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Hennessy Advisors, Inc. (HNNA)

USD10.17 +0.19 (+1.90%)
US NASDAQ Financial Services Asset Management
Address 7250 Redwood Boulevard 94945
Novato, CA, US
CEO Neil Joseph Hennessy
IPO 2005-03-09
CIK 1145255 ISIN US4258851009

Explore sections of this company profile

Also trades on NASDAQ Global Market · HNNA (USD) NASDAQ Global Market · HNNAZ (USD)
Description

Operating as a publicly traded entity, Hennessy Advisors, Inc. is an investment management firm that provides its expertise to the Hennessy Funds and other investment companies. The firm is responsible for establishing and overseeing a diverse array of mutual funds, including those focused on equities, fixed income, and balanced strategies. Their investment scope extends across public equity and fixed income markets worldwide, with a primary emphasis on growth-oriented stocks. All investment decisions are underpinned by comprehensive, proprietary in-house research. Founded in 1989, Hennessy Advisors, Inc. maintains its headquarters in Novato, California, complemented by additional offices in Boston, Massachusetts, and Chapel Hill, North Carolina.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD10.17 +0.19 (+1.90%)
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Volume Profile
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Liquidity & share structure
Average Volume
6.4K
Beta
0.56
Float Shares
4.75M
Free Float %
60.2%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.30% +1.90% +2.93% +1.49% +2.72% +6.15% -5.12% +47.25% +13.22% -56.10% +369.59%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Price Targets & DCF
Current price
10.17
DCF (Unlevered) 37.35 +267.2%
DCF (Levered) 48.88 +380.6%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2024-11 Change
Strong Buy 1 0
Buy 0 -1
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
2.16
Grey zone
Piotroski F-Score
6 / 9
Average
MOAT Score
6 / 10
Developing
Composite Rating
A
Overall Score
4 / 5
High
DCF Score
5 / 5
High
ROE Score
3 / 5
Medium
ROA Score
5 / 5
High
D/E Score
2 / 5
Medium
P/E Score
3 / 5
Medium
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    +19.9% Q1'26: -12.3% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    +38.0% Q1'26: -27.3% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    +30.0% Q1'26: +27.6% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    +37.0% Q1'26: +39.6% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    +14.6% Q1'26: +13.8% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    +1.4% Q1'26: +1.1% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    3.01× Q1'26: 3.06× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.57) × ERP
WACC = 66% × Ke + 34% × Kd (4.0%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 38.20 Current price: 10.17
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Sep 2017
actual
Sep 2018
actual
Sep 2019
actual
Sep 2020
actual
Sep 2021
actual
Sep 2022
actual
Sep 2023
actual
Sep 2024
actual
Sep 2025
actual
Sep 2026
1 Rev. Ana.
1 EPS Ana.
Sep 2027
1 Rev. Ana.
1 EPS Ana.
Sep 2028
1 Rev. Ana.
1 EPS Ana.
Sep 2029
1 Rev. Ana.
1 EPS Ana.
Revenue
52.96M
est: 53.91M (-1.8%)
54.59M
est: 54.95M (-0.7%)
42.72M
est: 43.37M (-1.5%)
33.39M
est: 53.91M (-38.1%)
32.76M
est: 53.91M (-39.2%)
29.67M
est: 54.95M (-46.0%)
24.02M
est: 94.09M (-74.5%)
29.65M
est: 39.90M (-25.7%)
35.54M
est: 53.91M (-34.1%)
53.91M
53.91M – 53.91M
+0.0% YoY
54.95M
54.95M – 54.95M
+1.9% YoY
43.37M
43.37M – 43.37M
-21.1% YoY
39.90M
39.90M – 39.90M
-8.0% YoY
EBITDA
24.72M
est: 17.64M (+40.1%)
24.85M
est: 26.54M (-6.4%)
16.58M
est: 14.19M (+16.8%)
11.56M
est: 25.42M (-54.5%)
11.11M
est: 28.85M (-61.5%)
10.05M
est: 31.73M (-68.3%)
6.56M
est: 34.91M (-81.2%)
9.11M
est: 13.06M (-30.2%)
13.44M
est: 17.64M (-23.9%)
17.64M
17.64M – 17.64M
+0.0% YoY
17.98M
17.98M – 17.98M
+1.9% YoY
14.19M
14.19M – 14.19M
-21.1% YoY
13.06M
13.06M – 13.06M
-8.0% YoY
EBIT
24.51M
est: 17.21M (+42.4%)
24.62M
est: 26.05M (-5.5%)
16.36M
est: 13.85M (+18.1%)
11.32M
est: 24.81M (-54.4%)
10.88M
est: 28.15M (-61.3%)
9.84M
est: 30.97M (-68.2%)
6.33M
est: 34.06M (-81.4%)
8.87M
est: 12.74M (-30.4%)
13.15M
est: 17.21M (-23.6%)
17.21M
17.21M – 17.21M
+0.0% YoY
17.54M
17.54M – 17.54M
+1.9% YoY
13.85M
13.85M – 13.85M
-21.1% YoY
12.74M
12.74M – 12.74M
-8.0% YoY
Net Income
14.94M
est: 15.97M (-6.4%)
20.62M
est: 17.78M (+16.0%)
11.03M
est: 11.82M (-6.7%)
7.84M
est: 16.92M (-53.7%)
7.90M
est: 19.22M (-58.9%)
6.19M
est: 21.14M (-70.7%)
4.77M
est: 23.25M (-79.5%)
7.10M
est: 11.20M (-36.6%)
9.96M
est: 15.97M (-37.6%)
15.97M
15.97M – 15.97M
+0.0% YoY
16.68M
16.68M – 16.68M
+4.4% YoY
11.82M
11.82M – 11.82M
-29.1% YoY
11.20M
11.20M – 11.20M
-5.3% YoY
SGA
5.88M
est: 14.97M (-60.7%)
5.86M
est: 6.80M (-13.8%)
5.80M
est: 12.05M (-51.9%)
13.01M
est: 8.23M (+58.1%)
12.57M
est: 9.40M (+33.8%)
11.30M
est: 10.33M (+9.3%)
5.48M
est: 11.37M (-51.8%)
6.48M
est: 11.08M (-41.5%)
6.30M
est: 14.97M (-57.9%)
14.97M
14.97M – 14.97M
+0.0% YoY
15.26M
15.26M – 15.26M
+1.9% YoY
12.05M
12.05M – 12.05M
-21.1% YoY
11.08M
11.08M – 11.08M
-8.0% YoY
EPS
1.94
est: 2.04 (-4.9%)
2.64
est: 2.13 (+23.9%)
1.42
est: 1.51 (-6.0%)
1.07
est: 2.04 (-47.5%)
1.07
est: 2.04 (-47.5%)
0.83
est: 2.13 (-61.0%)
0.63
est: 3.94 (-84.0%)
0.92
est: 1.43 (-35.7%)
1.28
est: 2.04 (-37.3%)
2.04
2.04 – 2.04
+0.0% YoY
2.13
2.13 – 2.13
+4.4% YoY
1.51
1.51 – 1.51
-29.1% YoY
1.43
1.43 – 1.43
-5.3% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-12 A 4/5 5/5 3/5 5/5 2/5 3/5 4/5
2026-05-11 A 4/5 5/5 3/5 5/5 2/5 3/5 4/5
2026-05-08 A 4/5 5/5 3/5 5/5 2/5 3/5 4/5
2026-05-07 A 4/5 5/5 3/5 5/5 2/5 3/5 4/5
2026-05-06 A 4/5 5/5 3/5 5/5 2/5 3/5 4/5
2026-05-05 A 4/5 5/5 3/5 5/5 2/5 3/5 4/5
2026-05-04 A 4/5 5/5 3/5 5/5 2/5 3/5 4/5
2026-05-01 A 4/5 5/5 3/5 5/5 2/5 4/5 4/5
2026-04-30 A 4/5 5/5 3/5 5/5 2/5 4/5 4/5
2026-04-29 A 4/5 5/5 3/5 5/5 2/5 4/5 4/5
2026-04-28 A 4/5 5/5 3/5 5/5 2/5 4/5 4/5
2026-04-27 A 4/5 5/5 3/5 5/5 2/5 4/5 4/5
2026-04-24 A 4/5 5/5 3/5 5/5 2/5 4/5 4/5
2026-04-23 A 4/5 5/5 3/5 5/5 2/5 4/5 4/5
2026-04-22 A 4/5 5/5 3/5 5/5 2/5 4/5 4/5
2026-04-21 A 4/5 5/5 3/5 5/5 2/5 4/5 4/5
2026-04-20 A 4/5 5/5 3/5 5/5 2/5 4/5 4/5
2026-04-17 A 4/5 5/5 3/5 5/5 2/5 4/5 4/5
2026-04-16 A 4/5 5/5 3/5 5/5 2/5 4/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
10.34M
OE per share TTM
1.30
Owner's Yield
13.22%
Maintenance CapEx ratio
5.14%
Maint CapEx / Avg PPE
2.8%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
5
Total invested
828.7K
Insider transactions (90d)
0
Beneficial owners (>5%)
6
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Neil J. Hennessy 1.92M 33.00% 97.3K 1.82M 97.3K IN United States 2009-02-09
2 Douglas Eden 572.1K 7.70% 40.0K 572.1K 40.0K 572.1K Florida 2022-12-01
3 Page 2 of 6 Pages 449.0K 7.80% 449.0K 449.0K EP, IN USA 2012-03-20
4 John L. Keeley, Jr. 343.9K 5.70% IN United States 2015-02-09
5 J. Carlo Cannell 286.4K 4.96% 286.4K 286.4K IN USA 2010-03-26
6 Keeley Asset Management Corp. 0.00% IA Illinois 2016-02-08

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
5
-25 vs prev Q
New positions
2
Closed positions
27
Increased
2
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 VANGUARD GROUP INC 255.1K -4.0K (-1.5%) 2.45M -279.1K (-10.2%) 3.23% -0.094 pp 0.00% +0.000 pp USD14.70 -34.7% 45 qtrs
2 TRUFFLE HOUND CAPITAL, LLC 160.0K +9.1K (+6.1%) 1.54M -40.5K (-2.6%) 2.03% +0.090 pp 0.40% -0.041 pp USD10.99 -12.6% 3 qtrs
3 AEGIS FINANCIAL CORP 141.4K +— (+0.0%) 1.36M -120.2K (-8.1%) 1.79% -0.024 pp 0.32% -0.242 pp USD6.85 +40.1% 11 qtrs
4 RENAISSANCE TECHNOLOGIES LLC 95.4K -399.0 (-0.4%) 915.7K -85.3K (-8.5%) 1.21% -0.021 pp 0.00% +0.000 pp USD12.04 -20.3% 42 qtrs
5 ALLWORTH FINANCIAL LP 81.4K +— (+0.0%) 781.2K -75.7K (-8.8%) 1.03% -0.014 pp 0.00% -0.001 pp USD10.88 -11.8% 5 qtrs
6 PERIGON WEALTH MANAGEMENT, LLC 63.8K +— (+0.0%) 612.5K -59.3K (-8.8%) 0.81% -0.011 pp 0.01% -0.003 pp USD8.31 +15.5% 11 qtrs
7 GEODE CAPITAL MANAGEMENT, LLC 56.5K +1.9K (+3.4%) 542.3K -32.8K (-5.7%) 0.72% +0.014 pp 0.00% +0.000 pp USD12.24 -21.6% 38 qtrs
8 DIMENSIONAL FUND ADVISORS LP 49.1K +1.3K (+2.7%) 471.5K -32.2K (-6.4%) 0.62% +0.008 pp 0.00% +0.000 pp USD16.53 -41.9% 40 qtrs
9 NAVELLIER & ASSOCIATES INC 40.4K -33.3K (-45.2%) 387.4K -382.3K (-49.7%) 0.51% -0.435 pp 0.04% -0.035 pp USD11.78 -18.5% 5 qtrs
10 NORTHERN TRUST CORP 28.3K +716.0 (+2.6%) 271.7K -16.6K (-5.8%) 0.36% +0.004 pp 0.00% +0.000 pp USD9.16 +4.8% 39 qtrs
11 BANK OF AMERICA CORP /DE/ 23.1K +13.5K (+141.0%) 221.5K +121.5K (+121.4%) 0.29% +0.170 pp 0.00% +0.000 pp USD11.04 -13.0% 41 qtrs
12 BRIDGEWAY CAPITAL MANAGEMENT, LLC 20.2K +1.7K (+9.1%) 193.8K -1.1K (-0.6%) 0.26% +0.018 pp 0.00% 0.000 pp USD8.48 +13.2% 23 qtrs
13 CITADEL ADVISORS LLC 16.9K -3.8K (-18.3%) 162.2K -55.4K (-25.5%) 0.21% -0.051 pp 0.00% +0.000 pp USD10.45 -8.1% 4 qtrs
14 QUINN OPPORTUNITY PARTNERS LLC 14.9K +— (+0.0%) 143.2K -12.7K (-8.1%) 0.19% -0.003 pp 0.01% -0.005 pp USD12.00 -20.0% 5 qtrs
15 NET WORTH ADVISORY GROUP 13.4K -15.0 (-0.1%) 128.3K -11.5K (-8.2%) 0.17% -0.003 pp 0.03% -0.015 pp USD12.60 -23.8% 3 qtrs
16 EMPOWERED FUNDS, LLC 13.2K +1.7K (+14.6%) 126.6K +5.4K (+4.5%) 0.17% +0.019 pp 0.00% 0.000 pp USD11.98 -19.9% 3 qtrs
17 BLACKROCK, INC. 12.5K -605.0 (-4.6%) 120.0K -16.9K (-12.4%) 0.16% -0.010 pp 0.00% +0.000 pp USD10.00 -4.0% 6 qtrs
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11.4K -15.1K (-57.0%) 109.5K -170.1K (-60.8%) 0.14% -0.197 pp 0.00% +0.000 pp USD9.42 +1.9% 11 qtrs
19 GSA CAPITAL PARTNERS LLP 11.1K +11.1K (+100.0%) 106.0K +106.0K (+100.0%) 0.14% +0.140 pp 0.01% +0.009 pp USD9.60 +0.0% 1 qtrs NEW
20 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 10.1K +— (+0.0%) 97.0K -8.0K (-7.6%) 0.13% -0.002 pp 0.00% +0.000 pp USD7.06 +36.0% 11 qtrs
21 JONES FINANCIAL COMPANIES LLLP 1.0K +— (+0.0%) 10.1K -1.2K (-11.0%) 0.01% 0.000 pp 0.00% +0.000 pp USD10.31 -6.9% 4 qtrs
22 UBS GROUP AG 850.00 +850.0 (+100.0%) 8.2K +8.2K (+100.0%) 0.01% +0.011 pp 0.00% +0.000 pp USD9.60 +0.0% 1 qtrs NEW
23 CALDWELL SUTTER CAPITAL, INC. 505.00 +— (+0.0%) 4.8K -429.0 (-8.1%) 0.01% 0.000 pp 0.00% 0.000 pp USD8.40 +14.3% 13 qtrs
24 TOWER RESEARCH CAPITAL LLC (TRC) 445.00 +445.0 (+100.0%) 4.3K +4.3K (+100.0%) 0.01% +0.006 pp 0.00% +0.000 pp USD9.60 +0.0% 1 qtrs NEW
25 PNC FINANCIAL SERVICES GROUP, INC. 130.00 +130.0 (+100.0%) 1.2K +1.2K (+100.0%) 0.00% +0.002 pp 0.00% +0.000 pp USD9.60 +0.0% 1 qtrs NEW
26 CAPITAL ADVISORS, LTD. LLC 54.00 +— (+0.0%) 1.0K +— (+0.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD9.94 -3.4% 6 qtrs
27 CLARITY ASSET MANAGEMENT, INC. 70.00 +1.0 (+1.4%) 673.00 -50.0 (-6.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD9.94 -3.4% 6 qtrs
28 MORGAN STANLEY 1.00 +1.0 (+100.0%) 17.00 +17.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD9.00 +6.7% 46 qtrs
29 CITIGROUP INC 1.00 +1.0 (+100.0%) 10.00 +10.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD9.00 +6.7% 1 qtrs NEW
30 WELLS FARGO & COMPANY/MN 1.00 -749.0 (-99.9%) 6.00 -7.8K (-99.9%) 0.00% -0.010 pp 0.00% +0.000 pp USD9.00 +6.7% 14 qtrs
31 REDHAWK WEALTH ADVISORS, INC. -75.3K (-100.0%) -791.4K (-100.0%) 0.00% -0.967 pp 0.00% -0.092 pp USD 6 qtrs SOLD
32 EVERGREEN CAPITAL MANAGEMENT LLC -15.1K (-100.0%) -158.7K (-100.0%) 0.00% -0.194 pp 0.00% -0.004 pp USD 3 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 19 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.01% 184.0K 0.60%
2 EA Bridgeway Omni Small-Cap Value ETF BSVO 0.01% 122.0K 0.47%
3 Vanguard Extended Market ETF VXF 0.00% 506.7K 0.05%
4 Dimensional - US Core Equity 1 ETF DCOR 0.00% 12.7K 0.14%
5 Dimensional - US Core Equity 2 ETF DFAC 0.00% 151.9K 0.17%
6 Dimensional - US Targeted Value ETF DFAT 0.00% 35.0K 0.28%
7 Dimensional - US Sustainability Core 1 ETF DFSU 0.00% 3.8K 0.15%
8 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 792.90 0.17%
9 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 3.9K 0.03%
10 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 10.7K 0.17%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.20
Bearish
Ratio by volume
0.06
Bearish
Buys
1
Sells
5
Shares acquired
500.00
Shares disposed
8.7K
Cash buys
Cash sales
1.00
Net activity
-8,221
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2025-12-30 Newton Kiera Director S-Sale D Common Stock 571 9.35 5.3K 16,294 D
2025-12-26 STEADMAN DANIEL B Officer G-Gift D Common Stock 750 0.00 36,574 D
2025-12-19 HENNESSY BRIAN A Director G-Gift D Common Stock 4,900 0.00 229,065 I
2025-12-10 Fahy Kathryn Officer G-Gift D Common Stock 2,000 0.00 70,689 D
2025-12-08 STEADMAN DANIEL B Officer G-Gift D Common Stock 500 0.00 37,324 D
2025-09-29 Newton Kiera Director S-Sale D Common Stock 390 10.73 4.2K 16,865 D
2025-09-23 Newton Kiera Director S-Sale D Common Stock 3 11.00 33.00 17,255 D
2025-09-18 STEADMAN DANIEL B Officer F-InKind D Common Stock 3,008 11.08 33.3K 37,824 D
2025-09-18 SEAVEY THOMAS L Director A-Award A Common Stock 5,600 0.00 56,029 D
2025-09-18 Pomilia Susan Weber Director A-Award A Common Stock 5,600 0.00 49,887 D
2025-09-18 OFFENBACH RODGER Other A-Award A Common Stock 2,800 0.00 113,298 I
2025-09-18 Newton Kiera Director A-Award A Common Stock 5,600 0.00 17,258 D
2025-09-18 NILSEN TERESA M Director / Officer F-InKind D Common Stock 9,000 11.08 99.7K 150,823 D
2025-09-18 LIBARLE DANIEL G Other A-Award A Common Stock 2,800 0.00 63,810 I
2025-09-18 Knight ORiordan Lydia D Director A-Award A Common Stock 5,600 0.00 21,300 D
2025-09-18 HENNESSY NEIL J Director / Officer / 10% Owner F-InKind D Common Stock 9,000 11.08 99.7K 2,061,112 I
2025-09-18 HENNESSY BRIAN A Director A-Award A Common Stock 5,600 0.00 233,965 I
2025-09-18 HANSEL HENRY Director A-Award A Common Stock 5,600 0.00 220,125 D
2025-09-18 Fahy Kathryn Officer F-InKind D Common Stock 4,022 11.08 44.6K 72,689 D
2025-08-27 STEADMAN DANIEL B Officer G-Gift D Common Stock 2,000 0.00 31,432 D
2025-08-15 SEAVEY THOMAS L Director S-Sale D Common Stock 2,603 10.63 27.7K 50,424 D
2025-08-14 SEAVEY THOMAS L Director S-Sale D Common Stock 2,698 10.70 28.9K 53,027 D
2025-08-13 SEAVEY THOMAS L Director S-Sale D Common Stock 7,704 10.71 82.5K 55,725 D
2025-08-12 SEAVEY THOMAS L Director S-Sale D Common Stock 7,000 10.85 76.0K 63,429 D
2025-05-13 Fahy Kathryn Officer S-Sale D Common Stock 10,000 10.71 107.1K 64,211 D
2025-03-28 NILSEN TERESA M Director / Officer S-Sale D Common Stock 4,000 10.42 41.7K 13,425 I
2025-03-27 Newton Kiera Director S-Sale D Common Stock 575 10.52 6.1K 11,658 D
2025-03-27 NILSEN TERESA M Director / Officer G-Gift A Common Stock 4,000 0.00 17,425 I
2025-03-26 NILSEN TERESA M Director / Officer S-Sale D Common Stock 1,000 10.47 10.5K 17,425 I
2025-03-25 NILSEN TERESA M Director / Officer S-Sale D Common Stock 3,000 10.55 31.7K 18,425 I
2025-03-24 NILSEN TERESA M Director / Officer S-Sale D Common Stock 3,000 10.50 31.5K 21,425 I
2025-03-21 NILSEN TERESA M Director / Officer S-Sale D Common Stock 3,000 10.38 31.1K 24,425 I
2025-03-20 NILSEN TERESA M Director / Officer S-Sale D Common Stock 1,860 10.46 19.5K 27,425 I
2025-03-04 HENNESSY BRIAN A Director G-Gift D Common Stock 1,000 0.00 228,365 I
2025-02-27 Fahy Kathryn Officer S-Sale D Common Stock 8,000 11.07 88.6K 74,211 D
2024-12-30 STEADMAN DANIEL B Officer S-Sale D Common Stock 1,000 11.90 11.9K 33,432 D
2024-12-30 HENNESSY NEIL J Director / Officer / 10% Owner G-Gift D Common Stock 10,000 0.00 2,050,412 I
2024-12-27 STEADMAN DANIEL B Officer S-Sale D Common Stock 3,100 11.80 36.6K 34,432 D
2024-12-27 Newton Kiera Director S-Sale D Common Stock 330 12.02 4.0K 12,233 D
2024-12-26 STEADMAN DANIEL B Officer S-Sale D Common Stock 3,407 11.99 40.9K 38,282 D
2024-12-24 STEADMAN DANIEL B Officer S-Sale D Common Stock 500 12.00 6.0K 41,689 D
2024-12-23 STEADMAN DANIEL B Officer G-Gift A Common Stock 250 0.00 1,750 I
2024-12-23 HENNESSY BRIAN A Director G-Gift D Common Stock 2,500 0.00 229,365 I
2024-12-20 STEADMAN DANIEL B Officer S-Sale D Common Stock 2,900 11.75 34.1K 44,342 D
2024-12-20 HENNESSY BRIAN A Director G-Gift D Common Stock 6,500 0.00 231,865 I
2024-12-19 SEAVEY THOMAS L Director S-Sale D Common Stock 11,074 11.44 126.7K 70,429 D
2024-12-18 STEADMAN DANIEL B Officer S-Sale D Common Stock 3,200 12.19 39.0K 47,242 D
2024-12-18 SEAVEY THOMAS L Director S-Sale D Common Stock 1,657 11.87 19.7K 81,503 D
2024-12-17 STEADMAN DANIEL B Officer S-Sale D Common Stock 2 12.70 25.40 50,442 D
2024-12-17 SEAVEY THOMAS L Director S-Sale D Common Stock 7,269 12.10 87.9K 83,160 D
2024-12-17 Newton Kiera Director S-Sale D Common Stock 367 12.46 4.6K 12,563 D
2024-12-16 STEADMAN DANIEL B Officer S-Sale D Common Stock 2,656 13.36 35.5K 50,444 D
2024-12-16 LIBARLE DANIEL G Other G-Gift D Common Stock 15,882 0.00 61,010 I
2024-09-27 Newton Kiera Director S-Sale D Common Stock 520 9.40 4.9K 12,930 D
2024-09-26 Pomilia Susan Weber Director S-Sale D Common Stock 9,177 9.80 89.9K 44,287 D
2024-09-25 Pomilia Susan Weber Director S-Sale D Common Stock 1,073 9.82 10.5K 53,464 D
2024-09-25 NILSEN TERESA M Director / Officer G-Gift D Common Stock 5,500 0.00 144,123 D
2024-09-23 STEADMAN DANIEL B Officer G-Gift D Common Stock 2,000 0.00 53,100 D
2024-09-23 Fahy Kathryn Officer G-Gift D Common Stock 2,000 0.00 82,211 D
2024-09-19 HENNESSY BRIAN A Director G-Gift D Common Stock 2,000 0.00 238,365
2024-09-18 STEADMAN DANIEL B Officer F-InKind D Common Stock 2,828 10.24 29.0K 55,100
2024-09-18 SEAVEY THOMAS L Director A-Award A Common Stock 5,600 0.00 90,429
2024-09-18 Pomilia Susan Weber Director A-Award A Common Stock 5,600 0.00 54,537
2024-09-18 OFFENBACH RODGER Other A-Award A Common Stock 2,800 0.00 111,173
2024-09-18 Newton Kiera Director A-Award A Common Stock 5,600 0.00 13,450
2024-09-18 NILSEN TERESA M Director / Officer A-Award A Common Stock 19,700 0.00 158,106
2024-09-18 LIBARLE DANIEL G Other A-Award A Common Stock 2,800 0.00 76,892
2024-09-18 Knight ORiordan Lydia D Director A-Award A Common Stock 5,600 0.00 15,700
2024-09-18 HENNESSY NEIL J Director / Officer / 10% Owner A-Award A Common Stock 19,700 0.00 2,068,894
2024-09-18 HENNESSY BRIAN A Director A-Award A Common Stock 5,600 0.00 240,365
2024-09-18 HANSEL HENRY Director A-Award A Common Stock 5,600 0.00 214,525
2024-09-18 Fahy Kathryn Officer F-InKind D Common Stock 3,772 10.24 38.6K 84,211
2023-12-22 HENNESSY BRIAN A Director G-Gift D Common Stock 11,250 0.00 234,765
2023-12-20 NILSEN TERESA M Director / Officer G-Gift D Common Stock 5,857 0.00 138,406
2023-12-20 HENNESSY BRIAN A Director G-Gift D Common Stock 3,750 0.00 246,015
2023-12-19 HENNESSY NEIL J Director / Officer / 10% Owner P-Purchase A Common Stock 100 6.50 650.00 2,048,595
2023-12-18 HENNESSY NEIL J Director / Officer / 10% Owner P-Purchase A Common Stock 1,476 6.50 9.6K 2,068,495
2023-12-15 STEADMAN DANIEL B Officer G-Gift A Common Stock 250 0.00 1,500
2023-12-15 HENNESSY NEIL J Director / Officer / 10% Owner P-Purchase A Common Stock 75 6.50 487.50 2,067,019
2023-12-13 LIBARLE DANIEL G G-Gift D HNNA 31,608 0.00 74,092
2023-12-12 HENNESSY NEIL J Director / Officer / 10% Owner P-Purchase A HNNA 7,190 6.50 46.7K 2,066,944
2023-09-18 STEADMAN DANIEL B Officer F-InKind D Common Stock 1,937 6.79 13.2K 51,528
2023-09-18 SEAVEY THOMAS L Director A-Award A Common Stock 5,600 0.00 84,829
2023-09-18 Pomilia Susan Weber Director A-Award A Common Stock 5,600 0.00 48,937
2023-09-18 OFFENBACH RODGER A-Award A Common Stock 2,800 0.00 108,373
2023-09-18 Newton Kiera Director A-Award A Common Stock 5,600 0.00 7,850
2023-09-18 NILSEN TERESA M Director / Officer F-InKind D Common Stock 5,857 6.79 39.8K 141,406
2023-09-18 LIBARLE DANIEL G A-Award A Common Stock 2,800 0.00 105,700
2023-09-18 Knight ORiordan Lydia D Director A-Award A Common Stock 5,600 0.00 10,100
2023-09-18 HENNESSY NEIL J Director / Officer / 10% Owner F-InKind D Common Stock 5,857 6.79 39.8K 2,064,816
2023-09-18 HENNESSY BRIAN A Director A-Award A Common Stock 5,600 0.00 266,321
2023-09-18 HANSEL HENRY Director A-Award A Common Stock 5,600 0.00 208,925
2023-09-18 Fahy Kathryn Officer F-InKind D Common Stock 2,588 6.79 17.6K 75,483
2023-09-06 OFFENBACH RODGER S-Sale D Common Stock 10,000 6.72 67.2K 105,573
2023-08-30 STEADMAN DANIEL B Officer F-InKind D Common Stock 631 6.89 4.3K 44,065
2023-08-30 NILSEN TERESA M Director / Officer F-InKind D Common Stock 1,952 6.89 13.4K 127,562
2023-08-30 HENNESSY NEIL J Director / Officer / 10% Owner F-InKind D Common Stock 1,952 6.89 13.4K 2,050,973
2023-08-30 Fahy Kathryn Officer F-InKind D Common Stock 842 6.89 5.8K 65,571
2023-06-23 HENNESSY NEIL J Director / Officer / 10% Owner P-Purchase A Common Stock 1 7.10 7.10 2,052,924
2023-06-22 HENNESSY NEIL J Director / Officer / 10% Owner P-Purchase A Common Stock 1,774 7.09 12.6K 2,052,923
2023-06-21 HENNESSY NEIL J Director / Officer / 10% Owner P-Purchase A Common Stock 1,537 7.10 10.9K 2,051,149
2023-06-20 HENNESSY NEIL J Director / Officer / 10% Owner P-Purchase A Common Stock 325 7.10 2.3K 2,049,612
2023-05-26 HENNESSY NEIL J Director / Officer P-Purchase A Common Stock 1,634 6.93 11.3K 2,049,287
2023-05-25 HENNESSY NEIL J Director / Officer P-Purchase A Common Stock 1,368 6.83 9.4K 2,047,653
2023-05-24 HENNESSY NEIL J Director / Officer / 10% Owner P-Purchase A Common Stock 4,500 6.82 30.7K 2,046,285
2023-05-23 HENNESSY NEIL J Director / Officer / 10% Owner P-Purchase A Common Stock 3,000 6.90 20.7K 2,041,785
2023-05-22 HENNESSY NEIL J Director / Officer / 10% Owner P-Purchase A Common Stock 6,800 6.87 46.7K 2,038,785
2023-05-19 HENNESSY NEIL J Director / Officer / 10% Owner P-Purchase A Common Stock 5,200 6.95 36.1K 2,031,985
2023-03-23 OFFENBACH RODGER S-Sale D Common Stock 500 7.80 3.9K 115,573
2023-03-14 OFFENBACH RODGER S-Sale D Common Stock 500 8.03 4.0K 116,073
2023-02-21 Pomilia Susan Weber Director S-Sale D Common Stock 2,225 8.82 19.6K 43,337
2023-02-16 Pomilia Susan Weber Director S-Sale D Common Stock 3,000 9.03 27.1K 45,562
2023-02-15 Pomilia Susan Weber Director S-Sale D Common Stock 3,500 9.02 31.6K 48,562
2023-02-14 Pomilia Susan Weber Director S-Sale D Common Stock 2,500 9.21 23.0K 52,062
2022-12-23 LIBARLE DANIEL G Director G-Gift D Common Stock 7,908 0.00 102,900
2022-12-19 NILSEN TERESA M Officer G-Gift D Common Stock 4,500 0.00 129,514
2022-12-19 HENNESSY NEIL J Officer G-Gift D Common Stock 12,500 0.00 2,026,785
2022-12-14 STEADMAN DANIEL B Officer G-Gift A Common Stock 250 0.00 1,250
2022-12-13 HENNESSY BRIAN A Director G-Gift D Common Stock 15,000 0.00 260,721
2022-12-12 OFFENBACH RODGER Director S-Sale D Common Stock 2,615 8.33 21.8K 116,573
2022-09-18 STEADMAN DANIEL B Director / Officer F-InKind D Common Stock 1,296 9.00 11.7K 47,696
2022-09-18 SEAVEY THOMAS L Director A-Award A Common Stock 4,500 0.00 79,229
2022-09-18 Pomilia Susan Weber Director A-Award A Common Stock 4,500 0.00 54,562
2022-09-18 OFFENBACH RODGER Director A-Award A Common Stock 4,500 0.00 119,188
2022-09-18 Newton Kiera A-Award A Common Stock 2,250 0.00 2,250
2022-09-18 NILSEN TERESA M Director / Officer F-InKind D Common Stock 3,903 9.00 35.1K 134,014
2022-09-18 LIBARLE DANIEL G Director A-Award A Common Stock 4,500 0.00 110,808
2022-09-18 Knight ORiordan Lydia D Director A-Award A Common Stock 4,500 0.00 4,500
2022-09-18 HENNESSY NEIL J Director / Officer / 10% Owner F-InKind D Common Stock 3,903 9.00 35.1K 2,039,285
2022-09-18 HENNESSY BRIAN A Director A-Award A Common Stock 4,500 0.00 275,721
2022-09-18 HANSEL HENRY Director A-Award A Common Stock 4,500 0.00 203,325
2022-09-18 Fahy Kathryn Officer F-InKind D Common Stock 1,728 9.00 15.6K 66,413
2022-09-12 STEADMAN DANIEL B Director / Officer F-InKind D Common Stock 864 9.47 8.2K 41,492
2022-09-12 NILSEN TERESA M Director / Officer F-InKind D Common Stock 1,952 9.47 18.5K 122,167
2022-09-12 HENNESSY NEIL J Director / Officer / 10% Owner F-InKind D Common Stock 1,952 9.47 18.5K 2,027,438
2022-09-12 Fahy Kathryn Officer F-InKind D Common Stock 605 9.47 5.7K 58,141
2022-08-30 STEADMAN DANIEL B Officer F-InKind D Common Stock 631 9.93 6.3K 42,356
2022-08-30 NILSEN TERESA M Officer F-InKind D Common Stock 1,952 9.93 19.4K 124,118
2022-08-30 HENNESSY NEIL J Officer F-InKind D Common Stock 1,952 9.93 19.4K 2,029,390
2022-08-30 Fahy Kathryn Officer F-InKind D Common Stock 842 9.93 8.4K 58,746
2022-05-24 Fahy Kathryn Officer G-Gift D Common Stock 1,500 0.00 42,783
2022-04-05 Newton Kiera 0 0.00 0
2022-03-11 STEADMAN DANIEL B Officer S-Sale D Common Stock 15,010 9.83 147.6K 42,987
2022-03-02 HENNESSY BRIAN A Director G-Gift D Common Stock 1,000 0.00 271,221
2021-12-21 HENNESSY NEIL J Director / Officer / 10% Owner G-Gift D Common Stock 40,000 0.00 2,031,341
2021-12-15 NILSEN TERESA M Director / Officer G-Gift A Common Stock 3,000 0.00 20,285
2021-12-07 HENNESSY BRIAN A Director G-Gift D Common Stock 11,500 0.00 272,221
2021-12-02 STEADMAN DANIEL B Director / Officer G-Gift D Common Stock 3,000 0.00 57,997
2021-12-01 Knight ORiordan Lydia D Director 0 0.00 0
2021-12-01 Fahy Kathryn Officer G-Gift D Common Stock 1,000 0.00 44,283
2021-09-30 STEADMAN DANIEL B Director / Officer F-InKind D Common Stock 1,362 9.62 13.1K 60,997
2021-09-30 NILSEN TERESA M Director / Officer F-InKind D Common Stock 1,952 9.62 18.8K 131,570
2021-09-30 HENNESSY NEIL J Director / Officer / 10% Owner F-InKind D Common Stock 1,952 9.62 18.8K 2,071,341
2021-09-18 STEADMAN DANIEL B Director / Officer A-Award A Common Stock 7,500 0.00 63,007
2021-09-18 SEAVEY THOMAS L Director A-Award A Common Stock 5,250 0.00 74,729
2021-09-18 Pomilia Susan Weber Director A-Award A Common Stock 5,250 0.00 50,062
2021-09-18 OFFENBACH RODGER Director A-Award A Common Stock 5,250 0.00 114,688
2021-09-18 NILSEN TERESA M Director / Officer A-Award A Common Stock 15,750 0.00 135,472
2021-09-18 LIBARLE DANIEL G Director A-Award A Common Stock 5,250 0.00 106,308
2021-09-18 HENNESSY NEIL J Director / Officer / 10% Owner A-Award A Common Stock 15,750 0.00 2,075,244
2021-09-18 HENNESSY BRIAN A Director A-Award A Common Stock 5,250 0.00 283,721
2021-09-18 HANSEL HENRY Director A-Award A Common Stock 5,250 0.00 198,825
2021-09-18 Fahy Kathryn Officer A-Award A Common Stock 10,000 0.00 46,510
2021-09-12 STEADMAN DANIEL B Director / Officer F-InKind D Common Stock 864 9.89 8.5K 55,507
2021-09-12 NILSEN TERESA M Director / Officer F-InKind D Common Stock 1,952 9.89 19.3K 119,722
2021-09-12 HENNESSY NEIL J Director / Officer / 10% Owner F-InKind D Common Stock 1,952 9.89 19.3K 2,059,494
2021-09-12 Fahy Kathryn Officer F-InKind D Common Stock 592 9.89 5.9K 36,510
2021-08-30 STEADMAN DANIEL B Director / Officer F-InKind D Common Stock 631 10.01 6.3K 56,371
2021-08-30 NILSEN TERESA M Director / Officer F-InKind D Common Stock 1,952 10.01 19.5K 121,674
2021-08-30 HENNESSY NEIL J Director / Officer / 10% Owner F-InKind D Common Stock 1,952 10.01 19.5K 2,061,446
2021-08-30 Fahy Kathryn Officer F-InKind D Common Stock 842 10.01 8.4K 37,102
2021-08-11 HENNESSY BRIAN A Director P-Purchase A Common Stock 1,400 10.23 14.3K 18,963
2021-08-10 HENNESSY BRIAN A Director P-Purchase A Common Stock 2,500 9.97 24.9K 17,563
2021-06-21 HENNESSY BRIAN A Director G-Gift D Common Stock 500 0.00 274,571
2021-05-17 OFFENBACH RODGER Director S-Sale D Common Stock 2,000 9.00 18.0K 109,438
2020-12-29 HENNESSY NEIL J Director / Officer / 10% Owner G-Gift D Common Stock 112,500 0.00 2,063,397
2020-12-29 Fahy Kathryn Officer G-Gift D Common Stock 1,000 0.00 37,944
2020-12-28 OFFENBACH RODGER Director S-Sale D Common Stock 7,185 8.94 64.2K 111,438
2020-12-24 OFFENBACH RODGER Director S-Sale D Common Stock 1,500 8.82 13.2K 118,623
2020-12-23 OFFENBACH RODGER Director S-Sale D Common Stock 1,315 9.04 11.9K 120,123
2020-12-22 HENNESSY BRIAN A Director G-Gift D Common Stock 1,000 0.00 275,071
2020-12-15 HENNESSY BRIAN A Director G-Gift D Common Stock 11,000 0.00 276,071
2020-12-07 NILSEN TERESA M Director / Officer G-Gift D Common Stock 14,100 0.00 123,625
2020-12-04 STEADMAN DANIEL B Director / Officer G-Gift D Common Stock 3,500 0.00 57,002
2020-09-30 STEADMAN DANIEL B Director / Officer F-InKind D Common Stock 1,362 8.29 11.3K 60,502
2020-09-30 HENNESSY NEIL J Director / Officer / 10% Owner F-InKind D Common Stock 1,952 8.29 16.2K 2,175,897
2020-09-21 STEADMAN DANIEL B Director / Officer F-InKind D Common Stock 1,359 9.38 12.7K 61,863
2020-09-21 NILSEN TERESA M Director / Officer F-InKind D Common Stock 1,952 8.29 16.2K 137,725
2020-09-21 HENNESSY NEIL J Director / Officer / 10% Owner F-InKind D Common Stock 1,952 9.38 18.3K 2,177,849
2020-09-21 Fahy Kathryn Officer F-InKind D Common Stock 353 9.38 3.3K 38,944
2020-09-18 STEADMAN DANIEL B Director / Officer A-Award A Common Stock 7,500 0.00 63,222
2020-09-18 SEAVEY THOMAS L Director A-Award A Common Stock 5,250 0.00 69,479
2020-09-18 Pomilia Susan Weber Director A-Award A Common Stock 5,250 0.00 44,812
2020-09-18 OFFENBACH RODGER Director A-Award A Common Stock 5,250 0.00 121,438
2020-09-18 NILSEN TERESA M Director / Officer A-Award A Common Stock 15,750 0.00 141,628
2020-09-18 LIBARLE DANIEL G Director A-Award A Common Stock 5,250 0.00 101,058
2020-09-18 HENNESSY NEIL J Director / Officer / 10% Owner A-Award A Common Stock 15,750 0.00 2,179,800
2020-09-18 HENNESSY BRIAN A Director A-Award A Common Stock 5,250 0.00 287,071
2020-09-18 HANSEL HENRY Director A-Award A Common Stock 5,250 0.00 193,575
2020-09-18 Fahy Kathryn Officer F-InKind D Common Stock 353 9.50 3.4K 29,297

Executive team

Top executives
EBIT / Employee
773.2K
Shares Outstanding
7.89M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Neil J. Hennessy CEO 350.0K 218.3K 979.0K 92.1K 1.64M 13.31%
2 2025 Teresa M. Nilsen President, COO, and Secretary 375.0K 218.3K 979.0K 28.7K 1.60M 13.63%
3 2025 Kathryn R. Fahy CFO and Senior Vice President 275.0K 138.5K 315.0K 22.9K 751.4K 18.43%
4 2024 Neil J. Hennessy CEO 350.0K 201.7K 937.5K 91.5K 1.58M 12.76%
5 2024 Teresa M. Nilsen President, COO, and Secretary 325.0K 201.7K 504.8K 27.2K 1.06M 19.05%
6 2024 Kathryn R. Fahy CFO and Senior Vice President 250.0K 128.0K 250.0K 21.1K 649.1K 19.72%
7 2023 Neil J. Hennessy CEO 350.0K 133.8K 683.7K 72.4K 1.24M 10.79%
8 2023 Teresa M. Nilsen President, COO, and Secretary 325.0K 133.8K 368.1K 25.4K 852.3K 15.69%
9 2023 Teresa M. Nilsen President and COO 325.0K 133.8K 368.1K 25.4K 852.3K 15.69%
10 2023 Kathryn R. Fahy CFO and Senior Vice President 250.0K 84.9K 200.0K 17.2K 552.0K 15.37%
11 2023 Daniel B. Steadman Executive Vice President 250.0K 63.8K 25.0K 15.9K 354.8K 17.99%
12 2022 Neil J. Hennessy CEO 350.0K 141.8K 790.9K 87.0K 1.37M 10.35%
13 2022 Teresa M. Nilsen President and COO 325.0K 141.8K 425.9K 26.6K 919.2K 15.42%
14 2022 Kathryn R. Fahy CFO and Senior Vice President 250.0K 90.0K 170.0K 18.5K 528.5K 17.03%
15 2022 Daniel B. Steadman Executive Vice President 250.0K 67.5K 100.0K 18.8K 436.3K 15.47%
16 2021 Neil J. Hennessy CEO 350.0K 157.5K 1.03M 88.7K 1.62M 9.71%
17 2021 Teresa M. Nilsen President and COO 325.0K 157.5K 552.7K 23.9K 1.06M 14.87%
18 2021 Kathryn R. Fahy CFO and Senior Vice President 225.0K 100.0K 185.0K 17.0K 527.0K 18.98%
19 2021 Daniel B. Steadman Executive Vice President 250.0K 75.0K 125.0K 17.5K 467.5K 16.04%
20 2020 Neil J. Hennessy CEO 313.5K 149.6K 1.04M 90.4K 1.59M 9.39%
21 2020 Teresa M. Nilsen President and COO 291.1K 149.6K 559.8K 24.4K 1.02M 14.60%
22 2020 Kathryn R. Fahy CFO and Senior Vice President 201.6K 95.0K 152.8K 16.2K 465.6K 20.41%
23 2020 Daniel B. Steadman Executive Vice President 224.0K 71.3K 113.8K 18.2K 427.2K 16.68%
24 2019 Neil J. Hennessy CEO 350.0K 156.1K 1.45M 89.9K 2.05M 7.62%
25 2019 Teresa M. Nilsen President, COO, and Secretary 325.0K 156.1K 782.7K 24.3K 1.29M 12.12%
26 2019 Kathryn R. Fahy CFO and Senior Vice President 225.0K 99.1K 235.0K 17.6K 576.7K 17.18%
27 2019 Daniel B. Steadman Executive Vice President 250.0K 74.3K 175.0K 19.2K 518.6K 14.33%
28 2018 Neil J. Hennessy CEO 350.0K 220.2K 2.42M 92.9K 3.08M 7.15%
29 2018 Teresa M. Nilsen President, COO, and Secretary 325.0K 220.2K 1.25M 23.1K 1.82M 12.09%
30 2018 Daniel B. Steadman Executive Vice President 250.0K 139.8K 250.0K 22.0K 661.8K 21.13%
31 2017 Neil J. Hennessy CEO 350.0K 243.2K 3.24M 86.2K 3.92M 6.21%
32 2017 Teresa M. Nilsen President, COO, and Secretary 325.0K 243.2K 800.0K 18.2K 1.39M 17.54%
33 2017 Daniel B. Steadman Executive Vice President 250.0K 243.2K 450.0K 17.3K 960.5K 25.32%
34 2015 Neil J. Hennessy President and CEO 350.0K 367.8K 2.51M 71.8K 3.30M 11.14%
35 2015 Teresa M. Nilsen Executive Vice President, CFO, COO and Secretary 300.0K 367.8K 675.0K 17.3K 1.36M 27.04%
36 2015 Daniel B. Steadman Executive Vice President and Chief Compliance Officer 225.0K 367.8K 425.0K 15.8K 1.03M 35.58%
37 2014 Neil J. Hennessy President and CEO 350.0K 279.8K 1.75M 58.9K 2.44M 11.47%
38 2014 Teresa M. Nilsen Executive Vice President, CFO, COO and Secretary 250.0K 279.8K 450.0K 13.0K 992.8K 28.18%
39 2014 Daniel B. Steadman Executive Vice President and Chief Compliance Officer 200.0K 279.8K 300.0K 10.3K 790.1K 35.41%
40 2013 Neil J. Hennessy President and CEO 350.0K 90.0K 1.17M 50.1K 1.66M 5.42%
41 2013 Teresa M. Nilsen Executive Vice President, CFO, COO and Secretary 225.0K 135.0K 350.0K 11.6K 721.6K 18.71%
42 2013 Daniel B. Steadman Executive Vice President and Chief Compliance Officer 170.0K 90.0K 225.0K 8.9K 493.9K 18.22%
43 2012 Neil J. Hennessy President and CEO 180.0K 276.9K 26.2K 483.1K 0.00%
44 2012 Executive Vice President, CFO, COO and Secretary 225.0K 205.0K 7.4K 437.4K 0.00%
45 2012 Executive Vice President and Chief Compliance Officer 170.0K 132.0K 5.6K 307.6K 0.00%
46 2011 Neil J. Hennessy President and CEO 180.0K 301.3K 18.1K 499.4K 0.00%
47 2011 Executive Vice President, CFO, COO and Secretary 212.5K 140.0K 8.2K 360.7K 0.00%
48 2011 Executive Vice President and Chief Compliance Officer 161.3K 75.0K 6.2K 242.5K 0.00%
49 2010 Neil J. Hennessy President and CEO 180.0K 291.8K 13.5K 485.3K 0.00%
50 2010 Executive Vice President, CFO, COO and Secretary 175.0K 177.0K 4.4K 356.4K 0.00%
51 2010 Daniel B. Steadman Executive Vice President 135.0K 85.0K 3.4K 223.4K 0.00%
52 2009 Teresa M. Nilsen Executive Vice President, CFO and Secretary 175.0K 92.0K 82.7K 4.4K 354.1K 23.36%
53 2009 Executive Vice President, CFO, COO and Secretary 175.0K 82.7K 92.0K 4.4K 354.1K 23.36%
54 2009 Neil J. Hennessy President and CEO 180.0K 29.6K 113.0K 13.5K 336.1K 8.81%
55 2009 Neil J. Hennessy President and CEO 180.0K 29.6K 113.0K 13.5K 336.1K 8.81%
56 2009 Daniel B. Steadman Executive Vice President 135.0K 68.0K 71.7K 3.4K 278.1K 25.78%
57 2009 Daniel B. Steadman Executive Vice President 135.0K 71.7K 68.0K 3.4K 278.1K 25.78%
58 2008 Neil J. Hennessy President and CEO 180.0K 22.7K 373.0K 13.5K 589.2K 3.86%
59 2008 Teresa M. Nilsen Executive Vice President, CFO and Secretary 175.0K 135.0K 73.1K 4.4K 387.5K 18.87%
60 2008 Daniel B. Steadman Executive Vice President 135.0K 90.0K 66.3K 3.4K 294.7K 22.51%
61 2007 Neil J. Hennessy President and CEO 180.0K 13.4K 853.7K 13.5K 1.06M 1.26%
62 2007 Teresa M. Nilsen Executive Vice President, CFO and Secretary 175.0K 216.6K 50.2K 4.4K 446.2K 11.25%
63 2007 Daniel B. Steadman Executive Vice President 135.0K 142.0K 50.2K 3.4K 330.6K 15.18%
64 2006 Neil J. Hennessy President and Chief Executive Officer 180.0K 905.9K 9.0K 1.09M 0.00%
65 2006 Teresa M. Nilsen Executive Vice President, Chief Financial Officer and Secretary 141.7K 228.0K 187.5K 557.2K 33.65%
66 2006 Daniel B. Steadman Executive Vice President 122.5K 150.0K 187.5K 460.0K 40.76%
67 2005 Neil J. Hennessy President and Chief Executive Officer 180.0K 644.0K 16.9K 9.0K 832.9K 2.03%
68 2005 Teresa M. Nilsen Executive Vice President, Chief Financial Officer and Secretary 135.0K 155.0K 16.9K 290.0K 5.82%
69 2005 Daniel B. Steadman Executive Vice President 120.0K 115.0K 16.9K 235.0K 7.18%
70 2004 Neil J. Hennessy President and Chief Executive Officer 180.0K 555.4K 9.0K 744.3K 0.00%
71 2004 Teresa M. Nilsen Executive Vice President, Chief Financial Officer and Secretary 110.0K 105.0K 3.8K 218.8K 0.00%
72 2004 Daniel B. Steadman Executive Vice President 105.0K 90.0K 195.0K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-12-10 DEF 14A
2024-12-18 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-06 8-K
2026-05-06 10-Q
2026-04-21 13F-HR
2026-02-09 8-K
2026-02-05 8-K
2026-02-05 10-Q
2026-02-03 SC 13G
2026-01-27 13F-HR
2025-12-31 4
2025-12-29 4

Executive team

NameTitleCompensationGender
Neil Joseph Hennessy Chairman & Chief Executive Officer 1M male
Teresa Mariani Nilsen President, Chief Operating Officer, Corporate Secretary & Director 1M female
Kathryn Rose Fahy Chief Financial Officer & Senior Vice President 612.9K female
Daniel Bruce Steadman Executive Vice President 290.9K male
Alan J. Hennessy Vice President of Corporate Development & Operations male
L. Joshua Wein Portfolio Manager male
Lesha Harding Assistant Controller
Jill Carley Marketing Associate female
Brian Cameron Carlson Senior Vice President, Head of Distribution & Chief Compliance Officer male
Daniel Hennessy Portfolio Manager male
Jennifer Lynn Emerson General Counsel female
ESG Rating
B+
ASSET MANAGEMENT
2020
E (Environmental)
72.2 / 67.2
Company / Sector avg.
S (Social)
67.8 / 77.3
Company / Sector avg.
G (Governance)
69.5 / 74.6
Company / Sector avg.
ESG Total
69.8 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
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Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits