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Horizon Technology Finance Corporation (HRZN)
USD4.73
+0.07 (+1.39%)
US NASDAQ Financial Services Asset Management
Address
312 Farmington Avenue 6032
Farmington, CT, US
Farmington, CT, US
CEO
Michael Phillip Balkin
Website
horizontechfinance.com
IPO
2010-10-29
CIK 1487428 ISIN US44045A1025
Also trades on
NASDAQ Global Select · HRZN (USD)
New York Stock Exchange · HTF (USD)
New York Stock Exchange · HTFB (USD)
New York Stock Exchange · HTFC (USD)
Description
Horizon Technology Finance Corporation operates as a business development company (BDC) with a core focus on providing financing and making equity investments in businesses in their early growth phases. The firm primarily offers secured debt and venture loans to companies that have already secured funding from venture capital firms. Its investment interests span various industries, including technology, life sciences, healthcare information and services, and clean technology. Geographically, Horizon Technology Finance Corporation directs its investments towards companies situated within the United States.
News Sentiment (7d)
Based on only 1 article — low confidence
Market Cap & Enterprise Value
Merger & Acquisition History
No mergers or acquisitions recorded for this company.
Technical Outlook
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Signal Summary
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| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
USD4.73
+0.07 (+1.39%)
Loading historical data…
Volume Profile
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Liquidity & share structure
Average Volume
909.9K
Beta
0.98
Float Shares
47.44M
Free Float %
99.2%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -4.63% | -6.48% | -4.20% | -33.99% | -35.28% | -32.87% | -42.95% | -63.98% | -71.79% | -61.68% | -72.23% |
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From
To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow
Revenue by geography
Revenue by segment
From
To
Revenue composition
From
To
By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Analyst Consensus (22 ratings, all time)
Hold
Price Targets & DCF
Current price
4.73
Low
6.50
+37.6%
Consensus
6.50
+37.6%
Median
6.50
+37.6%
High
6.50
+37.6%
Ratings Trend (MoM)
20% Bullish
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 1 | 0 |
| Buy | 0 | 0 |
| Hold | 4 | -1 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Price Target Summary
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | — | — |
| Last Year | 4 |
8.13
+72.1%
|
| All Time | 4 |
8.13
+72.1%
|
Quality scores
Altman Z-Score
0.09
Distress
Piotroski F-Score
6 / 9
Average
MOAT Score
2 / 10
No MOAT
Composite Rating
B+
Overall Score
3 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
3 / 5
Medium
ROA Score
5 / 5
High
D/E Score
1 / 5
Low
P/E Score
4 / 5
High
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
-
Revenue growth Asset Management: +17.4%+17.9% ★ Q1'26: +321.1% (vs Q1'25)
-
EPS growth Asset Management: +22.7%+60.8% ★ Q1'26: -78.3% (vs Q1'25)
-
FCF margin FCF growth · Asset Management: +27.7%-87.8% Q1'26: +41.1% (vs Q1'25)
-
EBIT margin Asset Management: +50.6%-4.0% Q1'26: +45.8% (vs Q1'25)
-
ROIC Asset Management: +6.5%-0.2% Q1'26: +5.9% (vs Q1'25)
-
Share dilution Asset Management: +0.0%+17.3% Q1'26: +17.6% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×-296.01× Q1'26: 10.20× (vs Q1'25)
Valuation Multiples
From
To
Price Forecast (3Y)
From
To
Theoretical Return — If Invested Today
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
Consensus Estimates
| Metric |
Dec 2015 actual |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 1 Rev. Ana. 2 EPS Ana. |
Dec 2027 2 Rev. Ana. 3 EPS Ana. |
Dec 2028 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
14.97M
est: 31.31M (-52.2%)
|
-1.76M
est: 33.68M (-105.2%)
|
12.40M
est: 26.06M (-52.4%)
|
21.26M
est: 29.92M (-28.9%)
|
29.63M
est: 40.85M (-27.5%)
|
20.01M
est: 44.94M (-55.5%)
|
45.30M
est: 55.77M (-18.8%)
|
45.84M
est: 72.90M (-37.1%)
|
19.10M
est: 109.13M (-82.5%)
|
33.94M
est: 94.06M (-63.9%)
|
40.02M
est: 87.02M (-54.0%)
|
96.63M
94.50M – 98.76M
+11.0% YoY
|
114.04M
103.09M – 125.00M
+18.0% YoY
|
85.23M
79.18M – 91.27M
-25.3% YoY
|
| EBITDA |
—
est: 3.03M (-100.0%)
|
22.89M
est: 3.26M (+601.9%)
|
9.62M
est: 2.52M (+281.1%)
|
19.41M
est: 2.90M (+570.0%)
|
19.74M
est: 3.96M (+399.0%)
|
6.59M
est: 4.35M (+51.3%)
|
28.18M
est: 5.40M (+421.9%)
|
21.87M
est: 7.06M (+209.8%)
|
-15.70M
est: 2.51M (-725.4%)
|
-4.16M
est: 2.16M (-292.2%)
|
-1.60M
est: 2.00M (-179.9%)
|
2.22M
2.17M – 2.27M
+11.0% YoY
|
2.62M
2.37M – 2.87M
+18.0% YoY
|
1.96M
1.82M – 2.10M
-25.3% YoY
|
| EBIT |
19.75M
est: 3.03M (+551.5%)
|
878.0K
est: 3.26M (-73.1%)
|
14.78M
est: 2.52M (+486.0%)
|
19.41M
est: 2.90M (+570.0%)
|
19.74M
est: 3.96M (+399.0%)
|
6.59M
est: 4.35M (+51.3%)
|
28.18M
est: 5.40M (+421.9%)
|
21.87M
est: 7.06M (+209.8%)
|
-15.70M
est: 2.51M (-725.4%)
|
-4.16M
est: 2.16M (-292.2%)
|
-1.60M
est: 2.00M (-179.9%)
|
2.22M
2.17M – 2.27M
+11.0% YoY
|
2.62M
2.37M – 2.87M
+18.0% YoY
|
1.96M
1.82M – 2.10M
-25.3% YoY
|
| Net Income |
11.86M
est: 45.05M (-73.7%)
|
-4.91M
est: 52.58M (-109.3%)
|
9.59M
est: 40.44M (-76.3%)
|
13.01M
est: 43.08M (-69.8%)
|
19.50M
est: 53.92M (-63.8%)
|
6.36M
est: 45.71M (-86.1%)
|
27.78M
est: 49.64M (-44.0%)
|
21.15M
est: 52.07M (-59.4%)
|
-17.19M
est: -29.04M (+40.8%)
|
-5.63M
est: 57.57M (-109.8%)
|
-2.66M
est: 48.47M (-105.5%)
|
30.54M
29.81M – 31.28M
-37.0% YoY
|
33.12M
31.37M – 34.86M
+8.4% YoY
|
30.99M
28.13M – 33.85M
-6.4% YoY
|
| SGA |
3.46M
est: 5.41M (-36.2%)
|
3.24M
est: 5.82M (-44.3%)
|
2.87M
est: 4.50M (-36.3%)
|
3.04M
est: 5.17M (-41.2%)
|
3.41M
est: 7.06M (-51.7%)
|
3.75M
est: 7.77M (-51.8%)
|
4.69M
est: 9.64M (-51.4%)
|
4.78M
est: 12.60M (-62.1%)
|
5.67M
est: 18.04M (-68.6%)
|
5.84M
est: 15.55M (-62.4%)
|
6.00M
est: 14.39M (-58.3%)
|
15.98M
15.63M – 16.33M
+11.0% YoY
|
18.86M
17.04M – 20.67M
+18.0% YoY
|
14.09M
13.09M – 15.09M
-25.3% YoY
|
| EPS |
1.06
est: 1.25 (-15.0%)
|
-0.43
est: 1.46 (-129.5%)
|
0.83
est: 1.12 (-25.9%)
|
1.13
est: 1.19 (-5.3%)
|
1.45
est: 1.49 (-2.9%)
|
0.36
est: 1.27 (-71.6%)
|
1.39
est: 1.38 (+1.1%)
|
0.86
est: 1.44 (-40.4%)
|
-0.56
est: -0.69 (+18.3%)
|
-0.16
est: 1.38 (-111.6%)
|
-0.06
est: 1.15 (-105.5%)
|
0.72
0.70 – 0.74
-37.3% YoY
|
0.79
0.74 – 0.82
+9.1% YoY
|
0.73
0.66 – 0.80
-7.0% YoY
|
Historical Ratings (3M)
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-11 | B | 3/5 | 1/5 | 2/5 | 5/5 | 1/5 | 3/5 | 4/5 |
| 2026-05-08 | B+ | 3/5 | 1/5 | 3/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-05-07 | B+ | 3/5 | 1/5 | 3/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-05-06 | B+ | 3/5 | 1/5 | 3/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-05-05 | B+ | 3/5 | 1/5 | 3/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-05-04 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-05-01 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-04-30 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-04-29 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-04-28 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-04-27 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-04-24 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-04-23 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-04-22 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-04-21 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-04-20 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-04-17 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-04-16 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
| 2026-04-15 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 3/5 |
Owner Earnings
Owner's Earnings (history)
Owner's Earnings history not available.
Owner alignment
Owner's Earnings TTM
—
OE per share TTM
—
Owner's Yield
—
Maintenance CapEx ratio
—
Maint CapEx / Avg PPE
—
Ownership Overview
Ownership breakdown
At a glance
Institutional holders
11
Total invested
3.07M
Insider transactions (90d)
0
Beneficial owners (>5%)
10
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Horizon Technology Finance Corporation | 2.16M | 11.50% | 2.16M | — | 2.16M | — | IV | Delaware | 2023-07-21 | ↗ |
| 2 | 20-0532180 | 491.6K | 4.26% | 491.6K | — | 491.6K | — | BD | Delaware, U.S.A. | 2016-07-11 | ↗ |
| 3 | 1. | 441.0K | 5.80% | — | 441.0K | — | 441.0K | EP, IN | United States | 2010-11-26 | ↗ |
| 4 | Brown Advisory Holdings Incorporated ("BAHI") | 393.1K | 5.20% | 380.6K | — | — | — | HC | BAHI is a Maryland Corporation | 2011-03-10 | ↗ |
| 5 | Brown Investment Advisory Incorporated ("BIA, Inc.") | 228.1K | 3.00% | 228.1K | — | — | — | IA | BIA, Inc. is a Maryland Corporation | 2011-03-10 | ↗ |
| 6 | Brown Investment Advisory and Trust Company ("BIATC") | 165.0K | 2.20% | 152.5K | — | — | — | BK | BIATC is a Maryland Company | 2011-03-10 | ↗ |
| 7 | Bruce Silver | — | 0.00% | — | — | — | — | IN | Delaware | 2012-02-09 | ↗ |
| 8 | Silver Capital Fund (Offshore) Ltd. | — | 0.00% | — | — | — | — | CO | Delaware | 2012-02-09 | ↗ |
| 9 | Silver Capital Fund, LLC | — | 0.00% | — | — | — | — | OO | Delaware | 2012-02-09 | ↗ |
| 10 | Silver Capital Management, LLC | — | 0.00% | — | — | — | — | OO | Delaware | 2012-02-09 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
From
To
13F snapshot — 2026 Q1
Investors holding
11
-57 vs prev Q
New positions
4
Closed positions
58
Increased
7
Reduced
1
Put/Call ratio
0.00
Calls held
—
Puts held
—
Top institutional holders
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | EAGLE POINT CREDIT MANAGEMENT LLC | 369.8K +369.8K (+100.0%) | 2.39B +2.4B (+100.0%) | 0.86% +0.858 pp | 2.28% +2.275 pp | USD6.45 +0.0% | 1 qtrs NEW |
| 2 | GREEN ALPHA ADVISORS, LLC | 558.9K +58.9K (+11.8%) | 3.61M +555.0K (+18.2%) | 1.30% +0.084 pp | 3.30% +0.359 pp | USD9.29 -30.6% | 21 qtrs — |
| 3 | TWO SIGMA INVESTMENTS, LP | 519.3K +519.3K (+100.0%) | 3.35M +3.3M (+100.0%) | 1.20% +1.205 pp | 0.00% +0.005 pp | USD6.45 +0.0% | 49 qtrs — |
| 4 | LEGAL & GENERAL GROUP PLC | 306.9K +59.1K (+23.8%) | 1.98M +472.2K (+31.3%) | 0.71% +0.111 pp | 0.00% +0.000 pp | USD11.05 -41.6% | 10 qtrs — |
| 5 | BLACKROCK, INC. | 287.9K -12.6K (-4.2%) | 1.86M +23.8K (+1.3%) | 0.67% -0.061 pp | 0.00% +0.000 pp | USD8.71 -25.9% | 6 qtrs — |
| 6 | MARSHALL WACE, LLP | 282.3K -65.5K (-18.8%) | 1.82M -300.7K (-14.2%) | 0.65% -0.189 pp | 0.00% -0.001 pp | USD6.15 +4.9% | 5 qtrs — |
| 7 | CONNECTICUT WEALTH MANAGEMENT, LLC | 212.8K +811.0 (+0.4%) | 1.37M +79.4K (+6.1%) | 0.49% -0.021 pp | 0.06% +0.002 pp | USD11.24 -42.6% | 8 qtrs — |
| 8 | VIRTUS INVESTMENT ADVISERS, INC. | 167.5K -43.8K (-20.7%) | 1.08M -208.2K (-16.2%) | 0.39% -0.124 pp | 0.29% -0.075 pp | USD8.51 -24.2% | 4 qtrs — |
| 9 | — | 113.00 +113.0 (+100.0%) | 727.0K +727.0K (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD6.44 +0.2% | 1 qtrs NEW |
| 10 | JANE STREET GROUP, LLC | 82.3K +82.3K (+100.0%) | 530.8K +530.8K (+100.0%) | 0.19% +0.191 pp | 0.00% +0.000 pp | USD6.45 +0.0% | 5 qtrs — |
| 11 | MORGAN STANLEY | 76.9K +3.6K (+5.0%) | 495.8K +49.1K (+11.0%) | 0.18% +0.001 pp | 0.00% +0.000 pp | USD9.10 -29.1% | 51 qtrs — |
| 12 | FIRST FINANCIAL BANK - TRUST DIVISION | 65.6K +19.8K (+43.4%) | 422.9K +144.0K (+51.6%) | 0.15% +0.041 pp | 0.03% +0.011 pp | USD10.23 -37.0% | 7 qtrs — |
| 13 | BANK OF AMERICA CORP /DE/ | 64.0K +62.8K (+5,335.2%) | 412.6K +405.4K (+5,648.4%) | 0.15% +0.146 pp | 0.00% +0.000 pp | USD6.52 -1.1% | 19 qtrs — |
| 14 | TWO SIGMA ADVISERS, LP | 63.2K +32.8K (+107.9%) | 407.6K +222.2K (+119.8%) | 0.15% +0.073 pp | 0.00% +0.000 pp | USD8.05 -19.9% | 7 qtrs — |
| 15 | QUANTBOT TECHNOLOGIES LP | 61.6K +51.6K (+513.8%) | 397.4K +336.2K (+549.0%) | 0.14% +0.119 pp | 0.01% +0.012 pp | USD6.69 -3.6% | 13 qtrs — |
| 16 | ETF STORE, INC. | 60.9K +3.1K (+5.3%) | 392.6K +39.9K (+11.3%) | 0.14% +0.001 pp | 0.40% +0.027 pp | USD12.32 -47.6% | 17 qtrs — |
| 17 | QUADRATURE CAPITAL LTD | 56.6K +56.6K (+100.0%) | 364.8K +364.8K (+100.0%) | 0.13% +0.131 pp | 0.00% +0.004 pp | USD6.45 +0.0% | 1 qtrs NEW |
| 18 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 53.6K -5.6K (-9.4%) | 345.6K +345.5K (+332,199.0%) | 0.12% -0.019 pp | 0.02% +0.024 pp | USD7.16 -9.9% | 3 qtrs — |
| 19 | GREAT WEST LIFE ASSURANCE CO /CAN/ | 53.3K -126.0 (-0.2%) | 344.0K +23.0K (+7.2%) | 0.12% -0.006 pp | 0.00% +0.000 pp | USD9.83 -34.4% | 25 qtrs — |
| 20 | PATHSTONE HOLDINGS, LLC | 49.6K +26.5K (+114.8%) | 322.9K +179.4K (+125.0%) | 0.12% +0.059 pp | 0.00% +0.001 pp | USD9.45 -31.7% | 9 qtrs — |
| 21 | CAPTRUST FINANCIAL ADVISORS | 50.0K +50.0K (+100.0%) | 322.7K +322.7K (+100.0%) | 0.12% +0.116 pp | 0.00% +0.001 pp | USD6.45 +0.0% | 1 qtrs NEW |
| 22 | REGAL INVESTMENT ADVISORS LLC | 49.1K +49.1K (+100.0%) | 316.4K +316.4K (+100.0%) | 0.11% +0.114 pp | 0.02% +0.019 pp | USD6.45 +0.0% | 1 qtrs NEW |
| 23 | UBS GROUP AG | 40.0K -67.0K (-62.6%) | 257.9K -394.6K (-60.5%) | 0.09% -0.167 pp | 0.00% 0.000 pp | USD7.77 -17.0% | 45 qtrs — |
| 24 | LPL FINANCIAL LLC | 37.3K -28.2K (-43.0%) | 240.4K -158.7K (-39.8%) | 0.09% -0.072 pp | 0.00% 0.000 pp | USD11.75 -45.1% | 21 qtrs — |
| 25 | JACKSON THORNTON ASSET MANAGEMENT, LLC | 34.2K -415.0 (-1.2%) | 226.2K +14.2K (+6.7%) | 0.08% -0.005 pp | 0.02% 0.000 pp | USD8.99 -28.3% | 5 qtrs — |
| 26 | AQR CAPITAL MANAGEMENT LLC | 34.2K -737.0 (-2.1%) | 220.4K +7.5K (+3.5%) | 0.08% -0.005 pp | 0.00% +0.000 pp | USD8.99 -28.3% | 5 qtrs — |
| 27 | ADVISOR GROUP HOLDINGS, INC. | 33.3K -8.7K (-20.8%) | 214.5K -74.4K (-25.8%) | 0.08% -0.025 pp | 0.00% 0.000 pp | USD11.14 -42.1% | 24 qtrs — |
| 28 | WINTON GROUP LTD | 30.5K +30.5K (+100.0%) | 196.8K +196.8K (+100.0%) | 0.07% +0.071 pp | 0.01% +0.007 pp | USD6.45 +0.0% | 1 qtrs NEW |
| 29 | WELLS FARGO & COMPANY/MN | 30.0K -2.8K (-8.5%) | 193.5K -6.4K (-3.2%) | 0.07% -0.010 pp | 0.00% +0.000 pp | USD10.16 -36.5% | 57 qtrs — |
| 30 | SCHONFELD STRATEGIC ADVISORS LLC | 29.0K +29.0K (+100.0%) | 187.2K +187.2K (+100.0%) | 0.07% +0.067 pp | 0.00% +0.001 pp | USD6.45 +0.0% | 1 qtrs NEW |
| 31 | FINANCIAL ENGINES ADVISORS L.L.C. | 21.6K +21.6K (+100.0%) | 139.3K +139.3K (+100.0%) | 0.05% +0.050 pp | 0.00% +0.000 pp | USD6.45 +0.0% | 1 qtrs NEW |
| 32 | CETERA INVESTMENT ADVISERS | 21.3K -47.5K (-69.0%) | 137.7K -282.2K (-67.2%) | 0.05% -0.118 pp | 0.00% 0.000 pp | USD10.68 -39.6% | 10 qtrs — |
| 33 | OXFORD ASSET MANAGEMENT LLP | 20.5K -13.7K (-40.0%) | 132.2K -76.2K (-36.6%) | 0.05% -0.035 pp | 0.05% -0.017 pp | USD7.20 -10.4% | 3 qtrs — |
| 34 | ROYAL BANK OF CANADA | 20.3K -57.7K (-74.0%) | 131.0K -344.0K (-72.4%) | 0.05% -0.142 pp | 0.00% 0.000 pp | USD8.34 -22.7% | 41 qtrs — |
| 35 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17.6K +4.9K (+38.6%) | 113.5K +36.1K (+46.5%) | 0.04% +0.010 pp | 0.00% +0.000 pp | USD6.93 -6.9% | 11 qtrs — |
| 36 | ENVESTNET ASSET MANAGEMENT INC | 17.6K +284.0 (+1.6%) | 113.3K +7.9K (+7.5%) | 0.04% -0.001 pp | 0.00% +0.000 pp | USD13.18 -51.1% | 19 qtrs — |
| 37 | NORTHERN TRUST CORP | 17.3K -2.4K (-12.4%) | 111.8K -8.8K (-7.3%) | 0.04% -0.008 pp | 0.00% +0.000 pp | USD6.86 -6.0% | 6 qtrs — |
| 38 | RAYMOND JAMES FINANCIAL INC | 15.1K +1.6K (+12.0%) | 97.2K +15.1K (+18.4%) | 0.04% +0.002 pp | 0.00% +0.000 pp | USD8.72 -26.0% | 5 qtrs — |
| 39 | PRIME CAPITAL INVESTMENT ADVISORS, LLC | 12.2K +— (+0.0%) | 78.6K +4.3K (+5.7%) | 0.03% -0.001 pp | 0.00% +0.000 pp | USD8.86 -27.2% | 5 qtrs — |
| 40 | ADELL HARRIMAN & CARPENTER INC | 12.0K +— (+0.0%) | 77.4K +4.2K (+5.7%) | 0.03% -0.001 pp | 0.00% +0.000 pp | USD10.65 -39.4% | 6 qtrs — |
| 41 | HRT FINANCIAL LP | 12.0K +12.0K (+100.0%) | 77.0K +77.0K (+100.0%) | 0.03% +0.028 pp | 0.00% +0.000 pp | USD6.45 +0.0% | 1 qtrs NEW |
| 42 | MILLENNIUM MANAGEMENT LLC | 11.6K -168.6K (-93.6%) | 74.5K -1.0M (-93.2%) | 0.03% -0.410 pp | 0.00% 0.000 pp | USD6.10 +5.7% | 2 qtrs — |
| 43 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 10.5K +10.5K (+100.0%) | 67.4K +67.4K (+100.0%) | 0.02% +0.024 pp | 0.00% +0.004 pp | USD6.45 +0.0% | 1 qtrs NEW |
| 44 | ALLWORTH FINANCIAL LP | 10.2K +— (+0.0%) | 65.8K +3.6K (+5.7%) | 0.02% -0.001 pp | 0.00% +0.000 pp | USD7.20 -10.4% | 17 qtrs — |
| 45 | N.E.W. ADVISORY SERVICES LLC | 4.0K +2.0K (+100.0%) | 25.8K +13.6K (+111.5%) | 0.01% +0.004 pp | 0.00% +0.001 pp | USD7.94 -18.8% | 4 qtrs — |
| 46 | NOVA WEALTH MANAGEMENT, INC. | 3.7K +— (+0.0%) | 24.0K +1.3K (+5.7%) | 0.01% 0.000 pp | 0.02% +0.001 pp | USD9.06 -28.8% | 5 qtrs — |
| 47 | COMERICA BANK | 2.7K +1.6K (+146.6%) | 17.1K +10.5K (+160.7%) | 0.01% +0.004 pp | 0.00% +0.000 pp | USD7.46 -13.5% | 7 qtrs — |
| 48 | SIMPLEX TRADING, LLC | 2.3K -817.0 (-26.6%) | 14.6K -3.4K (-19.0%) | 0.01% -0.002 pp | 0.00% +0.000 pp | USD7.97 -19.1% | 10 qtrs — |
| 49 | ORG PARTNERS LLC | 2.1K +— (+0.0%) | 13.7K +742.0 (+5.7%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD8.99 -28.3% | 5 qtrs — |
| 50 | TOWER RESEARCH CAPITAL LLC (TRC) | 1.5K -4.7K (-76.0%) | 9.6K -28.2K (-74.6%) | 0.00% -0.012 pp | 0.00% -0.001 pp | USD7.20 -10.4% | 9 qtrs — |
| 51 | CHUNG WU INVESTMENT GROUP, LLC | 1.1K +— (+0.0%) | 7.1K +385.0 (+5.7%) | 0.00% 0.000 pp | 0.01% +0.000 pp | USD7.20 -10.4% | 3 qtrs — |
| 52 | CAITONG INTERNATIONAL ASSET MANAGEMENT CO., LTD | 1.1K +215.0 (+24.7%) | 7.0K +1.7K (+31.9%) | 0.00% +0.000 pp | 0.00% -0.002 pp | USD7.16 -9.9% | 5 qtrs — |
| 53 | FLAGSHIP HARBOR ADVISORS, LLC | 821.00 +821.0 (+100.0%) | 5.3K +5.3K (+100.0%) | 0.00% +0.002 pp | 0.00% +0.000 pp | USD6.45 +0.0% | 1 qtrs NEW |
| 54 | PIN OAK INVESTMENT ADVISORS INC | 800.00 +— (+0.0%) | 5.0K +32.0 (+0.6%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD11.74 -45.1% | 15 qtrs — |
| 55 | MAI CAPITAL MANAGEMENT | 736.00 +225.0 (+44.0%) | 4.8K +1.6K (+52.2%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD7.30 -11.6% | 4 qtrs — |
| 56 | SAGEVIEW ADVISORY GROUP, LLC | 300.00 +300.0 (+100.0%) | 1.9K +1.9K (+100.0%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD6.45 +0.0% | 1 qtrs NEW |
| 57 | TRIUMPH CAPITAL MANAGEMENT | 300.00 +300.0 (+100.0%) | 1.9K +1.9K (+100.0%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD6.45 +0.0% | 1 qtrs NEW |
| 58 | ASPECT PARTNERS, LLC | 158.00 +8.0 (+5.3%) | 1.0K +103.0 (+11.3%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD6.11 +5.6% | 2 qtrs — |
| 59 | SPIRE WEALTH MANAGEMENT | 100.00 +— (+0.0%) | 645.00 +35.0 (+5.7%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD11.68 -44.8% | 15 qtrs — |
| 60 | RONALD BLUE TRUST, INC. | 80.00 +— (+0.0%) | 516.00 +28.0 (+5.7%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD6.10 +5.7% | 2 qtrs — |
| 61 | SOUND INCOME STRATEGIES, LLC | 50.00 +— (+0.0%) | 333.00 +32.0 (+10.6%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD11.08 -41.8% | 33 qtrs — |
| 62 | CITIGROUP INC | 11.00 +11.0 (+100.0%) | 71.00 +71.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD6.36 +1.4% | 6 qtrs — |
| 63 | DANSKE BANK A/S | 4.00 +1.0 (+33.3%) | 26.00 +8.0 (+44.4%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD6.00 +7.5% | 6 qtrs — |
| 64 | FLAGSHIP WEALTH ADVISORS, LLC | — -102.0 (-100.0%) | — -622.0 (-100.0%) | 0.00% 0.000 pp | 0.00% 0.000 pp | USD— | 2 qtrs SOLD |
| 65 | FMR LLC | — -238.0 (-100.0%) | — -1.5K (-100.0%) | 0.00% -0.001 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 66 | GROUP ONE TRADING, L.P. | — -16.1K (-100.0%) | — -98.3K (-100.0%) | 0.00% -0.039 pp | 0.00% 0.000 pp | USD— | 5 qtrs SOLD |
| 67 | CITADEL ADVISORS LLC | — -16.8K (-100.0%) | — -102.7K (-100.0%) | 0.00% -0.041 pp | 0.00% +0.000 pp | USD— | 9 qtrs SOLD |
| 68 | JONES FINANCIAL COMPANIES LLLP | — -227.0 (-100.0%) | — -1.4K (-100.0%) | 0.00% -0.001 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 69 | MAGNETAR FINANCIAL LLC | — -71.2K (-100.0%) | — -434.6K (-100.0%) | 0.00% -0.173 pp | 0.00% -0.003 pp | USD— | 2 qtrs SOLD |
| 70 | VIRTU FINANCIAL LLC | — -19.5K (-100.0%) | — -119.0K (-100.0%) | 0.00% -0.047 pp | 0.00% -0.007 pp | USD— | 5 qtrs SOLD |
| 71 | BREVAN HOWARD CAPITAL MANAGEMENT LP | — -40.2K (-100.0%) | — -245.2K (-100.0%) | 0.00% -0.098 pp | 0.00% -0.001 pp | USD— | 2 qtrs SOLD |
| 72 | BNP PARIBAS ARBITRAGE, SNC | — -4.8K (-100.0%) | — -29.4K (-100.0%) | 0.00% -0.012 pp | 0.00% +0.000 pp | USD— | 3 qtrs SOLD |
| 73 | PRINCIPAL SECURITIES, INC. | — -83.0 (-100.0%) | — -506.0 (-100.0%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD— | 9 qtrs SOLD |
| 74 | SALEM INVESTMENT COUNSELORS INC | — -700.0 (-100.0%) | — -4.3K (-100.0%) | 0.00% -0.002 pp | 0.00% 0.000 pp | USD— | 4 qtrs SOLD |
| 75 | AQUATIC CAPITAL MANAGEMENT LLC | — -64.8K (-100.0%) | — -395.5K (-100.0%) | 0.00% -0.157 pp | 0.00% -0.007 pp | USD— | 2 qtrs SOLD |
| 76 | EVERSOURCE WEALTH ADVISORS, LLC | — -943.0 (-100.0%) | — -5.8K (-100.0%) | 0.00% -0.002 pp | 0.00% 0.000 pp | USD— | 3 qtrs SOLD |
Ownership breakdown by holder
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
3
Sells
0
Shares acquired
143.6K
Shares disposed
—
Cash buys
—
Cash sales
—
Net activity
+143,595
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-14 | Seitz Paul G | Officer | A-Award | A | Common Stock | 142 | 0.00 | 0.14 | 742 | D | ↗ |
| 2026-04-14 | Balkin Michael | Director / Officer | A-Award | A | Common Stock | 93,527 | 0.00 | 93.53 | 103,527 | D | ↗ |
| 2026-04-14 | ALLISON THOMAS J. | Director | A-Award | A | Common Stock | 49,926 | 0.00 | 49.93 | 49,926 | D | ↗ |
| 2025-06-05 | Seitz Paul G | Officer | — | — | Common Stock | 0 | 0.00 | — | 600 | D | ↗ |
| 2024-12-16 | Balkin Michael | Director | P-Purchase | A | Common Stock | 20,000 | 8.53 | 170.6K | 20,000 | I | ↗ |
| 2024-11-25 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 8,000 | 9.31 | 74.5K | 169,309 | D | ↗ |
| 2024-11-14 | SAVAGE JOSEPH J | Director | P-Purchase | A | Common Stock | 4,500 | 9.20 | 41.4K | 59,500 | D | ↗ |
| 2024-11-13 | SAVAGE JOSEPH J | Director | P-Purchase | A | Common Stock | 5,000 | 9.35 | 46.8K | 55,000 | D | ↗ |
| 2024-08-05 | Goodman Jonathan Joseph | Director | P-Purchase | A | Common Stock | 2,313 | 10.81 | 25.0K | 2,313 | — | ↗ |
| 2024-08-05 | Balkin Michael | Director | P-Purchase | A | Common Stock | 10,000 | 10.58 | 105.8K | 10,000 | — | ↗ |
| 2024-03-08 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 3,650 | 11.77 | 43.0K | 156,244 | — | ↗ |
| 2023-07-18 | Balkin Michael | Director | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-07-14 | Goodman Jonathan Joseph | Director | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-03-02 | O'Connor Kimberley Ann | Director | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-03-02 | Dombrowski Lynn Denise Murray | Officer | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-12-20 | Michaud Gerald A. | Officer | P-Purchase | A | Common Stock | 18,250 | 11.03 | 201.3K | 144,585 | — | ↗ |
| 2022-12-09 | Pomeroy Robert D. Jr. | Officer | P-Purchase | A | Common Stock | 600 | 13.03 | 7.8K | 8,717 | — | ↗ |
| 2022-12-06 | Michaud Gerald A. | Officer | P-Purchase | A | Common Stock | 4,000 | 12.90 | 51.6K | 126,335 | — | ↗ |
| 2022-11-16 | Trolio Daniel R. | Officer | P-Purchase | A | Common Stock | 758 | 13.04 | 9.9K | 2,374 | — | ↗ |
| 2022-09-29 | Mahoney Edmund V. | Director | P-Purchase | A | Common Stock | 500 | 9.88 | 4.9K | 7,169 | — | ↗ |
| 2022-06-21 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 4,000 | 11.30 | 45.2K | 162,127 | — | ↗ |
| 2022-05-16 | SAVAGE JOSEPH J | Director | P-Purchase | A | Common Stock | 10,000 | 12.23 | 122.3K | 50,000 | — | ↗ |
| 2022-05-12 | SAVAGE JOSEPH J | Director | P-Purchase | A | Common Stock | 5,000 | 11.82 | 59.1K | 40,000 | — | ↗ |
| 2022-05-10 | Trolio Daniel R. | Director | P-Purchase | A | Common Stock | 414 | 12.00 | 5.0K | 1,532 | — | ↗ |
| 2022-05-09 | Michaud Gerald A. | Director | P-Purchase | A | Common Stock | 3,050 | 12.06 | 36.8K | 121,899 | — | ↗ |
| 2022-05-06 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 4,000 | 12.73 | 50.9K | 155,539 | — | ↗ |
| 2021-12-06 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 2,500 | 16.11 | 40.3K | 146,244 | — | ↗ |
| 2021-12-06 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 3,450 | 15.87 | 54.8K | 116,301 | — | ↗ |
| 2021-05-06 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 600 | 16.36 | 9.8K | 5,475 | — | ↗ |
| 2021-05-04 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 2,500 | 16.19 | 40.5K | 112,078 | — | ↗ |
| 2021-03-05 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 13.25 | 66.3K | 97,986 | — | ↗ |
| 2021-03-05 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 11,300 | 13.30 | 150.3K | 109,578 | — | ↗ |
| 2020-06-04 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 11.70 | 117.0K | 120,204 | — | ↗ |
| 2020-06-02 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 14,900 | 11.38 | 169.6K | 95,844 | — | ↗ |
| 2020-05-05 | Trolio Daniel R. | Officer | P-Purchase | A | Commons Stock | 538 | 9.31 | 5.0K | 962 | — | ↗ |
| 2020-03-31 | SAVAGE JOSEPH J | Director | P-Purchase | A | Common Stock | 6,500 | 8.43 | 54.8K | 35,000 | — | ↗ |
| 2020-03-25 | SAVAGE JOSEPH J | Director | P-Purchase | A | Common Stock | 2,000 | 8.91 | 17.8K | 28,500 | — | ↗ |
| 2020-03-20 | SAVAGE JOSEPH J | Director | P-Purchase | A | Common Stock | 8,000 | 7.57 | 60.6K | 26,500 | — | ↗ |
| 2020-03-18 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 4,000 | 5.98 | 23.9K | 106,408 | — | ↗ |
| 2020-03-13 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 4,000 | 10.75 | 43.0K | 102,498 | — | ↗ |
| 2020-03-12 | Sarsynski Elaine A | Director | P-Purchase | A | Common Stock | 2,000 | 9.64 | 19.3K | 7,000 | — | ↗ |
| 2020-03-11 | Trolio Daniel R. | Officer | P-Purchase | A | Common Stock | 421 | 11.83 | 5.0K | 421 | — | ↗ |
| 2020-02-28 | Earle Diane | Officer | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-08-14 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 3,500 | 12.00 | 42.0K | 77,128 | — | ↗ |
| 2019-08-07 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 575 | 12.14 | 7.0K | 3,351 | — | ↗ |
| 2019-05-13 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 555 | 11.70 | 6.5K | 2,719 | — | ↗ |
| 2019-05-09 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 900 | 11.65 | 10.5K | 73,842 | — | ↗ |
| 2018-05-18 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 15,000 | 10.08 | 151.2K | 70,034 | — | ↗ |
| 2018-05-07 | Sarsynski Elaine A | Director | P-Purchase | A | Common Stock | 3,000 | 10.00 | 30.0K | 5,000 | — | ↗ |
| 2018-03-15 | SAVAGE JOSEPH J | Director | P-Purchase | A | Common Stock | 10,000 | 10.60 | 106.0K | 18,500 | — | ↗ |
| 2017-11-28 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 400 | 11.07 | 4.4K | 70,680 | — | ↗ |
| 2017-05-22 | Sarsynski Elaine A | Director | P-Purchase | A | Common Stock | 2,000 | 11.21 | 22.4K | 2,000 | — | ↗ |
| 2017-05-08 | SAVAGE JOSEPH J | Director | P-Purchase | A | Common Stock | 7,000 | 11.27 | 78.9K | 8,500 | — | ↗ |
| 2016-11-07 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 4,000 | 10.50 | 42.0K | 62,117 | — | ↗ |
| 2016-09-19 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 225 | 13.42 | 3.0K | 485 | — | ↗ |
| 2016-09-01 | Trolio Daniel R. | Officer | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-03-23 | SAVAGE JOSEPH J | Director | P-Purchase | A | Common Stock | 1,500 | 11.57 | 17.4K | 1,500 | — | ↗ |
| 2016-03-21 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 260 | 11.43 | 3.0K | 260 | — | ↗ |
| 2016-03-17 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 1,700 | 11.71 | 19.9K | 49,171 | — | ↗ |
| 2016-03-16 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 11.50 | 23.0K | 54,577 | — | ↗ |
| 2016-03-03 | SAVAGE JOSEPH J | Director | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2015-12-21 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 1,800 | 11.16 | 20.1K | 50,921 | — | ↗ |
| 2015-12-18 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 4,400 | 11.54 | 50.8K | 46,832 | — | ↗ |
| 2015-11-09 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 10.86 | 54.3K | 48,187 | — | ↗ |
| 2015-11-09 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 4,500 | 10.80 | 48.6K | 42,432 | — | ↗ |
| 2015-08-25 | Mathieu Christopher M. | Officer | P-Purchase | A | Common Stock | 3,000 | 10.00 | 30.0K | 15,862 | — | ↗ |
| 2015-08-24 | Mahoney Edmund V. | Director | P-Purchase | A | Common Stock | 500 | 10.27 | 5.1K | 4,360 | — | ↗ |
| 2015-08-17 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 1,000 | 11.00 | 11.0K | 37,274 | — | ↗ |
| 2015-08-10 | Mahoney Edmund V. | Director | P-Purchase | A | Common Stock | 500 | 11.18 | 5.6K | 3,825 | — | ↗ |
| 2015-08-07 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 4,000 | 10.96 | 43.9K | 41,825 | — | ↗ |
| 2015-06-09 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 13.54 | 27.1K | 37,181 | — | ↗ |
| 2015-06-08 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 550 | 13.51 | 7.4K | 35,933 | — | ↗ |
| 2015-03-31 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 30 | 13.92 | 417.60 | 901 | — | ↗ |
| 2015-03-26 | Woodward Christopher B. | Director | P-Purchase | A | Common Stock | 1,000 | 13.67 | 13.7K | 3,109 | — | ↗ |
| 2015-03-24 | Anholt Investments Ltd. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 380,000 | 13.95 | 5.30M | 891,414 | — | ↗ |
| 2014-12-12 | Mahoney Edmund V. | Director | P-Purchase | A | Common Stock | 500 | 13.61 | 6.8K | 3,116 | — | ↗ |
| 2014-12-09 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 225 | 13.68 | 3.1K | 848 | — | ↗ |
| 2014-12-08 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 100 | 13.70 | 1.4K | 623 | — | ↗ |
| 2014-11-17 | Woodward Christopher B. | Director | P-Purchase | A | Common Stock | 600 | 14.13 | 8.5K | 2,109 | — | ↗ |
| 2014-09-25 | Mahoney Edmund V. | Director | P-Purchase | A | Common Stock | 500 | 13.98 | 7.0K | 2,578 | — | ↗ |
| 2014-03-17 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 1,500 | 12.86 | 19.3K | 12,320 | — | ↗ |
| 2014-03-17 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 1,900 | 12.86 | 24.4K | 16,013 | — | ↗ |
| 2013-11-25 | Woodward Christopher B. | Director | P-Purchase | A | Common Stock | 450 | 14.15 | 6.4K | 1,509 | — | ↗ |
| 2013-11-13 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 4,000 | 14.07 | 56.3K | 10,512 | — | ↗ |
| 2013-11-11 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 7,200 | 13.89 | 100.0K | 13,836 | — | ↗ |
| 2013-08-27 | Mahoney Edmund V. | Director | P-Purchase | A | Common Stock | 500 | 13.50 | 6.8K | 2,012 | — | ↗ |
| 2013-08-19 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 1,100 | 13.63 | 15.0K | 6,532 | — | ↗ |
| 2013-08-16 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 1,000 | 13.60 | 13.6K | 6,409 | — | ↗ |
| 2013-08-16 | Mathieu Christopher M. | Officer | P-Purchase | A | Common Stock | 1,000 | 13.68 | 13.7K | 4,500 | — | ↗ |
| 2012-12-05 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 500 | 13.98 | 7.0K | 5,079 | — | ↗ |
| 2012-12-05 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 1,090 | 13.86 | 15.1K | 5,101 | — | ↗ |
| 2012-12-05 | Mahoney Edmund V. | Director | P-Purchase | A | Common Stock | 500 | 13.56 | 6.8K | 1,500 | — | ↗ |
| 2012-12-04 | Swanson David P. | Director | P-Purchase | A | Common Stock | 200 | 13.95 | 2.8K | 2,493 | — | ↗ |
| 2012-12-04 | Mathieu Christopher M. | Officer | P-Purchase | A | Common Stock | 1,000 | 13.99 | 14.0K | 3,500 | — | ↗ |
| 2012-09-14 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 620 | 16.22 | 10.1K | 3,886 | — | ↗ |
| 2012-09-12 | Mathieu Christopher M. | Officer | P-Purchase | A | Common Stock | 1,000 | 15.96 | 16.0K | 2,500 | — | ↗ |
| 2012-09-12 | BOTTIGLIERI JAMES | Director | P-Purchase | A | Common Stock | 1,000 | 16.00 | 16.0K | 4,844 | — | ↗ |
| 2012-09-06 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 600 | 16.65 | 10.0K | 4,437 | — | ↗ |
| 2012-09-05 | Mahoney Edmund V. | Director | P-Purchase | A | Common Stock | 500 | 16.54 | 8.3K | 1,000 | — | ↗ |
| 2012-09-04 | Woodward Christopher B. | Director | P-Purchase | A | Common Stock | 500 | 16.59 | 8.3K | 1,000 | — | ↗ |
| 2012-08-29 | Swanson David P. | Director | P-Purchase | A | Common Stock | 2,000 | 16.50 | 33.0K | 2,000 | — | ↗ |
| 2012-06-15 | Mahoney Edmund V. | Director | P-Purchase | A | Common Stock | 500 | 15.67 | 7.8K | 500 | — | ↗ |
| 2012-06-14 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 200 | 15.50 | 3.1K | 3,737 | — | ↗ |
| 2012-06-11 | Sarsynski Elaine A | Director | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-06-04 | BOTTIGLIERI JAMES | Director | P-Purchase | A | Common Stock | 500 | 15.31 | 7.7K | 3,751 | — | ↗ |
| 2012-06-01 | Woodward Christopher B. | Director | P-Purchase | A | Common Stock | 500 | 15.30 | 7.6K | 500 | — | ↗ |
| 2012-06-01 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 500 | 15.42 | 7.7K | 3,537 | — | ↗ |
| 2012-05-21 | Devorsetz Daniel S. | Officer | P-Purchase | A | Common Stock | 100 | 16.31 | 1.6K | 100 | — | ↗ |
| 2012-05-17 | Woodward Christopher B. | Director | P-Purchase | A | Common Stock | 500 | 16.65 | 8.3K | 3,305 | — | ↗ |
| 2012-05-11 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 1,500 | 16.83 | 25.3K | 3,094 | — | ↗ |
| 2012-05-10 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 500 | 16.84 | 8.4K | 3,313 | — | ↗ |
| 2012-05-10 | Mathieu Christopher M. | Officer | P-Purchase | A | Common Stock | 500 | 16.82 | 8.4K | 1,500 | — | ↗ |
| 2011-12-12 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 600 | 16.17 | 9.7K | 1,576 | — | ↗ |
| 2011-12-02 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 350 | 15.25 | 5.3K | 350 | — | ↗ |
| 2011-11-21 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 1,000 | 15.65 | 15.6K | 2,350 | — | ↗ |
| 2011-08-19 | Mathieu Christopher M. | Officer | P-Purchase | A | Common Stock | 1,000 | 15.04 | 15.0K | 1,000 | — | ↗ |
| 2011-08-18 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 1,000 | 15.56 | 15.6K | 1,350 | — | ↗ |
| 2011-08-16 | Pomeroy Robert D. Jr. | Director / Officer | P-Purchase | A | Common Stock | 350 | 15.94 | 5.6K | 350 | — | ↗ |
| 2011-08-16 | Michaud Gerald A. | Director / Officer | P-Purchase | A | Common Stock | 925 | 16.02 | 14.8K | 925 | — | ↗ |
| 2011-05-19 | BOTTIGLIERI JAMES | Director | P-Purchase | A | Common Stock | 3,000 | 15.79 | 47.4K | 3,000 | — | ↗ |
| 2010-11-03 | Anholt Investments Ltd. | 10% Owner | S-Sale | D | Common Stock | 1,340,000 | 16.00 | 21.44M | 1,258,249 | — | ↗ |
| 2010-11-01 | Woodward Christopher B. | Director | P-Purchase | A | Common Stock | 500 | 14.96 | 7.5K | 2,500 | — | ↗ |
| 2010-10-28 | Woodward Christopher B. | Director | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2010-10-28 | Swanson David P. | Director | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2010-10-28 | Silvers Brett N. | Director | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2010-10-28 | Pomeroy Robert D. Jr. | Director / Officer | — | I | Common Stock | 0 | 0.00 | — | 46,875 | — | ↗ |
| 2010-10-28 | Michaud Gerald A. | Director / Officer | — | I | Common Stock | 0 | 0.00 | — | 46,875 | — | ↗ |
| 2010-10-28 | Mathieu Christopher M. | Officer | — | I | Common Stock | 0 | 0.00 | — | 46,875 | — | ↗ |
| 2010-10-28 | Mahoney Edmund V. | Director | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2010-10-28 | Devorsetz Daniel S. | Officer | — | I | Common Stock | 0 | 0.00 | — | 46,875 | — | ↗ |
| 2010-10-28 | Compass Group Investments, Ltd. | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 2,598,249 | — | ↗ |
| 2010-10-28 | Bombara John C. | Officer | — | I | Common Stock | 0 | 0.00 | — | 46,875 | — | ↗ |
| 2010-10-28 | BOTTIGLIERI JAMES | Director | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
Executive team
Top executives
Shares Outstanding
47.81M
Executive compensation
Executive compensation (annual)
Executive compensation not available.
CEO compensation breakdown
No CEO compensation history available.
Proxy statements
Proxy statements (DEF 14A)
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Michael Phillip Balkin | Chief Executive Officer & Director | 107.0K | male |
| Danny Hurwitz | Managing Director | — | male |
| John C. Bombara | Executive Vice President, General Counsel, Secretary & Chief Compliance Officer | — | male |
| Kevin J. May | Head of Originations, Senior Vice President & Senior Managing Director | — | male |
| Kevin T. Walsh | Senior MD & Head of Portfolio Management | — | male |
| Lynn D. Dombrowski | Vice President & Chief Accounting Officer | — | female |
| Megan N. Bacon | Director of Investor Relations & Marketing | — | female |
| Mishone Donelson | Head of Life Science Lending, Senior Vice President & Senior Managing Director | — | male |
| Paul George Seitz | Senior Vice President & Chief Investment Officer | — | male |
| Daniel R. Trolio | Executive Vice President, Chief Financial Officer & Treasurer | — | male |
| Todd A. McDonald | Head of Technology Lending & Senior Managing Director | — | male |
ESG Rating
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity
No Senate trading activity found for this company.
House Trading Activity
No House trading activity found for this company.
Market share among peers
Peer comparison — filtered group (TTM)
Your opinion
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Community Opinion for HRZN
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.
