Español 
Deutsch 
Français 
MSCI World Index (MSC)
NASDAQ Composite (NASDAQ)
FTSE China A50 Index (FGI)
STOXX Europe 600 (SIX)
Nikkei 300 (OSA)
NIFTY 50 (NSE)
DAX Performance Index (XETRA)
FTSE 100 (FGI)
CAC 40 (EURONEXT)
Tekla Life Sciences Investors (HQL)
USD19.87
-0.06 (-0.28%)
US NYSE Financial Services Asset Management
Address
100 Federal Street 2110
Philadelphia, PA, US
Philadelphia, PA, US
CEO
Daniel R. Omstead
Website
teklacap.com/hql.html
IPO
1992-05-01
CIK 884121 ISIN US87911K1007
Description
Tekla Life Sciences Investors, a closed-ended equity mutual fund, is expertly managed by Tekla Capital Management LLC. This U.S.-domiciled fund, which commenced operations on February 20, 1992, and was formerly known as H&Q Life Sciences Investors, seeks investment opportunities in publicly traded companies worldwide. Its primary focus lies within the broad life sciences sector, encompassing a diverse range of industries such as biotechnology, pharmaceuticals, diagnostics, managed healthcare, medical equipment, hospitals, healthcare information technology and services, and medical devices and supplies. The fund also extends its investment purview to include the agriculture and environmental management sectors. It predominantly allocates capital to growth-oriented businesses, particularly those with small market capitalizations. Investment decisions are rooted in rigorous fundamental analysis, which assesses critical factors like a company's market position for its offerings, the acumen of its management team, its technological prowess, and its capability to either self-finance expansion or attract external funding to build its portfolio. The fund's performance is gauged against two key benchmarks: the NASDAQ Biotech Index and the S&P 500 Index.
Market Cap & Enterprise Value
Merger & Acquisition History
No mergers or acquisitions recorded for this company.
Technical Outlook
Loading outlook…
Loading forecast...
Signal Summary
Loading…
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
Loading risk profile…
Price Chart
USD19.87
-0.06 (-0.28%)
Loading historical data…
Volume Profile
Loading…
Liquidity & share structure
Average Volume
114.1K
Beta
0.71
Float Shares
27.44M
Free Float %
90.2%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| +1.08% | +3.72% | +2.06% | +7.27% | +1.08% | +6.44% | +45.92% | +36.02% | -10.03% | -6.88% | +19.07% |
Rolling Volatility
Loading…
Drawdown
Loading…
Relative Strength
Loading…
Monthly Returns Heatmap
From
To
Loading…
Annual Monthly Returns
Loading…
Daily Returns Distribution
Loading histogram data…
Revenue flow
Revenue by geography
Revenue by segment
From
To
Revenue composition
From
To
By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Price Targets & DCF
Current price
19.87
DCF (Unlevered)
90.43
+355.2%
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
Ratings Trend (MoM)
| Rating | 2024-11 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 0 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Quality scores
Altman Z-Score
183.16
Safe zone
Piotroski F-Score
3 / 9
Average
MOAT Score
3 / 10
No MOAT
Composite Rating
B+
Overall Score
3 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
5 / 5
High
ROA Score
5 / 5
High
D/E Score
1 / 5
Low
P/E Score
4 / 5
High
P/Book Score
3 / 5
Medium
Operational MOAT
✗ Below peers
-
Revenue growth Asset Management: +17.4%-0.4% Q3'25: -60.6% (vs Q3'23)
-
EPS growth Asset Management: +22.7%-2.6% Q3'25: +1,169.8% (vs Q3'23)
-
FCF margin FCF growth · Asset Management: +27.7%+98.9% Q3'25: -11.0% (vs Q3'23)
-
EBIT margin Asset Management: +50.6%+99.1% ★ Q3'25: +1,141.8% (vs Q3'23)
-
ROIC Asset Management: +6.5%+16.7% ★ Q3'25: +103.5% (vs Q3'23)
-
Share dilution Asset Management: +0.0%+2.9% Q3'25: +7.8% (vs Q3'23)
-
Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×0.00× Q3'25: 0.00× (vs Q3'23)
Valuation Multiples
From
To
Price Forecast (3Y)
From
To
Theoretical Return — If Invested Today
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
Historical Ratings (3M)
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-28 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-27 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-26 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-22 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-21 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-20 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-19 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-18 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-15 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-14 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-13 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-12 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-11 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-08 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-07 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-06 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-05 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-04 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-05-01 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-30 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-29 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-28 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-27 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-24 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-23 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-22 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-21 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-20 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-17 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-16 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
Owner Earnings
Owner's Earnings (history)
Owner's Earnings history not available.
Owner alignment
Owner's Earnings TTM
—
OE per share TTM
—
Owner's Yield
—
Maintenance CapEx ratio
—
Maint CapEx / Avg PPE
—
Ownership Overview
Ownership breakdown
At a glance
Institutional holders
87
Total invested
134.66M
Insider transactions (90d)
0
Beneficial owners (>5%)
19
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Boaz R. Weinstein | 1.42M | 5.31% | — | 1.42M | — | 10.00 | IN | United States | 2023-12-29 | ↗ |
| 2 | Saba Capital Management GP, LLC | 1.42M | 5.31% | — | 1.42M | — | 10.00 | OO | Delaware | 2023-12-29 | ↗ |
| 3 | Saba Capital Management, L.P. | 1.42M | 5.31% | — | 1.42M | — | 10.00 | IA, PN | Delaware | 2023-12-29 | ↗ |
| 4 | BARCLAYS GLOBAL INVESTORS, NA. | 852.8K | 4.74% | — | — | — | 1.75M | BK | Illinois, U.S.A. | 2019-01-28 | ↗ |
| 5 | Yale University | 480.7K | 11.00% | — | — | 480.7K | — | EP | Yale University is a Connecticut corporation. | 1997-02-07 | ↗ |
| 6 | ARTHUR D. LIPSON | 260.6K | 1.80% | 260.6K | — | 260.6K | 10.00 | IN | USA | 2011-06-06 | ↗ |
| 7 | WESTERN INVESTMENT LLC | 260.5K | 1.80% | 260.5K | — | 260.5K | 10.00 | OO | DELAWARE | 2011-06-06 | ↗ |
| 8 | WESTERN INVESTMENT HEDGED PARTNERS L.P. | 157.2K | 1.10% | 157.2K | — | 157.2K | 10.00 | PN | DELAWARE | 2011-06-06 | ↗ |
| 9 | BENCHMARK PLUS MANAGEMENT, L.L.C. | 156.3K | 1.10% | 156.3K | — | 156.3K | 10.00 | OO | DELAWARE | 2011-06-06 | ↗ |
| 10 | ROBERT FERGUSON | 156.3K | 1.10% | 156.3K | — | 156.3K | 10.00 | IN | USA | 2011-06-06 | ↗ |
| 11 | SCOTT FRANZBLAU | 156.3K | 1.10% | 156.3K | — | 156.3K | 10.00 | IN | USA | 2011-06-06 | ↗ |
| 12 | BENCHMARK PLUS INSTITUTIONAL PARTNERS, L.L.C. | 156.2K | 1.10% | 156.2K | — | 156.2K | 10.00 | OO | DELAWARE | 2011-06-06 | ↗ |
| 13 | WESTERN INVESTMENT TOTAL RETURN PARTNERS L.P. | 56.4K | 1.00% | 56.4K | — | 56.4K | 10.00 | PN | DELAWARE | 2011-06-06 | ↗ |
| 14 | WESTERN INVESTMENT ACTIVISM PARTNERS LLC | 46.9K | 1.00% | 46.9K | — | 46.9K | 10.00 | OO | DELAWARE | 2011-06-06 | ↗ |
| 15 | RICHARD A. RAPPAPORT | 2.0K | 1.00% | 2.0K | — | 2.0K | 10.00 | IN | USA | 2011-06-06 | ↗ |
| 16 | BENCHMARK PLUS PARTNERS, L.L.C. | 32.00 | 1.00% | 32.00 | — | 32.00 | 10.00 | OO | DELAWARE | 2011-06-06 | ↗ |
| 17 | WESTERN INVESTMENT TOTAL RETURN FUND LTD. | 32.00 | 1.00% | 32.00 | — | 32.00 | 10.00 | CO | CAYMAN ISLANDS | 2011-06-06 | ↗ |
| 18 | GREGORY R. DUBE | — | 0.00% | — | — | — | 10.00 | IN | USA | 2011-06-06 | ↗ |
| 19 | ROBERT A. WOOD | — | 0.00% | — | — | — | 10.00 | IN | USA | 2011-06-06 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
From
To
13F snapshot — 2026 Q1
Investors holding
87
+13 vs prev Q
New positions
18
Closed positions
5
Increased
58
Reduced
17
Put/Call ratio
0.00
Calls held
—
Puts held
—
Top institutional holders
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | — | 29.7K +29.7K (+100.0%) | 498.47M +498.5M (+100.0%) | 0.10% +0.103 pp | 0.29% +0.294 pp | USD16.78 +0.0% | 1 qtrs NEW |
| 2 | SABA CAPITAL MANAGEMENT, L.P. | 2.12M -469.5K (-18.2%) | 35.53M -4.6M (-11.4%) | 7.33% -1.626 pp | 1.06% -0.041 pp | USD13.66 +22.8% | 11 qtrs — |
| 3 | MORGAN STANLEY | 1.16M +294.2K (+33.8%) | 19.55M +6.0M (+44.7%) | 4.03% +1.019 pp | 0.00% +0.000 pp | USD15.58 +7.7% | 45 qtrs — |
| 4 | PENSERRA CAPITAL MANAGEMENT LLC | 875.1K +81.0K (+10.2%) | 14.68M +2.4M (+19.2%) | 3.03% +0.281 pp | 0.17% +0.027 pp | USD15.09 +11.2% | 6 qtrs — |
| 5 | RAYMOND JAMES FINANCIAL INC | 597.1K +174.0K (+41.1%) | 10.02M +3.5M (+52.7%) | 2.07% +0.603 pp | 0.00% +0.001 pp | USD14.29 +17.4% | 5 qtrs — |
| 6 | LPL FINANCIAL LLC | 448.8K +74.8K (+20.0%) | 7.53M +1.7M (+29.8%) | 1.55% +0.259 pp | 0.00% +0.000 pp | USD16.00 +4.9% | 45 qtrs — |
| 7 | NEEDHAM INVESTMENT MANAGEMENT LLC | 403.4K +— (+0.0%) | 6.77M +512.3K (+8.2%) | 1.40% +0.000 pp | 0.43% -0.009 pp | USD21.15 -20.7% | 45 qtrs — |
| 8 | FLAGSHIP HARBOR ADVISORS, LLC | 363.4K +6.3K (+1.8%) | 6.10M +558.5K (+10.1%) | 1.26% +0.022 pp | 0.29% +0.047 pp | USD15.61 +7.5% | 37 qtrs — |
| 9 | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 230.4K -5.1K (-2.1%) | 3.87M +214.1K (+5.9%) | 0.80% -0.018 pp | 0.01% +0.000 pp | USD13.43 +24.9% | 13 qtrs — |
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 198.7K -108.9K (-35.4%) | 3.33M -1.4M (-30.1%) | 0.69% -0.377 pp | 0.16% -0.114 pp | USD13.48 +24.5% | 5 qtrs — |
| 11 | AMERIPRISE FINANCIAL INC | 190.6K -19.0K (-9.1%) | 3.20M -54.2K (-1.7%) | 0.66% -0.066 pp | 0.00% +0.000 pp | USD15.56 +7.8% | 45 qtrs — |
| 12 | ADVISORS ASSET MANAGEMENT, INC. | 168.3K +9.2K (+5.8%) | 2.82M +356.1K (+14.4%) | 0.58% +0.032 pp | 0.05% +0.006 pp | USD16.03 +4.7% | 35 qtrs — |
| 13 | 180 WEALTH ADVISORS, LLC | 154.3K +5.1K (+3.4%) | 2.59M +274.6K (+11.9%) | 0.53% +0.018 pp | 0.29% +0.013 pp | USD15.57 +7.8% | 28 qtrs — |
| 14 | ATLAS CAPITAL ADVISORS LLC | 138.00 +138.0 (+100.0%) | 2.32M +2.3M (+100.0%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD16.78 +0.0% | 1 qtrs NEW |
| 15 | SHAKER FINANCIAL SERVICES, LLC | 115.4K -82.4K (-41.6%) | 1.94M -1.1M (-36.9%) | 0.40% -0.285 pp | 0.61% -0.438 pp | USD15.07 +11.3% | 4 qtrs — |
| 16 | 1607 CAPITAL PARTNERS, LLC | 115.1K -7.1K (-5.8%) | 1.93M +36.0K (+1.9%) | 0.40% -0.025 pp | 0.13% -0.011 pp | USD14.05 +19.4% | 14 qtrs — |
| 17 | FORMIDABLE ASSET MANAGEMENT, LLC | 124.4K +48.3K (+63.3%) | 1.93M +954.1K (+97.8%) | 0.43% +0.167 pp | 0.28% +0.127 pp | USD14.55 +15.3% | 4 qtrs — |
| 18 | BANK OF AMERICA CORP /DE/ | 106.4K -6.6K (-5.8%) | 1.79M +33.3K (+1.9%) | 0.37% -0.023 pp | 0.00% +0.000 pp | USD13.87 +21.0% | 45 qtrs — |
| 19 | ROYAL BANK OF CANADA | 104.1K +24.8K (+31.3%) | 1.75M +517.0K (+42.1%) | 0.36% +0.086 pp | 0.00% +0.000 pp | USD14.03 +19.6% | 45 qtrs — |
| 20 | PENSIONMARK FINANCIAL GROUP, LLC | 99.5K +6.7K (+7.2%) | 1.67M +229.6K (+15.9%) | 0.34% +0.023 pp | 0.03% -0.003 pp | USD15.59 +7.6% | 2 qtrs — |
| 21 | WOLVERINE ASSET MANAGEMENT LLC | 97.1K -118.4K (-54.9%) | 1.63M -1.7M (-51.2%) | 0.34% -0.410 pp | 0.01% -0.012 pp | USD13.89 +20.8% | 5 qtrs — |
| 22 | JANNEY MONTGOMERY SCOTT LLC | 87.9K +5.5K (+6.7%) | 1.47M +197.0K (+15.4%) | 0.30% +0.019 pp | 0.00% +0.000 pp | USD15.59 +7.6% | 2 qtrs — |
| 23 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 77.1K +12.2K (+18.9%) | 1.29M +287.8K (+28.6%) | 0.27% +0.042 pp | 0.19% +0.037 pp | USD14.37 +16.8% | 15 qtrs — |
| 24 | UHLMANN PRICE SECURITIES, LLC | 76.1K +2.2K (+3.0%) | 1.28M +131.3K (+11.5%) | 0.26% +0.008 pp | 0.76% +0.056 pp | USD15.08 +11.3% | 6 qtrs — |
| 25 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 69.0K +69.0K (+100.0%) | 1.16M +1.2M (+100.0%) | 0.24% +0.239 pp | 0.08% +0.078 pp | USD16.78 +0.0% | 1 qtrs NEW |
| 26 | PRIVATE ADVISOR GROUP, LLC | 64.2K +539.0 (+0.8%) | 1.08M +89.9K (+9.1%) | 0.22% +0.002 pp | 0.01% +0.000 pp | USD14.59 +15.0% | 18 qtrs — |
| 27 | FIRST TRUST ADVISORS LP | 48.8K +1.9K (+4.0%) | 818.4K +91.1K (+12.5%) | 0.17% +0.007 pp | 0.00% +0.000 pp | USD13.82 +21.4% | 10 qtrs — |
| 28 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 47.2K +25.8K (+120.3%) | 791.8K +459.6K (+138.4%) | 0.16% +0.089 pp | 0.00% +0.002 pp | USD15.52 +8.1% | 27 qtrs — |
| 29 | STIFEL FINANCIAL CORP | 41.7K +20.4K (+96.3%) | 699.2K +369.9K (+112.3%) | 0.14% +0.071 pp | 0.00% +0.000 pp | USD16.73 +0.3% | 41 qtrs — |
| 30 | GUGGENHEIM CAPITAL LLC | 41.1K +14.6K (+55.1%) | 689.1K +278.3K (+67.8%) | 0.14% +0.051 pp | 0.00% +0.002 pp | USD14.30 +17.3% | 13 qtrs — |
| 31 | ADVISOR GROUP HOLDINGS, INC. | 38.0K +5.0K (+15.0%) | 637.4K +157.2K (+32.7%) | 0.13% +0.017 pp | 0.00% +0.000 pp | USD14.34 +17.0% | 24 qtrs — |
| 32 | KINGSVIEW WEALTH MANAGEMENT, LLC | 35.9K +— (+0.0%) | 602.0K +45.6K (+8.2%) | 0.12% +0.000 pp | 0.01% +0.000 pp | USD19.26 -12.9% | 20 qtrs — |
| 33 | COMMONWEALTH EQUITY SERVICES, LLC | 25.6K -7.4K (-22.3%) | 430.0K -82.0K (-16.0%) | 0.09% -0.026 pp | 0.00% 0.000 pp | USD13.41 +25.1% | 8 qtrs — |
| 34 | STEPHENS INC /AR/ | 23.9K +— (+0.0%) | 400.5K +30.3K (+8.2%) | 0.08% +0.000 pp | 0.01% +0.000 pp | USD14.00 +19.9% | 23 qtrs — |
| 35 | KPP ADVISORY SERVICES LLC | 23.2K +— (+0.0%) | 389.9K +29.5K (+8.2%) | 0.08% +0.000 pp | 0.06% +0.003 pp | USD13.42 +25.0% | 8 qtrs — |
| 36 | NEWEDGE ADVISORS, LLC | 20.2K -6.7K (-24.8%) | 339.4K -77.6K (-18.6%) | 0.07% -0.023 pp | 0.00% -0.001 pp | USD15.29 +9.7% | 17 qtrs — |
| 37 | ALMITAS CAPITAL LLC | 19.2K +19.2K (+100.0%) | 322.8K +322.8K (+100.0%) | 0.07% +0.067 pp | 0.07% +0.071 pp | USD16.78 +0.0% | 1 qtrs NEW |
| 38 | UBS GROUP AG | 18.6K -18.2K (-49.4%) | 312.3K -258.2K (-45.3%) | 0.06% -0.063 pp | 0.00% +0.000 pp | USD15.66 +7.2% | 45 qtrs — |
| 39 | ATLANTIC UNION BANKSHARES CORP | 17.8K +— (+0.0%) | 298.8K +22.6K (+8.2%) | 0.06% +0.000 pp | 0.01% +0.000 pp | USD19.33 -13.2% | 27 qtrs — |
| 40 | JANE STREET GROUP, LLC | 16.6K +2.7K (+19.1%) | 279.2K +62.5K (+28.8%) | 0.06% +0.009 pp | 0.00% +0.000 pp | USD15.71 +6.8% | 2 qtrs — |
| 41 | INVESCO LTD. | 16.4K +16.4K (+100.0%) | 274.6K +274.6K (+100.0%) | 0.06% +0.057 pp | 0.00% +0.000 pp | USD16.78 +0.0% | 1 qtrs NEW |
| 42 | STRATOS WEALTH PARTNERS, LTD. | 15.1K +— (+0.0%) | 253.8K +19.2K (+8.2%) | 0.05% +0.000 pp | 0.00% +0.000 pp | USD18.87 -11.1% | 19 qtrs — |
| 43 | KAPSTONE FINANCIAL ADVISORS LLC | 14.4K +417.0 (+3.0%) | 241.7K +24.8K (+11.4%) | 0.05% +0.001 pp | 0.12% +0.018 pp | USD14.81 +13.3% | 6 qtrs — |
| 44 | LIVE OAK PRIVATE WEALTH LLC | 13.2K +— (+0.0%) | 221.9K +16.8K (+8.2%) | 0.05% +0.000 pp | 0.03% +0.002 pp | USD17.64 -4.9% | 23 qtrs — |
| 45 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 12.7K +58.0 (+0.5%) | 213.0K +17.0K (+8.7%) | 0.04% +0.000 pp | 0.00% +0.000 pp | USD13.11 +28.0% | 4 qtrs — |
| 46 | MERIT FINANCIAL GROUP, LLC | 11.3K +453.0 (+4.2%) | 188.8K +21.3K (+12.7%) | 0.04% +0.002 pp | 0.00% +0.000 pp | USD13.11 +28.0% | 3 qtrs — |
| 47 | OPPENHEIMER & CO INC | 11.0K +506.0 (+4.8%) | 184.4K +21.8K (+13.4%) | 0.04% +0.002 pp | 0.00% +0.001 pp | USD17.06 -1.6% | 45 qtrs — |
| 48 | WEALTHCARE ADVISORY PARTNERS LLC | 10.8K +— (+0.0%) | 181.4K +13.7K (+8.2%) | 0.04% +0.000 pp | 0.00% +0.000 pp | USD12.77 +31.4% | 4 qtrs — |
| 49 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 10.7K +— (+0.0%) | 179.5K +13.6K (+8.2%) | 0.04% +0.000 pp | 0.01% -0.001 pp | USD19.67 -14.7% | 18 qtrs — |
| 50 | WEDBUSH SECURITIES INC | 10.6K -350.0 (-3.2%) | 178.0K +8.0K (+4.7%) | 0.04% -0.001 pp | 0.01% 0.000 pp | USD12.69 +32.2% | 19 qtrs — |
| 51 | MERCER GLOBAL ADVISORS INC /ADV | 10.5K +10.5K (+100.0%) | 176.7K +176.7K (+100.0%) | 0.04% +0.037 pp | 0.00% +0.000 pp | USD16.78 +0.0% | 1 qtrs NEW |
| 52 | GLOBAL RETIREMENT PARTNERS, LLC | 7.0K +4.6K (+187.8%) | 118.1K +80.2K (+211.3%) | 0.02% +0.016 pp | 0.00% +0.001 pp | USD15.43 +8.7% | 3 qtrs — |
| 53 | COMERICA BANK | 4.7K +44.0 (+0.9%) | 78.5K +6.6K (+9.2%) | 0.02% +0.000 pp | 0.00% +0.000 pp | USD12.87 +30.4% | 10 qtrs — |
| 54 | CREATIVE FINANCIAL DESIGNS INC /ADV | 2.8K +— (+0.0%) | 47.2K +3.6K (+8.2%) | 0.01% +0.000 pp | 0.00% +0.000 pp | USD13.83 +21.3% | 12 qtrs — |
| 55 | BANKPLUS TRUST DEPARTMENT | 2.1K +— (+0.0%) | 35.8K +2.7K (+8.2%) | 0.01% +0.000 pp | 0.01% +0.001 pp | USD13.12 +27.9% | 5 qtrs — |
| 56 | PINNACLE WEALTH PLANNING SERVICES, INC. | 1.7K +1.7K (+100.0%) | 28.9K +28.9K (+100.0%) | 0.01% +0.006 pp | 0.00% +0.003 pp | USD16.78 +0.0% | 1 qtrs NEW |
| 57 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1.1K +1.0K (+2,914.3%) | 17.7K +17.2K (+3,160.2%) | 0.00% +0.004 pp | 0.00% +0.000 pp | USD16.74 +0.2% | 4 qtrs — |
| 58 | COSTELLO ASSET MANAGEMENT, INC | 1.0K -174.0 (-14.6%) | 17.1K -1.4K (-7.6%) | 0.00% -0.001 pp | 0.01% -0.001 pp | USD12.69 +32.2% | 4 qtrs — |
| 59 | WPG ADVISERS, LLC | 793.00 +215.0 (+37.2%) | 13.3K +4.3K (+48.4%) | 0.00% +0.001 pp | 0.01% +0.003 pp | USD14.23 +17.9% | 4 qtrs — |
| 60 | WELLS FARGO & COMPANY/MN | 748.00 -399.0 (-34.8%) | 12.5K -5.2K (-29.5%) | 0.00% -0.001 pp | 0.00% +0.000 pp | USD15.47 +8.5% | 45 qtrs — |
| 61 | CORECAP ADVISORS, LLC | 534.00 -350.0 (-39.6%) | 9.0K -4.8K (-34.6%) | 0.00% -0.001 pp | 0.00% 0.000 pp | USD13.48 +24.5% | 8 qtrs — |
| 62 | ASSETMARK, INC | 265.00 +— (+0.0%) | 4.4K +337.0 (+8.2%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD12.81 +31.0% | 3 qtrs — |
| 63 | CWM, LLC | 222.00 -23.0 (-9.4%) | 4.0K +— (+0.0%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD17.59 -4.6% | 17 qtrs — |
| 64 | HIGHLINE WEALTH PARTNERS LLC | 150.00 -850.0 (-85.0%) | 2.5K -13.0K (-83.8%) | 0.00% -0.003 pp | 0.00% -0.004 pp | USD15.51 +8.2% | 2 qtrs — |
| 65 | SOUND INCOME STRATEGIES, LLC | 65.00 +65.0 (+100.0%) | 1.1K +1.1K (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD16.77 +0.1% | 1 qtrs NEW |
| 66 | PNC FINANCIAL SERVICES GROUP, INC. | 42.00 -7.3K (-99.4%) | 705.00 -113.1K (-99.4%) | 0.00% -0.025 pp | 0.00% 0.000 pp | USD13.57 +23.7% | 8 qtrs — |
| 67 | HARBOUR INVESTMENTS, INC. | 8.00 +— (+0.0%) | 138.00 +10.0 (+7.8%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD12.63 +32.9% | 4 qtrs — |
| 68 | HUNTINGTON NATIONAL BANK | 6.00 +— (+0.0%) | 101.00 +5.0 (+5.2%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD13.33 +25.9% | 8 qtrs — |
| 69 | JFS WEALTH ADVISORS, LLC | 3.00 +— (+0.0%) | 51.00 +4.0 (+8.5%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD14.00 +19.9% | 13 qtrs — |
| 70 | SALEM INVESTMENT COUNSELORS INC | — -125.0 (-100.0%) | — -1.9K (-100.0%) | 0.00% 0.000 pp | 0.00% 0.000 pp | USD— | 9 qtrs SOLD |
| 71 | SAMALIN INVESTMENT COUNSEL, LLC | — -18.5K (-100.0%) | — -287.6K (-100.0%) | 0.00% -0.064 pp | 0.00% -0.099 pp | USD— | 4 qtrs SOLD |
| 72 | CORNERSTONE ADVISORS, LLC | — -11.3K (-100.0%) | — -175.3K (-100.0%) | 0.00% -0.039 pp | 0.00% -0.006 pp | USD— | 2 qtrs SOLD |
| 73 | ROCKEFELLER CAPITAL MANAGEMENT L.P. | — -642.0 (-100.0%) | — -10.0K (-100.0%) | 0.00% -0.002 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 74 | ENVESTNET ASSET MANAGEMENT INC | — -10.3K (-100.0%) | — -159.8K (-100.0%) | 0.00% -0.036 pp | 0.00% +0.000 pp | USD— | 4 qtrs SOLD |
| 75 | QUENT CAPITAL, LLC | — -1.0 (-100.0%) | — -16.0 (-100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 76 | BRYN MAWR TRUST CO | — -1.2K (-100.0%) | — -18.6K (-100.0%) | 0.00% -0.004 pp | 0.00% 0.000 pp | USD— | 6 qtrs SOLD |
| 77 | BESSEMER GROUP INC | — -937.0 (-100.0%) | — -15.0K (-100.0%) | 0.00% -0.003 pp | 0.00% +0.000 pp | USD— | 29 qtrs SOLD |
| 78 | THOMAS J. HERZFELD ADVISORS, INC. | — -116.9K (-100.0%) | — -1.8M (-100.0%) | 0.00% -0.405 pp | 0.00% -0.622 pp | USD— | 2 qtrs SOLD |
| 79 | FUTURE FINANCIAL WEALTH MANAGMENT LLC | — -2.0K (-100.0%) | — -31.0K (-100.0%) | 0.00% -0.007 pp | 0.00% -0.020 pp | USD— | 8 qtrs SOLD |
| 80 | BALYASNY ASSET MANAGEMENT L.P. | — -18.3K (-100.0%) | — -284.5K (-100.0%) | 0.00% -0.064 pp | 0.00% 0.000 pp | USD— | 2 qtrs SOLD |
| 81 | VSM WEALTH ADVISORY, LLC | — -1.6K (-100.0%) | — -24.4K (-100.0%) | 0.00% -0.005 pp | 0.00% -0.008 pp | USD— | 5 qtrs SOLD |
| 82 | PRINCIPAL SECURITIES, INC. | — -768.0 (-100.0%) | — -11.9K (-100.0%) | 0.00% -0.003 pp | 0.00% 0.000 pp | USD— | 9 qtrs SOLD |
| 83 | PARALLEL ADVISORS, LLC | — -1.0K (-100.0%) | — -15.5K (-100.0%) | 0.00% -0.004 pp | 0.00% 0.000 pp | USD— | 37 qtrs SOLD |
| 84 | MAREX GROUP PLC | — -57.0K (-100.0%) | — -883.6K (-100.0%) | 0.00% -0.197 pp | 0.00% -0.006 pp | USD— | 2 qtrs SOLD |
| 85 | WFA OF SAN DIEGO, LLC | — -300.0 (-100.0%) | — -4.7K (-100.0%) | 0.00% -0.001 pp | 0.00% -0.003 pp | USD— | 3 qtrs SOLD |
| 86 | JONES FINANCIAL COMPANIES LLLP | — -125.0 (-100.0%) | — -1.9K (-100.0%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 87 | KARPUS MANAGEMENT, INC. | — -300.3K (-100.0%) | — -4.7M (-100.0%) | 0.00% -1.040 pp | 0.00% -0.148 pp | USD— | 8 qtrs SOLD |
| 88 | ADVISORY SERVICES NETWORK, LLC | — -852.0 (-100.0%) | — -13.2K (-100.0%) | 0.00% -0.003 pp | 0.00% 0.000 pp | USD— | 2 qtrs SOLD |
Ownership breakdown by holder
ETF Ownership
Top ETFs holding this stock
Held by 3 ETFs in our universe
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Amplify CEF High Income ETF YYY | 2.35% | 17.03M | 3.23% |
| 2 | First Trust Income Opportunities ETF FCEF | 1.50% | 1.21M | 3.69% |
| 3 | Saba Closed End Funds ETF CEFS | 0.05% | 153.6K | 4.29% |
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
1
Sells
0
Shares acquired
7.9K
Shares disposed
—
Cash buys
1.00
Cash sales
—
Net activity
+7,923
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-12-16 | Pittard Christian | Director | P-Purchase | A | Common Stock | 7,923 | 16.88 | 133.8K | 7,923 | D | ↗ |
| 2025-12-09 | Reilly Heather Carter | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-09-22 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 41,623 | 14.14 | 588.5K | 2,837,633 | I | ↗ |
| 2025-09-19 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 6,989 | 14.10 | 98.5K | 2,879,256 | I | ↗ |
| 2025-09-18 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 40,208 | 14.07 | 565.7K | 2,886,245 | I | ↗ |
| 2025-09-17 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 24,328 | 13.99 | 340.3K | 2,926,453 | I | ↗ |
| 2025-09-16 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 2,026 | 13.99 | 28.3K | 2,950,781 | I | ↗ |
| 2025-09-15 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 700 | 14.13 | 9.9K | 2,952,807 | I | ↗ |
| 2025-09-11 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 15,116 | 14.28 | 215.9K | 2,953,507 | I | ↗ |
| 2025-09-02 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 14,083 | 14.04 | 197.7K | 2,968,623 | I | ↗ |
| 2025-08-29 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 23,723 | 13.89 | 329.5K | 2,982,706 | I | ↗ |
| 2025-08-26 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 400 | 13.83 | 5.5K | 3,006,429 | I | ↗ |
| 2025-08-21 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 10,710 | 14.07 | 150.7K | 3,006,829 | I | ↗ |
| 2025-07-17 | Dietrick Joseph Francis | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-05-20 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 11,419 | 12.71 | 145.1K | 3,017,539 | I | ↗ |
| 2025-05-15 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 23,729 | 12.08 | 286.6K | 3,028,958 | I | ↗ |
| 2025-05-14 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 600 | 12.04 | 7.2K | 3,052,687 | I | ↗ |
| 2025-05-13 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 730 | 12.28 | 9.0K | 3,053,287 | I | ↗ |
| 2025-05-08 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 12,689 | 11.98 | 152.0K | 3,054,017 | I | ↗ |
| 2025-05-07 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 1,366 | 12.19 | 16.7K | 3,066,706 | I | ↗ |
| 2025-04-17 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 9,144 | 11.78 | 107.7K | 3,068,072 | I | ↗ |
| 2025-04-15 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 1,700 | 11.92 | 20.3K | 3,077,216 | I | ↗ |
| 2025-04-14 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 15,400 | 11.67 | 179.7K | 3,078,916 | I | ↗ |
| 2025-04-10 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 30,156 | 11.14 | 335.9K | 3,094,316 | I | ↗ |
| 2025-04-04 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 6,889 | 11.57 | 79.7K | 3,124,472 | I | ↗ |
| 2025-04-03 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 10,321 | 12.23 | 126.2K | 3,131,361 | I | ↗ |
| 2025-04-02 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 29,102 | 12.28 | 357.4K | 3,141,682 | I | ↗ |
| 2025-04-01 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 17,621 | 12.45 | 219.4K | 3,170,784 | I | ↗ |
| 2025-03-31 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 48,623 | 12.58 | 611.7K | 3,188,405 | I | ↗ |
| 2025-03-28 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 3,602 | 12.95 | 46.6K | 3,237,028 | I | ↗ |
| 2025-03-27 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 32,922 | 13.01 | 428.3K | 3,240,630 | I | ↗ |
| 2025-03-24 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 2,329 | 13.21 | 30.8K | 3,273,552 | I | ↗ |
| 2025-03-11 | Taggart Michael | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-03-11 | Marsico Michael | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-03-11 | Kim Andrew Wonil | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-03-11 | Hepp Robert W. | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-03-11 | Hasson Heather | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-03-11 | Gebauer Katie Lynn | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-02-26 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 200 | 13.62 | 2.7K | 3,275,881 | I | ↗ |
| 2025-02-13 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 100 | 13.88 | 1.4K | 3,276,081 | I | ↗ |
| 2025-02-12 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 36,536 | 13.75 | 502.4K | 3,276,181 | I | ↗ |
| 2025-02-11 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 19,756 | 13.77 | 272.0K | 3,312,717 | I | ↗ |
| 2025-02-10 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 42,987 | 13.95 | 599.7K | 3,332,473 | I | ↗ |
| 2025-02-04 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 4,065 | 14.05 | 57.1K | 3,375,460 | I | ↗ |
| 2025-02-03 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 1,846 | 14.03 | 25.9K | 3,379,525 | I | ↗ |
| 2025-01-31 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 15,143 | 14.27 | 216.1K | 3,381,371 | I | ↗ |
| 2025-01-30 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 21,835 | 14.16 | 309.2K | 3,396,514 | I | ↗ |
| 2025-01-29 | Saba Capital Management, L.P. | 10% Owner | S-Sale | D | Common Stock | 11,674 | 14.12 | 164.8K | 3,418,349 | I | ↗ |
| 2024-12-10 | Wilson Ashton | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-08-23 | Maher Bill | Director | P-Purchase | A | Common Stock | 650 | 15.37 | 10.0K | 1,715 | — | ↗ |
| 2024-07-16 | DiMartino Rose | Director | P-Purchase | A | Common Stock | 1,000 | 15.53 | 15.5K | 1,000 | — | ↗ |
| 2024-06-26 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 100 | 14.07 | 1.4K | 3,429,991 | — | ↗ |
| 2024-06-24 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 13,812 | 14.08 | 194.5K | 3,429,891 | — | ↗ |
| 2024-06-13 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 8,467 | 13.82 | 117.0K | 3,416,079 | — | ↗ |
| 2024-06-12 | Taggart Michael | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-06-12 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 2,400 | 13.88 | 33.3K | 3,407,612 | — | ↗ |
| 2024-06-11 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 2,039 | 13.76 | 28.1K | 3,405,212 | — | ↗ |
| 2024-06-10 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 9,704 | 13.71 | 133.0K | 3,403,173 | — | ↗ |
| 2024-06-10 | Nichols Rebecca Suzanne | Director | — | D | Common Shares | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-06-07 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 3,763 | 13.72 | 51.6K | 3,393,469 | — | ↗ |
| 2024-06-06 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 9,598 | 13.80 | 132.5K | 3,389,706 | — | ↗ |
| 2024-06-05 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 26,083 | 13.76 | 358.9K | 3,380,108 | — | ↗ |
| 2024-06-04 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 33,357 | 13.50 | 450.3K | 3,354,025 | — | ↗ |
| 2024-05-31 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 21,369 | 13.29 | 284.0K | 3,320,668 | — | ↗ |
| 2024-05-30 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 669 | 13.05 | 8.7K | 3,299,299 | — | ↗ |
| 2024-05-29 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 38,033 | 13.09 | 497.9K | 3,298,630 | — | ↗ |
| 2024-05-28 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 8,714 | 13.38 | 116.6K | 3,260,597 | — | ↗ |
| 2024-05-23 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 1,303 | 13.50 | 17.6K | 3,251,883 | — | ↗ |
| 2024-05-15 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 34,755 | 14.19 | 493.2K | 3,250,580 | — | ↗ |
| 2024-05-10 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 57,862 | 13.86 | 802.0K | 3,215,825 | — | ↗ |
| 2024-05-09 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 17,373 | 13.80 | 239.7K | 3,157,963 | — | ↗ |
| 2024-05-08 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 10,986 | 13.70 | 150.5K | 3,140,590 | — | ↗ |
| 2024-05-07 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 50,161 | 13.76 | 690.2K | 3,129,604 | — | ↗ |
| 2024-05-06 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 10,713 | 13.62 | 145.9K | 3,079,443 | — | ↗ |
| 2024-05-02 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 26,274 | 13.46 | 353.6K | 3,068,730 | — | ↗ |
| 2024-05-01 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 252 | 13.02 | 3.3K | 3,042,456 | — | ↗ |
| 2024-04-30 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 16,573 | 13.13 | 217.6K | 3,042,204 | — | ↗ |
| 2024-04-26 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 120,304 | 13.00 | 1.56M | 3,025,602 | — | ↗ |
| 2024-04-25 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 97,574 | 12.99 | 1.27M | 2,905,298 | — | ↗ |
| 2024-04-24 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 20,529 | 13.12 | 269.3K | 2,807,724 | — | ↗ |
| 2024-04-23 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 48,203 | 13.15 | 633.9K | 2,787,195 | — | ↗ |
| 2024-04-22 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 2,022 | 12.88 | 26.0K | 2,738,992 | — | ↗ |
| 2024-04-19 | Saba Capital Management, L.P. | 10% Owner | P-Purchase | A | Common Stock | 42,459 | 12.84 | 545.2K | 2,736,970 | — | ↗ |
| 2024-04-18 | Saba Capital Management, L.P. | 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 2,694,511 | — | ↗ |
| 2024-04-09 | Goetz Kathleen | Director | P-Purchase | A | Common Stock | 400 | 13.32 | 5.3K | 1,085 | — | ↗ |
| 2024-03-13 | Tse Loretta | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-03-13 | Silue Kolotioloma | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-01-02 | Reit Todd | Director | P-Purchase | A | Common Stock | 1,000 | 13.80 | 13.8K | 1,000 | — | ↗ |
| 2023-12-28 | Maher Bill | Director | P-Purchase | A | Common Stock | 1,000 | 13.57 | 13.6K | 1,000 | — | ↗ |
| 2023-12-13 | Ritchie Ben | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-13 | Duitz Joshua | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | abrdn Inc. | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | Tooze Marika | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | Sitar Lucia | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | Reit Todd | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | Pittard Christian | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | O'Connor James Joseph | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | Nichols Jennifer A | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | Matsick Jaclyn Marie | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | Maher Bill | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | Kennedy Megan | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | Goodson Alan R | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | Ferrari Sharon | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | DiMartino Rose | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | BIRD STEPHEN | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-10-27 | Andolina Joseph | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-09-25 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of Beneficial Interest | 10,096 | 12.39 | 125.1K | 197,518 | — | ↗ |
| 2023-09-20 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of Beneficial Interest | 12,000 | 12.68 | 152.2K | 187,422 | — | ↗ |
| 2022-06-09 | Watson W. Mark | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-03-23 | Goetz Kathleen | Director | P-Purchase | A | Shares of Beneficial Interest | 92 | 16.27 | 1.5K | 685 | — | ↗ |
| 2022-01-26 | Goetz Kathleen | Director | P-Purchase | A | Shares of Beneficial Interest | 593 | 17.54 | 10.4K | 593 | — | ↗ |
| 2021-11-30 | Goetz Kathleen | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-08-11 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of Beneficial Interest | 6,403 | 21.63 | 138.5K | 146,489 | — | ↗ |
| 2020-10-26 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of Beneficial Interest | 6,175 | 17.52 | 108.2K | 131,836 | — | ↗ |
| 2020-10-21 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of Beneficial Interest | 5,950 | 17.75 | 105.6K | 125,661 | — | ↗ |
| 2020-09-22 | Bailey Jeffrey Allen | Director | P-Purchase | A | Shares of Beneficial Interest | 580 | 17.28 | 10.0K | 580 | — | ↗ |
| 2020-08-27 | Bailey Jeffrey Allen | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-05-21 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of Beneficial Interest | 5,950 | 17.74 | 105.6K | 114,821 | — | ↗ |
| 2020-03-17 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of Beneficial Interest | 8,300 | 13.27 | 110.1K | 105,814 | — | ↗ |
| 2018-12-13 | NABEL ELIZABETH G | Director | — | D | Shares of Beneficial Interest | 0 | 0.00 | — | 2,787 | — | ↗ |
| 2018-01-25 | Kent Thomas M | Director | P-Purchase | A | Shares of Beneficial Interest | 1,300 | 21.04 | 27.3K | 1,300 | — | ↗ |
| 2017-12-19 | Kent Thomas M | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2015-06-29 | STEBBINS LUCINDA H | Director | P-Purchase | D | Shares of Beneficial Interest | 1,000 | 28.17 | 28.2K | 5,985 | — | ↗ |
| 2014-06-30 | REARDON WILLIAM S | Director | P-Purchase | A | Shares of Beneficial Interest | 200 | 19.75 | 4.0K | 1,612 | — | ↗ |
| 2014-06-24 | STEBBINS LUCINDA H | Director | X-InTheMoney | D | Subscription Rights | 3,000 | 19.75 | 59.3K | 0 | — | ↗ |
| 2014-06-24 | REINHARDT UWE E | Director | X-InTheMoney | D | Subscription Rights | 2,256 | 19.75 | 44.6K | 0 | — | ↗ |
| 2014-06-24 | REARDON WILLIAM S | Director | X-InTheMoney | A | Shares of Beneficial Interest | 578 | 19.75 | 11.4K | 1,412 | — | ↗ |
| 2014-06-24 | POHOTSKY OLEG M | Director | X-InTheMoney | D | Subscription Rights | 228 | 19.75 | 4.5K | 0 | — | ↗ |
| 2014-06-24 | OMSTEAD DANIEL R | Director / Officer | X-InTheMoney | D | Subscription Rights | 44,064 | 19.75 | 870.3K | 0 | — | ↗ |
| 2014-06-24 | BONNEY MICHAEL W | Director | X-InTheMoney | D | Subscription Rights | 2,077 | 19.75 | 41.0K | 0 | — | ↗ |
| 2013-06-04 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of Beneficial Interest | 6,000 | 17.58 | 105.5K | 40,980 | — | ↗ |
| 2012-03-19 | POHOTSKY OLEG M | Director | P-Purchase | A | Shares of beneficial interest | 200 | 13.30 | 2.7K | 200 | — | ↗ |
| 2012-03-09 | REARDON WILLIAM S | Director | P-Purchase | A | Shares of Beneficial Interest | 772 | 13.27 | 10.2K | 772 | — | ↗ |
| 2012-03-09 | BONNEY MICHAEL W | Director | P-Purchase | A | Shares of Beneficial Interest | 800 | 13.25 | 10.6K | 800 | — | ↗ |
| 2011-12-13 | BONNEY MICHAEL W | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-08-08 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of beneficial interest | 10,000 | 10.03 | 100.3K | 29,360 | — | ↗ |
| 2010-06-08 | REARDON WILLIAM S | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2009-08-06 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of beneficial interest | 1,000 | 8.62 | 8.6K | 17,622 | — | ↗ |
| 2009-06-11 | Chang Betty T | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2009-05-18 | STEBBINS LUCINDA H | Director | P-Purchase | A | Shares of beneficial interest | 1,500 | 8.14 | 12.2K | 4,947 | — | ↗ |
| 2009-05-11 | Woodward Laura F | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2008-11-26 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of beneficial interest | 2,000 | 6.89 | 13.8K | 13,518 | — | ↗ |
| 2008-10-10 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of beneficial interest | 2,000 | 7.90 | 15.8K | 11,518 | — | ↗ |
| 2008-02-25 | STEBBINS LUCINDA H | Director | P-Purchase | A | Shares of beneficial interest | 1,800 | 12.65 | 22.8K | 3,067 | — | ↗ |
| 2007-12-31 | STEBBINS LUCINDA H | Director | S-Sale | D | Shares of beneficial interest | 2,000 | 13.12 | 26.2K | 1,190 | — | ↗ |
| 2007-11-21 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of beneficial interest | 1,500 | 12.50 | 18.8K | 8,674 | — | ↗ |
| 2007-11-14 | Kim Howard Y | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-08-03 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of Beneficial Interest | 1,000 | 13.20 | 13.2K | 7,021 | — | ↗ |
| 2007-06-21 | Rakesh Jain K. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-05-09 | Haley Carolyn P | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-02-09 | STEBBINS LUCINDA H | Director | P-Purchase | A | Shares of Beneficial Interest | 3,000 | 14.98 | 44.9K | 3,000 | — | ↗ |
| 2006-09-28 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of Beneficial Interest | 1,666 | 12.82 | 21.4K | 5,665 | — | ↗ |
| 2006-09-20 | LEWIN LAWRENCE S | Director | P-Purchase | A | Shares of Beneficial Interest | 973 | 12.82 | 12.5K | 2,920 | — | ↗ |
| 2006-06-15 | STEBBINS LUCINDA H | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-12-07 | Gentile Frank | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-12-07 | Brinzey Christopher F | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-12-07 | Akus Jason | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-04-01 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | H&Q Life Sciences Investors | 2,900 | 14.50 | 42.1K | 3,965 | — | ↗ |
| 2004-10-05 | Eckert Kathleen | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2004-07-29 | OMSTEAD DANIEL R | Director / Officer | P-Purchase | A | Shares of Beneficial Interest | 400 | 14.38 | 5.8K | 1,020 | — | ↗ |
Executive team
Top executives
Shares Outstanding
30.41M
Executive compensation
Executive compensation (annual)
Executive compensation not available.
CEO compensation breakdown
No CEO compensation history available.
Proxy statements
Proxy statements (DEF 14A)
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Daniel R. Omstead | Principal Executive Officer, President and Trustee | — | — |
| Peter Branner | Chief Investment Officer | — | male |
ESG Score History
No data available for this company.
Senate Trading Activity
House Trading Activity
No House trading activity found for this company.
Market share among peers
Peer comparison — filtered group (TTM)
Your opinion
Share your view on this stock and instantly see how the community has voted over the last 6 months.
Community Opinion for HQL
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.
