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FalconStor Software, Inc. (FALC)

USD2.54 -0.03 (-1.17%)
US OTC Technology Software - Application
Address 501 Congress Avenue 78701
Austin, TX, US
CEO Robert Todd Brooks
IPO 2001-08-23
CIK 922521 ISIN US3061372096

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Description

FalconStor Software, Inc. operates as a hybrid cloud data protection company for finance, healthcare, technology, and others worldwide. The company offers FalconStor StorSafe, a data protection optimization and modernization solution that can run in the cloud, on physical servers, and on virtual machines; StorGuard, an advanced data services for underlying disk arrays; StorSight, a central orchestration for management. The company was incorporated in 1994 and is headquartered in Austin, Texas.

News Sentiment (7d)
Market Cap & Enterprise Value
Merger & Acquisition History
Target company Date Filing
NPI 2001-05-11 View
Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD2.54 -0.03 (-1.17%)
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Volume Profile
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Liquidity & share structure
Average Volume
4.7K
Beta
0.36
Float Shares
1.13M
Free Float %
15.8%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.00% -1.38% +14.40% +68.24% +82.17% +148.70% +126.98% +172.38% -38.49% -97.67% -99.72%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

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By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Price Targets & DCF
Current price
2.54
DCF (Unlevered) 2.03 -20.0%
DCF (Levered) 4.91 +93.3%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM)
Rating 2024-11 Change
Strong Buy 0 0
Buy 0 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-9.81
Distress
Piotroski F-Score
4 / 9
Average
MOAT Score
2 / 10
No MOAT
Composite Rating
A-
Overall Score
4 / 5
High
DCF Score
4 / 5
High
ROE Score
5 / 5
High
ROA Score
5 / 5
High
D/E Score
1 / 5
Low
P/E Score
4 / 5
High
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Software - Application: +13.0%
    -0.4% Q1'26: +73.2% (vs Q1'25)
  • EPS growth Software - Application: +28.6%
    +68.6% Q1'26: +308.3% (vs Q1'25)
  • FCF margin FCF growth · Software - Application: +45.3%
    -5.6% Q1'26: +3.9% (vs Q1'25)
  • EBIT margin Software - Application: +9.4%
    +2.2% Q1'26: +29.4% (vs Q1'25)
  • ROIC Software - Application: +7.5%
    +15.8% Q1'26: +209.0% (vs Q1'25)
  • Share dilution Software - Application: +0.0%
    +0.2% Q1'26: +0.2% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Software - Application: -1.16×
    11.49× Q1'26: 0.44× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.31) × ERP
WACC = 90% × Ke + 10% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 2.00 Current price: 2.54
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 1996
actual
Dec 2000
actual
Dec 2004
actual
Dec 2005
actual
Dec 2006
actual
Dec 2007
actual
Dec 2009
actual
Dec 2010
actual
Dec 2012
actual
Dec 2013
actual
Dec 2014
actual
Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Revenue
53.08M
est: 66.19M (-19.8%)
7.51M
est: 6.69M (+12.3%)
28.71M
est: 27.39M (+4.8%)
40.96M
est: 57.54M (-28.8%)
55.07M
est: 76.78M (-28.3%)
77.40M
est: 67.05M (+15.4%)
89.46M
est: 34.69B (-99.7%)
82.84M
est: 131.57B (-99.9%)
75.41M
est: 128.96B (-99.9%)
58.64M
est: 120.58B (-100.0%)
46.27M
est: 112.74B (-100.0%)
48.57M
est: 105.41B (-100.0%)
30.26M
est: 98.56B (-100.0%)
25.16M
est: 92.16B (-100.0%)
17.84M
est: 86.17B (-100.0%)
16.54M
est: 80.56B (-100.0%)
14.77M
est: 75.33B (-100.0%)
14.18M
est: 70.43B (-100.0%)
10.05M
est: 65.85B (-100.0%)
11.60M
est: 61.57B (-100.0%)
EBITDA
-10.93M
est: -17.17M (+36.4%)
-26.41M
est: -16.46M (-60.4%)
-3.59M
est: -1.87M (-92.3%)
5.21M
est: 7.58M (-31.3%)
-1.12M
est: -8.06M (+86.0%)
10.02M
est: 10.42M (-3.9%)
-586.4K
est: -4.57M (+87.2%)
-12.16M
est: -31.10M (+60.9%)
-10.22M
est: -4.80M (-113.0%)
-7.30M
est: -4.48M (-62.8%)
-8.51M
est: -4.19M (-103.0%)
886.9K
est: -3.92M (+122.6%)
-8.79M
est: -3.67M (-139.7%)
1.89M
est: -3.43M (+155.2%)
596.3K
est: -3.20M (+118.6%)
794.3K
est: -3.00M (+126.5%)
3.35M
est: -2.80M (+219.5%)
1.58M
est: -2.62M (+160.5%)
-1.06M
est: -2.45M (+56.7%)
1.44M
est: -2.29M (+162.9%)
EBIT
-13.00M
est: -17.32M (+24.9%)
-28.90M
est: -24.78M (-16.7%)
-6.57M
est: -5.97M (-10.1%)
2.41M
est: 1.38M (+74.4%)
-4.71M
est: -16.07M (+70.7%)
6.10M
est: 5.02M (+21.4%)
-6.35M
est: -15.47M (+59.0%)
-15.97M
est: -49.70M (+67.9%)
-13.23M
est: -9.46M (-39.9%)
-9.62M
est: -8.84M (-8.8%)
-10.34M
est: -8.27M (-25.1%)
-1.10M
est: -7.73M (+85.7%)
-10.41M
est: -7.23M (-44.1%)
862.3K
est: -6.76M (+112.8%)
-306.9K
est: -6.32M (+95.1%)
-655.0K
est: -5.91M (+88.9%)
1.82M
est: -5.52M (+132.9%)
1.14M
est: -5.16M (+122.1%)
-1.26M
est: -4.83M (+74.0%)
1.42M
est: -4.52M (+131.5%)
Net Income
-11.90M
est: -20.35M (+41.5%)
-22.24M
est: -18.61M (-19.5%)
-5.89M
est: -5.33M (-10.4%)
2.29M
est: 2.33M (-1.6%)
-3.37M
est: -14.47M (+76.7%)
12.74M
est: 10.50M (+21.3%)
-3.09M
est: -8.74M (+64.6%)
-35.38M
est: -235.06M (+85.0%)
-14.98M
est: -12.15M (-23.3%)
-10.93M
est: -11.36M (+3.8%)
-7.21M
est: -10.62M (+32.1%)
-1.93M
est: -9.93M (+80.6%)
-11.00M
est: -9.29M (-18.4%)
1.05M
est: -8.68M (+112.1%)
-906.7K
est: -8.12M (+88.8%)
-1.75M
est: -7.59M (+76.9%)
1.08M
est: -7.10M (+115.3%)
203.3K
est: -6.64M (+103.1%)
-1.80M
est: -6.21M (+71.0%)
978.4K
est: -5.80M (+116.9%)
SGA
15.23M
est: 20.03M (-24.0%)
15.42M
est: 3.86M (+299.1%)
19.39M
est: 18.35M (+5.6%)
20.32M
est: 28.98M (-29.9%)
29.54M
est: 42.79M (-31.0%)
37.68M
est: 32.69M (+15.3%)
52.13M
est: 70.99M (-26.6%)
52.09M
est: 161.89M (-67.8%)
49.34M
est: 69.57M (-29.1%)
37.49M
est: 65.05M (-42.4%)
33.53M
est: 60.82M (-44.9%)
27.20M
est: 56.87M (-52.2%)
20.39M
est: 53.17M (-61.7%)
12.24M
est: 49.71M (-75.4%)
9.73M
est: 46.48M (-79.1%)
9.97M
est: 43.46M (-77.1%)
7.62M
est: 40.64M (-81.2%)
8.56M
est: 37.99M (-77.5%)
7.18M
est: 35.53M (-79.8%)
6.11M
est: 33.22M (-81.6%)
EPS
-40.25
est: 27.48 (-246.5%)
-73.32
est: -87.05 (+15.8%)
-12.54
est: -7.00 (-79.1%)
5.00
est: 8.60 (-41.8%)
-7.02
est: 13.70 (-151.2%)
26.00
est: 20.65 (+25.9%)
-6.91
est: 22.70 (-130.4%)
-77.66
est: -69.11 (-12.4%)
-32.00
est: -35.03 (+8.6%)
-23.27
est: -32.75 (+28.9%)
-15.59
est: -30.63 (+49.1%)
-4.70
est: -28.64 (+83.6%)
-25.52
est: -26.78 (+4.7%)
0.40
est: -25.04 (+101.6%)
-0.97
est: -23.41 (+95.9%)
-0.30
est: -21.89 (+98.6%)
0.18
est: -20.47 (+100.9%)
0.03
est: -19.14 (+100.2%)
-0.25
est: -17.90 (+98.6%)
-0.09
est: -16.74 (+99.5%)
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 A- 4/5 4/5 5/5 5/5 1/5 4/5 1/5
2026-05-08 A 4/5 5/5 5/5 5/5 1/5 4/5 2/5
2026-05-07 A 4/5 5/5 5/5 5/5 1/5 4/5 2/5
2026-05-06 A 4/5 5/5 5/5 5/5 1/5 4/5 2/5
2026-05-05 A 4/5 5/5 5/5 5/5 1/5 4/5 2/5
2026-05-04 A 4/5 5/5 5/5 5/5 1/5 4/5 2/5
2026-05-01 A 4/5 5/5 5/5 5/5 1/5 4/5 2/5
2026-04-29 A 4/5 5/5 5/5 5/5 1/5 4/5 2/5
2026-04-28 A 4/5 5/5 5/5 5/5 1/5 4/5 2/5
2026-04-27 A- 4/5 5/5 5/5 4/5 1/5 4/5 2/5
2026-04-24 A 4/5 5/5 5/5 5/5 1/5 4/5 2/5
2026-04-22 A 4/5 5/5 5/5 5/5 1/5 4/5 2/5
2026-04-21 A 4/5 5/5 5/5 5/5 1/5 4/5 2/5
2026-04-20 A 4/5 5/5 5/5 5/5 1/5 4/5 2/5
2026-04-17 A- 4/5 4/5 5/5 5/5 1/5 4/5 2/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
895.9K
OE per share TTM
0.13
Owner's Yield
4.38%
Maintenance CapEx ratio
5.53%
Maint CapEx / Avg PPE
4.3%

Ownership Overview

Ownership breakdown

Ownership breakdown not available.

