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Immix Biopharma, Inc. (IMMX)

USD10.33 -0.36 (-3.32%)
US NASDAQ Healthcare Biotechnology
Address 11400 West Olympic Boulevard 90064
Los Angeles, CA, US
CEO Ilya Rachman
IPO 2021-12-16
CIK 1873835 ISIN US45258H1068

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Description

Immix Biopharma, Inc. is a clinical-stage biotechnology firm dedicated to creating a range of tissue-specific therapies. Operating in both the United States and Australia, their primary focus areas are oncology (cancer) and inflammatory diseases. Their product pipeline includes IMX-110, which is currently undergoing Phase 1b/2a clinical trials for the treatment of soft tissue sarcoma and various solid tumors. They are also developing IMX-111, a targeted biologic agent for colorectal cancers, and IMX-120, another tissue-specific biologic designed to address ulcerative colitis and severe Crohn's disease. In a strategic move, the company has forged a clinical collaboration and supply agreement with BeiGene Ltd. This partnership aims to conduct a Phase 1b combination clinical trial, evaluating IMX-110 in conjunction with BeiGene's anti-PD-1 drug, Tislelizumab, for solid tumor indications. Founded in 2012, Immix Biopharma maintains its headquarters in Los Angeles, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD10.33 -0.36 (-3.32%)
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Volume Profile
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Liquidity & share structure
Average Volume
1M
Beta
0.11
Float Shares
40.34M
Free Float %
74.1%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+7.46% +4.00% +15.12% +43.47% +186.56% +103.82% +410.05% +400.47% +190.46% +190.46% +190.46%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (4 ratings, all time) Buy
Price Targets & DCF
Current price
10.33
Low 14.00 +35.6%
Consensus 14.50 +40.4%
Median 14.50 +40.4%
High 15.00 +45.3%
DCF (Unlevered) 2.82 -72.7%
DCF (Levered) 2.82 -72.7%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 2 0
Buy 2 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter 1
15.00
+45.3%
Last Year 3
13.67
+32.4%
All Time 4
12.00
+16.2%
Quality scores
Altman Z-Score
26.39
Safe zone
Piotroski F-Score
2 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    -17.1% Q1'26: -20.0% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: +835.1% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +16.6% Q1'26: +28.9% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.04× Q1'26: -0.02× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.12) × ERP
WACC = 100% × Ke + 0% × Kd (4.0%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 2.82 Current price: 10.33
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2024
actual
Dec 2025
actual
Dec 2026
4 Rev. Ana.
4 EPS Ana.
Dec 2027
3 Rev. Ana.
2 EPS Ana.
Dec 2028
3 Rev. Ana.
2 EPS Ana.
Dec 2029
2 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
est: 1.00M (-100.0%)
est: 7.00M (-100.0%)
12.14M
8.58M – 15.59M
+73.4% YoY
56.42M
39.87M – 72.44M
+364.7% YoY
205.51M
205.51M – 205.51M
+264.3% YoY
332.06M
234.65M – 426.36M
+61.6% YoY
481.57M
340.31M – 618.34M
+45.0% YoY
EBITDA
-22.56M
-26.85M
— – —
— – —
— – —
— – —
— – —
EBIT
-22.67M
-27.21M
— – —
— – —
— – —
— – —
— – —
Net Income
-21.61M
est: -20.90M (-3.4%)
-29.44M
est: -21.72M (-35.5%)
-25.88M
-27.97M – -23.79M
-19.1% YoY
-23.84M
-32.84M – -14.84M
+7.9% YoY
-7.76M
-10.69M – -3.38M
+67.5% YoY
14.01M
8.67M – 19.18M
+280.6% YoY
60.00M
37.12M – 82.15M
+328.2% YoY
SGA
11.38M
13.70M
— – —
— – —
— – —
— – —
— – —
EPS
-0.76
est: -0.80 (+4.4%)
-0.89
est: -0.66 (-34.2%)
-0.77
-0.85 – -0.72
-16.1% YoY
-0.73
-1.00 – -0.45
+5.6% YoY
-0.21
-0.32 – -0.10
+70.7% YoY
0.43
0.26 – 0.58
+299.2% YoY
1.82
1.13 – 2.49
+328.2% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-08 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-07 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-05-06 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-05-05 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-05-04 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-05-01 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-04-30 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-04-29 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-04-28 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-04-27 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-04-24 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-04-23 C 2/5 3/5 1/5 1/5 2/5 1/5 3/5
2026-04-22 C 2/5 3/5 1/5 1/5 2/5 1/5 3/5
2026-04-21 C 2/5 3/5 1/5 1/5 2/5 1/5 3/5
2026-04-20 C 2/5 3/5 1/5 1/5 2/5 1/5 3/5
2026-04-17 C 2/5 3/5 1/5 1/5 2/5 1/5 3/5
2026-04-16 C 2/5 3/5 1/5 1/5 2/5 1/5 3/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-13.48M
OE per share TTM
-0.46
Owner's Yield
-2.51%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
-3.1%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
8
Total invested
4.76M
Insider transactions (90d)
0
Beneficial owners (>5%)
9
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 GKCC, LLC 3.26M 19.99% 3.26M 10.00 PN United States of America 2023-08-30
2 Yekaterina Chudnovsky 3.26M 19.99% 3.26M 3.26M 10.00 IN United States of America 2023-08-30
3 27-4413262 1.46M 5.80% 1.46M 1.46M OO Maryland 2024-02-07
4 Identification Nos. of above persons (. 1.46M 5.80% 1.46M 1.46M IN States 2024-02-07
5 Marc Bistricer 695.6K 5.28% 695.6K 695.6K HC Canada 2022-02-09
6 Murchinson Ltd. 695.6K 5.28% 695.6K 695.6K OO Canada 2022-02-09
7 Altium Capital Management, LP 122.4K 1.60% 122.4K IA, PN Delaware, United States of America 2022-02-11
8 Altium Growth Fund, LP 122.4K 1.60% 122.4K PN Delaware, United States of America 2022-02-11
9 Altium Growth GP, LLC 122.4K 1.60% 122.4K OO Delaware, United States of America 2022-02-11

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
8
-61 vs prev Q
New positions
2
Closed positions
61
Increased
5
Reduced
1
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 230.4K +230.4K (+100.0%) 1.21B +1.2B (+100.0%) 0.72% +0.722 pp 1.17% +1.166 pp USD5.23 +0.0% 1 qtrs NEW
2 JANUS HENDERSON GROUP PLC 3.92M +3.9M (+100.0%) 20.47M +20.5M (+100.0%) 12.28% +12.283 pp 0.01% +0.009 pp USD5.23 +0.0% 1 qtrs NEW
3 SATURN V CAPITAL MANAGEMENT LLC 3.00M +3.0M (+100.0%) 15.69M +15.7M (+100.0%) 9.39% +9.394 pp 2.88% +2.879 pp USD5.23 +0.0% 1 qtrs NEW
4 EVENTIDE ASSET MANAGEMENT, LLC 2.55M +2.5M (+100.0%) 13.33M +13.3M (+100.0%) 7.98% +7.984 pp 0.21% +0.208 pp USD5.23 +0.0% 1 qtrs NEW
5 MARSHALL WACE, LLP 1.98M +1.9M (+3,495.4%) 10.35M +10.2M (+8,897.3%) 6.20% +6.014 pp 0.01% +0.009 pp USD5.14 +1.8% 2 qtrs
6 MILLENNIUM MANAGEMENT LLC 1.66M +1.7M (+100.0%) 8.68M +8.7M (+100.0%) 5.20% +5.199 pp 0.00% +0.004 pp USD5.23 +0.0% 1 qtrs NEW
7 ADAGE CAPITAL PARTNERS GP, L.L.C. 1.50M +1.5M (+100.0%) 7.85M +7.8M (+100.0%) 4.70% +4.698 pp 0.01% +0.012 pp USD5.23 +0.0% 1 qtrs NEW
8 VANGUARD GROUP INC 1.10M +365.7K (+50.1%) 5.73M +4.2M (+275.6%) 3.43% +0.997 pp 0.00% +0.000 pp USD3.54 +47.7% 15 qtrs
9 LOGOS GLOBAL MANAGEMENT LP 1.00M +1.0M (+100.0%) 5.23M +5.2M (+100.0%) 3.13% +3.132 pp 0.32% +0.316 pp USD5.23 +0.0% 1 qtrs NEW
10 BLEICHROEDER LP 1.00M +150.0K (+17.6%) 5.23M +3.5M (+194.4%) 3.13% +0.297 pp 0.92% +0.574 pp USD3.27 +59.9% 8 qtrs
11 BLUE OWL CAPITAL HOLDINGS LP 986.2K +986.2K (+100.0%) 5.16M +5.2M (+100.0%) 3.09% +3.089 pp 0.39% +0.386 pp USD5.23 +0.0% 1 qtrs NEW
12 FRANKLIN RESOURCES INC 980.4K +980.4K (+100.0%) 5.13M +5.1M (+100.0%) 3.07% +3.071 pp 0.00% +0.001 pp USD5.23 +0.0% 1 qtrs NEW
13 AMERIPRISE FINANCIAL INC 452.1K +452.1K (+100.0%) 2.36M +2.4M (+100.0%) 1.42% +1.416 pp 0.00% +0.001 pp USD5.23 +0.0% 1 qtrs NEW
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 393.9K +303.0K (+333.5%) 2.06M +1.9M (+984.8%) 1.23% +0.931 pp 0.00% +0.000 pp USD4.45 +17.5% 4 qtrs
15 PERCEPTIVE ADVISORS LLC 338.9K +338.9K (+100.0%) 1.77M +1.8M (+100.0%) 1.06% +1.062 pp 0.03% +0.032 pp USD5.23 +0.0% 1 qtrs NEW
16 BURKEHILL GLOBAL MANAGEMENT, LP 294.1K +294.1K (+100.0%) 1.54M +1.5M (+100.0%) 0.92% +0.921 pp 0.10% +0.101 pp USD5.23 +0.0% 1 qtrs NEW
17 RENAISSANCE TECHNOLOGIES LLC 258.6K +237.1K (+1,102.8%) 1.35M +1.3M (+2,909.9%) 0.81% +0.738 pp 0.00% +0.002 pp USD4.97 +5.2% 2 qtrs
18 GEODE CAPITAL MANAGEMENT, LLC 246.1K +58.6K (+31.2%) 1.29M +895.6K (+228.6%) 0.77% +0.145 pp 0.00% +0.000 pp USD3.32 +57.5% 15 qtrs
19 GOLDMAN SACHS GROUP INC 208.4K +208.4K (+100.0%) 1.09M +1.1M (+100.0%) 0.65% +0.653 pp 0.00% +0.000 pp USD5.23 +0.0% 1 qtrs NEW
20 JANE STREET GROUP, LLC 167.1K +152.2K (+1,016.4%) 874.1K +842.8K (+2,693.8%) 0.52% +0.474 pp 0.00% +0.000 pp USD4.95 +5.7% 2 qtrs
21 BLACKROCK, INC. 130.3K +87.2K (+202.4%) 681.2K +591.2K (+656.8%) 0.41% +0.264 pp 0.00% +0.000 pp USD4.13 +26.6% 6 qtrs
22 MORGAN STANLEY 126.6K +6.0K (+4.9%) 662.2K +410.0K (+162.6%) 0.40% -0.006 pp 0.00% +0.000 pp USD2.88 +81.6% 10 qtrs
23 LGT FUND MANAGEMENT CO LTD. 125.0K +125.0K (+100.0%) 660.0K +660.0K (+100.0%) 0.39% +0.392 pp 0.05% +0.052 pp USD5.23 +0.0% 1 qtrs NEW
24 EAM INVESTORS, LLC 120.9K +120.9K (+100.0%) 632.1K +632.1K (+100.0%) 0.38% +0.379 pp 0.07% +0.070 pp USD5.23 +0.0% 1 qtrs NEW
25 J. GOLDMAN & CO LP 118.3K +118.3K (+100.0%) 618.5K +618.5K (+100.0%) 0.37% +0.370 pp 0.02% +0.016 pp USD5.23 +0.0% 1 qtrs NEW
26 NORTHERN TRUST CORP 100.7K +11.4K (+12.7%) 526.4K +339.8K (+182.1%) 0.32% +0.017 pp 0.00% +0.000 pp USD3.44 +52.0% 9 qtrs
27 BANK OF NEW YORK MELLON CORP 98.7K +98.7K (+100.0%) 516.4K +516.4K (+100.0%) 0.31% +0.309 pp 0.00% +0.000 pp USD5.23 +0.0% 1 qtrs NEW
28 LONGAEVA PARTNERS L.P. 98.0K +98.0K (+100.0%) 512.7K +512.7K (+100.0%) 0.31% +0.307 pp 0.04% +0.043 pp USD5.23 +0.0% 1 qtrs NEW
29 STATE STREET CORP 97.4K -1.6K (-1.6%) 509.2K +302.4K (+146.2%) 0.30% -0.025 pp 0.00% +0.000 pp USD2.26 +131.4% 15 qtrs
30 CITADEL ADVISORS LLC 75.3K -14.5K (-16.1%) 394.0K +206.3K (+109.9%) 0.24% -0.064 pp 0.00% +0.000 pp USD2.09 +150.2% 2 qtrs
31 OMERS ADMINISTRATION CORP 74.7K +74.7K (+100.0%) 390.7K +390.7K (+100.0%) 0.23% +0.234 pp 0.00% +0.003 pp USD5.23 +0.0% 1 qtrs NEW
32 VIRTU FINANCIAL LLC 73.8K +73.8K (+100.0%) 386.0K +386.0K (+100.0%) 0.23% +0.231 pp 0.02% +0.015 pp USD5.23 +0.0% 3 qtrs
33 SEI INVESTMENTS CO 73.6K +73.6K (+100.0%) 384.8K +384.8K (+100.0%) 0.23% +0.230 pp 0.00% +0.000 pp USD5.23 +0.0% 1 qtrs NEW
34 UNITED CAPITAL FINANCIAL ADVISERS, LLC 70.7K +— (+0.0%) 369.7K +221.9K (+150.2%) 0.22% -0.014 pp 0.00% +0.001 pp USD2.09 +150.2% 2 qtrs
35 TOCQUEVILLE ASSET MANAGEMENT L.P. 68.6K +28.3K (+70.3%) 358.5K +274.4K (+326.2%) 0.21% +0.081 pp 0.01% +0.004 pp USD4.04 +29.5% 10 qtrs
36 UBS GROUP AG 58.6K +56.7K (+2,920.6%) 306.5K +302.4K (+7,457.9%) 0.18% +0.177 pp 0.00% +0.000 pp USD5.14 +1.8% 9 qtrs
37 ADAR1 CAPITAL MANAGEMENT, LLC 50.0K +50.0K (+100.0%) 261.5K +261.5K (+100.0%) 0.16% +0.157 pp 0.02% +0.019 pp USD5.23 +0.0% 1 qtrs NEW
38 QUBE RESEARCH & TECHNOLOGIES LTD 49.8K +49.8K (+100.0%) 260.5K +260.5K (+100.0%) 0.16% +0.156 pp 0.00% +0.000 pp USD5.23 +0.0% 1 qtrs NEW
39 XTX TOPCO LTD 46.4K +11.2K (+32.0%) 242.6K +169.2K (+230.3%) 0.15% +0.028 pp 0.01% +0.003 pp USD2.85 +83.5% 4 qtrs
40 CIBC PRIVATE WEALTH GROUP, LLC 40.0K +30.0K (+300.0%) 209.2K +188.3K (+901.0%) 0.13% +0.092 pp 0.00% +0.000 pp USD4.45 +17.5% 2 qtrs
41 VELAN CAPITAL INVESTMENT MANAGEMENT LP 35.0K +— (+0.0%) 183.1K +109.9K (+150.2%) 0.11% -0.007 pp 0.11% +0.038 pp USD2.08 +151.4% 3 qtrs
42 BARCLAYS PLC 35.0K +35.0K (+100.0%) 183.1K +183.1K (+100.0%) 0.11% +0.110 pp 0.00% +0.000 pp USD5.23 +0.0% 1 qtrs NEW
43 JUMP FINANCIAL, LLC 33.8K +33.8K (+100.0%) 176.8K +176.8K (+100.0%) 0.11% +0.106 pp 0.00% +0.002 pp USD5.23 +0.0% 1 qtrs NEW
44 HUDSON BAY CAPITAL MANAGEMENT LP 33.6K +33.6K (+100.0%) 176.0K +176.0K (+100.0%) 0.11% +0.105 pp 0.00% +0.001 pp USD5.23 +0.0% 1 qtrs NEW
45 PERSISTENT ASSET PARTNERS LTD 31.8K +31.8K (+100.0%) 166.1K +166.1K (+100.0%) 0.10% +0.100 pp 0.07% +0.075 pp USD5.23 +0.0% 1 qtrs NEW
46 PRIVATE ADVISOR GROUP, LLC 31.7K +500.0 (+1.6%) 165.9K +100.7K (+154.2%) 0.10% -0.005 pp 0.00% +0.001 pp USD6.89 -24.1% 9 qtrs
47 CONCURRENT INVESTMENT ADVISORS, LLC 27.4K +27.4K (+100.0%) 143.5K +143.5K (+100.0%) 0.09% +0.086 pp 0.00% +0.002 pp USD5.23 +0.0% 1 qtrs NEW
48 QUADRATURE CAPITAL LTD 22.1K +22.1K (+100.0%) 115.7K +115.7K (+100.0%) 0.07% +0.069 pp 0.00% +0.001 pp USD5.23 +0.0% 1 qtrs NEW
49 SQUAREPOINT OPS LLC 21.5K +21.5K (+100.0%) 112.4K +112.4K (+100.0%) 0.07% +0.067 pp 0.00% +0.000 pp USD5.23 +0.0% 1 qtrs NEW
50 IMPRINT WEALTH LLC 20.0K -47.4K (-70.3%) 104.6K -36.3K (-25.7%) 0.06% -0.162 pp 0.49% +0.038 pp USD2.09 +150.2% 2 qtrs
51 KERA CAPITAL PARTNERS, INC. 13.0K +13.0K (+100.0%) 75.8K +75.8K (+100.0%) 0.04% +0.041 pp 0.01% +0.009 pp USD5.23 +0.0% 1 qtrs NEW
52 BALYASNY ASSET MANAGEMENT L.P. 12.9K +12.9K (+100.0%) 67.2K +67.2K (+100.0%) 0.04% +0.040 pp 0.00% +0.000 pp USD5.23 +0.0% 1 qtrs NEW
53 COMMONWEALTH EQUITY SERVICES, LLC 12.4K -3.7K (-22.8%) 64.8K +30.8K (+90.4%) 0.04% -0.015 pp 0.00% +0.000 pp USD2.92 +79.1% 8 qtrs
54 TOWER RESEARCH CAPITAL LLC (TRC) 12.2K +12.2K (+100.0%) 63.6K +63.6K (+100.0%) 0.04% +0.038 pp 0.00% +0.002 pp USD5.23 +0.0% 13 qtrs
55 MATHES COMPANY, INC. 10.7K +10.7K (+100.0%) 56.0K +56.0K (+100.0%) 0.03% +0.033 pp 0.02% +0.020 pp USD5.23 +0.0% 1 qtrs NEW
56 LIGHTHOUSE INVESTMENT PARTNERS, LLC 10.0K +10.0K (+100.0%) 52.4K +52.4K (+100.0%) 0.03% +0.031 pp 0.00% +0.002 pp USD5.23 +0.0% 1 qtrs NEW
57 SBI SECURITIES CO., LTD. 10.0K -7.5K (-42.9%) 52.3K +15.7K (+43.0%) 0.03% -0.027 pp 0.00% +0.000 pp USD2.20 +137.7% 5 qtrs
58 SNOWDEN CAPITAL ADVISORS LLC 10.0K +— (+0.0%) 52.3K +31.4K (+150.2%) 0.03% -0.002 pp 0.00% +0.001 pp USD2.09 +150.2% 2 qtrs
59 ALLWORTH FINANCIAL LP 5.7K +5.7K (+100.0%) 29.9K +29.9K (+100.0%) 0.02% +0.018 pp 0.00% +0.000 pp USD5.23 +0.0% 1 qtrs NEW
60 JPMORGAN CHASE & CO 5.1K +5.1K (+100.0%) 26.7K +26.7K (+100.0%) 0.02% +0.016 pp 0.00% +0.000 pp USD5.23 +0.0% 1 qtrs NEW
61 BNP PARIBAS ARBITRAGE, SNC 2.7K +2.7K (+100.0%) 14.1K +14.1K (+100.0%) 0.01% +0.009 pp 0.00% +0.000 pp USD5.23 +0.0% 1 qtrs NEW
62 CITIGROUP INC 2.0K +1.9K (+5,534.3%) 10.3K +10.2K (+14,028.8%) 0.01% +0.006 pp 0.00% +0.000 pp USD5.17 +1.2% 2 qtrs
63 CWM, LLC 1.0K +1.0K (+100.0%) 5.0K +5.0K (+100.0%) 0.00% +0.003 pp 0.00% +0.000 pp USD5.23 +0.0% 1 qtrs NEW
64 ROYAL BANK OF CANADA 995.00 +995.0 (+100.0%) 5.0K +5.0K (+100.0%) 0.00% +0.003 pp 0.00% +0.000 pp USD5.23 +0.0% 6 qtrs
65 BANK OF AMERICA CORP /DE/ 16.00 +4.0 (+33.3%) 84.00 +59.0 (+236.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.75 +90.2% 9 qtrs
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3.00 -77.0 (-96.3%) 16.00 -151.0 (-90.4%) 0.00% 0.000 pp 0.00% +0.000 pp USD1.67 +213.2% 4 qtrs
67 MAI CAPITAL MANAGEMENT -2.0K (-100.0%) -4.2K (-100.0%) 0.00% -0.007 pp 0.00% +0.000 pp USD 2 qtrs SOLD
68 TRITONPOINT WEALTH, LLC -24.5K (-100.0%) -51.3K (-100.0%) 0.00% -0.082 pp 0.00% -0.004 pp USD 3 qtrs SOLD
69 SRS CAPITAL ADVISORS, INC. -34.0 (-100.0%) -71.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
70 COLONY GROUP, LLC -11.9K (-100.0%) -24.9K (-100.0%) 0.00% -0.040 pp 0.00% +0.000 pp USD 7 qtrs SOLD
71 WELLS FARGO & COMPANY/MN -330.0 (-100.0%) -690.0 (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 13 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 52 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Virtus Biotech Clinical Trials ETF BBC 0.81% 465.8K 0.65%
2 Global X - S&P Biotech ETF CURE.AX 0.22% 78.0K 0.45%
3 State Street SPDR S&P Biotech ETF XBI 0.22% 23.44M 0.35%
4 iShares Micro-Cap ETF IWC 0.10% 1.53M 0.60%
5 T. Rowe Price Innovation Leaders ETF TNXT 0.08% 13.9K 0.49%
6 Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF GSSC 0.04% 468.7K 0.20%
7 Pacer WealthShield ETF PWS 0.04% 10.9K 0.60%
8 iShares Russell 2000 Growth ETF IWO 0.03% 4.13M 0.24%
9 Direxion Daily S&P Biotech Bull 3X Shares LABU 0.03% 182.1K 0.96%
10 State Street SPDR Russell 2000 U.S. Small Cap UCITS ETF (Acc) R2US.L 0.02% 977.8K 0.30%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
4.00
Bullish
Ratio by volume
3.00
Bullish
Buys
4
Sells
1
Shares acquired
197.2K
Shares disposed
60.0K
Cash buys
2.00
Cash sales
Net activity
+137,159
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2025-12-10 Rachman Ilya M Director / Officer P-Purchase A Common Stock 746 6.67 5.0K 1,141,683 D
2025-12-10 Morris Gabriel S Director / Officer P-Purchase A Common Stock 770 6.58 5.1K 291,429 D
2025-12-08 Morris Gabriel S Director / Officer X-InTheMoney A Common Stock 156,000 0.80 124.8K 426,844 I
2025-11-21 CHANG NANCY T Director A-Award A Stock Option (Right to Buy) 39,643 4.33 171.7K 39,643 D
2025-09-17 Rachman Ilya M Director / Officer P-Purchase A Common Stock 2,500 2.02 5.1K 1,140,937 D
2025-09-16 Morris Gabriel S Director / Officer P-Purchase A Common Stock 2,600 1.97 5.1K 290,659 D
2025-09-08 CHANG NANCY T Director Common Stock 0 0.00 496,940 I
2025-06-20 Rachman Ilya M Director / Officer A-Award A Stock Option (Right to Buy) 340,000 2.24 761.6K 340,000 D
2025-06-20 Ng Carey Director A-Award A Stock Option (Right to Buy) 33,000 2.24 73.9K 33,000 D
2025-06-20 Morris Gabriel S Director / Officer A-Award A Stock Option (Right to Buy) 340,000 2.24 761.6K 340,000 D
2025-06-20 Marquet Magda Director A-Award A Stock Option (Right to Buy) 33,000 2.24 73.9K 33,000 D
2025-06-20 Hsu Jason Director A-Award A Stock Option (Right to Buy) 33,000 2.24 73.9K 33,000 D
2025-06-20 Chudnovsky Yekaterina Director / 10% Owner A-Award A Stock Option (Right to Buy) 33,000 2.24 73.9K 33,000 D
2025-06-20 BUCHAN JANE Director A-Award A Stock Option (Right to Buy) 33,000 2.24 73.9K 33,000 D
2025-06-20 Adams Helen C. Director A-Award A Stock Option (Right to Buy) 33,000 2.24 73.9K 33,000 D
2025-06-18 Rachman Ilya M Director / Officer P-Purchase A Common Stock 2,178 2.30 5.0K 1,138,437 D
2025-06-18 Morris Gabriel S Director / Officer P-Purchase A Common Stock 2,225 2.28 5.1K 288,059 D
2024-12-23 Hsu Jason Director P-Purchase A Common Stock 40,000 2.19 87.7K 893,000 D
2024-12-20 Hsu Jason Director P-Purchase A Common Stock 7,700 2.17 16.7K 853,000 D
2024-08-22 Hsu Jason Director P-Purchase A Common Stock 8,100 2.25 18.2K 845,300
2024-08-21 Hsu Jason Director P-Purchase A Common Stock 15,000 2.23 33.4K 837,200
2024-08-16 Ng Carey Director P-Purchase A Common Stock 10,000 1.86 18.6K 20,000
2024-07-24 Hsu Jason Director P-Purchase A Common Stock 6,000 2.15 12.9K 822,200
2024-07-18 Hsu Jason Director P-Purchase A Common Stock 3,200 2.07 6.6K 816,200
2024-06-11 Rachman Ilya M Director / Officer A-Award A Stock Option (Right to Buy) 340,000 2.04 693.6K 340,000
2024-06-11 Ng Carey Director A-Award A Stock Option (Right to Buy) 33,000 2.04 67.3K 33,000
2024-06-11 Morris Gabriel S Director / Officer A-Award A Stock Option (Right to Buy) 340,000 2.04 693.6K 340,000
2024-06-11 Marquet Magda Director A-Award A Stock Option (Right to Buy) 33,000 2.04 67.3K 33,000
2024-06-11 Hsu Jason Director A-Award A Stock Option (Right to Buy) 33,000 2.04 67.3K 33,000
2024-06-11 Chudnovsky Yekaterina Director / 10% Owner A-Award A Stock Option (Right to Buy) 33,000 2.04 67.3K 33,000
2024-06-11 BUCHAN JANE Director A-Award A Stock Option (Right to Buy) 33,000 2.04 67.3K 33,000
2024-06-11 Adams Helen C. Director A-Award A Stock Option (Right to Buy) 33,000 2.04 67.3K 33,000
2024-06-07 Rachman Ilya M Director / Officer P-Purchase A Common Stock 2,600 2.13 5.5K 1,136,259
2024-06-07 Morris Gabriel S Director / Officer P-Purchase A Common Stock 2,500 2.12 5.3K 285,834
2024-06-04 Rachman Ilya M Director / Officer P-Purchase A Common Stock 3,300 1.81 6.0K 1,133,659
2024-06-04 Morris Gabriel S Director / Officer P-Purchase A Common Stock 3,300 1.81 6.0K 283,334
2024-05-20 Rachman Ilya M Director / Officer A-Award A Common Stock 218,359 0.00 1,130,359
2024-05-20 Morris Gabriel S Director / Officer A-Award A Common Stock 24,141 0.00 24,141
2024-05-20 Marquet Magda Director A-Award A Common Stock 21,155 0.00 46,092
2024-05-20 BUCHAN JANE Director A-Award A Common Stock 1,127 0.00 22,455
2024-05-20 Adams Helen C. Director A-Award A Common Stock 74,241 0.00 174,754
2024-05-15 Ng Carey Director A-Award A Stock Option (Right to Buy) 25,512 2.47 63.0K 25,512
2024-05-15 Marquet Magda Director A-Award A Common Stock 25,002 0.00 25,002
2024-05-15 Hsu Jason Director A-Award A Stock Option (Right to Buy) 21,587 2.47 53.3K 21,587
2024-05-15 BUCHAN JANE Director A-Award A Stock Option (Right to Buy) 24,153 2.47 59.7K 24,153
2024-05-15 Adams Helen C. Director A-Award A Common Stock 87,740 0.00 100,740
2024-05-14 Rachman Ilya M Director / Officer P-Purchase A Common Stock 4,300 2.25 9.7K 912,000
2024-05-14 Morris Gabriel S Director / Officer P-Purchase A Common Stock 4,500 2.23 10.0K 85,816
2023-12-11 Hsu Jason Director P-Purchase A Common Stock 31,000 4.67 144.9K 813,000
2023-12-08 Hsu Jason Director P-Purchase A Common Stock 25,000 4.88 122.0K 782,000
2023-09-15 Hsu Jason Director P-Purchase A Common Stock 7,000 2.49 17.4K 757,000
2023-09-14 Ng Carey Director P-Purchase A Common Stock 10,000 2.58 25.8K 10,000
2023-09-14 Hsu Jason Director P-Purchase A Common Stock 10,000 2.58 25.8K 750,000
2023-09-12 Hsu Jason Director P-Purchase A Common Stock 30,000 2.83 84.9K 740,000
2023-09-12 Adams Helen C. Director P-Purchase A Common Stock 13,000 2.96 38.5K 13,000
2023-09-11 Hsu Jason Director P-Purchase A Common Stock 25,000 2.89 72.3K 710,000
2023-09-08 Hsu Jason Director P-Purchase A Common Stock 10,000 2.53 25.3K 685,000
2023-09-07 BUCHAN MELISSA JANE Director P-Purchase A Common Stock 20,000 2.46 49.2K 20,000
2023-09-06 Marquet Magda Director P-Purchase A Common Stock 9,000 2.47 22.2K 20,000
2023-09-05 Marquet Magda Director P-Purchase A Common Stock 10,000 2.47 24.7K 11,000
2023-08-31 Marquet Magda Director P-Purchase A Common Stock 1,000 2.01 2.0K 1,000
2023-08-22 Chudnovsky Yekaterina Director / 10% Owner I Pre-Funded Common Stock Purchase Warrant 1,913,661 0.00 191.37 0
2023-08-14 Rachman Ilya M Director / Officer A-Award A Stock Options 293,000 1.86 545.0K 293,000
2023-08-14 Morris Gabriel S Director / Officer A-Award A Stock Options 293,000 1.86 545.0K 293,000
2023-08-11 Rachman Ilya M Director / Officer A-Award A Stock Options 193,000 1.86 359.0K 193,000
2023-08-11 Ng Carey Director A-Award A Stock Options 20,000 1.86 37.2K 20,000
2023-08-11 Morris Gabriel S Director / Officer A-Award A Stock Options 193,000 1.86 359.0K 193,000
2023-08-11 Marquet Magda Director A-Award A Stock Options 20,000 1.86 37.2K 20,000
2023-08-11 Hsu Jason Director A-Award A Stock Options 20,000 1.86 37.2K 20,000
2023-08-11 BUCHAN MELISSA JANE Director A-Award A Stock Options 20,000 1.86 37.2K 20,000
2023-08-11 Adams Helen C. Director A-Award A Stock Options 20,000 1.86 37.2K 20,000
2022-11-14 Rachman Ilya M Officer P-Purchase A Common Stock 150 0.99 148.50 907,700
2022-11-14 Morris Gabriel S Officer P-Purchase A Common Stock 5,200 0.94 4.9K 81,316
2022-07-14 Senn Sean S-Sale D Common Stock 200 2.75 550.00 899,800
2022-07-14 Rachman Ilya M Officer A-Award A Stock Options 250,000 0.00 520,000
2022-07-14 Ng Carey Director A-Award A Stock Options 16,000 0.00 16,000
2022-07-14 Morris Gabriel S Officer A-Award A Stock Options 250,000 0.00 716,500
2022-07-14 Marquet Magda Director A-Award A Stock Options 16,000 0.00 76,000
2022-07-14 Hsu Jason Director A-Award A Stock Options 16,000 0.00 16,000
2022-07-14 BUCHAN MELISSA JANE Director A-Award A Stock Options 16,000 0.00 46,000
2022-07-14 Adams Helen C. Director A-Award A Stock Options 16,000 0.00 53,500
2021-12-20 Torchilin Vladimir P Officer P-Purchase A Common Stock 3,000 5.00 15.0K 905,200
2021-12-20 Rachman Ilya M Director / Officer P-Purchase A Common Stock 2,500 5.00 12.5K 902,500
2021-12-20 Ng Carey Director C-Conversion D Convertible Note 0 0.85 0
2021-12-20 Morris Gabriel S Director / Officer C-Conversion A Common Stock 123,176 0.85 104.7K 246,703
2021-12-20 Hsu Jason Director C-Conversion D Convertible Note 0 0.85 0
2021-12-17 Torchilin Vladimir P Officer P-Purchase A Common Stock 2,200 4.47 9.8K 902,200
2021-12-15 Torchilin Vladimir P Officer D Common stock 0 0.00 900,000
2021-12-15 Senn Sean 10% Owner D Common stock 0 0.00 900,000
2021-12-15 Ross Graham Officer D Options (right to purchase) 15,000 1.86 27.9K 0
2021-12-15 Rachman Ilya M Director / Officer D Options (right to purchase) 270,000 1.86 502.2K 0
2021-12-15 Ng Carey Director D Convertible Note 0 0.00 0
2021-12-15 Morris Gabriel S Director / Officer D Options (right to purchase) 210,000 1.86 390.6K 0
2021-12-15 Marquet Magda Director D Options (right to purchase) 60,000 1.86 111.6K 0
2021-12-15 Hsu Jason Director I Convertible Note 0 0.00 0
2021-12-15 BUCHAN MELISSA JANE Director D Options (right to purchase) 30,000 1.86 55.8K 0
2021-12-15 Adams Helen C. Director D Options (right to purchase) 37,500 1.86 69.8K 0
2021-04-02 Morris Gabriel S Director / Officer I Warrants (right to purchase) 60,000 0.80 48.0K 0

Executive team

Top executives
Shares Outstanding
54.41M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Gabriel Morris, Chief Financial Officer 475.0K 592.9K 285.0K 1.35M 43.82%
2 2025 Ilya Rachman, Chief Executive Officer 475.0K 592.9K 285.0K 1.35M 43.82%
3 2024 Ilya Rachman, Chief Executive Officer 475.0K 554.7K 237.5K 1.27M 43.77%
4 2024 Gabriel Morris, Chief Financial Officer 475.0K 554.7K 237.5K 1.27M 43.77%
5 2024 Graham Ross , Chief Medical Officer 88.6K 88.6K 0.00%
6 2023 Gabriel Morris, Chief Financial Officer 446.0K 460.9K 223.0K 1.13M 40.79%
7 2023 Ilya Rachman, Chief Executive Officer 446.0K 460.9K 223.0K 1.13M 40.79%
8 2023 Graham Ross , Chief Medical Officer 104.4K 52.2K 156.6K 0.00%
9 2022 Ilya Rachman, Chief Executive Officer 425.0K 1.14M 582.9K 212.5K 2.36M 72.94%
10 2022 Gabriel Morris, Chief Financial Officer 425.0K 1.14M 582.9K 212.5K 2.36M 72.94%
11 2021 Gabriel Morris, Chief Financial Officer 100.0K 362.1K 462.1K 78.36%
12 2021 Ilya Rachman, Chief Executive Officer 193.3K 203.4K 396.7K 51.27%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-06 DEFA14A
2026-04-06 DEF 14A
2025-05-19 DEFA14A
2025-05-05 DEFA14A
2025-04-30 DEF 14A
2024-05-21 DEFA14A
2024-04-29 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 10-Q
2026-05-04 SC 13G/A
2026-04-06 DEFA14A
2026-04-06 DEF 14A
2026-04-06 ARS
2026-03-30 8-K
2026-03-27 10-K/A
2026-03-25 S-8
2026-03-25 8-K
2026-03-25 424B5

Executive team

NameTitleCompensationGender
Ilya Rachman Co-Founder, CEO, Chief Scientific Officer & Chairman 760.0K
Gabriel Morris President, CFO & Director 760.0K male
Graham Ross FFPM Chief Medical Officer & Head of Clinical Development 88.6K
Sean Senn Co-Founder male
David Marks Chief Medical Officer of Cell Therapy
Vladimir Torchilin Scientific Co-Founder
Mel Davis-Pickett Head of CMC Technical Development male
Michael A. Grabow Chief Commercial Officer male
ESG Rating
B
BIOTECHNOLOGY
2026
E (Environmental)
67.9 / 56.3
Company / Sector avg.
S (Social)
70.2 / 62.4
Company / Sector avg.
G (Governance)
68.6 / 60.9
Company / Sector avg.
ESG Total
68.9 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits