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Kayne Anderson BDC, Inc. (KBDC)

USD13.85 +0.07 (+0.51%)
US NYSE Financial Services Asset Management
Address 811 Main Street
Houston, US
CEO Douglas L. Goodwillie
Website kaynebdc.com
IPO 2024-05-22
CIK 1747172 ISIN US48662X1054

Explore sections of this company profile

Description

Kayne Anderson BDC, Inc. allocates capital to U.S. middle-market enterprises, typically those generating annual EBITDA between $10 million and $150 million. The firm maintains a broad investment scope, considering a diverse array of sectors and industries. It primarily structures its financing as senior secured and split-lien loans to support buyout transactions.

News Sentiment (7d)
63 Positive

Based on only 2 articles — low confidence

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD13.85 +0.07 (+0.51%)
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Volume Profile
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Liquidity & share structure
Average Volume
278.1K
Beta
0.44
Float Shares
62.35M
Free Float %
93.9%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-1.82% -3.63% +4.29% +3.77% -0.54% +1.96% -8.92% -10.43% -10.43% -10.43% -10.43%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (4 ratings, all time) Buy
Price Targets & DCF
Current price
13.85
Low 15.00 +8.3%
Consensus 15.00 +8.3%
Median 15.00 +8.3%
High 15.00 +8.3%
DCF (Unlevered) 54.31 +292.1%
DCF (Levered) 19.78 +42.8%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 80% Bullish
Rating 2026-05 Change
Strong Buy 2 0
Buy 2 0
Hold 1 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month — —
Last Quarter — —
Last Year 1
15.00
+8.3%
All Time 1
15.00
+8.3%
Quality scores
Altman Z-Score
0.05
Distress
Piotroski F-Score
7 / 9
Strong
MOAT Score
6 / 10
Developing
Composite Rating
B-
Overall Score
3 / 5
Medium
DCF Score
4 / 5
High
ROE Score
1 / 5
Low
ROA Score
2 / 5
Medium
D/E Score
1 / 5
Low
P/E Score
2 / 5
Medium
P/Book Score
5 / 5
High
Operational MOAT
✗ Below peers
  • ✓
    Revenue growth Asset Management: +17.4%
    +29.9% ★ Q1'26: +144,371.9% (vs Q1'25)
  • ✗
    EPS growth Asset Management: +22.7%
    -35.8% Q1'26: +7.5% (vs Q1'25)
  • ✓
    FCF margin FCF growth · Asset Management: +27.7%
    +39.5% ★ Q1'26: +69.4% (vs Q1'25)
  • ✓
    EBIT margin Asset Management: +50.6%
    +72.8% ★ Q1'26: +0.0% (vs Q1'25)
  • ✗
    ROIC Asset Management: +6.5%
    +7.6% ★ Q1'26: +0.0% (vs Q1'25)
  • ✗
    Share dilution Asset Management: +0.0%
    +10.2% Q1'26: -5.7% (vs Q1'25)
  • ✗
    Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    6.50×
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
▶ WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.40) × ERP
WACC = 48% × Ke + 52% × Kd (6.8%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
—
Intrinsic value (base): 54.31 Current price: 13.85
Enterprise Value: — Equity Value: — Terminal Value: — TV as % of EV: —

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2024
actual 		Dec 2025
actual 		Dec 2026
2 Rev. Ana.
3 EPS Ana. 		Dec 2027
2 Rev. Ana.
3 EPS Ana. 		Dec 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
181.56M
est: 194.79M (-6.8%)
235.82M
est: 216.46M (+8.9%)
208.89M
202.04M – 215.74M
-3.5% YoY
208.79M
201.42M – 216.16M
0.0% YoY
187.21M
180.84M – 193.59M
-10.3% YoY
EBITDA
132.66M
est: 135.71M (-2.2%)
171.73M
est: 150.81M (+13.9%)
145.53M
140.76M – 150.30M
-3.5% YoY
145.47M
140.33M – 150.60M
0.0% YoY
130.43M
125.99M – 134.87M
-10.3% YoY
EBIT
132.66M
est: 135.71M (-2.2%)
171.73M
est: 150.81M (+13.9%)
145.53M
140.76M – 150.30M
-3.5% YoY
145.47M
140.33M – 150.60M
0.0% YoY
130.43M
125.99M – 134.87M
-10.3% YoY
Net Income
131.94M
est: 145.00M (-9.0%)
93.71M
est: 115.96M (-19.2%)
113.13M
108.13M – 118.14M
-2.4% YoY
111.27M
106.34M – 116.19M
-1.7% YoY
111.17M
106.25M – 116.09M
-0.1% YoY
SGA
4.28M
est: 6.32M (-32.3%)
3.81M
est: 7.03M (-45.7%)
6.78M
6.56M – 7.00M
-3.5% YoY
6.78M
6.54M – 7.02M
0.0% YoY
6.08M
5.87M – 6.28M
-10.3% YoY
EPS
2.07
est: 2.06 (+0.3%)
1.33
est: 1.65 (-19.4%)
1.61
1.54 – 1.68
-2.4% YoY
1.58
1.51 – 1.65
-1.7% YoY
1.58
1.51 – 1.65
-0.1% YoY
Recent Grade Changes (3M)
Date Firm Previous New Grade Action
2026-04-20 UBS Neutral Neutral Maintain
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 B- 3/5 4/5 1/5 2/5 1/5 2/5 5/5
2026-05-08 A- 4/5 4/5 3/5 5/5 2/5 3/5 3/5
2026-05-07 A- 4/5 4/5 3/5 5/5 2/5 3/5 3/5
2026-05-06 A- 4/5 4/5 3/5 5/5 2/5 3/5 3/5
2026-05-05 A- 4/5 4/5 3/5 5/5 2/5 3/5 3/5
2026-05-04 A- 4/5 4/5 3/5 5/5 2/5 3/5 3/5
2026-05-01 A- 4/5 4/5 3/5 5/5 2/5 3/5 3/5
2026-04-30 A- 4/5 4/5 3/5 5/5 2/5 3/5 3/5
2026-04-29 A- 4/5 4/5 3/5 5/5 2/5 3/5 3/5
2026-04-28 A- 4/5 4/5 3/5 5/5 2/5 3/5 3/5
2026-04-27 B+ 3/5 4/5 3/5 5/5 1/5 3/5 3/5
2026-04-24 B+ 3/5 4/5 3/5 5/5 1/5 3/5 3/5
2026-04-23 A- 4/5 4/5 3/5 5/5 2/5 3/5 3/5
2026-04-22 A- 4/5 4/5 3/5 5/5 2/5 3/5 3/5
2026-04-21 A- 4/5 5/5 3/5 5/5 2/5 3/5 3/5
2026-04-20 A- 4/5 5/5 3/5 5/5 2/5 3/5 3/5
2026-04-17 A- 4/5 5/5 3/5 5/5 1/5 3/5 3/5
2026-04-16 A- 4/5 5/5 3/5 5/5 1/5 3/5 3/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
—
OE per share TTM
—
Owner's Yield
—
Maintenance CapEx ratio
—
Maint CapEx / Avg PPE
—

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
29
Total invested
116.48M
Insider transactions (90d)
0
Beneficial owners (>5%)
2
Beneficial owners (>5%)
# Reporting person ⇅ Amount owned ⇅ % of class ⇅ Sole voting ⇅ Shared voting ⇅ Sole dispositive ⇅ Shared dispositive ⇅ Type Citizenship Filing date ⇅ SEC filing
1 Koch Companies Defined Benefit Master Trust 4.61M 23.96% 4.61M — 4.61M — EP New York 2022-01-07 ↗
2 Koch Industries, Inc. 4.61M 23.96% 4.61M — 4.61M — CO New York 2022-01-07 ↗

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
29
-58 vs prev Q
New positions
6
Closed positions
64
Increased
13
Reduced
0
Put/Call ratio
0.00
Calls held
—
Puts held
—
Top institutional holders
# Investor ⇅ Shares / Δ ⇅ Mkt value / Δ ⇅ Own% / Δ ⇅ Weight% / Δ ⇅ Avg px / Perf. ⇅ Hold / Status ⇅
1 — 73.2K +73.2K (+100.0%) 1.05B +1.0B (+100.0%) 0.10% +0.104 pp 0.62% +0.619 pp USD14.32 +0.0% 1 qtrs NEW
2 KOCH, INC. 12.18M +— (+0.0%) 174.44M +12.2M (+7.5%) 17.30% +0.115 pp 24.14% +2.698 pp USD15.26 -6.2% 3 qtrs —
3 STATE OF MICHIGAN RETIREMENT SYSTEM 6.57M +6.6M (+100.0%) 94.04M +94.0M (+100.0%) 9.32% +9.324 pp 0.46% +0.457 pp USD14.32 +0.0% 1 qtrs NEW
4 BANK OF AMERICA CORP /DE/ 5.42M +210.2K (+4.0%) 77.63M +8.2M (+11.8%) 7.70% +0.348 pp 0.01% +0.001 pp USD15.35 -6.7% 7 qtrs —
5 PATHSTONE HOLDINGS, LLC 1.35M -92.7K (-6.4%) 19.41M +145.0K (+0.8%) 1.92% -0.118 pp 0.07% +0.001 pp USD13.67 +4.8% 5 qtrs —
6 VAN ECK ASSOCIATES CORP 824.3K +824.3K (+100.0%) 11.80M +11.8M (+100.0%) 1.17% +1.170 pp 0.01% +0.010 pp USD14.32 +0.0% 1 qtrs NEW
7 SAGE MOUNTAIN ADVISORS LLC 798.1K -260.4K (-24.6%) 11.43M -2.7M (-18.9%) 1.13% -0.360 pp 0.61% -0.202 pp USD15.58 -8.1% 5 qtrs —
8 REQUISITE CAPITAL MANAGEMENT, LLC 676.5K -80.5K (-10.6%) 9.96M -427.9K (-4.1%) 0.96% -0.107 pp 1.89% +0.146 pp USD15.80 -9.4% 5 qtrs —
9 FRANKLIN RESOURCES INC 624.6K +316.4K (+102.7%) 8.94M +4.8M (+117.9%) 0.89% +0.452 pp 0.00% +0.001 pp USD14.62 -2.1% 7 qtrs —
10 UBS GROUP AG 576.8K +418.8K (+265.0%) 8.26M +6.2M (+292.4%) 0.82% +0.596 pp 0.00% +0.001 pp USD14.74 -2.8% 7 qtrs —
11 BLACKROCK, INC. 449.8K -4.1K (-0.9%) 6.44M +395.7K (+6.5%) 0.64% -0.002 pp 0.00% +0.000 pp USD13.39 +6.9% 5 qtrs —
12 CI PRIVATE WEALTH, LLC 406.3K -121.5K (-23.0%) 5.89M -1.1M (-16.2%) 0.58% -0.168 pp 0.01% -0.003 pp USD16.36 -12.5% 5 qtrs —
13 MORGAN STANLEY 400.5K +186.1K (+86.8%) 5.73M +2.9M (+100.8%) 0.57% +0.266 pp 0.00% +0.000 pp USD14.86 -3.6% 7 qtrs —
14 CALLODINE CAPITAL MANAGEMENT, LP 400.0K +— (+0.0%) 5.73M +400.0K (+7.5%) 0.57% +0.004 pp 0.46% -0.007 pp USD15.61 -8.3% 7 qtrs —
15 MILLENNIUM MANAGEMENT LLC 254.4K +171.4K (+206.3%) 3.64M +2.5M (+229.3%) 0.36% +0.244 pp 0.00% +0.001 pp USD14.74 -2.8% 7 qtrs —
16 SQUAREPOINT OPS LLC 224.6K +224.6K (+100.0%) 3.22M +3.2M (+100.0%) 0.32% +0.319 pp 0.00% +0.003 pp USD14.32 +0.0% 1 qtrs NEW
17 HB WEALTH MANAGEMENT, LLC 217.9K -2.4K (-1.1%) 3.12M +185.7K (+6.3%) 0.31% -0.001 pp 0.02% +0.000 pp USD15.94 -10.2% 5 qtrs —
18 ACTIVEST WEALTH MANAGEMENT 208.4K +208.4K (+100.0%) 2.98M +3.0M (+100.0%) 0.30% +0.296 pp 0.56% +0.557 pp USD14.32 +0.0% 1 qtrs NEW
19 AG ASSET ADVISORY, LLC 203.3K +— (+0.0%) 2.91M +203.3K (+7.5%) 0.29% +0.002 pp 2.50% +0.249 pp USD13.32 +7.5% 2 qtrs —
20 WELLS FARGO & COMPANY/MN 197.8K +118.3K (+148.7%) 2.83M +1.8M (+167.3%) 0.28% +0.169 pp 0.00% +0.000 pp USD14.71 -2.7% 6 qtrs —
21 RUSSELL INVESTMENTS GROUP, LTD. 194.2K +194.2K (+100.0%) 2.78M +2.8M (+100.0%) 0.28% +0.276 pp 0.00% +0.003 pp USD14.32 +0.0% 1 qtrs NEW
22 CENTRIC WEALTH MANAGEMENT 137.7K -5.7K (-3.9%) 1.93M -128.1K (-6.2%) 0.20% -0.007 pp 0.41% -0.050 pp USD16.22 -11.7% 5 qtrs —
23 EQUITEC PROPRIETARY MARKETS, LLC 122.0K +— (+0.0%) 1.75M +122.0K (+7.5%) 0.17% +0.001 pp 1.00% +0.634 pp USD15.90 -9.9% 4 qtrs —
24 CRESSET ASSET MANAGEMENT, LLC 93.5K +— (+0.0%) 1.38M +93.5K (+7.3%) 0.13% +0.001 pp 0.01% +0.000 pp USD15.90 -9.9% 4 qtrs —
25 SLATESTONE WEALTH, LLC 94.6K -55.3K (-36.9%) 1.36M -643.0K (-32.2%) 0.13% -0.077 pp 0.11% -0.060 pp USD16.02 -10.6% 5 qtrs —
26 XTX TOPCO LTD 90.1K +90.1K (+100.0%) 1.29M +1.3M (+100.0%) 0.13% +0.128 pp 0.03% +0.034 pp USD14.32 +0.0% 1 qtrs NEW
27 INSCRIPTION CAPITAL, LLC 81.1K +— (+0.0%) 1.16M +81.1K (+7.5%) 0.12% +0.001 pp 0.12% +0.003 pp USD15.26 -6.2% 3 qtrs —
28 RENAISSANCE TECHNOLOGIES LLC 72.0K -86.6K (-54.6%) 1.03M -1.1M (-51.2%) 0.10% -0.121 pp 0.00% -0.001 pp USD16.32 -12.3% 6 qtrs —
29 CITADEL ADVISORS LLC 57.8K +57.8K (+100.0%) 827.9K +827.9K (+100.0%) 0.08% +0.082 pp 0.00% +0.000 pp USD14.32 +0.0% 7 qtrs —
30 INVESCO LTD. 55.6K -80.0 (-0.1%) 795.7K +54.5K (+7.4%) 0.08% +0.000 pp 0.00% +0.000 pp USD15.79 -9.3% 5 qtrs —
31 VERITION FUND MANAGEMENT LLC 52.2K +52.2K (+100.0%) 747.1K +747.1K (+100.0%) 0.07% +0.074 pp 0.00% +0.003 pp USD14.32 +0.0% 1 qtrs NEW
32 ACCREDITED INVESTORS INC. 50.9K +— (+0.0%) 728.9K +50.9K (+7.5%) 0.07% +0.001 pp 0.04% +0.001 pp USD15.30 -6.4% 5 qtrs —
33 HENNION & WALSH ASSET MANAGEMENT, INC. 49.5K +9.1K (+22.4%) 709.5K +170.3K (+31.6%) 0.07% +0.013 pp 0.02% +0.005 pp USD13.50 +6.1% 2 qtrs —
34 STIFEL FINANCIAL CORP 47.2K +32.4K (+219.8%) 675.5K +479.1K (+243.8%) 0.07% +0.046 pp 0.00% +0.000 pp USD14.61 -2.0% 3 qtrs —
35 CONFLUENCE INVESTMENT MANAGEMENT LLC 46.4K -3.4K (-6.9%) 664.6K +522.0 (+0.1%) 0.07% -0.004 pp 0.01% +0.001 pp USD16.03 -10.7% 7 qtrs —
36 CERITY PARTNERS LLC 45.1K -21.3K (-32.1%) 645.9K -238.6K (-27.0%) 0.06% -0.030 pp 0.00% -0.001 pp USD15.77 -9.2% 5 qtrs —
37 POINT72 ASSET MANAGEMENT, L.P. 44.8K +44.8K (+100.0%) 641.6K +641.6K (+100.0%) 0.06% +0.064 pp 0.00% +0.001 pp USD14.32 +0.0% 1 qtrs NEW
38 BNP PARIBAS ARBITRAGE, SNC 44.5K +27.2K (+157.6%) 636.9K +406.9K (+176.9%) 0.06% +0.039 pp 0.00% +0.000 pp USD14.59 -1.9% 3 qtrs —
39 QUANTINNO CAPITAL MANAGEMENT LP 43.8K +43.8K (+100.0%) 627.7K +627.7K (+100.0%) 0.06% +0.062 pp 0.00% +0.001 pp USD14.32 +0.0% 1 qtrs NEW
40 ACCELERATE INVESTMENT ADVISORS LLC 43.6K -8.2K (-15.8%) 624.3K -65.6K (-9.5%) 0.06% -0.011 pp 0.42% -0.049 pp USD15.90 -9.9% 4 qtrs —
41 ROYAL BANK OF CANADA 41.5K +20.5K (+97.6%) 594.0K +314.0K (+112.1%) 0.06% +0.029 pp 0.00% +0.000 pp USD14.28 +0.3% 7 qtrs —
42 BROWN ADVISORY INC 35.9K +— (+0.0%) 514.1K +35.9K (+7.5%) 0.05% +0.000 pp 0.00% +0.000 pp USD15.96 -10.3% 7 qtrs —
43 DYNAMIC TECHNOLOGY LAB PRIVATE LTD 35.7K +35.7K (+100.0%) 511.0K +511.0K (+100.0%) 0.05% +0.051 pp 0.12% +0.116 pp USD14.32 +0.0% 1 qtrs NEW
44 QUANTBOT TECHNOLOGIES LP 35.5K +18.7K (+111.1%) 508.5K +284.5K (+127.0%) 0.05% +0.027 pp 0.02% +0.011 pp USD13.85 +3.4% 2 qtrs —
45 QUADRATURE CAPITAL LTD 32.0K +9.3K (+41.1%) 457.9K +156.6K (+52.0%) 0.05% +0.013 pp 0.00% +0.001 pp USD13.61 +5.2% 2 qtrs —
46 MARSHALL WACE, LLP 31.4K +31.4K (+100.0%) 449.6K +449.6K (+100.0%) 0.04% +0.045 pp 0.00% +0.000 pp USD14.32 +0.0% 1 qtrs NEW
47 APOLLON WEALTH MANAGEMENT, LLC 31.4K -5.0K (-13.8%) 449.0K -35.2K (-7.3%) 0.04% -0.007 pp 0.01% -0.001 pp USD16.17 -11.4% 5 qtrs —
48 TRUIST FINANCIAL CORP 24.4K +— (+0.0%) 349.4K +24.4K (+7.5%) 0.03% +0.000 pp 0.00% +0.000 pp USD15.26 -6.2% 3 qtrs —
49 VIRTU FINANCIAL LLC 23.4K +23.4K (+100.0%) 336.0K +336.0K (+100.0%) 0.03% +0.033 pp 0.01% +0.013 pp USD14.32 +0.0% 1 qtrs NEW
50 PRICE T ROWE ASSOCIATES INC /MD/ 23.1K +23.1K (+100.0%) 331.0K +331.0K (+100.0%) 0.03% +0.033 pp 0.00% +0.000 pp USD14.32 +0.0% 1 qtrs NEW
51 RUNNING POINT CAPITAL ADVISORS, LLC 21.5K +598.0 (+2.9%) 308.1K +29.5K (+10.6%) 0.03% +0.001 pp 0.08% +0.009 pp USD13.35 +7.3% 2 qtrs —
52 TT CAPITAL MANAGEMENT LLC 21.5K +21.5K (+100.0%) 307.9K +307.9K (+100.0%) 0.03% +0.031 pp 0.25% +0.245 pp USD14.32 +0.0% 1 qtrs NEW
53 NEWEDGE ADVISORS, LLC 21.1K +— (+0.0%) 301.7K +21.1K (+7.5%) 0.03% +0.000 pp 0.00% 0.000 pp USD15.90 -9.9% 4 qtrs —
54 ADAMS ASSET ADVISORS, LLC 20.3K +20.3K (+100.0%) 291.3K +291.3K (+100.0%) 0.03% +0.029 pp 0.04% +0.038 pp USD14.32 +0.0% 1 qtrs NEW
55 BIRCHVIEW CAPITAL, LP 20.0K +20.0K (+100.0%) 286.4K +286.4K (+100.0%) 0.03% +0.028 pp 0.17% +0.168 pp USD14.32 +0.0% 1 qtrs NEW
56 WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC 18.4K +— (+0.0%) 271.5K +18.4K (+7.3%) 0.03% +0.000 pp 0.01% +0.001 pp USD15.90 -9.9% 4 qtrs —
57 BELPOINTE ASSET MANAGEMENT LLC 18.2K +18.2K (+100.0%) 260.3K +260.3K (+100.0%) 0.03% +0.026 pp 0.01% +0.009 pp USD14.32 +0.0% 1 qtrs NEW
58 CREATIVEONE WEALTH, LLC 18.0K +— (+0.0%) 257.0K +18.0K (+7.5%) 0.03% +0.000 pp 0.01% +0.000 pp USD13.32 +7.5% 2 qtrs —
59 ZACKS INVESTMENT MANAGEMENT 18.0K +— (+0.0%) 257.0K +18.0K (+7.5%) 0.03% +0.000 pp 0.00% +0.000 pp USD13.32 +7.5% 2 qtrs —
60 GENERALI INVESTMENTS CEE, INVESTICNI SPOLECNOST, A.S. 15.8K +— (+0.0%) 226.8K +15.8K (+7.5%) 0.02% +0.000 pp 0.02% 0.000 pp USD16.17 -11.4% 4 qtrs —
61 SGL INVESTMENT ADVISORS, INC. 15.8K +— (+0.0%) 220.7K -5.7K (-2.5%) 0.02% +0.000 pp 0.09% -0.006 pp USD15.90 -9.9% 4 qtrs —
62 CATALINA CAPITAL GROUP, LLC 15.4K +15.4K (+100.0%) 220.1K +220.1K (+100.0%) 0.02% +0.022 pp 0.13% +0.134 pp USD14.32 +0.0% 1 qtrs NEW
63 SNS FINANCIAL GROUP, LLC 14.9K -1.9K (-11.3%) 220.0K -11.2K (-4.9%) 0.02% -0.003 pp 0.02% -0.001 pp USD15.90 -9.9% 4 qtrs —
64 VEERY CAPITAL, LLC 14.9K +— (+0.0%) 213.4K +14.9K (+7.5%) 0.02% +0.000 pp 0.07% +0.003 pp USD15.26 -6.2% 3 qtrs —
65 COMMONWEALTH EQUITY SERVICES, LLC 14.9K -7.9K (-34.8%) 213.1K -90.9K (-29.9%) 0.02% -0.011 pp 0.00% 0.000 pp USD15.83 -9.5% 4 qtrs —
66 ROCKEFELLER CAPITAL MANAGEMENT L.P. 13.0K -10.0K (-43.5%) 186.2K -120.2K (-39.2%) 0.02% -0.014 pp 0.00% 0.000 pp USD13.32 +7.5% 2 qtrs —
67 AQUATIC CAPITAL MANAGEMENT LLC 12.7K +12.7K (+100.0%) 181.2K +181.2K (+100.0%) 0.02% +0.018 pp 0.01% +0.005 pp USD14.32 +0.0% 1 qtrs NEW
68 VALEO FINANCIAL ADVISORS, LLC 12.1K +— (+0.0%) 173.1K +12.1K (+7.5%) 0.02% +0.000 pp 0.00% +0.000 pp USD15.26 -6.2% 3 qtrs —
69 TCTC HOLDINGS, LLC 11.9K -6.0K (-33.3%) 170.7K -67.5K (-28.3%) 0.02% -0.008 pp 0.01% -0.002 pp USD15.26 -6.2% 3 qtrs —
70 BALENTINE LLC 11.9K +— (+0.0%) 170.7K +11.9K (+7.5%) 0.02% +0.000 pp 0.01% +0.001 pp USD15.26 -6.2% 3 qtrs —
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11.5K +11.5K (+100.0%) 164.4K +164.4K (+100.0%) 0.02% +0.016 pp 0.00% +0.000 pp USD14.32 +0.0% 3 qtrs —
72 FORVIS WEALTH ADVISORS, LLC 10.5K -4.4K (-29.5%) 150.4K -48.1K (-24.2%) 0.01% -0.006 pp 0.00% -0.001 pp USD15.26 -6.2% 3 qtrs —
73 ADVISOR GROUP HOLDINGS, INC. 10.3K -259.0 (-2.5%) 147.7K -12.6K (-7.9%) 0.01% 0.000 pp 0.00% +0.000 pp USD15.90 -9.9% 5 qtrs —
74 ADVISORY SERVICES NETWORK, LLC 10.2K +1.4K (+16.0%) 146.1K +28.9K (+24.7%) 0.01% +0.002 pp 0.00% +0.000 pp USD15.13 -5.4% 3 qtrs —
75 JPMORGAN CHASE & CO 10.0K -5.3K (-34.6%) 142.7K -60.4K (-29.7%) 0.01% -0.007 pp 0.00% +0.000 pp USD15.50 -7.6% 4 qtrs —
76 ADVISORNET FINANCIAL, INC 5.9K -3.8K (-39.7%) 83.8K -45.4K (-35.1%) 0.01% -0.005 pp 0.00% -0.003 pp USD16.22 -11.7% 4 qtrs —
77 CITIGROUP INC 4.8K -10.5K (-68.5%) 69.1K -135.2K (-66.2%) 0.01% -0.015 pp 0.00% 0.000 pp USD13.32 +7.5% 6 qtrs —
78 SECURITY NATIONAL BANK 4.4K -653.0 (-12.9%) 63.1K -4.3K (-6.4%) 0.01% -0.001 pp 0.01% -0.001 pp USD14.22 +0.7% 4 qtrs —
79 MAI CAPITAL MANAGEMENT 2.4K +2.4K (+100.0%) 34.4K +34.4K (+100.0%) 0.00% +0.003 pp 0.00% +0.000 pp USD14.32 +0.0% 4 qtrs —
80 FOUNDERS CAPITAL MANAGEMENT 800.00 +— (+0.0%) 11.5K +800.0 (+7.5%) 0.00% +0.000 pp 0.01% +0.000 pp USD13.32 +7.5% 2 qtrs —
81 QUARRY LP 75.00 -303.0 (-80.2%) 1.1K -4.0K (-78.7%) 0.00% 0.000 pp 0.00% -0.001 pp USD13.31 +7.6% 2 qtrs —
82 CAITONG INTERNATIONAL ASSET MANAGEMENT CO., LTD 2.00 +2.0 (+100.0%) 29.00 +29.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD14.00 +2.3% 1 qtrs NEW
83 EVOKE WEALTH, LLC — -15.2K (-100.0%) — -208.3K (-100.0%) 0.00% -0.021 pp 0.00% -0.004 pp USD— 3 qtrs SOLD
84 ALPINE GLOBAL MANAGEMENT, LLC — -53.0K (-100.0%) — -706.0K (-100.0%) 0.00% -0.075 pp 0.00% -0.126 pp USD— 2 qtrs SOLD
85 ALLWORTH FINANCIAL LP — -700.0 (-100.0%) — -9.3K (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD— 3 qtrs SOLD
86 HRT FINANCIAL LP — -70.0K (-100.0%) — -932.0K (-100.0%) 0.00% -0.099 pp 0.00% -0.003 pp USD— 5 qtrs SOLD
87 VOLEON CAPITAL MANAGEMENT LP — -25.9K (-100.0%) — -344.7K (-100.0%) 0.00% -0.037 pp 0.00% -0.008 pp USD— 2 qtrs SOLD
88 NORTH GROUND CAPITAL — -100.0K (-100.0%) — -1.3M (-100.0%) 0.00% -0.141 pp 0.00% -0.817 pp USD— 2 qtrs SOLD
89 NEUBERGER BERMAN GROUP LLC — -30.0K (-100.0%) — -399.6K (-100.0%) 0.00% -0.042 pp 0.00% 0.000 pp USD— 2 qtrs SOLD
90 MQS MANAGEMENT LLC — -45.6K (-100.0%) — -607.4K (-100.0%) 0.00% -0.064 pp 0.00% -0.354 pp USD— 2 qtrs SOLD
91 KEEBECK WEALTH MANAGEMENT, LLC — -342.8K (-100.0%) — -4.7M (-100.0%) 0.00% -0.484 pp 0.00% -0.556 pp USD— 5 qtrs SOLD
92 BIP WEALTH, LLC — -30.4K (-100.0%) — -405.2K (-100.0%) 0.00% -0.043 pp 0.00% -0.020 pp USD— 5 qtrs SOLD
93 MERIT FINANCIAL GROUP, LLC — -1.7M (-100.0%) — -23.2M (-100.0%) 0.00% -2.452 pp 0.00% -0.213 pp USD— 3 qtrs SOLD
94 BREVAN HOWARD CAPITAL MANAGEMENT LP — -11.7K (-100.0%) — -155.8K (-100.0%) 0.00% -0.017 pp 0.00% -0.001 pp USD— 2 qtrs SOLD
95 CENTIVA CAPITAL, LP — -12.9K (-100.0%) — -172.2K (-100.0%) 0.00% -0.018 pp 0.00% -0.002 pp USD— 2 qtrs SOLD
96 RIVERNORTH CAPITAL MANAGEMENT, LLC — -273.6K (-100.0%) — -3.6M (-100.0%) 0.00% -0.386 pp 0.00% -0.208 pp USD— 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 5 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Putnam BDC Income ETF PBDC 3.88% 10.70M 13.49%
2 FT Confluence BDC & Specialty Finance Income ETF FBDC 1.99% 685.3K 12.44%
3 VanEck BDC Income ETF BIZD 0.57% 9.11M 9.69%
4 iShares Listed Private Equity UCITS ETF IDPE.L 0.35% 2.71M 0.75%
5 iShares Listed Private Equity UCITS ETF IPRA.AS 0.35% 301.3K 0.75%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
1
Sells
0
Shares acquired
1.0K
Shares disposed
—
Cash buys
1.00
Cash sales
—
Net activity
+1,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-06 MARUCCI GEORGE E JR Director P-Purchase A Common Stock 9,000 13.74 123.7K 10,000 D ↗
2026-03-04 MARUCCI GEORGE E JR Director P-Purchase A Common Stock 1,000 13.96 14.0K 1,000 D ↗
2025-11-10 Wedderburn-Maxwell Andrew Franklyn Officer — — Common Stock 0 0.00 — 123 I ↗
2025-09-29 Smith Rhonda Scott Director P-Purchase A Common Stock 365 13.68 5.0K 1,615 D ↗
2025-05-28 Rabil Albert Director S-Sale D Common Stock 43,020 15.84 681.4K 0 I ↗
2025-05-28 ROBO JAMES L Director P-Purchase A Common Stock 43,020 15.84 681.4K 1,616,489 I ↗
2025-05-23 Rabil Albert Director S-Sale D Common Stock 5,000 15.71 78.6K 121,686 I ↗
2025-05-22 Rabil Albert Director S-Sale D Common Stock 314,465 15.90 5.00M 151,686 I ↗

Executive team

Top executives
EBIT / Employee
57.24M
Shares Outstanding
66.43M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-24 DEF 14A ↗
2025-04-25 DEF 14A ↗
2024-04-29 DEF 14A ↗

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-11 8-K ↗
2026-05-11 10-Q ↗
2026-04-24 DEF 14A ↗
2026-04-09 8-K ↗
2026-03-31 N-2ASR ↗
2026-03-31 8-K ↗
2026-03-31 424B2 ↗
2026-03-27 4/A ↗
2026-03-27 4/A ↗
2026-03-09 4 ↗

Executive team

NameTitleCompensationGender
Andy Wedderburn-Maxwell Senior Vice President — male
Douglas L. Goodwillie Co-CEO & Co-Chief Investment Officer — male
Frank Karl President — male
John Riley Controller & Vice President — male
Kenneth Leonard Co-CEO & Co-Chief Investment Officer — male
Michael Joseph O'Neil Secretary & Chief Compliance Officer — male
Terry A. Hart Chief Financial Officer & Treasurer — male
ESG Rating
B
ASSET MANAGEMENT
Rank: 103 out of 228
2026
E (Environmental)
63.3 / 67.2
Company / Sector avg.
S (Social)
83.2 / 77.3
Company / Sector avg.
G (Governance)
73.8 / 74.6
Company / Sector avg.
ESG Total
73.4 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits

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