At a glance
Institutional holders
Total invested
Insider transactions (90d)
0
Beneficial owners (>5%)
31
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Dan Mack 58.08M 9.70% 58.08M HC USA 2019-02-14
2 Nantahala Capital Management, LLC 58.08M 9.70% 58.08M IA USA 2019-02-14
3 Wilmot B. Harkey 58.08M 9.70% 58.08M HC USA 2019-02-14
4 ESW CAPITAL, LLC 6.40M 14.40% 6.40M 6.40M OO Delaware 2017-08-28
5 Joseph A. Liemandt 6.40M 14.40% 6.40M 6.40M HC, IN Delaware 2017-08-28
6 Estate of ReiJane Huai - Shuwen Huai, Executor 5.50M 11.40% 10.00 OO Citizenship or Place of Organization United States 2014-08-05
7 Shuwen Huai 4.90M 10.80% 10.00 OO Citizenship or Place of Organization United States 2014-11-12
8 Eli Oxenhorn 2.99M 6.30% 2.75M 241.1K 2.75M 241.1K IN United States 2006-01-18
9 36-3452497 518.0K 7.30% 15.0K 518.0K IA Illinois 2022-02-14
10 Wayne S. Reisner 515.1K 4.01% 30.0K 485.1K 30.0K 485.1K IN United States of America 2001-06-11
11 Eli Oxenhorn Family Limited Partnership 241.1K 0.50% 241.1K 241.1K PN New York 2006-01-18
12 The Walter Scheuer 1993 Charitable Remainder Trust 167.0K 1.30% 167.0K 167.0K OO United States of America 2001-06-11
13 Hopewell Partners 159.9K 1.24% 159.9K 159.9K PN New York 2001-06-11
14 Marge Scheuer 118.7K 0.92% 118.7K 118.7K IN United States of America 2001-06-11
15 Judith Scheuer 83.7K 0.65% 83.7K 83.7K IN United States of America 2001-06-11
16 Trust FBO Jeffrey Scheuer dated 5-18-54 35.0K 0.27% 35.0K 35.0K OO United States of America 2001-06-11
17 Susan Scheuer 30.0K 0.23% 30.0K 30.0K IN United States of America 2001-06-11
18 Trust FBO Winifred Scheuer dated 12-20-84 24.9K 0.19% 24.9K 24.9K OO United States of America 2001-06-11
19 Trust FBO Daniella Eve Lipnick dated 10-09-90 23.4K 0.18% 23.4K 23.4K OO United States of America 2001-06-11
20 Trust FBO Abigail Lipnick dated 4-13-92 22.9K 0.18% 22.9K 22.9K OO United States of America 2001-06-11
21 Trust FBO Jeremy Scheuer dated 4-20-88 22.9K 0.18% 22.9K 22.9K OO United States of America 2001-06-11
22 Trust FBO Samuel Mellicker 22.9K 0.18% 22.9K 22.9K OO United States of America 2001-06-11
23 Trust FBO Noah Lipnick 21.9K 0.17% 21.9K 21.9K OO United States of America 2001-06-11
24 Judith Scheuer 1993 Charitable Trust 12.0K 0.09% 12.0K 12.0K OO United States of America 2001-06-11
25 Trust FBO David Scheuer dated 12-11-51 10.0K 0.08% 10.0K 10.0K OO United States of America 2001-06-11
26 John Hinger 6.0K 0.05% 6.0K 6.0K IN United States of America 2001-06-11
27 Susan Scheuer 1993 Charitable Trust 6.0K 0.05% 6.0K 6.0K OO United States of America 2001-06-11
28 David Scheuer 1993 Charitable Trust 5.0K 0.04% 5.0K 5.0K OO United States of America 2001-06-11
29 Todd Fliegel 1.0K 0.01% 1.0K 1.0K IN United States of America 2001-06-11
30 Helen Dubson 500.00 0.00% 500.00 500.00 IN United States of America 2001-06-11
31 Julie Keane 500.00 0.00% 500.00 500.00 IN United States of America 2001-06-11

Institutional Activity (13F)

Institutional ownership trend

Institutional history not available.

Top institutional holders

Top holders not available.

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
1
Sells
0
Shares acquired
2.0K
Shares disposed
Cash buys
1.00
Cash sales
Net activity
+2,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2023-03-20 Brooks Robert Todd Director / Officer P-Purchase A Common Stock 1,200 1.78 2.1K 87,146
2022-11-10 Brooks Robert Todd Officer P-Purchase A Common Stock 2,000 1.75 3.5K 85,946
2022-08-04 Brooks Robert Todd Officer P-Purchase A Common Stock 5,000 1.02 5.1K 83,946
2022-05-17 Rudolph Barry Director A-Award A Common Stock 8,500 1.39 11.8K 15,116
2022-05-17 Brooks Robert Todd Officer P-Purchase A Common Stock 3,500 1.31 4.6K 78,946
2022-02-11 Sita Vincent Officer A-Award A Common Stock 56,615 0.00 56,615
2021-11-16 Brooks Robert Todd Director / Officer / 10% Owner P-Purchase A Common Stock 350 2.92 1.0K 57,047
2020-09-30 Wolfe Brad Officer A-Award A Common Stock 14,720 0.00 88,317
2020-09-30 Rudolph Barry Director A-Award A Common Stock 73,600 0.00 117,758
2020-09-30 MILLER WILLIAM D Director A-Award A Common Stock 73,600 0.00 117,758
2020-09-30 KELLY MICHAEL P Director A-Award A Common Stock 73,600 0.00 125,450
2020-01-16 KELLY MICHAEL P Director A-Award A Common Stock 44,158 0.00 51,797
2019-05-31 Wolfe Brad Officer A-Award A Common Stock 7,359,730 0.00 7,359,730
2019-05-31 Rudolph Barry Director A-Award A Common Stock 4,415,838 0.00 4,451,801
2019-05-31 MILLER WILLIAM D Director A-Award A Common Stock 4,415,838 0.00 4,448,569
2019-05-31 KELLY MICHAEL P Director A-Award A Common Stock 4,415,838 0.00 5,179,753
2019-05-31 Brooks Robert Todd Director / Officer / 10% Owner A-Award A Common Stock 73,597,297 0.00 73,747,297
2019-05-21 HCP-FVA, LLC Director / 10% Owner M-Exempt A Common Stock 1,518,107 0.00 1.5K 359,119,127
2019-05-21 HALE MARTIN M JR Director / 10% Owner M-Exempt A Common Stock 1,518,107 0.00 1.5K 359,718,164
2019-05-17 Brooks Robert Todd Officer P-Purchase A Common Stock 150,000 0.06 9.0K 150,000
2018-12-31 Rudolph Barry Director 0 0.00 0
2018-12-31 MILLER WILLIAM D Director I Common Stock 0 0.00 2,600
2018-12-27 KELLY MICHAEL P Director X-InTheMoney A Common Stock 763,915 0.00 763.92 763,915
2018-12-27 ESW Capital, LLC 10% Owner X-InTheMoney A Common Stock 122,214,132 0.00 122.2K 128,613,493
2018-12-18 HCP-FVA, LLC Director / 10% Owner M-Exempt A Common Stock 303,379,065 0.00 303.4K 357,601,020
2018-12-18 HALE MARTIN M JR Director / 10% Owner M-Exempt A Common Stock 303,379,065 0.00 303.4K 358,200,057
2018-11-20 KELLY MICHAEL P Director S-Sale D Common Stock 10,000 0.04 440.00 0
2018-11-19 KELLY MICHAEL P Director S-Sale D Common Stock 30,000 0.05 1.5K 10,000
2018-11-16 KELLY MICHAEL P Director S-Sale D Common Stock 35,000 0.05 1.8K 40,000
2018-10-10 ESW Capital, LLC 10% Owner P-Purchase A Warrants 122,214,132 0.00 122.2K 122,214,132
2018-10-09 KELLY MICHAEL P Director A-Award A Warrants 763,915 0.00 763.92 763,915
2018-10-09 HCP-FVA, LLC Director / 10% Owner D-Return D Warrants 63,610,935 0.00 63.6K 304,922,695
2018-10-09 HALE MARTIN M JR Director / 10% Owner D-Return D Warrants 63,610,935 0.00 63.6K 304,922,695
2018-04-23 HCP-FVA, LLC Director / 10% Owner M-Exempt D Warrants 40,033,752 0.00 40.0K 1,543,630
2018-04-23 HALE MARTIN M JR Director / 10% Owner M-Exempt D Warrants 13,859,128 0.00 13.9K 0
2018-04-05 Wolfe Brad Officer 0 0.00 0
2018-03-01 KELLY MICHAEL P Director J-Other D Common Stock 104,217 0.00 109,773
2018-02-23 HCP-FVA, LLC Director / 10% Owner A-Award A Warrants 366,990,000 0.00 367.0K 366,990,000
2018-02-23 HALE MARTIN M JR Director / 10% Owner A-Award A Warrants 366,990,000 0.00 367.0K 366,990,000
2017-11-17 HCP-FVA, LLC Director / 10% Owner D Warrants 13,859,128 0.00 13.9K 0
2017-11-17 HALE MARTIN M JR Director / 10% Owner A-Award A Warrants 13,859,128 0.00 13.9K 13,859,128
2017-08-23 ESW Capital, LLC 10% Owner P-Purchase A Common Stock 349,941 0.39 136.0K 6,399,361
2017-08-22 ESW Capital, LLC 10% Owner P-Purchase A Common Stock 1,032,943 0.36 370.5K 6,049,420
2017-08-21 ESW Capital, LLC 10% Owner D Common Stock 0 0.00 5,016,477
2017-08-14 McClain Patrick Officer 0 0.00 0
2017-08-14 Brooks Robert Todd Officer 0 0.00 0
2017-07-01 Oseth Todd Officer 0 0.00 0
2017-05-08 Rudolph Barry Director A-Award A Common Stock 23,301 0.00 140,080
2017-05-08 MILLER WILLIAM D Director A-Award A Common Stock 21,139 0.00 136,848
2017-05-08 KELLY MICHAEL P Director A-Award A Common Stock 25,223 0.00 217,390
2017-05-08 HALE MARTIN M JR Director / 10% Owner A-Award A Common Stock 22,821 0.00 175,032
2017-05-03 Rudolph Barry Director A-Award A Common Stock 94,117 0.00 116,779
2017-05-03 MILLER WILLIAM D Director A-Award A Common Stock 94,117 0.00 115,709
2017-05-03 KELLY MICHAEL P Director A-Award A Common Stock 94,117 0.00 192,167
2017-05-03 HALE MARTIN M JR Director / 10% Owner A-Award A Common Stock 94,117 0.00 152,211
2017-04-25 QUINN GARY Director / Officer F-InKind D Common Stock 17,855 0.31 5.5K 1,843,148
2017-04-25 Komet Alan Officer F-InKind D Common Stock 14,294 0.31 4.4K 210,721
2017-03-15 MILLER WILLIAM D Director P-Purchase A Common Stock 2,000 0.39 777.40 2,600
2017-03-13 Rudolph Barry Director A-Award A Common Stock 12,662 0.00 22,662
2017-03-13 QUINN GARY Director / Officer F-InKind D Common Stock 13,997 0.67 9.3K 1,861,003
2017-03-13 Murale Daniel Officer A-Award A Stock Option (right to buy) 200,000 0.40 80.0K 200,000
2017-03-13 MILLER WILLIAM D Director A-Award A Common Stock 11,592 0.00 21,592
2017-03-13 Komet Alan Officer A-Award A Stock Option (right to buy) 75,000 0.40 30.0K 75,000
2017-03-13 KELLY MICHAEL P Director A-Award A Common Stock 15,159 0.00 98,050
2017-03-13 HALE MARTIN M JR Director / 10% Owner A-Award A Common Stock 13,019 0.00 58,094
2017-01-03 Rudolph Barry Director A-Award A Common Stock 10,000 0.00 10,000
2017-01-03 MILLER WILLIAM D Director A-Award A Common Stock 10,000 0.00 10,000
2017-01-03 Komet Alan Officer A-Award A Stock Option (right to buy) 75,000 0.46 34.5K 75,000
2016-12-16 MILLER WILLIAM D Director 0 0.00 0
2016-12-01 Rudolph Barry Director 0 0.00 0
2016-11-04 RUBENSTEIN BARRY Director A-Award A Common Stock 14,201 0.00 1,015,201
2016-11-04 OXENHORN ELI Director A-Award A Common Stock 22,286 0.00 1,088,286
2016-11-04 Murale Daniel Officer A-Award A Stock Option (right to buy) 200,000 0.55 110.0K 200,000
2016-11-04 LIEBER IRWIN Director A-Award A Common Stock 14,201 0.00 1,788,028
2016-11-04 KELLY MICHAEL P Director A-Award A Common Stock 12,891 0.00 82,891
2016-11-04 KAUFMAN ALAN W Director A-Award A Common Stock 15,075 0.00 110,075
2016-11-04 HALE MARTIN M JR Director / 10% Owner A-Award A Common Stock 15,075 0.00 45,075
2016-11-04 FISCHER STEVEN R Director A-Award A Common Stock 15,950 0.00 110,950
2016-09-15 Murale Daniel Officer D Common Stock 0 0.00 6,700
2016-09-02 QUINN GARY Director / Officer P-Purchase A Common Stock 10,000 1.01 10.1K 1,875,000
2016-07-29 HALE MARTIN M JR Director / 10% Owner J-Other A Common Stock 186,062 1.05 195.4K 1,259,381
2016-05-31 HALE MARTIN M JR Director / 10% Owner J-Other A Common Stock 143,737 1.34 192.6K 1,073,319
2016-04-27 RUBENSTEIN BARRY Director A-Award A Common Stock 10,000 0.00 1,001,000
2016-04-27 OXENHORN ELI Director A-Award A Common Stock 10,000 0.00 1,066,000
2016-04-27 LIEBER IRWIN Director A-Award A Common Stock 10,000 0.00 1,773,827
2016-04-27 KELLY MICHAEL P Director A-Award A Common Stock 10,000 0.00 70,000
2016-04-27 KAUFMAN ALAN W Director A-Award A Common Stock 10,000 0.00 95,000
2016-04-27 HALE MARTIN M JR Director / 10% Owner A-Award A Common Stock 10,000 0.00 30,000
2016-04-27 FISCHER STEVEN R Director A-Award A Common Stock 10,000 0.00 95,000
2016-02-18 QUINN GARY Director / Officer A-Award A Common Stock 100,000 0.00 1,825,000
2016-02-18 Petrucelly Louis J Officer A-Award A Common Stock 100,000 0.00 580,500
2016-02-18 Komet Alan Officer A-Award A Stock Option (right to buy) 100,000 1.49 149.0K 100,000
2016-01-21 HALE MARTIN M JR Director / 10% Owner J-Other A Common Stock 103,200 1.83 188.9K 929,582
2015-12-31 HALE MARTIN M JR Director / 10% Owner J-Other A Common Stock 99,908 1.91 190.8K 826,382
2015-11-03 QUINN GARY Director / Officer S-Sale D Common Stock 5,000 1.96 9.8K 1,735,000
2015-11-02 QUINN GARY Director / Officer S-Sale D Common Stock 9,300 2.00 18.6K 1,770,700
2015-10-28 Komet Alan Officer D Stock Option (right to buy) 20,000 1.36 27.2K 0
2015-08-26 HALE MARTIN M JR Director / 10% Owner P-Purchase A Common Stock 3,660 1.50 5.5K 599,037
2015-08-14 KELLY MICHAEL P Director P-Purchase A Common Stock 3,779 1.69 6.4K 60,000
2015-08-05 HALE MARTIN M JR Director / 10% Owner P-Purchase A Common Stock 372,186 1.52 565.7K 595,377
2015-08-04 HALE MARTIN M JR Director / 10% Owner P-Purchase A Common Stock 181,758 1.50 272.6K 223,191
2015-08-03 HALE MARTIN M JR Director / 10% Owner P-Purchase A Common Stock 41,433 1.40 58.0K 41,433
2015-07-28 QUINN GARY Director / Officer A-Award A Common Stock 500,000 0.00 1,825,000
2015-04-22 RUBENSTEIN BARRY Director A-Award A Common Stock 10,000 0.00 991,000
2015-04-22 OXENHORN ELI Director A-Award A Common Stock 10,000 0.00 1,056,000
2015-04-22 LIEBER IRWIN Director A-Award A Common Stock 10,000 0.00 1,763,827
2015-04-22 KELLY MICHAEL P Director A-Award A Common Stock 10,000 0.00 40,000
2015-04-22 KAUFMAN ALAN W Director A-Award A Common Stock 10,000 0.00 85,000
2015-04-22 HALE MARTIN M JR Director / 10% Owner A-Award A Common Stock 10,000 0.00 20,000
2015-04-22 FISCHER STEVEN R Director A-Award A Common Stock 10,000 0.00 85,000
2015-04-21 QUINN GARY Director / Officer A-Award A Common Stock 150,000 0.00 1,325,000
2015-04-21 Petrucelly Louis J Officer A-Award A Common Stock 150,000 0.00 480,500
2015-03-03 QUINN GARY Director / Officer S-Sale D Common Stock 100,000 1.56 155.7K 1,175,000
2014-12-15 KELLY MICHAEL P Director A-Award A Common Stock 10,000 0.00 30,000
2014-12-11 Huai Shuwen 10% Owner S-Sale D Common Stock 600,000 1.09 654.0K 0
2014-12-10 LIEBER IRWIN Director P-Purchase A Common Stock 25,000 1.28 32.0K 1,753,827
2014-12-09 RUBENSTEIN BARRY Director P-Purchase A Common Stock 60,000 1.23 73.8K 496,800
2014-12-09 LIEBER IRWIN Director P-Purchase A Common Stock 42,710 1.25 53.3K 1,728,827
2014-12-08 Huai Shuwen 10% Owner S-Sale D Common Stock 4,298,533 1.09 4.69M 600,000
2014-10-29 KELLY MICHAEL P Director 0 0.00 0
2014-10-29 Huai Shuwen 10% Owner S-Sale D Common Stock 600,000 1.09 654.0K 4,898,533
2014-08-15 OXENHORN ELI Director J-Other D Common Stock 90,000 0.00 0
2014-06-12 Huai Shuwen 10% Owner D-Return D Common Stock 3,132,141 1.68 5.25M 5,498,533
2014-05-28 RUBENSTEIN BARRY Director A-Award A Common Stock 10,000 0.00 981,000
2014-05-28 OXENHORN ELI Director A-Award A Common Stock 10,000 0.00 1,046,000
2014-05-28 LIEBER IRWIN Director A-Award A Common Stock 10,000 0.00 1,686,117
2014-05-28 KAUFMAN ALAN W Director A-Award A Common Stock 10,000 0.00 75,000
2014-05-28 HALE MARTIN M JR Director / 10% Owner A-Award A Common Stock 10,000 0.00 10,000
2014-05-28 FISCHER STEVEN R Director A-Award A Common Stock 10,000 0.00 75,000
2014-05-23 RUBENSTEIN BARRY Director S-Sale D Common Stock 47,015 1.54 72.6K 131,323
2014-05-23 QUINN GARY Officer S-Sale D Common Stock 10,000 1.44 14.4K 1,275,000
2014-05-20 RUBENSTEIN BARRY Director P-Purchase A Common Stock 34,098 1.56 53.1K 178,338
2014-05-19 RUBENSTEIN BARRY Director P-Purchase A Common Stock 100,000 1.51 150.7K 536,800
2014-05-15 QUINN GARY Officer P-Purchase A Common Stock 2,500 1.45 3.6K 1,282,500
2014-05-14 Huai Shuwen 10% Owner S-Sale D Common Stock 5 1.45 7.25 8,630,674
2014-04-29 Huai Shuwen 10% Owner S-Sale D Common Stock 20,000 1.60 32.0K 8,630,679
2014-04-25 Huai Shuwen 10% Owner S-Sale D Common Stock 10,000 1.59 15.9K 8,650,679
2014-04-17 Huai Shuwen 10% Owner S-Sale D Common Stock 2,000 1.51 3.0K 8,670,679
2014-04-16 Huai Shuwen 10% Owner S-Sale D Common Stock 190 1.51 286.90 8,703,137
2014-04-15 Huai Shuwen 10% Owner S-Sale D Common Stock 3,299 1.49 4.9K 8,728,327
2014-04-14 Huai Shuwen 10% Owner S-Sale D Common Stock 2,000 1.51 3.0K 8,742,309
2014-04-09 Huai Shuwen 10% Owner S-Sale D Common Stock 20,000 1.50 30.0K 8,750,291
2014-04-08 Huai Shuwen 10% Owner S-Sale D Common Stock 8,663 1.53 13.3K 8,823,644
2014-04-04 Huai Shuwen 10% Owner S-Sale D Common Stock 886 1.60 1.4K 8,872,407
2014-04-03 Huai Shuwen 10% Owner S-Sale D Common Stock 1,000 1.60 1.6K 8,898,976
2014-04-02 Huai Shuwen 10% Owner S-Sale D Common Stock 4,793 1.60 7.7K 8,900,976
2014-04-01 QUINN GARY Officer A-Award A Common Stock 625,000 0.00 1,275,000
2014-04-01 Petrucelly Louis J Officer A-Award A Common Stock 315,000 0.00 330,500
2014-04-01 Horowitz Seth R. Officer A-Award A Common Stock 245,000 0.00 325,000
2014-03-21 Huai Shuwen 10% Owner S-Sale D Common Stock 10,000 1.59 15.9K 8,936,120
2014-03-20 Huai Shuwen 10% Owner S-Sale D Common Stock 10,000 1.59 15.9K 8,957,120
2014-03-14 QUINN GARY Officer P-Purchase A Common Stock 200 1.54 308.00 650,000
2013-11-06 Huai Shuwen 10% Owner S-Sale D Common Stock 28,744 1.65 47.5K 8,993,550
2013-11-05 Huai Shuwen 10% Owner S-Sale D Common Stock 10,000 1.47 14.7K 9,022,294
2013-11-04 QUINN GARY Officer P-Purchase A Common Stock 10,000 1.55 15.5K 560,000
2013-11-04 Huai Shuwen 10% Owner S-Sale D Common Stock 18,002 1.52 27.3K 9,042,294
2013-11-01 QUINN GARY Officer P-Purchase A Common Stock 5,600 1.58 8.8K 505,600
2013-11-01 Huai Shuwen 10% Owner S-Sale D Common Stock 23,101 1.54 35.5K 9,060,296
2013-10-31 Huai Shuwen 10% Owner S-Sale D Common Stock 20,000 1.45 29.0K 9,083,397
2013-10-24 Huai Shuwen 10% Owner S-Sale D Common Stock 10,000 1.32 13.2K 9,103,397
2013-10-23 Huai Shuwen 10% Owner S-Sale D Common Stock 10,000 1.32 13.2K 9,113,397
2013-10-21 Huai Shuwen 10% Owner S-Sale D Common Stock 10,000 1.37 13.7K 9,123,397
2013-10-18 Huai Shuwen 10% Owner S-Sale D Common Stock 3,400 1.38 4.7K 9,133,397
2013-10-17 Huai Shuwen 10% Owner S-Sale D Common Stock 10,000 1.37 13.7K 9,136,797
2013-10-10 Huai Shuwen 10% Owner S-Sale D Common Stock 10,059 1.37 13.8K 9,146,797
2013-09-26 Huai Shuwen 10% Owner S-Sale D Common Stock 10,000 1.41 14.1K 9,156,856
2013-09-16 Huai Shuwen 10% Owner S-Sale D Common Stock 18,000 1.14 20.5K 9,166,856
2013-09-16 HCP-FVA, LLC Director / 10% Owner D Series A Convertible Preferred Stock 8,781,515 0.00 0
2013-09-16 HALE MARTIN M JR Director / 10% Owner I Series A Convertible Preferred Stock 8,781,515 0.00 0
2013-09-13 Wu Bernard J 0 0.00 0
2013-08-27 Huai Shuwen 10% Owner S-Sale D Common Stock 29,360 1.00 29.4K 9,193,550
2013-08-26 Huai Shuwen 10% Owner S-Sale D Common Stock 22,812 1.02 23.3K 9,222,910
2013-08-21 Huai Shuwen 10% Owner S-Sale D Common Stock 141,755 1.01 143.5K 9,245,722
2013-08-20 Huai Shuwen 10% Owner S-Sale D Common Stock 6,073 1.00 6.1K 9,387,477
2013-08-05 QUINN GARY Officer A-Award A Common Stock 500,000 0.00 500,000
2013-05-09 Wu Bernard J Officer A-Award A Stock Option (right to buy) 40,000 1.36 54.4K 40,000
2013-05-09 RUBENSTEIN BARRY Director A-Award A Common Stock 10,000 0.00 971,000
2013-05-09 QUINN GARY Officer A-Award A Stock Option (right to buy) 25,000 1.36 34.0K 25,000
2013-05-09 Petrucelly Louis J Officer A-Award A Stock Option (right to buy) 95,000 1.36 129.2K 95,000
2013-05-09 OXENHORN ELI Director A-Award A Common Stock 10,000 0.00 1,036,000
2013-05-09 LIEBER IRWIN Director A-Award A Common Stock 10,000 0.00 1,676,117
2013-05-09 KAUFMAN ALAN W Director A-Award A Common Stock 10,000 0.00 65,000
2013-05-09 Horowitz Seth R. Officer A-Award A Stock Option (right to buy) 90,000 1.36 122.4K 90,000
2013-05-09 FISCHER STEVEN R Director A-Award A Common Stock 10,000 0.00 65,000
2013-05-01 Wu Bernard J Officer S-Sale D Common Stock 100 1.57 157.00 236,020
2013-04-30 Wu Bernard J Officer S-Sale D Common Stock 1,400 1.67 2.3K 241,020
2013-04-05 QUINN GARY Officer D Stock Option (right to buy) 200,000 3.62 724.0K 0
2012-06-05 Petrucelly Louis J Officer A-Award A Stock Option (right to buy) 50,000 2.46 123.0K 50,000
2012-05-25 Petrucelly Louis J Officer D Stock Option (right to buy) 15,000 2.63 39.5K 0
2012-05-07 RUBENSTEIN BARRY Director A-Award A Common Stock 10,000 0.00 961,000
2012-05-07 OXENHORN ELI Director A-Award A Common Stock 10,000 0.00 1,026,000
2012-05-07 LIEBER IRWIN Director A-Award A Common Stock 10,000 0.00 1,666,117
2012-05-07 KAUFMAN ALAN W Director A-Award A Common Stock 10,000 0.00 55,000
2012-05-07 FISCHER STEVEN R Director A-Award A Common Stock 10,000 0.00 55,000
2012-03-12 Horowitz Seth R. Officer A-Award A Stock Option (right to buy) 60,000 3.05 183.0K 60,000
2011-12-31 LIEBER IRWIN Director I Common Stock 0 0.00 164,000
2011-11-07 Urquhart Bryan John Henderson Officer A-Award A Stock Option (right to buy) 300,000 3.11 933.0K 300,000
2011-11-03 Urquhart Bryan John Henderson Officer 0 0.00 0
2011-09-26 Huai Shuwen 10% Owner D Common Stock 0 0.00 9,393,550
2011-05-09 Wu Bernard J Officer A-Award A Stock Option (right to buy) 50,000 4.12 206.0K 50,000

Executive team

Top executives
EBIT / Employee
4.2K
Shares Outstanding
7.13M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2007 Bernard Wu Vice President-Business Development 235.0K 82.7K 315.9K 15.0K 648.6K 61.46%
2 2007 ReiJane Huai Chairman and Chief Executive Officer (Principal Executive Officer) 275.0K 360.1K 635.1K 0.00%
3 2007 Wayne Lam Vice President 235.0K 82.7K 289.2K 15.0K 621.9K 59.80%
4 2007 James Weber Vice President and Chief Financial Officer (Principal Financial Officer) 235.0K 82.7K 212.7K 15.0K 545.4K 54.16%
5 2006 Bernard Wu Vice President-Business Development 190.0K 18.3K 568.5K 30.0K 806.9K 72.74%
6 2006 Wayne Lam Vice President 190.0K 18.3K 541.8K 25.0K 775.2K 72.26%
7 2006 James Weber Vice President and Chief Financial Officer (Principal Financial Officer) 190.0K 18.3K 231.9K 30.0K 470.3K 53.22%
8 2006 ReiJane Huai Chairman and Chief Executive Officer (Principal Executive Officer) 275.0K 109.7K 384.7K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2023-05-31 DEF 14A
2022-05-24 DEF 14A
2021-06-01 DEF 14A
2021-05-07 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-02-13 SC 13G/A
2024-01-04 SC 13G/A
2023-07-12 S-8 POS
2023-07-12 15-12G
2023-07-05 8-K
2023-06-28 8-K
2023-05-31 DEF 14A
2023-05-10 8-K
2023-05-10 10-Q
2023-05-01 10-K/A

Executive team

NameTitleCompensationGender
Robert Todd Brooks Chief Executive Officer, President & Director 367.5K male
Vincent Sita Chief Financial Officer, Treasurer & Chief Operating Officer 270.7K male
Clark Liddell Vice President of Strategic Operations male
Ron Morita Chief Technology Officer male
Victoria Grey Head of Marketing female
ESG Rating
B
SOFTWARE - APPLICATION
2020
E (Environmental)
74.0 / 66.0
Company / Sector avg.
S (Social)
63.8 / 69.5
Company / Sector avg.
G (Governance)
68.0 / 67.5
Company / Sector avg.
ESG Total
68.6 / 67.7
Company / Sector avg.
ESG Score History SOFTWARE - APPLICATION
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits