Español 
Deutsch 
Français 
MSCI World Index (MSC)
NASDAQ Composite (NASDAQ)
FTSE China A50 Index (FGI)
STOXX Europe 600 (SIX)
Nikkei 300 (OSA)
NIFTY 50 (NSE)
DAX Performance Index (XETRA)
FTSE 100 (FGI)
CAC 40 (EURONEXT)
Fidus Investment Corporation (FDUS)
USD20.36
-0.07 (-0.34%)
US NASDAQ Financial Services Asset Management
Address
1603 Orrington Avenue 60201
Evanston, IL, US
Evanston, IL, US
CEO
Edward H. Ross
Website
fdus.com
IPO
2011-06-21
CIK 1513363 ISIN US3165001070
Also trades on
NASDAQ Global Select · FDUS (USD)
NASDAQ Global Select · FDUSZ (USD)
Description
Fidus Investment Corporation functions as a Business Development Company (BDC), offering capital solutions for diverse corporate endeavors. These encompass management buyouts, debt restructuring, ownership transitions, capital reorganizations, strategic acquisitions, and initiatives for growth and business expansion, frequently employing mezzanine financing. The firm's financial instruments span a variety of debt options, including senior secured, unitranche, subordinated, junior secured, and second lien loans, in addition to senior subordinated notes, preferred equity, and warrants. Notably, Fidus explicitly refrains from investing in distressed companies or those undergoing turnarounds. The company prioritizes investments in sectors such as aerospace and defense, a broad spectrum of business services, consumer products and services (including retail, food, and beverage), healthcare products and services, industrial goods and services, information technology services, specialized manufacturing, transportation and logistics, and value-added distribution. Its geographic focus is exclusively on enterprises located within the United States. Fidus typically commits between $5 million and $15 million per transaction, targeting companies with annual revenues ranging from $10 million to $150 million and annual EBITDA between $3 million and $20 million; however, it retains the flexibility to pursue opportunities beyond these standard financial parameters. Furthermore, the firm aims to secure minority equity positions and board observation rights in conjunction with its capital deployments.
News Sentiment (7d)
Based on only 1 article — low confidence
- Strength Seen in Fidus Investment (FDUS): Can Its 5.6% Jump Turn into More Strength? Zacks Investment Research
Market Cap & Enterprise Value
Merger & Acquisition History
No mergers or acquisitions recorded for this company.
Technical Outlook
Loading outlook…
Loading forecast...
Signal Summary
Loading…
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
Loading risk profile…
Price Chart
USD20.36
-0.07 (-0.34%)
Loading historical data…
Volume Profile
Loading…
Liquidity & share structure
Average Volume
271.6K
Beta
0.73
Float Shares
37.63M
Free Float %
99.1%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| +0.86% | -3.08% | +4.72% | +0.11% | -4.12% | -2.23% | -6.72% | +0.75% | +12.72% | +23.90% | +25.80% |
Rolling Volatility
Loading…
Drawdown
Loading…
Relative Strength
Loading…
Monthly Returns Heatmap
From
To
Loading…
Annual Monthly Returns
Loading…
Daily Returns Distribution
Loading histogram data…
Revenue flow
Revenue by geography
Revenue by segment
From
To
Revenue composition
From
To
By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Analyst Consensus (12 ratings, all time)
Buy
Price Targets & DCF
Current price
20.36
DCF (Unlevered)
65.25
+220.5%
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
Ratings Trend (MoM)
100% Bullish
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 2 | 0 |
| Buy | 3 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Quality scores
Altman Z-Score
1.08
Distress
Piotroski F-Score
5 / 9
Average
MOAT Score
5 / 10
Developing
Composite Rating
B+
Overall Score
3 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
4 / 5
High
ROA Score
5 / 5
High
D/E Score
3 / 5
Medium
P/E Score
3 / 5
Medium
P/Book Score
3 / 5
Medium
Operational MOAT
✗ Below peers
-
Revenue growth Asset Management: +17.4%+40.1% ★ Q1'26: +16.8% (vs Q1'25)
-
EPS growth Asset Management: +22.7%-3.3% Q1'26: -1.9% (vs Q1'25)
-
FCF margin FCF growth · Asset Management: +27.7%+54.1% ★ Q1'26: +36.8% (vs Q1'25)
-
EBIT margin Asset Management: +50.6%+75.5% ★ Q1'26: +84.3% (vs Q1'25)
-
ROIC Asset Management: +6.5%+8.5% ★ Q1'26: +12.5% (vs Q1'25)
-
Share dilution Asset Management: +0.0%+8.9% Q1'26: +11.4% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×5.35× Q1'26: 2.13× (vs Q1'25)
Valuation Multiples
From
To
Price Forecast (3Y)
From
To
Theoretical Return — If Invested Today
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
Consensus Estimates
| Metric |
Dec 2015 actual |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 2 Rev. Ana. 3 EPS Ana. |
Dec 2027 2 Rev. Ana. 3 EPS Ana. |
Dec 2028 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
30.26M
est: 51.04M (-40.7%)
|
47.30M
est: 58.29M (-18.9%)
|
51.69M
est: 69.35M (-25.5%)
|
56.87M
est: 70.45M (-19.3%)
|
71.01M
est: 78.05M (-9.0%)
|
57.38M
est: 81.85M (-29.9%)
|
146.41M
est: 86.81M (+68.7%)
|
71.62M
est: 92.93M (-22.9%)
|
108.60M
est: 140.81M (-22.9%)
|
113.68M
est: 145.36M (-21.8%)
|
159.25M
est: 152.91M (+4.1%)
|
177.51M
169.70M – 183.46M
+16.1% YoY
|
181.91M
167.31M – 196.50M
+2.5% YoY
|
171.10M
163.41M – 178.16M
-5.9% YoY
|
| EBITDA |
35.80M
est: 35.76M (+0.1%)
|
52.59M
est: 40.84M (+28.8%)
|
54.06M
est: 48.59M (+11.3%)
|
63.89M
est: 49.36M (+29.4%)
|
49.09M
est: 67.35M (-27.1%)
|
32.67M
est: 61.44M (-46.8%)
|
118.67M
est: 60.82M (+95.1%)
|
47.64M
est: 65.11M (-26.8%)
|
79.83M
est: 103.90M (-23.2%)
|
82.21M
est: 107.26M (-23.4%)
|
120.30M
est: 112.83M (+6.6%)
|
130.99M
125.22M – 135.38M
+16.1% YoY
|
134.23M
123.46M – 145.00M
+2.5% YoY
|
126.25M
120.58M – 131.46M
-5.9% YoY
|
| EBIT |
35.80M
est: 35.76M (+0.1%)
|
52.59M
est: 40.84M (+28.8%)
|
54.06M
est: 48.59M (+11.3%)
|
63.89M
est: 48.27M (+32.3%)
|
49.09M
est: 26.81M (+83.1%)
|
32.67M
est: 57.35M (-43.0%)
|
118.67M
est: 60.82M (+95.1%)
|
47.64M
est: 65.11M (-26.8%)
|
79.83M
est: 103.90M (-23.2%)
|
82.21M
est: 107.26M (-23.4%)
|
120.30M
est: 112.83M (+6.6%)
|
130.99M
125.22M – 135.38M
+16.1% YoY
|
134.23M
123.46M – 145.00M
+2.5% YoY
|
126.25M
120.58M – 131.46M
-5.9% YoY
|
| Net Income |
25.98M
est: 52.14M (-50.2%)
|
41.57M
est: 49.69M (-16.3%)
|
43.95M
est: 49.53M (-11.3%)
|
49.45M
est: 51.68M (-4.3%)
|
48.47M
est: 49.32M (-1.7%)
|
31.23M
est: 19.53M (+59.9%)
|
116.10M
est: 53.28M (+117.9%)
|
35.82M
est: 74.15M (-51.7%)
|
77.13M
est: 113.33M (-31.9%)
|
78.29M
est: 81.48M (-3.9%)
|
82.40M
est: 74.46M (+10.7%)
|
76.45M
71.21M – 78.80M
+2.7% YoY
|
70.03M
68.97M – 71.10M
-8.4% YoY
|
63.88M
60.15M – 67.31M
-8.8% YoY
|
| SGA |
3.93M
est: 3.20M (+23.0%)
|
3.99M
est: 3.65M (+9.2%)
|
4.07M
est: 4.34M (-6.3%)
|
4.27M
est: 4.41M (-3.1%)
|
4.42M
est: 6.46M (-31.5%)
|
5.16M
est: 4.37M (+18.1%)
|
4.49M
est: 5.44M (-17.4%)
|
5.36M
est: 4.19M (+28.0%)
|
6.29M
est: 7.09M (-11.3%)
|
6.81M
est: 7.32M (-7.0%)
|
4.54M
est: 7.70M (-41.1%)
|
8.94M
8.55M – 9.24M
+16.1% YoY
|
9.16M
8.43M – 9.90M
+2.5% YoY
|
8.62M
8.23M – 8.97M
-5.9% YoY
|
| EPS |
1.60
est: 1.60 (+0.0%)
|
2.27
est: 1.53 (+48.9%)
|
1.87
est: 1.52 (+23.0%)
|
2.02
est: 1.43 (+41.1%)
|
1.98
est: 1.46 (+35.4%)
|
1.28
est: 1.50 (-14.7%)
|
4.75
est: 1.64 (+190.5%)
|
1.46
est: 1.86 (-21.6%)
|
2.93
est: 3.20 (-8.5%)
|
2.40
est: 2.29 (+4.8%)
|
2.32
est: 2.09 (+11.1%)
|
2.11
2.01 – 2.22
+1.0% YoY
|
1.96
1.94 – 2.00
-6.9% YoY
|
1.80
1.69 – 1.90
-8.3% YoY
|
Recent Grade Changes (3M)
| Date | Firm | Previous | New Grade | Action |
|---|---|---|---|---|
| 2026-04-16 | Keefe, Bruyette & Woods | Outperform | Outperform | Maintain |
Historical Ratings (3M)
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-07 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 3/5 | 3/5 | 3/5 |
| 2026-05-06 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 3/5 | 3/5 | 3/5 |
| 2026-05-05 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 3/5 | 3/5 | 3/5 |
| 2026-05-04 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 3/5 | 3/5 | 3/5 |
| 2026-05-01 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 3/5 |
| 2026-04-30 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 3/5 |
| 2026-04-29 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-04-28 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-04-27 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 4/5 | 3/5 |
| 2026-04-24 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 3/5 |
| 2026-04-23 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 3/5 |
| 2026-04-22 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 3/5 |
| 2026-04-21 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 3/5 |
| 2026-04-20 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 3/5 |
| 2026-04-17 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 3/5 |
| 2026-04-16 | B+ | 3/5 | 1/5 | 4/5 | 5/5 | 2/5 | 3/5 | 3/5 |
Owner Earnings
Owner's Earnings (history)
Owner's Earnings history not available.
Owner alignment
Owner's Earnings TTM
—
OE per share TTM
—
Owner's Yield
—
Maintenance CapEx ratio
—
Maint CapEx / Avg PPE
—
Ownership Overview
Ownership breakdown
At a glance
Institutional holders
65
Total invested
73.23M
Insider transactions (90d)
0
Beneficial owners (>5%)
2
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | PineBridge Secondary Partners II GP, L.P. | 1.16M | 13.30% | — | — | — | 1.16M | HC, PN | Cayman Islands | 2011-06-30 | ↗ |
| 2 | PineBridge Secondary Partners II Holdings, L.P. | 1.16M | 13.30% | — | — | — | 1.16M | PN | Cayman Islands | 2011-06-30 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
From
To
13F snapshot — 2026 Q1
Investors holding
65
-86 vs prev Q
New positions
6
Closed positions
90
Increased
30
Reduced
14
Put/Call ratio
0.00
Calls held
—
Puts held
—
Top institutional holders
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | — | 38.8K +38.8K (+100.0%) | 749.44M +749.4M (+100.0%) | 0.11% +0.109 pp | 0.44% +0.443 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 2 | VAN ECK ASSOCIATES CORP | 851.6K -51.8K (-5.7%) | 16.44M -1.9M (-10.2%) | 2.38% -0.186 pp | 0.01% -0.003 pp | USD18.84 +2.4% | 36 qtrs — |
| 3 | RAYMOND JAMES FINANCIAL INC | 736.0K -39.5K (-5.1%) | 14.21M -1.5M (-9.6%) | 2.06% -0.146 pp | 0.00% -0.001 pp | USD21.02 -8.2% | 5 qtrs — |
| 4 | CETERA INVESTMENT ADVISERS | 523.7K +71.7K (+15.9%) | 10.11M +950.4K (+10.4%) | 1.47% +0.181 pp | 0.01% +0.000 pp | USD19.78 -2.4% | 10 qtrs — |
| 5 | ENVESTNET ASSET MANAGEMENT INC | 520.3K +80.4K (+18.3%) | 10.04M +1.1M (+12.7%) | 1.46% +0.205 pp | 0.00% +0.000 pp | USD19.75 -2.3% | 10 qtrs — |
| 6 | COLUMBUS MACRO, LLC | 485.8K +84.3K (+21.0%) | 9.38M +1.2M (+15.3%) | 1.36% +0.218 pp | 1.03% +0.101 pp | USD20.51 -5.9% | 5 qtrs — |
| 7 | UBS GROUP AG | 439.9K +64.2K (+17.1%) | 8.49M +878.5K (+11.5%) | 1.23% +0.163 pp | 0.00% +0.000 pp | USD19.68 -1.9% | 45 qtrs — |
| 8 | BAIRD FINANCIAL GROUP, INC. | 385.6K +29.3K (+8.2%) | 7.44M +223.4K (+3.1%) | 1.08% +0.066 pp | 0.01% +0.000 pp | USD20.59 -6.3% | 5 qtrs — |
| 9 | TWO SIGMA INVESTMENTS, LP | 382.4K +161.7K (+73.3%) | 7.38M +2.9M (+65.1%) | 1.07% +0.443 pp | 0.01% +0.004 pp | USD19.46 -0.8% | 49 qtrs — |
| 10 | MUZINICH & CO., INC. | 347.1K +99.7K (+40.3%) | 6.70M +1.7M (+33.6%) | 0.97% +0.268 pp | 2.11% +0.169 pp | USD19.36 -0.3% | 45 qtrs — |
| 11 | LEGAL & GENERAL GROUP PLC | 252.4K +39.6K (+18.6%) | 4.87M +557.1K (+12.9%) | 0.71% +0.101 pp | 0.00% +0.000 pp | USD16.62 +16.1% | 33 qtrs — |
| 12 | MORGAN STANLEY | 249.5K +2.4K (+1.0%) | 4.82M -190.3K (-3.8%) | 0.70% -0.004 pp | 0.00% +0.000 pp | USD16.67 +15.8% | 51 qtrs — |
| 13 | MILLENNIUM MANAGEMENT LLC | 247.6K +247.6K (+100.0%) | 4.78M +4.8M (+100.0%) | 0.69% +0.693 pp | 0.00% +0.002 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 14 | BLACKROCK, INC. | 244.4K -4.3K (-1.7%) | 4.72M -321.1K (-6.4%) | 0.68% -0.023 pp | 0.00% +0.000 pp | USD20.05 -3.7% | 6 qtrs — |
| 15 | SUMITOMO MITSUI TRUST HOLDINGS, INC. | 213.4K +4.1K (+2.0%) | 4.12M -120.9K (-2.9%) | 0.60% +0.002 pp | 0.00% +0.000 pp | USD16.64 +16.0% | 24 qtrs — |
| 16 | NOVARE CAPITAL MANAGEMENT LLC | 204.9K +5.1K (+2.5%) | 3.95M -94.4K (-2.3%) | 0.57% +0.005 pp | 0.30% -0.012 pp | USD17.00 +13.5% | 35 qtrs — |
| 17 | FRANKLIN RESOURCES INC | 184.2K +18.4K (+11.1%) | 3.55M +195.4K (+5.8%) | 0.52% +0.044 pp | 0.00% +0.000 pp | USD19.80 -2.5% | 8 qtrs — |
| 18 | PFG ADVISORS | 184.0K +4.7K (+2.6%) | 3.55M -82.0K (-2.3%) | 0.52% +0.005 pp | 0.17% +0.024 pp | USD18.97 +1.7% | 15 qtrs — |
| 19 | ETHOS FINANCIAL GROUP, LLC | 138.2K -4.7K (-3.3%) | 2.67M -227.7K (-7.9%) | 0.39% -0.020 pp | 0.20% -0.030 pp | USD20.38 -5.3% | 4 qtrs — |
| 20 | ADVISORS ASSET MANAGEMENT, INC. | 112.7K -38.6K (-25.5%) | 2.18M -889.6K (-29.0%) | 0.32% -0.115 pp | 0.04% -0.016 pp | USD17.48 +10.4% | 53 qtrs — |
| 21 | JANE STREET GROUP, LLC | 109.8K +109.8K (+100.0%) | 2.12M +2.1M (+100.0%) | 0.31% +0.307 pp | 0.00% +0.000 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 22 | RIVERBRIDGE PARTNERS LLC | 101.6K +43.1K (+73.7%) | 1.96M +775.6K (+65.5%) | 0.28% +0.118 pp | 0.04% +0.017 pp | USD20.11 -4.0% | 5 qtrs — |
| 23 | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | 100.2K +8.1K (+8.8%) | 1.93M +67.9K (+3.6%) | 0.28% +0.019 pp | 0.14% -0.011 pp | USD19.66 -1.8% | 13 qtrs — |
| 24 | LPL FINANCIAL LLC | 95.8K +2.1K (+2.2%) | 1.85M -49.7K (-2.6%) | 0.27% +0.002 pp | 0.00% +0.000 pp | USD18.82 +2.6% | 20 qtrs — |
| 25 | HIGHTOWER ADVISORS, LLC | 93.2K +187.0 (+0.2%) | 1.80M -85.7K (-4.5%) | 0.26% -0.004 pp | 0.00% 0.000 pp | USD20.47 -5.7% | 11 qtrs — |
| 26 | D.A. DAVIDSON & CO. | 81.9K -73.9K (-47.4%) | 1.58M -1.6M (-49.9%) | 0.23% -0.214 pp | 0.01% -0.011 pp | USD19.70 -2.0% | 27 qtrs — |
| 27 | PLAN GROUP FINANCIAL, LLC | 79.7K +11.0K (+16.0%) | 1.54M +145.9K (+10.5%) | 0.22% +0.028 pp | 0.40% +0.025 pp | USD20.30 -4.9% | 5 qtrs — |
| 28 | DAVIS INVESTMENT PARTNERS, LLC | 76.7K -430.0 (-0.6%) | 1.50M -70.1K (-4.5%) | 0.21% -0.005 pp | 0.52% -0.011 pp | USD19.03 +1.4% | 13 qtrs — |
| 29 | IHT WEALTH MANAGEMENT, LLC | 74.6K +2.9K (+4.1%) | 1.44M -12.4K (-0.9%) | 0.21% +0.005 pp | 0.04% -0.002 pp | USD19.28 +0.1% | 14 qtrs — |
| 30 | PALOGIC VALUE MANAGEMENT, L.P. | 74.0K +1.3K (+1.8%) | 1.43M -44.3K (-3.0%) | 0.21% +0.000 pp | 0.60% +0.004 pp | USD19.47 -0.9% | 13 qtrs — |
| 31 | NEWEDGE ADVISORS, LLC | 73.0K -15.1K (-17.1%) | 1.41M -376.2K (-21.1%) | 0.20% -0.046 pp | 0.01% -0.003 pp | USD18.89 +2.2% | 17 qtrs — |
| 32 | LEGACY CAPITAL WEALTH PARTNERS, LLC | 72.9K +7.5K (+11.4%) | 1.41M +81.4K (+6.1%) | 0.20% +0.018 pp | 0.30% +0.014 pp | USD19.46 -0.8% | 16 qtrs — |
| 33 | QUBE RESEARCH & TECHNOLOGIES LTD | 72.1K -11.1K (-13.4%) | 1.39M -294.7K (-17.5%) | 0.20% -0.035 pp | 0.00% 0.000 pp | USD20.12 -4.1% | 10 qtrs — |
| 34 | TWO SIGMA ADVISERS, LP | 72.0K -24.2K (-25.2%) | 1.39M -559.4K (-28.7%) | 0.20% -0.072 pp | 0.00% -0.001 pp | USD19.40 -0.5% | 47 qtrs — |
| 35 | CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | 70.5K -14.5K (-17.0%) | 1.36M -361.2K (-21.0%) | 0.20% -0.044 pp | 0.40% -0.136 pp | USD18.84 +2.4% | 19 qtrs — |
| 36 | AMERIPRISE FINANCIAL INC | 68.8K -3.2K (-4.5%) | 1.33M -131.5K (-9.0%) | 0.19% -0.012 pp | 0.00% +0.000 pp | USD19.81 -2.6% | 11 qtrs — |
| 37 | GREENLAND CAPITAL MANAGEMENT LP | 65.0K +10.0K (+18.2%) | 1.25M +140.2K (+12.6%) | 0.18% +0.026 pp | 0.13% +0.022 pp | USD20.25 -4.7% | 6 qtrs — |
| 38 | MGB WEALTH MANAGEMENT, LLC | 61.8K -20.3K (-24.8%) | 1.19M -471.3K (-28.3%) | 0.17% -0.061 pp | 0.34% -0.129 pp | USD19.70 -2.0% | 9 qtrs — |
| 39 | ROCKLAND TRUST CO | 55.9K +— (+0.0%) | 1.08M -53.7K (-4.7%) | 0.16% -0.003 pp | 0.04% -0.004 pp | USD20.26 -4.7% | 2 qtrs — |
| 40 | WT WEALTH MANAGEMENT | 51.1K +— (+0.0%) | 986.5K -49.1K (-4.7%) | 0.14% -0.002 pp | 0.28% -0.014 pp | USD19.03 +1.4% | 13 qtrs — |
| 41 | CREDIT AGRICOLE S A | 50.4K +— (+0.0%) | 972.7K -48.4K (-4.7%) | 0.14% -0.002 pp | 0.00% -0.001 pp | USD20.26 -4.7% | 2 qtrs — |
| 42 | GREAT WEST LIFE ASSURANCE CO /CAN/ | 45.8K +2.1K (+4.8%) | 883.0K -1.0K (-0.1%) | 0.13% +0.004 pp | 0.00% +0.000 pp | USD18.62 +3.7% | 32 qtrs — |
| 43 | MQS MANAGEMENT LLC | 44.1K +44.1K (+100.0%) | 852.0K +852.0K (+100.0%) | 0.12% +0.124 pp | 0.50% +0.502 pp | USD19.30 +0.0% | 4 qtrs — |
| 44 | TRUIST FINANCIAL CORP | 43.9K -993.0 (-2.2%) | 846.9K -62.2K (-6.8%) | 0.12% -0.005 pp | 0.00% 0.000 pp | USD15.61 +23.6% | 25 qtrs — |
| 45 | COMMONWEALTH EQUITY SERVICES, LLC | 43.6K +3.7K (+9.2%) | 841.6K +32.6K (+4.0%) | 0.12% +0.008 pp | 0.00% +0.000 pp | USD19.73 -2.2% | 8 qtrs — |
| 46 | SCHONFELD STRATEGIC ADVISORS LLC | 41.7K +41.7K (+100.0%) | 804.4K +804.4K (+100.0%) | 0.12% +0.117 pp | 0.00% +0.004 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 47 | Y-INTERCEPT (HONG KONG) LTD | 41.5K -16.7K (-28.7%) | 801.3K -378.8K (-32.1%) | 0.12% -0.049 pp | 0.02% -0.010 pp | USD20.07 -3.8% | 7 qtrs — |
| 48 | SOUND INCOME STRATEGIES, LLC | 38.1K +36.3K (+2,036.6%) | 758.5K +723.7K (+2,079.9%) | 0.11% +0.102 pp | 0.04% +0.034 pp | USD19.31 -0.1% | 15 qtrs — |
| 49 | HENNION & WALSH ASSET MANAGEMENT, INC. | 38.8K -3.1K (-7.5%) | 749.4K -101.0K (-11.9%) | 0.11% -0.011 pp | 0.03% -0.005 pp | USD19.91 -3.1% | 6 qtrs — |
| 50 | DAVENPORT & CO LLC | 35.9K +— (+0.0%) | 692.6K -34.5K (-4.7%) | 0.10% -0.002 pp | 0.00% 0.000 pp | USD17.87 +8.0% | 18 qtrs — |
| 51 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 35.7K +11.8K (+49.4%) | 689.0K +204.8K (+42.3%) | 0.10% +0.032 pp | 0.00% +0.000 pp | USD19.90 -3.0% | 8 qtrs — |
| 52 | HAVEN PRIVATE, LLC | 33.7K +33.7K (+100.0%) | 649.6K +649.6K (+100.0%) | 0.09% +0.094 pp | 0.28% +0.284 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 53 | XTX TOPCO LTD | 33.5K +33.5K (+100.0%) | 646.9K +646.9K (+100.0%) | 0.09% +0.094 pp | 0.02% +0.017 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 54 | VIRTUS INVESTMENT ADVISERS, INC. | 33.3K -6.5K (-16.4%) | 643.1K -164.1K (-20.3%) | 0.09% -0.020 pp | 0.17% -0.056 pp | USD20.39 -5.3% | 4 qtrs — |
| 55 | BANK OF AMERICA CORP /DE/ | 32.9K +10.4K (+46.0%) | 634.6K +178.3K (+39.1%) | 0.09% +0.028 pp | 0.00% +0.000 pp | USD17.27 +11.8% | 44 qtrs — |
| 56 | CAPROCK GROUP, LLC | 32.7K +— (+0.0%) | 630.4K -72.8K (-10.4%) | 0.09% -0.002 pp | 0.01% -0.004 pp | USD20.26 -4.7% | 2 qtrs — |
| 57 | JUMP FINANCIAL, LLC | 32.6K +32.6K (+100.0%) | 629.9K +629.9K (+100.0%) | 0.09% +0.091 pp | 0.01% +0.008 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 58 | GOLDMAN SACHS GROUP INC | 32.5K +32.5K (+100.0%) | 627.5K +627.5K (+100.0%) | 0.09% +0.091 pp | 0.00% +0.000 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 59 | JPMORGAN CHASE & CO | 32.2K +23.5K (+266.7%) | 622.3K +444.2K (+249.3%) | 0.09% +0.065 pp | 0.00% +0.000 pp | USD19.57 -1.4% | 32 qtrs — |
| 60 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 31.2K +5.0 (+0.0%) | 602.8K -29.9K (-4.7%) | 0.09% -0.001 pp | 0.00% +0.000 pp | USD20.26 -4.7% | 3 qtrs — |
| 61 | BEACON POINTE ADVISORS, LLC | 30.1K +7.5K (+33.1%) | 581.5K +123.0K (+26.8%) | 0.08% +0.020 pp | 0.00% +0.000 pp | USD19.98 -3.4% | 3 qtrs — |
| 62 | CORNERSTONE WEALTH MANAGEMENT, LLC | 30.1K +2.3K (+8.4%) | 581.4K +18.3K (+3.3%) | 0.08% +0.005 pp | 0.03% -0.001 pp | USD19.85 -2.8% | 9 qtrs — |
| 63 | TRUEMARK INVESTMENTS, LLC | 30.0K +30.0K (+100.0%) | 579.4K +579.4K (+100.0%) | 0.08% +0.084 pp | 0.11% +0.111 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 64 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 28.8K +1.0K (+3.7%) | 555.1K -6.6K (-1.2%) | 0.08% +0.002 pp | 0.00% 0.000 pp | USD17.31 +11.5% | 35 qtrs — |
| 65 | CREATIVE PLANNING | 28.7K +672.0 (+2.4%) | 554.2K -14.0K (-2.5%) | 0.08% +0.001 pp | 0.00% +0.000 pp | USD20.24 -4.6% | 2 qtrs — |
| 66 | QUANTINNO CAPITAL MANAGEMENT LP | 27.2K +— (+0.0%) | 524.3K -26.1K (-4.7%) | 0.08% -0.001 pp | 0.00% 0.000 pp | USD20.20 -4.5% | 3 qtrs — |
| 67 | LEVEL FOUR ADVISORY SERVICES, LLC | 27.1K -3.9K (-12.7%) | 522.1K -105.9K (-16.9%) | 0.08% -0.012 pp | 0.02% -0.004 pp | USD19.17 +0.7% | 13 qtrs — |
| 68 | STRATOS WEALTH PARTNERS, LTD. | 27.0K +800.0 (+3.1%) | 521.1K -9.7K (-1.8%) | 0.08% +0.001 pp | 0.01% 0.000 pp | USD19.92 -3.1% | 6 qtrs — |
| 69 | MERCER GLOBAL ADVISORS INC /ADV | 27.0K -3.1K (-10.4%) | 520.4K -89.2K (-14.6%) | 0.08% -0.010 pp | 0.00% 0.000 pp | USD20.20 -4.5% | 3 qtrs — |
| 70 | D. E. SHAW & CO., INC. | 24.9K +24.9K (+100.0%) | 481.4K +481.4K (+100.0%) | 0.07% +0.070 pp | 0.00% +0.000 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 71 | CITADEL ADVISORS LLC | 23.3K +3.6K (+18.3%) | 449.7K +50.6K (+12.7%) | 0.07% +0.009 pp | 0.00% +0.000 pp | USD19.62 -1.6% | 20 qtrs — |
| 72 | SUMMIT TRAIL ADVISORS, LLC | 22.6K +114.0 (+0.5%) | 436.5K -19.4K (-4.3%) | 0.06% -0.001 pp | 0.01% +0.001 pp | USD20.20 -4.5% | 3 qtrs — |
| 73 | EAGLE GLOBAL ADVISORS LLC | 22.3K -70.0 (-0.3%) | 429.5K -22.8K (-5.0%) | 0.06% -0.001 pp | 0.02% -0.001 pp | USD19.95 -3.3% | 6 qtrs — |
| 74 | GOLDEN STATE EQUITY PARTNERS | 22.0K +5.7K (+34.7%) | 423.8K +93.5K (+28.3%) | 0.06% +0.015 pp | 0.07% +0.013 pp | USD19.97 -3.4% | 3 qtrs — |
| 75 | NORTHERN TRUST CORP | 21.2K -1.9K (-8.3%) | 409.9K -59.5K (-12.7%) | 0.06% -0.006 pp | 0.00% +0.000 pp | USD20.21 -4.5% | 6 qtrs — |
| 76 | VESTGEN ADVISORS, LLC | 21.1K +520.0 (+2.5%) | 408.2K -9.8K (-2.3%) | 0.06% +0.001 pp | 0.02% +0.003 pp | USD20.24 -4.6% | 2 qtrs — |
| 77 | OXFORD ASSET MANAGEMENT LLP | 20.2K +20.2K (+100.0%) | 390.6K +390.6K (+100.0%) | 0.06% +0.057 pp | 0.16% +0.159 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 78 | VERITION FUND MANAGEMENT LLC | 20.2K +4.5K (+28.7%) | 389.9K +71.8K (+22.6%) | 0.06% +0.012 pp | 0.00% +0.000 pp | USD20.00 -3.5% | 3 qtrs — |
| 79 | ACCREDITED INVESTORS INC. | 20.0K +— (+0.0%) | 386.0K -19.2K (-4.7%) | 0.06% -0.001 pp | 0.02% -0.002 pp | USD20.20 -4.5% | 3 qtrs — |
| 80 | PROSPERA FINANCIAL SERVICES INC | 20.0K +— (+0.0%) | 385.3K -19.2K (-4.7%) | 0.06% -0.001 pp | 0.01% -0.001 pp | USD16.17 +19.4% | 31 qtrs — |
| 81 | WELLS FARGO & COMPANY/MN | 19.6K -757.0 (-3.7%) | 378.5K -34.2K (-8.3%) | 0.05% -0.003 pp | 0.00% +0.000 pp | USD19.80 -2.5% | 57 qtrs — |
| 82 | OPPENHEIMER & CO INC | 19.5K -1.4K (-6.6%) | 376.1K -46.5K (-11.0%) | 0.05% -0.005 pp | 0.01% +0.000 pp | USD16.68 +15.7% | 58 qtrs — |
| 83 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 19.0K -985.0 (-4.9%) | 374.3K -24.8K (-6.2%) | 0.05% -0.004 pp | 0.00% 0.000 pp | USD19.71 -2.1% | 10 qtrs — |
| 84 | MONUMENT CAPITAL MANAGEMENT | 19.0K +— (+0.0%) | 367.5K -18.3K (-4.7%) | 0.05% -0.001 pp | 0.09% -0.005 pp | USD20.26 -4.7% | 2 qtrs — |
| 85 | APOLLON WEALTH MANAGEMENT, LLC | 18.4K +544.0 (+3.0%) | 355.0K -6.6K (-1.8%) | 0.05% +0.001 pp | 0.01% 0.000 pp | USD20.23 -4.6% | 2 qtrs — |
| 86 | BREVAN HOWARD CAPITAL MANAGEMENT LP | 18.2K -12.9K (-41.5%) | 351.1K -278.8K (-44.3%) | 0.05% -0.038 pp | 0.00% +0.001 pp | USD20.26 -4.7% | 2 qtrs — |
| 87 | OAK HARBOR WEALTH PARTNERS, LLC | 18.0K +— (+0.0%) | 347.0K -17.3K (-4.7%) | 0.05% -0.001 pp | 0.08% -0.007 pp | USD18.06 +6.9% | 17 qtrs — |
| 88 | STIFEL FINANCIAL CORP | 17.7K +1.1K (+6.6%) | 340.8K +5.2K (+1.5%) | 0.05% +0.002 pp | 0.00% +0.000 pp | USD19.28 +0.1% | 13 qtrs — |
| 89 | QUANTBOT TECHNOLOGIES LP | 17.4K +17.4K (+100.0%) | 334.9K +334.9K (+100.0%) | 0.05% +0.049 pp | 0.01% +0.011 pp | USD19.30 +0.0% | 13 qtrs — |
| 90 | CLEARSTEAD ADVISORS, LLC | 16.4K +— (+0.0%) | 317.1K -15.8K (-4.7%) | 0.05% -0.001 pp | 0.00% 0.000 pp | USD19.49 -1.0% | 7 qtrs — |
| 91 | SECURE ASSET MANAGEMENT, LLC | 15.4K +4.0K (+35.6%) | 297.4K +66.4K (+28.7%) | 0.04% +0.011 pp | 0.05% +0.009 pp | USD20.01 -3.5% | 2 qtrs — |
| 92 | KOSS-OLINGER CONSULTING, LLC | 15.2K -1.0K (-6.2%) | 292.0K -34.0K (-10.4%) | 0.04% -0.004 pp | 0.02% -0.004 pp | USD20.20 -4.5% | 3 qtrs — |
| 93 | JT STRATFORD LLC | 15.0K +— (+0.0%) | 290.4K -14.4K (-4.7%) | 0.04% -0.001 pp | 0.04% -0.004 pp | USD20.26 -4.7% | 2 qtrs — |
| 94 | QUADRATURE CAPITAL LTD | 14.8K +14.8K (+100.0%) | 286.4K +286.4K (+100.0%) | 0.04% +0.042 pp | 0.00% +0.003 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 95 | AQUATIC CAPITAL MANAGEMENT LLC | 14.5K +14.5K (+100.0%) | 280.2K +280.2K (+100.0%) | 0.04% +0.041 pp | 0.01% +0.008 pp | USD19.30 +0.0% | 1 qtrs NEW |
| 96 | GLOBAL RETIREMENT PARTNERS, LLC | 14.0K -7.4K (-34.5%) | 269.6K -162.7K (-37.6%) | 0.04% -0.022 pp | 0.00% -0.005 pp | USD20.26 -4.7% | 3 qtrs — |
| 97 | PRIVATE ADVISOR GROUP, LLC | 13.9K -1.2K (-7.8%) | 268.4K -37.2K (-12.2%) | 0.04% -0.004 pp | 0.00% 0.000 pp | USD20.75 -7.0% | 5 qtrs — |
| 98 | HB WEALTH MANAGEMENT, LLC | 13.6K +— (+0.0%) | 262.5K -13.1K (-4.7%) | 0.04% -0.001 pp | 0.00% 0.000 pp | USD19.03 +1.4% | 13 qtrs — |
Ownership breakdown by holder
ETF Ownership
Top ETFs holding this stock
Held by 7 ETFs in our universe
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Putnam BDC Income ETF PBDC | 1.65% | 4.54M | 13.49% |
| 2 | Virtus Private Credit Strategy ETF VPC | 1.45% | 439.2K | 10.60% |
| 3 | VanEck BDC Income ETF BIZD | 0.96% | 15.32M | 9.69% |
| 4 | Sound Enhanced Fixed Income ETF FXED | 0.42% | 190.8K | 2.51% |
| 5 | iShares Listed Private Equity UCITS ETF IPRA.AS | 0.30% | 259.4K | 0.75% |
| 6 | iShares Listed Private Equity UCITS ETF IDPE.L | 0.30% | 2.33M | 0.75% |
| 7 | ProShares - UltraPro Russell2000 URTY | 0.00% | 13.72 | 1.08% |
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
0
Sells
0
Shares acquired
—
Shares disposed
—
Cash buys
—
Cash sales
—
Net activity
+0
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | ROSS EDWARD H | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-03-13 | HYMAN CHARLES D | Director | P-Purchase | A | Common Stock | 2,000 | 9.84 | 19.7K | 25,200 | — | ↗ |
| 2020-03-12 | Tune Edward X. | Director | P-Purchase | A | Common Stock | 3,000 | 9.43 | 28.3K | 6,000 | — | ↗ |
| 2020-03-12 | Sherard Shelby E | Officer | P-Purchase | A | Common Stock | 5,000 | 9.36 | 46.8K | 31,660 | — | ↗ |
| 2020-03-12 | ROSS EDWARD H | Director / Officer | P-Purchase | A | Common Stock | 4,000 | 9.31 | 37.2K | 177,455 | — | ↗ |
| 2020-03-12 | Anstiss Raymond L. Jr. | Director | P-Purchase | A | Common Stock | 1,500 | 9.00 | 13.5K | 10,500 | — | ↗ |
| 2020-03-11 | Lauer Thomas Charles | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 11.45 | 22.9K | 81,600 | — | ↗ |
| 2020-03-11 | Anstiss Raymond L. Jr. | Director | P-Purchase | A | Common Stock | 6,150 | 11.66 | 71.7K | 11,396 | — | ↗ |
| 2020-03-10 | ROSS EDWARD H | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 11.81 | 23.6K | 173,455 | — | ↗ |
| 2020-03-09 | Sherard Shelby E | Officer | P-Purchase | A | Common Stock | 3,850 | 12.99 | 50.0K | 24,560 | — | ↗ |
| 2020-03-09 | Lauer Thomas Charles | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 12.40 | 62.0K | 79,600 | — | ↗ |
| 2019-08-08 | Sherard Shelby E | Officer | P-Purchase | A | Common Stock | 1,750 | 14.25 | 24.9K | 20,710 | — | ↗ |
| 2019-08-07 | Sherard Shelby E | Officer | P-Purchase | A | Common Stock | 1,350 | 14.40 | 19.4K | 18,960 | — | ↗ |
| 2019-08-06 | Anstiss Raymond L. Jr. | Director | P-Purchase | A | Common Stock | 1,000 | 14.65 | 14.7K | 9,000 | — | ↗ |
| 2019-06-03 | Anstiss Raymond L. Jr. | Director | P-Purchase | A | Common Stock | 1,740 | 15.93 | 27.7K | 8,000 | — | ↗ |
| 2019-05-13 | Anstiss Raymond L. Jr. | Director | P-Purchase | A | Common Stock | 500 | 15.99 | 8.0K | 5,260 | — | ↗ |
| 2019-03-07 | Tune Edward X. | Director | — | D | Common Stock | 0 | 0.00 | — | 3,000 | — | ↗ |
| 2018-12-06 | Sherard Shelby E | Officer | P-Purchase | A | Common Stock | 3,675 | 13.60 | 50.0K | 17,610 | — | ↗ |
| 2018-03-09 | Sherard Shelby E | Officer | P-Purchase | A | Common Stock | 2,186 | 12.75 | 27.9K | 13,935 | — | ↗ |
| 2018-03-08 | Sherard Shelby E | Officer | P-Purchase | A | Common Stock | 1,314 | 12.75 | 16.8K | 11,749 | — | ↗ |
| 2018-03-08 | Lauer Thomas Charles | Director / Officer | P-Purchase | A | Common Stock | 4,000 | 12.80 | 51.2K | 74,600 | — | ↗ |
| 2018-03-08 | HYMAN CHARLES D | Director | P-Purchase | A | Common Stock | 1,500 | 12.79 | 19.2K | 23,200 | — | ↗ |
| 2018-03-07 | Sherard Shelby E | Officer | P-Purchase | A | Common Stock | 7,000 | 13.10 | 91.7K | 10,435 | — | ↗ |
| 2018-03-07 | ROSS EDWARD H | Director / Officer | P-Purchase | A | Common Stock | 3,500 | 13.18 | 46.1K | 171,455 | — | ↗ |
| 2015-08-24 | Lauer Thomas Charles | Director | P-Purchase | A | Common Stock | 100 | 7.49 | 749.00 | 70,600 | — | ↗ |
| 2015-08-21 | Sherard Shelby E | Officer | P-Purchase | A | Common Stock | 3,435 | 14.50 | 49.8K | 3,435 | — | ↗ |
| 2014-12-04 | HYMAN CHARLES D | Director | P-Purchase | A | Common Stock | 1,700 | 15.11 | 25.7K | 21,700 | — | ↗ |
| 2014-12-01 | Lauer Thomas Charles | Director | P-Purchase | A | Common Stock | 1,500 | 16.11 | 24.2K | 70,500 | — | ↗ |
| 2014-11-24 | Mazzarino John A. | Director | P-Purchase | A | Common Stock | 742 | 16.50 | 12.2K | 742 | — | ↗ |
| 2014-06-02 | Sherard Shelby E | Officer | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2014-05-14 | HYMAN CHARLES D | Director | P-Purchase | A | Common Stock | 2,000 | 16.99 | 34.0K | 20,000 | — | ↗ |
| 2013-12-31 | Schaefer Cary L | Officer | — | D | Common Stock | 0 | 0.00 | — | 27,233 | — | ↗ |
| 2013-08-16 | Schaefer Cary L | Officer | P-Purchase | A | Common Stock | 2,110 | 18.95 | 40.0K | 25,755 | — | ↗ |
| 2012-11-13 | Mazzarino John A. | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-11-09 | Lauer Thomas Charles | Director | P-Purchase | A | Common Stock | 1,202 | 15.30 | 18.4K | 69,000 | — | ↗ |
| 2012-11-08 | Schaefer Cary L | Officer | P-Purchase | A | Common Stock | 2,000 | 15.43 | 30.9K | 22,695 | — | ↗ |
| 2012-11-08 | ROSS EDWARD H | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 15.39 | 30.8K | 167,955 | — | ↗ |
| 2012-08-08 | HYMAN CHARLES D | Director | P-Purchase | A | Common Stock | 1,495 | 15.36 | 23.0K | 18,000 | — | ↗ |
| 2012-05-10 | Anstiss Raymond L. Jr. | Director | P-Purchase | A | Common Stock | 1,500 | 13.64 | 20.5K | 3,010 | — | ↗ |
| 2012-03-15 | Lauer Thomas Charles | Director | P-Purchase | A | Common Stock | 1,500 | 13.50 | 20.3K | 67,798 | — | ↗ |
| 2012-03-14 | Schaefer Cary L | Officer | P-Purchase | A | Common Stock | 1,500 | 13.74 | 20.6K | 20,295 | — | ↗ |
| 2012-03-14 | ROSS EDWARD H | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 13.79 | 27.6K | 161,504 | — | ↗ |
| 2012-03-12 | HYMAN CHARLES D | Director | P-Purchase | A | Common Stock | 1,500 | 13.80 | 20.7K | 16,505 | — | ↗ |
| 2012-02-07 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 7,700 | 13.70 | 105.5K | 942,297 | — | ↗ |
| 2012-02-06 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 4,400 | 13.65 | 60.1K | 949,997 | — | ↗ |
| 2012-02-03 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 5,705 | 13.73 | 78.3K | 954,397 | — | ↗ |
| 2012-02-02 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 3,382 | 13.60 | 46.0K | 960,102 | — | ↗ |
| 2012-02-01 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 22,116 | 13.56 | 299.9K | 963,484 | — | ↗ |
| 2012-01-31 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 15,244 | 13.64 | 207.9K | 985,600 | — | ↗ |
| 2012-01-30 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 3,599 | 13.61 | 49.0K | 1,000,844 | — | ↗ |
| 2012-01-27 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 7,970 | 14.00 | 111.6K | 1,004,443 | — | ↗ |
| 2012-01-26 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 4,432 | 13.87 | 61.5K | 1,012,413 | — | ↗ |
| 2012-01-25 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 19,287 | 13.94 | 268.9K | 1,016,845 | — | ↗ |
| 2012-01-24 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 21,168 | 13.92 | 294.7K | 1,036,132 | — | ↗ |
| 2012-01-23 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 12,681 | 13.83 | 175.4K | 1,057,300 | — | ↗ |
| 2012-01-20 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 25,819 | 13.67 | 352.9K | 1,069,981 | — | ↗ |
| 2012-01-19 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 14,017 | 13.56 | 190.1K | 1,095,800 | — | ↗ |
| 2012-01-18 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 3,076 | 13.56 | 41.7K | 1,109,817 | — | ↗ |
| 2012-01-10 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 30,016 | 13.56 | 407.0K | 1,112,893 | — | ↗ |
| 2012-01-09 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | S-Sale | D | Common Stock, par value $0.001 per share | 19,945 | 13.57 | 270.7K | 1,142,909 | — | ↗ |
| 2011-12-31 | Schaefer Cary L | Officer | — | D | Common Stock | 0 | 0.00 | — | 18,795 | — | ↗ |
| 2011-12-31 | ROSS EDWARD H | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-11-22 | ROSS EDWARD H | Director / Officer | P-Purchase | A | Common Stock | 1,800 | 12.04 | 21.7K | 157,971 | — | ↗ |
| 2011-11-22 | Lauer Thomas Charles | Director | P-Purchase | A | Common Stock | 500 | 12.00 | 6.0K | 66,298 | — | ↗ |
| 2011-11-22 | HYMAN CHARLES D | Director | P-Purchase | A | Common Stock | 2,000 | 12.04 | 24.1K | 15,005 | — | ↗ |
| 2011-11-21 | ROSS EDWARD H | Director / Officer | P-Purchase | A | Common Stock | 200 | 11.95 | 2.4K | 156,171 | — | ↗ |
| 2011-11-21 | Lauer Thomas Charles | Director | P-Purchase | A | Common Stock | 632 | 11.92 | 7.5K | 65,798 | — | ↗ |
| 2011-11-10 | Anstiss Raymond L. Jr. | Director | P-Purchase | A | Common Stock | 1,000 | 12.26 | 12.3K | 1,510 | — | ↗ |
| 2011-09-29 | Anstiss Raymond L. Jr. | Director | — | I | Common Stock | 0 | 0.00 | — | 3,333 | — | ↗ |
| 2011-06-20 | Schaefer Cary L | Officer | — | D | Common Stock | 0 | 0.00 | — | 18,535 | — | ↗ |
| 2011-06-20 | Robinson Wayne F | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-06-20 | ROSS EDWARD H | Director / Officer | — | D | Common Stock | 0 | 0.00 | — | 154,513 | — | ↗ |
| 2011-06-20 | PineBridge Secondary Partners II Holdings, L.P. | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 1,162,854 | — | ↗ |
| 2011-06-20 | PHILLIPS CHARLES G | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-06-20 | Lauer Thomas Charles | Director | — | D | Common Stock | 0 | 0.00 | — | 64,707 | — | ↗ |
| 2011-06-20 | HYMAN CHARLES D | Director | — | D | Common Stock | 0 | 0.00 | — | 13,005 | — | ↗ |
Executive team
Top executives
Shares Outstanding
37.95M
Executive compensation
Executive compensation (annual)
Executive compensation not available.
CEO compensation breakdown
No CEO compensation history available.
Proxy statements
Proxy statements (DEF 14A)
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Amanda Armstrong | Accounting Manager | — | female |
| Edward H. Ross | Chairman of the Board & Chief Executive Officer | — | male |
| J. Connor Hoesley | Managing Director | — | male |
| Jody Burfening | Investor Relations Contact | — | female |
| Matthew Culbertson | Managing Director | — | male |
| Michael J. Miller | MD & Head of Business Development | — | male |
| Robert G. Lesley Jr. | Managing Director | — | male |
| Shelby Elizabeth Sherard | Chief Financial Officer, Chief Compliance Officer & Corporate Secretary | — | female |
| Thomas C. Lauer | President, MD & Director | — | male |
| Will Brown | Managing Director | — | male |
| William Andrew Worth | Managing Director | — | male |
ESG Rating
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity
No Senate trading activity found for this company.
House Trading Activity
No House trading activity found for this company.
Market share among peers
Peer comparison — filtered group (TTM)
Your opinion
Share your view on this stock and instantly see how the community has voted over the last 6 months.
Community Opinion for FDUS
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.
