John Officer P-Purchase A Common Stock 4,200 13.20 55.4K 26,617
2016-11-02 KLINSKY STEVEN B Director P-Purchase A Common Stock 112,529 13.34 1.50M 4,877,995
2016-10-31 Ogens David Director P-Purchase A Common Stock 1,600 13.40 21.4K 43,963
2016-10-31 HAMWEE ROBERT Director / Officer P-Purchase A Common Stock 7,450 13.35 99.5K 250,100
2016-08-16 Malpass David Director S-Sale D Common Stock 25,513 13.91 354.9K 76,411
2016-08-15 Malpass David Director S-Sale D Common Stock 59,487 14.04 835.2K 101,924
2016-05-20 Stone James Officer P-Purchase A Common Stock 1,200 12.35 14.8K 81,964
2016-02-19 KLINSKY STEVEN B Director P-Purchase A Common Stock 18,344 12.05 221.0K 4,592,364
2016-02-18 KLINSKY STEVEN B Director P-Purchase A Common Stock 46,195 12.04 556.2K 4,574,020
2016-02-17 KLINSKY STEVEN B Director P-Purchase A Common Stock 200,000 12.02 2.40M 4,527,825
2016-02-16 KLINSKY STEVEN B Director P-Purchase A Common Stock 84,780 11.72 993.3K 4,327,825
2016-02-12 KLINSKY STEVEN B Director P-Purchase A Common Stock 50,000 11.73 586.5K 4,243,045
2016-02-11 KLINSKY STEVEN B Director P-Purchase A Common Stock 99,975 11.36 1.14M 3,992,545
2016-02-09 Weinstein Adam Director / Officer P-Purchase A Common Stock 2,600 11.42 29.7K 60,360
2016-02-09 Stone James Officer P-Purchase A Common Stock 1,922 11.51 22.1K 79,366
2015-12-17 KLINSKY STEVEN B Director P-Purchase A Common Stock 45,317 13.19 597.8K 3,836,923
2015-12-16 KLINSKY STEVEN B Director P-Purchase A Common Stock 41,246 13.18 543.6K 3,791,606
2015-12-15 KLINSKY STEVEN B Director P-Purchase A Common Stock 130,678 12.92 1.69M 3,745,288
2015-12-14 Wolfgruber Kurt Director P-Purchase A Common Stock 8,100 12.35 100.0K 22,779
2015-12-14 Stone James Officer P-Purchase A Common Stock 1,680 12.33 20.7K 75,978
2015-12-14 Malpass David Director P-Purchase A Common Stock 5,000 12.57 62.9K 136,411
2015-12-14 Jerry Karrie J. Officer P-Purchase A Common Stock 150 12.30 1.8K 1,531
2015-12-14 HAMWEE ROBERT Director / Officer P-Purchase A Common Stock 25,000 12.35 308.7K 212,459
2015-12-01 Kajee Shiraz Officer 0 0.00 0
2015-11-12 Ogens David Director P-Purchase A Common Stock 1,656 14.12 23.4K 39,243

Executive team

Top executives
Shares Outstanding
98.51M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-03-27 DEFA14A
2026-03-27 DEF 14A
2025-04-03 DEFA14A
2025-04-03 DEF 14A
2024-03-26 DEFA14A
2024-03-26 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-04 8-K
2026-05-04 10-Q
2026-03-27 DEFA14A
2026-03-27 DEF 14A
2026-03-24 8-K
2026-03-18 4
2026-03-13 8-K
2026-03-12 SC 13D/A
2026-03-12 4
2026-03-06 4

Executive team

NameTitleCompensationGender
Adam Weinstein Chief Administrative Officer, Executive Vice President & Director male
Eric Kane Credit Legal Counsel & Corporate Secretary male
Ivo D. Turkedjiev Managing Director male
John R. Kline President, Chief Executive Officer & Director male
Joseph Wesley Hartswell Chief Compliance Officer male
Joshua Brendan Porter Managing Director & Head of Credit Special Situations male
Joshua Weinstein Senior Accounting Manager male
Kaitlin Johnsen Accounting Manager female
Kris Corbett Chief Financial Officer & Treasurer male
Laura Holson Chief Operating Officer female
Linda Chiu Managing Director female
Michael Doyle Accounting Manager male
ESG Rating
B+
ASSET MANAGEMENT
2026
E (Environmental)
61.2 / 67.2
Company / Sector avg.
S (Social)
69.4 / 77.3
Company / Sector avg.
G (Governance)
72.4 / 74.6
Company / Sector avg.
ESG Total
67.7 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits