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U.S. Global Investors, Inc. (GROW)

USD2.96 +0.04 (+1.20%)
US NASDAQ Financial Services Asset Management
Address 7900 Callaghan Road 78229
San Antonio, TX, US
CEO Frank Edward Holmes
IPO 1985-04-24
CIK 754811 ISIN US9029521005

Explore sections of this company profile

Also trades on London Stock Exchange · 0LHX.L (USD) NASDAQ Capital Market · GROW (USD)
Description

U.S. Global Investors, Inc. functions as a publicly traded asset management firm, primarily offering its expertise to investment companies and various pooled investment vehicles. This company provides comprehensive management for a range of financial products, including equity and fixed-income mutual funds, hedge funds, and exchange-traded funds (ETFs). The firm strategically allocates capital across public equity and fixed-income markets worldwide. For its stock investments, the approach emphasizes Growth At a Reasonable Price (GARP) and value-oriented equities. To inform these investment decisions, U.S. Global Investors employs a rigorous methodology, integrating fundamental and quantitative analysis with both top-down and bottom-up stock selection techniques. Established in 1968, the company maintains its headquarters in San Antonio, Texas.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD2.96 +0.04 (+1.20%)
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Volume Profile
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Liquidity & share structure
Average Volume
28.8K
Beta
0.70
Float Shares
12.21M
Free Float %
94.1%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+1.19% -3.77% +1.19% -19.81% +8.05% +5.81% +18.60% -11.46% -60.95% +35.64% +40.88%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Price Targets & DCF
Current price
2.96
DCF (Unlevered) 2.85 -3.7%
DCF (Levered) 2.55 -13.8%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM)
Rating 2024-11 Change
Strong Buy 0 0
Buy 0 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
8.87
Safe zone
Piotroski F-Score
6 / 9
Average
MOAT Score
3 / 10
No MOAT
Composite Rating
B
Overall Score
3 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
2 / 5
Medium
ROA Score
2 / 5
Medium
D/E Score
4 / 5
High
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    -23.1% Q1'26: +31.3% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    -126.6% Q1'26: +885.0% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    -15.8% Q1'26: +10.0% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    -3.1% Q1'26: +0.0% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    -2.4% Q1'26: +0.0% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    -5.9% Q1'26: -8.8% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    -0.42× Q1'26: 0.44× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.71) × ERP
WACC = 100% × Ke + 0% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 2.84 Current price: 2.96
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Jun 2025
actual
Revenue
8.45M
est: -5.85B (+100.1%)
EBITDA
-200.0K
est: -1.24B (+100.0%)
EBIT
-261.0K
est: -1.16B (+100.0%)
Net Income
-334.0K
est: -1.28B (+100.0%)
SGA
6.45M
est: -2.75B (+100.2%)
EPS
-0.03
est: -95.90 (+100.0%)
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 B 3/5 3/5 2/5 2/5 4/5 1/5 4/5
2026-05-08 B- 3/5 3/5 1/5 2/5 4/5 1/5 4/5
2026-05-07 B- 3/5 3/5 1/5 2/5 4/5 1/5 4/5
2026-05-06 B- 3/5 3/5 1/5 2/5 4/5 1/5 4/5
2026-05-05 B- 3/5 3/5 1/5 2/5 4/5 1/5 4/5
2026-05-04 B- 3/5 3/5 1/5 2/5 4/5 1/5 4/5
2026-05-01 B 3/5 3/5 2/5 3/5 3/5 1/5 4/5
2026-04-30 B 3/5 3/5 2/5 3/5 3/5 1/5 4/5
2026-04-29 B 3/5 4/5 2/5 3/5 3/5 1/5 4/5
2026-04-28 B 3/5 3/5 2/5 3/5 3/5 1/5 4/5
2026-04-27 B 3/5 4/5 2/5 3/5 3/5 1/5 4/5
2026-04-24 B 3/5 4/5 2/5 3/5 3/5 1/5 4/5
2026-04-23 B 3/5 4/5 2/5 3/5 3/5 1/5 4/5
2026-04-22 B 3/5 4/5 2/5 3/5 3/5 1/5 4/5
2026-04-21 B+ 3/5 4/5 2/5 4/5 3/5 1/5 4/5
2026-04-20 B+ 3/5 4/5 2/5 4/5 3/5 1/5 4/5
2026-04-17 B 3/5 4/5 2/5 4/5 2/5 1/5 4/5
2026-04-16 B 3/5 4/5 2/5 4/5 2/5 1/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-300.2K
OE per share TTM
-0.02
Owner's Yield
-0.93%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
10.9%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
6
Total invested
2.66M
Insider transactions (90d)
2
Beneficial owners (>5%)
9
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 U.S. Global Investors, Inc. 8.46M 6.20% 7.78M 8.46M 8.46M IA Texas 2012-02-14
2 2. 7.00M 5.13% 7.00M 7.00M IA Canada 2013-02-15
3 Frank E. Holmes 1.30M 4.38% 1.30M 1.30M 1.30M HC Canada 2012-02-14
4 U.S. Global Investors World Precious Minerals Fund 1.30M 4.38% 1.30M 1.30M 1.30M IC Delaware 2012-02-14
5 NEWBERG FAMILY TRUST u/t/d 12/18/90 667.3K 5.10% 667.3K 667.3K OO CALIFORNIA 2015-12-03
6 The Vanguard Group - 23-1945930 633.5K 5.20% 628.3K 5.2K IA Pennsylvania 2024-02-13
7 52-2343049 623.4K 4.79% 623.4K 623.4K IA New York 2021-01-29
8 FAMILY TRUST u/t/d 12/18/90 421.8K 3.21% 421.8K 421.8K OO CALIFORNIA 2017-02-14
9 U.S. Global Investors Global Resources Fund 0.00% IC Canada 2011-03-10

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
6
-25 vs prev Q
New positions
0
Closed positions
25
Increased
2
Reduced
2
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 KANEN WEALTH MANAGEMENT LLC 343.1K -113.8K (-24.9%) 8.44M +7.2M (+569.6%) 2.65% -0.779 pp 2.56% +2.142 pp USD2.60 -7.3% 15 qtrs
2 GATOR CAPITAL MANAGEMENT, LLC 833.1K +132.2K (+18.9%) 2.01M +80.3K (+4.2%) 6.42% +1.170 pp 0.41% -0.082 pp USD2.46 -2.0% 6 qtrs
3 VANGUARD GROUP INC 599.6K -19.0K (-3.1%) 1.45M -256.2K (-15.1%) 4.62% -0.014 pp 0.00% +0.000 pp USD5.21 -53.7% 81 qtrs
4 SENTINUS, LLC 523.0K +523.0K (+100.0%) 1.26M +1.3M (+100.0%) 4.03% +4.032 pp 0.12% +0.121 pp USD2.41 +0.0% 1 qtrs NEW
5 PERRITT CAPITAL MANAGEMENT INC 523.0K +— (+0.0%) 1.26M -177.8K (-12.4%) 4.03% +0.112 pp 2.11% +1.426 pp USD1.50 +60.7% 32 qtrs
6 CWA ASSET MANAGEMENT GROUP, LLC 421.4K +168.2K (+66.4%) 1.02M +319.2K (+45.8%) 3.25% +1.351 pp 0.04% +0.011 pp USD2.56 -5.9% 3 qtrs
7 BLACKROCK, INC. 310.0K +— (+0.0%) 747.2K -105.4K (-12.4%) 2.39% +0.067 pp 0.00% +0.000 pp USD2.58 -6.6% 6 qtrs
8 RENAISSANCE TECHNOLOGIES LLC 171.6K -18.5K (-9.7%) 413.6K -109.1K (-20.9%) 1.32% -0.102 pp 0.00% +0.000 pp USD2.79 -13.6% 26 qtrs
9 GEODE CAPITAL MANAGEMENT, LLC 130.8K +2.5K (+2.0%) 315.2K -37.5K (-10.6%) 1.01% +0.047 pp 0.00% +0.000 pp USD7.47 -67.7% 76 qtrs
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 82.4K -11.6K (-12.3%) 198.7K -59.9K (-23.2%) 0.64% -0.069 pp 0.00% +0.000 pp USD3.21 -24.9% 23 qtrs
11 CITADEL ADVISORS LLC 62.0K +18.4K (+42.2%) 149.5K +29.5K (+24.6%) 0.48% +0.151 pp 0.00% +0.000 pp USD2.79 -13.6% 22 qtrs
12 STATE STREET CORP 56.0K +— (+0.0%) 135.0K -19.0K (-12.4%) 0.43% +0.012 pp 0.00% +0.000 pp USD5.43 -55.6% 19 qtrs
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 53.9K -26.5K (-32.9%) 130.0K -91.2K (-41.2%) 0.42% -0.187 pp 0.00% -0.002 pp USD4.08 -40.9% 15 qtrs
14 DIMENSIONAL FUND ADVISORS LP 53.6K -2.9K (-5.1%) 129.3K -26.1K (-16.8%) 0.41% -0.010 pp 0.00% +0.000 pp USD3.08 -21.8% 33 qtrs
15 SANDIA INVESTMENT MANAGEMENT LP 43.8K +43.8K (+100.0%) 105.5K +105.5K (+100.0%) 0.34% +0.338 pp 0.26% +0.263 pp USD2.41 +0.0% 1 qtrs NEW
16 PROFICIO CAPITAL PARTNERS LLC 43.8K +43.8K (+100.0%) 105.5K +105.5K (+100.0%) 0.34% +0.338 pp 0.01% +0.007 pp USD2.41 +0.0% 1 qtrs NEW
17 SMH CAPITAL ADVISORS INC 41.1K -50.4K (-55.1%) 98.9K -128.8K (-56.6%) 0.32% -0.369 pp 0.20% -0.263 pp USD5.88 -59.0% 19 qtrs
18 TOROSO INVESTMENTS, LLC 40.4K +40.4K (+100.0%) 97.4K +97.4K (+100.0%) 0.31% +0.312 pp 0.00% +0.000 pp USD2.41 +0.0% 1 qtrs NEW
19 MAI CAPITAL MANAGEMENT 37.0K +— (+0.0%) 89.2K -12.6K (-12.4%) 0.29% +0.008 pp 0.00% 0.000 pp USD2.75 -12.4% 2 qtrs
20 EMPOWERED FUNDS, LLC 33.9K +— (+0.0%) 81.8K -11.5K (-12.4%) 0.26% +0.007 pp 0.00% 0.000 pp USD2.95 -18.3% 11 qtrs
21 NORTHERN TRUST CORP 21.9K +— (+0.0%) 52.9K -7.5K (-12.4%) 0.17% +0.005 pp 0.00% +0.000 pp USD2.83 -14.8% 51 qtrs
22 KESTRA PRIVATE WEALTH SERVICES, LLC 20.3K -2.5K (-11.0%) 49.0K -13.8K (-22.0%) 0.16% -0.014 pp 0.00% 0.000 pp USD2.44 -1.2% 22 qtrs
23 SAMALIN INVESTMENT COUNSEL, LLC 16.4K -17.0K (-51.0%) 39.5K -52.4K (-57.0%) 0.13% -0.124 pp 0.01% -0.018 pp USD2.75 -12.4% 5 qtrs
24 NORTH STAR INVESTMENT MANAGEMENT CORP. 11.0K +— (+0.0%) 26.5K -3.7K (-12.4%) 0.08% +0.002 pp 0.00% 0.000 pp USD3.04 -20.7% 37 qtrs
25 MORGAN STANLEY 9.0K -7.2K (-44.6%) 21.7K -23.0K (-51.4%) 0.07% -0.052 pp 0.00% +0.000 pp USD2.83 -14.8% 13 qtrs
26 FOUNDERS CAPITAL MANAGEMENT 7.0K +— (+0.0%) 16.9K -2.4K (-12.4%) 0.05% +0.002 pp 0.01% -0.001 pp USD3.54 -31.9% 18 qtrs
27 TOWER RESEARCH CAPITAL LLC (TRC) 1.5K -80.0 (-5.0%) 3.6K -733.0 (-16.8%) 0.01% 0.000 pp 0.00% +0.000 pp USD2.77 -13.0% 24 qtrs
28 WELLS FARGO & COMPANY/MN 500.00 +— (+0.0%) 1.2K -171.0 (-12.4%) 0.00% +0.000 pp 0.00% +0.000 pp USD4.39 -45.1% 15 qtrs
29 TRIUMPH CAPITAL MANAGEMENT 200.00 +— (+0.0%) 482.00 -68.0 (-12.4%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.75 -12.4% 2 qtrs
30 BANK OF AMERICA CORP /DE/ 109.00 -5.0 (-4.4%) 263.00 -50.0 (-16.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.35 +2.6% 9 qtrs
31 SBI SECURITIES CO., LTD. 108.00 +— (+0.0%) 260.00 -37.0 (-12.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.43 -0.8% 5 qtrs
32 SIMPLEX TRADING, LLC -990.0 (-100.0%) -2.0K (-100.0%) 0.00% -0.007 pp 0.00% +0.000 pp USD 2 qtrs SOLD
33 US BANCORP \DE\ -100.0 (-100.0%) -275.0 (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 3 qtrs SOLD
34 CATALYST CAPITAL ADVISORS LLC -49.5K (-100.0%) -136.1K (-100.0%) 0.00% -0.371 pp 0.00% -0.003 pp USD 19 qtrs SOLD
35 BARCLAYS PLC -7.0 (-100.0%) -19.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
36 WESTSIDE INVESTMENT MANAGEMENT, INC. -1.2K (-100.0%) -3.3K (-100.0%) 0.00% -0.009 pp 0.00% -0.001 pp USD 18 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 22 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 ProShares Global Listed Private Equity ETF PEX 2.25% 251.8K 2.95%
2 State Street SPDR S&P International Small Cap ETF GWX 0.07% 577.8K 0.40%
3 State Street SPDR Portfolio Europe ETF SPEU 0.01% 65.9K 0.07%
4 EA Bridgeway Omni Small-Cap Value ETF BSVO 0.00% 71.7K 0.47%
5 Dimensional - US Sustainability Core 1 ETF DFSU 0.00% 11.2K 0.15%
6 U.S. Micro Cap Portfolio ETF DFMC 0.00% 32.8K 0.43%
7 Vanguard Extended Market ETF VXF 0.00% 354.9K 0.05%
8 Dimensional - US Core Equity 1 ETF DCOR 0.00% 12.3K 0.14%
9 Dimensional - US Small Cap ETF DFAS 0.00% 16.4K 0.26%
10 Dimensional U.S. Equity ETF DFUS 0.00% 12.3K 0.09%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
2
Sells
0
Shares acquired
1.3K
Shares disposed
Cash buys
Cash sales
Net activity
+1,266
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-04-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 907 2.63 2.4K 300,120 D
2026-04-30 Callicotte Lisa Officer J-Other A Class A Common Stock 359 2.63 944.17 37,926 D
2026-03-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 963 2.48 2.4K 299,213 D
2026-03-31 Callicotte Lisa Officer J-Other A Class A Common Stock 382 2.48 947.36 37,567 D
2026-02-27 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 716 3.33 2.4K 298,250 D
2026-02-27 Callicotte Lisa Officer J-Other A Class A Common Stock 284 3.33 945.72 37,185 D
2026-01-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 719 3.32 2.4K 297,534 D
2026-01-30 Callicotte Lisa Officer J-Other A Class A Common Stock 285 3.32 946.20 36,901 D
2025-12-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 990 2.41 2.4K 296,815 D
2025-12-31 Callicotte Lisa Officer J-Other A Class A Common Stock 392 2.41 944.72 36,616 D
2025-11-28 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 977 2.44 2.4K 295,825 D
2025-11-28 Callicotte Lisa Officer J-Other A Class A Common Stock 388 2.44 946.72 36,224 D
2025-10-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 959 2.49 2.4K 294,848 D
2025-10-31 Callicotte Lisa Officer J-Other A Class A Common Stock 380 2.49 946.20 35,836 D
2025-09-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 867 2.75 2.4K 293,889 D
2025-09-30 Callicotte Lisa Officer J-Other A Class A Common Stock 344 2.75 946.00 35,456 D
2025-08-29 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 978 2.44 2.4K 293,022 D
2025-08-29 Callicotte Lisa Officer J-Other A Class A Common Stock 388 2.44 946.72 35,112 D
2025-07-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 999 2.39 2.4K 292,044 D
2025-07-31 Callicotte Lisa Officer J-Other A Class A Common Stock 395 2.39 944.05 34,724 D
2025-06-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 917 2.60 2.4K 291,045 D
2025-06-30 Callicotte Lisa Officer J-Other A Class A Common Stock 364 2.60 946.40 34,329 D
2025-05-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 1,085 2.20 2.4K 290,128 D
2025-05-30 Callicotte Lisa Officer J-Other A Class A Common Stock 430 2.20 946.00 33,965 D
2025-04-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 1,120 2.13 2.4K 289,043 D
2025-04-30 Callicotte Lisa Officer J-Other A Class A Common Stock 444 2.13 945.72 33,535 D
2025-03-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 1,056 2.26 2.4K 287,923 D
2025-03-31 Callicotte Lisa Officer J-Other A Class A Common Stock 419 2.26 946.94 33,091 D
2025-02-28 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 986 2.42 2.4K 286,867 D
2025-02-28 Callicotte Lisa Officer J-Other A Class A Common Stock 391 2.42 946.22 32,672 D
2025-01-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 969 2.46 2.4K 285,881 D
2025-01-31 Callicotte Lisa Officer J-Other A Class A Common Stock 384 2.46 944.64 32,281 D
2024-12-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 978 2.44 2.4K 284,912 D
2024-12-31 Callicotte Lisa Officer J-Other A Class A Common Stock 388 2.44 946.72 31,897 D
2024-11-29 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 978 2.44 2.4K 283,934 D
2024-11-29 Callicotte Lisa Officer J-Other A Class A Common Stock 388 2.44 946.72 31,509 D
2024-10-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 974 2.45 2.4K 282,956 D
2024-10-31 Callicotte Lisa Officer J-Other A Class A Common Stock 386 2.45 945.70 31,121 D
2024-09-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 925 2.58 2.4K 281,982 D
2024-09-30 Callicotte Lisa Officer J-Other A Class A Common Stock 367 2.58 946.86 30,735 D
2024-08-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 932 2.56 2.4K 281,057
2024-08-30 Callicotte Lisa Officer J-Other A Class A Common Stock 369 2.56 944.64 30,368
2024-07-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 900 2.65 2.4K 280,125
2024-07-31 Callicotte Lisa Officer J-Other A Class A Common Stock 357 2.65 946.05 29,999
2024-06-28 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 914 2.61 2.4K 279,225
2024-06-28 Callicotte Lisa Officer J-Other A Class A Common Stock 363 2.61 947.43 29,642
2024-05-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 925 2.58 2.4K 278,311
2024-05-31 Callicotte Lisa Officer J-Other A Class A Common Stock 366 2.58 944.28 29,279
2024-04-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 894 2.67 2.4K 277,386
2024-04-30 Callicotte Lisa Officer J-Other A Class A Common Stock 355 2.67 947.85 28,913
2024-03-28 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 858 2.78 2.4K 276,492
2024-03-28 Callicotte Lisa Officer J-Other A Class A Common Stock 340 2.78 945.20 28,558
2024-02-29 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 914 2.61 2.4K 275,634
2024-02-29 Callicotte Lisa Officer J-Other A Class A Common Stock 363 2.61 947.43 28,218
2024-01-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 817 2.92 2.4K 274,720
2024-01-31 Callicotte Lisa Officer J-Other A Class A Common Stock 323 2.92 943.16 27,855
2023-12-29 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 846 2.82 2.4K 273,903
2023-12-29 Callicotte Lisa Officer J-Other A Class A Common Stock 336 2.82 947.52 27,532
2023-11-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 809 2.95 2.4K 273,057
2023-11-30 Callicotte Lisa Officer J-Other A Class A Common Stock 321 2.95 946.95 27,196
2023-10-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 868 2.75 2.4K 272,248
2023-10-31 Callicotte Lisa Officer J-Other A Class A Common Stock 344 2.75 946.00 26,875
2023-09-29 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 837 2.85 2.4K 271,380
2023-09-29 Callicotte Lisa Officer J-Other A Class A Common Stock 332 2.85 946.20 26,531
2023-08-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 756 3.01 2.3K 270,543
2023-08-31 Callicotte Lisa Officer J-Other A Class A Common Stock 300 3.01 903.00 26,199
2023-07-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 680 3.19 2.2K 269,787
2023-07-31 Callicotte Lisa Officer J-Other A Class A Common Stock 269 3.19 858.11 25,899
2023-06-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 709 3.06 2.2K 269,107
2023-06-30 Callicotte Lisa Officer J-Other A Class A Common Stock 281 3.06 859.86 25,630
2023-05-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 822 2.64 2.2K 268,398
2023-05-31 Callicotte Lisa Officer J-Other A Class A Common Stock 326 2.64 860.64 25,349
2023-04-28 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 791 2.74 2.2K 267,576
2023-04-28 Callicotte Lisa Officer J-Other A Class A Common Stock 314 2.74 860.36 25,023
2023-03-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 813 2.67 2.2K 266,785
2023-03-31 Callicotte Lisa Officer J-Other A Class A Common Stock 322 2.67 859.74 24,709
2023-02-28 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 764 2.84 2.2K 265,972
2023-02-28 Callicotte Lisa Officer J-Other A Class A Common Stock 303 2.84 860.52 24,387
2023-01-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 693 3.13 2.2K 265,208
2023-01-31 Callicotte Lisa Officer J-Other A Class A Common Stock 275 3.13 860.75 24,084
2022-12-30 HOLMES FRANK E Officer J-Other A Class A Common Stock 750 2.89 2.2K 264,515
2022-12-30 Callicotte Lisa Officer J-Other A Class A Common Stock 297 2.89 858.33 23,809
2022-11-30 HOLMES FRANK E Officer J-Other A Class A Common Stock 775 2.80 2.2K 263,765
2022-11-30 Callicotte Lisa Officer J-Other A Class A Common Stock 307 2.80 859.60 23,512
2022-10-31 HOLMES FRANK E Officer J-Other A Class A Common Stock 748 2.90 2.2K 262,990
2022-10-31 Callicotte Lisa Officer J-Other A Class A Common Stock 297 2.90 861.30 23,205
2022-09-30 HOLMES FRANK E Officer J-Other A Class A Common Stock 756 2.87 2.2K 262,242
2022-09-30 Callicotte Lisa Officer J-Other A Class A Common Stock 300 2.87 861.00 22,908
2022-09-15 HOLMES FRANK E Director / Officer / 10% Owner P-Purchase A Class A Common Stock 10,000 3.23 32.3K 261,486
2022-08-31 HOLMES FRANK E Officer J-Other A Class A Common Stock 573 3.78 2.2K 251,486
2022-08-31 Callicotte Lisa Officer J-Other A Class A Common Stock 227 3.78 858.06 22,608
2022-07-29 HOLMES FRANK E Officer J-Other A Class A Common Stock 518 4.19 2.2K 250,913
2022-07-29 Callicotte Lisa Officer J-Other A Class A Common Stock 206 4.19 863.14 22,381
2022-06-30 HOLMES FRANK E Officer J-Other A Class A Common Stock 491 4.42 2.2K 250,395
2022-06-30 Callicotte Lisa Officer J-Other A Class A Common Stock 194 4.42 857.48 22,175
2022-05-31 HOLMES FRANK E Officer J-Other A Class A Common Stock 451 4.81 2.2K 249,904
2022-05-31 Callicotte Lisa Officer J-Other A Class A Common Stock 179 4.81 860.99 21,981
2022-04-29 HOLMES FRANK E Officer J-Other A Class A Common Stock 407 5.25 2.1K 249,453
2022-04-29 Callicotte Lisa Officer J-Other A Class A Common Stock 158 5.25 829.50 21,802
2022-03-31 HOLMES FRANK E Officer J-Other A Class A Common Stock 406 5.20 2.1K 249,046
2022-03-31 Callicotte Lisa Officer J-Other A Class A Common Stock 154 5.20 800.80 21,644
2022-02-28 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 375 5.62 2.1K 248,640
2022-02-28 Callicotte Lisa Officer J-Other A Class A Common Stock 142 5.62 798.04 21,490
2022-01-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 391 5.40 2.1K 248,265
2022-01-31 Callicotte Lisa Officer J-Other A Class A Common Stock 148 5.40 799.20 21,348
2021-12-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 479 4.40 2.1K 247,874
2021-12-31 Callicotte Lisa Officer J-Other A Class A Common Stock 182 4.40 800.80 21,200
2021-11-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 406 5.20 2.1K 247,395
2021-11-30 Callicotte Lisa Officer J-Other A Class A Common Stock 154 5.20 800.80 21,018
2021-10-29 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 344 6.13 2.1K 246,989
2021-10-29 Callicotte Lisa Officer J-Other A Class A Common Stock 131 6.13 803.03 20,864
2021-09-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 370 5.69 2.1K 246,645
2021-09-30 Callicotte Lisa Officer J-Other A Class A Common Stock 140 5.69 796.60 20,733
2021-08-31 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 334 6.32 2.1K 246,275
2021-08-31 Callicotte Lisa Officer J-Other A Class A Common Stock 127 6.32 802.64 20,593
2021-07-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 364 5.80 2.1K 245,941
2021-07-30 Callicotte Lisa Officer J-Other A Class A Common Stock 138 5.80 800.40 20,466
2021-06-30 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 340 6.19 2.1K 245,577
2021-06-30 Callicotte Lisa Officer J-Other A Class A Common Stock 129 6.19 798.51 20,328
2021-05-28 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 339 6.22 2.1K 245,237
2021-05-28 Callicotte Lisa Officer J-Other A Class A Common Stock 129 6.22 802.38 20,199
2021-04-30 Callicotte Lisa Officer J-Other A Class A Common Stock 18 7.44 133.92 20,070
2021-03-31 Callicotte Lisa Officer J-Other A Class A Common Stock 19 6.98 132.62 20,052
2021-02-26 Callicotte Lisa Officer J-Other A Class A Common Stock 19 6.99 132.81 20,033
2021-01-29 Callicotte Lisa Officer J-Other A Class A Common Stock 24 5.55 133.20 20,014
2020-12-31 Callicotte Lisa Officer J-Other A Class A Common Stock 24 5.45 130.80 19,990
2020-11-30 Callicotte Lisa Officer J-Other A Class A Common Stock 32 4.15 132.80 19,966
2020-10-30 Callicotte Lisa Officer J-Other A Class A Common Stock 52 2.57 133.64 19,934
2020-10-05 TERRACINA ROY D Director J-Other A Class A Common Stock 800 2.50 2.0K 63,800
2020-10-05 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 800 2.50 2.0K 2,800
2020-10-05 LYDON THOMAS F JR Director J-Other A Class A Common Stock 800 2.50 2.0K 17,500
2020-10-05 HOLMES FRANK E Director / Officer / 10% Owner J-Other A Class A Common Stock 800 2.50 2.0K 244,898
2020-10-05 Callicotte Lisa Officer J-Other A Class A Common Stock 800 2.50 2.0K 19,882
2020-09-30 TERRACINA ROY D Director J-Other A Class A Common Stock 100 2.38 238.00 63,000
2020-09-30 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 100 2.38 238.00 2,000
2020-09-30 LYDON THOMAS F JR Director J-Other A Class A Common Stock 100 2.38 238.00 16,700
2020-09-30 Callicotte Lisa Officer J-Other A Class A Common Stock 50 2.38 119.00 19,082
2020-08-31 TERRACINA ROY D Director J-Other A Class A Common Stock 100 3.70 370.00 62,900
2020-08-31 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 100 3.70 370.00 1,900
2020-08-31 LYDON THOMAS F JR Director J-Other A Class A Common Stock 100 3.70 370.00 16,600
2020-08-31 Callicotte Lisa Officer J-Other A Class A Common Stock 31 3.70 114.70 19,032
2020-07-31 TERRACINA ROY D Director J-Other A Class A Common Stock 100 3.35 335.00 62,800
2020-07-31 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 100 3.35 335.00 1,800
2020-07-31 LYDON THOMAS F JR Director J-Other A Class A Common Stock 100 3.35 335.00 16,500
2020-07-31 Callicotte Lisa Officer J-Other A Class A Common Stock 35 3.35 117.25 19,001
2020-06-30 TERRACINA ROY D Director J-Other A Class A Common Stock 100 1.90 190.00 62,700
2020-06-30 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 100 1.90 190.00 1,700
2020-06-30 LYDON THOMAS F JR Director J-Other A Class A Common Stock 100 1.90 190.00 16,400
2020-06-30 Callicotte Lisa Officer J-Other A Class A Common Stock 62 1.90 117.80 18,966
2020-05-29 TERRACINA ROY D Director J-Other A Class A Common Stock 100 2.09 209.00 62,600
2020-05-29 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 100 2.09 209.00 1,600
2020-05-29 LYDON THOMAS F JR Director J-Other A Class A Common Stock 100 2.09 209.00 16,300
2020-05-29 Callicotte Lisa Officer J-Other A Class A Common Stock 56 2.09 117.04 18,904
2020-04-30 TERRACINA ROY D Director J-Other A Class A Common Stock 100 1.66 166.00 62,500
2020-04-30 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 100 1.66 166.00 1,500
2020-04-30 LYDON THOMAS F JR Director J-Other A Class A Common Stock 100 1.66 166.00 16,200
2020-04-30 Callicotte Lisa Officer J-Other A Class A Common Stock 71 1.66 117.86 18,848
2020-03-31 TERRACINA ROY D Director J-Other A Class A Common Stock 100 0.97 97.00 62,400
2020-03-31 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 100 0.97 97.00 1,400
2020-03-31 LYDON THOMAS F JR Director J-Other A Class A Common Stock 100 0.97 97.00 16,100
2020-03-31 Callicotte Lisa Officer J-Other A Class A Common Stock 121 0.97 117.37 18,777
2020-02-28 TERRACINA ROY D Director J-Other A Class A Common Stock 100 1.08 108.00 62,300
2020-02-28 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 100 1.08 108.00 1,300
2020-02-28 LYDON THOMAS F JR Director J-Other A Class A Common Stock 100 1.08 108.00 16,000
2020-02-28 Callicotte Lisa Officer J-Other A Class A Common Stock 109 1.08 117.72 18,656
2020-01-31 TERRACINA ROY D Director J-Other A Class A Common Stock 100 1.31 131.00 62,200
2020-01-31 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 100 1.31 131.00 1,200
2020-01-31 LYDON THOMAS F JR Director J-Other A Class A Common Stock 100 1.31 131.00 15,900
2020-01-31 Callicotte Lisa Officer J-Other A Class A Common Stock 90 1.31 117.90 18,547
2019-12-31 TERRACINA ROY D Director J-Other A Class A Common Stock 100 1.44 144.00 62,100
2019-12-31 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 100 1.44 144.00 1,100
2019-12-31 LYDON THOMAS F JR Director J-Other A Class A Common Stock 100 1.44 144.00 15,800
2019-12-31 Callicotte Lisa Officer J-Other A Class A Common Stock 82 1.44 118.08 18,457
2019-11-29 TERRACINA ROY D Director J-Other A Class A Common Stock 100 1.45 145.00 62,000
2019-11-29 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 100 1.45 145.00 1,000
2019-11-29 LYDON THOMAS F JR Director J-Other A Class A Common Stock 100 1.45 145.00 15,700
2019-11-29 Callicotte Lisa Officer J-Other A Class A Common Stock 81 1.45 117.45 18,375
2019-10-31 TERRACINA ROY D Director J-Other A Class A Common Stock 100 1.48 148.00 61,900
2019-10-31 RUBINSTEIN JEROLD H Director J-Other A Class A Common Stock 100 1.48 148.00 900
2019-10-31 LYDON THOMAS F JR Director J-Other A Class A Common Stock 100 1.48 148.00 15,600
2019-10-31 Callicotte Lisa Officer J-Other A Class A Common Stock 79 1.48 116.92 18,294
2019-09-30 TERRACINA ROY D Director J-Other A CLASS A Common Stock 100 1.99 199.00 61,800
2019-09-30 RUBINSTEIN JEROLD H Director J-Other A CLASS A Common Stock 100 1.99 199.00 800
2019-09-30 LYDON THOMAS F JR Director J-Other A CLASS A Common Stock 100 1.99 199.00 15,500
2019-09-30 Callicotte Lisa Officer J-Other A CLASS A Common Stock 59 1.99 117.41 18,215
2019-09-13 RUBINSTEIN JEROLD H Director S-Sale D CLASS A Common Stock 6,200 1.92 11.9K 700
2019-08-30 TERRACINA ROY D Director J-Other A CLASS A Common Stock 100 2.15 215.00 61,700
2019-08-30 RUBINSTEIN JEROLD H Director J-Other A CLASS A Common Stock 100 2.15 215.00 6,900
2019-08-30 LYDON THOMAS F JR Director J-Other A CLASS A Common Stock 100 2.15 215.00 15,400
2019-08-30 Callicotte Lisa Officer J-Other A CLASS A Common Stock 55 2.15 118.25 18,156
2019-07-31 TERRACINA ROY D Director J-Other A CLASS A Common Stock 100 1.74 174.00 61,600
2019-07-31 RUBINSTEIN JEROLD H Director J-Other A CLASS A Common Stock 100 1.74 174.00 6,800
2019-07-31 LYDON THOMAS F JR Director J-Other A CLASS A Common Stock 100 1.74 174.00 15,300
2019-07-31 Callicotte Lisa Officer J-Other A CLASS A Common Stock 67 1.74 116.58 18,101
2019-06-28 TERRACINA ROY D Director J-Other A CLASS A Common Stock 100 1.81 181.00 61,500
2019-06-28 RUBINSTEIN JEROLD H Director J-Other A CLASS A Common Stock 100 1.81 181.00 6,700
2019-06-28 LYDON THOMAS F JR Director J-Other A CLASS A Common Stock 100 1.81 181.00 15,200
2019-06-28 Callicotte Lisa Officer J-Other A CLASS A Common Stock 65 1.81 117.65 18,034
2019-05-31 TERRACINA ROY D Director J-Other A CLASS A Common Stock 100 1.12 112.00 61,400
2019-05-31 RUBINSTEIN JEROLD H Director J-Other A CLASS A Common Stock 100 1.12 112.00 6,600

Executive team

Top executives
EBIT / Employee
-11.3K
Shares Outstanding
12.98M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)

No proxy statements available for this company yet.

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-01 4
2026-05-01 4
2026-05-01 13F-HR
2026-04-30 SC 13G
2026-04-01 4
2026-04-01 4
2026-03-27 SC 13G/A
2026-03-02 4
2026-03-02 4
2026-02-20 8-K

Executive team

NameTitleCompensationGender
Frank Edward Holmes Chief Executive Officer, Chief Investment Officer & Director 780.0K male
Lisa Christine Callicotte Chief Financial Officer 308.0K female
Joanna Sawicka Portfolio Manager female
Melissa Denman Director of Human Resources female
Michael Matousek Head Trader male
Monica Blanco Chief Compliance Officer female
Ralph Aldis Senior Mining Analyst & Portfolio Manager male
Holly Schoenfeldt Public Relations Leader female
ESG Rating
B
ASSET MANAGEMENT - GLOBAL
Rank: 3 out of 5
2015
E (Environmental)
94.4 / 57.5
Company / Sector avg.
S (Social)
54.3 / 66.8
Company / Sector avg.
G (Governance)
56.5 / 68.9
Company / Sector avg.
ESG Total
68.4 / 64.4
Company / Sector avg.
ESG Score History ASSET MANAGEMENT - GLOBAL
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits