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Invesco Mortgage Capital Inc. (IVR)

USD8.12 +0.26 (+3.24%)
US NYSE Real Estate REIT - Mortgage
Address Two Peachtree Pointe 30309
Atlanta, GA, US
CEO John Anzalone
IPO 2009-07-01
CIK 1437071 ISIN US46131B7047

Explore sections of this company profile

Also trades on London Stock Exchange · 0JD3.L (USD) New York Stock Exchange · IVR (USD) New York Stock Exchange · IVR-PA (USD) New York Stock Exchange · IVR-PB (USD) New York Stock Exchange · IVR-PC (USD)
Description

Invesco Mortgage Capital Inc. functions as a real estate investment trust (REIT), concentrating on acquiring, funding, and overseeing a diverse portfolio of mortgage-backed securities and other assets linked to real estate. Its holdings include both residential and commercial mortgage-backed securities, encompassing those guaranteed by U.S. government agencies or federally chartered corporations, as well as those lacking such guarantees. The company also invests in credit risk transfer (CRT) securities—unsecured obligations from government-sponsored enterprises—alongside residential and commercial mortgage loans, and various other real estate-related financial arrangements. Established in 2008 and based in Atlanta, Georgia, the company has opted for REIT tax status, which typically allows it to bypass federal corporate income taxes by distributing at least 90% of its taxable earnings to shareholders.

News Sentiment (7d)
65 Positive

Based on only 2 articles — low confidence

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD8.12 +0.26 (+3.24%)
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Volume Profile
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Liquidity & share structure
Average Volume
2M
Beta
1.54
Float Shares
71.58M
Free Float %
99.6%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-0.24% +1.87% -2.97% -9.12% +4.74% -2.85% +8.36% -19.51% -74.52% -93.82% -95.58%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (20 ratings, all time) Hold
Price Targets & DCF
Current price
8.12
Low 9.00 +10.9%
Consensus 9.00 +10.9%
Median 9.00 +10.9%
High 9.00 +10.9%
Ratings Trend (MoM) 17% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 1 0
Hold 4 0
Sell 0 0
Strong Sell 1 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 1
9.00
+10.9%
All Time 5
7.50
-7.6%
Quality scores
Altman Z-Score
-1.62
Distress
Piotroski F-Score
6 / 9
Average
Composite Rating
A-
Overall Score
4 / 5
High
DCF Score
5 / 5
High
ROE Score
4 / 5
High
ROA Score
3 / 5
Medium
D/E Score
1 / 5
Low
P/E Score
3 / 5
Medium
P/Book Score
4 / 5
High
Operational MOAT
  • Revenue growth
    +3.2% Q1'26: -68.9% (vs Q1'25)
  • EPS growth
    +135.4% Q1'26: -200.0% (vs Q1'25)
  • FCF margin
    Q1'26: +0.0% (vs Q1'25)
  • EBIT margin
    Q1'26: +132.3% (vs Q1'25)
  • ROIC
    Q1'26: +2.1% (vs Q1'25)
  • Share dilution
    +24.0% Q1'26: +39.6% (vs Q1'25)
  • Debt / EBITDA
    17.50× Q1'26: 40.83× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.60) × ERP
WACC = 9% × Ke + 91% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 8.12
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2011
actual
Dec 2012
actual
Dec 2013
actual
Dec 2014
actual
Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
3 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
469.62M
est: 469.04M (+0.1%)
382.47M
est: 518.88M (-26.3%)
212.97M
est: 719.18M (-70.4%)
-164.67M
est: 706.07M (-123.3%)
440.64M
est: 290.54M (+51.7%)
332.96M
est: 293.04M (+13.6%)
405.94M
est: 286.33M (+41.8%)
424.49M
est: 283.01M (+50.0%)
408.05M
est: 320.17M (+27.4%)
-1.65B
est: 196.68M (-938.1%)
50.33M
est: 183.27M (-72.5%)
-437.55M
est: 228.75M (-291.3%)
189.80M
est: -6.22M (+3,153.9%)
329.27M
est: 203.47M (+61.8%)
339.70M
est: 119.60M (+184.0%)
169.27M
169.27M – 169.27M
+41.5% YoY
178.36M
178.36M – 178.36M
+5.4% YoY
208.58M
208.58M – 208.58M
+16.9% YoY
EBITDA
283.50M
est: 451.03M (-37.1%)
-5.94M
est: 91.09M (-106.5%)
est: 494.12M (-100.0%)
est: 97.28M (-100.0%)
est: 51.00M (-100.0%)
est: 51.44M (-100.0%)
341.89M
est: 50.27M (+580.2%)
est: 49.68M (-100.0%)
est: 56.21M (-100.0%)
est: 34.53M (-100.0%)
-80.16M
est: -111.32M (+28.0%)
-331.44M
est: -32.79M (-910.7%)
222.84M
est: -3.29M (+6,876.7%)
310.38M
est: 107.66M (+188.3%)
321.14M
est: 63.28M (+407.5%)
89.56M
89.56M – 89.56M
+41.5% YoY
94.37M
94.37M – 94.37M
+5.4% YoY
110.36M
110.36M – 110.36M
+16.9% YoY
EBIT
283.50M
est: 81.01M (+249.9%)
336.84M
est: 89.62M (+275.8%)
137.76M
est: 124.22M (+10.9%)
51.16M
est: 121.96M (-58.1%)
120.10M
est: 50.18M (+139.3%)
-7.76M
est: 50.62M (-115.3%)
365.78M
est: 49.46M (+639.6%)
25.18M
est: 48.88M (-48.5%)
23.21M
est: 55.30M (-58.0%)
23.28M
est: 33.97M (-31.5%)
-80.16M
est: -50.57M (-58.5%)
-331.44M
est: 48.19M (-787.8%)
222.84M
est: -3.29M (+6,881.3%)
309.79M
est: 107.58M (+188.0%)
321.14M
est: 63.24M (+407.8%)
89.50M
89.50M – 89.50M
+41.5% YoY
94.31M
94.31M – 94.31M
+5.4% YoY
110.28M
110.28M – 110.28M
+16.9% YoY
Net Income
281.92M
est: 290.22M (-2.9%)
333.28M
est: 305.55M (+9.1%)
158.16M
est: 144.60M (+9.4%)
-215.06M
est: -190.76M (-12.7%)
112.71M
est: 96.37M (+17.0%)
254.41M
est: 296.01M (-14.1%)
348.61M
est: 325.57M (+7.1%)
-70.79M
est: -45.70M (-54.9%)
364.10M
est: 342.53M (+6.3%)
-1.67B
est: -5.25B (+68.1%)
-90.00M
est: -86.15M (-4.5%)
-402.92M
est: -49.80M (-709.1%)
-15.86M
est: -64.56M (+75.4%)
59.88M
est: 203.20M (-70.5%)
101.29M
est: 160.44M (-36.9%)
141.50M
141.50M – 141.50M
-11.8% YoY
145.20M
145.20M – 145.20M
+2.6% YoY
137.59M
137.59M – 137.59M
-5.2% YoY
SGA
30.12M
est: 21.13M (+42.6%)
39.68M
est: 35.80M (+10.9%)
53.14M
est: 55.80M (-4.8%)
52.87M
est: 54.00M (-2.1%)
46.40M
est: 47.41M (-2.1%)
41.81M
est: 41.73M (+0.2%)
44.75M
est: 41.96M (+6.6%)
47.79M
est: 47.33M (+1.0%)
46.17M
est: 43.78M (+5.5%)
10.86M
est: 210.43M (-94.8%)
29.23M
est: 26.02M (+12.4%)
8.42M
est: 15.30M (-45.0%)
19.73M
est: -880.8K (+2,339.9%)
7.15M
est: 28.84M (-75.2%)
7.27M
est: 16.95M (-57.1%)
23.99M
23.99M – 23.99M
+41.5% YoY
25.28M
25.28M – 25.28M
+5.4% YoY
29.56M
29.56M – 29.56M
+16.9% YoY
EPS
32.70
est: 3.61 (+805.8%)
28.90
est: 2.39 (+1,109.2%)
9.90
est: 2.43 (+307.4%)
-16.20
est: 1.99 (-914.1%)
7.40
est: 17.09 (-56.7%)
20.70
est: 16.73 (+23.7%)
28.70
est: 16.67 (+72.2%)
-10.30
est: 16.83 (-161.2%)
24.16
est: 19.47 (+24.1%)
-98.93
est: -98.23 (-0.7%)
-4.80
est: 4.08 (-217.6%)
-12.21
est: 4.33 (-381.8%)
-0.85
est: -0.97 (+12.7%)
0.65
est: 3.06 (-78.8%)
1.53
est: 2.42 (-36.8%)
2.13
2.13 – 2.13
-11.8% YoY
2.19
2.19 – 2.19
+2.6% YoY
2.08
2.08 – 2.08
-5.2% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 A- 4/5 5/5 4/5 3/5 1/5 3/5 4/5
2026-05-08 A- 4/5 5/5 4/5 3/5 1/5 3/5 4/5
2026-05-07 A- 4/5 5/5 4/5 3/5 1/5 3/5 4/5
2026-05-06 A- 4/5 5/5 4/5 3/5 1/5 3/5 4/5
2026-05-05 A- 4/5 5/5 4/5 3/5 1/5 3/5 4/5
2026-05-04 A- 4/5 5/5 4/5 3/5 1/5 3/5 4/5
2026-05-01 B 3/5 5/5 4/5 4/5 1/5 1/5 1/5
2026-04-30 B 3/5 5/5 4/5 4/5 1/5 1/5 1/5
2026-04-29 A 4/5 5/5 4/5 4/5 1/5 4/5 4/5
2026-04-28 A 4/5 5/5 4/5 4/5 1/5 4/5 4/5
2026-04-27 A 4/5 5/5 5/5 4/5 1/5 4/5 4/5
2026-04-24 A 4/5 5/5 4/5 4/5 1/5 4/5 4/5
2026-04-23 A 4/5 5/5 4/5 4/5 1/5 4/5 4/5
2026-04-22 A 4/5 5/5 4/5 4/5 1/5 4/5 4/5
2026-04-21 A 4/5 5/5 4/5 4/5 1/5 4/5 4/5
2026-04-20 A 4/5 5/5 4/5 4/5 1/5 4/5 4/5
2026-04-17 A 4/5 5/5 4/5 4/5 1/5 4/5 4/5
2026-04-16 A 4/5 5/5 4/5 4/5 1/5 4/5 4/5
2026-04-15 A 4/5 5/5 4/5 4/5 1/5 4/5 4/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
28
Total invested
3.18M
Insider transactions (90d)
0
Beneficial owners (>5%)
15
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 The Vanguard Group - 23-1945930 32.97M 10.58% 247.9K 32.51M 469.1K IA Pennsylvania For 2022-02-10
2 G1 Execution Services, LLC 11.30M 3.60% 7.7K 11.30M 7.7K 11.30M BD, OO Illinois 2022-02-14
3 Susquehanna Securities, LLC 11.30M 3.60% 11.29M 11.30M 11.29M 11.30M BD, OO Delaware 2022-02-14
4 Morgan Stanley 6.35M 5.20% 5.25M 996.7K 6.35M HC, CO The state of organization is Delaware. 2014-12-22
5 (1) BlackRock, Inc. 6.25M 17.70% HC Delaware 2023-01-20
6 THORNBURG INVESTMENT MANAGEMENT INC85-0301299 5.00M 4.48% 5.00M 5.00M IA USA 2017-06-07
7 Morgan Stanley Smith Barney LLC 4.11M 3.00% 2.67M 1.29M 4.11M BD The state of organization is Delaware. 2014-02-10
8 Rainier Investment Management, Inc. 4.02M 5.53% 204.0K 7.18M 194.6K IA Pennsylvania 2014-02-11
9 Thornburg Investment Management Inc. 1.33M 14.99% 1.33M 1.33M IA Santa Fe, New Mexico 2010-01-08
10 Citigroup Inc. 1.15M 1.00% 1.15M 1.15M HC Delaware 2016-05-10
11 Wells Fargo and Company 1.15M 11.52% 1.14M 1.15M HC Delaware 2009-08-10
12 Wells Capital Management Inc 904.6K 9.05% 144.4K 904.6K IA California 2009-08-10
13 Wells Fargo Funds Management, LLC 759.0K 7.59% 759.0K 7.3K IA Delaware 2009-08-10
14 Brian Taylor 0.00% IN United States 2018-02-09
15 Pine River Capital Management L.P. 0.00% IA Delaware, United States 2018-02-09

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
28
-147 vs prev Q
New positions
4
Closed positions
147
Increased
13
Reduced
6
Put/Call ratio
0.00
Calls held
Puts held
11.5K
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 BLACKROCK, INC. 6.66M -25.6K (-0.4%) 55.98M +5.5M (+10.8%) 10.04% -0.039 pp 0.00% +0.000 pp USD8.75 -3.9% 6 qtrs
2 VANGUARD GROUP INC 3.90M +168.8K (+4.5%) 32.77M +4.6M (+16.3%) 5.88% +0.255 pp 0.00% +0.000 pp USD11.52 -27.0% 15 qtrs
3 INVESCO LTD. 2.56M +199.3K (+8.5%) 21.50M +3.7M (+20.6%) 3.85% +0.301 pp 0.00% +0.001 pp USD8.16 +3.1% 15 qtrs
4 GEODE CAPITAL MANAGEMENT, LLC 1.71M +101.3K (+6.3%) 14.37M +2.2M (+18.3%) 2.58% +0.153 pp 0.00% +0.000 pp USD10.83 -22.3% 15 qtrs
5 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 1.66M +114.3K (+7.4%) 13.95M +2.3M (+19.5%) 2.50% +0.172 pp 0.02% +0.002 pp USD8.19 +2.7% 7 qtrs
6 TWO SIGMA INVESTMENTS, LP 1.61M +591.3K (+58.1%) 13.53M +5.8M (+75.9%) 2.43% +0.892 pp 0.02% +0.008 pp USD8.51 -1.2% 13 qtrs
7 STATE STREET CORP 1.33M -74.7K (-5.3%) 11.65M +1.0M (+9.7%) 2.01% -0.113 pp 0.00% +0.000 pp USD11.94 -29.6% 15 qtrs
8 UBS GROUP AG 1.09M +446.0K (+68.8%) 9.20M +4.3M (+87.8%) 1.65% +0.673 pp 0.00% +0.001 pp USD8.25 +1.9% 15 qtrs
9 TWO SIGMA ADVISERS, LP 943.1K +31.9K (+3.5%) 7.93M +1.0M (+15.1%) 1.42% +0.048 pp 0.02% +0.002 pp USD8.39 +0.2% 13 qtrs
10 VAN ECK ASSOCIATES CORP 802.3K +139.1K (+21.0%) 6.75M +1.7M (+34.6%) 1.21% +0.210 pp 0.01% +0.001 pp USD8.59 -2.1% 7 qtrs
11 WOLVERINE ASSET MANAGEMENT LLC 781.5K -409.5K (-34.4%) 6.57M -2.4M (-27.0%) 1.18% -0.618 pp 0.05% -0.015 pp USD7.80 +7.8% 12 qtrs
12 GOLDMAN SACHS GROUP INC 655.6K +22.7K (+3.6%) 5.51M +729.1K (+15.2%) 0.99% +0.034 pp 0.00% +0.000 pp USD8.23 +2.2% 15 qtrs
13 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 596.0K +33.6K (+6.0%) 5.01M +760.7K (+17.9%) 0.90% +0.051 pp 0.00% +0.000 pp USD11.17 -24.7% 15 qtrs
14 NORTHERN TRUST CORP 523.9K -71.5K (-12.0%) 4.41M -95.2K (-2.1%) 0.79% -0.108 pp 0.00% +0.000 pp USD11.81 -28.8% 15 qtrs
15 MILLENNIUM MANAGEMENT LLC 483.8K -1.0M (-68.2%) 4.07M -7.4M (-64.7%) 0.73% -1.568 pp 0.00% -0.003 pp USD7.58 +10.9% 3 qtrs
16 RENAISSANCE TECHNOLOGIES LLC 475.6K -205.7K (-30.2%) 4.00M -1.2M (-22.3%) 0.72% -0.310 pp 0.01% -0.001 pp USD10.33 -18.6% 15 qtrs
17 SEGALL BRYANT & HAMILL, LLC 464.3K +27.3K (+6.3%) 3.90M +601.3K (+18.2%) 0.70% +0.041 pp 0.05% +0.009 pp USD8.81 -4.5% 7 qtrs
18 MORGAN STANLEY 438.7K -224.5K (-33.8%) 3.69M -1.3M (-26.4%) 0.66% -0.339 pp 0.00% 0.000 pp USD9.57 -12.1% 15 qtrs
19 AMERIPRISE FINANCIAL INC 327.7K -13.2K (-3.9%) 2.76M +180.4K (+7.0%) 0.49% -0.020 pp 0.00% +0.000 pp USD8.13 +3.4% 15 qtrs
20 AQR CAPITAL MANAGEMENT LLC 284.6K +130.6K (+84.8%) 2.39M +1.2M (+105.5%) 0.43% +0.197 pp 0.00% +0.001 pp USD7.99 +5.3% 3 qtrs
21 ZACKS INVESTMENT MANAGEMENT 251.3K +46.0K (+22.4%) 2.11M +561.6K (+36.2%) 0.38% +0.069 pp 0.02% +0.004 pp USD7.94 +5.9% 3 qtrs
22 JANE STREET GROUP, LLC 230.3K +204.8K (+803.2%) 1.94M +1.7M (+904.7%) 0.35% +0.309 pp 0.00% +0.000 pp USD8.35 +0.7% 9 qtrs
23 BRAMSHILL INVESTMENTS, LLC 210.2K +1.5K (+0.7%) 1.77M +190.3K (+12.1%) 0.32% +0.002 pp 0.10% -0.008 pp USD7.57 +11.1% 2 qtrs
24 CETERA INVESTMENT ADVISERS 207.8K -3.0K (-1.4%) 1.75M +153.8K (+9.7%) 0.31% -0.005 pp 0.00% +0.000 pp USD8.63 -2.5% 12 qtrs
25 BANK OF NEW YORK MELLON CORP 180.1K +2.1K (+1.2%) 1.51M +169.1K (+12.6%) 0.27% +0.003 pp 0.00% +0.000 pp USD11.39 -26.2% 15 qtrs
26 WELLS FARGO & COMPANY/MN 149.9K +78.3K (+109.2%) 1.26M +719.1K (+132.7%) 0.23% +0.118 pp 0.00% +0.000 pp USD8.76 -4.0% 15 qtrs
27 PENSERRA CAPITAL MANAGEMENT LLC 146.9K +2.5K (+1.7%) 1.24M +144.0K (+13.2%) 0.22% +0.004 pp 0.01% +0.002 pp USD9.65 -12.8% 15 qtrs
28 BANK OF AMERICA CORP /DE/ 141.6K +115.4K (+439.8%) 1.19M +992.5K (+500.5%) 0.21% +0.174 pp 0.00% +0.000 pp USD8.61 -2.3% 15 qtrs
29 CITADEL ADVISORS LLC 131.1K +109.1K (+495.0%) 1.10M +936.0K (+561.9%) 0.20% +0.165 pp 0.00% +0.000 pp USD8.32 +1.1% 15 qtrs
30 BARCLAYS PLC 127.0K +51.7K (+68.6%) 1.07M +360.8K (+51.0%) 0.19% +0.078 pp 0.00% +0.000 pp USD8.30 +1.3% 15 qtrs
31 NUVEEN, LLC 125.3K -27.7K (-18.1%) 1.05M -102.9K (-8.9%) 0.19% -0.042 pp 0.00% +0.000 pp USD7.88 +6.7% 4 qtrs
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.3K -50.1K (-31.2%) 927.9K -285.1K (-23.5%) 0.17% -0.076 pp 0.00% +0.000 pp USD8.04 +4.6% 15 qtrs
33 LOS ANGELES CAPITAL MANAGEMENT LLC 119.3K +119.3K (+100.0%) 855.0K +855.0K (+100.0%) 0.18% +0.180 pp 0.00% +0.003 pp USD8.41 +0.0% 1 qtrs NEW
34 CENTIVA CAPITAL, LP 100.0K +100.0K (+100.0%) 841.0K +841.0K (+100.0%) 0.15% +0.151 pp 0.01% +0.007 pp USD8.41 +0.0% 1 qtrs NEW
35 VERITION FUND MANAGEMENT LLC 89.7K +2.1K (+2.5%) 754.4K +92.5K (+14.0%) 0.14% +0.003 pp 0.00% +0.000 pp USD7.85 +7.1% 3 qtrs
36 RHUMBLINE ADVISERS 88.9K -9.3K (-9.5%) 748.0K +5.3K (+0.7%) 0.13% -0.014 pp 0.00% +0.000 pp USD11.60 -27.5% 15 qtrs
37 CAXTON ASSOCIATES LLP 86.7K +86.7K (+100.0%) 728.9K +728.9K (+100.0%) 0.13% +0.131 pp 0.01% +0.014 pp USD8.41 +0.0% 1 qtrs NEW
38 LPL FINANCIAL LLC 81.0K -625.0 (-0.8%) 680.8K +64.1K (+10.4%) 0.12% -0.001 pp 0.00% +0.000 pp USD7.99 +5.3% 15 qtrs
39 PRICE T ROWE ASSOCIATES INC /MD/ 79.6K -8.3K (-9.5%) 670.0K +5.0K (+0.8%) 0.12% -0.013 pp 0.00% +0.000 pp USD9.77 -13.9% 15 qtrs
40 GRAHAM CAPITAL MANAGEMENT, L.P. 76.4K -79.0K (-50.8%) 642.4K -532.3K (-45.3%) 0.12% -0.119 pp 0.02% -0.003 pp USD7.56 +11.2% 2 qtrs
41 IEQ CAPITAL, LLC 75.0K +50.6K (+207.4%) 630.8K +446.3K (+241.9%) 0.11% +0.076 pp 0.00% +0.001 pp USD8.13 +3.4% 2 qtrs
42 FIRETHORN WEALTH PARTNERS, LLC 72.8K +8.7K (+13.5%) 612.3K +127.5K (+26.3%) 0.11% +0.013 pp 0.23% +0.038 pp USD7.66 +9.8% 2 qtrs
43 JAIN GLOBAL LLC 71.5K +71.5K (+100.0%) 601.3K +601.3K (+100.0%) 0.11% +0.108 pp 0.00% +0.003 pp USD8.41 +0.0% 1 qtrs NEW
44 LSV ASSET MANAGEMENT 67.8K -5.9K (-8.1%) 570.0K +12.0K (+2.2%) 0.10% -0.009 pp 0.00% +0.000 pp USD13.97 -39.8% 15 qtrs
45 ALLIANCEBERNSTEIN L.P. 65.2K -14.5K (-18.1%) 548.4K -53.9K (-8.9%) 0.10% -0.022 pp 0.00% +0.000 pp USD9.90 -15.1% 15 qtrs
46 PFG INVESTMENTS, LLC 63.9K -391.0 (-0.6%) 537.6K +51.4K (+10.6%) 0.10% -0.001 pp 0.03% +0.000 pp USD8.45 -0.5% 8 qtrs
47 WALLEYE TRADING LLC 54.9K +42.2K (+332.3%) 461.7K +365.7K (+380.9%) 0.08% +0.064 pp 0.00% +0.001 pp USD8.90 -5.5% 15 qtrs
48 ENGINEERS GATE MANAGER LP 54.7K +17.1K (+45.5%) 460.4K +175.9K (+61.9%) 0.08% +0.026 pp 0.01% +0.002 pp USD8.01 +5.0% 3 qtrs
49 STRAIGHT PATH WEALTH MANAGEMENT 52.0K +1.0K (+2.0%) 437.3K +51.8K (+13.4%) 0.08% +0.002 pp 0.12% +0.014 pp USD9.33 -9.9% 13 qtrs
50 FRANKLIN RESOURCES INC 45.0K +— (+0.0%) 378.4K +38.2K (+11.2%) 0.07% +0.000 pp 0.00% +0.000 pp USD7.56 +11.2% 2 qtrs
51 DEUTSCHE BANK AG\ 43.0K +5.6K (+15.0%) 361.7K +79.1K (+28.0%) 0.06% +0.009 pp 0.00% +0.000 pp USD9.77 -13.9% 15 qtrs
52 TWO SIGMA SECURITIES, LLC 41.7K +20.5K (+96.6%) 350.5K +190.2K (+118.7%) 0.06% +0.031 pp 0.05% +0.025 pp USD7.98 +5.4% 2 qtrs
53 METLIFE INVESTMENT MANAGEMENT, LLC 39.9K +11.0K (+37.9%) 335.8K +116.9K (+53.4%) 0.06% +0.017 pp 0.00% +0.001 pp USD10.30 -18.3% 15 qtrs
54 QUANTINNO CAPITAL MANAGEMENT LP 36.7K +454.0 (+1.3%) 308.6K +34.6K (+12.6%) 0.06% +0.001 pp 0.00% 0.000 pp USD7.77 +8.2% 3 qtrs
55 XTX TOPCO LTD 36.3K +36.3K (+100.0%) 305.5K +305.5K (+100.0%) 0.05% +0.055 pp 0.01% +0.008 pp USD8.41 +0.0% 1 qtrs NEW
56 GSA CAPITAL PARTNERS LLP 34.5K +34.5K (+100.0%) 290.0K +290.0K (+100.0%) 0.05% +0.052 pp 0.03% +0.025 pp USD8.41 +0.0% 1 qtrs NEW
57 QUEST PARTNERS LLC 33.5K +33.0K (+5,537.8%) 282.1K +277.6K (+6,172.0%) 0.05% +0.050 pp 0.02% +0.016 pp USD8.40 +0.1% 4 qtrs
58 POINT72 ASSET MANAGEMENT, L.P. 32.7K -38.7K (-54.2%) 274.9K -264.8K (-49.1%) 0.05% -0.058 pp 0.00% -0.001 pp USD7.56 +11.2% 2 qtrs
59 INTECH INVESTMENT MANAGEMENT LLC 32.6K +2.0K (+6.5%) 274.3K +42.7K (+18.4%) 0.05% +0.003 pp 0.00% +0.000 pp USD8.22 +2.3% 6 qtrs
60 VIDENT ADVISORY, LLC 30.9K +2.5K (+8.8%) 260.2K +45.1K (+21.0%) 0.05% +0.004 pp 0.00% +0.000 pp USD7.89 +6.6% 4 qtrs
61 ADVISOR GROUP HOLDINGS, INC. 29.7K -19.8K (-39.9%) 250.2K -136.3K (-35.3%) 0.04% -0.030 pp 0.00% 0.000 pp USD8.23 +2.2% 15 qtrs
62 QUANTBOT TECHNOLOGIES LP 29.7K -101.4K (-77.3%) 249.9K -741.6K (-74.8%) 0.04% -0.153 pp 0.01% -0.019 pp USD7.89 +6.6% 5 qtrs
63 JPMORGAN CHASE & CO 29.6K -44.8K (-60.2%) 248.9K -313.8K (-55.8%) 0.04% -0.068 pp 0.00% +0.000 pp USD8.20 +2.6% 15 qtrs
64 PEAK6 LLC 28.6K +28.6K (+100.0%) 240.5K +240.5K (+100.0%) 0.04% +0.043 pp 0.00% +0.000 pp USD8.41 +0.0% 1 qtrs NEW
65 RANGE FINANCIAL GROUP LLC 28.1K +1.8K (+6.8%) 236.2K +37.4K (+18.8%) 0.04% +0.003 pp 0.08% +0.010 pp USD8.02 +4.9% 12 qtrs
66 UNIVERSAL- BETEILIGUNGS- UND SERVICEGESELLSCHAFT MBH 27.2K +— (+0.0%) 228.7K +23.1K (+11.2%) 0.04% +0.000 pp 0.00% +0.000 pp USD8.05 +4.5% 5 qtrs
67 THRIVENT FINANCIAL FOR LUTHERANS 27.1K +27.1K (+100.0%) 228.0K +228.0K (+100.0%) 0.04% +0.041 pp 0.00% +0.000 pp USD8.41 +0.0% 1 qtrs NEW
68 RUSSELL INVESTMENTS GROUP, LTD. 27.0K -4.1K (-13.3%) 226.9K -8.4K (-3.6%) 0.04% -0.006 pp 0.00% +0.000 pp USD7.92 +6.2% 14 qtrs
69 GROUP ONE TRADING, L.P. 24.9K +2.6K (+11.8%) 209.5K +41.1K (+24.4%) 0.04% +0.004 pp 0.00% +0.000 pp USD8.15 +3.2% 12 qtrs
70 PRIVATE ADVISOR GROUP, LLC 24.7K -2.0K (-7.5%) 207.5K +5.9K (+2.9%) 0.04% -0.003 pp 0.00% +0.000 pp USD10.80 -22.1% 11 qtrs
71 VIRTUS ETF ADVISERS LLC 21.6K +6.9K (+46.8%) 181.5K +70.3K (+63.3%) 0.03% +0.010 pp 0.09% +0.025 pp USD7.83 +7.4% 2 qtrs
72 LEGAL & GENERAL GROUP PLC 20.8K -41.7K (-66.7%) 174.6K -297.3K (-63.0%) 0.03% -0.063 pp 0.00% 0.000 pp USD10.73 -21.6% 15 qtrs
73 180 WEALTH ADVISORS, LLC 20.6K +1.5K (+7.8%) 173.0K +28.7K (+19.9%) 0.03% +0.002 pp 0.02% +0.002 pp USD8.45 -0.5% 7 qtrs
74 MANUFACTURERS LIFE INSURANCE COMPANY, THE 20.5K -1.1K (-5.3%) 172.5K +8.8K (+5.4%) 0.03% -0.002 pp 0.00% +0.000 pp USD11.54 -27.1% 15 qtrs
75 POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY 19.3K +— (+0.0%) 162.7K +16.4K (+11.2%) 0.03% +0.000 pp 0.00% +0.000 pp USD7.90 +6.5% 5 qtrs
76 ENVESTNET ASSET MANAGEMENT INC 17.0K -5.6K (-24.8%) 142.7K -27.9K (-16.3%) 0.03% -0.008 pp 0.00% +0.000 pp USD7.96 +5.7% 5 qtrs
77 SQUAREPOINT OPS LLC 17.0K -55.0K (-76.4%) 142.6K -401.4K (-73.8%) 0.03% -0.083 pp 0.00% 0.000 pp USD7.98 +5.4% 14 qtrs
78 CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. 16.7K +16.7K (+100.0%) 140.2K +140.2K (+100.0%) 0.03% +0.025 pp 0.00% +0.000 pp USD8.41 +0.0% 1 qtrs NEW
79 BNP PARIBAS ARBITRAGE, SNC 16.3K +3.4K (+26.5%) 137.4K +39.8K (+40.7%) 0.02% +0.005 pp 0.00% +0.000 pp USD7.87 +6.9% 5 qtrs
80 ENTROPY TECHNOLOGIES, LP 16.3K +16.3K (+100.0%) 136.9K +136.9K (+100.0%) 0.02% +0.025 pp 0.01% +0.007 pp USD8.41 +0.0% 1 qtrs NEW
81 CONTINUUM ADVISORY, LLC 15.9K +— (+0.0%) 133.6K +13.5K (+11.2%) 0.02% +0.000 pp 0.01% +0.001 pp USD7.99 +5.3% 8 qtrs
82 15.6K +15.6K (+100.0%) 131.6K +131.6K (+100.0%) 0.02% +0.024 pp 0.13% +0.125 pp USD8.41 +0.0% 1 qtrs NEW
83 MERCER GLOBAL ADVISORS INC /ADV 15.3K +15.3K (+100.0%) 128.5K +128.5K (+100.0%) 0.02% +0.023 pp 0.00% +0.000 pp USD8.41 +0.0% 1 qtrs NEW
84 PNC FINANCIAL SERVICES GROUP, INC. 15.2K -3.2K (-17.2%) 127.9K -11.0K (-7.9%) 0.02% -0.005 pp 0.00% +0.000 pp USD7.94 +5.9% 15 qtrs
85 MARSHALL WACE, LLP 15.0K +15.0K (+100.0%) 126.5K +126.5K (+100.0%) 0.02% +0.023 pp 0.00% +0.000 pp USD8.41 +0.0% 3 qtrs
86 CREATIVE PLANNING 15.0K +15.0K (+100.0%) 126.2K +126.2K (+100.0%) 0.02% +0.023 pp 0.00% +0.000 pp USD8.41 +0.0% 1 qtrs NEW
87 VISIONARY WEALTH ADVISORS 14.9K +14.9K (+100.0%) 125.3K +125.3K (+100.0%) 0.02% +0.023 pp 0.01% +0.006 pp USD8.41 +0.0% 1 qtrs NEW
88 SEI INVESTMENTS CO 14.8K +— (+0.0%) 124.2K +12.5K (+11.2%) 0.02% +0.000 pp 0.00% +0.000 pp USD7.89 +6.6% 4 qtrs
89 CWM, LLC 13.6K +6.1K (+81.6%) 115.0K +58.0K (+101.8%) 0.02% +0.009 pp 0.00% +0.000 pp USD8.00 +5.1% 15 qtrs
90 PROSHARE ADVISORS LLC 13.1K +1.6K (+14.3%) 110.2K +23.6K (+27.2%) 0.02% +0.003 pp 0.00% +0.000 pp USD8.09 +4.0% 5 qtrs
91 STRS OHIO 12.4K +— (+0.0%) 104.3K +10.5K (+11.2%) 0.02% +0.000 pp 0.00% +0.000 pp USD11.82 -28.8% 15 qtrs
92 JAFFETILCHIN INVESTMENT PARTNERS, LLC 12.4K +143.0 (+1.2%) 104.0K +11.6K (+12.5%) 0.02% +0.000 pp 0.01% +0.001 pp USD7.85 +7.1% 3 qtrs
93 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 12.0K +— (+0.0%) 100.7K +10.2K (+11.2%) 0.02% +0.000 pp 0.00% +0.000 pp USD13.45 -37.5% 15 qtrs
94 VOYA INVESTMENT MANAGEMENT LLC 12.0K +— (+0.0%) 100.7K +10.2K (+11.2%) 0.02% +0.000 pp 0.00% +0.000 pp USD10.18 -17.4% 15 qtrs
Ownership breakdown by holder

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Ratio by volume
0.00
Bearish
Buys
0
Sells
1
Shares acquired
Shares disposed
2.0K
Cash buys
Cash sales
1.00
Net activity
-2,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-06 Larosiliere Stephanie Director Common Stock, par value $0.01 per share 0 0.00 0 D
2026-02-27 Waldner Robert Director P-Purchase A Common Stock, par value $0.01 per share 1,000 8.45 8.4K 1,000 D
2025-11-10 Fleshman Robert L Director S-Sale D 7.50% Series C Preferred Stock 2,000 24.72 49.4K 0 D
2025-06-24 Waldner Robert Director Common Stock, par value $0.01 per share 0 0.00 0 D
2025-05-15 McMullan Wes Director A-Award A Common Stock, par value $0.01 per share 13,689 0.00 22,234 D
2025-05-15 LIU DON H Director A-Award A Common Stock, par value $0.01 per share 13,689 0.00 39,086 D
2025-05-15 Kelley Katharine Director A-Award A Common Stock, par value $0.01 per share 13,689 0.00 34,243 D
2025-05-15 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 13,689 0.00 44,614 D
2025-05-15 Fleshman Robert L Director A-Award A Common Stock, par value $0.01 per share 13,689 0.00 19,258 D
2025-05-15 Day John Director A-Award A Common Stock, par value $0.01 per share 13,689 0.00 44,594 D
2025-02-28 Botha Stephanie Officer D Restricted Stock Units 32 0.00 0
2024-12-27 Day John Director J-Other D 7.75 % Series B Preferred Stock 5,300 25.00 132.5K 0 D
2024-11-08 Fleshman Robert L Director Common Stock, par value $0.01 per share 0 0.00 5,569 D
2024-10-07 Gregson Mark William Officer 0 0.00 0
2024-08-01 Botha Stephanie Officer D Common Stock, par value $0.01 per share 0 0.00 344
2024-07-15 McMullan Wes Director A-Award A Common Stock, par value $0.01 per share 8,545 9.62 82.2K 8,545
2024-06-24 McMullan Wes Director D Common Stock, par value $0.01 per share 0 0.00 0
2024-05-15 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 10,171 0.00 30,925
2024-05-15 LIU DON H Director A-Award A Common Stock, par value $0.01 per share 10,171 0.00 25,397
2024-05-15 Kelley Katharine Director A-Award A Common Stock, par value $0.01 per share 10,171 0.00 20,554
2024-05-15 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 10,171 0.00 30,925
2024-05-15 Day John Director A-Award A Common Stock, par value $0.01 per share 10,171 0.00 30,905
2023-09-26 Gibbs Carolyn L Director D Common Stock, par value $0.01 per share 0 0.00 0
2023-05-15 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 8,796 0.00 20,754
2023-05-15 LIU DON H Director A-Award A Common Stock, par value $0.01 per share 8,796 0.00 15,226
2023-05-15 Kelley Katharine Director A-Award A Common Stock, par value $0.01 per share 8,796 0.00 10,383
2023-05-15 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 8,796 0.00 20,754
2023-05-15 Day John Director A-Award A Common Stock, par value $0.01 per share 8,796 0.00 20,734
2023-03-15 Kelley Katharine Director A-Award A Common Stock, par value $0.01 per share 1,587 0.00 1,587
2023-03-01 Kelley Katharine Director D Common Stock, par value $0.01 per share 0 0.00 0
2022-12-31 Zayicek Beth Director D Common Stock, par value $0.01 per share 0 0.00 323
2022-12-31 Phegley Richard Lee Jr. Officer D Common Stock, par value $0.01 per share 0 0.00 2,830
2022-12-31 Perlis Roseann Officer D Common Stock, par value $0.01 per share 0 0.00 485
2022-12-31 Norris Brian Officer I Common Stock, par value $0.01 per share 0 0.00 82
2022-12-31 Lyle David B Officer D Common Stock, par value $0.01 per share 0 0.00 3,537
2022-12-31 LOCKHART DENNIS P Director D Common Stock, par value $0.01 per share 0 0.00 11,958
2022-12-31 LIU DON H Director D Common Stock, par value $0.01 per share 0 0.00 6,430
2022-12-31 LIENTZ JAMES R JR Director D Common Stock, par value $0.01 per share 0 0.00 11,802
2022-12-31 Handlon Carolyn B Director D Common Stock, par value $0.01 per share 0 0.00 11,958
2022-12-31 HARDIN EDWARD J Director D Common Stock, par value $0.01 per share 0 0.00 14,562
2022-12-31 Day John Director D 7.75% Series B Cumulative Redeemable Preferred Stock 0 0.00 5,300
2022-12-31 Collins Kevin M Officer D Common Stock, par value $0.01 per share 0 0.00 3,498
2022-12-31 Clemente Mario I Common Stock, par value $0.01 per share 0 0.00 1,646
2022-12-31 Anzalone John Officer D Common Stock, par value $0.01 per share 0 0.00 8,317
2022-12-09 LIENTZ JAMES R JR Director S-Sale D Common Stock, par value $0.01 per share 1,630 12.86 21.0K 11,802
2022-05-15 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 54,285 0.00 119,590
2022-05-15 LIU DON H Director A-Award A Common Stock, par value $0.01 per share 54,285 0.00 64,307
2022-05-15 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 54,285 0.00 134,326
2022-05-15 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 54,285 0.00 119,590
2022-05-15 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 54,285 0.00 145,633
2022-05-15 Day John Director A-Award A Common Stock, par value $0.01 per share 54,285 0.00 119,393
2022-05-10 Anzalone John Officer P-Purchase A Common Stock, par value $0.01 per share 15,000 1.65 24.8K 83,178
2022-05-09 Phegley Richard Lee Jr. Officer P-Purchase A Common Stock, par value $0.01 per share 12,092 1.67 20.2K 28,316
2022-05-09 Collins Kevin M Officer P-Purchase A Common Stock, par value $0.01 per share 7,178 1.67 12.0K 35,000
2022-03-15 LIU DON H Director A-Award A Common Stock, par value $0.01 per share 10,022 0.00 10,022
2022-02-28 Perlis Roseann Officer M-Exempt A Common Stock, par value $0.01 per share 244 0.00 4,951
2022-02-16 LIU DON H Director D Common Stock, par value $0.01 per share 0 0.00 0
2021-12-09 Zayicek Beth Director P-Purchase A Common Stock, par value $0.01 per share 3,236 3.12 10.1K 3,236
2021-12-01 Collins Kevin M Officer P-Purchase A Common Stock, par value $0.01 per share 9,000 2.96 26.6K 27,822
2021-11-10 Lyle David B Officer P-Purchase A Common Stock, par value $0.01 per share 3,000 3.22 9.7K 35,383
2021-08-17 Day John Director S-Sale D Common Stock, par value $0.01 per share 21,418 3.11 66.6K 65,108
2021-06-16 Day John Director J-Other D 7.75% Series A Cumulative Redeemable Preferred Stock 7,070 25.00 176.8K 0
2021-05-15 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 27,110 0.00 65,305
2021-05-15 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 27,110 0.00 80,041
2021-05-15 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 27,110 0.00 65,305
2021-05-15 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 27,110 0.00 91,348
2021-05-15 Day John Director A-Award A Common Stock, par value $0.01 per share 27,110 0.00 86,526
2021-05-07 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 38,195
2021-05-07 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 52,931
2021-05-07 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 38,195
2021-05-07 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 64,238
2021-05-07 Day John Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 59,416
2021-02-28 Perlis Roseann Officer M-Exempt A Common Stock, par value $0.01 per share 241 0.00 4,636
2021-02-24 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 33,695
2021-02-24 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 48,431
2021-02-24 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 33,695
2021-02-24 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 59,738
2021-02-24 Day John Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 54,916
2021-02-19 Zayicek Beth Director D Common Stock, par value $0.01 per share 0 0.00 0
2020-12-07 LIENTZ JAMES R JR Director S-Sale D Common Stock, par value $0.01 per share 10,888 3.42 37.2K 43,931
2020-11-17 LOCKHART DENNIS P Director S-Sale D Common Stock, par value $0.01 per share 32,932 3.30 108.7K 29,195
2020-11-10 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 62,127
2020-11-10 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 54,819
2020-11-10 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 29,195
2020-11-10 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 55,238
2020-11-10 Day John Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 50,416
2020-08-10 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 57,627
2020-08-10 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 50,319
2020-08-10 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 24,695
2020-08-10 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 50,738
2020-08-10 Day John Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 45,916
2020-06-30 STARR LOREN M Director J-Other A Common Stock, par value $0.01 per share 244 0.00 2,744
2020-06-30 Phegley Richard Lee Jr. Officer J-Other A Common Stock, par value $0.01 per share 1,445 0.00 16,224
2020-06-30 Perlis Roseann Officer J-Other A Common Stock, par value $0.01 per share 392 0.00 4,395
2020-06-30 Norris Brian Officer J-Other A Common Stock, par value $0.01 per share 153 0.00 1,721
2020-06-30 Lyle David B Officer J-Other A Common Stock, par value $0.01 per share 48 0.00 548
2020-06-30 LOCKHART DENNIS P Director J-Other A Common Stock, par value $0.01 per share 173 0.00 1,923
2020-06-30 LIENTZ JAMES R JR Director J-Other A Common Stock, par value $0.01 per share 3,679 0.00 45,819
2020-06-30 Handlon Carolyn B Director J-Other A Common Stock, par value $0.01 per share 1,397 0.00 20,195
2020-06-30 HARDIN EDWARD J Director J-Other A Common Stock, par value $0.01 per share 3,759 0.00 46,238
2020-06-30 Day John Director J-Other A Common Stock, par value $0.01 per share 244 0.00 2,744
2020-06-30 Collins Kevin M Officer J-Other A Common Stock, par value $0.01 per share 893 0.00 17,952
2020-06-30 Clemente Mario J-Other A Common Stock, par value $0.01 per share 1,466 0.00 16,466
2020-06-30 Anzalone John Officer J-Other A Common Stock, par value $0.01 per share 6,071 0.00 68,178
2020-06-24 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 48,798
2020-06-24 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 42,140
2020-06-24 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 18,798
2020-06-24 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 42,479
2020-06-24 Day John Director A-Award A Common Stock, par value $0.01 per share 4,500 0.00 38,129
2020-02-28 Phegley Richard Lee Jr. Officer P-Purchase A Common Stock, par value $0.01 per share 1,600 16.03 25.6K 14,779
2020-02-28 Perlis Roseann Officer M-Exempt A Common Stock, par value $0.01 per share 244 0.00 4,003
2020-02-28 Norris Brian Officer P-Purchase A Common Stock, par value $0.01 per share 4,000 15.92 63.7K 26,261
2020-02-27 Lyle David B Officer P-Purchase A Common Stock, par value $0.01 per share 5,000 16.82 84.1K 29,500
2020-02-21 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 1,234 0.00 44,298
2020-02-21 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 1,234 0.00 37,640
2020-02-21 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 1,234 0.00 14,298
2020-02-21 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 1,234 0.00 37,979
2020-02-21 Day John Director A-Award A Common Stock, par value $0.01 per share 1,234 0.00 33,629
2020-01-28 Phegley Richard Lee Jr. Officer J-Other A Common Stock, par value $0.01 per share 82 17.36 1.4K 13,179
2020-01-28 Norris Brian Officer J-Other A Common Stock, par value $0.01 per share 623 17.37 10.8K 22,261
2019-11-11 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 1,388 0.00 43,064
2019-11-11 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 1,388 0.00 36,406
2019-11-11 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 1,388 0.00 13,064
2019-11-11 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 1,388 0.00 36,745
2019-11-11 Day John Director A-Award A Common Stock, par value $0.01 per share 1,388 0.00 32,395
2019-10-28 Phegley Richard Lee Jr. Officer J-Other A Common Stock, par value $0.01 per share 278 15.66 4.4K 12,811
2019-10-28 Norris Brian Officer J-Other A Common Stock, par value $0.01 per share 20 15.64 319.70 731
2019-08-21 HARDIN EDWARD J Director P-Purchase A Common Stock, par value $0.01 per share 2,500 15.73 39.3K 35,357
2019-08-16 Clemente Mario P-Purchase A Common Stock, par value $0.01 per share 2,000 15.71 31.4K 15,000
2019-08-08 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 1,353 0.00 41,676
2019-08-08 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 1,353 0.00 35,018
2019-08-08 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 1,353 0.00 11,676
2019-08-08 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 1,353 0.00 32,857
2019-08-08 Day John Director A-Award A Common Stock, par value $0.01 per share 1,353 0.00 31,007
2019-08-01 STARR LOREN M Director D Common Stock, par value $0.01 per share 0 0.00 2,500
2019-07-26 Phegley Richard Lee Jr. Officer J-Other A Common Stock, par value $0.01 per share 257 16.53 4.2K 12,380
2019-07-26 Norris Brian Officer J-Other A Common Stock, par value $0.01 per share 559 16.48 9.2K 21,034
2019-05-13 Norris Brian Officer P-Purchase A Common Stock, par value $0.01 per share 2,000 16.01 32.0K 20,474
2019-05-13 Lyle David B Officer P-Purchase A Common Stock, par value $0.01 per share 7,232 16.04 116.0K 24,500
2019-05-13 Day John Director S-Sale D Common Stock, par value $0.01 per share 12,172 16.01 194.8K 29,654
2019-05-13 Collins Kevin M Officer P-Purchase A Common Stock, par value $0.01 per share 3,000 16.05 48.1K 17,059
2019-05-10 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 1,379 0.00 40,323
2019-05-10 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 1,379 0.00 33,665
2019-05-10 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 1,379 0.00 10,323
2019-05-10 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 1,379 0.00 31,504
2019-05-10 Day John Director A-Award A Common Stock, par value $0.01 per share 1,379 0.00 41,826
2019-04-26 Phegley Richard Lee Jr. Officer P-Purchase A Common Stock, par value $0.01 per share 72 16.33 1.2K 12,124
2019-04-26 Norris Brian Officer P-Purchase A Common Stock, par value $0.01 per share 39 16.23 631.18 1,442
2019-04-24 Phegley Richard Lee Jr. Officer P-Purchase A Common Stock, par value $0.01 per share 252 16.40 4.1K 12,052
2019-02-28 Perlis Roseann Officer M-Exempt A Common Stock, par value $0.01 per share 235 0.00 2,745
2019-02-22 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 1,413 0.00 38,944
2019-02-22 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 1,413 0.00 32,286
2019-02-22 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 1,413 0.00 8,944
2019-02-22 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 1,413 0.00 30,125
2019-02-22 Day John Director A-Award A Common Stock, par value $0.01 per share 1,413 0.00 40,447
2019-01-28 Phegley Richard Lee Jr. Officer L-Small A Common Stock, par value $0.01 per share 67 16.06 1.1K 11,800
2019-01-28 Norris Brian Officer L-Small A Common Stock, par value $0.01 per share 17 16.04 275.57 673
2019-01-24 Phegley Richard Lee Jr. Officer L-Small A Common Stock, par value $0.01 per share 236 15.93 3.8K 11,733
2018-12-31 Phegley Richard Lee Jr. Officer 0 0.00 0
2018-12-31 Norris Brian Officer D Common Stock, par value $0.01 per share 0 0.00 6,660
2018-11-30 Norris Brian Officer P-Purchase A Common Stock, par value $0.01 per share 3,600 15.59 56.1K 17,138
2018-11-27 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 83 0.00 37,531
2018-11-27 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 83 0.00 30,873
2018-11-27 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 83 0.00 7,531
2018-11-27 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 83 0.00 28,712
2018-11-27 Day John Director A-Award A Common Stock, par value $0.01 per share 83 0.00 39,034
2018-11-09 Perlis Roseann Officer D Common Stock, par value $0.01 per share 0 0.00 2,510
2018-11-08 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 1,404 0.00 37,448
2018-11-08 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 1,404 0.00 30,790
2018-11-08 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 1,404 0.00 7,448
2018-11-08 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 1,404 0.00 28,629
2018-11-08 Day John Director A-Award A Common Stock, par value $0.01 per share 1,404 0.00 38,951
2018-11-06 Perlis Roseann Officer D Common Stock, par value $0.01 per share 0 0.00 2,510
2018-11-06 Clemente Mario Director I Common Stock, par value $0.01 per share 0 0.00 13,000
2018-09-14 Norris Brian Officer I Common Stock, par value $0.01 per share 0 0.00 638
2018-09-14 Morris Sheri Officer I Common Stock, par value $0.01 per share 0 0.00 1,330
2018-08-07 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 1,324 0.00 36,044
2018-08-07 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 1,324 0.00 29,386
2018-08-07 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 1,324 0.00 6,044
2018-08-07 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 1,324 0.00 27,225
2018-08-07 Day John Director A-Award A Common Stock, par value $0.01 per share 1,324 0.00 37,547
2018-05-07 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 1,293 0.00 34,720
2018-05-07 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 1,293 0.00 28,062
2018-05-07 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 1,293 0.00 4,720
2018-05-07 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 1,293 0.00 25,901
2018-05-07 Day John Director A-Award A Common Stock, par value $0.01 per share 1,293 0.00 36,223
2018-02-28 Phegley Richard Lee Jr. Officer P-Purchase A Common Stock, par value $0.01 per share 1,750 15.49 27.1K 10,621
2018-02-27 LOCKHART DENNIS P Director P-Purchase A Common Stock, par value $0.01 per share 30,000 16.00 480.0K 30,000
2018-02-23 Marshall Jason Officer P-Purchase A Common Stock, par value $0.01 per share 1,500 16.11 24.2K 24,210
2018-02-22 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 1,334 0.00 3,427
2018-02-22 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 1,334 0.00 26,769
2018-02-22 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 1,334 0.00 3,427
2018-02-22 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 1,334 0.00 24,608
2018-02-22 Day John Director A-Award A Common Stock, par value $0.01 per share 1,334 0.00 34,930
2017-12-31 Phegley Richard Lee Jr. Officer 0 0.00 0
2017-11-09 Lyle David B Officer P-Purchase A Common Stock, par value $0.01 per share 2,000 16.97 33.9K 17,268
2017-11-07 LOCKHART DENNIS P Director A-Award A Common Stock, par value $0.01 per share 1,268 0.00 2,093
2017-11-07 LIENTZ JAMES R JR Director A-Award A Common Stock, par value $0.01 per share 1,268 0.00 25,435
2017-11-07 Handlon Carolyn B Director A-Award A Common Stock, par value $0.01 per share 1,268 0.00 2,093
2017-11-07 HARDIN EDWARD J Director A-Award A Common Stock, par value $0.01 per share 1,268 0.00 23,274

Executive team

Top executives
Shares Outstanding
71.83M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2012 John M. Anzalone Chief Investment Officer
2 2012 Donald R. Ramon Chief Financial Officer
3 2012 Richard J. King President and Chief Executive Officer
4 2011 John M. Anzalone Chief Investment Officer
5 2011 Richard J. King President and Chief Executive Officer
6 2011 Donald R. Ramon Chief Financial Officer
7 2010 Donald R. Ramon Chief Financial Officer 175.0K 100.0K 24.9K 329.8K 0.00%
8 2010 Richard J. King President and Chief Executive Officer 40.0K 0.00%
9 2010 John M. Anzalone Chief Investment Officer 15.0K 0.00%
10 2009 Donald R. Ramon Chief Financial Officer 157.8K 100.0K 257.8K 0.00%
11 2009 Richard J. King President and Chief Executive Officer
12 2009 John M. Anzalone Chief Investment Officer
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-03-20 DEFA14A
2026-03-20 DEF 14A
2025-03-24 DEFA14A
2025-03-24 DEF 14A
2024-03-22 DEFA14A
2024-03-22 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 8-K
2026-05-07 4
2026-05-06 10-Q
2026-04-30 8-K
2026-04-15 8-K
2026-04-14 8-K
2026-03-27 SC 13G/A
2026-03-20 DEFA14A
2026-03-20 DEF 14A
2026-03-20 ARS

Executive team

NameTitleCompensationGender
Brian Norris Chief Investment Officer male
Carolyn L. Gibbs Executive Director female
David Lyle COO & President male
Greg Seals Investor Relations male
Jason Marshall Chief Investment Officer (Leave of Absence) male
John Anzalone Chief Executive Officer male
Kevin Collins Chief Executive Officer male
Mark William Gregson Chief Financial Officer male
Stephanie Botha Chief Accounting Officer female
Stephanie J. Larosiliere Executive Director female
Tina Carew Vice President, General Counsel & Company Secretary female
ESG Rating
C+
REIT - MORTGAGE
2025
E (Environmental)
76.1 / 72.2
Company / Sector avg.
S (Social)
66.3 / 79.0
Company / Sector avg.
G (Governance)
71.2 / 75.2
Company / Sector avg.
ESG Total
71.2 / 75.4
Company / Sector avg.
ESG Score History REIT - MORTGAGE
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits