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Gladstone Capital Corporation (GLAD)

USD20.02 +0.22 (+1.11%)
US NASDAQ Financial Services Asset Management
Address 1521 Westbranch Drive 22102
McLean, VA, US
CEO Robert L. Marcotte
IPO 2002-08-02
CIK 1143513 ISIN US3765358789

Explore sections of this company profile

Also trades on NASDAQ Global Select · GLAD (USD) NASDAQ Global Select · GLADL (USD) NASDAQ Global Select · GLADZ (USD)
Description

Gladstone Capital Corporation functions as a Business Development Company (BDC) primarily focused on the lower middle market in the United States. The firm engages in a variety of investment strategies, including providing growth capital, supporting add-on acquisitions, facilitating change-of-control transactions, executing buy-and-build models, and refinancing existing debt. It also makes private equity investments in the form of acquisitions, buyouts, recapitalizations, and refinancing. Its debt offerings are extensive, encompassing senior term loans, revolving credit facilities, secured first and second lien term loans, senior subordinated loans, unitranche facilities, junior subordinated loans, and mezzanine financing. For equity, Gladstone Capital invests through common stock, preferred stock, limited liability company (LLC) interests, and warrants, generally preferring to acquire minority stakes. The company targets small and medium-sized enterprises with annual sales ranging from $20 million to $150 million and EBITDA between $3 million and $25 million, typically investing $7 million to $30 million per company. While maintaining an industry-agnostic approach, it shows particular interest in sectors such as business services, specialized manufacturing, niche industrial products and services, unique consumer products and services, energy services, transportation and logistics, healthcare and educational services, specialty chemicals, media and communications, and aerospace and defense. The fund plans to exit its investments through strategic sales to industry participants or financial buyers, initial public offerings (IPOs), or other capital market transactions.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD20.02 +0.22 (+1.11%)
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Volume Profile
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Liquidity & share structure
Average Volume
187.5K
Beta
0.92
Float Shares
21.71M
Free Float %
96.1%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+1.39% -1.80% +11.34% +4.53% +1.34% -4.99% -24.12% +4.97% -3.59% +39.62% -41.54%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (14 ratings, all time) Hold
Price Targets & DCF
Current price
20.02
Low 21.00 +4.9%
Consensus 21.67 +8.2%
Median 22.00 +9.9%
High 22.00 +9.9%
DCF (Unlevered) 342.48 +1,610.7%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 60% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 3 0
Hold 2 -1
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 3
21.67
+8.2%
All Time 4
22.00
+9.9%
Quality scores
Altman Z-Score
0.66
Distress
Piotroski F-Score
4 / 9
Average
MOAT Score
5 / 10
Developing
Composite Rating
B
Overall Score
3 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
2 / 5
Medium
ROA Score
5 / 5
High
D/E Score
2 / 5
Medium
P/E Score
2 / 5
Medium
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    +20.4% Q1'26: +88.8% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    -41.2% Q1'26: +61.5% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    +69.2% Q1'26: +63.6% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    +55.5% Q1'26: +88.7% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    +9.5% Q1'26: +12.7% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    +4.1% Q1'26: +27.0% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    3.25× Q1'26: 2.14× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.92) × ERP
WACC = 52% × Ke + 48% × Kd (5.0%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 347.28 Current price: 20.02
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Sep 2009
actual
Sep 2010
actual
Sep 2011
actual
Sep 2012
actual
Sep 2013
actual
Sep 2014
actual
Sep 2015
actual
Sep 2016
actual
Sep 2017
actual
Sep 2018
actual
Sep 2019
actual
Sep 2020
actual
Sep 2021
actual
Sep 2022
actual
Sep 2023
actual
Sep 2024
actual
Sep 2025
actual
Sep 2026
4 Rev. Ana.
3 EPS Ana.
Sep 2027
4 Rev. Ana.
3 EPS Ana.
Revenue
42.62M
est: 42.09M (+1.3%)
26.27M
est: 33.36M (-21.3%)
-14.63M
est: 36.57M (-140.0%)
2.41M
est: 39.15M (-93.8%)
40.02M
est: 33.48M (+19.6%)
20.59M
est: 37.31M (-44.8%)
17.87M
est: 35.89M (-50.2%)
20.79M
est: 39.14M (-46.9%)
24.42M
est: 39.08M (-37.5%)
28.76M
est: 46.05M (-37.5%)
32.32M
est: 49.89M (-35.2%)
8.10M
est: 47.71M (-83.0%)
97.55M
est: 53.19M (+83.4%)
33.03M
est: 63.26M (-47.8%)
65.83M
est: 93.80M (-29.8%)
120.26M
est: 96.29M (+24.9%)
144.76M
est: 87.70M (+65.1%)
100.41M
98.75M – 101.98M
+14.5% YoY
103.41M
102.28M – 104.52M
+3.0% YoY
EBITDA
6.56M
est: 27.99M (-76.6%)
17.88M
est: 14.84M (+20.5%)
-21.10M
est: -19.96M (-5.7%)
-8.01M
est: 6.36M (-226.0%)
32.22M
est: 25.09M (+28.4%)
11.23M
est: 7.74M (+45.1%)
8.48M
est: 4.09M (+107.4%)
11.37M
est: 23.67M (-52.0%)
17.18M
est: 27.18M (-36.8%)
18.65M
est: 13.27M (+40.6%)
19.87M
est: 34.78M (-42.9%)
-1.87M
est: 20.58M (-109.1%)
84.30M
est: 39.87M (+111.4%)
19.91M
est: 50.14M (-60.3%)
42.67M
est: 70.30M (-39.3%)
94.72M
est: 72.17M (+31.2%)
122.28M
est: 65.73M (+86.0%)
75.26M
74.02M – 76.43M
+14.5% YoY
77.51M
76.66M – 78.34M
+3.0% YoY
EBIT
3.78M
est: 20.02M (-81.1%)
16.39M
est: 17.75M (-7.6%)
-21.10M
est: 18.18M (-216.1%)
-8.01M
est: 18.49M (-143.3%)
32.22M
est: 17.27M (+86.5%)
11.23M
est: 16.55M (-32.1%)
8.48M
est: 17.96M (-52.8%)
11.37M
est: 19.94M (-43.0%)
17.18M
est: 21.81M (-21.2%)
18.65M
est: 23.48M (-20.6%)
19.87M
est: 25.97M (-23.5%)
-1.87M
est: 12.92M (-114.5%)
84.30M
est: 36.79M (+129.1%)
19.91M
est: 43.76M (-54.5%)
42.67M
est: 64.87M (-34.2%)
94.72M
est: 66.60M (+42.2%)
80.39M
est: 60.66M (+32.5%)
69.45M
68.30M – 70.53M
+14.5% YoY
71.53M
70.74M – 72.29M
+3.0% YoY
Net Income
3.78M
est: 20.78M (-81.8%)
16.39M
est: 12.10M (+35.5%)
-21.10M
est: -23.90M (+11.7%)
-8.01M
est: 2.45M (-426.2%)
32.22M
est: 33.25M (-3.1%)
11.23M
est: 5.03M (+123.5%)
8.48M
est: 299.2K (+2,735.9%)
11.37M
est: 21.00M (-45.9%)
17.18M
est: 23.43M (-26.7%)
18.65M
est: 6.75M (+176.4%)
19.87M
est: 25.77M (-22.9%)
-1.87M
est: 10.44M (-117.9%)
84.30M
est: 80.72M (+4.4%)
19.91M
est: 39.90M (-50.1%)
42.67M
est: 75.47M (-43.5%)
94.72M
est: 45.59M (+107.8%)
58.11M
est: 46.80M (+24.2%)
44.91M
44.00M – 45.82M
-4.0% YoY
44.42M
44.08M – 44.75M
-1.1% YoY
SGA
11.82M
est: 11.58M (+2.1%)
4.41M
est: 9.35M (-52.8%)
3.02M
est: 5.63M (-46.5%)
6.97M
est: 13.12M (-46.9%)
5.84M
est: 5.62M (+4.0%)
6.44M
est: 6.25M (+3.1%)
7.04M
est: 6.37M (+10.5%)
7.53M
est: 7.30M (+3.2%)
7.19M
est: 6.94M (+3.6%)
8.26M
est: 7.76M (+6.4%)
8.42M
est: 8.69M (-3.1%)
9.35M
est: 7.93M (+18.0%)
8.92M
est: 8.19M (+8.9%)
10.10M
est: 8.44M (+19.8%)
12.23M
est: 13.38M (-8.6%)
14.00M
est: 13.74M (+1.9%)
2.01M
est: 12.51M (-83.9%)
14.33M
14.09M – 14.55M
+14.5% YoY
14.76M
14.59M – 14.91M
+3.0% YoY
EPS
0.18
est: 0.99 (-81.8%)
0.78
est: 0.83 (-6.0%)
-1.00
est: 0.87 (-214.9%)
-0.38
est: 0.85 (-144.7%)
3.07
est: 0.79 (+288.6%)
1.07
est: 0.86 (+24.4%)
0.81
est: 1.68 (-51.8%)
0.98
est: 1.68 (-41.7%)
1.35
est: 1.68 (-19.6%)
1.38
est: 1.70 (-18.6%)
1.36
est: 1.69 (-19.4%)
-0.12
est: 1.63 (-107.3%)
5.07
est: 1.57 (+222.2%)
1.16
est: 1.71 (-32.2%)
2.29
est: 3.34 (-31.4%)
4.34
est: 2.05 (+111.9%)
2.56
est: 2.06 (+24.3%)
1.97
1.94 – 2.02
-4.3% YoY
1.96
1.95 – 1.97
-0.8% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-12 B+ 3/5 1/5 3/5 5/5 3/5 3/5 4/5
2026-05-11 B+ 3/5 1/5 3/5 5/5 2/5 3/5 4/5
2026-05-08 B 3/5 1/5 2/5 5/5 2/5 2/5 4/5
2026-05-07 B 3/5 1/5 2/5 5/5 2/5 2/5 4/5
2026-05-06 B 3/5 1/5 2/5 5/5 2/5 2/5 4/5
2026-05-05 B- 3/5 1/5 2/5 5/5 2/5 2/5 3/5
2026-05-04 B- 3/5 1/5 2/5 5/5 2/5 2/5 3/5
2026-05-01 B 3/5 1/5 3/5 5/5 2/5 2/5 3/5
2026-04-30 B 3/5 1/5 3/5 5/5 2/5 2/5 3/5
2026-04-29 B 3/5 1/5 3/5 5/5 2/5 2/5 3/5
2026-04-28 B 3/5 1/5 3/5 5/5 2/5 2/5 3/5
2026-04-27 B 3/5 1/5 3/5 5/5 2/5 2/5 3/5
2026-04-24 B 3/5 1/5 3/5 5/5 2/5 2/5 3/5
2026-04-23 B 3/5 1/5 3/5 5/5 2/5 3/5 3/5
2026-04-22 B 3/5 1/5 3/5 5/5 2/5 3/5 3/5
2026-04-21 B 3/5 1/5 3/5 5/5 2/5 3/5 3/5
2026-04-20 B 3/5 1/5 3/5 5/5 2/5 3/5 3/5
2026-04-17 B 3/5 1/5 3/5 5/5 2/5 3/5 3/5
2026-04-16 B 3/5 1/5 3/5 5/5 2/5 3/5 3/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
20
Total invested
2.62M
Insider transactions (90d)
0
Beneficial owners (>5%)
12
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Gladstone 1.16M 4.97% 1.16M 1.16M IN United States 2016-01-08
2 (1) BlackRock, Inc. 1.01M 4.80% 958.0K 1.01M HC Delaware 2014-02-07
3 David Gladstone 996.6K 8.10% IN : 2007-02-14
4 13-2628641 692.9K 6.87% 644.0K 692.9K IA Delaware 2004-02-13
5 Bruce R. Berkowitz 675.4K 11.00% 233.9K 675.4K IN New Jersey 2004-02-04
6 Fairholme Capital Management, L.L.C. 675.4K 11.00% 233.9K 675.4K IA Delaware 2004-02-04
7 43-0895447 543.9K 4.80% 543.9K 543.9K BD Delaware 2006-02-13
8 (Formerly named First Union Corporation) 526.9K 2.50% 526.9K 521.9K HC North Carolina 2008-08-11
9 WILLIAM C. MORRIS 485.7K 4.83% IN UNITED STATES 2002-04-09
10 Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 273.2K 13.20% 273.2K 273.2K IA New York 2018-02-14
11 (: 272.5K 2.40% 152.6K 272.5K IA Delaware 2005-02-11
12 Karpus Investment Management 0.00% IA New York 2019-11-12

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
20
-71 vs prev Q
New positions
4
Closed positions
72
Increased
7
Reduced
1
Put/Call ratio
0.00
Calls held
Puts held
9.4K
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 26.7K +26.7K (+100.0%) 551.50M +551.5M (+100.0%) 0.12% +0.118 pp 0.33% +0.326 pp USD20.66 +0.0% 1 qtrs NEW
2 SAGEGUARD FINANCIAL GROUP, LLC 12.0K +12.0K (+100.0%) 248.71M +248.7M (+100.0%) 0.05% +0.053 pp 0.04% +0.040 pp USD20.66 +0.0% 1 qtrs NEW
3 VAN ECK ASSOCIATES CORP 445.8K -44.0K (-9.0%) 9.21M -1.5M (-14.0%) 1.97% -0.220 pp 0.01% -0.002 pp USD26.59 -22.3% 6 qtrs
4 UBS GROUP AG 271.7K +41.5K (+18.0%) 5.61M +578.5K (+11.5%) 1.20% +0.172 pp 0.00% +0.000 pp USD25.00 -17.4% 7 qtrs
5 MILLENNIUM MANAGEMENT LLC 219.8K +168.9K (+332.2%) 4.54M +3.4M (+308.3%) 0.97% +0.745 pp 0.00% +0.001 pp USD20.94 -1.3% 2 qtrs
6 TWO SIGMA INVESTMENTS, LP 201.8K +112.3K (+125.4%) 4.17M +2.2M (+113.0%) 0.89% +0.492 pp 0.01% +0.003 pp USD21.75 -5.0% 7 qtrs
7 LEGAL & GENERAL GROUP PLC 158.9K +22.1K (+16.1%) 3.29M +298.6K (+10.0%) 0.70% +0.091 pp 0.00% +0.000 pp USD23.17 -10.8% 7 qtrs
8 BLACKROCK, INC. 157.9K -54.0 (0.0%) 3.26M -192.3K (-5.6%) 0.70% -0.009 pp 0.00% +0.000 pp USD24.78 -16.6% 6 qtrs
9 LPL FINANCIAL LLC 132.5K -1.4K (-1.1%) 2.74M -191.5K (-6.5%) 0.59% -0.013 pp 0.00% 0.000 pp USD23.82 -13.3% 7 qtrs
10 MARSHALL WACE, LLP 110.3K +1.0K (+1.0%) 2.28M -110.7K (-4.6%) 0.49% -0.001 pp 0.00% 0.000 pp USD22.25 -7.1% 3 qtrs
11 GOLDMAN SACHS GROUP INC 96.9K -1.9K (-1.9%) 2.00M -158.0K (-7.3%) 0.43% -0.013 pp 0.00% +0.000 pp USD22.88 -9.7% 5 qtrs
12 DNB ASSET MANAGEMENT AS 77.5K -11.0K (-12.4%) 1.60M -331.7K (-17.1%) 0.34% -0.053 pp 0.01% -0.002 pp USD11.63 +77.6% 8 qtrs
13 ADVISORS ASSET MANAGEMENT, INC. 64.9K +1.7K (+2.7%) 1.34M -40.8K (-3.0%) 0.29% +0.004 pp 0.02% -0.001 pp USD23.46 -11.9% 7 qtrs
14 LEGACY CAPITAL WEALTH PARTNERS, LLC 60.6K +8.2K (+15.7%) 1.25M +106.8K (+9.3%) 0.27% +0.034 pp 0.27% +0.020 pp USD23.05 -10.4% 7 qtrs
15 D.A. DAVIDSON & CO. 59.3K -56.7K (-48.9%) 1.22M -1.3M (-51.7%) 0.26% -0.257 pp 0.01% -0.009 pp USD23.51 -12.1% 7 qtrs
16 TREXQUANT INVESTMENT LP 59.2K +30.7K (+107.7%) 1.22M +599.7K (+96.2%) 0.26% +0.134 pp 0.01% +0.005 pp USD22.51 -8.2% 7 qtrs
17 TWO SIGMA ADVISERS, LP 54.4K -17.4K (-24.2%) 1.12M -446.4K (-28.4%) 0.24% -0.081 pp 0.00% -0.001 pp USD23.67 -12.7% 7 qtrs
18 JANE STREET GROUP, LLC 53.4K +34.3K (+179.0%) 1.10M +685.0K (+163.6%) 0.24% +0.151 pp 0.00% +0.000 pp USD21.09 -2.0% 2 qtrs
19 MORGAN STANLEY 51.3K -21.5K (-29.5%) 1.06M -532.4K (-33.4%) 0.23% -0.099 pp 0.00% +0.000 pp USD23.45 -11.9% 7 qtrs
20 RAYMOND JAMES FINANCIAL INC 47.7K -11.6K (-19.5%) 985.4K -310.6K (-24.0%) 0.21% -0.054 pp 0.00% 0.000 pp USD26.39 -21.7% 5 qtrs
21 WELLS FARGO & COMPANY/MN 40.9K +1.7K (+4.3%) 844.2K -12.6K (-1.5%) 0.18% +0.005 pp 0.00% +0.000 pp USD24.64 -16.2% 7 qtrs
22 BREVAN HOWARD CAPITAL MANAGEMENT LP 39.8K +12.0K (+43.1%) 823.3K +214.2K (+35.2%) 0.18% +0.052 pp 0.01% +0.006 pp USD23.39 -11.7% 4 qtrs
23 D. E. SHAW & CO., INC. 38.0K +38.0K (+100.0%) 784.1K +784.1K (+100.0%) 0.17% +0.168 pp 0.00% +0.000 pp USD20.66 +0.0% 1 qtrs NEW
24 CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. 37.8K +22.8K (+152.2%) 780.5K +452.9K (+138.3%) 0.17% +0.100 pp 0.00% +0.001 pp USD21.14 -2.3% 2 qtrs
25 QUADRATURE CAPITAL LTD 36.8K +11.6K (+45.9%) 760.1K +208.1K (+37.7%) 0.16% +0.050 pp 0.01% +0.001 pp USD21.49 -3.9% 2 qtrs
26 WOLVERINE ASSET MANAGEMENT LLC 36.7K +36.7K (+100.0%) 758.2K +758.2K (+100.0%) 0.16% +0.162 pp 0.01% +0.006 pp USD20.66 +0.0% 1 qtrs NEW
27 CETERA INVESTMENT ADVISERS 35.2K -1.5K (-4.1%) 727.8K -75.6K (-9.4%) 0.16% -0.009 pp 0.00% 0.000 pp USD23.46 -11.9% 7 qtrs
28 AUSDAL FINANCIAL PARTNERS, INC. 29.9K +1.2K (+4.3%) 617.6K -9.4K (-1.5%) 0.13% +0.004 pp 0.03% -0.002 pp USD24.33 -15.1% 7 qtrs
29 BNP PARIBAS ARBITRAGE, SNC 29.2K +29.2K (+100.0%) 603.6K +603.6K (+100.0%) 0.13% +0.129 pp 0.00% +0.000 pp USD20.66 +0.0% 1 qtrs NEW
30 VIRTUS INVESTMENT ADVISERS, INC. 28.4K +10.7K (+60.5%) 586.8K +199.7K (+51.6%) 0.13% +0.046 pp 0.16% +0.049 pp USD24.90 -17.0% 4 qtrs
31 BANK OF AMERICA CORP /DE/ 28.0K +16.7K (+148.4%) 577.9K +331.6K (+134.6%) 0.12% +0.073 pp 0.00% +0.000 pp USD22.58 -8.5% 7 qtrs
32 HENNION & WALSH ASSET MANAGEMENT, INC. 26.7K +26.7K (+100.0%) 551.5K +551.5K (+100.0%) 0.12% +0.118 pp 0.02% +0.019 pp USD20.66 +0.0% 1 qtrs NEW
33 KOVACK ADVISORS, INC. 24.3K -16.7K (-40.7%) 502.7K -394.3K (-44.0%) 0.11% -0.076 pp 0.02% -0.061 pp USD23.66 -12.7% 7 qtrs
34 QUBE RESEARCH & TECHNOLOGIES LTD 23.8K -11.5K (-32.6%) 491.2K -280.7K (-36.4%) 0.11% -0.053 pp 0.00% 0.000 pp USD23.73 -12.9% 7 qtrs
35 DENALI ADVISORS LLC 23.4K -3.9K (-14.4%) 483.4K -114.4K (-19.1%) 0.10% -0.019 pp 0.05% -0.014 pp USD24.05 -14.1% 6 qtrs
36 CITADEL ADVISORS LLC 23.3K +11.1K (+91.0%) 481.4K +214.6K (+80.4%) 0.10% +0.049 pp 0.00% +0.000 pp USD23.32 -11.4% 7 qtrs
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22.7K +8.7K (+62.1%) 469.0K +162.8K (+53.2%) 0.10% +0.038 pp 0.00% +0.000 pp USD24.55 -15.8% 3 qtrs
38 TUDOR INVESTMENT CORP ET AL 20.5K +20.5K (+100.0%) 423.4K +423.4K (+100.0%) 0.09% +0.091 pp 0.00% +0.001 pp USD20.66 +0.0% 1 qtrs NEW
39 AQUATIC CAPITAL MANAGEMENT LLC 20.1K +16.0K (+385.3%) 415.9K +325.2K (+358.4%) 0.09% +0.071 pp 0.01% +0.010 pp USD22.20 -6.9% 7 qtrs
40 ROYAL BANK OF CANADA 19.6K +101.0 (+0.5%) 405.0K -22.0K (-5.2%) 0.09% -0.001 pp 0.00% +0.000 pp USD23.99 -13.9% 7 qtrs
41 MACKENZIE FINANCIAL CORP 16.4K +— (+0.0%) 337.9K -21.0K (-5.9%) 0.07% -0.001 pp 0.00% +0.000 pp USD27.36 -24.5% 4 qtrs
42 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 16.0K +— (+0.0%) 330.3K -102.2K (-23.6%) 0.07% -0.001 pp 0.02% -0.012 pp USD24.02 -14.0% 7 qtrs
43 NORTHERN TRUST CORP 15.5K -1.3K (-7.6%) 320.3K -46.5K (-12.7%) 0.07% -0.007 pp 0.00% +0.000 pp USD25.43 -18.8% 6 qtrs
44 FORTRESS FINANCIAL SOLUTIONS, LLC 14.9K +412.0 (+2.8%) 308.1K -9.0K (-2.8%) 0.07% +0.001 pp 0.32% -0.030 pp USD28.22 -26.8% 5 qtrs
45 NOMURA HOLDINGS INC 11.3K +11.3K (+100.0%) 233.1K +233.1K (+100.0%) 0.05% +0.050 pp 0.00% +0.000 pp USD20.66 +0.0% 1 qtrs NEW
46 VIRTU FINANCIAL LLC 10.3K +10.3K (+100.0%) 213.0K +213.0K (+100.0%) 0.05% +0.046 pp 0.01% +0.008 pp USD20.66 +0.0% 1 qtrs NEW
47 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 10.2K +485.0 (+5.0%) 211.0K -2.0K (-0.9%) 0.05% +0.002 pp 0.00% +0.000 pp USD24.02 -14.0% 7 qtrs
48 QUANTBOT TECHNOLOGIES LP 6.9K -7.5K (-52.0%) 143.2K -172.7K (-54.7%) 0.03% -0.034 pp 0.00% -0.004 pp USD23.47 -12.0% 6 qtrs
49 SOUND INCOME STRATEGIES, LLC 6.8K +6.8K (+100.0%) 143.0K +143.0K (+100.0%) 0.03% +0.030 pp 0.01% +0.007 pp USD20.66 +0.0% 1 qtrs NEW
50 JPMORGAN CHASE & CO 6.8K +989.0 (+17.0%) 140.6K +13.4K (+10.5%) 0.03% +0.004 pp 0.00% +0.000 pp USD22.98 -10.1% 3 qtrs
51 AMERIFLEX GROUP, INC. 6.5K -4.2K (-39.0%) 134.5K -98.9K (-42.4%) 0.03% -0.019 pp 0.07% -0.018 pp USD21.87 -5.5% 5 qtrs
52 ADVISOR GROUP HOLDINGS, INC. 5.7K +1.6K (+39.0%) 117.4K +11.0K (+10.4%) 0.03% +0.007 pp 0.00% +0.000 pp USD23.33 -11.4% 7 qtrs
53 NATIONAL BANK OF CANADA /FI/ 4.2K +— (+0.0%) 86.9K -5.0K (-5.4%) 0.02% 0.000 pp 0.00% +0.000 pp USD23.43 -11.8% 7 qtrs
54 RITTER DANIHER FINANCIAL ADVISORY LLC / DE 3.1K +3.1K (+100.0%) 63.5K +63.5K (+100.0%) 0.01% +0.014 pp 0.01% +0.011 pp USD20.66 +0.0% 1 qtrs NEW
55 FARTHER FINANCE ADVISORS, LLC 2.5K +35.0 (+1.4%) 51.8K -2.3K (-4.2%) 0.01% +0.000 pp 0.00% 0.000 pp USD25.60 -19.3% 6 qtrs
56 LARSON FINANCIAL GROUP LLC 2.4K +— (+0.0%) 49.6K -2.9K (-5.5%) 0.01% 0.000 pp 0.00% 0.000 pp USD22.32 -7.4% 6 qtrs
57 PINNACLE WEALTH PLANNING SERVICES, INC. 2.3K +2.3K (+100.0%) 47.1K +47.1K (+100.0%) 0.01% +0.010 pp 0.00% +0.005 pp USD20.66 +0.0% 1 qtrs NEW
58 CWM, LLC 2.0K -267.0 (-11.9%) 41.0K -8.0K (-16.3%) 0.01% -0.001 pp 0.00% +0.000 pp USD24.56 -15.9% 3 qtrs
59 PFS PARTNERS, LLC 2.0K +— (+0.0%) 40.7K -2.4K (-5.5%) 0.01% 0.000 pp 0.02% -0.002 pp USD23.81 -13.2% 7 qtrs
60 GARNER ASSET MANAGEMENT CORP 1.8K +1.8K (+100.0%) 36.2K +36.2K (+100.0%) 0.01% +0.008 pp 0.01% +0.014 pp USD20.66 +0.0% 1 qtrs NEW
61 ALLWORTH FINANCIAL LP 1.7K +— (+0.0%) 35.1K -2.1K (-5.5%) 0.01% 0.000 pp 0.00% +0.000 pp USD26.97 -23.4% 3 qtrs
62 JONES FINANCIAL COMPANIES LLLP 1.6K +309.0 (+23.6%) 33.4K +4.3K (+14.9%) 0.01% +0.001 pp 0.00% +0.000 pp USD25.43 -18.8% 6 qtrs
63 WFA OF SAN DIEGO, LLC 1.6K +— (+0.0%) 32.0K -1.9K (-5.5%) 0.01% 0.000 pp 0.02% +0.000 pp USD26.97 -23.4% 3 qtrs
64 ATLANTIC UNION BANKSHARES CORP 1.4K +— (+0.0%) 28.9K -1.7K (-5.5%) 0.01% 0.000 pp 0.00% +0.000 pp USD21.87 -5.5% 2 qtrs
65 SIMPLEX TRADING, LLC 1.3K -1.1K (-46.1%) 27.2K -25.8K (-48.7%) 0.01% -0.005 pp 0.00% +0.000 pp USD21.87 -5.5% 7 qtrs
66 COMERICA BANK 1.3K +— (+0.0%) 25.8K -1.5K (-5.5%) 0.01% 0.000 pp 0.00% +0.000 pp USD23.43 -11.8% 7 qtrs
67 NEWBRIDGE FINANCIAL SERVICES GROUP, INC. 1.0K +673.0 (+205.8%) 20.7K +13.5K (+188.9%) 0.00% +0.003 pp 0.00% +0.002 pp USD23.08 -10.5% 7 qtrs
68 PRIVATE TRUST CO NA 948.00 -625.0 (-39.7%) 19.6K -14.8K (-43.1%) 0.00% -0.003 pp 0.00% -0.001 pp USD25.42 -18.7% 7 qtrs
69 STATE OF ALASKA, DEPARTMENT OF REVENUE 917.00 +— (+0.0%) 18.0K -2.0K (-10.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD21.87 -5.5% 2 qtrs
70 TRIUMPH CAPITAL MANAGEMENT 750.00 +— (+0.0%) 15.5K -908.0 (-5.5%) 0.00% +0.000 pp 0.00% -0.001 pp USD21.87 -5.5% 2 qtrs
71 ROCKEFELLER CAPITAL MANAGEMENT L.P. 598.00 -500.0 (-45.5%) 12.4K -11.7K (-48.5%) 0.00% -0.002 pp 0.00% +0.000 pp USD21.87 -5.5% 2 qtrs
72 ORG PARTNERS LLC 500.00 +— (+0.0%) 10.3K -605.0 (-5.5%) 0.00% +0.000 pp 0.00% 0.000 pp USD28.44 -27.4% 5 qtrs
73 VERMILLION WEALTH MANAGEMENT, INC. 500.00 +— (+0.0%) 10.3K -605.0 (-5.5%) 0.00% +0.000 pp 0.00% +0.001 pp USD28.44 -27.4% 5 qtrs
74 HARBOR ASSET PLANNING, INC. 386.00 +— (+0.0%) 8.0K -467.0 (-5.5%) 0.00% +0.000 pp 0.01% -0.001 pp USD26.97 -23.4% 3 qtrs
75 TOWER RESEARCH CAPITAL LLC (TRC) 331.00 -2.3K (-87.2%) 6.8K -49.9K (-87.9%) 0.00% -0.010 pp 0.00% -0.001 pp USD22.73 -9.1% 7 qtrs
76 QUARRY LP 275.00 +275.0 (+100.0%) 5.7K +5.7K (+100.0%) 0.00% +0.001 pp 0.00% +0.001 pp USD20.66 +0.0% 1 qtrs NEW
77 NOMURA ASSET MANAGEMENT CO LTD 215.00 -1.6K (-87.8%) 4.4K -34.2K (-88.5%) 0.00% -0.007 pp 0.00% 0.000 pp USD27.18 -24.0% 4 qtrs
78 MRP CAPITAL INVESTMENTS, LLC 202.00 +— (+0.0%) 4.2K -1.3K (-23.4%) 0.00% +0.000 pp 0.00% -0.001 pp USD24.05 -14.1% 6 qtrs
79 KEY FINANCIAL INC 100.00 +— (+0.0%) 2.1K -93.0 (-4.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD26.97 -23.4% 3 qtrs
80 VALLEY NATIONAL ADVISERS INC 100.00 +— (+0.0%) 2.0K +— (+0.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD23.43 -11.8% 7 qtrs
81 CX INSTITUTIONAL 100.00 +100.0 (+100.0%) 2.0K +2.0K (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD20.66 +0.0% 1 qtrs NEW
82 HANTZ FINANCIAL SERVICES, INC. 50.00 +50.0 (+100.0%) 1.0K +1.0K (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD20.66 +0.0% 1 qtrs NEW
83 IFP ADVISORS, INC 44.00 +1.0 (+2.3%) 909.00 -31.0 (-3.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD26.66 -22.5% 3 qtrs
84 OAKWORTH CAPITAL, INC. 25.00 +— (+0.0%) 517.00 -30.0 (-5.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD26.96 -23.4% 3 qtrs
85 RONALD BLUE TRUST, INC. 17.00 +— (+0.0%) 351.00 -21.0 (-5.6%) 0.00% +0.000 pp 0.00% +0.000 pp USD21.82 -5.3% 2 qtrs
86 ASSETMARK, INC 1.00 +— (+0.0%) 21.00 -1.0 (-4.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD28.00 -26.2% 5 qtrs
87 ADVISORY SERVICES NETWORK, LLC -3.4K (-100.0%) -73.7K (-100.0%) 0.00% -0.015 pp 0.00% -0.001 pp USD 2 qtrs SOLD
88 SALEM INVESTMENT COUNSELORS INC -100.0 (-100.0%) -2.2K (-100.0%) 0.00% 0.000 pp 0.00% 0.000 pp USD 2 qtrs SOLD
89 RUSSELL INVESTMENTS GROUP, LTD. -200.0 (-100.0%) -4.4K (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 6 qtrs SOLD
90 HRT FINANCIAL LP -12.8K (-100.0%) -279.0K (-100.0%) 0.00% -0.057 pp 0.00% -0.001 pp USD 7 qtrs SOLD
91 PRIVATE ADVISOR GROUP, LLC -10.5K (-100.0%) -228.8K (-100.0%) 0.00% -0.047 pp 0.00% -0.001 pp USD 7 qtrs SOLD
92 COMMONWEALTH EQUITY SERVICES, LLC -11.6K (-100.0%) -253.0K (-100.0%) 0.00% -0.052 pp 0.00% 0.000 pp USD 7 qtrs SOLD
93 WEALTHCOLLAB, LLC -170.0 (-100.0%) -3.7K (-100.0%) 0.00% -0.001 pp 0.00% -0.002 pp USD 3 qtrs SOLD
94 FMR LLC -2.0 (-100.0%) -44.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 4 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Virtus Private Credit Strategy ETF VPC 1.28% 389.7K 10.60%
2 VanEck BDC Income ETF BIZD 0.56% 8.91M 9.69%
3 iShares Listed Private Equity UCITS ETF IDPE.L 0.18% 1.41M 0.75%
4 iShares Listed Private Equity UCITS ETF IPRA.AS 0.18% 157.0K 0.75%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
1
Sells
0
Shares acquired
496.00
Shares disposed
Cash buys
1.00
Cash sales
Net activity
+496
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-20 Sateri John Officer Common 0 0.00 11,140 D
2026-03-20 McQuigg Michael Jon Officer Common Stock 0 0.00 500 D
2026-03-20 Ahlberg Andrew Paul Officer Common Stock 0 0.00 3,844 D
2025-11-20 Schaltenbrand Nicole Frances Dubas Officer P-Purchase A Common Stock 496 20.16 10.0K 3,095 D
2025-07-10 Hellmold Erich Michael Officer 0 0.00 0
2025-04-11 ENGLISH MICHELA A Director S-Sale D Common Stock 225 23.69 5.3K 569 D
2024-12-11 Marcotte Bob Officer S-Sale D Common Stock 15,500 27.35 423.9K 248,210 D
2024-08-22 Gorka Katharine C Director 0 0.00 0
2022-10-11 Novara Paula Director D Common Stock 0 0.00 1,554
2022-02-22 Schaltenbrand Nicole Frances Dubas Officer P-Purchase A Common Stock 230 10.85 2.5K 3,742
2020-03-16 Schaltenbrand Nicole Frances Dubas Officer P-Purchase A Common Stock 763 6.55 5.0K 763
2020-03-16 LiCalsi Michael Officer P-Purchase A Common Stock 1,000 6.74 6.7K 8,339
2020-03-12 Schaltenbrand Nicole Frances Dubas Officer P-Purchase A Common Stock 476 7.01 3.3K 2,975
2020-03-12 Marcotte Robert L Officer P-Purchase A Common Stock 5,000 7.00 35.0K 508,942
2020-03-09 Schaltenbrand Nicole Frances Dubas Officer P-Purchase A Common Stock 254 7.90 2.0K 2,499
2020-02-25 Marcotte Robert L Officer P-Purchase A Common Stock 5,000 9.49 47.5K 496,252
2018-12-07 Marcotte Robert L Officer P-Purchase A Common Stock 3,000 8.42 25.3K 463,037
2018-12-06 Marcotte Robert L Officer P-Purchase A Common Stock 9,000 8.30 74.7K 460,037
2018-11-21 Schaltenbrand Nicole Frances Dubas Officer P-Purchase A Common Stock 582 8.62 5.0K 1,994
2018-11-20 Marcotte Robert L Officer P-Purchase A Common Stock 10,000 8.71 87.1K 448,255
2018-09-19 GLADSTONE DAVID Director / Officer J-Other A Common Stock 26,405 9.55 252.2K 26,405
2018-05-08 Marcotte Robert L Officer P-Purchase A Common Stock 10,000 8.91 89.1K 423,264
2018-02-08 Schaltenbrand Nicole Frances Dubas Officer P-Purchase A Common Stock 1,329 9.02 12.0K 1,329
2018-02-08 Merrick Caren D Director P-Purchase A Common Stock 1,000 9.03 9.0K 2,835
2018-02-08 Marcotte Robert L Officer P-Purchase A Common Stock 11,400 9.04 103.0K 405,517
2018-02-08 GLADSTONE DAVID Director / Officer P-Purchase A Common Stock 1,000 9.12 9.1K 1,169,719
2017-12-15 Marcotte Robert L Officer P-Purchase A Common Stock 8,200 9.40 77.0K 393,641
2017-11-29 Marcotte Robert L Officer P-Purchase A Common Stock 3,671 9.85 36.2K 385,441
2017-11-28 Marcotte Robert L Officer P-Purchase A Common Stock 4,329 9.79 42.4K 381,770
2017-11-27 WILKINSON WALTER H Director P-Purchase A Common Stock 6,134 9.79 60.0K 13,517
2017-08-31 Marcotte Robert L Officer P-Purchase A Common Stock 4,000 9.22 36.9K 370,720
2017-03-09 Marcotte Robert L Officer P-Purchase A Common Stock 9,900 8.96 88.7K 353,643
2017-03-07 Marcotte Robert L Officer S-Sale D Common Stock 20 9.16 183.20 343,643
2017-02-28 Marcotte Robert L Officer P-Purchase A Common Stock 8,000 9.15 73.2K 336,663
2016-12-12 BRUBAKER TERRY LEE Director / Officer S-Sale D Common Stock 93,334 8.92 832.1K 0
2016-10-25 Marcotte Robert L Officer P-Purchase A Common Stock 25,000 7.98 199.5K 321,950
2016-08-22 Marcotte Robert L Officer P-Purchase A Common Stock 4,000 8.52 34.1K 294,758
2016-08-19 Marcotte Robert L Officer P-Purchase A Common Stock 2,000 8.52 17.0K 290,758
2016-08-15 BRUBAKER TERRY LEE Director / Officer S-Sale D Common Stock 16,276 8.39 136.6K 93,334
2016-08-12 BRUBAKER TERRY LEE Director / Officer S-Sale D Common Stock 4,600 8.37 38.5K 109,610
2016-08-11 Marcotte Robert L Officer P-Purchase A Common Stock 8,000 8.35 66.8K 286,758
2016-05-20 Marcotte Robert L Officer P-Purchase A Common Stock 5,000 7.01 35.1K 271,881
2016-03-14 Schaltenbrand Nicole Frances Dubas Officer 0 0.00 0
2016-03-04 Marcotte Robert L Officer P-Purchase A Common Stock 6,000 7.13 42.8K 262,429
2016-02-26 GLADSTONE DAVID Director / Officer P-Purchase A Common Stock 3,925 6.37 25.0K 1,168,719
2015-12-15 Marcotte Robert L Officer P-Purchase A Common Stock 10,000 6.67 66.7K 249,084
2015-12-15 LiCalsi Michael Other P-Purchase A Common Stock 3,000 6.46 19.4K 6,598
2015-12-15 Dellafiora John Officer P-Purchase A Common Stock 200 6.75 1.3K 200
2015-12-11 Marcotte Robert L Officer P-Purchase A Common Stock 10,000 7.97 79.7K 239,084
2015-12-04 Marcotte Robert L Officer P-Purchase A Common Stock 2,000 8.54 17.1K 229,084
2015-12-03 Marcotte Robert L Officer P-Purchase A Common Stock 3,000 8.73 26.2K 227,084
2015-10-27 Marcotte Robert L Officer P-Purchase A Common Stock 75,000 8.55 641.3K 221,111
2015-06-01 Merrick Caren D Director P-Purchase A Common Stock 1,835 8.17 15.0K 1,835
2015-05-29 Marcotte Robert L Officer P-Purchase A Common Stock 6,800 7.97 54.2K 140,087
2015-05-21 Marcotte Robert L Officer P-Purchase A Common Stock 3,500 8.79 30.8K 132,231
2015-05-12 WILKINSON WALTER H Director P-Purchase A Common Stock 5,750 8.67 49.9K 5,750
2015-05-12 Marcotte Robert L Officer P-Purchase A Common Stock 3,500 8.52 29.8K 128,731
2015-02-20 Marcotte Robert L Officer P-Purchase A Common Stock 9,400 8.16 76.7K 122,866
2015-02-19 Marcotte Robert L Officer P-Purchase A Common Stock 4,200 7.94 33.3K 113,466
2014-12-10 Marcotte Robert L Officer P-Purchase A Common Stock 13,700 8.70 119.2K 109,266
2014-12-09 Marcotte Robert L Officer P-Purchase A Common Stock 300 8.60 2.6K 95,566
2014-12-08 Marcotte Robert L Officer P-Purchase A Common Stock 1,000 8.67 8.7K 95,266
2014-11-17 Merrick Caren D Director 0 0.00 0
2014-10-07 WILKINSON WALTER H Director 0 0.00 0
2014-09-04 Morrison Melissa Officer P-Purchase A Common Stock 125 9.69 1.2K 375
2014-08-08 Marcotte Robert L Officer P-Purchase A Common Stock 10,000 9.74 97.4K 94,266
2014-08-07 Marcotte Robert L Officer P-Purchase A Common Stock 10,000 9.69 96.9K 84,266
2014-08-06 Marcotte Robert L Officer P-Purchase A Common Stock 8,401 9.62 80.8K 74,266
2014-08-05 Marcotte Robert L Officer P-Purchase A Common Stock 11,400 9.51 108.4K 65,865
2014-07-15 Smith Jennifer A Officer 0 0.00 0
2014-05-28 Marcotte Robert L Officer P-Purchase A Common Stock 14,000 9.78 136.9K 54,465
2014-05-27 Marcotte Robert L Officer P-Purchase A Common Stock 17,331 9.77 169.3K 40,465
2014-05-23 Marcotte Robert L Officer P-Purchase A Common Stock 3,324 9.73 32.3K 23,134
2014-03-14 LiCalsi Michael Officer P-Purchase A Common Stock 100 9.74 973.50 2,215
2014-03-03 BRUBAKER TERRY LEE Director / Officer S-Sale D Common Stock 2,174 10.13 22.0K 114,210
2014-02-11 Morrison Melissa Officer P-Purchase A Common Stock 125 9.59 1.2K 250
2014-02-10 Marcotte Robert L Officer P-Purchase A Common Stock 7,310 9.43 68.9K 19,810
2014-02-07 Marcotte Robert L Officer P-Purchase A Common Stock 12,500 9.37 117.2K 12,500
2014-01-06 Marcotte Robert L Officer 0 0.00 0
2013-11-29 BRUBAKER TERRY LEE Director / Officer S-Sale D Common Stock 4,200 9.85 41.3K 0
2013-11-26 BRUBAKER TERRY LEE Director / Officer S-Sale D Common Stock 17,927 9.84 176.4K 27,187
2013-03-12 BRUBAKER TERRY LEE Director / Officer S-Sale D Common Stock 15,000 9.30 139.5K 45,144
2013-03-08 BRUBAKER TERRY LEE Director / Officer S-Sale D Common Stock 5,000 9.25 46.3K 60,114
2013-02-27 ENGLISH MICHELA A Director S-Sale D Common Stock 732 8.96 6.6K 2,734
2013-02-15 BRUBAKER TERRY LEE Director / Officer S-Sale D Common Stock 4,996 9.20 46.0K 65,114
2013-02-14 BRUBAKER TERRY LEE Director / Officer S-Sale D Common Stock 4 9.20 36.80 70,110
2013-02-13 BRUBAKER TERRY LEE Director / Officer S-Sale D Common Stock 5,000 9.10 45.5K 70,114
2013-02-05 PARKER ANTHONY W Director S-Sale D Common Stock 58 9.03 519.87 0
2013-02-01 PARKER ANTHONY W Director S-Sale D Common Stock 400 9.04 3.6K 1,232
2013-02-01 GLADSTONE DAVID Director / Officer 0 0.00 0
2012-10-10 Earhart Terry Director 0 0.00 0
2012-09-10 ADELGREN PAUL W Director P-Purchase A Common Stock 575 8.75 5.0K 5,238
2012-03-08 ADELGREN PAUL W Director P-Purchase A Common Stock 710 8.51 6.0K 4,428
2012-02-23 Morrison Melissa Officer P-Purchase A Common Stock 125 8.32 1.0K 125
2012-01-30 GLADSTONE DAVID Director / Officer 0 0.00 0
2011-11-15 Morrison Melissa Officer 0 0.00 0
2011-09-30 Mead Gerard Director P-Purchase A Common Stock 300 6.88 2.1K 4,171
2011-09-29 Mead Gerard Director P-Purchase A Common Stock 100 7.14 714.00 3,871
2011-09-22 Mead Gerard Director P-Purchase A Common Stock 300 7.28 2.2K 3,737
2011-08-12 GLADSTONE DAVID Director / Officer P-Purchase A Common Stock 10,000 7.85 78.5K 1,125,651
2011-05-23 Watson David Hibbert Officer P-Purchase A Common Stock 100 9.80 980.00 100
2011-05-23 Mead Gerard Director P-Purchase A Common Stock 100 10.22 1.0K 3,237
2011-02-24 ADELGREN PAUL W Director P-Purchase A Common Stock 650 11.18 7.3K 3,362
2011-02-11 Reilly John Director P-Purchase A Common Stock 3,000 11.29 33.9K 3,400
2011-02-02 GLADSTONE DAVID Director / Officer 0 0.00 0
2011-01-11 Reilly John Director D Common Stock 0 0.00 400
2010-08-19 Mead Gerard Director P-Purchase A Common Stock 100 10.44 1.0K 2,958
2010-08-12 LiCalsi Michael Officer P-Purchase A Common Stock 507 10.45 5.3K 507
2010-05-20 LiCalsi Michael Officer P-Purchase A Common Stock 1,500 10.03 15.0K 1,500
2010-05-07 Mead Gerard Director P-Purchase A Common Stock 100 10.44 1.0K 2,825
2010-03-19 ADELGREN PAUL W Director P-Purchase A Common Stock 450 11.76 5.3K 2,540
2010-03-15 BRUBAKER TERRY LEE Director / Officer 0 0.00 0
2010-02-12 ENGLISH MICHELA A Director P-Purchase A Common Stock 1,000 8.63 8.6K 3,500
2010-01-25 Watson David Hibbert 0 0.00 0
2009-10-19 LiCalsi Michael 0 0.00 0
2009-03-05 ADELGREN PAUL W Director P-Purchase A Common Stock 690 5.67 3.9K 1,933
2008-12-30 BRUBAKER TERRY LEE Director / Officer S-Sale D Common Stock 700 7.44 5.2K 195,324
2008-12-12 Jones Danielle 0 0.00 0
2008-06-30 Cheetham Kevin Officer P-Purchase A Common Stock 350 15.03 5.3K 950
2008-06-27 STELLJES GEORGE III Director / Officer P-Purchase A Common Stock 1,000 15.43 15.4K 11,743
2008-04-08 Gray Gresford Officer 0 0.00 0
2008-03-07 Cheetham Kevin Officer P-Purchase A Common Stock 300 16.20 4.9K 600
2008-02-19 Perrigo Mark Other D Common Stock 0 0.00 0
2007-12-31 Mead Gerard Director P-Purchase A Common Stock 500 17.68 8.8K 2,062
2007-12-28 Mead Gerard Director P-Purchase A Common Stock 500 18.13 9.1K 1,562
2007-12-18 Mead Gerard Director P-Purchase A Common Stock 100 18.66 1.9K 1,062
2007-10-09 Williams Allyson Other D Common Stock 0 0.00 0
2007-10-09 Dellafiora John Officer D Common Stock 0 0.00 0
2007-09-14 Cheetham Kevin Officer P-Purchase A Common Stock 300 19.17 5.8K 300
2007-08-24 STELLJES GEORGE III Director / Officer P-Purchase A Common Stock 1,000 20.95 21.0K 10,109
2007-08-24 Gerson Gary Officer P-Purchase A Common Stock 150 20.60 3.1K 150
2007-08-20 STELLJES GEORGE III Director / Officer P-Purchase A Common Stock 5,000 20.80 104.0K 9,109
2007-06-29 Mead Gerard Director P-Purchase A Common Stock 100 21.44 2.1K 1,027
2007-03-13 Mead Gerard Director P-Purchase A Common Stock 400 21.44 8.6K 808
2007-02-27 Mead Gerard Director P-Purchase A Common Stock 300 22.22 6.7K 408
2006-12-22 BRUBAKER TERRY LEE Director / Officer F-InKind A Common Stock 8,352 25.21 210.6K 196,024
2006-12-04 GLADSTONE DAVID Director / Officer F-InKind A Common Stock 49,432 24.57 1.21M 991,854
2006-09-28 STELLJES GEORGE III Director / Officer M-Exempt A Common Stock 78,900 17.11 1.35M 82,873
2006-09-27 STELLJES GEORGE III Director / Officer M-Exempt A Common Stock 15,100 17.11 258.4K 19,073
2006-09-27 GLADSTONE CAPITAL CORP Director / Officer M-Exempt D Common Stock 84,166 15.00 1.26M 0
2006-09-27 BRUBAKER TERRY LEE Director / Officer M-Exempt D Common Stock 84,166 15.00 1.26M 0
2006-09-26 STELLJES GEORGE III Director / Officer S-Sale D Common Stock 6,000 22.18 133.1K 4,973
2006-09-26 GLADSTONE CAPITAL CORP Director / Officer S-Sale D Common Stock 22,500 22.18 499.1K 120,210
2006-09-26 BRUBAKER TERRY LEE Director / Officer M-Exempt D Common Stock 22,500 15.00 337.5K 84,166
2006-09-25 COULON MAURICE Director M-Exempt A Common Stock 6,400 19.71 126.1K 6,400
2006-09-22 Cheetham Kevin Other D Common Stock 0 0.00 0
2006-09-21 COULON MAURICE Director M-Exempt A Common Stock 3,600 19.71 71.0K 3,600
2006-09-20 ENGLISH MICHELA A Director M-Exempt A Common Stock 10,000 15.75 157.5K 12,500
2006-09-19 ENGLISH MICHELA A Director M-Exempt D Stock Option 3,500 16.40 57.4K 6,500
2006-09-15 BRILL HARRY Officer M-Exempt A Common Stock 3,634 15.00 54.5K 14,134
2006-09-14 BRILL HARRY Officer M-Exempt A Common Stock 4,700 15.00 70.5K 15,200
2006-09-13 BRILL HARRY Officer M-Exempt D Stock Options 15,850 15.00 237.8K 28,300
2006-09-13 ADELGREN PAUL W Director M-Exempt A Common Stock 4,150 16.40 68.1K 4,650
2006-09-12 BRILL HARRY Officer M-Exempt D Stock Option 5,850 15.00 87.8K 44,150
2006-09-12 ADELGREN PAUL W Director M-Exempt D Stock Option 5,850 16.40 95.9K 4,150
2006-09-08 GLADSTONE DAVID Director / Officer D-Return A Stock Option 406,666 15.00 6.10M 0
2006-09-08 DULLUM DAVID A R Director S-Sale D Common Stock 1,715 22.90 39.3K 3,354
2006-08-30 DULLUM DAVID A R Director M-Exempt D Stock Option 827 15.75 13.0K 3,069
2006-08-15 DULLUM DAVID A R Director M-Exempt A Common Stock 1,163 16.40 19.1K 3,163
2006-08-14 PARKER ANTHONY W Director M-Exempt A Common Stock 10,000 15.75 157.5K 13,951
2006-08-14 OUTLAND JOHN H Director P-Purchase A Common Stock 1,000 21.89 21.9K 1,000
2006-08-10 PARKER ANTHONY W Director M-Exempt A Common Stock 5,000 16.40 82.0K 8,951
2006-08-08 PARKER ANTHONY W Director M-Exempt A Common Stock 12,850 16.40 210.7K 16,801
2006-08-07 PARKER ANTHONY W Director M-Exempt D Stock Option 2,150 16.40 35.3K 17,850
2006-06-30 DULLUM DAVID A R Director M-Exempt D Stock Option 6,500 16.40 106.6K 7,479
2006-06-29 DULLUM DAVID A R Director M-Exempt A Common Stock 6,316 16.40 103.6K 8,316
2006-06-27 DULLUM DAVID A R Director M-Exempt D Stock Option 1,021 16.40 16.7K 13,979
2006-06-19 DULLUM DAVID A R Director S-Sale D Common Stock 5,000 21.90 109.5K 2,000
2006-05-31 PARKER ANTHONY W Director P-Purchase A Common Stock 160 22.05 3.5K 3,880
2006-04-17 Gerson Gary Officer D Common Stock 0 0.00 0
2006-02-27 Mead Gerard Director P-Purchase A Common Stock 100 20.50 2.1K 100
2005-12-16 Mead Gerard Director D Common Stock 0 0.00 0
2005-05-19 STELLJES GEORGE III Director / Officer P-Purchase A Common Stock 1,800 22.62 40.7K 3,800
2005-03-17 ADELGREN PAUL W Director S-Sale D Common Stock 9,000 23.91 215.2K 500
2005-03-16 ADELGREN PAUL W Director M-Exempt A Common Stock 10,000 15.75 157.5K 10,000
2005-02-09 PARKER ANTHONY W Director A-Award A Stock Option 10,000 24.39 243.9K 10,000
2005-02-09 OUTLAND JOHN H Director A-Award A Stock Option 10,000 24.39 243.9K 10,000
2005-02-09 ENGLISH MICHELA A Director A-Award A Stock Option 10,000 24.39 243.9K 10,000
2005-02-09 DULLUM DAVID A R Director A-Award A Stock Option 10,000 24.39 243.9K 10,000
2005-02-09 COULON MAURICE Director A-Award A Stock Option 10,000 24.39 243.9K 10,000
2005-02-09 ADELGREN PAUL W Director A-Award A Stock Option 10,000 24.39 243.9K 10,000
2004-04-06 STELLJES GEORGE III Director / Officer A-Award A Employee Stock Option (right to buy) 45,000 22.55 1.01M 45,000
2004-04-06 BRUBAKER TERRY LEE Director / Officer A-Award A Employee Stock Option (right to buy) 45,000 22.55 1.01M 45,000
2004-04-06 BRILL HARRY Officer A-Award A Employee Stock Option (right to buy) 20,000 22.55 451.0K 20,000
2004-03-17 ENGLISH MICHELA A Director P-Purchase A Common Stock 700 22.20 15.5K 1,000
2004-02-18 PARKER ANTHONY W Director A-Award A Employee Stock Option (right to buy) 10,000 22.56 225.6K 10,000
2004-02-18 OUTLAND JOHN H Director A-Award A Employee Stock Option (right to buy) 10,000 22.56 225.6K 10,000
2004-02-18 ENGLISH MICHELA A Director A-Award A Employee Stock Option (right to buy) 10,000 22.56 225.6K 10,000
2004-02-18 DULLUM DAVID A R Director A-Award A Employee Stock Option (right to buy) 10,000 22.56 225.6K 10,000
2004-02-18 COULON MAURICE Director A-Award A Employee Stock Option (right to buy) 10,000 22.56 225.6K 10,000
2004-02-18 ADELGREN PAUL W Director A-Award A Employee Stock Option (right to buy) 10,000 22.56 225.6K 10,000
2003-12-09 OUTLAND JOHN H Director A-Award A Stock Option (Right to Buy) 10,000 22.84 228.4K 10,000
2003-10-01 ENGLISH MICHELA A Director S-Sale D Common Stock 300 19.54 5.9K 0
2003-09-11 COULON MAURICE Director D Stock Option (Right to Buy) 10,000 19.71 197.1K 0
2003-08-20 STELLJES GEORGE III Director / Officer A-Award A Employee Stock Option (right to buy) 50,000 19.56 978.0K 50,000

Executive team

Top executives
EBIT / Employee
1.10M
Shares Outstanding
22.59M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-12-19 DEF 14A
2024-12-20 DEF 14A
2024-02-02 DEFA14A
2024-02-01 DEFA14A
2024-01-05 DEFA14A
2024-01-04 DEFA14A
2023-12-20 DEFA14A
2023-12-13 DEF 14A
2023-12-11 DEFA14A
2023-11-09 PRE 14A
2023-10-25 DEF 14A
2023-08-31 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-06 8-K
2026-05-06 10-Q
2026-04-07 3
2026-04-07 3
2026-03-30 3
2026-03-23 8-K
2026-02-05 8-K
2026-02-04 8-K
2026-02-04 10-Q
2025-12-19 DEF 14A

Executive team

NameTitleCompensationGender
Andrew Ahlberg Executive Vice President male
Christopher J. Lee Managing Director of Private Equity male
David John Gladstone Founder & Chairman male
Eric Maloy Managing Director male
Jeffrey S. Kolke Managing Director male
Jennifer A. Smith Chief Valuation Officer female
John Anthony Dellafiora Jr. Chief Compliance Officer male
John Sateri Chief Investment Officer male
Michael Bernard LiCalsi Chief Administrative Officer, Co-General Counsel & Co-Secretary male
Michael McQuigg Executive Vice President & Senior MD male
Nicole Schaltenbrand Chief Financial Officer & Treasurer female
Paul J. Cobuzzi Jr. Managing Director male
ESG Rating
B
ASSET MANAGEMENT
2024
E (Environmental)
61.4 / 67.2
Company / Sector avg.
S (Social)
68.6 / 77.3
Company / Sector avg.
G (Governance)
68.6 / 74.6
Company / Sector avg.
ESG Total
66.2 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity
Transaction Date Disclosed Senator State Owner Type Amount Link
2022-01-18 2022-02-03 Thomas R. Carper DE Spouse Sale (Partial) $1,001 - $15,000
2020-07-09 2020-08-04 Thomas R. Carper DE Spouse Sale (Partial) $1,001 - $15,000
2020-04-02 2020-05-04 Thomas R. Carper DE Spouse Purchase $1,001 - $15,000
2017-08-31 2017-09-06 Thomas R. Carper DE Spouse Purchase $1,001 - $15,000
House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits