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Duos Technologies Group, Inc. (DUOT)
USD8.29
-0.17 (-1.95%)
US NASDAQ Technology Software - Application
Address
7660 Centurion Parkway 32256
Jacksonville, FL, US
Jacksonville, FL, US
CEO
Frank Douglas Recker
Website
duostechnologies.com
IPO
2017-05-30
CIK 1396536 ISIN US2660424076
Description
Duos Technologies Group, Inc. (DUOT) is a North American enterprise that conceives, develops, implements, and manages intelligent technology solutions. Their core technological framework includes Centraco, an overarching system for managing enterprise information. Another key platform is Truevue360, an integrated environment crafted for the creation and deployment of advanced artificial intelligence algorithms. This platform supports machine learning, computer vision, object detection, and deep neural network-based processing, all optimized for real-time applications. Furthermore, Praesidium is utilized to integrate and oversee various image capture devices and sensors, funneling their data into the Centraco software. Among their proprietary applications are the Railcar Inspection Portal, designed for the automated examination of freight and transit trains while in motion. They also offer the Vehicle Undercarriage Examiner and the Thermal Undercarriage Examiner for in-depth scrutiny of railcar undercarriages. The Enterprise Command and Control Suite is another solution, centralizing information, enhancing connectivity, and streamlining communications. Additionally, the Automated Logistics Information Systems (ALIS) represents an intelligent system engineered to automate security gate processes. Beyond their product portfolio, Duos Technologies provides a range of services, including IT asset management for data center operators, comprehensive maintenance and technical assistance, consulting and auditing services, and software licensing, often with accompanying hardware sales options. They also deliver specialized training programs. The company's corporate base is located in Jacksonville, Florida.
News Sentiment (7d)
Based on only 1 article — low confidence
- Duos Signs Agreement for an Additional 2 MW Deployment GlobeNewsWire
Market Cap & Enterprise Value
Merger & Acquisition History
No mergers or acquisitions recorded for this company.
Technical Outlook
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Signal Summary
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| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
USD8.29
-0.17 (-1.95%)
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Volume Profile
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Liquidity & share structure
Average Volume
685.1K
Beta
1.22
Float Shares
11.65M
Free Float %
63.6%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| +4.42% | +8.73% | +4.42% | +2.05% | +10.33% | -20.27% | +19.60% | +125.38% | -0.55% | -71.04% | -95.84% |
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From
To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow
Revenue by geography
Revenue by segment
From
To
Revenue composition
From
To
By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Analyst Consensus (3 ratings, all time)
Buy
Price Targets & DCF
Current price
8.29
Low
17.00
+104.9%
Consensus
17.00
+104.9%
Median
17.00
+104.9%
High
17.00
+104.9%
Ratings Trend (MoM)
100% Bullish
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 1 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Price Target Summary
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | 1 |
17.00
+104.9%
|
| Last Year | 2 |
15.50
+86.9%
|
| All Time | 3 |
12.17
+46.7%
|
Quality scores
Altman Z-Score
5.33
Safe zone
Piotroski F-Score
4 / 9
Average
MOAT Score
0 / 10
No MOAT
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
-
Revenue growth Software - Application: +13.0%+271.2% ★ Q1'26: -45.0% (vs Q1'25)
-
EPS growth Software - Application: +28.6%+54.0% ★ Q1'26: +16.7% (vs Q1'25)
-
FCF margin FCF growth · Software - Application: +45.3%-81.0% Q1'26: -1,564.7% (vs Q1'25)
-
EBIT margin Software - Application: +9.4%-36.1% Q1'26: -133.4% (vs Q1'25)
-
ROIC Software - Application: +7.5%-25.9% Q1'26: -18.4% (vs Q1'25)
-
Share dilution Software - Application: +0.0%+97.6% Q1'26: +107.4% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Software - Application: -1.16×-0.65× Q1'26: -0.39× (vs Q1'25)
Valuation Multiples
From
To
Consensus Estimates
| Metric |
Dec 2015 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 1 Rev. Ana. 1 EPS Ana. |
Dec 2027 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
6.77M
est: 7.81M (-13.3%)
|
3.88M
est: 4.34M (-10.6%)
|
12.05M
est: 12.28M (-1.9%)
|
13.64M
est: 13.54M (+0.8%)
|
8.04M
est: 7.56M (+6.4%)
|
8.26M
est: 8.29M (-0.4%)
|
15.01M
est: 16.04M (-6.4%)
|
7.47M
est: 5.90M (+26.7%)
|
7.28M
est: 8.56M (-14.9%)
|
27.02M
est: 27.60M (-2.1%)
|
48.20M
48.20M – 48.20M
+74.6% YoY
|
60.00M
60.00M – 60.00M
+24.5% YoY
|
| EBITDA |
-1.54M
est: -6.00M (+74.4%)
|
-585.2K
est: -3.34M (+82.5%)
|
-1.46M
est: -9.44M (+84.5%)
|
-2.00M
est: -10.40M (+80.7%)
|
-6.14M
est: -5.81M (-5.8%)
|
-5.46M
est: -6.37M (+14.3%)
|
-6.27M
est: -12.33M (+49.1%)
|
-10.37M
est: -4.53M (-128.7%)
|
-7.92M
est: -5.72M (-38.4%)
|
-7.12M
est: -18.45M (+61.4%)
|
-32.22M
-32.22M – -32.22M
-74.6% YoY
|
-40.11M
-40.11M – -40.11M
-24.5% YoY
|
| EBIT |
-1.58M
est: -6.25M (+74.7%)
|
-633.4K
est: -3.48M (+81.8%)
|
-1.56M
est: -9.83M (+84.1%)
|
-2.40M
est: -10.84M (+77.8%)
|
-6.60M
est: -6.05M (-9.1%)
|
-5.99M
est: -6.64M (+9.8%)
|
-6.86M
est: -12.84M (+46.6%)
|
-11.23M
est: -4.72M (-138.0%)
|
-10.48M
est: -6.07M (-72.8%)
|
-9.76M
est: -19.56M (+50.1%)
|
-34.15M
-34.15M – -34.15M
-74.6% YoY
|
-42.52M
-42.52M – -42.52M
-24.5% YoY
|
| Net Income |
-2.33M
est: 12.64B (-100.0%)
|
-5.15M
est: -222.03M (+97.7%)
|
-1.58M
est: -6.50M (+75.7%)
|
-2.47M
est: -10.37M (+76.2%)
|
-6.75M
est: -19.42M (+65.3%)
|
-6.01M
est: -13.07M (+54.0%)
|
-6.86M
est: -8.12M (+15.5%)
|
-11.24M
est: -25.01M (+55.1%)
|
-10.76M
est: -19.41M (+44.5%)
|
-9.84M
est: -6.42M (-53.2%)
|
611.4K
611.4K – 611.4K
+109.5% YoY
|
3.82M
3.82M – 3.82M
+525.0% YoY
|
| SGA |
4.00M
est: 8.08M (-50.5%)
|
4.72M
est: 4.50M (+5.0%)
|
6.29M
est: 12.72M (-50.6%)
|
7.41M
est: 14.02M (-47.1%)
|
6.77M
est: 7.82M (-13.5%)
|
6.98M
est: 8.59M (-18.7%)
|
9.96M
est: 16.61M (-40.0%)
|
10.94M
est: 6.11M (+79.2%)
|
9.92M
est: 8.49M (+16.9%)
|
16.79M
est: 27.37M (-38.6%)
|
47.79M
47.79M – 47.79M
+74.6% YoY
|
59.49M
59.49M – 59.49M
+24.5% YoY
|
| EPS |
-2.49
est: 1,633.36 (-100.2%)
|
-20.00
est: -28.70 (+30.3%)
|
-1.06
est: -0.84 (-26.2%)
|
-1.43
est: -1.34 (-6.7%)
|
-2.09
est: -2.51 (+16.7%)
|
-1.63
est: -1.69 (+3.6%)
|
-1.11
est: -1.05 (-5.7%)
|
-1.56
est: -1.64 (+4.7%)
|
-1.39
est: -1.28 (-9.0%)
|
-0.64
est: -0.42 (-52.4%)
|
0.04
0.04 – 0.04
+109.5% YoY
|
0.25
0.25 – 0.25
+525.0% YoY
|
Recent Grade Changes (3M)
| Date | Firm | Previous | New Grade | Action |
|---|---|---|---|---|
| 2026-04-17 | Ascendiant Capital | Buy | Buy | Maintain |
Historical Ratings (3M)
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-15 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-05-14 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 3/5 |
| 2026-05-13 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 3/5 |
| 2026-05-12 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 3/5 |
| 2026-05-11 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 3/5 |
| 2026-05-08 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-05-07 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-05-06 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-05-05 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-05-04 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-05-01 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-04-30 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-04-29 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-04-28 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-04-27 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-04-24 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-04-23 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 3/5 |
| 2026-04-22 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 3/5 |
| 2026-04-21 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 3/5 |
| 2026-04-20 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 3/5 |
| 2026-04-17 | C | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 3/5 |
| 2026-04-16 | C | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 3/5 |
Owner Earnings
Owner's Earnings (history)
From
To
Owner alignment
Owner's Earnings TTM
-65.65M
OE per share TTM
-3.94
Owner's Yield
-30.99%
Maintenance CapEx ratio
—
Maint CapEx / Avg PPE
66.3%
Ownership Overview
Ownership breakdown
At a glance
Institutional holders
70
Total invested
101.25M
Insider transactions (90d)
0
Beneficial owners (>5%)
11
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Justin Keener | 5.09M | 6.80% | 5.09M | — | 5.09M | — | OO | United States | 2017-02-06 | ↗ |
| 2 | Gianni Arcaini | 4.71M | 7.20% | 4.70M | 11.5K | 4.70M | 10.00 | IN | United States | 2017-01-13 | ↗ |
| 3 | Tax ID # 57-1156902 | 2.93M | 13.86% | — | — | — | — | IA | State of Delaware | 2017-12-01 | ↗ |
| 4 | Identification Nos. of above persons (. | 1.69M | 8.20% | 1.69M | — | 1.69M | — | PN | Delaware | 2018-02-15 | ↗ |
| 5 | valid OMB control number. | 283.0K | 11.00% | 283.0K | — | 283.0K | — | IN | Each Reporting Person With | 2020-02-21 | ↗ |
| 6 | 36-3452497 | 257.2K | 7.10% | — | — | 257.2K | — | IA | Illinois | 2022-02-14 | ↗ |
| 7 | (. | 153.9K | 4.62% | 153.9K | — | 153.9K | — | IN | United States | 2020-02-13 | ↗ |
| 8 | 27-4413262 | 153.9K | 4.62% | 153.9K | — | 153.9K | — | OO | Maryland | 2020-02-13 | ↗ |
| 9 | Catalysis Partners, LLC | 68.6K | 1.90% | — | 68.6K | — | — | PN | Delaware | 2021-02-16 | ↗ |
| 10 | Francis Capital Management, LLC | 68.6K | 1.90% | — | 68.6K | — | — | IA, HC, OO | California | 2021-02-16 | ↗ |
| 11 | John P. Francis | 68.6K | 1.90% | — | 68.6K | — | — | HC, IN | United States | 2021-02-16 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
From
To
13F snapshot — 2026 Q1
Investors holding
70
+13 vs prev Q
New positions
25
Closed positions
12
Increased
51
Reduced
11
Put/Call ratio
0.00
Calls held
414.1K
Puts held
—
Top institutional holders
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | POTOMAC CAPITAL MANAGEMENT, INC. | 274.2K +274.2K (+100.0%) | 3.09B +3.1B (+100.0%) | 2.31% +2.315 pp | 2.48% +2.478 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 2 | BLEICHROEDER LP | 1.63M +— (+0.0%) | 18.31M +6.3M (+52.9%) | 13.74% +0.000 pp | 3.22% +0.887 pp | USD4.76 +136.3% | 24 qtrs — |
| 3 | ROYAL BANK OF CANADA | 965.4K +148.4K (+18.2%) | 10.86M +4.8M (+80.6%) | 8.15% +1.252 pp | 0.00% +0.001 pp | USD7.89 +42.6% | 7 qtrs — |
| 4 | MORGAN STANLEY | 807.6K +505.2K (+167.1%) | 9.08M +6.9M (+308.2%) | 6.82% +4.264 pp | 0.00% +0.000 pp | USD9.69 +16.1% | 20 qtrs — |
| 5 | NORTHERN RIGHT CAPITAL MANAGEMENT, L.P. | 777.6K +— (+0.0%) | 8.75M +3.0M (+52.9%) | 6.56% +0.000 pp | 2.30% +0.526 pp | USD7.36 +52.9% | 2 qtrs — |
| 6 | VANGUARD GROUP INC | 770.0K +130.2K (+20.3%) | 8.66M +4.0M (+83.9%) | 6.50% +1.099 pp | 0.00% +0.000 pp | USD7.01 +60.5% | 19 qtrs — |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 170.5K +21.7K (+14.6%) | 1.92M +824.1K (+75.2%) | 1.44% +0.183 pp | 0.00% +0.000 pp | USD7.02 +60.3% | 16 qtrs — |
| 8 | PRIVATE ADVISOR GROUP, LLC | 168.9K -38.3K (-18.5%) | 1.90M +375.2K (+24.6%) | 1.43% -0.323 pp | 0.01% +0.001 pp | USD7.17 +56.9% | 17 qtrs — |
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 159.6K +127.7K (+400.9%) | 1.80M +1.6M (+665.6%) | 1.35% +1.078 pp | 0.00% +0.000 pp | USD10.47 +7.4% | 2 qtrs — |
| 10 | EAM INVESTORS, LLC | 112.0K +112.0K (+100.0%) | 1.26M +1.3M (+100.0%) | 0.95% +0.945 pp | 0.14% +0.140 pp | USD11.25 +0.0% | 4 qtrs — |
| 11 | 683 CAPITAL MANAGEMENT, LLC | 106.5K +106.5K (+100.0%) | 1.20M +1.2M (+100.0%) | 0.90% +0.899 pp | 0.05% +0.052 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 12 | HUNTLEIGH ADVISORS, INC. | 101.8K +5.7K (+5.9%) | 1.14M +437.9K (+61.9%) | 0.86% +0.048 pp | 0.19% +0.073 pp | USD6.01 +87.2% | 4 qtrs — |
| 13 | MINK BROOK ASSET MANAGEMENT LLC | 100.0K -682.1K (-87.2%) | 1.13M -4.6M (-80.5%) | 0.84% -5.757 pp | 0.71% -3.166 pp | USD7.36 +52.9% | 2 qtrs — |
| 14 | MYDA ADVISORS LLC | 100.0K -160.0K (-61.5%) | 1.13M -788.6K (-41.2%) | 0.84% -1.351 pp | 0.21% -0.199 pp | USD7.36 +52.9% | 2 qtrs — |
| 15 | RENAISSANCE TECHNOLOGIES LLC | 89.0K -90.5K (-50.4%) | 1.00M -320.0K (-24.2%) | 0.75% -0.764 pp | 0.00% 0.000 pp | USD7.36 +52.9% | 2 qtrs — |
| 16 | BLACKROCK, INC. | 87.7K +40.7K (+86.4%) | 986.8K +640.5K (+184.9%) | 0.74% +0.343 pp | 0.00% +0.000 pp | USD9.06 +24.2% | 3 qtrs — |
| 17 | GOLDMAN SACHS GROUP INC | 79.0K +79.0K (+100.0%) | 888.2K +888.2K (+100.0%) | 0.67% +0.666 pp | 0.00% +0.000 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 18 | SHAY CAPITAL LLC | 75.0K -336.9K (-81.8%) | 843.8K -2.2M (-72.2%) | 0.63% -2.844 pp | 0.09% -0.176 pp | USD7.30 +54.1% | 4 qtrs — |
| 19 | CORSAIR CAPITAL MANAGEMENT, L.P. | 70.0K -35.0K (-33.3%) | 787.7K +14.9K (+1.9%) | 0.59% -0.295 pp | 0.12% -0.005 pp | USD7.36 +52.9% | 2 qtrs — |
| 20 | SEI INVESTMENTS CO | 68.2K +68.2K (+100.0%) | 767.1K +767.1K (+100.0%) | 0.58% +0.576 pp | 0.00% +0.001 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 21 | STATE STREET CORP | 64.5K +22.8K (+54.7%) | 725.4K +418.6K (+136.5%) | 0.54% +0.193 pp | 0.00% +0.000 pp | USD8.09 +39.1% | 10 qtrs — |
| 22 | HIGHTOWER ADVISORS, LLC | 63.2K +10.0 (+0.0%) | 710.5K +245.7K (+52.9%) | 0.53% +0.000 pp | 0.00% +0.000 pp | USD4.70 +139.4% | 17 qtrs — |
| 23 | NORTHERN TRUST CORP | 54.8K +3.2K (+6.2%) | 616.6K +236.9K (+62.4%) | 0.46% +0.027 pp | 0.00% +0.000 pp | USD5.23 +115.1% | 9 qtrs — |
| 24 | CITADEL ADVISORS LLC | 53.6K -41.9K (-43.9%) | 603.0K -99.8K (-14.2%) | 0.45% -0.354 pp | 0.00% +0.000 pp | USD7.36 +52.9% | 2 qtrs — |
| 25 | JANE STREET GROUP, LLC | 51.4K +1.0K (+2.1%) | 578.2K +207.6K (+56.0%) | 0.43% +0.009 pp | 0.00% +0.000 pp | USD7.44 +51.2% | 2 qtrs — |
| 26 | UBS GROUP AG | 48.4K -47.5K (-49.5%) | 545.0K -160.9K (-22.8%) | 0.41% -0.401 pp | 0.00% +0.000 pp | USD7.19 +56.5% | 19 qtrs — |
| 27 | OMERS ADMINISTRATION CORP | 42.4K +42.4K (+100.0%) | 477.0K +477.0K (+100.0%) | 0.36% +0.358 pp | 0.00% +0.003 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 28 | — | 42.0K +42.0K (+100.0%) | 472.4K +472.4K (+100.0%) | 0.35% +0.355 pp | 0.35% +0.353 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 29 | DIAMETRIC CAPITAL, LP | 40.6K +40.6K (+100.0%) | 456.5K +456.5K (+100.0%) | 0.34% +0.343 pp | 0.12% +0.122 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 30 | QUBE RESEARCH & TECHNOLOGIES LTD | 38.0K +38.0K (+100.0%) | 427.0K +427.0K (+100.0%) | 0.32% +0.320 pp | 0.00% +0.000 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 31 | MARSHALL WACE, LLP | 37.6K +8.0K (+26.9%) | 423.4K +205.1K (+94.0%) | 0.32% +0.067 pp | 0.00% +0.000 pp | USD8.18 +37.5% | 2 qtrs — |
| 32 | JONES FINANCIAL COMPANIES LLLP | 37.1K +37.1K (+100.0%) | 417.4K +417.4K (+100.0%) | 0.31% +0.313 pp | 0.00% +0.000 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 33 | XTX TOPCO LTD | 32.3K +10.3K (+46.7%) | 363.5K +201.4K (+124.3%) | 0.27% +0.087 pp | 0.01% +0.001 pp | USD8.60 +30.8% | 4 qtrs — |
| 34 | HUDSON BAY CAPITAL MANAGEMENT LP | 26.4K +26.4K (+100.0%) | 297.5K +297.5K (+100.0%) | 0.22% +0.223 pp | 0.00% +0.001 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 35 | SPEARS ABACUS ADVISORS LLC | 25.0K -16.0K (-39.0%) | 281.3K -20.5K (-6.8%) | 0.21% -0.135 pp | 0.01% 0.000 pp | USD7.36 +52.9% | 2 qtrs — |
| 36 | MILLENNIUM MANAGEMENT LLC | 24.7K +24.7K (+100.0%) | 277.9K +277.9K (+100.0%) | 0.21% +0.209 pp | 0.00% +0.000 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 37 | TWO SIGMA INVESTMENTS, LP | 23.0K -14.7K (-39.0%) | 258.4K -18.8K (-6.8%) | 0.19% -0.124 pp | 0.00% +0.000 pp | USD7.36 +52.9% | 2 qtrs — |
| 38 | LPL FINANCIAL LLC | 22.0K +649.0 (+3.0%) | 248.0K +90.5K (+57.5%) | 0.19% +0.006 pp | 0.00% +0.000 pp | USD6.13 +83.5% | 5 qtrs — |
| 39 | ESSEX INVESTMENT MANAGEMENT CO LLC | 19.1K +— (+0.0%) | 215.3K +74.4K (+52.9%) | 0.16% +0.000 pp | 0.03% +0.011 pp | USD5.98 +88.1% | 5 qtrs — |
| 40 | BARCLAYS PLC | 18.2K +16.5K (+921.3%) | 205.2K +192.1K (+1,461.1%) | 0.15% +0.139 pp | 0.00% +0.000 pp | USD10.87 +3.5% | 2 qtrs — |
| 41 | ADVISOR GROUP HOLDINGS, INC. | 16.7K +16.7K (+100.0%) | 188.1K +188.1K (+100.0%) | 0.14% +0.141 pp | 0.00% +0.000 pp | USD11.25 +0.0% | 3 qtrs — |
| 42 | HRT FINANCIAL LP | 15.1K +15.1K (+100.0%) | 170.0K +170.0K (+100.0%) | 0.13% +0.128 pp | 0.00% +0.001 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 43 | CRUISER CAPITAL ADVISORS, LLC | 15.0K -57.3K (-79.3%) | 168.5K -363.3K (-68.3%) | 0.13% -0.484 pp | 0.14% -0.388 pp | USD7.36 +52.9% | 2 qtrs — |
| 44 | MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | 13.6K -5.2K (-27.6%) | 152.7K +14.6K (+10.6%) | 0.11% -0.044 pp | 0.00% +0.001 pp | USD2.90 +287.9% | 9 qtrs — |
| 45 | SQUAREPOINT OPS LLC | 11.9K +11.9K (+100.0%) | 133.6K +133.6K (+100.0%) | 0.10% +0.100 pp | 0.00% +0.000 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 46 | BANK OF AMERICA CORP /DE/ | 8.6K +6.6K (+324.0%) | 96.7K +81.8K (+548.1%) | 0.07% +0.056 pp | 0.00% +0.000 pp | USD10.31 +9.1% | 10 qtrs — |
| 47 | TUCKER ASSET MANAGEMENT LLC | 3.7K +3.7K (+100.0%) | 41.6K +41.6K (+100.0%) | 0.03% +0.031 pp | 0.01% +0.012 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 48 | CITIGROUP INC | 368.00 +368.0 (+100.0%) | 4.1K +4.1K (+100.0%) | 0.00% +0.003 pp | 0.00% +0.000 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 49 | CLEARSTEAD ADVISORS, LLC | 180.00 +180.0 (+100.0%) | 2.0K +2.0K (+100.0%) | 0.00% +0.002 pp | 0.00% +0.000 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 50 | FMR LLC | 110.00 +110.0 (+100.0%) | 1.2K +1.2K (+100.0%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD11.25 +0.0% | 3 qtrs — |
| 51 | BARD ASSOCIATES INC | 108.00 +108.0 (+100.0%) | 1.2K +1.2K (+100.0%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD11.25 +0.0% | 1 qtrs NEW |
| 52 | COMERICA BANK | 70.00 +70.0 (+100.0%) | 788.00 +788.0 (+100.0%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD11.24 +0.1% | 1 qtrs NEW |
| 53 | SBI SECURITIES CO., LTD. | 51.00 -1.0 (-1.9%) | 574.00 +191.0 (+49.9%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD7.08 +58.9% | 5 qtrs — |
| 54 | NATIONAL BANK OF CANADA /FI/ | 25.00 +25.0 (+100.0%) | 280.00 +280.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD11.24 +0.1% | 1 qtrs NEW |
| 55 | CANTOR FITZGERALD, L. P. | — -100.0K (-100.0%) | — -736.0K (-100.0%) | 0.00% -0.844 pp | 0.00% -0.007 pp | USD— | 2 qtrs SOLD |
| 56 | GRATIA CAPITAL, LLC | — -495.6K (-100.0%) | — -3.6M (-100.0%) | 0.00% -4.183 pp | 0.00% -2.616 pp | USD— | 2 qtrs SOLD |
| 57 | GALLO PARTNERS, LP | — -60.2K (-100.0%) | — -443.2K (-100.0%) | 0.00% -0.508 pp | 0.00% -0.331 pp | USD— | 2 qtrs SOLD |
| 58 | EVERNEST FINANCIAL ADVISORS, LLC | — -89.3K (-100.0%) | — -657.2K (-100.0%) | 0.00% -0.754 pp | 0.00% -0.184 pp | USD— | 2 qtrs SOLD |
| 59 | QUADRATURE CAPITAL LTD | — -11.2K (-100.0%) | — -82.9K (-100.0%) | 0.00% -0.095 pp | 0.00% -0.001 pp | USD— | 2 qtrs SOLD |
| 60 | GREY FOX WEALTH ADVISORS, LLC | — -25.0 (-100.0%) | — -184.0 (-100.0%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 61 | SYMMETRY PEAK MANAGEMENT LLC | — -14.7K (-100.0%) | — -108.0K (-100.0%) | 0.00% -0.124 pp | 0.00% -0.023 pp | USD— | 2 qtrs SOLD |
| 62 | TOWER RESEARCH CAPITAL LLC (TRC) | — -8.8K (-100.0%) | — -64.7K (-100.0%) | 0.00% -0.074 pp | 0.00% -0.002 pp | USD— | 14 qtrs SOLD |
| 63 | WORTH VENTURE PARTNERS, LLC | — -18.8K (-100.0%) | — -138.0K (-100.0%) | 0.00% -0.158 pp | 0.00% -0.404 pp | USD— | 2 qtrs SOLD |
| 64 | ZUCKERMAN INVESTMENT GROUP, LLC | — -18.0K (-100.0%) | — -132.5K (-100.0%) | 0.00% -0.152 pp | 0.00% -0.012 pp | USD— | 2 qtrs SOLD |
Ownership breakdown by holder
ETF Ownership
Top ETFs holding this stock
Held by 37 ETFs in our universe
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Themes Generative Artificial Intelligence ETF WISE | 0.35% | 102.5K | 0.35% |
| 2 | iShares Micro-Cap ETF IWC | 0.06% | 827.4K | 0.60% |
| 3 | iShares Russell 2000 Growth ETF IWO | 0.01% | 2.18M | 0.24% |
| 4 | Xtrackers Russell 2000 UCITS ETF 1C XRSU.L | 0.01% | 281.1K | 0.30% |
| 5 | State Street SPDR Russell 2000 U.S. Small Cap UCITS ETF (Acc) R2US.L | 0.01% | 488.3K | 0.30% |
| 6 | Invesco Russell 2000 UCITS ETF RTYS.L | 0.01% | 25.1K | 0.25% |
| 7 | Global X - Russell 2000 ETF RSSL | 0.01% | 114.7K | 0.08% |
| 8 | iShares Russell 2000 BuyWrite ETF IWMW | 0.01% | 4.4K | 0.39% |
| 9 | iShares Russell 2000 ETF IWM | 0.01% | 6.41M | 0.19% |
| 10 | iShares U.S. Small Cap Index ETF (CAD-Hedged) XSU.TO | 0.01% | 41.8K | 0.36% |
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
8
Sells
0
Shares acquired
194.2K
Shares disposed
—
Cash buys
—
Cash sales
—
Net activity
+194,193
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-01 | Ferry Charles Parker | Director | J-Other | D | Common Stock, $0.001 par value | 261,444 | 0.00 | — | 261,445 | D | ↗ |
| 2026-03-31 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 3,735 | 6.69 | 25.0K | 77,203 | D | ↗ |
| 2026-03-31 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 2,988 | 6.69 | 20.0K | 53,884 | D | ↗ |
| 2026-03-31 | Lonegro Frank A | Director | A-Award | A | Common Stock, $0.001 par value | 3,735 | 6.69 | 25.0K | 38,546 | D | ↗ |
| 2026-03-31 | James Brian J. | Director | A-Award | A | Common Stock, $0.001 par value | 3,735 | 6.69 | 25.0K | 5,956 | D | ↗ |
| 2026-01-02 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 10,000 | 10.80 | 108.0K | 73,468 | D | ↗ |
| 2026-01-02 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 10,000 | 10.80 | 108.0K | 50,896 | D | ↗ |
| 2026-01-02 | Lonegro Frank A | Director | A-Award | A | Common Stock, $0.001 par value | 10,000 | 10.80 | 108.0K | 34,811 | D | ↗ |
| 2026-01-01 | Brown Leah F. | Officer | A-Award | A | Common Stock, $0.001 par value | 150,000 | 0.00 | — | 150,000 | D | ↗ |
| 2025-12-31 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 2,185 | 11.44 | 25.0K | 63,468 | D | ↗ |
| 2025-12-31 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,748 | 11.44 | 20.0K | 40,896 | D | ↗ |
| 2025-12-31 | Lonegro Frank A | Director | A-Award | A | Common Stock, $0.001 par value | 2,185 | 11.44 | 25.0K | 24,811 | D | ↗ |
| 2025-12-31 | James Brian J. | Director | A-Award | A | Common Stock, $0.001 par value | 1,638 | 11.44 | 18.7K | 2,221 | D | ↗ |
| 2025-12-31 | Goldfarb Adrian Graham | Other | A-Award | A | Common Stock, $0.001 par value | 715 | 6.17 | 4.4K | 3,981 | D | ↗ |
| 2025-12-31 | Ferry Charles Parker | Director / Officer | A-Award | A | Common Stock, $0.001 par value | 648 | 6.17 | 4.0K | 5,044 | D | ↗ |
| 2025-12-31 | Brown Leah F. | Officer | A-Award | A | Common Stock, $0.001 par value | 228 | 6.17 | 1.4K | 228 | D | ↗ |
| 2025-11-15 | Brown Leah F. | Officer | — | — | Options to Purchase Shares of Common Stock | 10,000 | 4.22 | 42.2K | 0 | D | ↗ |
| 2025-09-30 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 2,018 | 7.43 | 15.0K | 61,283 | D | ↗ |
| 2025-09-30 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,346 | 7.43 | 10.0K | 39,148 | D | ↗ |
| 2025-09-30 | Lonegro Frank A | Director | A-Award | A | Common Stock, $0.001 par value | 2,018 | 7.43 | 15.0K | 22,626 | D | ↗ |
| 2025-09-30 | James Brian J. | Director | A-Award | A | Common Stock, $0.001 par value | 583 | 7.43 | 4.3K | 583 | D | ↗ |
| 2025-09-15 | Recker Frank Douglas | Officer | — | — | Common Stock, $0.001 par value | 0 | 0.00 | — | 175,000 | D | ↗ |
| 2025-09-15 | King Christopher T. | Officer | D-Return | D | Common Stock, $0.001 par value | 112,500 | 0.00 | — | 112,500 | D | ↗ |
| 2025-09-10 | James Brian J. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-06-30 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 2,032 | 7.38 | 15.0K | 59,265 | D | ↗ |
| 2025-06-30 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,355 | 7.38 | 10.0K | 37,802 | D | ↗ |
| 2025-06-30 | Lonegro Frank A | Director | A-Award | A | Common Stock, $0.001 par value | 2,032 | 7.38 | 15.0K | 20,608 | D | ↗ |
| 2025-06-30 | Goldfarb Adrian Graham | Officer | A-Award | A | Common Stock, $0.001 par value | 2,789 | 6.04 | 16.9K | 3,266 | D | ↗ |
| 2025-06-30 | Ferry Charles Parker | Director / Officer | A-Award | A | Common Stock, $0.001 par value | 662 | 6.04 | 4.0K | 4,396 | D | ↗ |
| 2025-05-23 | Goldfarb Adrian Graham | Officer | S-Sale | D | Common Stock, $0.001 par value | 9,285 | 7.77 | 72.2K | 477 | D | ↗ |
| 2025-05-20 | Goldfarb Adrian Graham | Officer | S-Sale | D | Common Stock, $0.001 par value | 1,300 | 7.85 | 10.2K | 9,762 | D | ↗ |
| 2025-04-09 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, $0.001 par value | 10,000 | 0.00 | — | 91,768 | D | ↗ |
| 2025-04-01 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 10,000 | 0.00 | — | 10,000 | D | ↗ |
| 2025-04-01 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, $0.001 par value | 10,000 | 0.00 | — | 10,000 | D | ↗ |
| 2025-03-31 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 2,808 | 5.34 | 15.0K | 57,233 | D | ↗ |
| 2025-03-31 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,872 | 5.34 | 10.0K | 36,447 | D | ↗ |
| 2025-03-31 | Lonegro Frank A | Director | A-Award | A | Common Stock, $0.001 par value | 2,808 | 5.34 | 15.0K | 18,576 | D | ↗ |
| 2025-03-31 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, $0.001 par value | 1,872 | 5.34 | 10.0K | 71,768 | D | ↗ |
| 2025-01-01 | King Christopher T. | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-01-01 | Goldfarb Adrian Graham | Officer | A-Award | A | Common Stock, $0.001 par value | 441,275 | 0.00 | — | 441,275 | D | ↗ |
| 2024-12-31 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 2,112 | 5.92 | 12.5K | 54,425 | D | ↗ |
| 2024-12-31 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,268 | 5.92 | 7.5K | 34,575 | D | ↗ |
| 2024-12-31 | Lonegro Frank A | Director | A-Award | A | Common Stock, $0.001 par value | 1,690 | 5.92 | 10.0K | 15,768 | D | ↗ |
| 2024-12-31 | Goldfarb Adrian Graham | Officer | A-Award | A | Common Stock, $0.001 par value | 477 | 2.52 | 1.2K | 11,062 | D | ↗ |
| 2024-12-31 | Ferry Charles Parker | Director / Officer | A-Award | A | Common Stock, $0.001 par value | 1,116 | 2.52 | 2.8K | 3,374 | D | ↗ |
| 2024-12-31 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 2,112 | 5.92 | 12.5K | 69,896 | D | ↗ |
| 2024-09-30 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 4,245 | 2.94 | 12.5K | 52,313 | D | ↗ |
| 2024-09-30 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 2,547 | 2.94 | 7.5K | 33,307 | D | ↗ |
| 2024-09-30 | Lonegro Frank A | Director | A-Award | A | Common Stock, $0.001 par value | 3,396 | 2.94 | 10.0K | 14,078 | D | ↗ |
| 2024-09-30 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 4,245 | 2.94 | 12.5K | 67,784 | D | ↗ |
| 2024-09-19 | Bleichroeder LP | 10% Owner | J-Other | A | Series E Convertible Preferred Stock | 12,500 | 2.61 | 32.6K | 12,500 | I | ↗ |
| 2024-07-22 | Bleichroeder LP | 10% Owner | P-Purchase | A | Warrants to Purchase Common Stock | 300,000 | 3.00 | 900.0K | 300,000 | — | ↗ |
| 2024-06-28 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 4,424 | 2.83 | 12.5K | 48,068 | — | ↗ |
| 2024-06-28 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 2,654 | 2.83 | 7.5K | 30,760 | — | ↗ |
| 2024-06-28 | Lonegro Frank A | Director | A-Award | A | Common Stock, $0.001 par value | 3,539 | 2.83 | 10.0K | 10,682 | — | ↗ |
| 2024-06-28 | Goldfarb Adrian Graham | Officer | A-Award | A | Common Stock, $0.001 par value | 506 | 2.30 | 1.2K | 10,585 | — | ↗ |
| 2024-06-28 | Ferry Charles Parker | Director / Officer | A-Award | A | Common Stock, $0.001 par value | 1,183 | 2.30 | 2.7K | 2,258 | — | ↗ |
| 2024-06-28 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 4,424 | 2.83 | 12.5K | 63,539 | — | ↗ |
| 2024-05-29 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 1,000 | 2.28 | 2.3K | 43,644 | — | ↗ |
| 2024-05-22 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 1,000 | 2.56 | 2.6K | 42,644 | — | ↗ |
| 2024-05-21 | Ferry Charles Parker | Director / Officer | P-Purchase | A | Common Stock, $0.001 par value | 3,773 | 2.70 | 10.2K | 9,773 | — | ↗ |
| 2024-05-17 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 1,000 | 2.85 | 2.9K | 41,644 | — | ↗ |
| 2024-04-29 | Goldfarb Adrian Graham | Officer | — | D | Options to Purchase Shares of Common Stock | 75,000 | 6.41 | 480.8K | 0 | — | ↗ |
| 2024-03-28 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 2,885 | 4.33 | 12.5K | 40,644 | — | ↗ |
| 2024-03-28 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,731 | 4.33 | 7.5K | 28,106 | — | ↗ |
| 2024-03-28 | Lonegro Frank A | Director | A-Award | A | Common Stock, $0.001 par value | 2,308 | 4.33 | 10.0K | 7,143 | — | ↗ |
| 2024-03-28 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 1,731 | 4.33 | 7.5K | 59,115 | — | ↗ |
| 2024-03-22 | Bleichroeder LP | 10% Owner | P-Purchase | A | Series E Convertible Preferred Stock | 1,000 | 3.00 | 3.0K | 12,500 | — | ↗ |
| 2024-01-01 | Ferry Charles Parker | Director / Officer | A-Award | A | Common Stock, $0.001 par value | 552,889 | 0.00 | — | 522,889 | D | ↗ |
| 2023-12-29 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 4,077 | 3.07 | 12.5K | 37,759 | — | ↗ |
| 2023-12-29 | Murphy Andrew Winslow | Officer | A-Award | A | Common Stock, $0.001 par value | 911 | 2.47 | 2.2K | 3,199 | — | ↗ |
| 2023-12-29 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 2,446 | 3.07 | 7.5K | 26,375 | — | ↗ |
| 2023-12-29 | Lonegro Frank A | Director | A-Award | A | Common Stock, $0.001 par value | 3,262 | 3.07 | 10.0K | 4,835 | — | ↗ |
| 2023-12-29 | Ferry Charles Parker | Director / Officer | A-Award | A | Common Stock, $0.001 par value | 1,075 | 2.47 | 2.6K | 1,075 | — | ↗ |
| 2023-12-29 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 2,446 | 3.07 | 7.5K | 57,384 | — | ↗ |
| 2023-11-10 | Bleichroeder LP | 10% Owner | P-Purchase | A | Series E Convertible Preferred Stock | 2,500 | 3.00 | 7.5K | 11,500 | — | ↗ |
| 2023-09-30 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 2,437 | 5.13 | 12.5K | 33,682 | — | ↗ |
| 2023-09-30 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,463 | 5.13 | 7.5K | 23,929 | — | ↗ |
| 2023-09-30 | Lonegro Frank A | Director | A-Award | A | Common Stock, $0.001 par value | 1,573 | 5.13 | 8.1K | 1,573 | — | ↗ |
| 2023-09-30 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 2,437 | 5.13 | 12.5K | 54,938 | — | ↗ |
| 2023-08-01 | Bleichroeder LP | 10% Owner | P-Purchase | A | Series F Convertible Preferred Stock | 5,000 | 6.20 | 31.0K | 5,000 | — | ↗ |
| 2023-07-19 | Lonegro Frank A | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-06-30 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 2,171 | 5.76 | 12.5K | 31,245 | — | ↗ |
| 2023-06-30 | Murphy Andrew Winslow | Officer | A-Award | A | Common Stock, $0.001 par value | 1,538 | 1.79 | 2.7K | 2,288 | — | ↗ |
| 2023-06-30 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,303 | 5.76 | 7.5K | 22,466 | — | ↗ |
| 2023-06-30 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 2,171 | 5.76 | 12.5K | 52,501 | — | ↗ |
| 2023-04-01 | Murphy Andrew Winslow | Officer | A-Award | A | Options to Purchase Shares of Common Stock | 30,311 | 4.22 | 127.9K | 30,311 | — | ↗ |
| 2023-04-01 | Ferry Charles Parker | Director / Officer | A-Award | A | Options to Purchase Shares of Common Stock | 37,889 | 4.22 | 159.9K | 37,889 | — | ↗ |
| 2023-03-31 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 4,794 | 2.61 | 12.5K | 29,074 | — | ↗ |
| 2023-03-31 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 2,876 | 2.61 | 7.5K | 21,163 | — | ↗ |
| 2023-03-31 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 4,794 | 2.61 | 12.5K | 50,330 | — | ↗ |
| 2023-03-27 | Bleichroeder LP | 10% Owner | P-Purchase | A | Series E Convertible Preferred Stock | 4,000 | 3.00 | 12.0K | 4,000 | — | ↗ |
| 2022-12-30 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 5,445 | 2.30 | 12.5K | 24,280 | — | ↗ |
| 2022-12-30 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 3,267 | 2.30 | 7.5K | 18,287 | — | ↗ |
| 2022-12-30 | Harris Edmond L | Director | A-Award | A | Common Stock, $0.001 par value | 2,178 | 2.30 | 5.0K | 13,932 | — | ↗ |
| 2022-12-30 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 5,445 | 2.30 | 12.5K | 45,536 | — | ↗ |
| 2022-12-15 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 3,000 | 2.09 | 6.3K | 18,835 | — | ↗ |
| 2022-12-15 | Murphy Andrew Winslow | Officer | A-Award | A | Common Stock, $0.001 par value | 125 | 2.05 | 256.25 | 750 | — | ↗ |
| 2022-12-09 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 1,500 | 2.48 | 3.7K | 15,835 | — | ↗ |
| 2022-12-08 | Murphy Andrew Winslow | Officer | A-Award | A | Common Stock, $0.001 par value | 200 | 2.28 | 456.34 | 625 | — | ↗ |
| 2022-12-07 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 1,500 | 2.35 | 3.5K | 14,335 | — | ↗ |
| 2022-12-07 | Goldfarb Adrian Graham | Director | A-Award | A | Common Stock, $0.001 par value | 293 | 2.10 | 616.44 | 6,831 | — | ↗ |
| 2022-11-18 | Goldfarb Adrian Graham | Director | A-Award | A | Common Stock, $0.001 par value | 1,018 | 2.79 | 2.8K | 6,538 | — | ↗ |
| 2022-11-17 | Murphy Andrew Winslow | Officer | A-Award | A | Common Stock, $0.001 par value | 325 | 2.98 | 967.92 | 425 | — | ↗ |
| 2022-11-17 | Goldfarb Adrian Graham | Director | A-Award | A | Common Stock, $0.001 par value | 322 | 2.83 | 911.26 | 5,520 | — | ↗ |
| 2022-11-15 | Murphy Andrew Winslow | Officer | — | D | Options to Purchase Shares of Common Stock | 80,000 | 6.41 | 512.8K | — | — | ↗ |
| 2022-09-30 | PESSIN NORMAN H | 10% Owner | P-Purchase | A | Common Stock | 333,334 | 3.00 | 1.00M | 1,221,062 | D | ↗ |
| 2022-09-30 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 3,049 | 4.10 | 12.5K | 12,835 | — | ↗ |
| 2022-09-30 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,830 | 4.10 | 7.5K | 15,020 | — | ↗ |
| 2022-09-30 | Harris Edmond L | Director | A-Award | A | Common Stock, $0.001 par value | 1,830 | 4.10 | 7.5K | 11,754 | — | ↗ |
| 2022-09-30 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 3,049 | 4.10 | 12.5K | 40,091 | — | ↗ |
| 2022-09-30 | Bleichroeder LP | Director | P-Purchase | A | Series D Convertible Preferred Stock | 999 | 1,000.00 | 999.0K | 999 | — | ↗ |
| 2022-09-27 | PESSIN NORMAN H | 10% Owner | C-Conversion | A | Common Stock | 121,571 | 7.00 | 851.0K | 887,728 | D | ↗ |
| 2022-06-30 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 3,334 | 3.75 | 12.5K | 9,786 | — | ↗ |
| 2022-06-30 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 2,000 | 3.75 | 7.5K | 13,190 | — | ↗ |
| 2022-06-30 | Harris Edmond L | Director | A-Award | A | Common Stock, $0.001 par value | 2,000 | 3.75 | 7.5K | 9,924 | — | ↗ |
| 2022-06-16 | EHRMAN KENNETH S | Director | P-Purchase | A | Common Stock, par value $0.001 | 1 | 3.75 | 3.75 | 37,042 | — | ↗ |
| 2022-05-19 | Ferry Charles Parker | Officer | P-Purchase | A | Common Stock, par value $0.001 | 675 | 3.51 | 2.4K | 3,675 | — | ↗ |
| 2022-04-01 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 2,249 | 5.56 | 12.5K | 6,452 | — | ↗ |
| 2022-04-01 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,350 | 5.56 | 7.5K | 11,190 | — | ↗ |
| 2022-04-01 | Harris Edmond L | Director | A-Award | A | Common Stock, $0.001 par value | 1,350 | 5.56 | 7.5K | 7,924 | — | ↗ |
| 2022-04-01 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 2,249 | 5.56 | 12.5K | 19,206 | — | ↗ |
| 2022-02-04 | PESSIN NORMAN H | — | P-Purchase | A | Common Stock | 300,000 | 4.00 | 1.20M | 766,157 | — | ↗ |
| 2022-02-04 | Bleichroeder LP | 10% Owner | P-Purchase | A | Common Stock | 375,000 | 4.00 | 1.50M | 1,283,162 | — | ↗ |
| 2022-01-11 | Bleichroeder LP | 10% Owner | C-Conversion | A | Common Stock | 454,546 | 5.50 | 2.50M | 908,162 | — | ↗ |
| 2021-12-31 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 2,390 | 5.23 | 12.5K | 4,203 | — | ↗ |
| 2021-12-31 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 2,390 | 5.23 | 12.5K | 9,840 | — | ↗ |
| 2021-12-31 | Harris Edmond L | Director | A-Award | A | Common Stock, $0.001 par value | 2,390 | 5.23 | 12.5K | 6,574 | — | ↗ |
| 2021-12-31 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 2,390 | 5.23 | 12.5K | 16,957 | — | ↗ |
| 2021-12-03 | PESSIN SANDRA F | Director | C-Conversion | A | Common Stock | 122,000 | 7.00 | 854.0K | 466,157 | — | ↗ |
| 2021-12-03 | PESSIN NORMAN H | 10% Owner | C-Conversion | A | Common Stock | 122,000 | 7.00 | 854.0K | 466,157 | — | ↗ |
| 2021-12-02 | PESSIN SANDRA F | Director | C-Conversion | A | Common Stock | 272,727 | 5.50 | 1.50M | 344,157 | — | ↗ |
| 2021-12-02 | PESSIN NORMAN H | 10% Owner | C-Conversion | A | Common Stock | 272,727 | 5.50 | 1.50M | 344,157 | — | ↗ |
| 2021-11-10 | Weeks Connie L. | Officer | A-Award | A | Options to Purchase Shares of Common Stock | 40,000 | 6.50 | 260.0K | 40,000 | — | ↗ |
| 2021-11-10 | Goldfarb Adrian Graham | Officer | A-Award | A | Options to Purchase Shares of Common Stock | 75,000 | 6.50 | 487.5K | 75,000 | — | ↗ |
| 2021-11-10 | Ferry Charles Parker | Director / Officer | A-Award | A | Options to Purchase Shares of Common Stock | 100,000 | 6.50 | 650.0K | 100,000 | — | ↗ |
| 2021-11-05 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 810 | 5.15 | 4.2K | 1,813 | — | ↗ |
| 2021-11-05 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 972 | 5.15 | 5.0K | 7,450 | — | ↗ |
| 2021-11-05 | Harris Edmond L | Director | A-Award | A | Common Stock, $0.001 par value | 972 | 5.15 | 5.0K | 4,184 | — | ↗ |
| 2021-11-05 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 972 | 5.15 | 5.0K | 14,567 | — | ↗ |
| 2021-10-01 | PESSIN NORMAN H | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-09-30 | Nixon James Craig | Director | A-Award | A | Common Stock, $0.001 par value | 1,003 | 6.23 | 6.3K | 1,003 | — | ↗ |
| 2021-09-30 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,204 | 6.23 | 7.5K | 6,478 | — | ↗ |
| 2021-09-30 | Harris Edmond L | Director | A-Award | A | Common Stock, $0.001 par value | 1,204 | 6.23 | 7.5K | 3,212 | — | ↗ |
| 2021-09-30 | Fonda Blair Madison | — | A-Award | A | Common Stock, par value $0.001 | 2,608 | 6.23 | 16.3K | 13,779 | — | ↗ |
| 2021-09-30 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 1,204 | 6.23 | 7.5K | 13,595 | — | ↗ |
| 2021-08-17 | Ferry Charles Parker | Director / Officer | P-Purchase | A | Common Stock, $0.001 par value | 1,500 | 5.75 | 8.6K | 3,000 | — | ↗ |
| 2021-08-05 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,008 | 7.45 | 7.5K | 5,274 | — | ↗ |
| 2021-08-05 | Harris Edmond L | Director | A-Award | A | Common Stock, $0.001 par value | 1,008 | 7.45 | 7.5K | 2,008 | — | ↗ |
| 2021-08-05 | Fonda Blair Madison | — | A-Award | A | Common Stock, par value $0.001 | 1,008 | 7.45 | 7.5K | 11,171 | — | ↗ |
| 2021-08-05 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 1,008 | 7.45 | 7.5K | 12,391 | — | ↗ |
| 2021-07-15 | Nixon James Craig | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-05-26 | Harris Edmond L | Director | P-Purchase | A | Common Stock, $0.001 par value | 2,900 | 9.02 | 26.2K | 2,900 | — | ↗ |
| 2021-05-25 | Harris Edmond L | Director | P-Purchase | A | Common Stock, $0.001 par value | 1,000 | 9.96 | 10.0K | 1,000 | — | ↗ |
| 2021-05-21 | PESSIN SANDRA F | Director | G-Gift | D | Common Stock | 45,000 | 9.30 | 418.5K | 57,972 | — | ↗ |
| 2021-05-21 | PESSIN NORMAN H | 10% Owner | G-Gift | D | Common Stock | 45,000 | 9.30 | 418.5K | 57,972 | — | ↗ |
| 2021-05-20 | Ferry Charles Parker | Director / Officer | P-Purchase | A | Common Stock, $0.001 par value | 1,500 | 9.80 | 14.7K | 1,500 | — | ↗ |
| 2021-02-26 | PESSIN NORMAN H | — | P-Purchase | A | Series C Convertible Preferred Stock | 1,500 | 5.50 | 8.3K | 1,500 | — | ↗ |
| 2021-02-26 | Bleichroeder LP | 10% Owner | P-Purchase | A | Series C Convertible Preferred Stock | 2,500 | 5.50 | 13.8K | 2,500 | — | ↗ |
| 2021-01-31 | EHRMAN KENNETH S | Director | — | D | Options to purchase Common Stock | 60,000 | 1.00 | 60.0K | 0 | — | ↗ |
| 2020-11-19 | Harris Edmond L | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-10-07 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 658 | 3.80 | 2.5K | 4,266 | — | ↗ |
| 2020-10-07 | Fonda Blair Madison | Director | A-Award | A | Common Stock, par value $0.001 | 658 | 3.80 | 2.5K | 10,163 | — | ↗ |
| 2020-10-07 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 658 | 3.80 | 2.5K | 11,383 | — | ↗ |
| 2020-09-01 | Ferry Charles Parker | Officer | — | D | Stock Options to purchase shares of common stock | 100,000 | 4.20 | 420.0K | 0 | — | ↗ |
| 2020-08-20 | Fonda Blair Madison | Director | A-Award | A | Common Stock, par value $0.001 | 1,965 | 5.00 | 9.8K | 9,505 | — | ↗ |
| 2020-08-20 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 1,965 | 5.00 | 9.8K | 10,725 | — | ↗ |
| 2020-08-19 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 1,965 | 5.00 | 9.8K | 3,608 | — | ↗ |
| 2020-07-08 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 544 | 4.60 | 2.5K | 1,643 | — | ↗ |
| 2020-07-08 | Fonda Blair Madison | Director | A-Award | A | Common Stock, par value $0.001 | 544 | 4.60 | 2.5K | 7,540 | — | ↗ |
| 2020-07-08 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 544 | 4.60 | 2.5K | 8,760 | — | ↗ |
| 2020-05-21 | Arcaini Gianni B | Director / Officer | P-Purchase | A | Common Stock, par value $0.001 | 400 | 4.65 | 1.9K | 500 | — | ↗ |
| 2020-05-18 | Arcaini Gianni B | Director / Officer | S-Sale | D | Common Stock, par value $0.001 | 4 | 4.87 | 19.48 | 30 | — | ↗ |
| 2020-05-15 | Goldfarb Adrian Graham | Director / Officer | P-Purchase | A | Common Stock, par value $0.001 | 171 | 4.46 | 762.66 | 5,198 | — | ↗ |
| 2020-04-01 | Weeks Connie L. | Officer | A-Award | A | Options to purchase Common Stock | 18,929 | 4.74 | 89.7K | 37,858 | — | ↗ |
| 2020-04-01 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 537 | 4.66 | 2.5K | 1,099 | — | ↗ |
| 2020-04-01 | Goldfarb Adrian Graham | Director / Officer | D-Return | D | Options to purchase Common Stock | 18,929 | 14.00 | 265.0K | 15,229 | — | ↗ |
| 2020-04-01 | Fonda Blair Madison | Director | D-Return | D | Options to purchase Common Stock | 8,572 | 14.00 | 120.0K | 0 | — | ↗ |
| 2020-04-01 | EHRMAN KENNETH S | Director | A-Award | A | Options to purchase Common Stock | 8,572 | 6.00 | 51.4K | 8,572 | — | ↗ |
| 2020-04-01 | Arcaini Gianni B | Director / Officer | A-Award | A | Options to purchase Common Stock | 50,358 | 6.00 | 302.1K | 100,077 | — | ↗ |
| 2020-02-14 | Bleichroeder LP | 10% Owner | P-Purchase | A | Common Stock | 100 | 5.98 | 597.50 | 498,258 | — | ↗ |
| 2020-02-13 | PESSIN NORMAN H | — | P-Purchase | A | Common Stock | 58,300 | 6.00 | 349.8K | 102,972 | — | ↗ |
| 2020-02-13 | Bleichroeder LP | 10% Owner | P-Purchase | A | Common Stock | 1,200 | 5.98 | 7.2K | 498,158 | — | ↗ |
| 2019-10-16 | MAVROMMATIS NED | Director | A-Award | A | Common Stock, $0.001 par value | 2,494 | 0.50 | 1.2K | 19,994 | — | ↗ |
| 2019-09-30 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 4,987 | 0.50 | 2.5K | 102,128 | — | ↗ |
| 2019-09-25 | 21 APRIL FUND, LTD. | 10% Owner | P-Purchase | A | Warrants | 625,000 | 0.55 | 343.8K | 625,000 | — | ↗ |
| 2019-09-24 | Goldfarb Adrian Graham | Director / Officer | P-Purchase | A | Common Stock, par value $0.001 | 3,000 | 0.46 | 1.4K | 70,649 | — | ↗ |
| 2019-09-10 | Goldfarb Adrian Graham | Director / Officer | P-Purchase | A | Common Stock, par value $0.001 | 700 | 0.40 | 280.00 | 67,649 | — | ↗ |
| 2019-09-02 | 21 APRIL FUND, LTD. | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 4,000,000 | — | ↗ |
| 2019-08-28 | EHRMAN KENNETH S | Director | A-Award | A | Common Stock, par value $0.001 | 6,341 | 0.66 | 4.2K | 97,141 | — | ↗ |
| 2019-08-16 | Goldfarb Adrian Graham | Director / Officer | P-Purchase | A | Common Stock, par value $0.001 | 1,000 | 0.55 | 550.00 | 65,949 | — | ↗ |
| 2019-08-15 | MAVROMMATIS NED | Director | — | D | Common Stock, $0.001 par value | 120,000 | 1.00 | 120.0K | 0 | — | ↗ |
| 2019-08-13 | MAVROMMATIS NED | Director | — | D | Common Stock, $0.001 par value | 0 | 0.00 | — | 17,500 | — | ↗ |
| 2019-07-10 | EHRMAN KENNETH S | Director | P-Purchase | A | Common Stock, par value $0.001 | 16,000 | 0.71 | 11.4K | 90,800 | — | ↗ |
| 2019-06-27 | EHRMAN KENNETH S | Director | P-Purchase | A | Common Stock, par value $0.001 | 10,000 | 0.80 | 8.0K | 16,800 | — | ↗ |
| 2019-06-26 | EHRMAN KENNETH S | Director | P-Purchase | A | Common Stock, par value $0.001 | 6,800 | 0.76 | 5.2K | 6,800 | — | ↗ |
| 2019-03-14 | PESSIN NORMAN H | — | — | D | Common Stock | 0 | 0.00 | — | 1,050,000 | — | ↗ |
| 2019-03-14 | 21 APRIL FUND, LTD. | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 3,184,140 | — | ↗ |
| 2019-02-22 | Goldfarb Adrian Graham | Director / Officer | P-Purchase | A | Warrants to purchase Common Stock | 179,179 | 0.65 | 116.5K | 179,179 | — | ↗ |
| 2018-04-03 | Mulder Fred J. | Director | A-Award | A | Common Stock, par value $0.001 per share | 27,250 | 0.00 | — | 38,142 | — | ↗ |
Executive team
Top executives
EBIT / Employee
-123.6K
Shares Outstanding
18.32M
Executive compensation
Executive compensation (annual)
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2025 | Charles P. Ferry, Chief Executive Officer (CEO) | 400.0K | 568.5K | 3.13M | — | — | — | 4.10M | 76.35% | ↗ |
| 2 | 2025 | Adrian G. Goldfarb, Chief Financial Officer (CFO) | 325.0K | 86.6K | 2.64M | — | — | — | 3.05M | 86.51% | ↗ |
| 3 | 2025 | Christopher T. King, Former Chief Operating Officer (COO) | 325.0K | 343.2K | 672.8K | — | — | — | 1.34M | 50.17% | ↗ |
| 4 | 2025 | Leah F. Brown, Chief Financial Officer (CFO) | 188.3K | 223.5K | — | — | — | — | 411.8K | 0.00% | ↗ |
| 5 | 2024 | Christopher T. King, Former Chief Operating Officer (COO) | 231.4K | 57.7K | — | — | — | — | 289.1K | 0.00% | ↗ |
| 6 | 2024 | Charles P. Ferry, Chief Executive Officer (CEO) | 276.3K | — | — | — | — | — | 276.3K | 0.00% | ↗ |
| 7 | 2024 | Adrian G. Goldfarb, Chief Financial Officer (CFO) | 236.2K | — | — | — | — | — | 236.2K | 0.00% | ↗ |
| 8 | 2024 | Leah F. Brown, Chief Financial Officer (CFO) | 170.8K | 9.2K | — | — | — | — | 180.0K | 0.00% | ↗ |
| 9 | 2024 | Andrew W. Murphy, Former Chief Financial Officer (CFO) | 82.3K | — | — | — | — | — | 82.3K | 0.00% | ↗ |
| 10 | 2023 | Charles P. Ferry, Chief Executive Officer (CEO) | 260.6K | 125.0K | — | 73.4K | — | — | 459.0K | 15.98% | ↗ |
| 11 | 2023 | Andrew W. Murphy, Former Chief Financial Officer (CFO) | 221.0K | 57.2K | — | 58.7K | — | — | 336.9K | 17.42% | ↗ |
| 12 | 2023 | Adrian G. Goldfarb, Chief Financial Officer (CFO) | 224.7K | 31.0K | — | 55.0K | — | — | 310.7K | 17.71% | ↗ |
| 13 | 2023 | Adrian G. Goldfarb, Chief Financial Officer | 224.7K | 31.0K | — | 55.0K | — | — | 310.7K | 17.71% | ↗ |
| 14 | 2022 | Charles P. Ferry, Chief Executive Officer (CEO) | 250.0K | 150.0K | — | 235.1K | — | — | 635.1K | 37.02% | ↗ |
| 15 | 2022 | Andrew W. Murphy, Former Chief Financial Officer (CFO) | 206.5K | 60.0K | — | 188.1K | — | — | 454.6K | 41.38% | ↗ |
| 16 | 2022 | Andrew W. Murphy, Chief Financial Officer (CFO) | 206.5K | 60.0K | — | 188.1K | — | — | 454.6K | 41.38% | ↗ |
| 17 | 2022 | Adrian G. Goldfarb, Former Chief Financial Officer , Former Director | 214.4K | 50.0K | — | 176.4K | — | — | 440.7K | 40.01% | ↗ |
| 18 | 2022 | Adrian G. Goldfarb, Chief Financial Officer | 214.4K | 50.0K | — | 176.4K | — | — | 440.7K | 40.01% | ↗ |
| 19 | 2022 | Connie L. Weeks, Former Chief Accounting Officer | 167.0K | 20.0K | — | 94.1K | — | — | 281.1K | 33.46% | ↗ |
| 20 | 2021 | Charles P. Ferry, Chief Executive Officer (PEO) | 250.0K | — | — | — | — | — | 250.0K | 0.00% | ↗ |
| 21 | 2021 | Charles P. Ferry, Chief Executive Officer (CEO) | 250.0K | — | — | — | — | — | 250.0K | 0.00% | ↗ |
| 22 | 2021 | Adrian G. Goldfarb, Former Chief Financial Officer , Former Director | 205.3K | — | — | — | — | — | 207.8K | 0.00% | ↗ |
| 23 | 2021 | Adrian G. Goldfarb, Chief Financial Officer, Former Director (PFO) | 205.3K | — | — | — | — | — | 207.8K | 0.00% | ↗ |
| 24 | 2021 | Andrew W. Murphy, Chief Financial Officer (CFO) | 169.5K | 129.00 | — | — | — | — | 169.6K | 0.00% | ↗ |
| 25 | 2021 | Connie L. Weeks, Chief Accounting Officer | 150.0K | — | — | — | — | — | 150.0K | 0.00% | ↗ |
| 26 | 2021 | Connie L. Weeks, Former Chief Accounting Officer | 150.0K | — | — | — | — | — | 150.0K | 0.00% | ↗ |
| 27 | 2020 | Gianni B. Arcaini, Former Chairman of the Board, Chief Executive Officer, President, Director (PEO) | 914.0K | 114.4K | — | 157.1K | — | — | 1.20M | 13.06% | ↗ |
| 28 | 2020 | Adrian G. Goldfarb, Chief Financial Officer, Former Director (PFO) | 197.8K | 849.00 | — | 45.6K | — | — | 251.7K | 18.13% | ↗ |
| 29 | 2020 | Connie L. Weeks, Chief Accounting Officer | 150.0K | 6.7K | — | 45.6K | — | — | 202.3K | 22.56% | ↗ |
| 30 | 2020 | Charles P. Ferry, Chief Executive Officer (PEO) | 83.3K | 50.2K | — | 36.3K | — | — | 169.8K | 21.37% | ↗ |
| 31 | 2019 | Gianni B. Arcaini, Former Chairman of the Board, Chief Executive Officer, President, Director (PEO) | 249.3K | 143.4K | — | — | — | — | 418.1K | 0.00% | ↗ |
| 32 | 2019 | Gianni B. Arcaini, Chairman of the Board, Former Chief Executive Officer, President, Director (PEO) | 249.3K | 143.4K | — | — | — | — | 418.1K | 0.00% | ↗ |
| 33 | 2019 | Adrian G. Goldfarb, Chief Financial Officer, Former Director (PFO) | 180.3K | — | — | — | — | — | 187.8K | 0.00% | ↗ |
| 34 | 2019 | Adrian G. Goldfarb, Chief Financial Officer, EVP, Director (PFO) | 180.3K | — | — | — | — | — | 187.8K | 0.00% | ↗ |
| 35 | 2019 | Connie L. Weeks, Chief Accounting Officer, EVP | 150.0K | — | — | — | — | — | 150.0K | 0.00% | ↗ |
| 36 | 2019 | Connie L. Weeks, Chief Accounting Officer | 150.0K | — | — | — | — | — | 150.0K | 0.00% | ↗ |
| 37 | 2018 | Gianni B. Arcaini, Chairman of the Board, Chief Executive Officer, President, Director (PEO) | 249.3K | 183.4K | — | 144.4K | — | — | 604.1K | 23.90% | ↗ |
| 38 | 2018 | Gianni B. Arcaini, Chairman of the Board, Former Chief Executive Officer, President, Director (PEO) | 249.3K | 183.4K | — | 144.4K | — | — | 604.1K | 23.90% | ↗ |
| 39 | 2018 | Adrian G. Goldfarb, Chief Financial Officer, EVP, Director (PFO) | 175.0K | 5.0K | — | 54.3K | — | — | 240.4K | 22.58% | ↗ |
| 40 | 2018 | Connie L. Weeks, Chief Accounting Officer, EVP | 148.3K | 14.5K | — | 54.3K | — | — | 217.1K | 25.00% | ↗ |
| 41 | 2018 | Noel Heiks, President and Chief Operating Officer of Duos Technologies, Inc. | 145.8K | 25.0K | — | 21.9K | — | — | 192.7K | 11.34% | ↗ |
| 42 | 2017 | Gianni B. Arcaini, Chairman of the Board, Chief Executive Officer, President, Director (PEO) | 226.6K | 38.8K | — | — | — | — | 292.3K | 0.00% | ↗ |
| 43 | 2017 | Gianni B. Arcaini, Chairman of the Board, Chief Executive Officer, President, Director | 226.6K | 38.8K | — | — | — | — | 292.3K | 0.00% | ↗ |
| 44 | 2017 | Adrian G. Goldfarb, Chief Financial Officer, EVP, Director | 152.1K | — | — | — | — | — | 152.1K | 0.00% | ↗ |
| 45 | 2017 | Adrian G. Goldfarb, Chief Financial Officer, EVP, Director (PFO) | 152.1K | — | — | — | — | — | 152.1K | 0.00% | ↗ |
| 46 | 2017 | Connie L. Weeks, Chief Accounting Officer, EVP | 120.0K | — | — | — | — | — | 120.0K | 0.00% | ↗ |
| 47 | 2016 | Gianni B. Arcaini, Chairman of the Board, Chief Executive Officer, President, Director | 226.6K | 61.0K | — | — | — | — | 314.5K | 0.00% | ↗ |
| 48 | 2016 | Gianni B. Arcaini, Chairman of the Board, Chief Executive Officer | 226.6K | 61.0K | — | — | — | — | 311.8K | 0.00% | ↗ |
| 49 | 2016 | Adrian G. Goldfarb, Chief Financial Officer | 142.5K | — | — | — | — | — | 142.5K | 0.00% | ↗ |
| 50 | 2016 | Adrian G. Goldfarb, Chief Financial Officer, EVP, Director | 142.5K | — | — | — | — | — | 142.5K | 0.00% | ↗ |
| 51 | 2016 | Connie L. Weeks, Chief Accounting Officer, EVP | 115.0K | — | — | — | — | — | 115.0K | 0.00% | ↗ |
| 52 | 2015 | Gianni B. Arcaini, Chairman of the Board, Chief Executive Officer | 226.6K | 68.0K | — | — | — | — | 318.7K | 0.00% | ↗ |
| 53 | 2015 | Gianni Arcaini, Chairman of the Board, Chief Executive Officer, President, Director | 226.6K | 68.0K | — | — | — | — | 313.6K | 0.00% | ↗ |
| 54 | 2015 | Adrian Goldfarb, Chief Financial Officer. Director | 111.0K | — | — | — | — | — | 163.2K | 0.00% | ↗ |
| 55 | 2015 | Adrian G. Goldfarb, Chief Financial Officer | 111.0K | — | — | — | — | — | 163.2K | 0.00% | ↗ |
| 56 | 2015 | Joseph Coschera, Former Chief Executive Officer Former Director | 20.2K | — | — | — | — | — | 54.1K | 0.00% | ↗ |
| 57 | 2014 | Gianni Arcaini, Chairman of the Board, Chief Executive Officer, President, Director | 244.6K | 41.9K | — | — | — | — | 304.5K | 0.00% | ↗ |
| 58 | 2014 | Joseph Coschera, Former Chief Executive Officer Former Director | 100.0K | 23.3K | — | — | — | — | 123.3K | 0.00% | ↗ |
| 59 | 2014 | Adrian Goldfarb, Chief Financial Officer. Director | 100.0K | 23.3K | — | — | — | — | 123.3K | 0.00% | ↗ |
CEO compensation breakdown
Proxy statements
Proxy statements (DEF 14A)
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Leah Brown | Chief Financial Officer | 411.8K | female |
| Charles Parker Ferry | Chief Executive Officer & Director | 276.3K | male |
| Doug Recker | Chief Executive Officer | — | male |
| Fei Kwong | Vice President of Investor Relations & Corporate Communications | — | female |
| Frank Douglas Recker | CEO & President | — | male |
| Jeffrey Necciai | Chief Technology Officer of Duos Technologies, Inc. | — | male |
| Kristen Sanderson | Senior Vice President | — | female |
| Mike Reilly | Vice President of Human Resources | — | male |
| Dave Irek | Chief Operations Officer | — | male |
ESG Rating
ESG Score History SOFTWARE - APPLICATION
Benchmark vs Sector
Senate Trading Activity
No Senate trading activity found for this company.
House Trading Activity
No House trading activity found for this company.
Market share among peers
Peer comparison — filtered group (TTM)
Your opinion
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Community Opinion for DUOT
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.
