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Great Elm Capital Corp. (GECC)
USD5.48
+0.15 (+2.81%)
US NASDAQ Financial Services Asset Management
Address
800 South Street 2453
Waltham, MA, US
Waltham, MA, US
CEO
Matthew Dov Kaplan
Website
greatelmcc.com
IPO
2016-11-04
CIK 1675033 ISIN US3903207039
Also trades on
NASDAQ Global Market · GECCZ (USD)
NASDAQ Global Market · GECC (USD)
NASDAQ Global Market · GECCH (USD)
NASDAQ Global Market · GECCI (USD)
NASDAQ Global Market · GECCL (USD)
NASDAQ Global Market · GECCN (USD)
NASDAQ Global Market · GECCO (USD)
NASDAQ Global Select · GECCG (USD)
Description
Great Elm Capital Corp. functions as a business development company (BDC) primarily specializing in providing capital to mid-market enterprises. The firm's investment strategy focuses on acquiring debt instruments, including loans and mezzanine financing, from these middle-market entities. It tends to favor allocating its resources to companies operating in sectors such as media, commercial services and supplies, healthcare, telecommunication services, and communications equipment. Furthermore, while predominantly focused on debt, the BDC also undertakes equity investments, generally committing between $3 million and $10 million to businesses that report annual revenues ranging from $3 million to $75 million.
Market Cap & Enterprise Value
Merger & Acquisition History
No mergers or acquisitions recorded for this company.
Technical Outlook
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Signal Summary
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| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
USD5.48
+0.15 (+2.81%)
Loading historical data…
Volume Profile
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Liquidity & share structure
Average Volume
91.1K
Beta
0.85
Float Shares
6.90M
Free Float %
59.9%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -1.55% | -0.35% | +11.07% | -14.11% | -26.67% | -18.87% | -45.83% | -29.21% | -70.67% | -92.29% | -92.29% |
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From
To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow
Revenue by geography
Revenue by segment
From
To
Revenue composition
From
To
By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Analyst Consensus (2 ratings, all time)
Hold
Price Targets & DCF
Current price
5.48
Low
11.00
+100.7%
Consensus
11.00
+100.7%
Median
11.00
+100.7%
High
11.00
+100.7%
Ratings Trend (MoM)
0% Bullish
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 0 | 0 |
| Hold | 2 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Price Target Summary
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | — | — |
| Last Year | 1 |
11.00
+100.7%
|
| All Time | 1 |
11.00
+100.7%
|
Quality scores
Altman Z-Score
-1.46
Distress
Piotroski F-Score
3 / 9
Average
MOAT Score
3 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
-
Revenue growth Asset Management: +17.4%+13.1% Q1'26: -63.0% (vs Q1'25)
-
EPS growth Asset Management: +22.7%-813.9% Q1'26: -227.6% (vs Q1'25)
-
FCF margin FCF growth · Asset Management: +27.7%-71.4% Q1'26: +1,067.3% (vs Q1'25)
-
EBIT margin Asset Management: +50.6%-28.8% Q1'26: -33.8% (vs Q1'25)
-
ROIC Asset Management: +6.5%-4.3% Q1'26: -1.1% (vs Q1'25)
-
Share dilution Asset Management: +0.0%+25.6% Q1'26: +21.1% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×-14.78× Q1'26: -56.76× (vs Q1'25)
Valuation Multiples
From
To
Price Forecast (3Y)
From
To
Theoretical Return — If Invested Today
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
Consensus Estimates
| Metric |
Dec 2015 actual |
Dec 2016 actual |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 1 Rev. Ana. 1 EPS Ana. |
Dec 2027 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
17.75M
est: 15.68M (+13.2%)
|
-2.79M
est: 16.46M (-116.9%)
|
8.75M
est: 16.46M (-46.9%)
|
29.73M
est: 24.68M (+20.4%)
|
27.75M
est: 27.28M (+1.7%)
|
27.04M
est: 26.98M (+0.2%)
|
22.90M
est: 23.44M (-2.3%)
|
25.25M
est: 26.68M (-5.4%)
|
24.43M
est: 23.39M (+4.4%)
|
35.83M
est: 35.73M (+0.3%)
|
39.32M
est: 41.33M (-4.9%)
|
44.48M
est: 50.48M (-11.9%)
|
43.07M
41.88M – 44.26M
-14.7% YoY
|
44.65M
43.42M – 45.88M
+3.7% YoY
|
| EBITDA |
-5.20M
est: -3.91M (-33.0%)
|
-9.70M
est: -4.11M (-136.3%)
|
1.41M
est: -4.11M (+134.3%)
|
-2.75M
est: -6.16M (+55.3%)
|
-9.01M
est: -6.81M (-32.3%)
|
-7.55M
est: -6.73M (-12.1%)
|
-31.96M
est: -5.85M (-446.5%)
|
-10.28M
est: -6.66M (-54.4%)
|
-15.58M
est: -5.84M (-167.1%)
|
25.33M
est: -8.91M (+384.2%)
|
3.55M
est: -4.42M (+180.3%)
|
-12.81M
est: -5.40M (-137.0%)
|
-4.61M
-4.74M – -4.48M
+14.7% YoY
|
-4.78M
-4.91M – -4.65M
-3.7% YoY
|
| EBIT |
-5.20M
est: -3.91M (-33.0%)
|
-9.70M
est: -4.11M (-136.3%)
|
-17.79M
est: -4.11M (-333.2%)
|
-2.75M
est: -6.16M (+55.3%)
|
-9.01M
est: -6.81M (-32.3%)
|
-7.55M
est: -6.73M (-12.1%)
|
-31.96M
est: -5.85M (-446.5%)
|
-10.28M
est: -6.66M (-54.4%)
|
-15.58M
est: -5.84M (-167.1%)
|
25.33M
est: -8.91M (+384.2%)
|
3.55M
est: -4.42M (+180.3%)
|
-12.81M
est: -5.40M (-137.0%)
|
-4.61M
-4.74M – -4.48M
+14.7% YoY
|
-4.78M
-4.91M – -4.65M
-3.7% YoY
|
| Net Income |
-5.20M
est: 153.59M (-103.4%)
|
-9.70M
est: 74.47M (-113.0%)
|
-17.79M
est: 74.47M (-123.9%)
|
-2.75M
est: 71.71M (-103.8%)
|
-9.01M
est: 85.28M (-110.6%)
|
-7.55M
est: 63.15M (-112.0%)
|
-31.96M
est: 36.00M (-188.8%)
|
-10.28M
est: 18.59M (-155.3%)
|
-15.58M
est: 17.85M (-187.3%)
|
25.33M
est: 16.44M (+54.1%)
|
3.55M
est: 17.83M (-80.1%)
|
-31.79M
est: 17.92M (-277.4%)
|
14.30M
13.78M – 14.81M
-20.2% YoY
|
13.47M
12.99M – 13.96M
-5.8% YoY
|
| SGA |
2.17M
est: 2.17M (+0.3%)
|
4.08M
est: 2.28M (+79.3%)
|
-12.70
est: 2.28M (-100.0%)
|
3.23M
est: 3.41M (-5.4%)
|
3.48M
est: 3.77M (-7.9%)
|
2.57M
est: 3.73M (-31.2%)
|
3.07M
est: 3.24M (-5.2%)
|
3.63M
est: 3.69M (-1.5%)
|
4.11M
est: 3.23M (+27.1%)
|
4.58M
est: 4.94M (-7.2%)
|
4.60M
est: 4.91M (-6.2%)
|
1.62M
est: 5.99M (-73.0%)
|
5.11M
4.97M – 5.25M
-14.7% YoY
|
5.30M
5.15M – 5.45M
+3.7% YoY
|
| EPS |
-2.11
est: 15.60 (-113.5%)
|
-2.57
est: 7.56 (-134.0%)
|
-6.33
est: 7.56 (-183.7%)
|
-1.42
est: 7.28 (-119.5%)
|
-5.07
est: 8.66 (-158.5%)
|
-4.42
est: 6.41 (-168.9%)
|
-14.41
est: 3.66 (-494.0%)
|
-2.52
est: 1.89 (-233.4%)
|
-2.49
est: 1.81 (-237.3%)
|
3.33
est: 1.67 (+99.4%)
|
0.36
est: 1.43 (-74.9%)
|
-2.57
est: 1.45 (-277.2%)
|
1.16
1.12 – 1.20
-20.2% YoY
|
1.09
1.05 – 1.13
-5.8% YoY
|
Historical Ratings (3M)
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-11 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-08 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-07 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-06 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-05 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-04 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-05-01 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-30 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-29 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-28 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-27 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-24 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-23 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-22 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-21 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-20 | C | 2/5 | 3/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-17 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
| 2026-04-16 | C+ | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 | 1/5 | 4/5 |
Owner Earnings
Owner's Earnings (history)
Owner's Earnings history not available.
Owner alignment
Owner's Earnings TTM
—
OE per share TTM
—
Owner's Yield
—
Maintenance CapEx ratio
—
Maint CapEx / Avg PPE
—
Ownership Overview
Ownership breakdown
At a glance
Institutional holders
2
Total invested
101.9K
Insider transactions (90d)
0
Beneficial owners (>5%)
20
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Lenders Funding, LLC | 3.40M | 12.63% | — | 3.40M | — | 3.40M | OO | New York | 2022-02-04 | ↗ |
| 2 | Robert Zadek | 3.40M | 12.63% | — | 3.40M | — | 3.40M | IN | New York | 2022-02-04 | ↗ |
| 3 | Great Elm Group, Inc. | 2.29M | 30.10% | 1.81M | 473.3K | 1.81M | 10.00 | CO | — | 2022-06-17 | ↗ |
| 4 | Jason Reese | 1.99M | 7.20% | — | 1.99M | — | — | HC, IN | — | 2022-02-14 | ↗ |
| 5 | Great Elm Strategic Partnership I, LLC | 1.85M | 19.60% | 1.85M | — | 1.85M | — | CO | — | 2024-02-13 | ↗ |
| 6 | Imperial Capital Group Holdings, LLC | 1.32M | 4.80% | — | 1.32M | — | 1.32M | OO | — | 2022-02-14 | ↗ |
| 7 | Randall Wooster | 1.32M | 4.80% | — | 1.32M | — | 1.32M | HC, IN | — | 2022-02-14 | ↗ |
| 8 | Imperial Capital Group Holdings II, LLC | 1.20M | 4.40% | — | 1.20M | — | 1.20M | OO | — | 2022-02-14 | ↗ |
| 9 | 1,168,400 | 1.17M | 5.40% | — | 1.17M | — | 1.17M | HC, IN | Texas | 2020-10-14 | ↗ |
| 10 | Summit Grove Partners, LLC | 1.09M | 9.50% | 1.09M | — | 1.09M | — | CO | Delaware | 2024-12-12 | ↗ |
| 11 | Prosper Peak Holdings, LLC | 997.5K | 9.50% | 997.5K | — | 997.5K | — | CO | Delaware | 2024-06-24 | ↗ |
| 12 | Imperial Capital Asset Management, LLC | 678.7K | 2.50% | — | 678.7K | — | 678.7K | IA | — | 2022-02-14 | ↗ |
| 13 | Long Ball Partners, LLC | 678.7K | 2.50% | — | 678.7K | — | 678.7K | OO | — | 2022-02-14 | ↗ |
| 14 | 10 | 500.1K | 2.30% | — | 500.1K | — | 500.1K | PN | Texas | 2020-10-14 | ↗ |
| 15 | Matthew A. Drapkin | 236.1K | 5.10% | 1.6K | 234.5K | 1.6K | 234.5K | IN | — | 2022-06-07 | ↗ |
| 16 | BC Advisors, LLC | 234.5K | 5.10% | — | 234.5K | — | 234.5K | IA, OO | — | 2022-06-07 | ↗ |
| 17 | Northern Right Capital Management, L.P. | 234.5K | 5.10% | 49.1K | 185.3K | 49.1K | 185.3K | IA, PN | — | 2022-06-07 | ↗ |
| 18 | Northern Right Capital (QP), L.P. | 136.4K | 3.00% | 136.4K | — | 136.4K | — | PN | — | 2022-06-07 | ↗ |
| 19 | IC Leverage Income Fund, LLC | 113.6K | 0.40% | — | 113.6K | — | 113.6K | OO | — | 2022-02-14 | ↗ |
| 20 | NRC Partners I, LP | 48.9K | 1.10% | 48.9K | — | 48.9K | — | PN | — | 2022-06-07 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
From
To
13F snapshot — 2026 Q1
Investors holding
2
-24 vs prev Q
New positions
1
Closed positions
25
Increased
1
Reduced
0
Put/Call ratio
0.00
Calls held
—
Puts held
—
Top institutional holders
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | NORTHERN RIGHT CAPITAL MANAGEMENT, L.P. | 798.5K +— (+0.0%) | 5.63M -2.4M (-29.7%) | 6.48% -0.426 pp | 1.48% -0.999 pp | USD12.63 -44.2% | 16 qtrs — |
| 2 | CRUISER CAPITAL ADVISORS, LLC | 130.8K -11.4K (-8.0%) | 921.7K -503.8K (-35.3%) | 1.06% -0.169 pp | 0.78% -0.641 pp | USD9.40 -25.0% | 11 qtrs — |
| 3 | SQUAREPOINT OPS LLC | 106.1K +75.6K (+247.9%) | 747.3K +441.8K (+144.6%) | 0.86% +0.598 pp | 0.00% +0.001 pp | USD7.90 -10.8% | 2 qtrs — |
| 4 | RMB CAPITAL MANAGEMENT, LLC | 60.0K +60.0K (+100.0%) | 422.7K +422.7K (+100.0%) | 0.49% +0.487 pp | 0.01% +0.007 pp | USD7.05 +0.0% | 1 qtrs NEW |
| 5 | GRANBY CAPITAL MANAGEMENT, LLC | 50.0K +50.0K (+100.0%) | 352.3K +352.3K (+100.0%) | 0.41% +0.406 pp | 0.19% +0.188 pp | USD7.05 +0.0% | 1 qtrs NEW |
| 6 | TWO SIGMA INVESTMENTS, LP | 49.5K +49.5K (+100.0%) | 348.9K +348.9K (+100.0%) | 0.40% +0.402 pp | 0.00% +0.001 pp | USD7.05 +0.0% | 1 qtrs NEW |
| 7 | CITADEL ADVISORS LLC | 39.3K +39.3K (+100.0%) | 276.6K +276.6K (+100.0%) | 0.32% +0.319 pp | 0.00% +0.000 pp | USD7.05 +0.0% | 10 qtrs — |
| 8 | JANE STREET GROUP, LLC | 31.2K +31.2K (+100.0%) | 220.0K +220.0K (+100.0%) | 0.25% +0.254 pp | 0.00% +0.000 pp | USD7.05 +0.0% | 1 qtrs NEW |
| 9 | PAPAMARKOU WELLNER ASSET MANAGEMENT INC. | 30.2K +10.7K (+54.9%) | 212.8K +17.4K (+8.9%) | 0.25% +0.077 pp | 0.13% +0.007 pp | USD9.59 -26.5% | 5 qtrs — |
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 29.3K +29.3K (+100.0%) | 206.5K +206.5K (+100.0%) | 0.24% +0.238 pp | 0.00% +0.000 pp | USD7.05 +0.0% | 1 qtrs NEW |
| 11 | MARSHALL WACE, LLP | 27.5K -40.4K (-59.5%) | 193.6K -486.3K (-71.5%) | 0.22% -0.364 pp | 0.00% -0.001 pp | USD10.02 -29.6% | 2 qtrs — |
| 12 | CRESTWOOD ADVISORS GROUP LLC | 26.6K +2.2K (+8.8%) | 187.6K -57.7K (-23.5%) | 0.22% +0.004 pp | 0.00% -0.001 pp | USD9.85 -28.4% | 6 qtrs — |
| 13 | ETHOS FINANCIAL GROUP, LLC | 26.3K +— (+0.0%) | 185.3K -78.3K (-29.7%) | 0.21% -0.014 pp | 0.01% -0.007 pp | USD10.19 -30.8% | 4 qtrs — |
| 14 | TRUEMARK INVESTMENTS, LLC | 21.0K +21.0K (+100.0%) | 147.9K +147.9K (+100.0%) | 0.17% +0.171 pp | 0.03% +0.028 pp | USD7.05 +0.0% | 1 qtrs NEW |
| 15 | NORTHERN TRUST CORP | 11.9K +— (+0.0%) | 83.9K -35.4K (-29.7%) | 0.10% -0.006 pp | 0.00% +0.000 pp | USD10.99 -35.9% | 5 qtrs — |
| 16 | ROCKEFELLER CAPITAL MANAGEMENT L.P. | 10.0K +10.0K (+100.0%) | 70.5K +70.5K (+100.0%) | 0.08% +0.081 pp | 0.00% +0.000 pp | USD7.05 +0.0% | 1 qtrs NEW |
| 17 | TRUST CO OF TOLEDO NA /OH/ | 3.9K +— (+0.0%) | 27.3K -11.5K (-29.7%) | 0.03% -0.002 pp | 0.00% -0.001 pp | USD10.67 -33.9% | 3 qtrs — |
| 18 | ROYAL BANK OF CANADA | 3.1K -359.0 (-10.5%) | 22.0K -13.0K (-37.1%) | 0.02% -0.005 pp | 0.00% +0.000 pp | USD10.53 -33.0% | 11 qtrs — |
| 19 | MORGAN STANLEY | 2.6K -11.9K (-81.8%) | 18.6K -126.7K (-87.2%) | 0.02% -0.104 pp | 0.00% +0.000 pp | USD10.16 -30.6% | 16 qtrs — |
| 20 | ALLWORTH FINANCIAL LP | 1.4K +— (+0.0%) | 9.9K -4.2K (-29.7%) | 0.01% -0.001 pp | 0.00% +0.000 pp | USD10.67 -33.9% | 3 qtrs — |
| 21 | UBS GROUP AG | 1.3K +146.0 (+12.4%) | 9.3K -2.5K (-21.0%) | 0.01% +0.001 pp | 0.00% +0.000 pp | USD10.53 -33.0% | 15 qtrs — |
| 22 | ADVISOR GROUP HOLDINGS, INC. | 1.1K +314.0 (+41.3%) | 7.6K -648.0 (-7.9%) | 0.01% +0.002 pp | 0.00% +0.000 pp | USD9.28 -24.0% | 12 qtrs — |
| 23 | NEWEDGE ADVISORS, LLC | 911.00 +440.0 (+93.4%) | 6.4K +1.7K (+36.0%) | 0.01% +0.003 pp | 0.00% +0.000 pp | USD8.92 -21.0% | 3 qtrs — |
| 24 | WELLS FARGO & COMPANY/MN | 882.00 -33.1K (-97.4%) | 6.2K -334.7K (-98.2%) | 0.01% -0.287 pp | 0.00% 0.000 pp | USD10.02 -29.6% | 16 qtrs — |
| 25 | TRIUMPH CAPITAL MANAGEMENT | 500.00 +— (+0.0%) | 3.5K -1.5K (-29.7%) | 0.00% 0.000 pp | 0.00% -0.001 pp | USD10.02 -29.6% | 2 qtrs — |
| 26 | SRS CAPITAL ADVISORS, INC. | 1.00 +— (+0.0%) | 8.00 -3.0 (-27.3%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD10.00 -29.5% | 4 qtrs — |
| 27 | KESTRA PRIVATE WEALTH SERVICES, LLC | — -14.5K (-100.0%) | — -145.2K (-100.0%) | 0.00% -0.125 pp | 0.00% -0.002 pp | USD— | 2 qtrs SOLD |
| 28 | HRT FINANCIAL LP | — -22.6K (-100.0%) | — -226.0K (-100.0%) | 0.00% -0.196 pp | 0.00% -0.001 pp | USD— | 2 qtrs SOLD |
| 29 | VIRTU FINANCIAL LLC | — -16.0K (-100.0%) | — -160.0K (-100.0%) | 0.00% -0.139 pp | 0.00% -0.009 pp | USD— | 2 qtrs SOLD |
| 30 | SCHONFELD STRATEGIC ADVISORS LLC | — -16.9K (-100.0%) | — -169.3K (-100.0%) | 0.00% -0.146 pp | 0.00% -0.001 pp | USD— | 2 qtrs SOLD |
Ownership breakdown by holder
ETF Ownership
Top ETFs holding this stock
This company is not held by any ETF in our universe.
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
0.24
Bearish
Ratio by volume
0.13
Bearish
Buys
6
Sells
25
Shares acquired
49.0K
Shares disposed
371.6K
Cash buys
—
Cash sales
20.00
Net activity
-322,606
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-02 | Reese Jason W. | Director | — | — | Common Stock | 0 | 0.00 | — | 229,460 | I | ↗ |
| 2025-11-07 | Kaplan Matthew D | Officer | P-Purchase | A | Common Stock | 19,650 | 7.64 | 150.1K | 142,400 | D | ↗ |
| 2025-09-26 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 2,313 | 11.45 | 26.5K | 1,558,260 | D | ↗ |
| 2025-09-25 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 1,696 | 11.45 | 19.4K | 1,560,573 | D | ↗ |
| 2025-09-23 | Kleinman Adam M | Officer | F-InKind | D | Common Stock | 1,361 | 11.43 | 15.6K | 44,597 | D | ↗ |
| 2025-09-23 | Kaplan Matthew D | Officer | F-InKind | D | Common Stock | 8,211 | 11.43 | 93.9K | 122,750 | D | ↗ |
| 2025-09-23 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 1,490 | 11.45 | 17.1K | 1,562,269 | D | ↗ |
| 2025-09-23 | Davis Keri | Officer | F-InKind | D | Common Stock | 2,725 | 11.43 | 31.1K | 21,893 | D | ↗ |
| 2025-09-22 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 48,248 | 11.45 | 552.4K | 1,563,759 | D | ↗ |
| 2025-09-20 | Great Elm Group, Inc. | 10% Owner | J-Other | D | Common Stock | 63,189 | 0.00 | — | 1,358,278 | D | ↗ |
| 2025-09-19 | Kleinman Adam M | Officer | A-Award | A | Common Stock | 5,458 | 0.00 | — | 45,802 | D | ↗ |
| 2025-09-19 | Kaplan Matthew D | Officer | A-Award | A | Common Stock | 1,055 | 0.00 | — | 130,961 | D | ↗ |
| 2025-09-19 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 14,737 | 11.45 | 168.7K | 1,612,007 | D | ↗ |
| 2025-09-19 | Great Elm Group, Inc. | 10% Owner | J-Other | D | Common Stock | 16,612 | 0.00 | — | 1,421,467 | D | ↗ |
| 2025-09-19 | Davis Keri | Officer | A-Award | A | Common Stock | 3,820 | 0.00 | — | 23,212 | D | ↗ |
| 2025-09-18 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 100 | 11.45 | 1.1K | 1,626,744 | D | ↗ |
| 2025-09-15 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 20,938 | 11.45 | 239.7K | 1,626,844 | D | ↗ |
| 2025-08-26 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 21,472 | 11.20 | 240.5K | 1,647,782 | D | ↗ |
| 2025-08-25 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 25,711 | 11.20 | 288.0K | 1,669,254 | D | ↗ |
| 2025-08-22 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 17,956 | 11.20 | 201.1K | 1,694,965 | D | ↗ |
| 2025-08-21 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 26,705 | 11.20 | 299.1K | 1,712,921 | D | ↗ |
| 2025-08-20 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 7,793 | 11.20 | 87.3K | 1,739,626 | D | ↗ |
| 2025-08-18 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 363 | 11.20 | 4.1K | 1,747,419 | D | ↗ |
| 2025-07-11 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 38,793 | 10.95 | 424.8K | 1,747,782 | D | ↗ |
| 2025-07-10 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 8,661 | 10.95 | 94.8K | 1,786,575 | D | ↗ |
| 2025-07-09 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 3,129 | 10.95 | 34.3K | 1,795,236 | D | ↗ |
| 2025-07-08 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 3,218 | 10.95 | 35.2K | 1,798,365 | D | ↗ |
| 2025-07-07 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 11,852 | 10.95 | 129.8K | 1,801,583 | D | ↗ |
| 2025-07-03 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 11,021 | 10.95 | 120.7K | 1,813,435 | D | ↗ |
| 2025-07-02 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 13,324 | 10.95 | 145.9K | 1,824,456 | D | ↗ |
| 2025-06-13 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 2,714 | 11.00 | 29.9K | 1,837,780 | D | ↗ |
| 2025-06-13 | COHEN RICHARD M | Director | P-Purchase | A | Common Stock | 36 | 11.01 | 396.30 | 18,136 | D | ↗ |
| 2025-06-12 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 7,288 | 10.97 | 79.9K | 1,840,494 | D | ↗ |
| 2025-06-12 | COHEN RICHARD M | Director | P-Purchase | A | Common Stock | 3,100 | 10.95 | 33.9K | 18,100 | D | ↗ |
| 2025-06-11 | Great Elm Strategic Partnership I, LLC | 10% Owner | S-Sale | D | Common Stock | 2,642 | 11.20 | 29.6K | 1,847,782 | D | ↗ |
| 2025-06-11 | COHEN RICHARD M | Director | P-Purchase | A | Common Stock | 5,000 | 11.18 | 55.9K | 15,000 | D | ↗ |
| 2025-06-10 | COHEN RICHARD M | Director | P-Purchase | A | Common Stock | 3,500 | 11.13 | 39.0K | 10,000 | D | ↗ |
| 2025-06-09 | COHEN RICHARD M | Director | P-Purchase | A | Common Stock | 2,500 | 11.12 | 27.8K | 6,500 | D | ↗ |
| 2025-06-06 | COHEN RICHARD M | Director | P-Purchase | A | Common Stock | 1,500 | 10.74 | 16.1K | 2,500 | D | ↗ |
| 2025-06-04 | Perry Chad | Director | P-Purchase | A | Common Stock | 1,850 | 10.58 | 19.6K | 1,850 | D | ↗ |
| 2024-12-23 | Great Elm Group, Inc. | 10% Owner | J-Other | D | Common Stock | 2,643 | 10.22 | 27.0K | 1,438,079 | D | ↗ |
| 2024-09-24 | Kleinman Adam M | Officer | J-Other | A | Common Stock | 2,093 | 0.00 | — | 40,344 | D | ↗ |
| 2024-09-24 | Great Elm Group, Inc. | 10% Owner | J-Other | D | Common Stock | 14,977 | 10.09 | 151.1K | 1,440,722 | D | ↗ |
| 2024-09-24 | Davis Keri | Officer | J-Other | A | Common Stock | 213 | 0.00 | — | 19,392 | D | ↗ |
| 2024-09-20 | Kleinman Adam M | Officer | J-Other | A | Common Stock | 6,194 | 0.00 | — | 28,326 | D | ↗ |
| 2024-09-20 | Kaplan Matthew D | Officer | J-Other | A | Common Stock | 42,121 | 0.00 | — | 92,789 | D | ↗ |
| 2024-09-20 | Great Elm Group, Inc. | 10% Owner | J-Other | D | Common Stock | 30,584 | 10.09 | 308.6K | 1,455,699 | D | ↗ |
| 2024-09-20 | Davis Keri | Officer | J-Other | A | Common Stock | 3,717 | 0.00 | — | 18,532 | D | ↗ |
| 2024-09-16 | Drapkin Matthew A | Director | P-Purchase | A | Common Stock | 9,600 | 9.92 | 95.2K | 75,716 | — | ↗ |
| 2024-08-21 | Drapkin Matthew A | Director | P-Purchase | A | Common Stock | 1,310 | 10.12 | 13.3K | 66,116 | — | ↗ |
| 2024-08-20 | Drapkin Matthew A | Director | P-Purchase | A | Common Stock | 3,189 | 10.01 | 31.9K | 64,806 | — | ↗ |
| 2024-03-04 | Great Elm Group, Inc. | 10% Owner | J-Other | D | Common Stock | 1,239 | 10.82 | 13.4K | 1,516,932 | — | ↗ |
| 2024-02-15 | Great Elm Group, Inc. | 10% Owner | J-Other | D | Common Stock | 2,389 | 10.69 | 25.5K | 1,518,171 | — | ↗ |
| 2024-02-08 | Great Elm Strategic Partnership I, LLC | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 1,850,424 | — | ↗ |
| 2023-11-21 | Great Elm Group, Inc. | 10% Owner | P-Purchase | A | Common Stock | 27,000 | 10.05 | 271.4K | 1,520,560 | — | ↗ |
| 2023-10-10 | Kaplan Matthew D | Officer | J-Other | A | Common Stock | 38,668 | 0.00 | — | 50,668 | — | ↗ |
| 2023-09-20 | Great Elm Group, Inc. | 10% Owner | J-Other | D | Common Stock | 26,360 | 9.31 | 245.4K | 1,506,159 | — | ↗ |
| 2023-09-20 | Davis Keri | Officer | J-Other | A | Common Stock | 196 | 0.00 | — | 14,815 | — | ↗ |
| 2023-08-15 | COHEN RICHARD M | Director | P-Purchase | A | Common Stock | 2,612 | 9.47 | 24.7K | 2,612 | — | ↗ |
| 2023-05-19 | Great Elm Group, Inc. | 10% Owner | J-Other | D | Common Stock | 37,268 | 0.00 | — | 1,532,519 | — | ↗ |
| 2023-05-12 | Kuperschmid Mark | Director | P-Purchase | A | Common Stock | 2,000 | 8.01 | 16.0K | 13,972 | — | ↗ |
| 2023-03-10 | Kaplan Matthew D | — | P-Purchase | A | Common Stock | 1,100 | 9.29 | 10.2K | 12,000 | — | ↗ |
| 2023-03-09 | Kaplan Matthew D | — | P-Purchase | A | Common Stock | 1,679 | 9.41 | 15.8K | 10,900 | — | ↗ |
| 2023-03-08 | Kaplan Matthew D | — | P-Purchase | A | Common Stock | 2,201 | 9.46 | 20.8K | 9,221 | — | ↗ |
| 2023-03-07 | Kaplan Matthew D | — | P-Purchase | A | Common Stock | 5,020 | 9.13 | 45.8K | 7,020 | — | ↗ |
| 2023-01-03 | Great Elm Group, Inc. | Director | J-Other | D | Common Stock | 73,176 | 0.00 | — | 0 | — | ↗ |
| 2022-12-22 | Great Elm Group, Inc. | Director | J-Other | D | Common Stock | 1,866 | 8.31 | 15.5K | 1,569,787 | — | ↗ |
| 2022-12-07 | Great Elm Group, Inc. | Director | J-Other | D | Common Stock | 200,000 | 10.00 | 2.00M | 1,571,653 | — | ↗ |
| 2022-09-26 | Great Elm Group, Inc. | Director | J-Other | D | Common Stock | 10,116 | 8.66 | 87.6K | 1,771,653 | — | ↗ |
| 2022-09-24 | Davis Keri | — | J-Other | A | Common Stock | 23 | 0.00 | — | 9,034 | — | ↗ |
| 2022-09-20 | Great Elm Group, Inc. | Director | J-Other | D | Common Stock | 9,947 | 10.18 | 101.3K | 1,781,769 | — | ↗ |
| 2022-09-20 | Davis Keri | — | J-Other | A | Common Stock | 5,894 | 0.00 | — | 9,011 | — | ↗ |
| 2022-08-30 | Great Elm Group, Inc. | Director | J-Other | D | Common Stock | 50,000 | 12.19 | 609.5K | 1,791,716 | — | ↗ |
| 2022-06-15 | Northern Right Capital Management, L.P. | 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 208,932 | — | ↗ |
| 2022-06-15 | Kuperschmid Mark | Director | M-Exempt | D | Subscription Rights | 5,986 | 0.00 | — | 0 | — | ↗ |
| 2022-06-15 | Kleinman Adam M | Officer | M-Exempt | D | Subscription Rights | 4,000 | 12.50 | 50.0K | 0 | — | ↗ |
| 2022-06-15 | Kaplan Matthew D | Director | M-Exempt | A | Common Stock | 1,000 | 12.50 | 12.5K | 2,000 | — | ↗ |
| 2022-06-15 | Great Elm Group, Inc. | Director | M-Exempt | D | Subscription Rights | 400,000 | 0.00 | — | 0 | — | ↗ |
| 2022-06-15 | Drapkin Matthew A | Director | M-Exempt | D | Subscription Rights | 309 | 12.50 | 3.9K | 0 | — | ↗ |
| 2022-05-25 | Drapkin Matthew A | Director | P-Purchase | A | Common Stock | 4,793 | 12.41 | 59.5K | 136,399 | — | ↗ |
| 2022-05-11 | Great Elm Group, Inc. | Director | J-Other | D | Common Stock | 100,000 | 12.50 | 1.25M | 814,111 | — | ↗ |
| 2022-03-15 | Perry Chad | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-03-09 | Drapkin Matthew A | Director | P-Purchase | A | Common Stock | 1,000 | 14.70 | 14.7K | 48,195 | — | ↗ |
| 2022-03-08 | Kaplan Matthew D | Director | P-Purchase | A | Common Stock | 1,000 | 14.00 | 14.0K | 1,000 | — | ↗ |
| 2022-03-04 | Kaplan Matthew D | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-03-04 | Drapkin Matthew A | — | — | I | Common Stock | 0 | 0.00 | — | 131,606 | — | ↗ |
| 2022-03-04 | COHEN RICHARD M | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-09-24 | Reed Peter A | — | J-Other | A | Common Stock | 87,132 | 0.00 | — | 351,636 | — | ↗ |
| 2021-09-24 | Kleinman Adam M | — | J-Other | A | Common Stock | 79,411 | 0.00 | — | 158,907 | — | ↗ |
| 2021-09-24 | Great Elm Group, Inc. | — | J-Other | D | Common Stock | 220,217 | 0.00 | — | 5,319,507 | — | ↗ |
| 2021-09-24 | Davis Keri | — | J-Other | A | Common Stock | 5,147 | 0.00 | — | 18,699 | — | ↗ |
| 2021-09-20 | Lenders Funding LLC /California | — | — | D | Common Stock | 0 | 0.00 | — | 3,397,436 | — | ↗ |
| 2021-03-16 | Falk Erik A | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-02-05 | Great Elm Group, Inc. | — | J-Other | D | Common Stock | 11,254 | 0.00 | — | 5,539,724 | — | ↗ |
| 2021-02-05 | Davis Keri | — | A-Award | A | Common Stock | 11,254 | 0.00 | — | 13,552 | — | ↗ |
| 2021-01-21 | Speller Michael C | Director | A-Award | A | Common Stock | 614 | 0.00 | — | 36,559 | — | ↗ |
| 2021-01-21 | STUART JOHN EDWARD | Director | A-Award | A | Common Stock | 330 | 0.00 | — | 17,202 | — | ↗ |
| 2021-01-21 | Reed Peter A | Director / Officer | A-Award | A | Common Stock | 5,969 | 0.00 | — | 264,504 | — | ↗ |
| 2021-01-21 | Kuperschmid Mark | Director | A-Award | A | Common Stock | 603 | 0.00 | — | 35,917 | — | ↗ |
| 2021-01-21 | Kleinman Adam M | Officer | A-Award | A | Common Stock | 1,795 | 0.00 | — | 79,496 | — | ↗ |
| 2021-01-21 | Horsey Randall Revell | Director | A-Award | A | Common Stock | 572 | 0.00 | — | 25,279 | — | ↗ |
| 2021-01-21 | Great Elm Group, Inc. | 10% Owner | J-Other | A | Common Stock | 125,334 | 0.00 | — | 5,550,978 | — | ↗ |
| 2021-01-21 | Davis Keri | Officer | A-Award | A | Common Stock | 52 | 0.00 | — | 2,298 | — | ↗ |
| 2020-12-29 | Great Elm Group, Inc. | — | — | I | Common Stock | 0 | 0.00 | — | 429,150 | — | ↗ |
| 2020-12-29 | Forest Investments, Inc. | — | J-Other | D | Common Stock | 429,150 | 0.00 | — | 0 | — | ↗ |
| 2020-12-21 | Speller Michael C | Director | A-Award | A | Common Stock | 644 | 0.00 | — | 35,945 | — | ↗ |
| 2020-12-21 | STUART JOHN EDWARD | Director | A-Award | A | Common Stock | 19 | 0.00 | — | 1,016 | — | ↗ |
| 2020-12-21 | Reed Peter A | Director / Officer | A-Award | A | Common Stock | 5,473 | 0.00 | — | 258,535 | — | ↗ |
| 2020-12-21 | Kuperschmid Mark | Director | A-Award | A | Common Stock | 633 | 0.00 | — | 35,314 | — | ↗ |
| 2020-12-21 | Kleinman Adam M | Officer | A-Award | A | Common Stock | 1,646 | 0.00 | — | 77,701 | — | ↗ |
| 2020-12-21 | Horsey Randall Revell | Director | A-Award | A | Common Stock | 524 | 0.00 | — | 24,708 | — | ↗ |
| 2020-12-21 | Great Elm Capital Group, Inc. | 10% Owner | J-Other | A | Common Stock | 9,089 | 0.00 | — | 429,150 | — | ↗ |
| 2020-12-21 | Davis Keri | Officer | A-Award | A | Common Stock | 48 | 0.00 | — | 2,246 | — | ↗ |
| 2020-11-20 | Speller Michael C | Director | A-Award | A | Common Stock | 825 | 0.00 | — | 35,301 | — | ↗ |
| 2020-11-20 | STUART JOHN EDWARD | Director | A-Award | A | Common Stock | 128 | 0.00 | — | 4,880 | — | ↗ |
| 2020-11-20 | Reed Peter A | Director / Officer | A-Award | A | Common Stock | 7,619 | 0.00 | — | 253,062 | — | ↗ |
| 2020-11-20 | Kuperschmid Mark | Director | A-Award | A | Common Stock | 811 | 0.00 | — | 34,681 | — | ↗ |
| 2020-11-20 | Kleinman Adam M | Officer | A-Award | A | Common Stock | 2,291 | 0.00 | — | 76,056 | — | ↗ |
| 2020-11-20 | Horsey Randall Revell | Director | A-Award | A | Common Stock | 730 | 0.00 | — | 24,184 | — | ↗ |
| 2020-11-20 | Great Elm Capital Group, Inc. | 10% Owner | J-Other | A | Common Stock | 12,652 | 0.00 | — | 420,061 | — | ↗ |
| 2020-11-20 | Davis Keri | Officer | A-Award | A | Common Stock | 66 | 0.00 | — | 2,199 | — | ↗ |
| 2020-10-21 | Speller Michael C | Director | A-Award | A | Common Stock | 363 | 0.00 | — | 34,476 | — | ↗ |
| 2020-10-21 | STUART JOHN EDWARD | Director | A-Award | A | Common Stock | 46 | 0.00 | — | 2,248 | — | ↗ |
| 2020-10-21 | Reed Peter A | Director / Officer | A-Award | A | Common Stock | 2,592 | 0.00 | — | 245,443 | — | ↗ |
| 2020-10-21 | Kuperschmid Mark | Director | A-Award | A | Common Stock | 453 | 0.00 | — | 33,870 | — | ↗ |
| 2020-10-21 | Kleinman Adam M | Officer | A-Award | A | Common Stock | 1,011 | 0.00 | — | 73,765 | — | ↗ |
| 2020-10-21 | Horsey Randall Revell | Director | A-Award | A | Common Stock | 362 | 0.00 | — | 23,454 | — | ↗ |
| 2020-10-21 | Great Elm Capital Group, Inc. | 10% Owner | J-Other | A | Common Stock | 6,858 | 0.00 | — | 407,409 | — | ↗ |
| 2020-10-21 | Davis Keri | Officer | A-Award | A | Common Stock | 18 | 0.00 | — | 2,132 | — | ↗ |
| 2020-10-01 | Reed Peter A | Director / Officer | J-Other | A | Common Stock | 56,239 | 2.95 | 165.9K | 242,851 | — | ↗ |
| 2020-10-01 | Great Elm Capital Group, Inc. | 10% Owner | J-Other | A | Common Stock | 863,337 | 2.95 | 2.55M | 5,108,769 | — | ↗ |
| 2020-10-01 | Davis Keri | Officer | J-Other | A | Common Stock | 800 | 2.95 | 2.4K | 2,114 | — | ↗ |
| 2020-09-28 | Speller Michael C | Director | X-InTheMoney | D | Subscription Rights | 16,937 | 2.95 | 50.0K | 0 | — | ↗ |
| 2020-09-28 | STUART JOHN EDWARD | Director | X-InTheMoney | A | Common Stock | 5,773 | 2.95 | 17.0K | 15,871 | — | ↗ |
| 2020-09-28 | Reed Peter A | Director / Officer | X-InTheMoney | A | Common Stock | 92,448 | 2.95 | 272.7K | 186,612 | — | ↗ |
| 2020-09-28 | Kuperschmid Mark | Director | X-InTheMoney | D | Subscription Rights | 12,000 | 2.95 | 35.4K | 0 | — | ↗ |
| 2020-09-28 | Kleinman Adam M | Officer | X-InTheMoney | A | Common Stock | 36,042 | 2.95 | 106.3K | 72,754 | — | ↗ |
| 2020-09-28 | Horsey Randall Revell | Director | X-InTheMoney | A | Common Stock | 10,000 | 2.95 | 29.5K | 23,092 | — | ↗ |
| 2020-09-28 | Great Elm Capital Group, Inc. | 10% Owner | X-InTheMoney | D | Subscription Rights | 151,894 | 2.95 | 448.1K | 0 | — | ↗ |
| 2020-09-28 | Davis Keri | Officer | X-InTheMoney | A | Common Stock | 651 | 2.95 | 1.9K | 1,314 | — | ↗ |
| 2020-09-21 | Speller Michael C | Director | A-Award | A | Common Stock | 239 | 0.00 | — | 17,176 | — | ↗ |
| 2020-09-21 | STUART JOHN EDWARD | Director | A-Award | A | Common Stock | 72 | 0.00 | — | 4,641 | — | ↗ |
| 2020-09-21 | Reed Peter A | Director / Officer | A-Award | A | Common Stock | 1,716 | 0.00 | — | 94,164 | — | ↗ |
| 2020-09-21 | Kuperschmid Mark | Director | A-Award | A | Common Stock | 298 | 0.00 | — | 21,417 | — | ↗ |
| 2020-09-21 | Kleinman Adam M | Officer | A-Award | A | Common Stock | 669 | 0.00 | — | 36,712 | — | ↗ |
| 2020-09-21 | Horsey Randall Revell | Director | A-Award | A | Common Stock | 239 | 0.00 | — | 13,092 | — | ↗ |
| 2020-09-21 | Great Elm Capital Group, Inc. | 10% Owner | A-Award | A | Common Stock | 4,532 | 0.00 | — | 248,657 | — | ↗ |
| 2020-09-21 | Davis Keri | Officer | A-Award | A | Common Stock | 12 | 0.00 | — | 663 | — | ↗ |
| 2020-08-21 | Speller Michael C | Director | A-Award | A | Common Stock | 254 | 0.00 | — | 16,937 | — | ↗ |
| 2020-08-21 | STUART JOHN EDWARD | Director | A-Award | A | Common Stock | 32 | 0.00 | — | 2,172 | — | ↗ |
| 2020-08-21 | Reed Peter A | Director / Officer | A-Award | A | Common Stock | 1,640 | 0.00 | — | 92,448 | — | ↗ |
| 2020-08-21 | Kuperschmid Mark | Director | A-Award | A | Common Stock | 316 | 0.00 | — | 21,119 | — | ↗ |
| 2020-08-21 | Kleinman Adam M | Officer | A-Award | A | Common Stock | 640 | 0.00 | — | 36,043 | — | ↗ |
| 2020-08-21 | Horsey Randall Revell | Director | A-Award | A | Common Stock | 193 | 0.00 | — | 12,853 | — | ↗ |
| 2020-08-21 | Great Elm Capital Group, Inc. | 10% Owner | A-Award | A | Common Stock | 4,337 | 0.00 | — | 244,125 | — | ↗ |
| 2020-08-21 | Davis Keri | Officer | A-Award | A | Common Stock | 12 | 0.00 | — | 651 | — | ↗ |
| 2020-07-15 | Speller Michael C | Director | A-Award | A | Common Stock | 227 | 0.00 | — | 16,683 | — | ↗ |
| 2020-07-15 | STUART JOHN EDWARD | Director | A-Award | A | Common Stock | 41 | 0.00 | — | 9,777 | — | ↗ |
| 2020-07-15 | Reed Peter A | Director / Officer | A-Award | A | Common Stock | 1,755 | 0.00 | — | 90,808 | — | ↗ |
| 2020-07-15 | Kuperschmid Mark | Director | A-Award | A | Common Stock | 283 | 0.00 | — | 20,803 | — | ↗ |
| 2020-07-15 | Kleinman Adam M | Officer | A-Award | A | Common Stock | 685 | 0.00 | — | 35,403 | — | ↗ |
| 2020-07-15 | Horsey Randall Revell | Director | A-Award | A | Common Stock | 245 | 0.00 | — | 12,660 | — | ↗ |
| 2020-07-15 | Great Elm Capital Group, Inc. | 10% Owner | A-Award | A | Common Stock | 4,641 | 0.00 | — | 239,788 | — | ↗ |
| 2020-07-15 | Davis Keri | Officer | A-Award | A | Common Stock | 12 | 0.00 | — | 639 | — | ↗ |
| 2020-06-15 | Speller Michael C | Director | A-Award | A | Common Stock | 216 | 0.00 | — | 16,456 | — | ↗ |
| 2020-06-15 | STUART JOHN EDWARD | Director | A-Award | A | Common Stock | 12 | 0.00 | — | 912 | — | ↗ |
| 2020-06-15 | Reed Peter A | Director / Officer | A-Award | A | Common Stock | 1,682 | 0.00 | — | 89,053 | — | ↗ |
| 2020-06-15 | Kuperschmid Mark | Director | A-Award | A | Common Stock | 270 | 0.00 | — | 20,520 | — | ↗ |
| 2020-06-15 | Kleinman Adam M | Officer | A-Award | A | Common Stock | 657 | 0.00 | — | 34,717 | — | ↗ |
| 2020-06-15 | Horsey Randall Revell | Director | A-Award | A | Common Stock | 235 | 0.00 | — | 12,415 | — | ↗ |
| 2020-06-15 | Great Elm Capital Group, Inc. | 10% Owner | A-Award | A | Common Stock | 26,939 | 0.00 | — | 2,043,434 | — | ↗ |
| 2020-06-15 | Davis Keri | Officer | A-Award | A | Common Stock | 12 | 0.00 | — | 627 | — | ↗ |
| 2020-05-15 | Speller Michael C | Director | A-Award | A | Common Stock | 240 | 0.00 | — | 16,240 | — | ↗ |
| 2020-05-15 | STUART JOHN EDWARD | Director | A-Award | A | Common Stock | 13 | 0.00 | — | 900 | — | ↗ |
| 2020-05-15 | Reed Peter A | Director / Officer | A-Award | A | Common Stock | 2,157 | 0.00 | — | 87,371 | — | ↗ |
| 2020-05-15 | Kuperschmid Mark | Director | A-Award | A | Common Stock | 300 | 0.00 | — | 20,250 | — | ↗ |
| 2020-05-15 | Kleinman Adam M | Officer | A-Award | A | Common Stock | 842 | 0.00 | — | 34,061 | — | ↗ |
| 2020-05-15 | Horsey Randall Revell | Director | A-Award | A | Common Stock | 180 | 0.00 | — | 12,180 | — | ↗ |
| 2020-05-15 | Great Elm Capital Group, Inc. | 10% Owner | A-Award | A | Common Stock | 49,828 | 0.00 | — | 2,016,495 | — | ↗ |
| 2020-05-15 | Davis Keri | Officer | A-Award | A | Common Stock | 15 | 0.00 | — | 615 | — | ↗ |
| 2019-11-20 | Speller Michael C | Director | P-Purchase | A | Common Stock | 5,000 | 7.80 | 39.0K | 16,000 | — | ↗ |
| 2019-11-20 | Kleinman Adam M | Officer | P-Purchase | A | Common Stock | 7,500 | 7.90 | 59.3K | 33,219 | — | ↗ |
| 2019-11-20 | Davis Keri | Officer | P-Purchase | A | Common Stock | 600 | 7.94 | 4.8K | 600 | — | ↗ |
| 2019-08-30 | Kleinman Adam M | Officer | P-Purchase | A | Common Stock | 369 | 8.25 | 3.0K | 25,719 | — | ↗ |
| 2019-08-29 | Kleinman Adam M | Officer | P-Purchase | A | Common Stock | 350 | 8.17 | 2.9K | 25,350 | — | ↗ |
| 2019-08-27 | Horsey Randall Revell | Director | P-Purchase | A | Common Stock | 2,000 | 8.32 | 16.6K | 12,000 | — | ↗ |
| 2019-08-26 | Reed Peter A | Director / Officer | P-Purchase | A | Common Stock | 3,000 | 8.25 | 24.8K | 85,214 | — | ↗ |
| 2019-08-19 | Reed Peter A | Director / Officer | P-Purchase | A | Common Stock | 2,219 | 8.25 | 18.3K | 82,214 | — | ↗ |
| 2019-06-06 | Reed Peter A | Director / Officer | P-Purchase | A | Common Stock | 3,143 | 8.50 | 26.7K | 79,995 | — | ↗ |
| 2019-06-05 | Mast Capital Management, LLC | 10% Owner | S-Sale | D | Common Stock | 55,100 | 8.48 | 467.3K | 1,015,508 | — | ↗ |
| 2019-06-04 | Mast Capital Management, LLC | 10% Owner | S-Sale | D | Common Stock | 5,700 | 8.47 | 48.3K | 1,070,608 | — | ↗ |
| 2019-06-04 | Kleinman Adam M | Officer | P-Purchase | A | Common Stock | 10,000 | 8.50 | 85.0K | 25,000 | — | ↗ |
| 2019-06-03 | Mast Capital Management, LLC | 10% Owner | S-Sale | D | Common Stock | 7,400 | 8.47 | 62.6K | 1,076,308 | — | ↗ |
| 2019-05-31 | Reed Peter A | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 8.58 | 17.2K | 76,852 | — | ↗ |
| 2019-05-31 | Mast Capital Management, LLC | 10% Owner | S-Sale | D | Common Stock | 58,200 | 8.60 | 500.5K | 1,083,708 | — | ↗ |
| 2019-05-30 | Mast Capital Management, LLC | 10% Owner | S-Sale | D | Common Stock | 7,000 | 8.86 | 62.0K | 1,141,908 | — | ↗ |
| 2019-05-29 | Mast Capital Management, LLC | 10% Owner | S-Sale | D | Common Stock | 5,300 | 8.90 | 47.2K | 1,148,908 | — | ↗ |
| 2019-05-28 | Mast Capital Management, LLC | 10% Owner | S-Sale | D | Common Stock | 8,800 | 8.88 | 78.2K | 1,154,208 | — | ↗ |
| 2019-05-24 | Mast Capital Management, LLC | 10% Owner | S-Sale | D | Common Stock | 10,500 | 8.85 | 92.9K | 1,163,008 | — | ↗ |
| 2019-05-23 | Mast Capital Management, LLC | 10% Owner | S-Sale | D | Common Stock | 258,100 | 8.60 | 2.22M | 1,173,508 | — | ↗ |
Executive team
Top executives
EBIT / Employee
-1.07M
Shares Outstanding
11.53M
Executive compensation
Executive compensation (annual)
Executive compensation not available.
CEO compensation breakdown
No CEO compensation history available.
Proxy statements
Proxy statements (DEF 14A)
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Adam Michael Kleinman | General Counsel, Chief Compliance Officer &Secretary | — | male |
| Jason W. Reese | Executive Chairman | — | male |
| Keri A. Davis | Chief Financial Officer & Treasurer | — | female |
| Matthew Dov Kaplan | Chief Executive Officer & President | — | male |
ESG Rating
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity
No Senate trading activity found for this company.
House Trading Activity
No House trading activity found for this company.
Market share among peers
Peer comparison — filtered group (TTM)
Your opinion
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Community Opinion for GECC
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.
