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Gladstone Investment Corp. (GAIN)
USD16.76
+0.24 (+1.45%)
US NASDAQ Financial Services Asset Management
Address
1521 Westbranch Drive 22102
McLean, VA, US
McLean, VA, US
CEO
David A. R. Dullum
Website
gladstoneinvestment.com
IPO
2005-06-23
CIK 1321741 ISIN US3765461070
Also trades on
London Stock Exchange · 0IVR.L (USD)
NASDAQ Global Select · GAIN (USD)
NASDAQ Global Select · GAINI (USD)
NASDAQ Global Select · GAINL (USD)
NASDAQ Global Select · GAINM (USD)
NASDAQ Global Select · GAINN (USD)
NASDAQ Global Select · GAINZ (USD)
Description
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
News Sentiment (7d)
3 articles
- What Makes Gladstone Investment (GAIN) a New Buy Stock Zacks Investment Research
- Gladstone Investment Corporation Acquires DHE Computer Systems, LLC Accesswire
Market Cap & Enterprise Value
Merger & Acquisition History
No mergers or acquisitions recorded for this company.
Technical Outlook
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Signal Summary
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| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
USD16.76
+0.24 (+1.45%)
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Volume Profile
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Liquidity & share structure
Average Volume
332.7K
Beta
0.76
Float Shares
38.94M
Free Float %
97.8%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| +5.34% | -0.36% | +9.51% | +18.60% | +20.41% | +18.68% | +15.94% | +27.34% | +23.64% | +144.90% | +10.24% |
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From
To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow
Revenue by geography
Revenue by segment
From
To
Revenue composition
From
To
By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Analyst Consensus (7 ratings, all time)
Hold
Price Targets & DCF
Current price
16.76
Low
17.00
+1.4%
Consensus
17.00
+1.4%
Median
17.00
+1.4%
High
17.00
+1.4%
DCF (Unlevered)
118.51
+607.1%
DCF (Levered)
96.99
+478.7%
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
Ratings Trend (MoM)
50% Bullish
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 2 | 0 |
| Hold | 2 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Price Target Summary
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | — | — |
| Last Year | 1 |
15.00
-10.5%
|
| All Time | 1 |
15.00
-10.5%
|
Quality scores
Altman Z-Score
0.73
Distress
Piotroski F-Score
4 / 9
Average
MOAT Score
3 / 10
No MOAT
Composite Rating
A-
Overall Score
4 / 5
High
DCF Score
1 / 5
Low
ROE Score
5 / 5
High
ROA Score
5 / 5
High
D/E Score
2 / 5
Medium
P/E Score
4 / 5
High
P/Book Score
3 / 5
Medium
Operational MOAT
✗ Below peers
-
Revenue growth Asset Management: +17.4%-20.5% Q1'26: -1.5% (vs Q1'25)
-
EPS growth Asset Management: +22.7%+168.0% ★ Q1'26: +322.4% (vs Q1'25)
-
FCF margin FCF growth · Asset Management: +27.7%+312.4% ★ Q1'26: +571.4% (vs Q1'25)
-
EBIT margin Asset Management: +50.6%+315.9% ★ Q1'26: +366.7% (vs Q1'25)
-
ROIC Asset Management: +6.5%+18.7% ★ Q1'26: +30.8% (vs Q1'25)
-
Share dilution Asset Management: +0.0%+5.4% Q1'26: +8.4% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×2.39× Q1'26: 1.45× (vs Q1'25)
Valuation Multiples
From
To
Price Forecast (3Y)
From
To
Theoretical Return — If Invested Today
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
Consensus Estimates
| Metric |
Mar 2008 actual |
Mar 2009 actual |
Mar 2011 actual |
Mar 2012 actual |
Mar 2013 actual |
Mar 2014 actual |
Mar 2015 actual |
Mar 2016 actual |
Mar 2017 actual |
Mar 2018 actual |
Mar 2019 actual |
Mar 2020 actual |
Mar 2021 actual |
Mar 2022 actual |
Mar 2023 actual |
Mar 2024 actual |
Mar 2025 actual |
Mar 2026 3 Rev. Ana. 3 EPS Ana. |
Mar 2027 2 Rev. Ana. 2 EPS Ana. |
Mar 2028 2 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
7.08M
est: 26.44M (-73.2%)
|
-5.73M
est: 27.41M (-120.9%)
|
19.40M
est: 24.95M (-22.2%)
|
25.06M
est: 18.52M (+35.3%)
|
19.61M
est: 25.84M (-24.1%)
|
1.11M
est: 32.81M (-96.6%)
|
54.42M
est: 42.01M (+29.6%)
|
33.29M
est: 51.33M (-35.1%)
|
52.94M
est: 52.21M (+1.4%)
|
69.36M
est: 57.23M (+21.2%)
|
105.38M
est: 57.65M (+82.8%)
|
11.96M
est: 64.76M (-81.5%)
|
53.17M
est: 53.68M (-0.9%)
|
112.23M
est: 69.70M (+61.0%)
|
48.53M
est: 82.10M (-40.9%)
|
103.17M
est: 89.18M (+15.7%)
|
89.88M
est: 90.65M (-0.9%)
|
99.69M
99.42M – 99.95M
+10.0% YoY
|
107.18M
106.31M – 108.03M
+7.5% YoY
|
112.47M
109.32M – 117.38M
+4.9% YoY
|
| EBITDA |
10.86M
est: 12.70M (-14.4%)
|
8.42M
est: 11.14M (-24.4%)
|
16.45M
est: 23.62M (-30.4%)
|
21.96M
est: -11.39M (+292.9%)
|
18.09M
est: 2.56M (+605.7%)
|
-971.0K
est: 4.63M (-121.0%)
|
50.66M
est: 24.05M (+110.7%)
|
24.85M
est: 35.35M (-29.7%)
|
44.84M
est: 41.73M (+7.4%)
|
61.19M
est: 46.31M (+32.1%)
|
82.09M
est: 46.08M (+78.2%)
|
-7.23M
est: 35.94M (-120.1%)
|
42.45M
est: -7.97M (+632.6%)
|
102.32M
est: 57.11M (+79.2%)
|
35.55M
est: -92.64M (+138.4%)
|
85.31M
est: 57.04M (+49.6%)
|
65.32M
est: 57.98M (+12.7%)
|
63.76M
63.58M – 63.92M
+10.0% YoY
|
68.54M
67.99M – 69.09M
+7.5% YoY
|
71.93M
69.91M – 75.07M
+4.9% YoY
|
| EBIT |
-941.0K
est: 21.14M (-104.5%)
|
-11.45M
est: 2.80M (-508.5%)
|
16.44M
est: 15.87M (+3.6%)
|
21.97M
est: 11.77M (+86.6%)
|
17.28M
est: 10.97M (+57.5%)
|
-1.33M
est: 26.22M (-105.1%)
|
50.21M
est: 33.57M (+49.6%)
|
24.85M
est: 41.02M (-39.4%)
|
44.76M
est: 41.73M (+7.3%)
|
60.69M
est: 45.74M (+32.7%)
|
81.59M
est: 46.08M (+77.1%)
|
-7.23M
est: 51.76M (-114.0%)
|
42.45M
est: 42.90M (-1.0%)
|
102.32M
est: 55.71M (+83.7%)
|
35.55M
est: 65.62M (-45.8%)
|
85.31M
est: 57.04M (+49.6%)
|
65.32M
est: 57.98M (+12.7%)
|
63.76M
63.58M – 63.92M
+10.0% YoY
|
68.54M
67.99M – 69.09M
+7.5% YoY
|
71.93M
69.91M – 75.07M
+4.9% YoY
|
| Net Income |
-941.0K
est: 9.51M (-109.9%)
|
-11.45M
est: -18.31M (+37.5%)
|
16.44M
est: 33.43M (-50.8%)
|
21.97M
est: 22.59M (-2.7%)
|
17.28M
est: 918.0K (+1,782.2%)
|
-1.33M
est: 2.11M (-163.0%)
|
50.21M
est: 21.04M (+138.7%)
|
24.85M
est: 31.00M (-19.8%)
|
44.76M
est: 55.36M (-19.1%)
|
60.69M
est: 43.11M (+40.8%)
|
81.59M
est: 200.50M (-59.3%)
|
-7.23M
est: 31.69M (-122.8%)
|
42.45M
est: -11.44M (+471.1%)
|
102.32M
est: 97.33M (+5.1%)
|
35.55M
est: -30.23M (+217.6%)
|
85.31M
est: 77.67M (+9.8%)
|
65.32M
est: 33.01M (+97.9%)
|
15.98M
15.35M – 16.61M
-51.6% YoY
|
35.23M
32.53M – 36.36M
+120.5% YoY
|
36.52M
35.19M – 38.59M
+3.7% YoY
|
| SGA |
2.37M
est: -11.42M (+120.7%)
|
2.53M
est: 2.54M (-0.5%)
|
2.46M
est: 7.79M (-68.4%)
|
2.83M
est: 6.08M (-53.5%)
|
2.61M
est: 8.60M (-69.6%)
|
3.13M
est: 4.25M (-26.4%)
|
3.26M
est: 4.72M (-30.9%)
|
4.24M
est: 10.42M (-59.4%)
|
4.19M
est: 11.70M (-64.2%)
|
4.12M
est: 10.53M (-60.9%)
|
6.12M
est: 22.68M (-73.0%)
|
6.42M
est: 12.44M (-48.4%)
|
5.88M
est: 5.98M (-1.7%)
|
6.40M
est: 6.46M (-0.9%)
|
7.00M
est: 6.88M (+1.7%)
|
6.15M
est: 7.50M (-18.0%)
|
8.21M
est: 7.62M (+7.7%)
|
8.38M
8.36M – 8.41M
+10.0% YoY
|
9.01M
8.94M – 9.09M
+7.5% YoY
|
9.46M
9.19M – 9.87M
+4.9% YoY
|
| EPS |
-0.06
est: 0.85 (-106.7%)
|
-0.53
est: 0.73 (-172.6%)
|
0.74
est: 0.39 (+92.2%)
|
0.99
est: 0.50 (+98.0%)
|
0.71
est: 0.62 (+14.5%)
|
-0.05
est: 0.53 (-109.5%)
|
1.88
est: 0.82 (+130.7%)
|
0.82
est: 0.71 (+15.9%)
|
1.48
est: 0.74 (+99.3%)
|
1.88
est: 0.77 (+143.4%)
|
2.49
est: 0.61 (+307.3%)
|
-0.22
est: 0.91 (-124.3%)
|
1.28
est: 0.66 (+93.9%)
|
3.08
est: 0.48 (+541.7%)
|
1.07
est: 1.09 (-1.5%)
|
2.47
est: 1.99 (+24.4%)
|
1.78
est: 0.84 (+110.9%)
|
0.41
0.40 – 0.43
-51.9% YoY
|
0.88
0.84 – 0.94
+116.7% YoY
|
0.94
0.91 – 1.00
+7.2% YoY
|
Historical Ratings (3M)
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-11 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-05-08 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-05-07 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-05-06 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-05-05 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-05-04 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-05-01 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-04-30 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-04-29 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-04-28 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-04-27 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-04-24 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-23 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-04-22 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-04-21 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-04-20 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-04-17 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-16 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
Owner Earnings
Owner's Earnings (history)
Owner's Earnings history not available.
Owner alignment
Owner's Earnings TTM
—
OE per share TTM
—
Owner's Yield
—
Maintenance CapEx ratio
—
Maint CapEx / Avg PPE
—
Ownership Overview
Ownership breakdown
At a glance
Institutional holders
35
Total invested
42.90M
Insider transactions (90d)
0
Beneficial owners (>5%)
11
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Burgundy Asset Management Ltd. | 2.64M | 10.12% | 1.72M | — | 2.64M | — | IA | Canada | 2013-02-11 | ↗ |
| 2 | Management Ltd. | 2.48M | 11.21% | 1.64M | — | 2.48M | — | IA | Canada | 2012-02-15 | ↗ |
| 3 | 04-2683227 | 2.19M | 9.90% | — | 2.19M | — | — | IA | Massachusetts | 2009-02-17 | ↗ |
| 4 | 20-0532180 | 1.42M | 5.35% | 1.42M | — | 1.42M | — | BD | Delaware USA | 2015-02-11 | ↗ |
| 5 | (1) BlackRock, Inc. | 1.33M | 5.00% | 1.27M | — | 1.33M | — | HC | Delaware | 2014-01-29 | ↗ |
| 6 | 11-3694007 | 867.0K | 5.20% | — | 867.0K | — | 867.0K | OO | Citizenship or Place of Organization | 2006-08-11 | ↗ |
| 7 | Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. #16-1290558 | 784.3K | 15.26% | 784.3K | — | 784.3K | — | IA | New York | 2018-02-14 | ↗ |
| 8 | QVT Financial GP LLC 11-3694007 | 226.5K | 1.37% | — | 226.5K | — | 226.5K | OO | Citizenship or Place of Organization | 2007-02-12 | ↗ |
| 9 | QVT Financial LP 11-3694008 | 226.5K | 1.37% | — | 226.5K | — | 226.5K | PN | Citizenship or Place of Organization | 2007-02-12 | ↗ |
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | — | 0.00% | — | — | — | — | IA | DELAWARE | 2019-02-14 | ↗ |
| 11 | Van Berkom & Associates Inc. | — | 0.00% | — | — | 376.55M | — | IA | Canada | 2016-07-20 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
From
To
13F snapshot — 2026 Q1
Investors holding
35
-58 vs prev Q
New positions
5
Closed positions
62
Increased
17
Reduced
6
Put/Call ratio
0.00
Calls held
—
Puts held
—
Top institutional holders
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | UNION BANCAIRE PRIVEE, UBP SA | 15.4K -4.4K (-22.3%) | 32.96M -7.9M (-19.3%) | 0.04% -0.015 pp | 0.39% -0.189 pp | USD13.30 +5.0% | 5 qtrs — |
| 2 | MELIA WEALTH LLC | 1.13M -70.3K (-5.9%) | 15.75M -802.4K (-4.8%) | 2.84% -0.404 pp | 7.28% +0.034 pp | USD13.99 -0.1% | 8 qtrs — |
| 3 | VAN ECK ASSOCIATES CORP | 799.0K -55.8K (-6.5%) | 11.16M -651.0K (-5.5%) | 2.01% -0.302 pp | 0.01% -0.002 pp | USD13.25 +5.4% | 52 qtrs — |
| 4 | UBS GROUP AG | 713.0K +228.2K (+47.1%) | 9.96M +3.3M (+48.7%) | 1.80% +0.483 pp | 0.00% +0.001 pp | USD13.67 +2.2% | 45 qtrs — |
| 5 | MORGAN STANLEY | 335.7K +17.7K (+5.6%) | 4.69M +295.2K (+6.7%) | 0.85% -0.016 pp | 0.00% +0.000 pp | USD13.32 +4.9% | 51 qtrs — |
| 6 | BLACKROCK, INC. | 319.8K +4.2K (+1.3%) | 4.47M +105.7K (+2.4%) | 0.81% -0.049 pp | 0.00% +0.000 pp | USD14.16 -1.3% | 6 qtrs — |
| 7 | PFG ADVISORS | 305.2K +205.5K (+206.0%) | 4.26M +2.9M (+209.4%) | 0.77% +0.499 pp | 0.21% +0.151 pp | USD12.51 +11.7% | 29 qtrs — |
| 8 | LEGAL & GENERAL GROUP PLC | 273.8K +51.2K (+23.0%) | 3.83M +756.9K (+24.6%) | 0.69% +0.087 pp | 0.00% +0.000 pp | USD11.59 +20.5% | 75 qtrs — |
| 9 | OUTFITTER FINANCIAL LLC | 204.3K +2.5K (+1.2%) | 2.85M +64.5K (+2.3%) | 0.52% -0.032 pp | 2.25% -0.011 pp | USD10.31 +35.5% | 21 qtrs — |
| 10 | LPL FINANCIAL LLC | 193.9K -1.8K (-0.9%) | 2.71M +3.9K (+0.1%) | 0.49% -0.042 pp | 0.00% +0.000 pp | USD11.94 +17.0% | 23 qtrs — |
| 11 | TWO SIGMA INVESTMENTS, LP | 190.2K +190.2K (+100.0%) | 2.66M +2.7M (+100.0%) | 0.48% +0.480 pp | 0.00% +0.004 pp | USD13.97 +0.0% | 27 qtrs — |
| 12 | MARSHALL WACE, LLP | 164.6K -130.8K (-44.3%) | 2.30M -1.8M (-43.7%) | 0.41% -0.385 pp | 0.00% -0.002 pp | USD13.87 +0.7% | 3 qtrs — |
| 13 | BLAIR WILLIAM & CO/IL | 154.5K -10.4K (-6.3%) | 2.16M -121.0K (-5.3%) | 0.39% -0.058 pp | 0.01% 0.000 pp | USD11.13 +25.5% | 34 qtrs — |
| 14 | DAVENPORT & CO LLC | 137.9K +2.6K (+1.9%) | 1.93M +56.5K (+3.0%) | 0.35% -0.019 pp | 0.01% +0.000 pp | USD9.21 +51.7% | 51 qtrs — |
| 15 | CASSADAY & CO WEALTH MANAGEMENT LLC | 132.0K +4.0K (+3.1%) | 1.84M +75.1K (+4.2%) | 0.33% -0.014 pp | 0.04% -0.002 pp | USD13.34 +4.7% | 5 qtrs — |
| 16 | TWO SIGMA ADVISERS, LP | 111.4K +111.4K (+100.0%) | 1.56M +1.6M (+100.0%) | 0.28% +0.281 pp | 0.00% +0.003 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 17 | LEGACY CAPITAL WEALTH PARTNERS, LLC | 111.3K +10.1K (+10.0%) | 1.56M +156.6K (+11.2%) | 0.28% +0.006 pp | 0.33% +0.030 pp | USD13.98 -0.1% | 18 qtrs — |
| 18 | ATLANTIC UNION BANKSHARES CORP | 97.2K -2.6K (-2.6%) | 1.36M -21.7K (-1.6%) | 0.24% -0.026 pp | 0.03% -0.001 pp | USD11.70 +19.4% | 27 qtrs — |
| 19 | ADVISORS ASSET MANAGEMENT, INC. | 94.8K -19.1K (-16.7%) | 1.32M -249.1K (-15.8%) | 0.24% -0.070 pp | 0.02% -0.005 pp | USD11.03 +26.7% | 62 qtrs — |
| 20 | BAIRD FINANCIAL GROUP, INC. | 90.8K +1.0 (+0.0%) | 1.27M +13.6K (+1.1%) | 0.23% -0.017 pp | 0.00% +0.000 pp | USD12.11 +15.4% | 14 qtrs — |
| 21 | ADVISOR GROUP HOLDINGS, INC. | 88.4K +70.6K (+395.5%) | 1.24M +984.2K (+392.3%) | 0.22% +0.175 pp | 0.00% +0.002 pp | USD13.24 +5.5% | 24 qtrs — |
| 22 | UNITED ADVISOR GROUP, LLC | 70.8K -7.7K (-9.8%) | 988.4K -95.6K (-8.8%) | 0.18% -0.034 pp | 0.12% -0.023 pp | USD14.04 -0.5% | 9 qtrs — |
| 23 | ALBERT D MASON INC | 66.8K +15.8K (+31.0%) | 933.7K +228.7K (+32.4%) | 0.17% +0.030 pp | 0.61% +0.155 pp | USD10.64 +31.3% | 22 qtrs — |
| 24 | ROYAL BANK OF CANADA | 66.2K +3.0K (+4.7%) | 926.0K +52.0K (+5.9%) | 0.17% -0.004 pp | 0.00% +0.000 pp | USD12.34 +13.2% | 51 qtrs — |
| 25 | INVESCO LTD. | 54.2K -5.2K (-8.8%) | 757.5K -64.0K (-7.8%) | 0.14% -0.024 pp | 0.00% +0.000 pp | USD14.21 -1.7% | 7 qtrs — |
| 26 | GREAT WEST LIFE ASSURANCE CO /CAN/ | 50.4K +2.1K (+4.3%) | 706.0K +40.0K (+6.0%) | 0.13% -0.004 pp | 0.00% +0.000 pp | USD13.62 +2.6% | 32 qtrs — |
| 27 | RAYMOND JAMES FINANCIAL INC | 49.7K +5.8K (+13.2%) | 694.8K +87.4K (+14.4%) | 0.13% +0.006 pp | 0.00% +0.000 pp | USD13.39 +4.3% | 5 qtrs — |
| 28 | VIRTUS INVESTMENT ADVISERS, INC. | 49.5K -20.8K (-29.5%) | 691.4K -279.5K (-28.8%) | 0.12% -0.066 pp | 0.19% -0.090 pp | USD13.47 +3.7% | 4 qtrs — |
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 49.1K -4.9K (-9.1%) | 685.9K -60.4K (-8.1%) | 0.12% -0.023 pp | 0.00% +0.000 pp | USD14.00 -0.2% | 25 qtrs — |
| 30 | TRUEMARK INVESTMENTS, LLC | 41.7K +41.7K (+100.0%) | 582.2K +582.2K (+100.0%) | 0.11% +0.105 pp | 0.11% +0.111 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 31 | GLOBAL STRATEGIC MANAGEMENT INC | 39.0K +39.0K (+100.0%) | 545.0K +545.0K (+100.0%) | 0.10% +0.098 pp | 0.45% +0.454 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 32 | CITADEL ADVISORS LLC | 37.4K +5.7K (+18.0%) | 522.5K +84.4K (+19.3%) | 0.09% +0.008 pp | 0.00% +0.000 pp | USD13.85 +0.9% | 31 qtrs — |
| 33 | GARNER ASSET MANAGEMENT CORP | 36.3K +4.0 (+0.0%) | 507.0K +5.5K (+1.1%) | 0.09% -0.007 pp | 0.19% -0.008 pp | USD10.26 +36.2% | 35 qtrs — |
| 34 | CETERA INVESTMENT ADVISERS | 30.9K -2.4K (-7.3%) | 432.2K -29.2K (-6.3%) | 0.08% -0.013 pp | 0.00% 0.000 pp | USD14.22 -1.8% | 7 qtrs — |
| 35 | COMMONWEALTH EQUITY SERVICES, LLC | 28.4K -2.7K (-8.7%) | 396.7K -33.3K (-7.7%) | 0.07% -0.013 pp | 0.00% +0.000 pp | USD14.00 -0.2% | 8 qtrs — |
| 36 | NORTHERN TRUST CORP | 25.3K -2.1K (-7.6%) | 354.0K -25.2K (-6.6%) | 0.06% -0.011 pp | 0.00% +0.000 pp | USD14.21 -1.7% | 6 qtrs — |
| 37 | NEWEDGE ADVISORS, LLC | 20.5K +1.1K (+5.6%) | 285.8K +18.1K (+6.7%) | 0.05% -0.001 pp | 0.00% 0.000 pp | USD13.37 +4.5% | 8 qtrs — |
| 38 | COLONY GROUP, LLC | 20.3K +100.0 (+0.5%) | 280.5K +1.4K (+0.5%) | 0.05% -0.004 pp | 0.00% 0.000 pp | USD13.39 +4.3% | 4 qtrs — |
| 39 | JANNEY MONTGOMERY SCOTT LLC | 19.4K +— (+0.0%) | 271.0K +3.0K (+1.1%) | 0.05% -0.004 pp | 0.00% +0.000 pp | USD13.82 +1.1% | 2 qtrs — |
| 40 | AMERIFLEX GROUP, INC. | 19.3K -23.0K (-54.4%) | 269.7K -315.4K (-53.9%) | 0.05% -0.066 pp | 0.14% -0.079 pp | USD13.82 +1.1% | 5 qtrs — |
| 41 | PROSPERITY FINANCIAL GROUP, INC. | 16.0K -3.4K (-17.5%) | 223.5K -44.6K (-16.6%) | 0.04% -0.012 pp | 0.08% -0.018 pp | USD12.93 +8.0% | 13 qtrs — |
| 42 | WELLS FARGO & COMPANY/MN | 14.8K +1.5K (+11.3%) | 206.4K +22.9K (+12.5%) | 0.04% +0.001 pp | 0.00% +0.000 pp | USD12.96 +7.8% | 57 qtrs — |
| 43 | STATE OF WYOMING | 14.7K -11.3K (-43.6%) | 204.9K -154.5K (-43.0%) | 0.04% -0.034 pp | 0.02% -0.019 pp | USD13.87 +0.7% | 13 qtrs — |
| 44 | PRIVATE ADVISOR GROUP, LLC | 14.3K -1.4K (-9.1%) | 199.6K -17.7K (-8.1%) | 0.04% -0.007 pp | 0.00% 0.000 pp | USD13.87 +0.7% | 15 qtrs — |
| 45 | JANE STREET GROUP, LLC | 14.0K +14.0K (+100.0%) | 195.7K +195.7K (+100.0%) | 0.04% +0.035 pp | 0.00% +0.000 pp | USD13.97 +0.0% | 6 qtrs — |
| 46 | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | 14.0K +— (+0.0%) | 195.6K +2.1K (+1.1%) | 0.04% -0.003 pp | 0.00% 0.000 pp | USD13.82 +1.1% | 2 qtrs — |
| 47 | ENVESTNET ASSET MANAGEMENT INC | 14.0K -1.4K (-9.1%) | 195.5K -17.2K (-8.1%) | 0.04% -0.006 pp | 0.00% +0.000 pp | USD14.07 -0.7% | 7 qtrs — |
| 48 | BANK OF AMERICA CORP /DE/ | 12.4K +3.4K (+38.5%) | 173.1K +49.4K (+40.0%) | 0.03% +0.007 pp | 0.00% +0.000 pp | USD13.78 +1.4% | 52 qtrs — |
| 49 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 12.1K +12.1K (+100.0%) | 168.3K +168.3K (+100.0%) | 0.03% +0.031 pp | 0.00% +0.000 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 50 | FOUNDATIONS INVESTMENT ADVISORS, LLC | 12.0K -482.0 (-3.9%) | 167.2K -4.9K (-2.8%) | 0.03% -0.004 pp | 0.00% 0.000 pp | USD14.27 -2.1% | 3 qtrs — |
| 51 | HARDY REED LLC | 11.1K +190.0 (+1.7%) | 155.2K +4.3K (+2.8%) | 0.03% -0.002 pp | 0.01% +0.000 pp | USD13.42 +4.1% | 4 qtrs — |
| 52 | SOUND INCOME STRATEGIES, LLC | 10.7K +10.7K (+100.0%) | 151.1K +151.1K (+100.0%) | 0.03% +0.027 pp | 0.01% +0.007 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 53 | PRIME CAPITAL INVESTMENT ADVISORS, LLC | 10.7K -2.0 (0.0%) | 149.9K +1.6K (+1.1%) | 0.03% -0.002 pp | 0.00% +0.000 pp | USD13.82 +1.1% | 2 qtrs — |
| 54 | NORTHROCK PARTNERS, LLC | 10.3K +10.3K (+100.0%) | 143.4K +143.4K (+100.0%) | 0.03% +0.026 pp | 0.00% +0.002 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 55 | ABEL HALL, LLC | 10.0K +10.0K (+100.0%) | 139.7K +139.7K (+100.0%) | 0.03% +0.025 pp | 0.03% +0.033 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 56 | REGISTER FINANCIAL ADVISORS LLC | 9.5K +9.5K (+100.0%) | 132.7K +132.7K (+100.0%) | 0.02% +0.024 pp | 0.05% +0.052 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 57 | JPMORGAN CHASE & CO | 6.9K -334.0 (-4.6%) | 96.6K -3.6K (-3.6%) | 0.02% -0.002 pp | 0.00% +0.000 pp | USD14.08 -0.8% | 6 qtrs — |
| 58 | ALLWORTH FINANCIAL LP | 5.2K +27.0 (+0.5%) | 72.2K +1.1K (+1.6%) | 0.01% -0.001 pp | 0.00% +0.000 pp | USD14.26 -2.0% | 6 qtrs — |
| 59 | NORTH STAR INVESTMENT MANAGEMENT CORP. | 5.0K +— (+0.0%) | 69.9K +750.0 (+1.1%) | 0.01% -0.001 pp | 0.00% 0.000 pp | USD12.34 +13.2% | 48 qtrs — |
| 60 | AQUATIC CAPITAL MANAGEMENT LLC | 3.6K +3.6K (+100.0%) | 49.8K +49.8K (+100.0%) | 0.01% +0.009 pp | 0.00% +0.001 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 61 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 3.0K -600.0 (-16.7%) | 41.9K -7.8K (-15.8%) | 0.01% -0.002 pp | 0.00% 0.000 pp | USD13.94 +0.2% | 7 qtrs — |
| 62 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2.2K +2.2K (+100.0%) | 30.6K +30.6K (+100.0%) | 0.01% +0.006 pp | 0.00% +0.002 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 63 | TOWER RESEARCH CAPITAL LLC (TRC) | 2.0K +1.5K (+271.3%) | 28.6K +21.0K (+275.4%) | 0.01% +0.004 pp | 0.00% +0.001 pp | USD13.81 +1.2% | 9 qtrs — |
| 64 | NATIONAL BANK OF CANADA /FI/ | 2.0K +1.0K (+100.0%) | 28.0K +14.2K (+102.5%) | 0.01% +0.002 pp | 0.00% +0.000 pp | USD14.00 -0.2% | 8 qtrs — |
| 65 | KENTUCKY TRUST CO | 2.0K +— (+0.0%) | 27.9K +300.0 (+1.1%) | 0.01% 0.000 pp | 0.01% 0.000 pp | USD13.25 +5.4% | 5 qtrs — |
| 66 | KESTRA ADVISORY SERVICES, LLC | 1.9K +1.9K (+100.0%) | 26.1K +26.1K (+100.0%) | 0.00% +0.005 pp | 0.00% +0.000 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 67 | RITTER DANIHER FINANCIAL ADVISORY LLC / DE | 1.5K +1.5K (+100.0%) | 21.6K +21.6K (+100.0%) | 0.00% +0.004 pp | 0.00% +0.004 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 68 | MAI CAPITAL MANAGEMENT | 1.4K +550.0 (+64.2%) | 19.7K +7.8K (+66.0%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD13.75 +1.6% | 5 qtrs — |
| 69 | JONES FINANCIAL COMPANIES LLLP | 1.3K +— (+0.0%) | 18.0K +232.0 (+1.3%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD13.77 +1.5% | 6 qtrs — |
| 70 | EVERSOURCE WEALTH ADVISORS, LLC | 1.2K +— (+0.0%) | 16.8K +180.0 (+1.1%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD12.87 +8.5% | 13 qtrs — |
| 71 | CORECAP ADVISORS, LLC | 1.0K +1.0K (+100.0%) | 14.1K +14.1K (+100.0%) | 0.00% +0.003 pp | 0.00% +0.001 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 72 | ORG PARTNERS LLC | 1.0K +— (+0.0%) | 14.0K +150.0 (+1.1%) | 0.00% 0.000 pp | 0.00% 0.000 pp | USD13.82 +1.1% | 2 qtrs — |
| 73 | SIGNATUREFD, LLC | 999.00 -91.0 (-8.3%) | 14.0K -1.1K (-7.4%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD14.10 -0.9% | 20 qtrs — |
| 74 | COMERICA BANK | 950.00 +— (+0.0%) | 13.3K +143.0 (+1.1%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD14.27 -2.1% | 3 qtrs — |
| 75 | CITIGROUP INC | 805.00 +795.0 (+7,950.0%) | 11.2K +11.1K (+8,049.3%) | 0.00% +0.002 pp | 0.00% +0.000 pp | USD13.97 +0.0% | 11 qtrs — |
| 76 | CALDWELL SUTTER CAPITAL, INC. | 800.00 +— (+0.0%) | 11.2K +120.0 (+1.1%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD12.93 +8.0% | 13 qtrs — |
| 77 | CREWE ADVISORS LLC | 766.00 +— (+0.0%) | 10.7K +115.0 (+1.1%) | 0.00% 0.000 pp | 0.00% 0.000 pp | USD13.82 +1.1% | 2 qtrs — |
| 78 | SUNBELT SECURITIES, INC. | 704.00 +12.0 (+1.7%) | 9.8K +272.0 (+2.8%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD13.82 +1.1% | 2 qtrs — |
| 79 | PFLUG KOORY, LLC | 675.00 +— (+0.0%) | 9.4K +101.0 (+1.1%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD14.45 -3.3% | 6 qtrs — |
| 80 | FARTHER FINANCE ADVISORS, LLC | 673.00 -544.0 (-44.7%) | 9.4K -7.4K (-44.1%) | 0.00% -0.002 pp | 0.00% 0.000 pp | USD13.37 +4.5% | 4 qtrs — |
| 81 | ASSETMARK, INC | 622.00 +— (+0.0%) | 8.7K +93.0 (+1.1%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD14.27 -2.1% | 3 qtrs — |
| 82 | CREATIVE FINANCIAL DESIGNS INC /ADV | 600.00 +— (+0.0%) | 8.4K +90.0 (+1.1%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD13.25 +5.4% | 12 qtrs — |
| 83 | PARALLEL ADVISORS, LLC | 263.00 +— (+0.0%) | 3.7K +39.0 (+1.1%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD13.51 +3.4% | 24 qtrs — |
| 84 | LARSON FINANCIAL GROUP LLC | 232.00 +4.0 (+1.8%) | 3.2K +89.0 (+2.8%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD13.14 +6.3% | 11 qtrs — |
| 85 | WEALTHCOLLAB, LLC | 145.00 +145.0 (+100.0%) | 2.0K +2.0K (+100.0%) | 0.00% +0.000 pp | 0.00% +0.001 pp | USD13.97 +0.0% | 1 qtrs NEW |
| 86 | VALLEY NATIONAL ADVISERS INC | 150.00 +— (+0.0%) | 2.0K +— (+0.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD10.24 +36.4% | 23 qtrs — |
| 87 | OAKWORTH CAPITAL, INC. | 100.00 +— (+0.0%) | 1.4K +15.0 (+1.1%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD14.27 -2.1% | 3 qtrs — |
| 88 | US BANCORP \DE\ | 46.00 +46.0 (+100.0%) | 643.00 +643.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD13.96 +0.1% | 1 qtrs NEW |
| 89 | QUADRANT CAPITAL GROUP LLC | 37.00 +— (+0.0%) | 517.00 +5.0 (+1.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD13.81 +1.2% | 15 qtrs — |
| 90 | EXCHANGE TRADED CONCEPTS, LLC | 28.00 -28.0 (-50.0%) | 391.00 -383.0 (-49.5%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD14.25 -2.0% | 3 qtrs — |
| 91 | HARBOUR INVESTMENTS, INC. | 10.00 +— (+0.0%) | 140.00 +2.0 (+1.4%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD12.90 +8.3% | 13 qtrs — |
| 92 | DHJJ FINANCIAL ADVISORS, LTD. | 5.00 +— (+0.0%) | 70.00 +— (+0.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD12.60 +10.9% | 10 qtrs — |
| 93 | ADVISORY SERVICES NETWORK, LLC | — -15.0 (-100.0%) | — -202.0 (-100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 94 | GENEOS WEALTH MANAGEMENT INC. | — -9.0K (-100.0%) | — -124.4K (-100.0%) | 0.00% -0.024 pp | 0.00% -0.003 pp | USD— | 4 qtrs SOLD |
| 95 | OXFORD ASSET MANAGEMENT LLP | — -17.7K (-100.0%) | — -245.0K (-100.0%) | 0.00% -0.048 pp | 0.00% -0.083 pp | USD— | 2 qtrs SOLD |
| 96 | MARINER, LLC | — -10.1K (-100.0%) | — -139.8K (-100.0%) | 0.00% -0.027 pp | 0.00% 0.000 pp | USD— | 2 qtrs SOLD |
| 97 | MAGNETAR FINANCIAL LLC | — -30.1K (-100.0%) | — -415.8K (-100.0%) | 0.00% -0.082 pp | 0.00% -0.003 pp | USD— | 2 qtrs SOLD |
| 98 | MILLENNIUM MANAGEMENT LLC | — -44.5K (-100.0%) | — -615.6K (-100.0%) | 0.00% -0.121 pp | 0.00% 0.000 pp | USD— | 15 qtrs SOLD |
| 99 | D. E. SHAW & CO., INC. | — -43.1K (-100.0%) | — -596.3K (-100.0%) | 0.00% -0.117 pp | 0.00% 0.000 pp | USD— | 5 qtrs SOLD |
Ownership breakdown by holder
ETF Ownership
Top ETFs holding this stock
Held by 6 ETFs in our universe
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Virtus Private Credit Strategy ETF VPC | 1.19% | 361.3K | 10.60% |
| 2 | FT Confluence BDC & Specialty Finance Income ETF FBDC | 1.05% | 362.0K | 12.44% |
| 3 | VanEck BDC Income ETF BIZD | 0.82% | 13.09M | 9.69% |
| 4 | Invesco Global Listed Private Equity ETF PSP | 0.53% | 1.20M | 1.80% |
| 5 | iShares Listed Private Equity UCITS ETF IDPE.L | 0.27% | 2.08M | 0.75% |
| 6 | iShares Listed Private Equity UCITS ETF IPRA.AS | 0.27% | 231.8K | 0.75% |
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Ratio by volume
0.00
Bearish
Buys
0
Sells
1
Shares acquired
—
Shares disposed
3.0K
Cash buys
—
Cash sales
—
Net activity
-3,000
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-20 | Sateri John | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2026-03-20 | Lee Christopher James | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2026-03-20 | Highland Erika P | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-07-10 | Hellmold Erich Michael | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-11-08 | Ritchie Taylor | Officer | — | — | Common Stock | 0 | 0.00 | — | 1,668 | D | ↗ |
| 2024-10-10 | DULLUM DAVID A R | Officer | G-Gift | D | Common Stock | 3,000 | 0.00 | — | 0 | I | ↗ |
| 2024-08-22 | Gorka Katharine C | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-11-06 | Easton Rachael Z. | Officer | P-Purchase | A | Common Stock | 650 | 14.67 | 9.5K | 1,400 | — | ↗ |
| 2023-08-07 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 5,000 | 13.39 | 67.0K | 149,916 | — | ↗ |
| 2023-03-16 | Easton Rachael Z. | Officer | P-Purchase | A | Common Stock | 375 | 13.12 | 4.9K | 750 | — | ↗ |
| 2023-03-14 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 3,000 | 12.84 | 38.5K | 144,916 | — | ↗ |
| 2023-02-06 | WILKINSON WALTER H | Director | P-Purchase | A | Common Stock | 3,661 | 13.96 | 51.1K | 26,154 | — | ↗ |
| 2022-12-16 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 3,000 | 13.06 | 39.2K | 141,916 | — | ↗ |
| 2022-10-11 | Novara Paula | Director | — | D | Common Stock | 0 | 0.00 | — | 1,333 | — | ↗ |
| 2022-08-19 | Smith Jennifer A | Officer | P-Purchase | A | Common Stock | 100 | 15.61 | 1.6K | 100 | — | ↗ |
| 2022-06-14 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 4,000 | 12.75 | 51.0K | 138,916 | — | ↗ |
| 2022-05-20 | Easton Rachael Z. | Officer | P-Purchase | A | Common Stock | 175 | 14.52 | 2.5K | 375 | — | ↗ |
| 2022-02-24 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 2,500 | 14.69 | 36.7K | 134,916 | — | ↗ |
| 2022-02-23 | Easton Rachael Z. | Officer | P-Purchase | A | Common Stock | 200 | 14.93 | 3.0K | 200 | — | ↗ |
| 2021-12-13 | Easton Rachael Z. | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-03 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 3,000 | 16.54 | 49.6K | 129,416 | — | ↗ |
| 2020-12-31 | GLADSTONE DAVID | Director / Officer | — | D | Common Stock | 0 | 0.00 | — | 655,804 | — | ↗ |
| 2020-03-23 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 2,500 | 6.80 | 17.0K | 126,416 | — | ↗ |
| 2020-03-23 | BRUBAKER TERRY LEE | Director / Officer | P-Purchase | A | Common Stock | 2,500 | 6.83 | 17.1K | 16,233 | — | ↗ |
| 2020-03-20 | RYAN JULIA | Officer | P-Purchase | A | Common stock | 2,500 | 8.18 | 20.4K | 4,000 | — | ↗ |
| 2020-03-19 | BRUBAKER TERRY LEE | Director / Officer | P-Purchase | A | Common Stock | 2,500 | 6.73 | 16.8K | 13,733 | — | ↗ |
| 2020-03-18 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 8,000 | 7.20 | 57.6K | 123,916 | — | ↗ |
| 2020-03-18 | BRUBAKER TERRY LEE | Director / Officer | P-Purchase | A | Common Stock | 2,500 | 7.35 | 18.4K | 11,233 | — | ↗ |
| 2020-03-16 | LiCalsi Michael | Officer | P-Purchase | A | Common stock | 1,000 | 8.73 | 8.7K | 9,144 | — | ↗ |
| 2020-03-12 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 5,000 | 8.99 | 45.0K | 115,916 | — | ↗ |
| 2020-03-11 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 10,000 | 10.49 | 104.9K | 110,916 | — | ↗ |
| 2020-03-02 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 3,300 | 11.86 | 39.1K | 100,916 | — | ↗ |
| 2019-09-13 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 2,400 | 12.44 | 29.9K | 97,616 | — | ↗ |
| 2019-09-09 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 20,581 | 11.99 | 246.8K | 666,554 | — | ↗ |
| 2019-08-16 | BRUBAKER TERRY LEE | Director / Officer | S-Sale | D | Common Stock | 21,502 | 11.52 | 247.7K | 8,733 | — | ↗ |
| 2019-08-14 | BRUBAKER TERRY LEE | Director / Officer | S-Sale | D | Common Stock | 21,502 | 11.38 | 244.7K | 30,235 | — | ↗ |
| 2019-06-04 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 2,000 | 11.10 | 22.2K | 95,216 | — | ↗ |
| 2018-12-12 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 1,400 | 9.90 | 13.9K | 93,216 | — | ↗ |
| 2018-11-08 | RYAN JULIA | Officer | P-Purchase | A | Common stock | 1,500 | 9.98 | 15.0K | 1,500 | — | ↗ |
| 2018-11-08 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 5,600 | 9.94 | 55.7K | 91,816 | — | ↗ |
| 2018-03-05 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 5,000 | 9.56 | 47.8K | 86,216 | — | ↗ |
| 2017-11-28 | WILKINSON WALTER H | Director | P-Purchase | A | Common Stock | 5,730 | 10.84 | 62.1K | 14,416 | — | ↗ |
| 2017-06-14 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 20,000 | 9.25 | 185.0K | 645,973 | — | ↗ |
| 2017-03-13 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 8.70 | 43.5K | 621,973 | — | ↗ |
| 2017-03-13 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 5,000 | 8.77 | 43.8K | 81,216 | — | ↗ |
| 2017-03-09 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 900 | 8.50 | 7.7K | 76,216 | — | ↗ |
| 2017-03-06 | BRUBAKER TERRY LEE | Director / Officer | S-Sale | D | Common Stock | 104,936 | 9.18 | 963.3K | 43,711 | — | ↗ |
| 2017-03-03 | BRUBAKER TERRY LEE | Director / Officer | S-Sale | D | Common Stock | 59,963 | 9.20 | 551.7K | 139,915 | — | ↗ |
| 2016-11-07 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 4,000 | 7.65 | 30.6K | 73,565 | — | ↗ |
| 2016-08-16 | BRUBAKER TERRY LEE | Director / Officer | S-Sale | D | Common Stock | 15,317 | 8.78 | 134.5K | 198,864 | — | ↗ |
| 2016-08-15 | BRUBAKER TERRY LEE | Director / Officer | S-Sale | D | Common Stock | 4,380 | 8.74 | 38.3K | 0 | — | ↗ |
| 2016-08-12 | BRUBAKER TERRY LEE | Director / Officer | S-Sale | D | Common Stock | 500 | 8.66 | 4.3K | 9,781 | — | ↗ |
| 2016-02-08 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 5,000 | 6.69 | 33.5K | 69,565 | — | ↗ |
| 2015-12-14 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 90,000 | 7.53 | 677.7K | 616,973 | — | ↗ |
| 2015-07-14 | RYAN JULIA | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2015-06-15 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 2,379 | 7.92 | 18.9K | 526,973 | — | ↗ |
| 2015-06-01 | Merrick Caren D | Director | P-Purchase | A | Common Stock | 1,965 | 7.63 | 15.0K | 1,965 | — | ↗ |
| 2015-03-13 | WILKINSON WALTER H | Director | P-Purchase | A | Common Stock | 6,750 | 7.39 | 49.9K | 6,750 | — | ↗ |
| 2014-12-09 | Watson David Hibbert | Officer | P-Purchase | A | Common Stock | 500 | 6.98 | 3.5K | 11,580 | — | ↗ |
| 2014-12-09 | DULLUM DAVID A R | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 7.00 | 35.0K | 64,565 | — | ↗ |
| 2014-12-08 | DULLUM DAVID A R | Director / Officer | P-Purchase | A | Common Stock | 700 | 7.09 | 5.0K | 59,565 | — | ↗ |
| 2014-11-17 | Merrick Caren D | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2014-11-13 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 50,000 | 7.35 | 367.4K | 368,384 | — | ↗ |
| 2014-10-07 | WILKINSON WALTER H | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2014-08-08 | BRUBAKER TERRY LEE | Officer | P-Purchase | A | Common Stock | 40,000 | 7.33 | 293.2K | 202,453 | — | ↗ |
| 2014-07-15 | Smith Jennifer A | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2014-03-14 | LiCalsi Michael | Officer | P-Purchase | A | Common Stock | 100 | 8.20 | 820.00 | 3,452 | — | ↗ |
| 2014-03-14 | DULLUM DAVID A R | Director / Officer | P-Purchase | A | Common Stock | 15,000 | 8.30 | 124.5K | 58,865 | — | ↗ |
| 2014-02-10 | Watson David Hibbert | Officer | P-Purchase | A | Common Stock | 1,000 | 7.43 | 7.4K | 11,080 | — | ↗ |
| 2014-02-10 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 7.43 | 14.9K | 317,495 | — | ↗ |
| 2014-02-07 | BRUBAKER TERRY LEE | Officer | P-Purchase | A | Common Stock | 80,000 | 7.41 | 592.8K | 157,434 | — | ↗ |
| 2013-12-12 | BRUBAKER TERRY LEE | Director / Officer | P-Purchase | A | Common Stock | 29,100 | 7.59 | 220.9K | 76,759 | — | ↗ |
| 2013-12-11 | BRUBAKER TERRY LEE | Director / Officer | P-Purchase | A | Common Stock | 2,800 | 7.55 | 21.1K | 47,459 | — | ↗ |
| 2013-12-10 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 24,000 | 7.55 | 181.1K | 315,495 | — | ↗ |
| 2013-12-09 | BRUBAKER TERRY LEE | Director / Officer | P-Purchase | A | Common Stock | 1,000 | 7.51 | 7.5K | 44,659 | — | ↗ |
| 2013-11-27 | BRUBAKER TERRY LEE | Officer | P-Purchase | A | Common Stock | 3,000 | 7.56 | 22.7K | 43,659 | — | ↗ |
| 2013-11-26 | BRUBAKER TERRY LEE | Director / Officer | P-Purchase | A | Common Stock | 7,900 | 7.54 | 59.6K | 40,659 | — | ↗ |
| 2013-11-18 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 20,000 | 7.38 | 147.6K | 291,494 | — | ↗ |
| 2013-11-13 | DULLUM DAVID A R | Officer | P-Purchase | A | Common Stock | 1,000 | 7.31 | 7.3K | 42,516 | — | ↗ |
| 2013-11-11 | Watson David Hibbert | Officer | P-Purchase | A | Common Stock | 3,600 | 7.35 | 26.4K | 10,080 | — | ↗ |
| 2013-02-01 | GLADSTONE DAVID | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-10-10 | Earhart Terry | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-03-14 | ADELGREN PAUL W | Director | P-Purchase | A | Common Stock | 875 | 7.96 | 7.0K | 3,715 | — | ↗ |
| 2012-01-30 | GLADSTONE DAVID | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-11-15 | Morrison Melissa | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-09-12 | Mead Gerard | Director | P-Purchase | A | Common Stock | 100 | 6.33 | 633.00 | 12,466 | — | ↗ |
| 2011-09-09 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 6,000 | 6.33 | 38.0K | 250,254 | — | ↗ |
| 2011-09-06 | Watson David Hibbert | Officer | P-Purchase | A | Common Stock | 1,000 | 6.44 | 6.4K | 6,164 | — | ↗ |
| 2011-09-06 | DULLUM DAVID A R | Director / Officer | P-Purchase | A | Common Stock | 4,000 | 6.40 | 25.6K | 34,716 | — | ↗ |
| 2011-09-06 | BRUBAKER TERRY LEE | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 6.58 | 65.8K | 30,018 | — | ↗ |
| 2011-08-11 | BRUBAKER TERRY LEE | Director / Officer | S-Sale | D | Common Stock | 9,500 | 6.80 | 64.6K | 19,910 | — | ↗ |
| 2011-08-10 | Mead Gerard | Director | P-Purchase | A | Common Stock | 100 | 6.88 | 688.00 | 12,379 | — | ↗ |
| 2011-08-09 | BRUBAKER TERRY LEE | Director / Officer | S-Sale | D | Common Stock | 500 | 6.98 | 3.5K | 29,410 | — | ↗ |
| 2011-08-05 | BRUBAKER TERRY LEE | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 7.30 | 73.0K | 29,910 | — | ↗ |
| 2011-06-06 | Watson David Hibbert | Officer | P-Purchase | A | Common Stock | 500 | 7.00 | 3.5K | 5,060 | — | ↗ |
| 2011-06-01 | DULLUM DAVID A R | Director / Officer | P-Purchase | A | Common Stock | 3,398 | 7.37 | 25.0K | 30,716 | — | ↗ |
| 2011-05-26 | Watson David Hibbert | Officer | P-Purchase | A | Common Stock | 1,000 | 7.22 | 7.2K | 4,539 | — | ↗ |
| 2011-02-24 | ADELGREN PAUL W | Director | P-Purchase | A | Common Stock | 650 | 7.76 | 5.0K | 2,619 | — | ↗ |
| 2011-02-07 | LiCalsi Michael | Officer | P-Purchase | A | Common Stock | 402 | 7.80 | 3.1K | 1,436 | — | ↗ |
| 2011-02-04 | Reilly John | Director | P-Purchase | A | Common Stock | 4,000 | 7.61 | 30.4K | 4,000 | — | ↗ |
| 2011-02-04 | DULLUM DAVID A R | Director / Officer | P-Purchase | A | Common Stock | 3,000 | 7.69 | 23.1K | 27,318 | — | ↗ |
| 2011-02-02 | GLADSTONE DAVID | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-01-11 | Reilly John | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2010-11-19 | DULLUM DAVID A R | Director / Officer | P-Purchase | A | Common Stock | 1,500 | 7.70 | 11.6K | 24,318 | — | ↗ |
| 2010-09-30 | BRUBAKER TERRY LEE | Director / Officer | P-Purchase | A | Common Stock | 4,300 | 6.78 | 29.2K | 19,071 | — | ↗ |
| 2010-08-11 | Watson David Hibbert | Officer | P-Purchase | A | Common Stock | 1,500 | 6.38 | 9.6K | 3,000 | — | ↗ |
| 2010-08-11 | LiCalsi Michael | Officer | P-Purchase | A | Common Stock | 1,000 | 6.30 | 6.3K | 1,000 | — | ↗ |
| 2010-08-06 | LiCalsi Michael | Officer | P-Purchase | A | Common Stock | 968 | 6.38 | 6.2K | 2,500 | — | ↗ |
| 2010-08-05 | Watson David Hibbert | Officer | P-Purchase | A | Common Stock | 1,500 | 6.50 | 9.8K | 1,500 | — | ↗ |
| 2010-06-30 | BRUBAKER TERRY LEE | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2010-03-15 | BRUBAKER TERRY LEE | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2010-01-25 | Watson David Hibbert | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2009-10-19 | LiCalsi Michael | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2009-02-24 | Mead Gerard | Director | P-Purchase | A | Common Stock | 1,000 | 3.33 | 3.3K | 10,132 | — | ↗ |
| 2009-02-24 | DULLUM DAVID A R | Director / Officer | P-Purchase | A | Common Stock | 4,000 | 2.92 | 11.7K | 24,167 | — | ↗ |
| 2008-12-12 | Jones Danielle | — | — | D | Common Stock | 0 | 0.00 | — | 100 | — | ↗ |
| 2008-11-28 | BRUBAKER TERRY LEE | Director / Officer | P-Purchase | A | Common Stock | 500 | 4.69 | 2.3K | 16,050 | — | ↗ |
| 2008-11-19 | Mead Gerard | Director | P-Purchase | A | Common Stock | 1,000 | 3.34 | 3.3K | 8,643 | — | ↗ |
| 2008-11-14 | DULLUM DAVID A R | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 3.81 | 7.6K | 20,167 | — | ↗ |
| 2008-11-13 | Mead Gerard | Director | P-Purchase | A | Common Stock | 1,000 | 3.67 | 3.7K | 7,643 | — | ↗ |
| 2008-11-12 | STELLJES GEORGE III | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 3.95 | 7.9K | 20,995 | — | ↗ |
| 2008-11-12 | Perrigo Mark | Officer | P-Purchase | A | Common Stock | 250 | 3.96 | 990.00 | 561 | — | ↗ |
| 2008-11-10 | DULLUM DAVID A R | Director / Officer | P-Purchase | A | Common Stock | 3,000 | 5.18 | 15.5K | 18,167 | — | ↗ |
| 2008-09-16 | Perrigo Mark | Officer | P-Purchase | A | Common Stock | 110 | 6.19 | 680.90 | 310 | — | ↗ |
| 2008-09-16 | Mead Gerard | Director | P-Purchase | A | Common Stock | 200 | 6.14 | 1.2K | 6,240 | — | ↗ |
| 2008-09-15 | Mead Gerard | Director | P-Purchase | A | Common Stock | 500 | 6.44 | 3.2K | 6,040 | — | ↗ |
| 2008-09-02 | DULLUM DAVID A R | Director / Officer | P-Purchase | A | Common Stock | 3,000 | 7.43 | 22.3K | 15,167 | — | ↗ |
| 2008-06-27 | STELLJES GEORGE III | Director / Officer | P-Purchase | A | Common Stock | 1,000 | 6.31 | 6.3K | 18,323 | — | ↗ |
| 2008-06-27 | Mead Gerard | Director | P-Purchase | A | Common Stock | 1,000 | 6.34 | 6.3K | 5,389 | — | ↗ |
| 2008-06-06 | Perrigo Mark | Officer | P-Purchase | A | Common Stock | 200 | 8.49 | 1.7K | 200 | — | ↗ |
| 2008-06-04 | Mead Gerard | Director | P-Purchase | A | Common Stock | 1,000 | 8.44 | 8.4K | 4,389 | — | ↗ |
| 2008-06-02 | Mead Gerard | Director | P-Purchase | A | Common Stock | 500 | 8.66 | 4.3K | 3,389 | — | ↗ |
| 2008-04-21 | Williams Allyson | — | X-InTheMoney | A | Common Stock | 71 | 7.48 | 531.08 | 286 | — | ↗ |
| 2008-04-21 | STELLJES GEORGE III | Officer | X-InTheMoney | D | Subscription Rights (right to buy) | 4,285 | 0.00 | — | 0 | — | ↗ |
| 2008-04-21 | PARKER ANTHONY W | Director | X-InTheMoney | A | Common Stock | 1,370 | 7.48 | 10.2K | 5,480 | — | ↗ |
| 2008-04-21 | OUTLAND JOHN H | Director | X-InTheMoney | A | Common Stock | 505 | 7.48 | 3.8K | 1,581 | — | ↗ |
| 2008-04-21 | Mead Gerard | Director | X-InTheMoney | A | Common Stock | 356 | 7.48 | 2.7K | 1,426 | — | ↗ |
| 2008-04-21 | Gerson Gary | Officer | X-InTheMoney | A | Common Stock | 111 | 7.48 | 830.28 | 445 | — | ↗ |
| 2008-04-21 | GLADSTONE DAVID | Director / Officer | X-InTheMoney | D | Subscription Rights (right to buy) | 43,138 | 7.48 | 322.7K | 0 | — | ↗ |
| 2008-04-21 | ENGLISH MICHELA A | Director | X-InTheMoney | A | Common Stock | 333 | 7.48 | 2.5K | 1,333 | — | ↗ |
| 2008-04-21 | DULLUM DAVID A R | Director / Officer | X-InTheMoney | A | Common Stock | 2,704 | 7.48 | 20.2K | 10,818 | — | ↗ |
| 2008-04-21 | Cheetham Kevin | — | X-InTheMoney | D | Subscription Rights (right to buy) | 84 | 7.48 | 628.32 | 0 | — | ↗ |
| 2008-04-21 | BRUBAKER TERRY LEE | Director / Officer | X-InTheMoney | A | Common Stock | 666 | 7.48 | 5.0K | 2,666 | — | ↗ |
| 2008-04-21 | BRILL HARRY | — | X-InTheMoney | A | Common Stock | 284 | 7.48 | 2.1K | 1,136 | — | ↗ |
| 2008-04-21 | ADELGREN PAUL W | Director | X-InTheMoney | A | Common Stock | 358 | 7.48 | 2.7K | 1,434 | — | ↗ |
| 2008-04-08 | Gray Gresford | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-12-28 | STELLJES GEORGE III | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 9.93 | 19.9K | 12,609 | — | ↗ |
| 2007-12-27 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 10.02 | 50.1K | 121,558 | — | ↗ |
| 2007-12-18 | Cheetham Kevin | Director | P-Purchase | A | Common Stock | 250 | 10.17 | 2.5K | 250 | — | ↗ |
| 2007-12-14 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 1,000 | 10.67 | 10.7K | 116,558 | — | ↗ |
| 2007-10-09 | Williams Allyson | — | — | D | Common Stock | 0 | 0.00 | — | 215 | — | ↗ |
| 2007-10-09 | Dellafiora John | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2007-08-16 | Mead Gerard | Director | P-Purchase | A | Common Stock | 400 | 12.00 | 4.8K | 1,016 | — | ↗ |
| 2007-08-15 | Mead Gerard | Director | P-Purchase | A | Common Stock | 100 | 12.00 | 1.2K | 616 | — | ↗ |
| 2007-08-13 | DULLUM DAVID A R | Director | P-Purchase | A | Common Stock | 1,000 | 12.42 | 12.4K | 9,126 | — | ↗ |
| 2007-03-13 | Mead Gerard | Director | P-Purchase | A | Common Stock | 300 | 14.44 | 4.3K | 503 | — | ↗ |
| 2006-12-29 | STELLJES GEORGE III | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 15.31 | 76.6K | 10,318 | — | ↗ |
| 2006-12-27 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 6,200 | 15.11 | 93.7K | 112,477 | — | ↗ |
| 2006-12-08 | ADELGREN PAUL W | Director | P-Purchase | A | Common Stock | 1,000 | 14.92 | 14.9K | 1,000 | — | ↗ |
| 2006-11-27 | Mead Gerard | Director | P-Purchase | A | Common Stock | 200 | 14.44 | 2.9K | 200 | — | ↗ |
| 2006-09-22 | Cheetham Kevin | — | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2006-04-17 | Gerson Gary | Officer | — | D | Common Stock | 0 | 0.00 | — | 100 | — | ↗ |
| 2005-06-28 | STELLJES GEORGE III | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 13.95 | 69.8K | 5,000 | — | ↗ |
| 2005-06-28 | PARKER ANTHONY W | Director | P-Purchase | A | Common Stock | 3,584 | 13.95 | 50.0K | 3,584 | — | ↗ |
| 2005-06-28 | OUTLAND JOHN H | Director | P-Purchase | A | Common Stock | 1,000 | 13.95 | 14.0K | 1,000 | — | ↗ |
| 2005-06-28 | GLADSTONE DAVID | Director / Officer | P-Purchase | A | Common Stock | 100,000 | 13.95 | 1.40M | 100,100 | — | ↗ |
| 2005-06-28 | ENGLISH MICHELA A | Director | P-Purchase | A | Common Stock | 1,000 | 13.95 | 14.0K | 1,000 | — | ↗ |
| 2005-06-28 | DULLUM DAVID A R | Director | P-Purchase | A | Common Stock | 1,000 | 13.95 | 14.0K | 1,000 | — | ↗ |
| 2005-06-28 | BRUBAKER TERRY LEE | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 13.95 | 27.9K | 2,000 | — | ↗ |
| 2005-06-28 | BRILL HARRY | Officer | P-Purchase | A | Common Stock | 750 | 13.95 | 10.5K | 750 | — | ↗ |
| 2005-06-22 | STELLJES GEORGE III | Director / Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-06-22 | PARKER ANTHONY W | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-06-22 | OUTLAND JOHN H | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-06-22 | GLADSTONE DAVID | Director / Officer / 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 100 | — | ↗ |
| 2005-06-22 | ENGLISH MICHELA A | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-06-22 | DULLUM DAVID A R | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-06-22 | COULON MAURICE | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-06-22 | BRUBAKER TERRY LEE | Director / Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-06-22 | BRILL HARRY | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2005-06-22 | ADELGREN PAUL W | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
Executive team
Top executives
EBIT / Employee
30.5K
Shares Outstanding
39.82M
Executive compensation
Executive compensation (annual)
Executive compensation not available.
CEO compensation breakdown
No CEO compensation history available.
Proxy statements
Proxy statements (DEF 14A)
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| David A. R. Dullum | CEO & President | 33.0K | male |
| Daniel Crump | Director | — | male |
| David John Gladstone | Chairman & Chief Executive Officer | — | male |
| Erich Hellmold | Co-General Counsel & Co-Secretary | — | male |
| Erika Highland | Executive Vice President | — | female |
| Jennifer A. Smith | Chief Valuation Officer | — | female |
| John Anthony Dellafiora Jr. | Chief Compliance Officer | — | male |
| John Sateri | Chief Investment Officer | — | male |
| Michael Bernard LiCalsi | Chief Administrative Officer, Co-General Counsel & Co-Secretary | — | male |
| Michael W. Cueter | Director | — | male |
| Mitchell Grant | Director | — | male |
| Paula Novara | Head of Resources Management & Director | — | female |
ESG Rating
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity
No Senate trading activity found for this company.
House Trading Activity
No House trading activity found for this company.
Market share among peers
Peer comparison — filtered group (TTM)
Your opinion
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Community Opinion for GAIN
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.
