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MidCap Financial Investment Corporation (MFIC)

USD9.97 +0.20 (+2.05%)
US NASDAQ Financial Services Asset Management
Address Elizabeth Besen 10019
New York City, NY, US
CEO Tanner Powell
IPO 2004-04-06
CIK 1278752 ISIN US03761U5020

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Also trades on NASDAQ Global Market · AINV (USD) NASDAQ Global Market · MFIC (USD) NASDAQ Global Market · MFICL (USD)
Description

MidCap Financial Investment Corporation (MFIC) operates as an externally managed, non-diversified, closed-end investment fund, registered as a business development company (BDC) under the Investment Company Act of 1940. The firm specializes in providing private equity and debt capital to private middle-market companies, supporting initiatives such as leveraged buyouts, corporate acquisitions, recapitalizations, growth capital, and refinancing. MFIC offers a comprehensive range of financing instruments, including direct equity investments, preferred and common equity, warrants, and equity co-investments. Its debt solutions encompass mezzanine, first-lien secured, stretch senior, unitranche, second-lien secured, senior secured, unsecured, and subordinated loans. Beyond these core offerings, the fund also participates in Private Investments in Public Equity (PIPEs), acquires assets in the secondary market, and invests in structured products. While primarily focused on private ventures, MFIC may also allocate capital to thinly traded public company securities, cash equivalents, U.S. government debt, short-term high-quality debt, high-yield and distressed debt, and international investments, alongside collateralized loan obligations (CLOs) and credit-linked notes (CLNs). The company's investment focus is primarily within the United States, targeting a broad spectrum of industries. These include construction and building materials, diverse business services, manufacturing (plastics, rubber, chemicals, aerospace & defense), advertising, capital equipment, education, various technology sectors (cable television, telecommunications, high tech, automation), consumer goods and services (durable and non-durable products, retail, hospitality, food & beverage), energy (oil & gas, electricity, utilities), financial services, healthcare and pharmaceuticals, media (diversified, production, printing, publishing), wholesale, environmental services, and transportation (aviation, cargo, distribution). MFIC typically commits between $20 million and $250 million to each portfolio company, with investments generally structured to mature within five to ten years.

News Sentiment (7d)
Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD9.97 +0.20 (+2.05%)
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Volume Profile
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Liquidity & share structure
Average Volume
754.6K
Beta
0.66
Float Shares
89.06M
Free Float %
96.6%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.45% -6.30% -5.35% +0.36% -6.38% -2.53% -12.75% -2.36% -21.70% -34.22% -75.22%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (14 ratings, all time) Hold
Price Targets & DCF
Current price
9.97
Low 11.00 +10.3%
Consensus 11.00 +10.3%
Median 11.00 +10.3%
High 11.00 +10.3%
DCF (Unlevered) 89.13 +794.0%
DCF (Levered) 44.91 +350.4%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 25% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 1 0
Hold 5 0
Sell 0 0
Strong Sell 1 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 2
12.25
+22.9%
All Time 3
13.50
+35.4%
Quality scores
Altman Z-Score
-0.03
Distress
Piotroski F-Score
7 / 9
Strong
MOAT Score
5 / 10
Developing
Composite Rating
B-
Overall Score
2 / 5
Medium
DCF Score
5 / 5
High
ROE Score
2 / 5
Medium
ROA Score
4 / 5
High
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    +21.3% Q1'26: +1.8% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    -46.5% Q1'26: -193.8% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    +63.3% Q1'26: +267.3% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    +69.3% Q1'26: +2.5% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    +5.9% Q1'26: +0.2% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    +19.6% Q1'26: -4.4% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    10.49× Q1'26: 290.79× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.69) × ERP
WACC = 36% × Ke + 64% × Kd (4.0%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 92.72 Current price: 9.97
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2014
actual
Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
4 Rev. Ana.
6 EPS Ana.
Dec 2027
4 Rev. Ana.
6 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
272.59M
est: 439.40M (-38.0%)
74.97M
est: 385.87M (-80.6%)
179.76M
est: 282.44M (-36.4%)
17.51M
est: 262.10M (-93.3%)
89.03M
est: 259.85M (-65.7%)
84.03M
est: 273.84M (-69.3%)
-22.39M
est: 219.58M (-110.2%)
182.15M
est: 212.59M (-14.3%)
151.74M
est: 237.84M (-36.2%)
141.46M
est: 237.84M (-40.5%)
237.35M
est: 277.08M (-14.3%)
226.31M
est: 306.14M (-26.1%)
274.39M
est: 321.59M (-14.7%)
285.85M
275.96M – 295.73M
-11.1% YoY
269.21M
247.62M – 290.80M
-5.8% YoY
268.16M
268.16M – 268.16M
-0.4% YoY
EBITDA
339.51M
est: 248.43M (+36.7%)
154.75M
est: 218.17M (-29.1%)
36.32M
est: 159.69M (-77.3%)
78.14M
est: 148.19M (-47.3%)
140.07M
est: 146.92M (-4.7%)
130.27M
est: 154.83M (-15.9%)
-116.06M
est: 124.15M (-193.5%)
111.86M
est: 120.20M (-6.9%)
82.36M
est: 134.47M (-38.8%)
103.69M
est: 134.47M (-22.9%)
118.76M
est: 161.05M (-26.3%)
98.82M
est: 177.94M (-44.5%)
190.25M
est: 186.92M (+1.8%)
166.15M
160.40M – 171.89M
-11.1% YoY
156.48M
143.93M – 169.02M
-5.8% YoY
155.86M
155.86M – 155.86M
-0.4% YoY
EBIT
est: 248.29M (-100.0%)
est: 218.04M (-100.0%)
est: 159.60M (-100.0%)
78.14M
est: 148.11M (-47.2%)
140.07M
est: 146.84M (-4.6%)
130.27M
est: 154.74M (-15.8%)
-116.06M
est: 124.08M (-193.5%)
111.86M
est: 120.13M (-6.9%)
82.36M
est: 134.40M (-38.7%)
103.47M
est: 134.40M (-23.0%)
118.76M
est: 160.96M (-26.2%)
98.82M
est: 177.84M (-44.4%)
190.25M
est: 186.82M (+1.8%)
166.05M
160.31M – 171.79M
-11.1% YoY
156.39M
143.85M – 168.93M
-5.8% YoY
155.78M
155.78M – 155.78M
-0.4% YoY
Net Income
270.87M
est: 225.61M (+20.1%)
75.42M
est: 196.05M (-61.5%)
-44.53M
est: 154.86M (-128.8%)
18.37M
est: 144.81M (-87.3%)
87.03M
est: 139.67M (-37.7%)
71.95M
est: 157.92M (-54.4%)
-116.06M
est: 133.08M (-187.2%)
111.86M
est: 109.51M (+2.2%)
82.36M
est: 123.02M (-33.0%)
30.59M
est: 123.02M (-75.1%)
118.76M
est: 161.10M (-26.3%)
98.82M
est: 160.59M (-38.5%)
63.17M
est: 145.44M (-56.6%)
124.96M
119.85M – 130.07M
-14.1% YoY
121.52M
114.43M – 128.61M
-2.8% YoY
120.67M
109.84M – 131.51M
-0.7% YoY
SGA
13.86M
est: 26.70M (-48.1%)
15.39M
est: 23.45M (-34.4%)
15.19M
est: 17.16M (-11.5%)
20.71M
est: 15.93M (+30.0%)
16.51M
est: 15.79M (+4.6%)
18.15M
est: 16.64M (+9.1%)
16.33M
est: 13.34M (+22.4%)
15.26M
est: 12.92M (+18.1%)
14.94M
est: 14.45M (+3.4%)
55.68M
est: 14.45M (+285.2%)
15.97M
est: 34.01M (-53.0%)
12.30M
est: 37.57M (-67.3%)
6.3K
est: 39.47M (-100.0%)
35.08M
33.87M – 36.30M
-11.1% YoY
33.04M
30.39M – 35.69M
-5.8% YoY
32.91M
32.91M – 32.91M
-0.4% YoY
EPS
3.60
est: 2.89 (+24.4%)
0.96
est: 2.51 (-61.8%)
-0.57
est: 1.99 (-128.7%)
0.25
est: 1.86 (-86.5%)
1.19
est: 1.79 (-33.6%)
1.02
est: 2.03 (-49.6%)
-1.73
est: 1.71 (-201.3%)
1.71
est: 1.40 (+21.7%)
1.28
est: 1.58 (-18.9%)
0.47
est: 1.58 (-70.2%)
1.82
est: 1.75 (+4.1%)
1.27
est: 1.72 (-26.2%)
0.68
est: 1.50 (-54.7%)
1.35
1.29 – 1.39
-9.8% YoY
1.30
1.23 – 1.38
-4.2% YoY
1.30
1.18 – 1.41
+0.2% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-12 B- 2/5 5/5 2/5 2/5 1/5 1/5 3/5
2026-05-11 B- 2/5 5/5 2/5 2/5 1/5 1/5 3/5
2026-05-08 C+ 2/5 5/5 1/5 2/5 1/5 1/5 3/5
2026-05-07 B- 2/5 5/5 2/5 4/5 1/5 1/5 1/5
2026-05-06 B- 2/5 5/5 2/5 4/5 1/5 1/5 1/5
2026-05-05 B+ 3/5 5/5 2/5 5/5 1/5 2/5 4/5
2026-05-04 B+ 3/5 5/5 2/5 5/5 1/5 2/5 4/5
2026-05-01 B+ 3/5 5/5 2/5 5/5 1/5 2/5 4/5
2026-04-30 B+ 3/5 5/5 2/5 5/5 1/5 2/5 4/5
2026-04-29 B+ 3/5 5/5 2/5 5/5 1/5 2/5 4/5
2026-04-28 B+ 3/5 5/5 2/5 5/5 1/5 2/5 4/5
2026-04-27 B+ 3/5 5/5 2/5 5/5 1/5 2/5 4/5
2026-04-24 B+ 3/5 5/5 2/5 5/5 1/5 2/5 3/5
2026-04-23 B+ 3/5 5/5 2/5 5/5 1/5 2/5 3/5
2026-04-22 B+ 3/5 5/5 2/5 5/5 1/5 2/5 3/5
2026-04-21 B+ 3/5 5/5 2/5 5/5 1/5 2/5 4/5
2026-04-20 B+ 3/5 5/5 2/5 5/5 1/5 2/5 4/5
2026-04-17 A- 4/5 5/5 3/5 5/5 1/5 2/5 4/5
2026-04-16 A- 4/5 5/5 3/5 5/5 1/5 2/5 4/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
59
Total invested
38.70M
Insider transactions (90d)
0
Beneficial owners (>5%)
7
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 BlackRock for purposes of Schedule 13G filings. 10.71M 6.11% 10.71M 10.71M HC Delaware 2010-01-29
2 (1) BlackRock, Inc. 9.94M 4.20% 9.52M 9.94M HC Delaware 2014-06-09
3 Thornburg Investment Management Inc. 9.80M 5.63% 9.80M 9.80M IA Santa Fe, New Mexico 2010-01-08
4 04-3215301 7.42M 5.22% 7.42M CO Massachusetts 2009-04-02
5 37-1406661 7.42M 5.22% 7.42M PN Delaware 2009-04-02
6 THORNBURG INVESTMENT MANAGEMENT INC85-0301299 4.62M 7.08% 4.62M 4.62M IA USA 2021-02-09
7 (: 3.23M 5.20% 3.23M 3.23M IA, OO Delaware 2005-02-10

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
59
-141 vs prev Q
New positions
7
Closed positions
145
Increased
28
Reduced
13
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 183.9K +183.9K (+100.0%) 2.10B +2.1B (+100.0%) 0.20% +0.197 pp 1.24% +1.243 pp USD11.44 +0.0% 1 qtrs NEW
2 THORNBURG INVESTMENT MANAGEMENT INC 3.14M +— (+0.0%) 35.90M -1.7M (-4.6%) 3.36% +0.013 pp 0.45% -0.038 pp USD12.38 -7.6% 29 qtrs
3 APOLLO MANAGEMENT HOLDINGS, L.P. 2.39M +7.0 (+0.0%) 27.33M -1.3M (-4.6%) 2.56% +0.010 pp 0.22% -0.090 pp USD12.44 -8.0% 29 qtrs
4 VAN ECK ASSOCIATES CORP 2.32M -190.1K (-7.6%) 26.56M -3.6M (-11.8%) 2.49% -0.193 pp 0.02% -0.006 pp USD13.18 -13.2% 29 qtrs
5 UBS GROUP AG 2.02M +323.1K (+19.0%) 23.16M +2.8M (+13.5%) 2.17% +0.354 pp 0.00% +0.001 pp USD12.71 -10.0% 29 qtrs
6 MORGAN STANLEY 1.74M -173.2K (-9.0%) 19.95M -3.0M (-13.2%) 1.87% -0.177 pp 0.00% 0.000 pp USD12.88 -11.2% 29 qtrs
7 NEXT CAPITAL MANAGEMENT LLC 1.48M +142.8K (+10.6%) 16.98M +895.3K (+5.6%) 1.59% +0.159 pp 5.44% +0.068 pp USD12.33 -7.2% 6 qtrs
8 DIAMETER CAPITAL PARTNERS LP 1.01M +1.0M (+100.0%) 11.59M +11.6M (+100.0%) 1.09% +1.086 pp 1.06% +1.059 pp USD11.44 +0.0% 1 qtrs NEW
9 INVESCO LTD. 911.0K +30.6K (+3.5%) 10.42M -134.1K (-1.3%) 0.98% +0.037 pp 0.00% 0.000 pp USD12.92 -11.5% 29 qtrs
10 MUZINICH & CO., INC. 714.8K +143.3K (+25.1%) 8.18M +1.3M (+19.3%) 0.77% +0.156 pp 2.57% -0.077 pp USD12.24 -6.5% 29 qtrs
11 NORTH GROUND CAPITAL 651.3K +401.3K (+160.5%) 7.45M +4.5M (+148.6%) 0.70% +0.431 pp 3.70% +1.861 pp USD11.65 -1.8% 5 qtrs
12 LEGAL & GENERAL GROUP PLC 651.9K +74.0K (+12.8%) 7.45M +530.9K (+7.7%) 0.70% +0.082 pp 0.00% +0.000 pp USD12.20 -6.2% 29 qtrs
13 CURA WEALTH ADVISORS, LLC 641.9K +24.0K (+3.9%) 7.34M -65.3K (-0.9%) 0.69% +0.028 pp 2.78% -0.048 pp USD12.91 -11.4% 5 qtrs
14 SUMITOMO MITSUI TRUST HOLDINGS, INC. 549.6K +46.2K (+9.2%) 6.29M +252.0K (+4.2%) 0.59% +0.052 pp 0.00% +0.000 pp USD10.62 +7.7% 24 qtrs
15 ARES MANAGEMENT LLC 545.5K +— (+0.0%) 6.24M -300.0K (-4.6%) 0.58% +0.002 pp 0.36% +0.060 pp USD13.33 -14.2% 6 qtrs
16 FOUNDATIONS INVESTMENT ADVISORS, LLC 486.4K +86.2K (+21.5%) 5.56M +765.5K (+16.0%) 0.52% +0.094 pp 0.07% +0.003 pp USD12.95 -11.7% 6 qtrs
17 RAYMOND JAMES FINANCIAL INC 486.4K +375.1K (+337.0%) 5.56M +4.2M (+317.0%) 0.52% +0.403 pp 0.00% +0.001 pp USD11.71 -2.3% 5 qtrs
18 CALLODINE CAPITAL MANAGEMENT, LP 483.4K -27.4K (-5.4%) 5.53M -594.4K (-9.7%) 0.52% -0.027 pp 0.44% -0.092 pp USD13.08 -12.5% 6 qtrs
19 CONDOR CAPITAL MANAGEMENT 456.2K +26.9K (+6.3%) 5.22M +71.0K (+1.4%) 0.49% +0.031 pp 0.42% +0.001 pp USD12.68 -9.8% 21 qtrs
20 FRANKLIN RESOURCES INC 445.3K -325.5K (-42.2%) 5.09M -4.1M (-44.9%) 0.48% -0.346 pp 0.00% -0.001 pp USD13.72 -16.6% 8 qtrs
21 RIVERNORTH CAPITAL MANAGEMENT, LLC 414.4K +414.4K (+100.0%) 4.74M +4.7M (+100.0%) 0.44% +0.444 pp 0.22% +0.224 pp USD11.44 +0.0% 1 qtrs NEW
22 ETHOS FINANCIAL GROUP, LLC 393.6K -29.6K (-7.0%) 4.50M -571.1K (-11.3%) 0.42% -0.030 pp 0.33% -0.066 pp USD12.79 -10.6% 13 qtrs
23 TWO SIGMA INVESTMENTS, LP 387.5K +210.9K (+119.5%) 4.43M +2.3M (+109.4%) 0.42% +0.227 pp 0.01% +0.003 pp USD12.25 -6.6% 26 qtrs
24 CASTLEKEEP INVESTMENT ADVISORS LLC 384.9K -13.7K (-3.4%) 4.40M -376.5K (-7.9%) 0.41% -0.013 pp 1.99% -0.243 pp USD13.01 -12.1% 9 qtrs
25 JANNEY MONTGOMERY SCOTT LLC 364.1K -31.7K (-8.0%) 4.17M -580.0K (-12.2%) 0.39% -0.032 pp 0.01% -0.002 pp USD12.15 -5.8% 29 qtrs
26 D.A. DAVIDSON & CO. 350.1K +6.0K (+1.7%) 4.00M -120.4K (-2.9%) 0.38% +0.008 pp 0.02% -0.002 pp USD13.01 -12.1% 18 qtrs
27 LPL FINANCIAL LLC 317.5K -190.0K (-37.4%) 3.63M -2.5M (-40.3%) 0.34% -0.201 pp 0.00% -0.001 pp USD13.14 -12.9% 29 qtrs
28 BLACKROCK, INC. 316.2K -8.7K (-2.7%) 3.62M -277.9K (-7.1%) 0.34% -0.008 pp 0.00% +0.000 pp USD13.12 -12.8% 6 qtrs
29 ALPINE GLOBAL MANAGEMENT, LLC 316.1K +183.6K (+138.6%) 3.62M +2.0M (+127.6%) 0.34% +0.197 pp 0.65% +0.368 pp USD11.67 -2.0% 2 qtrs
30 WELLS FARGO & COMPANY/MN 304.7K -238.4K (-43.9%) 3.49M -3.0M (-46.5%) 0.33% -0.253 pp 0.00% -0.001 pp USD13.23 -13.5% 29 qtrs
31 RUSSELL INVESTMENTS GROUP, LTD. 264.3K +264.3K (+100.0%) 3.02M +3.0M (+100.0%) 0.28% +0.283 pp 0.00% +0.003 pp USD11.44 +0.0% 1 qtrs NEW
32 UNITED ADVISOR GROUP, LLC 255.7K -15.1K (-5.6%) 2.93M -321.7K (-9.9%) 0.27% -0.015 pp 0.36% -0.072 pp USD14.39 -20.5% 8 qtrs
33 JANE STREET GROUP, LLC 250.3K +250.3K (+100.0%) 2.86M +2.9M (+100.0%) 0.27% +0.268 pp 0.00% +0.000 pp USD11.44 +0.0% 8 qtrs
34 ADVISORS ASSET MANAGEMENT, INC. 248.2K -41.2K (-14.2%) 2.84M -630.8K (-18.2%) 0.27% -0.043 pp 0.05% -0.011 pp USD13.55 -15.6% 11 qtrs
35 BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S 241.4K -45.9K (-16.0%) 2.76M -684.0K (-19.9%) 0.26% -0.048 pp 0.02% -0.007 pp USD12.77 -10.4% 13 qtrs
36 ROYAL BANK OF CANADA 219.0K -6.8K (-3.0%) 2.51M -202.0K (-7.5%) 0.23% -0.006 pp 0.00% +0.000 pp USD13.26 -13.7% 29 qtrs
37 NEUBERGER BERMAN GROUP LLC 205.7K -23.7K (-10.3%) 2.35M -396.8K (-14.4%) 0.22% -0.024 pp 0.00% 0.000 pp USD11.87 -3.6% 15 qtrs
38 HBK INVESTMENTS L P 205.5K +205.5K (+100.0%) 2.35M +2.4M (+100.0%) 0.22% +0.220 pp 0.02% +0.019 pp USD11.44 +0.0% 1 qtrs NEW
39 CERITY PARTNERS LLC 199.0K +199.0K (+100.0%) 2.28M +2.3M (+100.0%) 0.21% +0.213 pp 0.00% +0.003 pp USD11.44 +0.0% 1 qtrs NEW
40 AMERIPRISE FINANCIAL INC 173.7K -243.5K (-58.4%) 1.99M -3.0M (-60.3%) 0.19% -0.259 pp 0.00% -0.001 pp USD12.33 -7.2% 29 qtrs
41 NAVITER WEALTH, LLC 167.0K -37.1K (-18.2%) 1.91M -536.6K (-21.9%) 0.18% -0.039 pp 0.25% -0.036 pp USD13.43 -14.8% 5 qtrs
42 HENNION & WALSH ASSET MANAGEMENT, INC. 159.7K -7.5K (-4.5%) 1.83M -178.3K (-8.9%) 0.17% -0.007 pp 0.06% -0.010 pp USD13.43 -14.8% 17 qtrs
43 DNB ASSET MANAGEMENT AS 153.4K -10.8K (-6.6%) 1.75M -213.2K (-10.8%) 0.16% -0.011 pp 0.01% -0.001 pp USD13.70 -16.5% 29 qtrs
44 GARNER ASSET MANAGEMENT CORP 148.9K -21.4K (-12.5%) 1.70M -346.2K (-16.9%) 0.16% -0.022 pp 0.65% -0.172 pp USD12.56 -8.9% 4 qtrs
45 ADVISOR GROUP HOLDINGS, INC. 146.8K +6.5K (+4.6%) 1.68M -115.2K (-6.4%) 0.16% +0.008 pp 0.00% 0.000 pp USD11.24 +1.8% 24 qtrs
46 BANK OF AMERICA CORP /DE/ 141.0K -9.0K (-6.0%) 1.61M -185.9K (-10.3%) 0.15% -0.009 pp 0.00% +0.000 pp USD12.74 -10.2% 29 qtrs
47 ALMITAS CAPITAL LLC 135.5K +42.8K (+46.1%) 1.55M +438.2K (+39.4%) 0.15% +0.046 pp 0.34% +0.087 pp USD12.79 -10.6% 6 qtrs
48 XTX TOPCO LTD 135.3K +135.3K (+100.0%) 1.55M +1.5M (+100.0%) 0.15% +0.145 pp 0.04% +0.041 pp USD11.44 +0.0% 1 qtrs NEW
49 J.W. COLE ADVISORS, INC. 133.2K +6.8K (+5.4%) 1.52M +8.6K (+0.6%) 0.14% +0.008 pp 0.04% +0.008 pp USD13.07 -12.5% 6 qtrs
50 LAZARD ASSET MANAGEMENT LLC 125.4K +32.7K (+35.2%) 1.43M +322.6K (+29.0%) 0.13% +0.035 pp 0.00% +0.001 pp USD12.62 -9.4% 7 qtrs
51 CONFLUENCE INVESTMENT MANAGEMENT LLC 123.4K -8.3K (-6.3%) 1.41M -167.9K (-10.6%) 0.13% -0.008 pp 0.02% -0.001 pp USD13.04 -12.3% 6 qtrs
52 D. E. SHAW & CO., INC. 120.0K +105.0K (+700.4%) 1.37M +1.2M (+663.7%) 0.13% +0.113 pp 0.00% +0.001 pp USD11.51 -0.6% 2 qtrs
53 LANSFORSAKRINGAR FONDFORVALTNING AB (PUBL) 119.2K +119.2K (+100.0%) 1.36M +1.4M (+100.0%) 0.13% +0.128 pp 0.01% +0.007 pp USD11.44 +0.0% 1 qtrs NEW
54 SHARPEPOINT LLC 103.6K +19.2K (+22.7%) 1.18M +173.2K (+17.1%) 0.11% +0.021 pp 0.71% -0.203 pp USD12.88 -11.2% 5 qtrs
55 ARKADIOS WEALTH ADVISORS 102.9K -1.6K (-1.5%) 1.18M -75.5K (-6.0%) 0.11% -0.001 pp 0.02% -0.007 pp USD12.06 -5.1% 21 qtrs
56 COLONY GROUP, LLC 102.1K +102.1K (+100.0%) 1.17M +1.2M (+100.0%) 0.11% +0.109 pp 0.00% +0.001 pp USD11.44 +0.0% 1 qtrs NEW
57 TREXQUANT INVESTMENT LP 101.2K +51.0K (+101.7%) 1.16M +556.3K (+92.5%) 0.11% +0.055 pp 0.01% +0.004 pp USD11.80 -3.1% 3 qtrs
58 GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. 97.2K +6.3K (+6.9%) 1.11M +22.0K (+2.0%) 0.10% +0.007 pp 0.18% -0.005 pp USD12.26 -6.7% 24 qtrs
59 LSV ASSET MANAGEMENT 96.1K +— (+0.0%) 1.10M -53.0K (-4.6%) 0.10% +0.000 pp 0.00% 0.000 pp USD12.54 -8.8% 29 qtrs
60 COMERICA BANK 86.1K -239.0 (-0.3%) 985.4K -50.2K (-4.9%) 0.09% +0.000 pp 0.00% +0.000 pp USD13.42 -14.8% 10 qtrs
61 CRAWFORD FUND MANAGEMENT, LLC 80.0K -13.0K (-14.0%) 915.2K -199.9K (-17.9%) 0.09% -0.014 pp 0.12% -0.058 pp USD12.64 -9.5% 9 qtrs
62 STEPHENS INC /AR/ 80.0K -4.8K (-5.6%) 914.7K -101.3K (-10.0%) 0.09% -0.005 pp 0.01% -0.002 pp USD13.38 -14.5% 6 qtrs
63 HIGHTOWER ADVISORS, LLC 74.9K -15.0K (-16.7%) 856.6K -220.6K (-20.5%) 0.08% -0.016 pp 0.00% 0.000 pp USD12.78 -10.5% 26 qtrs
64 SIGMA PLANNING CORP 71.8K +583.0 (+0.8%) 821.9K -32.5K (-3.8%) 0.08% +0.001 pp 0.02% -0.002 pp USD13.67 -16.3% 29 qtrs
65 LIDO ADVISORS, LLC 64.8K +5.2K (+8.6%) 773.7K +58.3K (+8.1%) 0.07% +0.006 pp 0.00% +0.000 pp USD13.44 -14.9% 9 qtrs
66 QUANTBOT TECHNOLOGIES LP 67.6K +67.6K (+100.0%) 773.4K +773.4K (+100.0%) 0.07% +0.073 pp 0.03% +0.026 pp USD11.44 +0.0% 3 qtrs
67 BNP PARIBAS ARBITRAGE, SNC 65.1K +60.5K (+1,317.7%) 744.7K +689.7K (+1,252.7%) 0.07% +0.065 pp 0.00% +0.000 pp USD11.48 -0.3% 6 qtrs
68 CAPITAL INVESTMENT ADVISORS, LLC 62.2K -2.8K (-4.3%) 711.6K -67.7K (-8.7%) 0.07% -0.003 pp 0.01% -0.002 pp USD13.39 -14.6% 6 qtrs
69 DENALI ADVISORS LLC 61.8K -12.7K (-17.0%) 706.6K -185.9K (-20.8%) 0.07% -0.013 pp 0.08% -0.022 pp USD13.34 -14.2% 6 qtrs
70 VIRTUS INVESTMENT ADVISERS, INC. 60.2K -10.0K (-14.2%) 689.1K -153.0K (-18.2%) 0.06% -0.010 pp 0.19% -0.054 pp USD12.85 -11.0% 4 qtrs
71 CAMELOT PORTFOLIOS, LLC 59.1K -4.2K (-6.7%) 675.5K -83.0K (-10.9%) 0.06% -0.004 pp 0.41% -0.034 pp USD12.76 -10.3% 29 qtrs
72 STIFEL FINANCIAL CORP 55.6K -95.3K (-63.1%) 636.4K -1.2M (-64.8%) 0.06% -0.102 pp 0.00% -0.001 pp USD13.04 -12.3% 29 qtrs
73 ENVESTNET ASSET MANAGEMENT INC 54.7K -2.2K (-3.9%) 626.2K -56.6K (-8.3%) 0.06% -0.002 pp 0.00% +0.000 pp USD13.19 -13.3% 6 qtrs
74 PANORAMIC INVESTMENT ADVISORS, LLC 53.6K +— (+0.0%) 613.5K -29.5K (-4.6%) 0.06% +0.000 pp 0.33% -0.028 pp USD13.39 -14.6% 6 qtrs
75 MQS MANAGEMENT LLC 52.2K +52.2K (+100.0%) 597.1K +597.1K (+100.0%) 0.06% +0.056 pp 0.35% +0.352 pp USD11.44 +0.0% 1 qtrs NEW
76 JUMP FINANCIAL, LLC 48.6K +48.6K (+100.0%) 556.4K +556.4K (+100.0%) 0.05% +0.052 pp 0.01% +0.007 pp USD11.44 +0.0% 1 qtrs NEW
77 GREAT WEST LIFE ASSURANCE CO /CAN/ 44.7K -88.0 (-0.2%) 510.0K -25.0K (-4.7%) 0.05% +0.000 pp 0.00% +0.000 pp USD12.20 -6.2% 29 qtrs
78 CITADEL ADVISORS LLC 44.5K -51.1K (-53.5%) 509.1K -637.2K (-55.6%) 0.05% -0.054 pp 0.00% 0.000 pp USD12.92 -11.5% 28 qtrs
79 JPMORGAN CHASE & CO 44.5K -7.8K (-14.9%) 508.7K -117.5K (-18.8%) 0.05% -0.008 pp 0.00% +0.000 pp USD13.56 -15.6% 29 qtrs
80 MARSHALL WACE, LLP 42.9K +26.2K (+156.2%) 491.2K +290.3K (+144.4%) 0.05% +0.028 pp 0.00% +0.000 pp USD11.65 -1.8% 2 qtrs
81 PRINCIPAL SECURITIES, INC. 42.1K +1.8K (+4.4%) 482.0K -1.8K (-0.4%) 0.05% +0.002 pp 0.01% -0.001 pp USD13.03 -12.2% 9 qtrs
82 TCFG WEALTH MANAGEMENT, LLC 41.7K -2.0K (-4.6%) 476.5K -47.3K (-9.0%) 0.04% -0.002 pp 0.19% -0.019 pp USD13.32 -14.1% 6 qtrs
83 LECLAIR WEALTH PARTNERS LLC 40.9K +— (+0.0%) 467.7K -22.5K (-4.6%) 0.04% +0.000 pp 0.27% -0.034 pp USD12.86 -11.0% 4 qtrs
84 NORTHERN TRUST CORP 40.2K -5.2K (-11.5%) 460.4K -84.6K (-15.5%) 0.04% -0.005 pp 0.00% +0.000 pp USD12.45 -8.1% 6 qtrs
85 MERIDIAN INVESTMENT COUNSEL INC. 37.7K +1.7K (+4.7%) 431.4K -359.0 (-0.1%) 0.04% +0.002 pp 0.10% -0.003 pp USD13.19 -13.3% 28 qtrs
86 SHUFRO ROSE & CO LLC 37.3K -4.6K (-10.9%) 426.3K -111.7K (-20.8%) 0.04% -0.005 pp 0.03% -0.015 pp USD13.49 -15.2% 5 qtrs
87 BREVAN HOWARD CAPITAL MANAGEMENT LP 35.0K +17.7K (+102.9%) 400.0K +193.3K (+93.6%) 0.04% +0.019 pp 0.00% +0.003 pp USD12.13 -5.7% 4 qtrs
88 OXFORD ASSET MANAGEMENT LLP 34.9K +12.8K (+58.1%) 399.1K +134.6K (+50.9%) 0.04% +0.014 pp 0.16% +0.072 pp USD11.79 -3.0% 2 qtrs
89 COMMONWEALTH EQUITY SERVICES, LLC 34.6K -439.7K (-92.7%) 396.4K -5.3M (-93.0%) 0.04% -0.469 pp 0.00% -0.007 pp USD13.81 -17.2% 8 qtrs
90 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 34.5K -1.4K (-3.9%) 394.6K -35.9K (-8.3%) 0.04% -0.001 pp 0.00% 0.000 pp USD13.02 -12.1% 27 qtrs
91 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32.8K +32.8K (+100.0%) 375.7K +375.7K (+100.0%) 0.04% +0.035 pp 0.00% +0.000 pp USD11.44 +0.0% 1 qtrs NEW
92 AQUATIC CAPITAL MANAGEMENT LLC 32.8K +9.2K (+39.1%) 375.5K +92.6K (+32.7%) 0.04% +0.010 pp 0.01% +0.005 pp USD11.84 -3.4% 2 qtrs
93 WEDBUSH SECURITIES INC 30.4K -5.5K (-15.4%) 348.0K -83.0K (-19.3%) 0.03% -0.006 pp 0.01% -0.004 pp USD13.40 -14.6% 6 qtrs
94 VERITION FUND MANAGEMENT LLC 30.4K +— (+0.0%) 347.8K -16.7K (-4.6%) 0.03% +0.000 pp 0.00% 0.000 pp USD12.62 -9.4% 3 qtrs
95 CETERA INVESTMENT ADVISERS 28.4K -4.7K (-14.1%) 325.1K -71.7K (-18.1%) 0.03% -0.005 pp 0.00% 0.000 pp USD13.39 -14.6% 8 qtrs
96 VIRTU FINANCIAL LLC 27.0K +4.9K (+22.0%) 308.0K +43.0K (+16.2%) 0.03% +0.005 pp 0.01% -0.003 pp USD11.89 -3.8% 2 qtrs
97 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 25.9K -135.0 (-0.5%) 295.9K -28.1K (-8.7%) 0.03% +0.000 pp 0.02% -0.006 pp USD13.18 -13.2% 24 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 4 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 FT Confluence BDC & Specialty Finance Income ETF FBDC 2.79% 960.7K 12.44%
2 Virtus Private Credit Strategy ETF VPC 1.38% 419.6K 10.60%
3 ProShares Global Listed Private Equity ETF PEX 1.36% 152.5K 2.95%
4 VanEck BDC Income ETF BIZD 1.01% 16.24M 9.69%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Ratio by volume
0.00
Bearish
Buys
0
Sells
1
Shares acquired
Shares disposed
6.7K
Cash buys
Cash sales
Net activity
-6,663
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-02-10 McNulty Ted Aymond Jr. Officer J-Other D Common Stock 6,663 11.14 74.2K 82,321 D
2025-09-04 Durkin Joseph Vincent 0 0.00 0
2025-06-30 Seifert Kenneth Lee Jr. 0 0.00 0
2025-03-11 Widra Howard Director P-Purchase A Common Stock 50,000 12.40 620.0K 101,666 I
2025-03-11 PEARLMAN EMANUEL R Director P-Purchase A Common Stock 800 12.52 10.0K 2,800 D
2025-03-10 PEARLMAN EMANUEL R Director P-Purchase A Common Stock 1,000 13.09 13.1K 2,000 D
2024-08-12 PEARLMAN EMANUEL R Director P-Purchase A Common Stock 1,000 12.98 13.0K 1,000
2024-07-22 STEIN ELLIOT JR Director A-Award A Common Stock 566 0.00 0.57 12,451
2024-07-22 Powell Tanner Officer A-Award A Common Stock 7,351 0.00 7.35 110,517 D
2024-07-22 McNulty Ted Aymond Jr. Officer A-Award A Common Stock 7,637 0.00 7.64 7,637 I
2024-02-10 McNulty Ted Aymond Jr. Officer J-Other D Common Stock 8,438 13.95 117.7K 88,984 D
2024-02-09 Powell Tanner Officer J-Other D Common Stock 9,007 13.95 125.6K 110,517 D
2023-03-16 DelGiudice Ryan Officer 0 0.00 0
2023-03-10 Powell Tanner Officer S-Sale D Common Stock 8,277 12.09 100.1K 53,606
2023-03-10 McNulty Ted Aymond Jr. Officer S-Sale D Common Stock 1,498 12.09 18.1K 16,966
2023-03-08 PEARLMAN EMANUEL R Director 0 0.00 0
2023-03-03 Powell Tanner Officer J-Other D Common Stock 8,277 12.09 100.1K 110,517 D
2023-02-10 Powell Tanner Officer J-Other A Common Stock 40,228 12.21 491.2K 110,517 D
2023-02-10 McNulty Ted Aymond Jr. Officer J-Other A Common Stock 80,456 12.21 982.4K 98,920 D
2022-08-09 Whonder Carmencita N.M. Director 0 0.00 0
2022-08-03 Widra Howard Director P-Purchase A Common Stock 20,000 13.01 260.1K 298,024 D
2022-03-03 Powell Tanner Officer J-Other D Common Stock 9,152 13.20 120.8K 110,517 D
2022-02-17 Powell Tanner Officer J-Other A Common Stock 36,928 13.67 504.8K 110,517 D
2021-11-15 HANNAN JOHN J Director P-Purchase A Class I Common Shares of Beneficial Interest 50,000 13.03 651.3K 50,000
2020-12-31 Powell Tanner Officer J-Other D Common Stock 9,102 13.83 125.9K 110,517 D
2020-02-11 Powell Tanner Officer J-Other A Common Stock 14,487 17.06 247.1K 110,517 D
2020-02-10 Powell Tanner Officer J-Other D Common Stock 6,245 17.04 106.4K 110,517 D
2019-04-02 Powell Tanner Officer J-Other D Common Stock 1,386 15.42 21.4K 110,517 D
2019-01-11 Powell Tanner Officer J-Other A Common Stock 38,137 14.24 543.1K 110,517 D
2018-08-07 Powell Tanner Officer J-Other D Common Stock 403 17.73 7.1K 110,517 D
2005-06-15 HUSIC CAPITAL MANAGEMENT 10% Owner S-Sale D MFIC Corporation 42,100 2.45 103.1K 338,990
2004-07-29 HUSIC CAPITAL MANAGEMENT 10% Owner P-Purchase A Common Stock 2,015 1.20 2.4K 392,990
2004-07-28 HUSIC CAPITAL MANAGEMENT 10% Owner P-Purchase A Common Stock 1,970 1.14 2.2K 390,975
2004-02-10 HUSIC CAPITAL MANAGEMENT 10% Owner P-Purchase A Common Stock 4,305 3.99 17.2K 389,005
2004-02-09 HUSIC CAPITAL MANAGEMENT 10% Owner P-Purchase A Common Stock 2,944 3.85 11.3K 384,700
2004-01-13 HUSIC CAPITAL MANAGEMENT 10% Owner P-Purchase A Common Stock 11,516 3.31 38.1K 381,756
2004-01-09 HUSIC CAPITAL MANAGEMENT 10% Owner P-Purchase A Common Stock 2,183 3.09 6.7K 370,240
2004-01-08 HUSIC CAPITAL MANAGEMENT 10% Owner P-Purchase A Common Stock 5,704 3.13 17.8K 368,057

Executive team

Top executives
Shares Outstanding
92.21M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-30 DEFA14A
2026-04-30 DEF 14A
2025-06-09 DEFA14A
2025-04-29 DEF 14A
2024-05-28 DEFA14A
2024-04-29 DEFA14A
2024-04-29 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-06 8-K
2026-05-06 10-Q
2026-04-30 DEFA14A
2026-04-30 DEF 14A
2026-04-30 ARS
2026-04-20 8-K
2026-04-10 40-17G
2026-02-26 8-K
2026-02-26 10-K
2026-02-12 4

Executive team

NameTitleCompensationGender
Arthur Martini Miscellaneous male
Daniel Vogel Managing Director male
Elizabeth Besen Investor Relations Manager female
Howard T. Widra Executive Chairman of the Board male
Joseph Durkin Chief Accounting Officer male
Justin Sendak Managing Director male
Kenneth Seifert Chief Financial Officer & Treasurer male
Kristin Hester Chief Legal Officer, Secretary & Vice President female
Patrick Ryan Chief Credit Officer of AIM male
Ryan Louis Michael Del Giudice Vice President & Chief Compliance Officer male
Stacy Lee Executive Officer and Analyst female
Tanner Powell Chief Executive Officer male
ESG Rating
B
ASSET MANAGEMENT
Rank: 62 out of 121
2026
E (Environmental)
71.3 / 67.2
Company / Sector avg.
S (Social)
78.5 / 77.3
Company / Sector avg.
G (Governance)
76.3 / 74.6
Company / Sector avg.
ESG Total
75.4 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits