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Hercules Capital, Inc. (HTGC)
USD15.92
-0.09 (-0.56%)
US NYSE Financial Services Asset Management
Address
1 North B Street 94401
San Mateo, CA, US
San Mateo, CA, US
CEO
Scott Bluestein
Website
htgc.com
IPO
2005-06-09
CIK 1280784 ISIN US4270965084
Also trades on
London Stock Exchange · 0J4M.L (USD)
New York Stock Exchange · HCXY (USD)
New York Stock Exchange · HCXZ (USD)
New York Stock Exchange · HTGC (USD)
Description
Hercules Capital, Inc. is a business development company. The firm specializing in providing private equity, venture debt, and growth capital to privately held venture capital-backed companies at all stages of development from mid venture to expansion stage including select publicly listed companies and select special opportunity companies that require additional capital to fund acquisitions, recapitalizations and refinancing and established-stage companies. The firm provides growth capital financing solutions for capital extension; management buy-out and corporate spin-out financing solutions; company, asset specific, or intellectual property acquisition financing; convertible, subordinated and/or mezzanine loans; domestic and international corporate expansion; vendor financing; revenue acceleration by sales and marketing development, and manufacturing expansion. It provides asset-based financing with a focus on cash flow; accounts receivable facilities; equipment loans or leases; equipment acquisition; facilities build-out and/or expansion; working capital revolving lines of credit; inventory. The firm also provides bridge financing to IPO or mergers and acquisitions or technology acquisition; dividend recapitalizations and other sources of investor liquidity; cash flow financing to protect against share price volatility; competitor acquisition; pre-IPO financing for extra cash on the balance sheet; public company financing to continue asset growth and production capacity; short-term bridge financing; and strategic and intellectual property acquisition financings. It also focuses on customized financing solutions, emerging growth, mid venture, and late venture financing. The firm invests primarily in structured debt with warrants and, to a lesser extent, in senior debt and equity investments. The firm generally seeks to invest in companies that have been operating for at least six to 12 months prior to the date of their investment. It prefers to invest in technology, SaaS Finance, energy technology, sustainable and renewable technology, and life sciences. Within technology the firm focuses on advanced specialty materials and chemicals; communication and networking, consumer and business products; consumer products and services, digital media and consumer internet; electronics and computer hardware; enterprise software and services; gaming; healthcare services; information services; business services; media, content and information; mobile; resource management; security software; semiconductors; semiconductors and hardware; and software sector. Within energy technology, it invests in agriculture; clean technology; energy and renewable technology, fuels, and power technology; geothermal; smart grid and energy efficiency and monitoring technologies; solar; and wind. Within life sciences, the firm invests in biopharmaceuticals; biotechnology tools; diagnostics; drug discovery, drug platform, development, and delivery; medical devices and equipment; surgical devices; therapeutics; pharma services; and specialty pharmaceuticals. Within sustainable and renewables, it invests in Vehicle Technology, Energy Generation and Storage, Ag Technology, Advanced Materials, and Industry 4.0. It also invests in educational services. The firm invests primarily in United States based companies and considers investment in the West Coast, Mid-Atlantic regions, Southeast and Midwest, particularly in the areas of software, biotech, and information services. The firm prefers to invest between $5 million and $500 million in equity per transactions. It invests in debt between $1 million and $40 million in companies focused primarily on business services, communications, electronics, hardware, and healthcare services. The firm invests primarily in private companies but also have investments in public companies. For equity investments, the firm seeks to represent a controlling interest in its portfolio companies which may exceed 25% of the voting securities of such companies. The firm seeks to invest a limited portion of its assets in equipment-based loans to early-stage prospective portfolio companies. These loans are generally for amounts up to $3 million but may be up to $15 million for certain energy technology venture investments. The firm allows certain debt investments have the right to convert a portion of the debt investment into equity. It also co-invests with other private equity firms. The firm seeks to exit its investments through initial public offering, a private sale of equity interest to a third party, a merger or an acquisition of the company or a purchase of the equity position by the company or one of its stockholders. The firm has structured debt with warrants which typically have maturities of between two and seven years with an average of three years; senior debt with an investment horizon of less than three years; equipment loans with an investment horizon ranging from three to four years; and equity related securities with an investment horizon ranging from three to seven years. The firm prefers to invest through its balance sheet capital. The firm formerly known as Hercules Technology Growth Capital, Inc. Hercules Capital, Inc. was founded in December 2003 and is based in San Mateo, California with additional offices in North America and Europe.
News Sentiment (7d)
Based on only 1 article — low confidence
- Hercules Capital (HTGC) Stock Dips While Market Gains: Key Facts Zacks Investment Research
Market Cap & Enterprise Value
Merger & Acquisition History
No mergers or acquisitions recorded for this company.
Technical Outlook
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Signal Summary
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| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
USD15.92
-0.09 (-0.56%)
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Volume Profile
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Liquidity & share structure
Average Volume
2M
Beta
0.74
Float Shares
168.65M
Free Float %
91.8%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -0.44% | -2.74% | +4.58% | +2.57% | -9.51% | -15.09% | -9.77% | +20.06% | -3.91% | +35.08% | +23.30% |
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow
Revenue by geography
Revenue by segment
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Revenue composition
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To
By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Analyst Consensus (31 ratings, all time)
Buy
Price Targets & DCF
Current price
15.92
Low
17.50
+9.9%
Consensus
18.63
+17.0%
Median
18.63
+17.0%
High
19.75
+24.1%
DCF (Unlevered)
86.66
+444.3%
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
Ratings Trend (MoM)
78% Bullish
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 2 | 0 |
| Buy | 5 | 0 |
| Hold | 2 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Price Target Summary
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | 1 |
17.50
+9.9%
|
| Last Year | 5 |
19.15
+20.3%
|
| All Time | 13 |
18.90
+18.7%
|
Quality scores
Altman Z-Score
1.07
Distress
Piotroski F-Score
4 / 9
Average
MOAT Score
5 / 10
Developing
Composite Rating
B
Overall Score
3 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
4 / 5
High
ROA Score
5 / 5
High
D/E Score
2 / 5
Medium
P/E Score
3 / 5
Medium
P/Book Score
2 / 5
Medium
Operational MOAT
✗ Below peers
-
Revenue growth Asset Management: +17.4%+27.0% ★ Q1'26: +3.8% (vs Q1'25)
-
EPS growth Asset Management: +22.7%+14.9% Q1'26: -20.7% (vs Q1'25)
-
FCF margin FCF growth · Asset Management: +27.7%+51.0% ★ Q1'26: -240.4% (vs Q1'25)
-
EBIT margin Asset Management: +50.6%+66.7% ★ Q1'26: +44.3% (vs Q1'25)
-
ROIC Asset Management: +6.5%+8.2% ★ Q1'26: +3.6% (vs Q1'25)
-
Share dilution Asset Management: +0.0%+20.5% Q1'26: +12.2% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×6.30× Q1'26: 14.99× (vs Q1'25)
Valuation Multiples
From
To
Price Forecast (3Y)
From
To
Theoretical Return — If Invested Today
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
Consensus Estimates
| Metric |
Dec 2007 actual |
Dec 2008 actual |
Dec 2009 actual |
Dec 2011 actual |
Dec 2012 actual |
Dec 2013 actual |
Dec 2015 actual |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 5 Rev. Ana. 5 EPS Ana. |
Dec 2027 5 Rev. Ana. 6 EPS Ana. |
Dec 2028 2 Rev. Ana. 3 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
63.94M
est: 48.63M (+31.5%)
|
57.05M
est: 72.38M (-21.2%)
|
44.75M
est: 66.68M (-32.9%)
|
87.20M
est: 77.43M (+12.6%)
|
96.17M
est: 92.41M (+4.1%)
|
166.09M
est: 126.82M (+31.0%)
|
126.55M
est: 158.65M (-20.2%)
|
143.41M
est: 172.85M (-17.0%)
|
173.43M
est: 189.17M (-8.3%)
|
175.52M
est: 205.66M (-14.7%)
|
298.20M
est: 266.50M (+11.9%)
|
357.38M
est: 282.61M (+26.5%)
|
309.58M
est: 278.89M (+11.0%)
|
239.39M
est: 312.40M (-23.4%)
|
494.12M
est: 485.91M (+1.7%)
|
430.90M
est: 497.99M (-13.5%)
|
547.10M
est: 536.58M (+2.0%)
|
588.07M
579.47M – 606.79M
+9.6% YoY
|
633.47M
624.21M – 653.63M
+7.7% YoY
|
685.38M
680.57M – 690.18M
+8.2% YoY
|
| EBITDA |
42.61M
est: 42.36M (+0.6%)
|
21.30M
est: 34.88M (-38.9%)
|
13.94M
est: 21.67M (-35.7%)
|
47.28M
est: 55.56M (-14.9%)
|
47.05M
est: 62.60M (-24.8%)
|
99.70M
est: 115.56M (-13.7%)
|
43.11M
est: 71.35M (-39.6%)
|
68.91M
est: 90.64M (-24.0%)
|
79.20M
est: 114.28M (-30.7%)
|
76.70M
est: 120.25M (-36.2%)
|
173.86M
est: 219.01M (-20.6%)
|
227.68M
est: 266.20M (-14.5%)
|
174.47M
est: 227.43M (-23.3%)
|
102.29M
est: 182.61M (-44.0%)
|
337.67M
est: 287.03M (+17.6%)
|
263.43M
est: 294.17M (-10.4%)
|
365.43M
est: 316.96M (+15.3%)
|
347.38M
342.30M – 358.44M
+9.6% YoY
|
374.20M
368.73M – 386.11M
+7.7% YoY
|
404.86M
402.02M – 407.70M
+8.2% YoY
|
| EBIT |
42.41M
est: 28.38M (+49.4%)
|
21.00M
est: 42.25M (-50.3%)
|
13.57M
est: 38.92M (-65.1%)
|
46.94M
est: 45.19M (+3.9%)
|
46.76M
est: 53.94M (-13.3%)
|
99.45M
est: 74.02M (+34.4%)
|
42.92M
est: 92.59M (-53.7%)
|
68.70M
est: 100.88M (-31.9%)
|
79.00M
est: 110.40M (-28.4%)
|
76.50M
est: 120.03M (-36.3%)
|
173.60M
est: 155.54M (+11.6%)
|
227.26M
est: 164.94M (+37.8%)
|
174.16M
est: 162.77M (+7.0%)
|
102.08M
est: 182.33M (-44.0%)
|
337.48M
est: 286.65M (+17.7%)
|
262.97M
est: 293.78M (-10.5%)
|
365.10M
est: 316.54M (+15.3%)
|
346.91M
341.84M – 357.96M
+9.6% YoY
|
373.69M
368.23M – 385.59M
+7.7% YoY
|
404.32M
401.48M – 407.15M
+8.2% YoY
|
| Net Income |
42.41M
est: 38.20M (+11.0%)
|
21.00M
est: 22.93M (-8.5%)
|
13.57M
est: 13.18M (+3.0%)
|
46.94M
est: 42.50M (+10.4%)
|
46.76M
est: 43.64M (+7.2%)
|
99.45M
est: 88.05M (+12.9%)
|
42.92M
est: 43.12M (-0.5%)
|
68.70M
est: 62.22M (+10.4%)
|
79.00M
est: 76.91M (+2.7%)
|
76.50M
est: 80.57M (-5.1%)
|
173.60M
est: 167.03M (+3.9%)
|
227.26M
est: 208.92M (+8.8%)
|
174.16M
est: 173.81M (+0.2%)
|
102.08M
est: 231.67M (-55.9%)
|
337.48M
est: 354.70M (-4.9%)
|
262.97M
est: 392.37M (-33.0%)
|
339.74M
est: 374.74M (-9.3%)
|
376.27M
368.47M – 384.07M
+0.4% YoY
|
383.25M
378.97M – 390.57M
+1.9% YoY
|
373.75M
361.73M – 385.76M
-2.5% YoY
|
| SGA |
5.44M
est: 7.34M (-26.0%)
|
6.90M
est: 8.57M (-19.5%)
|
7.28M
est: 4.72M (+54.4%)
|
7.99M
est: 8.70M (-8.1%)
|
8.11M
est: 8.35M (-2.9%)
|
9.35M
est: 8.45M (+10.7%)
|
16.66M
est: 14.96M (+11.4%)
|
16.11M
est: 14.30M (+12.6%)
|
15.67M
est: 15.86M (-1.2%)
|
14.52M
est: 15.49M (-6.3%)
|
19.18M
est: 18.94M (+1.3%)
|
18.91M
est: 18.08M (+4.6%)
|
16.11M
est: 15.70M (+2.6%)
|
16.95M
est: 16.20M (+4.6%)
|
18.70M
est: 23.43M (-20.2%)
|
19.67M
est: 24.01M (-18.1%)
|
19.03M
est: 25.88M (-26.5%)
|
28.36M
27.94M – 29.26M
+9.6% YoY
|
30.55M
30.10M – 31.52M
+7.7% YoY
|
33.05M
32.82M – 33.28M
+8.2% YoY
|
| EPS |
1.50
est: 0.92 (+63.0%)
|
0.64
est: 1.13 (-43.4%)
|
0.38
est: 0.98 (-61.2%)
|
1.08
est: 0.86 (+25.6%)
|
0.93
est: 0.87 (+6.9%)
|
1.67
est: 1.00 (+67.0%)
|
0.60
est: 1.03 (-41.8%)
|
0.91
est: 1.24 (-26.3%)
|
0.95
est: 1.17 (-18.7%)
|
0.83
est: 1.18 (-29.9%)
|
1.71
est: 1.39 (+23.2%)
|
2.02
est: 1.36 (+48.5%)
|
1.50
est: 1.28 (+17.4%)
|
0.80
est: 1.43 (-44.2%)
|
2.32
est: 1.80 (+28.8%)
|
1.61
est: 2.03 (-20.6%)
|
1.90
est: 1.93 (-1.5%)
|
1.93
1.89 – 1.97
+0.1% YoY
|
1.98
1.95 – 2.01
+2.3% YoY
|
1.91
1.86 – 1.98
-3.2% YoY
|
Recent Grade Changes (3M)
| Date | Firm | Previous | New Grade | Action |
|---|---|---|---|---|
| 2026-05-06 | Piper Sandler | Neutral | Neutral | Maintain |
| 2026-04-22 | Citizens | Market Outperform | Market Outperform | Maintain |
| 2026-04-16 | Keefe, Bruyette & Woods | Outperform | Outperform | Maintain |
Historical Ratings (3M)
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-11 | B | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 2/5 |
| 2026-05-08 | B | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 2/5 |
| 2026-05-07 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 4/5 | 3/5 | 2/5 |
| 2026-05-06 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 4/5 | 3/5 | 2/5 |
| 2026-05-05 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 4/5 | 3/5 | 2/5 |
| 2026-05-04 | B | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 2/5 |
| 2026-05-01 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 2/5 | 3/5 | 2/5 |
| 2026-04-30 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 2/5 | 3/5 | 2/5 |
| 2026-04-29 | B | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 3/5 | 2/5 |
| 2026-04-28 | B | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 3/5 | 2/5 |
| 2026-04-27 | B | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 3/5 | 2/5 |
| 2026-04-24 | B | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 3/5 | 2/5 |
| 2026-04-23 | B | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 3/5 | 2/5 |
| 2026-04-22 | B | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 3/5 | 2/5 |
| 2026-04-21 | B | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 2/5 |
| 2026-04-20 | B | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 2/5 |
| 2026-04-17 | B | 3/5 | 1/5 | 4/5 | 5/5 | 1/5 | 3/5 | 2/5 |
| 2026-04-16 | B | 3/5 | 1/5 | 4/5 | 5/5 | 1/5 | 3/5 | 2/5 |
| 2026-04-15 | B | 3/5 | 1/5 | 4/5 | 5/5 | 1/5 | 3/5 | 2/5 |
Owner Earnings
Owner's Earnings (history)
From
To
Owner alignment
Owner's Earnings TTM
-346.88M
OE per share TTM
-1.79
Owner's Yield
-11.88%
Maintenance CapEx ratio
1.89%
Maint CapEx / Avg PPE
2.6%
Ownership Overview
Ownership breakdown
At a glance
Institutional holders
137
Total invested
232.80M
Insider transactions (90d)
0
Beneficial owners (>5%)
36
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | MMC Norilsk Nickel | 98.47M | 20.00% | 65.9K | — | 658.6K | 62.3K | HC | Pennsylvania | 2014-02-11 | ↗ |
| 2 | Abdulaziz Alsaud | 9.41M | 6.60% | — | 9.41M | — | 9.41M | IN | The Kingdom of Saudi Arabia | 2023-05-08 | ↗ |
| 3 | Kingdom Holding Company | 9.41M | 6.60% | — | 9.41M | — | 9.41M | CO | Kingdom Saudi Arabia | 2023-05-08 | ↗ |
| 4 | Orange Capital, LLC | 4.11M | 7.20% | — | — | — | — | IA, OO | MARYLAND | 2012-02-10 | ↗ |
| 5 | 2. | 3.42M | 9.30% | — | — | 3.42M | — | CO | Maryland | 2013-02-14 | ↗ |
| 6 | First Trust Portfolios L.P., First Trust Advisors L.P., The Charger Corporation | 3.00M | 16.04% | — | — | — | — | BD, IA, HC | State of Florida | 2014-02-13 | ↗ |
| 7 | (1) BlackRock, Inc. | 2.70M | 7.47% | 2.70M | — | 2.70M | — | HC | Delaware | 2011-02-04 | ↗ |
| 8 | 59-3299598 | 2.64M | 6.03% | 2.64M | — | 2.64M | — | IA | State of Florida | 2012-02-15 | ↗ |
| 9 | 52-0556948 | 2.50M | 5.90% | 1.29M | — | 2.50M | — | IA | MARYLAND | 2011-02-10 | ↗ |
| 10 | BlackRock for purposes of Schedule 13G filings. | 1.97M | 5.53% | 1.97M | — | 1.97M | — | HC | Delaware | 2010-01-29 | ↗ |
| 11 | 13G | 1.46M | 11.72% | 1.46M | 661.7K | 1.46M | 661.7K | CO | Maryland | 2015-02-17 | ↗ |
| 12 | (. | 1.09M | 3.31% | 1.08M | — | 1.09M | — | IA | Delaware Limited Partnership | 2009-02-09 | ↗ |
| 13 | Raging Capital Fund, LP | 802.4K | 3.00% | 42.8K | — | 2.05M | 42.8K | PN | Pennsylvania | 2012-02-08 | ↗ |
| 14 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 456.2K | 15.21% | 456.2K | — | 456.2K | — | IA | DELAWARE | 2019-02-14 | ↗ |
| 15 | RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND | 456.2K | 15.21% | 456.2K | — | 456.2K | — | IV | MARYLAND | 2019-02-14 | ↗ |
| 16 | 36-4488942 | 390.6K | 1.10% | — | 100.0K | — | 390.6K | HC | Delaware | 2010-02-12 | ↗ |
| 17 | Hercules Capital, Inc. | 304.5K | 4.10% | 304.5K | — | 304.5K | — | CO | Maryland | 2022-10-12 | ↗ |
| 18 | 04-2471937 | 272.4K | 0.80% | — | 45.4K | — | 272.4K | IA | Delaware | 2010-02-12 | ↗ |
| 19 | 56-0939887 | 82.7K | 5.17% | 82.7K | — | 82.7K | — | — | North Carolina | 2021-02-17 | ↗ |
| 20 | Andrew J. M. Spokes | — | 0.00% | — | — | — | — | IN | United Kingdom | 2009-01-26 | ↗ |
| 21 | Ashish H. Pant | — | 0.00% | — | — | — | — | IN | India | 2009-01-26 | ↗ |
| 22 | Douglas M. MacMahon | — | 0.00% | — | — | — | — | IN | United States | 2009-01-26 | ↗ |
| 23 | Farallon Capital Institutional Partners II, L.P. | — | 0.00% | — | — | — | — | PN | California | 2009-01-26 | ↗ |
| 24 | Farallon Capital Institutional Partners III, L.P. | — | 0.00% | — | — | — | — | PN | Delaware | 2009-01-26 | ↗ |
| 25 | Farallon Capital Institutional Partners, L.P. | — | 0.00% | — | — | — | — | PN | California | 2009-01-26 | ↗ |
| 26 | Farallon Capital Partners, L.P. | — | 0.00% | — | — | — | — | PN | California | 2009-01-26 | ↗ |
| 27 | Farallon Partners, L.L.C. | — | 0.00% | — | — | — | — | OO | Delaware | 2009-01-26 | ↗ |
| 28 | Jason E. Moment | — | 0.00% | — | — | — | — | IN | United States | 2009-01-26 | ↗ |
| 29 | Mark C. Wehrly | — | 0.00% | — | — | — | — | IN | United States | 2009-01-26 | ↗ |
| 30 | Monica R. Landry | — | 0.00% | — | — | — | — | IN | United States | 2009-01-26 | ↗ |
| 31 | Rajiv A. Patel | — | 0.00% | — | — | — | — | IN | United States | 2009-01-26 | ↗ |
| 32 | Stephen L. Millham | — | 0.00% | — | — | — | — | IN | United States | 2009-01-26 | ↗ |
| 33 | Thomas F. Steyer | — | 0.00% | — | — | — | — | IN | United States | 2009-01-26 | ↗ |
| 34 | Tinicum Partners, L.P. | — | 0.00% | — | — | — | — | PN | New York | 2009-01-26 | ↗ |
| 35 | William F. Duhamel | — | 0.00% | — | — | — | — | IN | United States | 2009-01-26 | ↗ |
| 36 | William F. Mellin | — | 0.00% | — | — | — | — | IN | United States | 2009-01-26 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
From
To
13F snapshot — 2026 Q1
Investors holding
137
-230 vs prev Q
New positions
24
Closed positions
242
Increased
71
Reduced
44
Put/Call ratio
0.00
Calls held
—
Puts held
100.00
Top institutional holders
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | TRIAD INVESTMENT MANAGEMENT | 104.1K +104.1K (+100.0%) | 1.96B +2.0B (+100.0%) | 0.06% +0.058 pp | 1.98% +1.984 pp | USD18.82 +0.0% | 1 qtrs NEW |
| 2 | VAN ECK ASSOCIATES CORP | 3.46M -188.9K (-5.2%) | 65.09M -3.9M (-5.6%) | 1.91% -0.150 pp | 0.05% -0.010 pp | USD16.85 +11.7% | 52 qtrs — |
| 3 | SOUND INCOME STRATEGIES, LLC | 2.70M -49.6K (-1.8%) | 51.12M +4.2M (+8.8%) | 1.50% -0.058 pp | 2.42% -0.148 pp | USD13.78 +36.6% | 33 qtrs — |
| 4 | TWO SIGMA ADVISERS, LP | 1.92M -34.2K (-1.7%) | 36.18M -819.7K (-2.2%) | 1.06% -0.043 pp | 0.07% -0.004 pp | USD18.97 -0.8% | 24 qtrs — |
| 5 | LPL FINANCIAL LLC | 1.82M +29.3K (+1.6%) | 34.32M +389.8K (+1.1%) | 1.01% -0.004 pp | 0.01% -0.001 pp | USD17.69 +6.4% | 51 qtrs — |
| 6 | UBS GROUP AG | 1.67M +353.1K (+26.8%) | 31.46M +6.5M (+26.2%) | 0.92% +0.179 pp | 0.01% +0.001 pp | USD18.55 +1.5% | 45 qtrs — |
| 7 | TWO SIGMA INVESTMENTS, LP | 1.62M +288.4K (+21.7%) | 30.42M +5.3M (+21.1%) | 0.89% +0.143 pp | 0.04% +0.006 pp | USD18.39 +2.3% | 67 qtrs — |
| 8 | QUBE RESEARCH & TECHNOLOGIES LTD | 1.53M +499.3K (+48.6%) | 28.73M +9.3M (+47.9%) | 0.86% +0.280 pp | 0.03% +0.009 pp | USD18.71 +0.6% | 4 qtrs — |
| 9 | MILLENNIUM MANAGEMENT LLC | 1.39M +30.1K (+2.2%) | 26.21M +444.1K (+1.7%) | 0.77% 0.000 pp | 0.01% +0.000 pp | USD18.51 +1.7% | 49 qtrs — |
| 10 | LEGAL & GENERAL GROUP PLC | 1.38M +209.9K (+17.9%) | 26.00M +3.8M (+17.3%) | 0.77% +0.103 pp | 0.01% +0.001 pp | USD14.94 +26.0% | 75 qtrs — |
| 11 | MUZINICH & CO., INC. | 1.34M +343.0K (+34.5%) | 25.14M +6.4M (+33.9%) | 0.74% +0.179 pp | 7.90% +0.650 pp | USD17.42 +8.0% | 45 qtrs — |
| 12 | BLACKROCK, INC. | 1.33M -6.0K (-0.4%) | 25.09M -233.8K (-0.9%) | 0.74% -0.020 pp | 0.00% +0.000 pp | USD19.35 -2.7% | 6 qtrs — |
| 13 | MORGAN STANLEY | 1.11M -59.5K (-5.1%) | 20.97M -1.2M (-5.5%) | 0.62% -0.047 pp | 0.00% 0.000 pp | USD15.71 +19.8% | 51 qtrs — |
| 14 | SUMITOMO MITSUI TRUST HOLDINGS, INC. | 1.02M +133.8K (+15.1%) | 19.17M +2.4M (+14.6%) | 0.56% +0.064 pp | 0.01% +0.002 pp | USD15.17 +24.1% | 24 qtrs — |
| 15 | FRANKLIN RESOURCES INC | 975.4K +46.7K (+5.0%) | 18.36M +795.8K (+4.5%) | 0.54% +0.016 pp | 0.00% +0.000 pp | USD18.73 +0.5% | 8 qtrs — |
| 16 | ADVISORS CAPITAL MANAGEMENT, LLC | 828.3K +34.0K (+4.3%) | 15.59M +568.5K (+3.8%) | 0.46% +0.010 pp | 0.18% -0.003 pp | USD14.91 +26.2% | 51 qtrs — |
| 17 | D. E. SHAW & CO., INC. | 825.5K +309.2K (+59.9%) | 15.54M +5.8M (+59.1%) | 0.47% +0.173 pp | 0.01% +0.003 pp | USD19.24 -2.2% | 5 qtrs — |
| 18 | MELIA WEALTH LLC | 802.2K -11.4K (-1.4%) | 15.10M -286.9K (-1.9%) | 0.44% -0.015 pp | 6.98% +0.244 pp | USD17.17 +9.6% | 9 qtrs — |
| 19 | TECTONIC ADVISORS LLC | 759.7K +70.2K (+10.2%) | 14.30M +1.3M (+9.7%) | 0.42% +0.031 pp | 0.75% +0.042 pp | USD17.06 +10.3% | 21 qtrs — |
| 20 | WELLS FARGO & COMPANY/MN | 740.5K -16.6K (-2.2%) | 13.94M -380.1K (-2.7%) | 0.41% -0.019 pp | 0.00% 0.000 pp | USD14.88 +26.5% | 57 qtrs — |
| 21 | VOLORIDGE INVESTMENT MANAGEMENT, LLC | 707.7K +128.8K (+22.2%) | 13.32M +2.4M (+21.7%) | 0.39% +0.064 pp | 0.05% +0.010 pp | USD19.35 -2.7% | 23 qtrs — |
| 22 | RAYMOND JAMES FINANCIAL INC | 691.1K -14.9K (-2.1%) | 13.01M -344.0K (-2.6%) | 0.39% -0.010 pp | 0.00% 0.000 pp | USD19.91 -5.5% | 5 qtrs — |
| 23 | ROYAL BANK OF CANADA | 643.8K -116.8K (-15.4%) | 12.12M -2.3M (-15.8%) | 0.36% -0.074 pp | 0.00% 0.000 pp | USD15.06 +25.0% | 51 qtrs — |
| 24 | STIFEL FINANCIAL CORP | 607.1K +40.4K (+7.1%) | 11.43M +709.3K (+6.6%) | 0.34% +0.022 pp | 0.01% +0.001 pp | USD16.10 +16.9% | 48 qtrs — |
| 25 | GILMAN HILL ASSET MANAGEMENT, LLC | 580.4K -3.6K (-0.6%) | 10.92M -120.5K (-1.1%) | 0.32% -0.009 pp | 1.72% -0.008 pp | USD13.56 +38.8% | 51 qtrs — |
| 26 | POINT72 ASSET MANAGEMENT, L.P. | 557.7K +482.3K (+639.6%) | 10.50M +9.1M (+636.1%) | 0.31% +0.272 pp | 0.01% +0.009 pp | USD18.83 -0.1% | 4 qtrs — |
| 27 | CITADEL ADVISORS LLC | 472.1K -432.0K (-47.8%) | 8.89M -8.2M (-48.0%) | 0.26% -0.250 pp | 0.00% -0.001 pp | USD19.24 -2.2% | 19 qtrs — |
| 28 | HRT FINANCIAL LP | 441.3K -52.6K (-10.7%) | 8.31M -1.0M (-11.1%) | 0.24% -0.035 pp | 0.03% -0.008 pp | USD18.89 -0.4% | 12 qtrs — |
| 29 | TREXQUANT INVESTMENT LP | 402.9K +22.4K (+5.9%) | 7.58M +386.8K (+5.4%) | 0.22% +0.008 pp | 0.07% -0.007 pp | USD18.91 -0.5% | 5 qtrs — |
| 30 | BORDER TO COAST PENSIONS PARTNERSHIP LTD | 400.0K +25.0K (+6.7%) | 7.54M +451.0K (+6.4%) | 0.22% +0.010 pp | 0.13% +0.008 pp | USD18.13 +3.8% | 16 qtrs — |
| 31 | AMERIPRISE FINANCIAL INC | 386.0K +97.0K (+33.6%) | 7.26M +1.8M (+32.9%) | 0.22% +0.054 pp | 0.00% +0.000 pp | USD18.05 +4.3% | 26 qtrs — |
| 32 | ADVISORS ASSET MANAGEMENT, INC. | 364.2K -27.4K (-7.0%) | 6.85M -551.3K (-7.4%) | 0.20% -0.020 pp | 0.12% -0.011 pp | USD14.59 +29.0% | 62 qtrs — |
| 33 | JUMP FINANCIAL, LLC | 361.1K +217.0K (+150.6%) | 6.80M +4.1M (+149.4%) | 0.20% +0.122 pp | 0.08% +0.051 pp | USD18.58 +1.3% | 14 qtrs — |
| 34 | SCHONFELD STRATEGIC ADVISORS LLC | 360.4K +143.1K (+65.9%) | 6.78M +2.7M (+65.1%) | 0.20% +0.080 pp | 0.03% +0.007 pp | USD18.64 +1.0% | 5 qtrs — |
| 35 | JANE STREET GROUP, LLC | 358.9K +299.8K (+507.0%) | 6.76M +5.6M (+504.1%) | 0.20% +0.165 pp | 0.00% +0.001 pp | USD18.73 +0.5% | 3 qtrs — |
| 36 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 340.2K +118.2K (+53.2%) | 6.40M +2.2M (+52.5%) | 0.19% +0.063 pp | 0.00% +0.000 pp | USD18.55 +1.5% | 39 qtrs — |
| 37 | JPMORGAN CHASE & CO | 320.2K -99.4K (-23.7%) | 6.03M -1.9M (-24.0%) | 0.18% -0.060 pp | 0.00% 0.000 pp | USD16.15 +16.5% | 43 qtrs — |
| 38 | MARSHALL WACE, LLP | 312.7K -279.5K (-47.2%) | 5.89M -5.3M (-47.4%) | 0.17% -0.162 pp | 0.01% -0.006 pp | USD18.91 -0.5% | 12 qtrs — |
| 39 | D.A. DAVIDSON & CO. | 309.2K +9.1K (+3.0%) | 5.82M +143.7K (+2.5%) | 0.17% +0.002 pp | 0.04% -0.001 pp | USD16.68 +12.8% | 18 qtrs — |
| 40 | NEUBERGER BERMAN GROUP LLC | 302.8K -18.9K (-5.9%) | 5.70M -384.7K (-6.3%) | 0.17% -0.011 pp | 0.00% 0.000 pp | USD18.30 +2.8% | 33 qtrs — |
| 41 | LEFT BRAIN WEALTH MANAGEMENT, LLC | 295.8K +4.9K (+1.7%) | 5.57M +65.5K (+1.2%) | 0.16% -0.001 pp | 1.93% +0.199 pp | USD16.13 +16.7% | 13 qtrs — |
| 42 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 289.8K -12.7K (-4.2%) | 5.45M -266.7K (-4.7%) | 0.16% -0.010 pp | 0.08% +0.000 pp | USD11.91 +58.0% | 64 qtrs — |
| 43 | JANNEY MONTGOMERY SCOTT LLC | 255.3K -32.2K (-11.2%) | 4.81M -632.0K (-11.6%) | 0.14% -0.021 pp | 0.01% -0.002 pp | USD18.91 -0.5% | 2 qtrs — |
| 44 | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 239.6K +132.5K (+123.6%) | 4.51M +2.5M (+122.6%) | 0.13% +0.072 pp | 0.81% +0.415 pp | USD18.63 +1.0% | 6 qtrs — |
| 45 | PNC FINANCIAL SERVICES GROUP, INC. | 234.1K -34.3K (-12.8%) | 4.40M -668.9K (-13.2%) | 0.13% -0.022 pp | 0.00% -0.001 pp | USD12.64 +48.9% | 49 qtrs — |
| 46 | DENALI ADVISORS LLC | 233.2K -32.3K (-12.2%) | 4.39M -632.3K (-12.6%) | 0.13% -0.021 pp | 0.49% -0.080 pp | USD19.64 -4.2% | 6 qtrs — |
| 47 | COMMONWEALTH EQUITY SERVICES, LLC | 220.0K -8.6K (-3.8%) | 4.14M -182.8K (-4.2%) | 0.12% -0.008 pp | 0.01% 0.000 pp | USD18.46 +2.0% | 8 qtrs — |
| 48 | GREAT WEST LIFE ASSURANCE CO /CAN/ | 215.6K +9.3K (+4.5%) | 4.06M +165.0K (+4.2%) | 0.12% +0.003 pp | 0.01% +0.002 pp | USD16.42 +14.6% | 32 qtrs — |
| 49 | CETERA INVESTMENT ADVISERS | 215.0K +3.7K (+1.7%) | 4.05M +50.5K (+1.3%) | 0.12% -0.001 pp | 0.00% 0.000 pp | USD17.64 +6.7% | 15 qtrs — |
| 50 | STATE STREET CORP | 213.8K +40.8K (+23.6%) | 4.02M +751.7K (+23.0%) | 0.12% +0.020 pp | 0.00% +0.000 pp | USD18.61 +1.1% | 4 qtrs — |
| 51 | QUANTBOT TECHNOLOGIES LP | 213.7K +80.8K (+60.8%) | 4.02M +1.5M (+60.0%) | 0.12% +0.043 pp | 0.13% +0.065 pp | USD18.53 +1.6% | 17 qtrs — |
| 52 | BNP PARIBAS ARBITRAGE, SNC | 207.4K +128.0K (+161.2%) | 3.90M +2.4M (+159.9%) | 0.11% +0.070 pp | 0.00% +0.001 pp | USD19.03 -1.1% | 43 qtrs — |
| 53 | BANK OF AMERICA CORP /DE/ | 205.4K +59.9K (+41.2%) | 3.87M +1.1M (+40.5%) | 0.11% +0.031 pp | 0.00% +0.000 pp | USD18.47 +1.9% | 52 qtrs — |
| 54 | GOLDMAN SACHS GROUP INC | 205.3K -16.4K (-7.4%) | 3.86M -329.4K (-7.9%) | 0.11% -0.012 pp | 0.00% +0.000 pp | USD18.32 +2.7% | 73 qtrs — |
| 55 | ARES MANAGEMENT LLC | 201.6K +— (+0.0%) | 3.79M -18.1K (-0.5%) | 0.11% 0.000 pp | 0.22% +0.044 pp | USD17.96 +4.8% | 10 qtrs — |
| 56 | NORTHERN TRUST CORP | 201.4K -13.7K (-6.3%) | 3.79M -276.3K (-6.8%) | 0.11% -0.008 pp | 0.00% +0.000 pp | USD18.37 +2.4% | 40 qtrs — |
| 57 | CERITY PARTNERS LLC | 198.0K +169.4K (+592.3%) | 3.73M +3.2M (+589.0%) | 0.11% +0.094 pp | 0.01% +0.005 pp | USD18.84 -0.1% | 8 qtrs — |
| 58 | S&T BANK/PA | 197.9K -51.1K (-20.5%) | 3.72M -984.5K (-20.9%) | 0.11% -0.029 pp | 1.18% -0.146 pp | USD12.74 +47.7% | 31 qtrs — |
| 59 | BLAIR WILLIAM & CO/IL | 195.6K -7.6K (-3.7%) | 3.68M -161.5K (-4.2%) | 0.11% -0.007 pp | 0.01% 0.000 pp | USD17.90 +5.1% | 19 qtrs — |
| 60 | NAVITER WEALTH, LLC | 194.0K -15.0K (-7.2%) | 3.65M -301.9K (-7.6%) | 0.11% -0.011 pp | 0.48% +0.016 pp | USD19.01 -1.0% | 8 qtrs — |
| 61 | XTX TOPCO LTD | 193.3K +193.3K (+100.0%) | 3.64M +3.6M (+100.0%) | 0.11% +0.107 pp | 0.10% +0.096 pp | USD18.82 +0.0% | 1 qtrs NEW |
| 62 | WATERLOO CAPITAL, L.P. | 185.3K +27.3K (+17.3%) | 3.49M +498.9K (+16.7%) | 0.10% +0.013 pp | 0.25% +0.029 pp | USD17.73 +6.1% | 9 qtrs — |
| 63 | FAS WEALTH PARTNERS, INC. | 182.7K -2.3K (-1.2%) | 3.44M -60.0K (-1.7%) | 0.10% -0.004 pp | 0.22% -0.015 pp | USD15.29 +23.1% | 21 qtrs — |
| 64 | TRUVESTMENTS CAPITAL LLC | 181.7K -6.9K (-3.7%) | 3.42M -146.7K (-4.1%) | 0.10% -0.004 pp | 0.62% -0.023 pp | USD18.59 +1.2% | 9 qtrs — |
| 65 | BARCLAYS PLC | 176.4K -26.6K (-13.1%) | 3.32M -518.0K (-13.5%) | 0.10% -0.017 pp | 0.00% 0.000 pp | USD19.23 -2.1% | 5 qtrs — |
| 66 | WALLEYE TRADING LLC | 171.4K +156.9K (+1,084.4%) | 3.23M +3.0M (+1,078.8%) | 0.10% +0.088 pp | 0.00% +0.004 pp | USD18.83 -0.1% | 2 qtrs — |
| 67 | FJ CAPITAL MANAGEMENT LLC | 170.0K -34.0K (-16.7%) | 3.20M -658.4K (-17.1%) | 0.09% -0.021 pp | 0.35% -0.059 pp | USD19.11 -1.5% | 5 qtrs — |
| 68 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 167.7K +222.0 (+0.1%) | 3.16M -11.0K (-0.3%) | 0.09% -0.002 pp | 0.01% 0.000 pp | USD16.91 +11.3% | 51 qtrs — |
| 69 | TAYLOR FRIGON CAPITAL MANAGEMENT LLC | 163.3K +8.9K (+5.7%) | 3.07M +153.1K (+5.2%) | 0.09% +0.003 pp | 1.56% +0.104 pp | USD14.88 +26.5% | 33 qtrs — |
| 70 | PEAK6 LLC | 150.0K +150.0K (+100.0%) | 2.82M +2.8M (+100.0%) | 0.08% +0.083 pp | 0.01% +0.005 pp | USD18.82 +0.0% | 3 qtrs — |
| 71 | DEUTSCHE BANK AG\ | 141.3K +535.0 (+0.4%) | 2.66M -2.6K (-0.1%) | 0.08% -0.001 pp | 0.00% +0.000 pp | USD18.76 +0.3% | 50 qtrs — |
| 72 | ROCKEFELLER CAPITAL MANAGEMENT L.P. | 141.0K +2.0 (+0.0%) | 2.65M -12.6K (-0.5%) | 0.08% -0.002 pp | 0.00% 0.000 pp | USD14.13 +33.2% | 25 qtrs — |
| 73 | PRIVATE ADVISOR GROUP, LLC | 135.5K +9.7K (+7.7%) | 2.55M +170.6K (+7.2%) | 0.08% +0.005 pp | 0.01% +0.000 pp | USD16.54 +13.8% | 30 qtrs — |
| 74 | ENGINEERS GATE MANAGER LP | 132.7K -24.6K (-15.6%) | 2.50M -477.3K (-16.0%) | 0.07% -0.014 pp | 0.03% -0.004 pp | USD18.71 +0.6% | 9 qtrs — |
| 75 | SAGE ADVISORS, LLC | 120.0K +61.9K (+106.7%) | 2.26M +1.2M (+105.8%) | 0.07% +0.034 pp | 1.50% +0.711 pp | USD18.86 -0.2% | 2 qtrs — |
| 76 | NATIXIS | 118.4K +214.0 (+0.2%) | 2.23M -6.6K (-0.3%) | 0.07% 0.000 pp | 0.01% -0.002 pp | USD17.33 +8.6% | 22 qtrs — |
| 77 | VERITION FUND MANAGEMENT LLC | 116.5K +79.1K (+211.4%) | 2.19M +1.5M (+209.9%) | 0.07% +0.045 pp | 0.01% +0.006 pp | USD18.81 +0.1% | 4 qtrs — |
| 78 | BANK OF NEW YORK MELLON CORP | 113.6K +94.4K (+490.4%) | 2.14M +1.8M (+487.6%) | 0.06% +0.052 pp | 0.00% +0.000 pp | USD18.86 -0.2% | 8 qtrs — |
| 79 | CIBC PRIVATE WEALTH GROUP, LLC | 111.3K +— (+0.0%) | 2.09M -10.0K (-0.5%) | 0.06% -0.001 pp | 0.00% 0.000 pp | USD16.62 +13.2% | 20 qtrs — |
| 80 | PFG INVESTMENTS, LLC | 111.1K -1.1K (-1.0%) | 2.09M -30.3K (-1.4%) | 0.06% -0.002 pp | 0.10% -0.012 pp | USD17.64 +6.7% | 12 qtrs — |
| 81 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 109.9K -2.1K (-1.8%) | 2.07M -48.8K (-2.3%) | 0.06% -0.003 pp | 0.01% -0.001 pp | USD16.82 +11.9% | 27 qtrs — |
| 82 | DNB ASSET MANAGEMENT AS | 107.9K -6.3K (-5.5%) | 2.03M -128.3K (-5.9%) | 0.06% -0.005 pp | 0.01% -0.001 pp | USD17.01 +10.6% | 47 qtrs — |
| 83 | CENTAURUS FINANCIAL, INC. | 106.4K +68.6K (+181.3%) | 2.00M +1.3M (+180.0%) | 0.06% +0.038 pp | 0.09% +0.058 pp | USD18.63 +1.0% | 3 qtrs — |
| 84 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 103.0K +13.4K (+14.9%) | 1.92M +310.9K (+19.4%) | 0.06% +0.006 pp | 0.00% +0.000 pp | USD19.19 -1.9% | 6 qtrs — |
| 85 | BREVAN HOWARD CAPITAL MANAGEMENT LP | 100.7K +12.3K (+14.0%) | 1.90M +224.4K (+13.4%) | 0.06% +0.006 pp | 0.02% +0.013 pp | USD18.44 +2.1% | 3 qtrs — |
| 86 | SHARPEPOINT LLC | 100.6K +12.3K (+13.9%) | 1.89M +223.3K (+13.4%) | 0.06% +0.006 pp | 1.13% -0.372 pp | USD19.63 -4.1% | 5 qtrs — |
| 87 | ADVISOR GROUP HOLDINGS, INC. | 99.7K -14.2K (-12.5%) | 1.88M -327.9K (-14.9%) | 0.06% -0.009 pp | 0.00% 0.000 pp | USD13.94 +35.0% | 24 qtrs — |
| 88 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 98.3K +1.6K (+1.7%) | 1.85M +22.3K (+1.2%) | 0.05% 0.000 pp | 0.10% -0.017 pp | USD14.01 +34.3% | 13 qtrs — |
| 89 | KESTRA PRIVATE WEALTH SERVICES, LLC | 97.7K -3.8K (-3.8%) | 1.84M -80.8K (-4.2%) | 0.05% -0.003 pp | 0.02% -0.002 pp | USD19.61 -4.0% | 7 qtrs — |
| 90 | PENNINGTON PARTNERS & CO., LLC | 96.7K +— (+0.0%) | 1.82M -8.7K (-0.5%) | 0.05% -0.001 pp | 0.73% -0.138 pp | USD20.09 -6.3% | 5 qtrs — |
| 91 | CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | 91.1K -1.4K (-1.5%) | 1.71M -33.9K (-1.9%) | 0.05% -0.002 pp | 0.50% -0.040 pp | USD14.30 +31.6% | 31 qtrs — |
| 92 | LEGACY CAPITAL WEALTH PARTNERS, LLC | 89.6K +7.9K (+9.7%) | 1.69M +142.0K (+9.2%) | 0.05% +0.004 pp | 0.36% +0.026 pp | USD20.41 -7.8% | 21 qtrs — |
| 93 | IHT WEALTH MANAGEMENT, LLC | 86.9K +2.8K (+3.3%) | 1.64M +45.2K (+2.8%) | 0.05% +0.001 pp | 0.04% -0.001 pp | USD17.31 +8.7% | 17 qtrs — |
| 94 | LANSFORSAKRINGAR FONDFORVALTNING AB (PUBL) | 84.0K +84.0K (+100.0%) | 1.58M +1.6M (+100.0%) | 0.05% +0.047 pp | 0.01% +0.008 pp | USD18.82 +0.0% | 1 qtrs NEW |
| 95 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 109.6K +30.0K (+37.7%) | 1.53M +33.5K (+2.2%) | 0.06% +0.016 pp | 0.10% -0.016 pp | USD18.95 -0.7% | 24 qtrs — |
Ownership breakdown by holder
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
2.11
Bullish
Ratio by volume
3.00
Bullish
Buys
19
Sells
9
Shares acquired
587.1K
Shares disposed
103.6K
Cash buys
16.00
Cash sales
—
Net activity
+483,440
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-09 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 3,458 | 14.74 | 51.0K | 445,090 | D | ↗ |
| 2026-04-09 | Follmann Christian | Officer | F-InKind | D | Common Stock | 1,365 | 14.74 | 20.1K | 148,770 | D | ↗ |
| 2026-04-09 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 956 | 14.74 | 14.1K | 92,380 | D | ↗ |
| 2026-04-09 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 10,652 | 14.74 | 157.0K | 2,505,727 | D | ↗ |
| 2026-03-26 | Theodosopoulos Nikos | Director | P-Purchase | A | Common Stock | 7,317 | 14.35 | 105.0K | 29,362 | D | ↗ |
| 2026-03-26 | Randhawa Paramjeet K | Director | P-Purchase | A | Common Stock | 2,926 | 14.35 | 42.0K | 22,486 | D | ↗ |
| 2026-03-26 | Loo Wade | Director | P-Purchase | A | Common Stock | 7,317 | 14.35 | 105.0K | 14,050 | D | ↗ |
| 2026-03-26 | Fallon Thomas J | Director | P-Purchase | A | Common Stock | 7,300 | 14.30 | 104.4K | 157,669 | I | ↗ |
| 2026-03-26 | CROWELL GAYLE A | Director | P-Purchase | A | Common Stock | 7,317 | 14.35 | 105.0K | 97,589 | D | ↗ |
| 2026-03-26 | BADAVAS ROBERT P | Director | P-Purchase | A | Common Stock | 3,658 | 14.35 | 52.5K | 5,070 | D | ↗ |
| 2026-03-26 | Aguirre DeAnne | Director | P-Purchase | A | Common Stock | 7,317 | 14.35 | 105.0K | 10,749 | D | ↗ |
| 2026-03-05 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 5 | 15.11 | 75.55 | 448,548 | D | ↗ |
| 2026-03-04 | Randhawa Paramjeet K | Director | P-Purchase | A | Common Stock | 3,050 | 14.78 | 45.1K | 19,560 | D | ↗ |
| 2026-03-04 | Follmann Christian | Officer | P-Purchase | D | Common Stock | 5,000 | 14.68 | 73.4K | 150,135 | D | ↗ |
| 2026-02-27 | Theodosopoulos Nikos | Director | P-Purchase | A | Common Stock | 2,600 | 14.21 | 36.9K | 21,523 | D | ↗ |
| 2026-02-27 | Meyer Seth H | Officer | P-Purchase | A | Common Stock | 7,000 | 14.33 | 100.3K | 448,553 | D | ↗ |
| 2026-02-27 | Fallon Thomas J | Director | P-Purchase | A | Common Stock | 20,000 | 14.20 | 284.0K | 150,369 | I | ↗ |
| 2026-02-27 | Botelho Kiersten Zaza | Officer | P-Purchase | A | Common Stock | 1,300 | 14.21 | 18.5K | 93,336 | D | ↗ |
| 2026-02-27 | Bluestein Scott | Officer | P-Purchase | A | Common Stock | 7,000 | 14.35 | 100.5K | 2,516,379 | D | ↗ |
| 2026-02-27 | BADAVAS ROBERT P | Director | P-Purchase | A | Common Stock | 5,000 | 14.27 | 71.4K | 122,073 | I | ↗ |
| 2026-02-25 | Loo Wade | Director | P-Purchase | A | Common Stock | 3,300 | 14.98 | 49.4K | 32,767 | I | ↗ |
| 2026-02-24 | Fallon Thomas J | Director | P-Purchase | A | Common Stock | 10,000 | 14.98 | 149.8K | 130,369 | I | ↗ |
| 2026-02-24 | Bluestein Scott | Officer | P-Purchase | A | Common Stock | 30,000 | 15.08 | 452.4K | 2,509,379 | D | ↗ |
| 2026-02-24 | BADAVAS ROBERT P | Director | P-Purchase | A | Common Stock | 5,000 | 15.01 | 75.1K | 117,073 | I | ↗ |
| 2026-02-23 | CROWELL GAYLE A | Director | P-Purchase | A | Common Stock | 6,600 | 15.20 | 100.3K | 87,458 | D | ↗ |
| 2026-02-17 | Theodosopoulos Nikos | Director | P-Purchase | A | Common Stock | 6,165 | 15.93 | 98.2K | 18,923 | D | ↗ |
| 2026-02-17 | Fallon Thomas J | Director | P-Purchase | A | Common Stock | 20,000 | 15.88 | 317.6K | 120,369 | I | ↗ |
| 2026-01-11 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 4,052 | 18.59 | 75.3K | 434,553 | D | ↗ |
| 2026-01-11 | Follmann Christian | Officer | F-InKind | D | Common Stock | 1,178 | 18.59 | 21.9K | 145,134 | D | ↗ |
| 2026-01-11 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 822 | 18.59 | 15.3K | 92,036 | D | ↗ |
| 2026-01-11 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 13,431 | 18.59 | 249.7K | 2,479,379 | D | ↗ |
| 2026-01-09 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 15,965 | 18.59 | 296.8K | 438,605 | D | ↗ |
| 2026-01-09 | Follmann Christian | Officer | F-InKind | D | Common Stock | 7,580 | 18.59 | 140.9K | 146,312 | D | ↗ |
| 2026-01-09 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 5,510 | 18.59 | 102.4K | 92,858 | D | ↗ |
| 2026-01-09 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 50,081 | 18.59 | 931.0K | 2,492,810 | D | ↗ |
| 2026-01-08 | Meyer Seth H | Officer | A-Award | A | Common Stock | 84,978 | 18.24 | 1.55M | 454,570 | D | ↗ |
| 2026-01-08 | Follmann Christian | Officer | A-Award | A | Common Stock | 37,007 | 18.24 | 675.0K | 153,892 | D | ↗ |
| 2026-01-08 | Botelho Kiersten Zaza | Officer | A-Award | A | Common Stock | 34,265 | 18.24 | 625.0K | 98,368 | D | ↗ |
| 2026-01-08 | Bluestein Scott | Officer | A-Award | A | Common Stock | 298,794 | 18.24 | 5.45M | 2,542,891 | D | ↗ |
| 2025-12-05 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 20 | 0.00 | — | 369,592 | D | ↗ |
| 2025-12-04 | Meyer Seth H | Officer | A-Award | A | Restricted Stock Units | 7,920 | 0.00 | — | 45,184 | D | ↗ |
| 2025-12-04 | Follmann Christian | Officer | A-Award | A | Restricted Stock Units | 10,560 | 0.00 | — | 39,448 | D | ↗ |
| 2025-12-04 | Botelho Kiersten Zaza | Officer | A-Award | A | Restricted Stock Units | 10,560 | 0.00 | — | 34,335 | D | ↗ |
| 2025-12-04 | Bluestein Scott | Officer | A-Award | A | Restricted Stock Units | 23,759 | 0.00 | — | 170,957 | D | ↗ |
| 2025-11-03 | CROWELL GAYLE A | Director | P-Purchase | A | Common Stock | 6,000 | 17.77 | 106.6K | 78,727 | D | ↗ |
| 2025-10-11 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 4,051 | 16.70 | 67.7K | 369,612 | D | ↗ |
| 2025-10-11 | Follmann Christian | Officer | F-InKind | D | Common Stock | 1,176 | 16.70 | 19.6K | 116,885 | D | ↗ |
| 2025-10-11 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 822 | 16.70 | 13.7K | 64,103 | D | ↗ |
| 2025-10-11 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 13,431 | 16.70 | 224.3K | 2,244,097 | D | ↗ |
| 2025-10-09 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 3,458 | 17.06 | 59.0K | 373,663 | D | ↗ |
| 2025-10-09 | Follmann Christian | Officer | F-InKind | D | Common Stock | 1,362 | 17.06 | 23.2K | 118,061 | D | ↗ |
| 2025-10-09 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 956 | 17.06 | 16.3K | 64,925 | D | ↗ |
| 2025-10-09 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 10,652 | 17.06 | 181.7K | 2,257,528 | D | ↗ |
| 2025-07-11 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 4,051 | 18.94 | 76.7K | 377,121 | D | ↗ |
| 2025-07-11 | Follmann Christian | Officer | F-InKind | D | Common Stock | 829 | 18.94 | 15.7K | 119,423 | D | ↗ |
| 2025-07-11 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 770 | 18.94 | 14.6K | 65,881 | D | ↗ |
| 2025-07-11 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 13,431 | 18.94 | 254.4K | 2,268,180 | D | ↗ |
| 2025-07-09 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 3,458 | 18.56 | 64.2K | 381,172 | D | ↗ |
| 2025-07-09 | Follmann Christian | Officer | F-InKind | D | Common Stock | 960 | 18.56 | 17.8K | 120,252 | D | ↗ |
| 2025-07-09 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 912 | 18.56 | 16.9K | 66,651 | D | ↗ |
| 2025-07-09 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 10,593 | 18.56 | 196.6K | 2,281,611 | D | ↗ |
| 2025-06-18 | Loo Wade | Director | D-Return | D | Common Stock | 5,999 | 0.00 | — | 4,834 | D | ↗ |
| 2025-06-18 | Aguirre DeAnne | Director | D-Return | D | Common Stock | 5,999 | 0.00 | — | 5,067 | D | ↗ |
| 2025-06-05 | Follmann Christian | Officer | P-Purchase | A | Common Stock | 395 | 17.83 | 7.0K | 121,212 | D | ↗ |
| 2025-05-08 | Theodosopoulos Nikos | Director | P-Purchase | A | Common Stock | 5,999 | 17.49 | 104.9K | 11,960 | D | ↗ |
| 2025-05-08 | Loo Wade | Director | D-Return | D | Common Stock | 5,645 | 0.00 | — | 7,504 | D | ↗ |
| 2025-05-08 | Fallon Thomas J | Director | P-Purchase | A | Common Stock | 5,976 | 17.53 | 104.8K | 98,882 | I | ↗ |
| 2025-05-08 | CROWELL GAYLE A | Director | P-Purchase | A | Common Stock | 5,999 | 17.49 | 104.9K | 69,344 | D | ↗ |
| 2025-05-08 | BADAVAS ROBERT P | Director | A-Award | A | Common Stock | 1,411 | 0.00 | — | 108,863 | I | ↗ |
| 2025-05-08 | Aguirre DeAnne | Director | D-Return | D | Common Stock | 5,837 | 0.00 | — | 7,692 | D | ↗ |
| 2025-04-11 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 4,577 | 16.83 | 77.0K | 384,630 | D | ↗ |
| 2025-04-11 | Follmann Christian | Officer | F-InKind | D | Common Stock | 829 | 16.83 | 14.0K | 120,951 | D | ↗ |
| 2025-04-11 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 788 | 16.83 | 13.3K | 67,563 | D | ↗ |
| 2025-04-11 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 13,307 | 16.83 | 224.0K | 2,292,204 | D | ↗ |
| 2025-04-09 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 3,876 | 17.49 | 67.8K | 389,207 | D | ↗ |
| 2025-04-09 | Follmann Christian | Officer | F-InKind | D | Common Stock | 960 | 17.49 | 16.8K | 121,780 | D | ↗ |
| 2025-04-09 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 843 | 17.49 | 14.7K | 68,351 | D | ↗ |
| 2025-04-09 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 10,370 | 17.49 | 181.4K | 2,305,511 | D | ↗ |
| 2025-01-11 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 7,721 | 19.73 | 152.3K | 393,083 | D | ↗ |
| 2025-01-11 | Follmann Christian | Officer | F-InKind | D | Common Stock | 1,256 | 19.73 | 24.8K | 122,505 | D | ↗ |
| 2025-01-11 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 819 | 19.73 | 16.2K | 69,194 | D | ↗ |
| 2025-01-11 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 22,006 | 19.73 | 434.2K | 2,315,881 | D | ↗ |
| 2025-01-10 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 213 | 19.73 | 4.2K | 70,013 | D | ↗ |
| 2025-01-09 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 16,351 | 19.98 | 326.7K | 318,221 | D | ↗ |
| 2025-01-09 | Follmann Christian | Officer | F-InKind | D | Common Stock | 4,266 | 19.98 | 85.2K | 89,977 | D | ↗ |
| 2025-01-09 | Botelho Kiersten Zaza | Officer | A-Award | A | Common Stock | 27,528 | 19.98 | 550.0K | 70,226 | D | ↗ |
| 2025-01-09 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 43,034 | 19.98 | 859.8K | 2,096,145 | D | ↗ |
| 2024-12-05 | Meyer Seth H | Officer | A-Award | A | Restricted Stock Units | 10,576 | 0.00 | — | 37,264 | D | ↗ |
| 2024-12-05 | Follmann Christian | Officer | A-Award | A | Restricted Stock Units | 10,576 | 0.00 | — | 28,888 | D | ↗ |
| 2024-12-05 | Botelho Kiersten Zaza | Officer | A-Award | A | Restricted Stock Units | 10,576 | 0.00 | — | 23,775 | D | ↗ |
| 2024-12-05 | Bluestein Scott | Officer | A-Award | A | Restricted Stock Units | 33,051 | 0.00 | — | 147,198 | D | ↗ |
| 2024-10-11 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 7,770 | 19.63 | 152.5K | 334,440 | D | ↗ |
| 2024-10-11 | Follmann Christian | Officer | F-InKind | D | Common Stock | 1,251 | 19.63 | 24.6K | 94,008 | D | ↗ |
| 2024-10-11 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 803 | 19.63 | 15.8K | 46,993 | D | ↗ |
| 2024-10-11 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 22,027 | 19.63 | 432.4K | 2,139,179 | D | ↗ |
| 2024-10-10 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 213 | 19.74 | 4.2K | 47,796 | D | ↗ |
| 2024-09-26 | Bluestein Scott | Officer | S-Sale | D | Common Stock | 100,000 | 19.59 | 1.96M | 2,161,207 | D | ↗ |
| 2024-08-06 | Theodosopoulos Nikos | Director | P-Purchase | A | Common Stock | 1,608 | 18.03 | 29.0K | 5,613 | — | ↗ |
| 2024-08-06 | Randhawa Paramjeet K | Director | P-Purchase | A | Common Stock | 2,898 | 18.07 | 52.4K | 15,972 | — | ↗ |
| 2024-08-06 | Loo Wade | Director | D-Return | D | Common Stock | 1,596 | 0.00 | — | 7,150 | — | ↗ |
| 2024-08-06 | Fallon Thomas J | Director | A-Award | A | Common Stock | 1,158 | 0.00 | — | 86,677 | — | ↗ |
| 2024-08-06 | CROWELL GAYLE A | Director | P-Purchase | A | Common Stock | 5,790 | 18.06 | 104.6K | 59,366 | — | ↗ |
| 2024-08-06 | Aguirre DeAnne | Director | A-Award | A | Common Stock | 4,521 | 0.00 | — | 6,214 | — | ↗ |
| 2024-07-11 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 6,708 | 21.11 | 141.6K | 342,210 | — | ↗ |
| 2024-07-11 | Follmann Christian | Officer | F-InKind | D | Common Stock | 1,251 | 21.11 | 26.4K | 95,023 | — | ↗ |
| 2024-07-11 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 806 | 21.11 | 17.0K | 48,009 | — | ↗ |
| 2024-07-11 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 21,928 | 21.11 | 462.9K | 2,261,207 | — | ↗ |
| 2024-07-10 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 214 | 21.06 | 4.5K | 48,815 | — | ↗ |
| 2024-06-25 | CROWELL GAYLE A | Director | P-Purchase | A | Common Stock | 702 | 20.05 | 14.1K | 53,576 | — | ↗ |
| 2024-06-20 | Theodosopoulos Nikos | Director | A-Award | A | Common Stock | 3,030 | 19.80 | 60.0K | 4,005 | — | ↗ |
| 2024-06-20 | Fallon Thomas J | Director | D-Return | D | Common Stock | 149 | 0.00 | — | 7,947 | — | ↗ |
| 2024-06-20 | CROWELL GAYLE A | Director | A-Award | A | Common Stock | 3,030 | 19.80 | 60.0K | 52,874 | — | ↗ |
| 2024-06-20 | BADAVAS ROBERT P | Director | S-Sale | D | Common Stock | 13,300 | 19.69 | 261.9K | 4,234 | — | ↗ |
| 2024-06-18 | BADAVAS ROBERT P | Director | M-Exempt | D | Stock Option (Right to Buy) | 1,700 | 16.34 | 27.8K | 13,300 | — | ↗ |
| 2024-04-11 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 6,708 | 18.41 | 123.5K | 348,919 | — | ↗ |
| 2024-04-11 | Follmann Christian | Officer | F-InKind | D | Common Stock | 1,251 | 18.41 | 23.0K | 96,052 | — | ↗ |
| 2024-04-11 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 822 | 18.41 | 15.1K | 49,029 | — | ↗ |
| 2024-04-11 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 21,926 | 18.41 | 403.7K | 2,283,135 | — | ↗ |
| 2024-04-10 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 217 | 18.33 | 4.0K | 49,852 | — | ↗ |
| 2024-01-12 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 2,696 | 17.58 | 47.4K | 355,492 | — | ↗ |
| 2024-01-12 | Follmann Christian | Officer | F-InKind | D | Common Stock | 566 | 17.58 | 10.0K | 97,088 | — | ↗ |
| 2024-01-12 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 9,158 | 17.58 | 161.0K | 2,304,619 | — | ↗ |
| 2024-01-11 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 19,083 | 0.00 | — | 358,322 | — | ↗ |
| 2024-01-11 | Follmann Christian | Officer | F-InKind | D | Common Stock | 5,554 | 17.48 | 97.1K | 97,654 | — | ↗ |
| 2024-01-11 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 2,602 | 17.48 | 45.5K | 50,069 | — | ↗ |
| 2024-01-11 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 59,861 | 17.48 | 1.05M | 2,314,105 | — | ↗ |
| 2024-01-10 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 171 | 17.45 | 3.0K | 52,671 | — | ↗ |
| 2024-01-09 | Meyer Seth H | Officer | A-Award | A | Common Stock | 94,828 | 17.40 | 1.65M | 377,405 | — | ↗ |
| 2024-01-09 | Follmann Christian | Officer | A-Award | A | Common Stock | 32,184 | 17.40 | 560.0K | 103,208 | — | ↗ |
| 2024-01-09 | Botelho Kiersten Zaza | Officer | A-Award | A | Common Stock | 25,862 | 17.40 | 450.0K | 52,842 | — | ↗ |
| 2024-01-09 | Bluestein Scott | Officer | A-Award | A | Common Stock | 264,368 | 17.40 | 4.60M | 2,373,966 | — | ↗ |
| 2023-12-07 | Meyer Seth H | Officer | A-Award | A | Restricted Stock Units | 13,055 | 0.00 | — | 26,688 | — | ↗ |
| 2023-12-07 | Follmann Christian | Officer | A-Award | A | Restricted Stock Units | 9,791 | 0.00 | — | 18,312 | — | ↗ |
| 2023-12-07 | Botelho Kiersten Zaza | Officer | A-Award | A | Restricted Stock Units | 9,791 | 0.00 | — | 13,199 | — | ↗ |
| 2023-12-07 | Bluestein Scott | Officer | A-Award | A | Restricted Stock Units | 39,164 | 0.00 | — | 114,147 | — | ↗ |
| 2023-11-22 | Theodosopoulos Nikos | Director | A-Award | A | Common Stock | 28 | 15.87 | 444.36 | 951 | — | ↗ |
| 2023-11-22 | Loo Wade | Director | A-Award | A | Common Stock | 5,744 | 0.00 | — | 16,180 | — | ↗ |
| 2023-11-22 | Follmann Christian | Officer | A-Award | A | Common Stock | 260 | 15.56 | 4.0K | 71,024 | — | ↗ |
| 2023-11-22 | Fallon Thomas J | Director | D-Return | D | Common Stock | 5,800 | 0.00 | — | 4,917 | — | ↗ |
| 2023-11-22 | CROWELL GAYLE A | Director | A-Award | A | Common Stock | 149 | 15.87 | 2.4K | 46,689 | — | ↗ |
| 2023-10-12 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 2,720 | 16.25 | 44.2K | 282,577 | — | ↗ |
| 2023-10-12 | Follmann Christian | Officer | F-InKind | D | Common Stock | 415 | 16.25 | 6.7K | 70,764 | — | ↗ |
| 2023-10-12 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 8,740 | 16.25 | 142.0K | 2,109,598 | — | ↗ |
| 2023-10-11 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 2,657 | 16.26 | 43.2K | 285,297 | — | ↗ |
| 2023-10-11 | Follmann Christian | Officer | F-InKind | D | Common Stock | 412 | 16.26 | 6.7K | 71,179 | — | ↗ |
| 2023-10-11 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 7,815 | 16.26 | 127.1K | 2,118,338 | — | ↗ |
| 2023-10-10 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 144 | 16.26 | 2.3K | 26,980 | — | ↗ |
| 2023-09-21 | Theodosopoulos Nikos | Director | A-Award | A | Common Stock | 923 | 16.24 | 15.0K | 923 | — | ↗ |
| 2023-09-08 | Randhawa Paramjeet K | Director | A-Award | A | Common Stock | 5,656 | 15.90 | 89.9K | 12,584 | — | ↗ |
| 2023-09-08 | Loo Wade | Director | A-Award | A | Common Stock | 5,656 | 15.90 | 89.9K | 8,754 | — | ↗ |
| 2023-09-08 | Fallon Thomas J | Director | A-Award | A | Common Stock | 5,656 | 15.90 | 89.9K | 10,717 | — | ↗ |
| 2023-09-08 | CROWELL GAYLE A | Director | A-Award | A | Common Stock | 5,656 | 15.90 | 89.9K | 46,540 | — | ↗ |
| 2023-09-08 | Aguirre DeAnne | Director | A-Award | A | Common Stock | 2,828 | 15.90 | 45.0K | 7,907 | — | ↗ |
| 2023-08-25 | Loo Wade | Director | A-Award | A | Common Stock | 1,667 | 0.00 | — | 10,140 | — | ↗ |
| 2023-08-25 | Follmann Christian | Officer | A-Award | A | Common Stock | 199 | 16.45 | 3.3K | 71,551 | — | ↗ |
| 2023-08-25 | Fallon Thomas J | Director | A-Award | A | Common Stock | 144 | 16.41 | 2.4K | 5,061 | — | ↗ |
| 2023-08-25 | CROWELL GAYLE A | Director | A-Award | A | Common Stock | 144 | 16.41 | 2.4K | 40,072 | — | ↗ |
| 2023-07-12 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 2,720 | 15.73 | 42.8K | 287,954 | — | ↗ |
| 2023-07-12 | Follmann Christian | Officer | F-InKind | D | Common Stock | 415 | 15.73 | 6.5K | 71,352 | — | ↗ |
| 2023-07-12 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 8,853 | 15.73 | 139.3K | 2,125,939 | — | ↗ |
| 2023-07-11 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 2,666 | 15.55 | 41.5K | 290,674 | — | ↗ |
| 2023-07-11 | Follmann Christian | Officer | F-InKind | D | Common Stock | 412 | 15.55 | 6.4K | 71,767 | — | ↗ |
| 2023-07-11 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 7,815 | 15.55 | 121.5K | 2,134,893 | — | ↗ |
| 2023-07-10 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 144 | 15.30 | 2.2K | 27,124 | — | ↗ |
| 2023-06-22 | Randhawa Paramjeet K | Director | A-Award | A | Common Stock | 4,234 | 14.17 | 60.0K | 6,928 | — | ↗ |
| 2023-06-22 | BADAVAS ROBERT P | Director | D-Return | D | Common Stock | 107,452 | 0.00 | — | 4,234 | — | ↗ |
| 2023-05-24 | Follmann Christian | Officer | P-Purchase | A | Common Stock | 455 | 13.73 | 6.2K | 72,634 | — | ↗ |
| 2023-05-23 | Loo Wade | Director | A-Award | A | Common Stock | 276 | 13.91 | 3.8K | 8,473 | — | ↗ |
| 2023-05-23 | Follmann Christian | Officer | A-Award | A | Common Stock | 253 | 13.91 | 3.5K | 72,179 | — | ↗ |
| 2023-05-23 | Fallon Thomas J | Director | A-Award | A | Common Stock | 186 | 0.00 | — | 77,936 | — | ↗ |
| 2023-05-23 | CROWELL GAYLE A | Director | A-Award | A | Common Stock | 865 | 13.87 | 12.0K | 39,928 | — | ↗ |
| 2023-05-08 | CROWELL GAYLE A | Director | P-Purchase | A | Common Stock | 7,200 | 13.66 | 98.4K | 38,845 | — | ↗ |
| 2023-05-02 | Bluestein Scott | Officer | D-Return | D | Performance Stock Units | 1,669,089 | 13.05 | 21.78M | 0 | — | ↗ |
| 2023-04-12 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 3,083 | 12.45 | 38.4K | 293,340 | — | ↗ |
| 2023-04-12 | Follmann Christian | Officer | F-InKind | D | Common Stock | 415 | 12.45 | 5.2K | 71,925 | — | ↗ |
| 2023-04-12 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 8,740 | 12.45 | 108.8K | 1,223,491 | — | ↗ |
| 2023-04-11 | Meyer Seth H | Officer | F-InKind | D | Common Stock | 3,011 | 12.43 | 37.4K | 296,423 | — | ↗ |
| 2023-04-11 | Follmann Christian | Officer | F-InKind | D | Common Stock | 412 | 12.43 | 5.1K | 72,340 | — | ↗ |
| 2023-04-11 | Bluestein Scott | Officer | F-InKind | D | Common Stock | 7,815 | 12.43 | 97.1K | 1,232,231 | — | ↗ |
| 2023-04-10 | Botelho Kiersten Zaza | Officer | F-InKind | D | Common Stock | 144 | 12.38 | 1.8K | 27,268 | — | ↗ |
| 2023-03-17 | Loo Wade | Director | P-Purchase | A | Common Stock | 4,000 | 11.95 | 47.8K | 8,059 | — | ↗ |
| 2023-03-10 | Fallon Thomas J | Director | A-Award | A | Common Stock | 10,000 | 12.75 | 127.5K | 77,750 | — | ↗ |
| 2023-03-09 | Loo Wade | Director | A-Award | A | Common Stock | 164 | 0.00 | — | 3,939 | — | ↗ |
| 2023-03-09 | Follmann Christian | Officer | A-Award | A | Common Stock | 223 | 15.31 | 3.4K | 72,752 | — | ↗ |
| 2023-03-09 | Fallon Thomas J | Director | D-Return | D | Common Stock | 220 | 0.00 | — | 6,075 | — | ↗ |
| 2023-03-09 | CROWELL GAYLE A | Director | A-Award | A | Common Stock | 187 | 15.32 | 2.9K | 30,890 | — | ↗ |
| 2023-03-09 | Bluestein Scott | Officer | A-Award | A | Performance Stock Units | 54,858 | 13.83 | 758.7K | 1,669,089 | — | ↗ |
| 2023-02-06 | Meyer Seth H | Officer | A-Award | A | Restricted Stock Units | 13,633 | 0.00 | — | 13,633 | — | ↗ |
| 2023-02-06 | Follmann Christian | Officer | A-Award | A | Restricted Stock Units | 8,521 | 0.00 | — | 8,521 | — | ↗ |
| 2023-02-06 | Botelho Kiersten Zaza | Officer | A-Award | A | Restricted Stock Units | 3,408 | 0.00 | — | 3,408 | — | ↗ |
| 2023-02-06 | Bluestein Scott | Officer | A-Award | A | Restricted Stock Units | 74,983 | 0.00 | — | 74,983 | — | ↗ |
| 2023-01-13 | Meyer Seth H | Director / Officer | F-InKind | D | Common Stock | 2,180 | 13.65 | 29.8K | 299,434 | — | ↗ |
| 2023-01-13 | Follmann Christian | Director / Officer | F-InKind | D | Common Stock | 493 | 13.65 | 6.7K | 72,529 | — | ↗ |
| 2023-01-13 | Bluestein Scott | Director / Officer | F-InKind | D | Common Stock | 10,421 | 13.65 | 142.2K | 1,240,046 | — | ↗ |
| 2023-01-12 | Meyer Seth H | Director / Officer | F-InKind | D | Common Stock | 2,150 | 13.69 | 29.4K | 301,614 | — | ↗ |
| 2023-01-12 | Follmann Christian | Director / Officer | F-InKind | D | Common Stock | 490 | 13.69 | 6.7K | 73,022 | — | ↗ |
| 2023-01-12 | Bluestein Scott | Director / Officer | F-InKind | D | Common Stock | 8,263 | 13.69 | 113.1K | 1,250,467 | — | ↗ |
| 2023-01-11 | Meyer Seth H | Director / Officer | F-InKind | D | Common Stock | 9,006 | 13.50 | 121.6K | 303,764 | — | ↗ |
| 2023-01-11 | Follmann Christian | Director / Officer | F-InKind | D | Common Stock | 1,942 | 13.50 | 26.2K | 73,512 | — | ↗ |
| 2023-01-11 | Botelho Kiersten Zaza | Director | A-Award | A | Common Stock | 22,222 | 13.50 | 300.0K | 27,412 | — | ↗ |
Executive team
Top executives
EBIT / Employee
3.65M
Shares Outstanding
183.70M
Executive compensation
Executive compensation (annual)
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2024 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650.0K | 3.50M | 4.90M | — | — | 23.0K | 9.08M | 54.03% | ↗ |
| 2 | 2024 | Seth H. Meyer Chief Financial Officer | 550.0K | 915.0K | 1.75M | — | — | 30.5K | 3.25M | 53.92% | ↗ |
| 3 | 2024 | Christian Follmann Chief Operating Officer | 300.0K | 470.0K | 657.2K | — | — | 23.0K | 1.45M | 45.32% | ↗ |
| 4 | 2024 | Kiersten Zaza Botelho Chief Legal Officer, Chief Compliance Officer and Corporate Secretary | 300.0K | 440.0K | 547.2K | — | — | 23.0K | 1.31M | 41.76% | ↗ |
| 5 | 2023 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650.0K | 3.20M | 5.02M | — | — | 22.5K | 8.89M | 56.45% | ↗ |
| 6 | 2023 | Seth H. Meyer Chief Financial Officer | 550.0K | 835.0K | 1.63M | — | — | 30.0K | 3.04M | 53.47% | ↗ |
| 7 | 2023 | Christian Follmann Chief Operating Officer | 300.0K | 425.0K | 462.3K | — | — | 22.5K | 1.21M | 38.22% | ↗ |
| 8 | 2023 | Kiersten Zaza Botelho Chief Legal Officer, Chief Compliance Officer and Corporate Secretary | 300.0K | 395.0K | 366.1K | — | — | 22.5K | 1.08M | 33.78% | ↗ |
| 9 | 2022 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650.0K | 3.00M | 3.70M | — | — | 20.5K | 7.37M | 50.20% | ↗ |
| 10 | 2022 | Kiersten Zaza Botelho Chief Legal Officer, Chief Compliance Officer and Corporate Secretary | 300.0K | 300.0K | 100.0K | — | — | 18.0K | 718.0K | 13.93% | ↗ |
| 11 | 2017 | Manuel A. Henriquez Chairman Chief Executive Officer | 827.2K | 1.60M | 5.00M | — | — | 808.4K | 8.24M | 60.71% | ↗ |
| 12 | 2017 | Scott Bluestein Chief Investment Officer | 500.0K | 750.0K | 1.75M | — | — | 175.9K | 3.18M | 55.10% | ↗ |
| 13 | 2017 | Mark Harris Chief Financial Officer | 347.1K | — | 500.0K | — | — | 95.3K | 942.4K | 53.06% | ↗ |
| 14 | 2017 | Melanie Grace General Counsel, Chief Compliance Officer Secretary | 345.0K | 145.0K | 300.0K | — | — | 57.1K | 847.1K | 35.42% | ↗ |
| 15 | 2017 | Andrew Olson Vice President of Finance and Senior Controller | 121.8K | — | 250.0K | — | — | 21.2K | 393.1K | 63.60% | ↗ |
| 16 | 2017 | Gerard R. Waldt, Jr. Interim Chief Accounting Officer | 152.8K | 150.0K | — | — | — | 8.7K | 311.5K | 0.00% | ↗ |
| 17 | 2017 | David Lund Interim Chief Financial Officer | 49.9K | — | — | — | — | — | 49.9K | 0.00% | ↗ |
| 18 | 2016 | Manuel A. Henriquez Chairman Chief Executive Officer | 803.2K | 1.20M | 4.01M | — | — | 771.4K | 6.78M | 59.08% | ↗ |
| 19 | 2016 | Manuel Henriquez Chairman Chief Executive Officer | 803.2K | 1.20M | 4.01M | — | — | 771.4K | 6.78M | 59.08% | ↗ |
| 20 | 2016 | Scott Bluestein Chief Investment Officer | 432.6K | 650.0K | 1.25M | — | — | 200.6K | 2.53M | 49.33% | ↗ |
| 21 | 2016 | Mark R. Harris Chief Financial Officer | 412.0K | 400.0K | 396.3K | — | — | 95.6K | 1.30M | 30.39% | ↗ |
| 22 | 2016 | Mark Harris Chief Financial Officer | 412.0K | 400.0K | 396.3K | — | — | 95.6K | 1.30M | 30.39% | ↗ |
| 23 | 2016 | Melanie Grace General Counsel, Chief Compliance Officer Secretary | 283.3K | 145.0K | 112.9K | — | — | 40.7K | 581.9K | 19.40% | ↗ |
| 24 | 2016 | Melanie Grace General Counsel, Chief Compliance Officer and Secretary | 283.3K | 145.0K | 112.9K | — | — | 40.7K | 581.9K | 19.40% | ↗ |
| 25 | 2016 | Andrew Olson Vice President of Finance and Senior Controller | 211.2K | 150.0K | 72.1K | — | — | 28.7K | 461.9K | 15.60% | ↗ |
| 26 | 2016 | Gerard R. Waldt, Jr. Interim Chief Accounting Officer | 23.3K | — | 68.3K | — | — | — | 91.6K | 74.54% | ↗ |
| 27 | 2015 | Manuel A. Henriquez Chairman Chief Executive Officer | 779.8K | 1.00M | 4.47M | — | — | 1.64M | 7.89M | 56.70% | ↗ |
| 28 | 2015 | Manuel Henriquez Chairman Chief Executive Officer | 779.8K | 1.00M | 4.47M | — | — | 1.64M | 7.89M | 56.70% | ↗ |
| 29 | 2015 | Scott Bluestein Chief Investment Officer | 420.0K | 525.0K | 670.2K | — | — | 193.4K | 1.81M | 37.06% | ↗ |
| 30 | 2015 | Mark Harris Chief Financial Officer | 166.7K | 200.0K | 400.0K | — | — | 26.4K | 793.1K | 50.44% | ↗ |
| 31 | 2015 | Mark R. Harris Chief Financial Officer | 166.7K | 200.0K | 400.0K | — | — | 26.4K | 793.1K | 50.44% | ↗ |
| 32 | 2015 | Andrew Olson Vice President of Finance and Senior Controller | 186.3K | 195.0K | 53.3K | — | — | 22.7K | 457.3K | 11.66% | ↗ |
| 33 | 2015 | Melanie Grace General Counsel, Chief Compliance Officer Secretary | 79.2K | 50.0K | 112.5K | — | — | 36.5K | 278.1K | 40.45% | ↗ |
| 34 | 2015 | Melanie Grace General Counsel, Chief Compliance Officer and Secretary | 79.2K | 50.0K | 112.5K | — | — | 36.5K | 278.1K | 40.45% | ↗ |
| 35 | 2014 | Manuel Henriquez Chairman Chief Executive Officer | 779.8K | 692.5K | 5.99M | — | — | 804.7K | 8.27M | 72.46% | ↗ |
| 36 | 2014 | Scott Bluestein Chief Investment Officer | 420.0K | 233.8K | 967.1K | — | — | 144.4K | 1.77M | 54.79% | ↗ |
| 37 | 2012 | Manuel Henriquez Chairman Chief Executive Officer | 735.0K | 880.0K | 2.65M | — | — | 439.7K | 4.70M | 56.31% | ↗ |
| 38 | 2012 | Parag Shah Senior Managing Director and Life Science Group Head | 337.1K | 195.0K | 1.14M | — | — | 213.0K | 1.89M | 60.49% | ↗ |
| 39 | 2012 | Jessica Baron Chief Financial Officer | 235.0K | 180.0K | 653.6K | — | — | 69.7K | 1.14M | 57.42% | ↗ |
| 40 | 2012 | Todd Jaquez-Fissori Senior Managing Director and Clean Technology Group Head | 225.0K | 225.0K | 439.5K | — | — | 44.6K | 934.0K | 47.05% | ↗ |
| 41 | 2012 | Scott Bluestein Chief Credit Officer | 270.0K | 185.0K | 378.4K | — | — | 45.1K | 878.4K | 43.07% | ↗ |
| 42 | 2011 | Manuel Henriquez Chairman Chief Executive Officer | 735.0K | 825.0K | 1.40M | — | — | 288.8K | 3.24M | 43.00% | ↗ |
| 43 | 2011 | Parag Shah Senior Managing Director and Life Science Group Head | 337.1K | 275.0K | 697.5K | — | — | 160.7K | 1.47M | 47.44% | ↗ |
| 44 | 2011 | Parag Shah Senior Managing Director | 337.1K | 275.0K | 697.5K | — | — | 160.7K | 1.47M | 47.44% | ↗ |
| 45 | 2011 | Samir Bhaumik Former Senior Managing Director | 181.3K | — | 502.2K | — | — | 71.9K | 755.4K | 66.48% | ↗ |
| 46 | 2011 | Scott Bluestein Chief Credit Officer | 250.0K | 135.0K | 83.7K | — | — | 7.0K | 475.7K | 17.59% | ↗ |
| 47 | 2011 | Todd Jaquez-Fissori Managing Director | 175.0K | 145.0K | 111.6K | — | — | 6.6K | 438.2K | 25.47% | ↗ |
| 48 | 2011 | Todd Jaquez-Fissori Senior Managing Director and Clean Technology Group Head | 175.0K | 145.0K | 111.6K | — | — | 6.6K | 438.2K | 25.47% | ↗ |
| 49 | 2011 | Jessica Baron Chief Financial Officer | 175.0K | 85.0K | 139.5K | — | — | 19.7K | 419.2K | 33.28% | ↗ |
| 50 | 2011 | Jessica Baron Interim Chief Financial Officer | 175.0K | 85.0K | 139.5K | — | — | 19.7K | 419.2K | 33.28% | ↗ |
| 51 | 2011 | Scott Harvey Secretary and Chief Legal Officer | 224.7K | 75.0K | 44.6K | — | — | 26.8K | 371.2K | 12.03% | ↗ |
| 52 | 2011 | David Lund Former Chief Financial Officer | 102.1K | — | — | — | — | 128.8K | 231.0K | 0.00% | ↗ |
| 53 | 2010 | Manuel Henriquez Chairman Chief Executive Officer | 700.0K | 925.0K | 2.36M | — | — | 226.8K | 4.21M | 56.06% | ↗ |
| 54 | 2010 | Parag Shah Senior Managing Director | 315.0K | 210.0K | 1.34M | — | — | 130.5K | 2.00M | 67.17% | ↗ |
| 55 | 2010 | Parag Shah Senior Managing Director and Life Science Group Head | 315.0K | 210.0K | 1.34M | — | — | 130.5K | 2.00M | 67.17% | ↗ |
| 56 | 2010 | Samir Bhaumik Former Senior Managing Director | 270.0K | 125.0K | 616.2K | — | — | 72.5K | 1.08M | 56.86% | ↗ |
| 57 | 2010 | Scott Bluestein Chief Credit Officer | 250.0K | — | — | 205.6K | — | — | 455.6K | 45.12% | ↗ |
| 58 | 2010 | Scott Harvey Secretary and Chief Legal Officer | 210.0K | 50.0K | 102.7K | — | — | 31.3K | 394.0K | 26.07% | ↗ |
| 59 | 2010 | David Lund Former Chief Financial Officer | 250.0K | — | 51.4K | — | — | 31.7K | 333.1K | 15.42% | ↗ |
| 60 | 2010 | Jessica Baron Chief Financial Officer | 157.5K | 70.0K | 77.5K | — | — | 11.0K | 316.0K | 24.52% | ↗ |
| 61 | 2010 | Jessica Baron Interim Chief Financial Officer | 157.5K | 70.0K | 77.5K | — | — | 11.0K | 316.0K | 24.52% | ↗ |
| 62 | 2010 | Todd Jaquez-Fissori Senior Managing Director and Clean Technology Group Head | 175.0K | 125.0K | — | — | — | 1.3K | 301.3K | 0.00% | ↗ |
| 63 | 2010 | Todd Jaquez-Fissori Managing Director | 175.0K | 125.0K | — | — | — | 1.3K | 301.3K | 0.00% | ↗ |
| 64 | 2009 | Manuel Henriquez Chairman Chief Executive Officer | 700.0K | 1.35M | 421.0K | 96.0K | — | 132.5K | 2.70M | 19.15% | ↗ |
| 65 | 2009 | Parag Shah Senior Managing Director | 315.0K | 340.0K | 189.5K | — | — | 63.2K | 1.00M | 18.88% | ↗ |
| 66 | 2009 | Samir Bhaumik Former Senior Managing Director | 270.0K | 165.0K | 126.3K | 25.0K | — | 44.3K | 630.6K | 23.99% | ↗ |
| 67 | 2009 | David Lund Former Chief Financial Officer | 250.0K | 85.0K | 105.3K | 25.0K | — | 38.0K | 503.2K | 25.88% | ↗ |
| 68 | 2009 | Scott Harvey Secretary and Chief Legal Officer | 210.0K | 75.0K | 84.2K | 7.7K | — | 31.7K | 408.6K | 22.49% | ↗ |
| 69 | 2009 | Todd Jaquez-Fissori Managing Director | 175.0K | — | — | — | — | — | 244.8K | 0.00% | ↗ |
| 70 | 2009 | Jessica Baron Interim Chief Financial Officer | 150.0K | 80.0K | — | 9.6K | — | — | 239.6K | 4.01% | ↗ |
| 71 | 2008 | Manuel A. Henriquez Chairman Chief Executive Officer | 700.0K | 1.18M | 145.4K | 441.8K | — | 60.4K | 2.52M | 23.28% | ↗ |
| 72 | 2008 | Parag . Shah Senior Managing Director | 315.0K | 340.0K | 97.9K | 144.0K | — | 43.1K | 940.1K | 25.74% | ↗ |
| 73 | 2008 | Samir Bhaumik Senior Managing Director | 270.0K | 160.0K | 62.4K | 71.0K | — | 28.5K | 591.9K | 22.54% | ↗ |
| 74 | 2008 | David M. Lund Chief Financial Officer | 250.0K | 170.0K | 41.3K | 54.3K | — | 19.3K | 535.0K | 17.88% | ↗ |
| 75 | 2008 | Scott Harvey Secretary and Chief Legal Officer | 210.0K | 125.0K | 38.8K | 58.6K | — | 18.3K | 450.7K | 21.61% | ↗ |
| 76 | 2007 | Manuel A. Henriquez Chairman Chief Executive Officer | 590.8K | 1.00M | — | — | — | — | 2.09M | 0.00% | ↗ |
| 77 | 2007 | Parag . Shah Senior Managing Director | 221.1K | 325.0K | — | — | — | — | 638.0K | 0.00% | ↗ |
| 78 | 2007 | Samir Bhaumik Senior Managing Director | 206.3K | 336.0K | — | — | — | — | 603.9K | 0.00% | ↗ |
| 79 | 2007 | Scott Harvey Secretary and Chief Legal Officer | 190.0K | 145.0K | — | — | — | — | 421.0K | 0.00% | ↗ |
| 80 | 2007 | David M. Lund Chief Financial Officer | 202.1K | 160.0K | — | — | — | — | 413.3K | 0.00% | ↗ |
| 81 | 2006 | Manuel A. Henriquez Chairman Chief Executive Officer | 466.7K | 1.00M | — | — | — | — | 1.75M | 0.00% | ↗ |
| 82 | 2006 | Parag . Shah Senior Managing Director | 195.4K | 272.5K | — | — | — | — | 509.4K | 0.00% | ↗ |
| 83 | 2006 | H. Scott Harvey | 170.1K | 100.0K | — | 66.8K | — | — | 336.9K | 19.83% | ↗ |
| 84 | 2006 | Scott Harvey Secretary and Chief Legal Officer | 170.0K | 100.0K | — | — | — | — | 336.9K | 0.00% | ↗ |
| 85 | 2006 | David M. Lund Chief Financial Officer | 180.0K | 100.0K | — | — | — | — | 306.9K | 0.00% | ↗ |
| 86 | 2006 | Samir Bhaumik Senior Managing Director | 195.4K | 25.0K | — | — | — | — | 263.8K | 0.00% | ↗ |
CEO compensation breakdown
Proxy statements
Proxy statements (DEF 14A)
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Scott Bluestein | Chief Executive Officer, Chief Investment Officer, President & Director | 5M | male |
| Seth Hardy Meyer | Chief Financial Officer | 2M | male |
| Christian Follmann | Chief Operating Officer | 818.0K | male |
| Kiersten Zaza Botelho | Chief Legal Officer, Chief Compliance Officer & Corporate Secretary | 798.0K | female |
| Michael Bowden | Managing Director of Portfolio Management | — | male |
| Michael W. Hara | Managing Director of Investor Relations & Corporation Communications | — | male |
| R. Bryan Jadot | Senior MD & Group Head of Life Sciences | — | male |
| Roy Y. Liu | Managing Director | — | male |
| Steve Kuo | Senior MD & Group Head of Technology | — | male |
| John Eggbeer | Managing Director | — | male |
| Kate Kinlin | Vice President of Human Resources | — | female |
| Lesya Kulchenko | Managing Director | — | female |
ESG Rating
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Political Trading Activity (25M)
Senate Trading Activity
| Transaction Date | Disclosed | Senator | State | Owner | Type | Amount | Link |
|---|---|---|---|---|---|---|---|
| 2014-07-23 | 2014-08-14 | Susan M. Collins | ME | Spouse | Sale (Full) | $1,001 - $15,000 | ↗ |
House Trading Activity
| Transaction Date | Disclosed | Representative | District | Owner | Type | Amount | Link |
|---|---|---|---|---|---|---|---|
| 2026-01-12 | 2026-02-09 | Virginia Foxx | NC05 | — | Sale | $50,001 - $100,000 | ↗ |
| 2025-11-19 | 2025-12-02 | Virginia Foxx | NC05 | — | Purchase | $1,001 - $15,000 | ↗ |
| 2025-09-25 | 2025-10-07 | Virginia Foxx | NC05 | — | Sale | $15,001 - $50,000 | ↗ |
| 2025-08-19 | 2025-09-10 | Virginia Foxx | NC05 | — | Purchase | $1,001 - $15,000 | ↗ |
| 2025-05-20 | 2025-06-04 | Virginia Foxx | NC05 | — | Purchase | $1,001 - $15,000 | ↗ |
| 2025-03-05 | 2025-04-07 | Virginia Foxx | NC05 | — | Purchase | $1,001 - $15,000 | ↗ |
| 2024-11-20 | 2024-12-11 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
| 2024-10-23 | 2024-11-12 | Virginia Foxx | NC05 | Joint | Purchase | $15,001 - $50,000 | ↗ |
| 2024-08-20 | 2024-09-04 | Virginia Foxx | NC05 | — | Purchase | $1,001 - $15,000 | ↗ |
| 2024-05-21 | 2024-06-06 | Virginia Foxx | NC05 | Self | Purchase | $1,001 - $15,000 | ↗ |
| 2024-04-16 | 2024-05-06 | Virginia Foxx | NC05 | — | Purchase | $1,001 - $15,000 | ↗ |
| 2024-03-07 | 2024-04-10 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
| 2024-02-01 | 2024-03-07 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
| 2024-01-16 | 2024-02-05 | Virginia Foxx | NC05 | Joint | Purchase | $15,001 - $50,000 | ↗ |
| 2023-10-25 | 2023-11-07 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
| 2023-10-23 | 2023-11-07 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
| 2023-10-20 | 2023-11-07 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
| 2023-10-03 | 2023-11-07 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
| 2023-09-21 | 2023-10-06 | Virginia Foxx | NC05 | Joint | Purchase | $1,001 - $15,000 | ↗ |
| 2022-05-19 | 2022-06-04 | Virginia Foxx | NC05 | Joint | Sale (Full) | $50,001 - $100,000 | ↗ |
Market share among peers
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Community Opinion for HTGC
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.
