DSS, Inc. (DSS)
West Henrietta, NY, US
DSS, Inc. is a globally diversified enterprise with operations across numerous industries. In product packaging, the company specializes in manufacturing and distributing custom folding cartons, mailers, photo sleeves, and advanced three-dimensional direct mail products. It also engages in the marketing and distribution of nutritional and personal care items. Within the biotechnology and biohealth sphere, DSS makes strategic investments in and acquires companies dedicated to pioneering drug discovery, prevention, and treatment methodologies for neurological, oncological, and immune-system diseases. Furthermore, it develops innovative open-air defense systems designed to combat airborne infectious agents like tuberculosis and influenza. The firm's financial services and commercial lending activities involve acquiring equity positions in undervalued commercial banks, bank holding companies, and licensed non-banking financial institutions. Its related non-banking ventures include loan syndication, mortgage banking, trust and escrow services, banking technology solutions, loan servicing, equipment leasing, problem asset management, consulting for special purpose acquisition companies (SPACs), and advisory capital raising services. For securities and investment management, DSS offers a range of services, including managing a real estate investment trust (REIT) focused on acquiring hospitals and various acute and post-acute care facilities, with an emphasis on fostering healthy living communities. The company also develops and invests in assets within the securities trading and fund management sectors, and operates as a broker-dealer for digital assets. In the alternative energy sector, DSS provides solutions such as solar farms, solar battery storage systems, and services for residential energy generation and storage. Established in 1984, the company was formerly known as Document Security Systems, Inc. before officially changing its name to DSS, Inc. in September 2021. Its headquarters are located in West Henrietta, New York.
| Target company | Date | Filing |
|---|---|---|
| Lexington | 2012-11-23 | View |
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -1.42% | -3.15% | -45.63% | -45.05% | -50.75% | -43.74% | -41.39% | -87.97% | -98.96% | -99.90% | -99.94% |
Revenue flow
Revenue by geography
Revenue by segment
Revenue composition
By product
By geography
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
| Rating | 2026-02 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 1 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
-
Revenue growth Packaging & Containers: +2.6%+8.7% ★ Q1'26: -12.6% (vs Q1'25)
-
EPS growth Packaging & Containers: +8.0%+59.9% ★ Q1'26: -9.1% (vs Q1'25)
-
FCF margin FCF growth · Packaging & Containers: +34.6%-112.6% Q1'26: -36.8% (vs Q1'25)
-
EBIT margin Packaging & Containers: +7.0%-131.2% Q1'26: +0.0% (vs Q1'25)
-
ROIC Packaging & Containers: +6.2%-59.7% Q1'26: +0.0% (vs Q1'25)
-
Share dilution Packaging & Containers: +0.2%+27.1% Q1'26: +11.1% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Packaging & Containers: 0.83×-1.82× Q1'26: 17.26× (vs Q1'25)
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
| Metric |
Dec 2015 actual |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
17.51M
est: 20.00M (-12.5%)
|
19.18M
est: 20.00M (-4.1%)
|
18.66M
est: 18.70M (-0.2%)
|
18.52M
est: 18.50M (+0.1%)
|
15.55M
est: 12.69M (+22.5%)
|
15.37M
est: 18.31M (-16.1%)
|
20.28M
est: 21.19M (-4.3%)
|
28.38M
est: 48.00M (-40.9%)
|
25.93M
est: 22.20M (+16.8%)
|
19.10M
est: 24.70M (-22.7%)
|
20.76M
est: 21.73M (-4.5%)
|
20.80M
20.80M – 20.80M
-4.3% YoY
|
| EBITDA |
-12.39M
est: -15.60M (+20.6%)
|
700.6K
est: -15.60M (+104.5%)
|
1.04M
est: -14.59M (+107.1%)
|
2.91M
est: -14.43M (+120.2%)
|
-1.44M
est: -9.90M (+85.4%)
|
1.54M
est: -14.28M (+110.8%)
|
-35.68M
est: -16.53M (-115.9%)
|
-30.44M
est: -37.44M (+18.7%)
|
-68.28M
est: -17.32M (-294.3%)
|
-50.43M
est: -24.70M (-104.2%)
|
-23.69M
est: -21.73M (-9.0%)
|
-20.80M
-20.80M – -20.80M
+4.3% YoY
|
| EBIT |
-13.95M
est: -15.88M (+12.1%)
|
-691.2K
est: -15.88M (+95.6%)
|
-375.8K
est: -14.85M (+97.5%)
|
1.63M
est: -14.69M (+111.1%)
|
-2.60M
est: -10.08M (+74.2%)
|
469.0K
est: -14.53M (+103.2%)
|
-40.01M
est: -16.83M (-137.8%)
|
-42.61M
est: -38.11M (-11.8%)
|
-73.49M
est: -17.63M (-316.9%)
|
-53.42M
est: -24.70M (-116.3%)
|
-27.22M
est: -21.73M (-25.3%)
|
-20.80M
-20.80M – -20.80M
+4.3% YoY
|
| Net Income |
-14.31M
est: -2.20B (+99.4%)
|
-950.0K
est: -2.20B (+100.0%)
|
-578.2K
est: -587.62M (+99.9%)
|
1.46M
est: 403.99M (-99.6%)
|
-2.89M
est: -440.72M (+99.3%)
|
1.90M
est: -192.20M (+101.0%)
|
-33.12M
est: -35.50M (+6.7%)
|
-59.84M
est: -47.74M (-25.3%)
|
-60.63M
est: -77.15M (+21.4%)
|
-46.90M
est: -7.19M (-552.0%)
|
-23.93M
est: -12.68M (-88.7%)
|
-12.23M
-12.23M – -12.23M
+3.5% YoY
|
| SGA |
9.27M
est: 14.77M (-37.2%)
|
7.33M
est: 14.77M (-50.4%)
|
6.47M
est: 13.81M (-53.2%)
|
6.84M
est: 13.67M (-50.0%)
|
6.89M
est: 9.38M (-26.5%)
|
13.47M
est: 13.52M (-0.4%)
|
22.40M
est: 15.65M (+43.1%)
|
20.07M
est: 35.46M (-43.4%)
|
11.98M
est: 16.40M (-27.0%)
|
10.37M
est: 16.34M (-36.5%)
|
10.18M
est: 14.37M (-29.2%)
|
13.76M
13.76M – 13.76M
-4.3% YoY
|
| EPS |
-720.01
est: -311.59 (-131.1%)
|
-42.00
est: -311.59 (+86.5%)
|
-24.00
est: -83.09 (+71.1%)
|
2.63
est: 57.13 (-95.4%)
|
-61,169.59
est: -62.32 (-98,055.9%)
|
14.40
est: -27.18 (+153.0%)
|
-13.22
est: -5.02 (-163.3%)
|
-10.73
est: -6.75 (-58.9%)
|
-8.67
est: -10.91 (+20.5%)
|
-6.63
est: -0.80 (-728.8%)
|
-2.66
est: -1.41 (-88.7%)
|
-1.36
-1.36 – -1.36
+3.5% YoY
|
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-15 | C | 2/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 |
| 2026-05-14 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-13 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-12 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-11 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-08 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-07 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-06 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-05 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-04 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-01 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-30 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-29 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-28 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-27 | B- | 2/5 | 5/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-24 | C+ | 2/5 | 4/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-23 | C+ | 2/5 | 4/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-22 | C+ | 2/5 | 4/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-21 | C+ | 2/5 | 4/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-20 | C+ | 2/5 | 4/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-17 | C+ | 2/5 | 4/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-16 | C+ | 2/5 | 4/5 | 5/5 | 1/5 | 1/5 | 1/5 | 1/5 |
Owner Earnings
Ownership Overview
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Document Security Systems, Inc. | 16.08M | 12.76% | 16.08M | — | 16.08M | 10.00 | CO | OR PLACE OF ORGANIZATION | 2020-04-21 | ↗ |
| 2 | Heng Fai Ambrose Chan | 2.15M | 13.81% | 2.15M | — | 2.15M | — | IN | Republic of Singapore | 2017-09-15 | ↗ |
| 3 | Martin Vegh | 915.0K | 4.70% | 10.00 | 10.00 | 10.00 | 10.00 | IN | United States | 2011-01-31 | ↗ |
| 4 | Alphonse Fletcher, Jr. | 756.3K | 3.70% | — | — | — | — | HC | United States | 2012-02-14 | ↗ |
| 5 | Fletcher Asset Management, Inc. | 756.3K | 3.70% | 756.3K | — | 756.3K | — | IA | Delaware | 2012-02-14 | ↗ |
| 6 | Fletcher International, Inc. | 756.3K | 3.70% | — | — | — | — | HC, CO | Delaware | 2012-02-14 | ↗ |
| 7 | Girards | 620.3K | 5.00% | 10.0K | 610.3K | 10.0K | 610.3K | IN | United States | 2006-01-17 | ↗ |
| 8 | 11-2685111 | 610.3K | 4.90% | — | 610.3K | — | 610.3K | CO | State of New York | 2006-01-17 | ↗ |
| 9 | 22-3415036 | 600.0K | 6.44% | 10.00 | 10.00 | 10.00 | 10.00 | CO | Delaware | 2003-12-02 | ↗ |
| 10 | Howard S. Jonas | 600.0K | 6.44% | 10.00 | 10.00 | 10.00 | 10.00 | IN | Unites States | 2003-12-02 | ↗ |
| 11 | Barry Honig | — | 0.00% | — | — | — | — | IN | United States | 2013-09-05 | ↗ |
| 12 | CVI Investments, Inc. | — | 0.00% | — | — | — | — | CO | Cayman Islands | 2022-02-14 | ↗ |
| 13 | GRQ Consultants, Inc. 401K Plan | — | 0.00% | — | — | — | — | OO | United States | 2013-09-05 | ↗ |
| 14 | GRQ Consultants, Inc. Roth 401K FBO Barry Honig | — | 0.00% | — | — | — | — | OO | United States | 2013-09-05 | ↗ |
| 15 | Heights Capital Management, Inc. | — | 0.00% | — | — | — | — | CO | Delaware | 2022-02-14 | ↗ |
Institutional Activity (13F)
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD GROUP INC | 64.8K +— (+0.0%) | 60.2K -27.4K (-31.3%) | 0.71% +0.000 pp | 0.00% +0.000 pp | USD1.52 -38.8% | 8 qtrs — |
| 2 | RENAISSANCE TECHNOLOGIES LLC | 31.4K +— (+0.0%) | 29.2K -13.3K (-31.3%) | 0.35% +0.000 pp | 0.00% +0.000 pp | USD1.65 -43.6% | 8 qtrs — |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 22.3K -577.0 (-2.5%) | 20.7K -10.2K (-33.0%) | 0.24% -0.006 pp | 0.00% +0.000 pp | USD1.48 -37.2% | 8 qtrs — |
| 4 | BLACKROCK, INC. | 21.0K +— (+0.0%) | 19.5K -8.9K (-31.3%) | 0.23% +0.000 pp | 0.00% +0.000 pp | USD1.27 -26.8% | 6 qtrs — |
| 5 | DRW SECURITIES, LLC | 16.0K +16.0K (+100.0%) | 14.9K +14.9K (+100.0%) | 0.18% +0.176 pp | 0.00% +0.000 pp | USD0.93 +0.0% | 1 qtrs NEW |
| 6 | TOWER RESEARCH CAPITAL LLC (TRC) | 2.8K +220.0 (+8.7%) | 2.6K -869.0 (-25.3%) | 0.03% +0.002 pp | 0.00% +0.000 pp | USD1.39 -33.1% | 8 qtrs — |
| 7 | UBS GROUP AG | 372.00 +372.0 (+100.0%) | 346.00 +346.0 (+100.0%) | 0.00% +0.004 pp | 0.00% +0.000 pp | USD0.93 +0.0% | 8 qtrs — |
| 8 | CITIGROUP INC | 187.00 -2.8K (-93.6%) | 173.00 -3.8K (-95.6%) | 0.00% -0.030 pp | 0.00% +0.000 pp | USD1.35 -31.1% | 2 qtrs — |
| 9 | WELLS FARGO & COMPANY/MN | 157.00 +— (+0.0%) | 146.00 -66.0 (-31.1%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD1.35 -31.1% | 8 qtrs — |
| 10 | BANK OF AMERICA CORP /DE/ | 30.00 +4.0 (+15.4%) | 28.00 -7.0 (-20.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD1.03 -9.7% | 8 qtrs — |
| 11 | SBI SECURITIES CO., LTD. | 2.00 +— (+0.0%) | 2.00 -1.0 (-33.3%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD0.50 +86.0% | 5 qtrs — |
| 12 | DANSKE BANK A/S | 2.00 +— (+0.0%) | 2.00 -1.0 (-33.3%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD1.00 -7.0% | 6 qtrs — |
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1.00 +1.0 (+100.0%) | 1.00 +1.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD— | 1 qtrs NEW |
| 14 | UNION BANCAIRE PRIVEE, UBP SA | 1.00 +— (+0.0%) | 1.00 +— (+0.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD— | 3 qtrs — |
| 15 | CENTER FOR FINANCIAL PLANNING, INC. | 1.00 +— (+0.0%) | 1.00 -1.0 (-50.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD1.00 -7.0% | 8 qtrs — |
ETF Ownership
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Vanguard Extended Market ETF VXF | 0.00% | 27.2K | 0.05% |
Insider Activity
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-28 | Chan Heng Fai Ambrose | Director / 10% Owner | S-Sale | A | Common Stock | 130,679 | 1.35 | 176.1K | 1,053,796 | D | ↗ |
| 2025-08-20 | Chan Heng Fai Ambrose | Director / 10% Owner | J-Other | A | Convertible Promissory Note | 0 | 0.00 | — | 0 | I | ↗ |
| 2025-02-06 | Chan Heng Fai Ambrose | Director / 10% Owner | A-Award | A | Common Stock | 1,000,000 | 0.00 | — | 1,002,978 | I | ↗ |
| 2024-12-10 | Chan Heng Fai Ambrose | Director / 10% Owner | P-Purchase | A | Common Stock | 820,597 | 0.97 | 800.0K | 3,961,211 | I | ↗ |
| 2023-12-29 | Wu William Wai Leung | Director | S-Sale | D | Common Stock | 1,020 | 0.13 | 133.62 | 0 | — | ↗ |
| 2023-12-28 | Chan Heng Fai Ambrose | Director / 10% Owner | P-Purchase | A | Common Stock | 672,173 | 0.15 | 98.1K | 19,586,499 | — | ↗ |
| 2023-10-02 | Lim Sheng Hon Danny | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-04-10 | Heuszel Frank D | Director / Officer | A-Award | A | Common Stock | 1,247,078 | 0.22 | 270.4K | 1,312,776 | — | ↗ |
| 2022-12-13 | Chan Heng Fai Ambrose | Director | P-Purchase | A | Common Stock | 334,921 | 0.23 | 75.9K | 18,914,326 | — | ↗ |
| 2022-12-09 | Chan Heng Fai Ambrose | Director | P-Purchase | A | Common Stock | 51,385 | 0.19 | 9.9K | 18,579,405 | — | ↗ |
| 2022-07-12 | Chan Heng Fai Ambrose | Director / 10% Owner | J-Other | A | Common Stock | 21,366,177 | 8,350,000.00 | 178.41T | 81,399,836 | — | ↗ |
| 2022-07-12 | Alset International Ltd | 10% Owner | — | I | Common Stock | 0 | 0.00 | — | 6,232,671 | — | ↗ |
| 2022-07-11 | WONG HIU PAN | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-07-08 | Wong Shui Yeung | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-07-07 | Chan Heng Fai Ambrose | Director / 10% Owner | P-Purchase | A | Common Stock | 17,570,948 | 0.00 | — | 60,033,659 | — | ↗ |
| 2022-07-07 | Alset EHome International Inc. | Director | P-Purchase | A | Common Stock | 17,570,948 | 0.00 | — | 60,033,659 | — | ↗ |
| 2022-06-16 | Wu William Wai Leung | Director | P-Purchase | A | Common Stock | 5,000 | 0.38 | 1.9K | 146,020 | — | ↗ |
| 2022-06-09 | Wu William Wai Leung | Director | P-Purchase | A | Common Stock | 72,600 | 0.42 | 30.1K | 113,000 | — | ↗ |
| 2022-06-08 | Wu William Wai Leung | Director | P-Purchase | A | Common Stock | 23,651 | 0.41 | 9.6K | 40,400 | — | ↗ |
| 2022-06-07 | Wu William Wai Leung | Director | P-Purchase | A | Common Stock | 16,749 | 0.39 | 6.5K | 16,749 | — | ↗ |
| 2022-05-25 | Chan Heng Fai Ambrose | Director | A-Award | A | Common Stock | 15,389,995 | 0.00 | — | 16,973,020 | — | ↗ |
| 2022-05-04 | Heuszel Frank D | Officer | A-Award | A | Common Stock | 63,205 | 0.45 | 28.4K | 65,698 | — | ↗ |
| 2022-04-01 | Chan Heng Fai Ambrose | Director | A-Award | A | Common Stock | 894,084 | 0.00 | — | 1,583,025 | — | ↗ |
| 2022-03-09 | Chan Heng Fai Ambrose | Director / 10% Owner | P-Purchase | A | Common Stock | 3,986,877 | 0.38 | 1.52M | 26,178,632 | — | ↗ |
| 2022-03-09 | Alset EHome International Inc. | Director | P-Purchase | A | Common Stock | 3,986,877 | 0.38 | 1.52M | 26,178,632 | — | ↗ |
| 2021-09-08 | Global BioMedical Pte. Ltd. | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-09-08 | Chan Heng Fai Ambrose | Director / 10% Owner | P-Purchase | A | Common Stock | 12,155,591 | 1.23 | 15.00M | 22,191,755 | — | ↗ |
| 2021-09-08 | Alset EHome International Inc. | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 12,155,591 | — | ↗ |
| 2021-06-21 | Chan Heng Fai Ambrose | Director / 10% Owner | C-Conversion | A | Common Stock | 1,120,170 | 1,000.00 | 1.12B | 10,036,164 | — | ↗ |
| 2021-06-16 | Chan Heng Fai Ambrose | Director / 10% Owner | P-Purchase | A | Common Stock | 555,000 | 1.70 | 943.5K | 8,947,012 | — | ↗ |
| 2021-06-15 | Chan Heng Fai Ambrose | Director / 10% Owner | P-Purchase | A | Common Stock | 884,040 | 1.69 | 1.49M | 8,392,012 | — | ↗ |
| 2021-05-26 | Chan Heng Fai Ambrose | Director / 10% Owner | C-Conversion | D | Series A Convertible Preferred Stock | 35,316 | 0.00 | — | 7,259 | — | ↗ |
| 2020-10-28 | Macko Todd D | Officer | — | D | Common Stock | 0 | 0.00 | — | 1,667 | — | ↗ |
| 2020-10-16 | Chan Heng Fai Ambrose | Director / 10% Owner | C-Conversion | D | Series A Convertible Preferred Stock | 4,293 | 0.00 | — | 42,575 | — | ↗ |
| 2020-09-22 | Chan Tung Moe | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-08-21 | Global BioMedical Pte. Ltd. | 10% Owner | — | D | Series A Convertible Preferred Stock | 7,232,716 | 6.48 | 46.87M | 0 | — | ↗ |
| 2020-08-21 | Chan Heng Fai Ambrose | Director / 10% Owner | J-Other | A | Series A Convertible Preferred Stock | 46,868 | 6.48 | 303.7K | 46,868 | — | ↗ |
| 2020-02-24 | Chan Heng Fai Ambrose | Director / 10% Owner | A-Award | A | Common Stock | 11,111,111 | 0.18 | 2.00M | 13,538,710 | — | ↗ |
| 2020-02-18 | Chan Heng Fai Ambrose | Director / 10% Owner | A-Award | A | Common Stock | 349,917 | 0.00 | — | 2,427,599 | — | ↗ |
| 2019-11-01 | Chan Heng Fai Ambrose | Director / 10% Owner | P-Purchase | A | Common Stock | 6,000,000 | 0.30 | 1.82M | 6,446,428 | — | ↗ |
| 2019-10-30 | Wu William Wai Leung | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-08-05 | Lee Sassuan (Samson) | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-08-05 | Escudero Jose | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-07-23 | THATCH JOHN | Director | A-Award | A | Common Stock | 30,575 | 0.00 | — | 30,575 | — | ↗ |
| 2019-07-23 | Scott Brett L | Director | A-Award | A | Common Stock | 30,575 | 0.00 | — | 30,575 | — | ↗ |
| 2019-07-23 | SANDERS JOSEPH L. | Director | A-Award | A | Common Stock | 30,575 | 0.00 | — | 684,970 | — | ↗ |
| 2019-07-23 | Lo Wah Wai | Director | A-Award | A | Common Stock | 40,767 | 0.00 | — | 40,767 | — | ↗ |
| 2019-07-23 | Heuszel Frank D | Director / Officer | A-Award | A | Common Stock | 74,770 | 0.00 | — | 74,770 | — | ↗ |
| 2019-07-23 | Grisham Stanley V. | Director | A-Award | A | Common Stock | 30,575 | 0.00 | — | 30,575 | — | ↗ |
| 2019-07-23 | Grady Jason | Officer | A-Award | A | Common Stock | 74,770 | 0.00 | — | 74,770 | — | ↗ |
| 2019-07-23 | DelGiorno Daniel | Director | A-Award | A | Common Stock | 40,767 | 0.00 | — | 40,767 | — | ↗ |
| 2019-07-23 | Chan Heng Fai Ambrose | Director / 10% Owner | A-Award | A | Common Stock | 74,770 | 0.00 | — | 2,077,682 | — | ↗ |
| 2019-07-23 | Avallone Pamela | Director | A-Award | A | Common Stock | 30,575 | 0.00 | — | 30,575 | — | ↗ |
| 2019-07-11 | Grady Jason | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-06-10 | Chan Heng Fai Ambrose | Director / 10% Owner | P-Purchase | A | Common Stock | 2,000,000 | 0.50 | 1.00M | 2,002,912 | — | ↗ |
| 2019-06-06 | SANDERS JOSEPH L. | Director | P-Purchase | A | Common Stock | 1,181 | 0.48 | 561.57 | 654,395 | — | ↗ |
| 2019-05-20 | SANDERS JOSEPH L. | Director | P-Purchase | A | Common Stock | 3,181 | 1.05 | 3.3K | 653,214 | — | ↗ |
| 2019-05-09 | THATCH JOHN | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-05-01 | Scott Brett L | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-05-01 | Grisham Stanley V. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-04-12 | Lo Wah Wai | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-03-25 | Chan Heng Fai Ambrose | Director | C-Conversion | D | Convertible Promissory Note | 446,428 | 1.12 | 500.0K | 0 | — | ↗ |
| 2019-03-05 | DelGiorno Daniel | Director | J-Other | A | Common Stock, par value $0.02 per share | 130,435 | 1.15 | 150.0K | 130,435 | — | ↗ |
| 2019-02-18 | Chan Heng Fai Ambrose | Director | P-Purchase | A | Convertible Promissory Note | 446,428 | 1.12 | 500.0K | 446,428 | — | ↗ |
| 2019-02-14 | DelGiorno Daniel | Director | — | D | Common Stock, par value $0.02 per share | 0 | 0.00 | — | 0 | — | ↗ |
| 2018-12-17 | Chan Heng Fai Ambrose | Director / 10% Owner | P-Purchase | A | Common Stock | 612,245 | 0.98 | 600.0K | 1,786,531 | — | ↗ |
| 2018-07-30 | Heuszel Frank D | Director | — | D | Common Stock, par value $0.02 per share | 0 | 0.00 | — | 0 | — | ↗ |
| 2018-07-03 | Chan Heng Fai Ambrose | Director / 10% Owner | P-Purchase | A | Common Stock | 214,286 | 1.40 | 300.0K | 1,174,286 | — | ↗ |
| 2018-04-12 | SANDERS JOSEPH L. | Director | A-Award | A | Options | 10,000 | 1.30 | 13.0K | 90,000 | — | ↗ |
| 2018-04-12 | Marcus Clark A. | Director | A-Award | A | Options | 10,000 | 1.30 | 13.0K | 10,000 | — | ↗ |
| 2018-04-12 | LERNER WILLIAM | Director | A-Award | A | Options | 10,000 | 1.30 | 13.0K | 10,000 | — | ↗ |
| 2018-04-12 | Hurwitz Warren | Director | A-Award | A | Options | 10,000 | 1.30 | 13.0K | 17,500 | — | ↗ |
| 2018-04-12 | FAGENSON ROBERT B | Director | A-Award | A | Options | 10,000 | 1.30 | 13.0K | 40,421 | — | ↗ |
| 2018-04-12 | Avallone Pamela | Director | A-Award | A | Options | 10,000 | 1.30 | 13.0K | 10,000 | — | ↗ |
| 2018-03-30 | SANDERS JOSEPH L. | Director | P-Purchase | A | Warrants | 80,000 | 1.00 | 80.0K | 80,000 | — | ↗ |
| 2018-03-21 | Ronaldi Jeffrey | Director / Officer | A-Award | A | Common Stock | 50,000 | 0.00 | — | 520,603 | — | ↗ |
| 2017-12-13 | Chan Heng Fai Ambrose | Director / 10% Owner | X-InTheMoney | A | Common Stock | 160,000 | 1.00 | 160.0K | 960,000 | — | ↗ |
| 2017-12-05 | Chan Heng Fai Ambrose | Director / 10% Owner | P-Purchase | A | Common Stock | 300 | 1.15 | 345.00 | 2,912 | — | ↗ |
| 2017-11-20 | Ronaldi Jeffrey | Director / Officer | P-Purchase | A | Common stock | 5,000 | 0.72 | 3.6K | 463,703 | — | ↗ |
| 2017-11-17 | Ronaldi Jeffrey | Director / Officer | P-Purchase | A | Common stock | 27,000 | 0.69 | 18.6K | 458,703 | — | ↗ |
| 2017-11-16 | Ronaldi Jeffrey | Director / Officer | P-Purchase | A | Common stock | 109,400 | 0.66 | 72.2K | 431,703 | — | ↗ |
| 2017-09-19 | SANDERS JOSEPH L. | Director | F-InKind | A | Warrants | 11,364 | 0.75 | 8.5K | 0 | — | ↗ |
| 2017-09-12 | Chan Heng Fai Ambrose | Director / 10% Owner | F-InKind | A | Warrant to Purchase Common Stock | 200,000 | 0.75 | 150.0K | 0 | — | ↗ |
| 2017-09-08 | Chan Heng Fai Ambrose | Director | P-Purchase | A | Common Stock | 800,000 | 0.75 | 600.0K | 1,100,000 | — | ↗ |
| 2017-08-22 | Ronaldi Jeffrey | Director / Officer | P-Purchase | A | Common Stock | 6,235 | 0.75 | 4.7K | 322,303 | — | ↗ |
| 2017-08-18 | Ronaldi Jeffrey | Director / Officer | P-Purchase | A | Common Stock | 4,339 | 0.66 | 2.9K | 308,268 | — | ↗ |
| 2017-08-01 | Marcus Clark A. | Director | — | I | Common Stock, par value $0.02 per share | 0 | 0.00 | — | 1,175 | — | ↗ |
| 2017-08-01 | LERNER WILLIAM | Director | — | D | Common Stock, par value $0.02 per share | 0 | 0.00 | — | 0 | — | ↗ |
| 2017-08-01 | Avallone Pamela | Director | — | D | Common Stock, par value $0.02 per share | 0 | 0.00 | — | 0 | — | ↗ |
| 2017-01-12 | Ronaldi Jeffrey | Director / Officer | A-Award | A | Common Stock | 25,000 | 0.00 | — | 297,303 | — | ↗ |
| 2017-01-12 | Chan Heng Fai Ambrose | Director | — | I | Common Stock | 0 | 0.00 | — | 300,000 | — | ↗ |
| 2017-01-12 | Bzdick Robert B. | Director / Officer | A-Award | A | Common Stock | 50,000 | 0.00 | — | 304,996 | — | ↗ |
| 2016-12-29 | Chan Heng Fai Ambrose | Director | — | I | Warrants (right to purchase common stock) | 200,000 | 1.00 | 200.0K | 0 | — | ↗ |
| 2016-12-15 | SANDERS JOSEPH L. | Director | P-Purchase | A | Common Stock | 1,250 | 0.64 | 800.00 | 238,669 | — | ↗ |
| 2016-12-15 | JONES PHILIP A | Officer | P-Purchase | A | Common Stock | 10,000 | 0.66 | 6.6K | 64,688 | — | ↗ |
| 2016-12-01 | FAGENSON ROBERT B | Director | P-Purchase | A | Common Stock | 1,653 | 0.70 | 1.2K | 297,931 | — | ↗ |
| 2016-11-28 | SANDERS JOSEPH L. | Director | P-Purchase | A | Common Stock | 3,000 | 0.65 | 2.0K | 237,419 | — | ↗ |
| 2016-11-28 | FAGENSON ROBERT B | Director | P-Purchase | A | Common Stock | 2,347 | 0.71 | 1.7K | 296,278 | — | ↗ |
| 2016-11-17 | Ronaldi Jeffrey | Director / Officer | A-Award | A | Common Stock | 125,000 | 0.00 | — | 272,303 | — | ↗ |
| 2016-11-17 | JONES PHILIP A | Officer | A-Award | A | Common Stock | 50,000 | 0.00 | — | 54,688 | — | ↗ |
| 2016-11-16 | Ronaldi Jeffrey | Director / Officer | P-Purchase | A | Common Stock | 50,000 | 0.50 | 25.0K | 147,303 | — | ↗ |
| 2016-09-29 | FAGENSON ROBERT B | Director | P-Purchase | A | Common Stock | 1,874 | 0.63 | 1.2K | 293,931 | — | ↗ |
| 2016-09-27 | FAGENSON ROBERT B | Director | P-Purchase | A | Common Stock | 101 | 0.61 | 61.61 | 292,057 | — | ↗ |
| 2016-09-26 | FAGENSON ROBERT B | Director | P-Purchase | A | Common Stock | 1,025 | 0.61 | 625.25 | 291,956 | — | ↗ |
| 2016-09-23 | FAGENSON ROBERT B | Director | P-Purchase | A | Common Stock | 7,100 | 0.61 | 4.3K | 290,931 | — | ↗ |
| 2016-05-19 | Ronaldi Jeffrey | Director / Officer | P-Purchase | A | Common Stock | 92,625 | 0.23 | 21.3K | 389,212 | — | ↗ |
| 2016-05-18 | SANDERS JOSEPH L. | Director | P-Purchase | A | Common Stock | 10,000 | 0.21 | 2.1K | 937,673 | — | ↗ |
| 2015-10-21 | SANDERS JOSEPH L. | Director | P-Purchase | A | Common Stock | 227,273 | 0.22 | 50.0K | 927,673 | — | ↗ |
| 2015-10-01 | SANDERS JOSEPH L. | Director | — | D | Common Stock | 0 | 0.00 | — | 700,400 | — | ↗ |
| 2015-09-15 | FAGENSON ROBERT B | Director | P-Purchase | A | Common Stock | 454,545 | 0.22 | 100.0K | 1,335,321 | — | ↗ |
| 2015-09-15 | Bzdick Robert B. | Director / Officer | P-Purchase | A | Warrant | 90,909 | 0.40 | 36.4K | 90,909 | — | ↗ |
| 2015-01-09 | Perrelli Jonathon | Director | A-Award | A | Common Stock | 15,000 | 0.00 | — | 15,000 | — | ↗ |
| 2015-01-09 | Hurwitz Warren | Director | A-Award | A | Common Stock | 15,000 | 0.00 | — | 15,000 | — | ↗ |
| 2015-01-09 | GREENSTEIN IRA A | Director | A-Award | A | Options | 26,775 | 0.60 | 16.1K | 126,775 | — | ↗ |
| 2015-01-09 | FAGENSON ROBERT B | Director | A-Award | A | Options | 26,775 | 0.60 | 16.1K | 96,775 | — | ↗ |
| 2014-12-18 | Ronaldi Jeffrey | Director / Officer | A-Award | A | Common Stock | 125,000 | 0.00 | — | 296,187 | — | ↗ |
| 2014-12-18 | JONES PHILIP A | Officer | A-Award | A | Common Stock | 18,750 | 0.00 | — | 18,750 | — | ↗ |
| 2014-12-18 | HARDIGAN PETER | Director / Officer | A-Award | A | Common Stock | 62,500 | 0.00 | — | 121,740 | — | ↗ |
| 2014-12-15 | HARDIGAN PETER | Director / Officer | P-Purchase | A | Common Stock | 15,306 | 0.55 | 8.4K | 59,240 | — | ↗ |
| 2014-12-12 | Ronaldi Jeffrey | Director / Officer | P-Purchase | A | Common Stock | 96,154 | 0.56 | 53.8K | 171,187 | — | ↗ |
| 2014-05-15 | Ronaldi Jeffrey | Director / Officer | P-Purchase | A | Common Stock | 4,588 | 1.10 | 5.0K | 94,613 | — | ↗ |
| 2014-03-13 | Klein David Eric | Director | A-Award | A | Common Stock | 3,882 | 0.00 | — | 3,882 | — | ↗ |
| 2014-03-13 | GREENSTEIN IRA A | Director | A-Award | A | Common Stock | 18,857 | 0.00 | — | 28,857 | — | ↗ |
| 2014-03-13 | FAGENSON ROBERT B | Director | A-Award | A | Common Stock | 61,286 | 0.00 | — | 880,776 | — | ↗ |
| 2014-03-05 | Ronaldi Jeffrey | Director / Officer | A-Award | A | Stock Options | 212,121 | 2.00 | 424.2K | 212,121 | — | ↗ |
| 2014-03-05 | JONES PHILIP A | Officer | A-Award | A | Stock Options | 45,455 | 2.00 | 90.9K | 45,455 | — | ↗ |
| 2014-03-05 | HARDIGAN PETER | Director / Officer | A-Award | A | Stock Options | 151,515 | 2.00 | 303.0K | 151,515 | — | ↗ |
| 2014-03-05 | Bzdick Robert B. | Officer | A-Award | A | Stock Options | 121,212 | 2.00 | 242.4K | 121,212 | — | ↗ |
| 2013-09-13 | Ronaldi Jeffrey | Director / Officer | P-Purchase | A | Common Stock | 7,684 | 1.28 | 9.8K | 90,025 | — | ↗ |
| 2013-09-13 | FAGENSON ROBERT B | Director | P-Purchase | A | Common Stock | 5,000 | 1.29 | 6.5K | 819,500 | — | ↗ |
| 2013-09-12 | Ronaldi Jeffrey | Director / Officer | P-Purchase | A | Common Stock | 7,633 | 1.28 | 9.8K | 82,341 | — | ↗ |
| 2013-09-12 | HARDIGAN PETER | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 1.28 | 6.4K | 109,123 | — | ↗ |
| 2013-09-12 | FAGENSON ROBERT B | Director | P-Purchase | A | Common Stock | 3,000 | 1.28 | 3.8K | 814,500 | — | ↗ |
| 2013-09-12 | Bzdick Robert B. | Director / Officer | P-Purchase | A | Common Stock | 10,956 | 1.29 | 14.1K | 548,237 | — | ↗ |
| 2013-09-11 | FAGENSON ROBERT B | Director | P-Purchase | A | Common Stock | 2,000 | 1.13 | 2.3K | 811,500 | — | ↗ |
| 2013-08-28 | Perrelli Jonathon | Director | A-Award | A | Options | 30,000 | 1.40 | 42.0K | 30,000 | — | ↗ |
| 2013-08-28 | Klein David Eric | Director | A-Award | A | Options | 30,000 | 1.40 | 42.0K | 77,500 | — | ↗ |
| 2013-08-28 | Hurwitz Warren | Director | A-Award | A | Options | 30,000 | 1.40 | 42.0K | 30,000 | — | ↗ |
| 2013-08-28 | GREENSTEIN IRA A | Director | A-Award | A | Options | 30,000 | 1.40 | 42.0K | 120,000 | — | ↗ |
| 2013-08-28 | FAGENSON ROBERT B | Director | A-Award | A | Options | 30,000 | 1.40 | 42.0K | 80,000 | — | ↗ |
| 2013-07-09 | O BRIEN ROGER D. | Director | — | D | OPTION | 5,000 | 3.96 | 19.8K | 0 | — | ↗ |
| 2013-07-09 | Klein David Eric | Director | — | D | OPTION | 5,000 | 3.96 | 19.8K | 0 | — | ↗ |
| 2013-07-01 | Ronaldi Jeffrey | Director / Officer | — | D | Stock Options | 1,000,000 | 3.00 | 3.00M | 0 | — | ↗ |
| 2013-07-01 | Perrelli Jonathon | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2013-07-01 | Hurwitz Warren | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2013-07-01 | HARDIGAN PETER | Director / Officer | — | D | Stock Options | 1,000,000 | 3.00 | 3.00M | 0 | — | ↗ |
| 2013-02-20 | Cronin John E | Director | — | I | Warrant | 100,000 | 4.62 | 462.0K | 0 | — | ↗ |
| 2013-01-02 | O BRIEN ROGER D. | Director | A-Award | A | Options | 2,500 | 2.51 | 6.3K | 27,500 | — | ↗ |
| 2013-01-02 | Klein David Eric | Director | A-Award | A | Options | 2,500 | 2.51 | 6.3K | 47,500 | — | ↗ |
| 2013-01-02 | GREENSTEIN IRA A | Director | A-Award | A | Options | 10,000 | 2.51 | 25.1K | 95,000 | — | ↗ |
| 2013-01-02 | FAGENSON ROBERT B | Director | A-Award | A | Options | 10,000 | 2.51 | 25.1K | 55,000 | — | ↗ |
| 2013-01-02 | Cronin John E | Director | A-Award | A | Option | 3,750 | 2.51 | 9.4K | 308,750 | — | ↗ |
| 2012-11-19 | White Patrick | Director / Officer | A-Award | A | Options | 50,000 | 3.00 | 150.0K | 80,000 | — | ↗ |
| 2012-11-19 | WICKER DAVID MICHAEL | Director / Officer | A-Award | A | Options | 25,000 | 3.00 | 75.0K | 125,000 | — | ↗ |
| 2012-11-19 | O BRIEN ROGER D. | Director | A-Award | A | Options | 20,000 | 3.00 | 60.0K | 25,000 | — | ↗ |
| 2012-11-19 | Klein David Eric | Director | A-Award | A | Options | 40,000 | 3.00 | 120.0K | 45,000 | — | ↗ |
| 2012-11-19 | JONES PHILIP A | Director / Officer | J-Other | D | Options | 25,000 | 4.26 | 106.5K | 270,000 | — | ↗ |
| 2012-11-19 | GREENSTEIN IRA A | Director | A-Award | A | Options | 40,000 | 3.00 | 120.0K | 94,000 | — | ↗ |
| 2012-11-19 | Bzdick Robert B. | Director / Officer | A-Award | A | Options | 150,000 | 3.00 | 450.0K | 150,000 | — | ↗ |
| 2012-09-21 | White Patrick | Director / Officer | A-Award | A | Options | 50,000 | 4.26 | 213.0K | 80,000 | — | ↗ |
| 2012-09-21 | WICKER DAVID MICHAEL | Director / Officer | A-Award | A | Options | 20,000 | 4.26 | 85.2K | 120,000 | — | ↗ |
| 2012-09-21 | JONES PHILIP A | Officer | A-Award | A | Options | 25,000 | 4.26 | 106.5K | 195,000 | — | ↗ |
| 2012-09-21 | Bzdick Robert B. | Director / Officer | A-Award | A | Options | 150,000 | 4.26 | 639.0K | 150,000 | — | ↗ |
| 2012-07-09 | Cronin John E | Director | A-Award | A | Option | 5,000 | 3.96 | 19.8K | 305,000 | — | ↗ |
| 2012-02-12 | JONES PHILIP L | Officer | — | D | Stock Options | 50,000 | 4.00 | 200.0K | 0 | — | ↗ |
| 2012-01-03 | HARRISON ALAN E | Director | A-Award | A | Options | 10,000 | 2.55 | 25.5K | 55,000 | — | ↗ |
| 2012-01-03 | GREENSTEIN IRA A | Director | A-Award | A | Options | 10,000 | 2.55 | 25.5K | 54,000 | — | ↗ |
| 2012-01-03 | FAGENSON ROBERT B | Director | A-Award | A | Options | 10,000 | 2.55 | 25.5K | 54,000 | — | ↗ |
| 2012-01-03 | ASHMAN TIMOTHY A | Director | A-Award | A | Options | 10,000 | 2.55 | 25.5K | 54,000 | — | ↗ |
| 2011-08-10 | FAGENSON ROBERT B | Director | P-Purchase | A | COMMON STOCK | 6,000 | 2.18 | 13.1K | 809,500 | — | ↗ |
| 2011-07-15 | ROY MICHAEL J | Director / Officer | J-Other | A | OPTIONS | 5,992 | 3.33 | 20.0K | 38,824 | — | ↗ |
| 2011-07-01 | White Patrick | Director / Officer | A-Award | A | Options | 30,000 | 3.50 | 105.0K | 30,000 | — | ↗ |
| 2011-07-01 | WICKER DAVID MICHAEL | Director / Officer | A-Award | A | Options | 30,000 | 3.50 | 105.0K | 30,000 | — | ↗ |
| 2011-05-24 | White Patrick | Director / Officer | P-Purchase | A | Common Stock | 1,800 | 3.20 | 5.8K | 812,600 | — | ↗ |
| 2011-05-23 | White Patrick | Director / Officer | P-Purchase | A | Common Stock | 3,600 | 3.22 | 11.6K | 810,800 | — | ↗ |
| 2011-05-20 | White Patrick | Director / Officer | P-Purchase | A | Common Stock | 5,600 | 3.25 | 18.2K | 807,200 | — | ↗ |
| 2011-05-12 | ROY MICHAEL J | Officer | — | D | OPTIONS | 32,832 | 3.33 | 109.3K | 0 | — | ↗ |
| 2011-02-22 | WICKER DAVID MICHAEL | Director / Officer | J-Other | D | Common Stock | 39,999 | 0.00 | — | 124,834 | — | ↗ |
| 2011-01-02 | HARRISON ALAN E | Director | A-Award | A | Options | 10,000 | 5.52 | 55.2K | 45,000 | — | ↗ |
| 2011-01-02 | GREENSTEIN IRA A | Director | A-Award | A | options | 10,000 | 5.52 | 55.2K | 44,000 | — | ↗ |
| 2011-01-02 | FAGENSON ROBERT B | Director | A-Award | A | options | 10,000 | 5.52 | 55.2K | 44,000 | — | ↗ |
| 2011-01-02 | ASHMAN TIMOTHY A | Director | A-Award | A | Options | 10,000 | 5.52 | 55.2K | 44,000 | — | ↗ |
| 2010-12-17 | Bzdick Robert B. | Director / Officer | S-Sale | D | Common | 4,320 | 5.31 | 22.9K | 515,437 | — | ↗ |
| 2010-12-16 | Bzdick Robert B. | Director / Officer | S-Sale | D | Common | 26,100 | 5.31 | 138.6K | 519,757 | — | ↗ |
| 2010-12-15 | Bzdick Robert B. | Director / Officer | S-Sale | D | Common | 7,800 | 5.40 | 42.1K | 545,857 | — | ↗ |
| 2010-10-06 | Bzdick Robert B. | Director / Officer | S-Sale | D | Common | 12,400 | 3.47 | 43.0K | 553,657 | — | ↗ |
| 2010-10-05 | Bzdick Robert B. | Director / Officer | S-Sale | D | Common | 10,868 | 3.39 | 36.8K | 566,057 | — | ↗ |
| 2010-10-04 | Bzdick Robert B. | Director / Officer | S-Sale | D | Common | 2,000 | 3.39 | 6.8K | 576,925 | — | ↗ |
| 2010-10-01 | Bzdick Robert B. | Director / Officer | S-Sale | D | Common | 2,400 | 3.40 | 8.2K | 0 | — | ↗ |
| 2010-09-27 | Bzdick Robert B. | Director / Officer | S-Sale | D | Common Stock | 40,000 | 3.40 | 136.0K | 587,175 | — | ↗ |
| 2010-09-24 | Bzdick Robert B. | Director / Officer | S-Sale | D | Common Stock | 7,300 | 3.59 | 26.2K | 627,175 | — | ↗ |
| 2010-09-23 | Bzdick Robert B. | Director / Officer | S-Sale | D | COMMON STOCK | 6,830 | 3.57 | 24.4K | 634,475 | — | ↗ |
| 2010-09-22 | Bzdick Robert B. | Director / Officer | S-Sale | D | COMMON STOCK | 8,382 | 3.58 | 30.0K | 641,305 | — | ↗ |
| 2010-09-21 | Bzdick Robert B. | Director / Officer | S-Sale | D | COMMON STOCK | 2,000 | 3.49 | 7.0K | 649,687 | — | ↗ |
| 2010-09-20 | Bzdick Robert B. | Director / Officer | S-Sale | D | COMMON STOCK | 12,900 | 3.58 | 46.2K | 651,687 | — | ↗ |
| 2010-09-17 | Bzdick Robert B. | Director / Officer | S-Sale | D | COMMON STOCK | 25,700 | 3.61 | 92.8K | 664,587 | — | ↗ |
| 2010-09-16 | Bzdick Robert B. | Officer | S-Sale | D | Common Stock | 11,250 | 3.75 | 42.2K | 690,287 | — | ↗ |
| 2010-09-15 | Bzdick Robert B. | Officer | S-Sale | D | Common Stock | 26,100 | 3.68 | 96.0K | 701,537 | — | ↗ |
| 2010-09-14 | Bzdick Robert B. | Officer | S-Sale | D | Common Stock | 7,800 | 3.59 | 28.0K | 727,637 | — | ↗ |
| 2010-07-14 | JONES PHILIP A | Officer | J-Other | D | Stock Options | 30,000 | 6.00 | 180.0K | 198,000 | — | ↗ |
Executive team
Executive compensation
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2024 | Todd D. Macko, Chief Financial Officer | 259.1K | 93.2K | — | — | — | 18.9K | 371.2K | 0.00% | ↗ |
| 2 | 2024 | Jason Grady, Interim Chief Executive Officer, Chief Operating Officer | 193.0K | — | — | — | — | 82.1K | 275.1K | 0.00% | ↗ |
| 3 | 2023 | Frank D. Heuszel, Chief Executive Officer (former) | 260.0K | 268.0K | — | — | — | 147.2K | 675.2K | 0.00% | ↗ |
| 4 | 2023 | Jason T. Grady, Chief Operating Officer | 260.0K | 268.0K | — | — | — | 148.0K | 556.0K | 0.00% | ↗ |
| 5 | 2023 | Jason Grady, Interim Chief Executive Officer, Chief Operating Officer | 247.3K | 78.3K | — | — | — | 16.7K | 342.4K | 0.00% | ↗ |
| 6 | 2023 | Todd D. Macko, Chief Financial Officer | 235.6K | 55.4K | — | — | — | 17.2K | 308.2K | 0.00% | ↗ |
| 7 | 2022 | Ambrose Chan Heng Fai | — | 7.21M | — | — | — | — | 7.21M | 0.00% | ↗ |
| 8 | 2022 | Frank D. Heuszel, Former Chief Executive Officer | 260.0K | 28.4K | — | — | — | 146.2K | 314.6K | 0.00% | ↗ |
| 9 | 2022 | Frank D. Heuszel, Chief Executive Officer | 260.0K | 28.4K | — | — | — | 26.2K | 314.6K | 0.00% | ↗ |
| 10 | 2022 | Todd D. Macko, Chief Financial Officer | 198.0K | 42.9K | — | — | — | 17.2K | 258.0K | 0.00% | ↗ |
| 11 | 2022 | Jason T. Grady, Chief Operating Officer | 210.0K | 10.0K | — | — | — | 16.7K | 236.7K | 0.00% | ↗ |
| 12 | 2021 | Ambrose Chan Heng Fai | — | 4.31M | — | — | — | — | 4.31M | 0.00% | ↗ |
| 13 | 2021 | Jason T. Grady, Chief Operating Officer | 204.0K | 200.0K | — | — | — | 29.1K | 433.1K | 0.00% | ↗ |
| 14 | 2021 | Todd D. Macko, Chief Financial Officer | 172.2K | 115.5K | — | — | — | 25.9K | 313.6K | 0.00% | ↗ |
| 15 | 2021 | Frank D. Heuszel, Chief Executive Officer | 260.0K | — | — | — | — | 40.6K | 300.6K | 0.00% | ↗ |
| 16 | 2020 | Heng Fai Chan, Executive Chairman | 1.00 | 4.31M | — | — | — | — | 4.31M | 0.00% | ↗ |
| 17 | 2020 | Jason T. Grady, Chief Operating Officer | 207.7K | 112.5K | — | — | — | 17.1K | 337.2K | 0.00% | ↗ |
| 18 | 2020 | Frank D. Heuszel, Chief Executive Officer | 171.3K | 112.5K | — | — | — | 26.0K | 309.8K | 0.00% | ↗ |
| 19 | 2020 | Todd D. Macko, Chief Financial Officer | 155.8K | 67.5K | 11.0K | — | — | 11.9K | 246.2K | 4.47% | ↗ |
| 20 | 2020 | Todd D. Macko, Chief Financial Officer Jeffrey Rinaldi, Chief Executive Officer | 155.8K | 67.5K | 11.0K | — | — | 11.9K | 246.2K | 4.47% | ↗ |
| 21 | 2020 | Robert B. Bzdick, President | — | — | — | — | 88.7K | — | 88.7K | 0.00% | ↗ |
| 22 | 2019 | Robert B. Bzdick, President | — | — | — | — | 212.1K | — | 212.1K | 0.00% | ↗ |
| 23 | 2019 | Frank D. Heuszel, Chief Executive Officer | 91.6K | 61.1K | 31.4K | — | — | 15.8K | 200.0K | 15.70% | ↗ |
| 24 | 2019 | Jason Grady, Chief Operating Officer | 84.6K | 61.1K | 31.4K | — | — | 7.2K | 184.3K | 17.04% | ↗ |
| 25 | 2019 | Jason T. Grady, Chief Operating Officer | 84.6K | 61.1K | 31.4K | — | — | 7.2K | 184.3K | 17.04% | ↗ |
| 26 | 2019 | Philip Jones, Chief Financial Officer | 59.2K | — | — | — | — | 2.1K | 61.3K | 0.00% | ↗ |
| 27 | 2019 | Jeffrey Ronaldi, Chief Financial Officer | 61.3K | — | — | — | — | — | 61.3K | 0.00% | ↗ |
| 28 | 2019 | Todd D. Macko, Chief Financial Officer Jeffrey Rinaldi, Chief Executive Officer | 61.3K | — | — | — | — | — | 61.3K | 0.00% | ↗ |
| 29 | 2019 | Heng Fai Chan, Executive Chairman | — | — | — | — | — | 31.4K | 31.4K | 0.00% | ↗ |
| 30 | 2018 | Robert B. Bzdick Former President | 116.7K | — | — | — | 216.9K | 98.6K | 432.2K | 0.00% | ↗ |
| 31 | 2018 | Robert B. Bzdick, President | 116.7K | — | — | — | 216.9K | 18.6K | 352.2K | 0.00% | ↗ |
| 32 | 2018 | Jeffrey Ronaldi Former Chief Executive Officer | 200.0K | — | 67.3K | — | — | 5.1K | 272.3K | 24.70% | ↗ |
| 33 | 2018 | Jeffrey Ronaldi, Chief Financial Officer | 200.0K | — | 67.3K | — | — | 5.1K | 272.3K | 24.70% | ↗ |
| 34 | 2018 | Philip Jones Former Chief Financial Officer | 199.0K | — | — | — | 25.0K | — | 224.0K | 0.00% | ↗ |
| 35 | 2018 | Philip Jones, Chief Financial Officer | 199.0K | — | — | — | 25.0K | — | 224.0K | 0.00% | ↗ |
| 36 | 2018 | Frank D. Heuszel, Chief Executive Officer | — | — | — | — | — | 9.5K | 9.5K | 0.00% | ↗ |
| 37 | 2017 | Robert B. Bzdick Former President | 200.0K | — | 42.0K | — | 177.1K | 22.6K | 441.7K | 9.51% | ↗ |
| 38 | 2017 | Robert B. Bzdick President | 200.0K | — | 42.0K | — | 177.1K | 22.6K | 441.7K | 9.51% | ↗ |
| 39 | 2017 | Jeffrey Ronaldi Former Chief Executive Officer | 200.0K | — | 63.0K | — | 100.0K | — | 363.0K | 17.36% | ↗ |
| 40 | 2017 | Jeffrey Ronaldi Chief Executive Officer | 200.0K | — | 63.0K | — | 100.0K | — | 363.0K | 17.36% | ↗ |
| 41 | 2017 | Philip Jones Chief Financial Officer | 150.0K | — | — | — | — | — | 150.0K | 0.00% | ↗ |
| 42 | 2017 | Philip Jones Former Chief Financial Officer | 150.0K | — | — | — | — | — | 150.0K | 0.00% | ↗ |
| 43 | 2016 | Robert B. Bzdick President | 200.0K | — | — | — | 129.9K | 22.4K | 352.3K | 0.00% | ↗ |
| 44 | 2016 | Jeffrey Ronaldi Chief Executive Officer | 150.0K | — | 68.8K | — | — | — | 218.8K | 31.43% | ↗ |
| 45 | 2016 | Philip Jones Chief Financial Officer | 150.0K | — | 27.5K | — | — | 4.5K | 182.0K | 15.11% | ↗ |
| 46 | 2015 | Robert B. Bzdick President | 220.0K | 110.3K | — | — | — | 37.4K | 367.6K | 0.00% | ↗ |
| 47 | 2015 | Jeffrey Ronaldi Chief Executive Officer | 282.7K | — | 23.8K | — | — | — | 306.4K | 7.75% | ↗ |
| 48 | 2015 | Peter Hardigan Chief Operating Officer | 138.0K | — | 11.9K | — | — | 4.5K | 154.4K | 7.69% | ↗ |
| 49 | 2015 | Philip Jones Chief Financial Officer | 135.0K | — | 3.6K | — | — | 4.2K | 142.7K | 2.50% | ↗ |
| 50 | 2014 | Jeffrey Ronaldi Chief Executive Officer | 350.0K | 70.0K | 60.0K | 151.2K | — | 1.2K | 632.4K | 33.40% | ↗ |
| 51 | 2014 | Jeffrey Ronaldi Chief Executive Officer | 350.0K | 70.0K | 60.0K | 151.2K | — | 1.2K | 632.4K | 33.40% | ↗ |
| 52 | 2014 | Peter Hardigan Chief Operating Officer | 250.0K | 50.0K | 30.0K | 108.0K | — | 1.2K | 439.2K | 31.42% | ↗ |
| 53 | 2014 | Peter Hardigan Chief Operating Officer | 250.0K | 50.0K | 30.0K | 108.0K | — | 1.2K | 439.2K | 31.42% | ↗ |
| 54 | 2014 | Robert B. Bzdick President Former Chief Executive Officer | 220.0K | 77.3K | — | 86.4K | — | 24.3K | 408.0K | 21.17% | ↗ |
| 55 | 2014 | Robert B. Bzdick President | 220.0K | 77.3K | — | 86.4K | — | 24.3K | 408.0K | 21.17% | ↗ |
| 56 | 2014 | Philip Jones Chief Financial Officer | 150.0K | — | 9.0K | 39.0K | — | 1.2K | 199.2K | 24.11% | ↗ |
| 57 | 2014 | Philip Jones Chief Financial Officer | 150.0K | — | 9.0K | 39.0K | — | 1.2K | 199.2K | 24.11% | ↗ |
| 58 | 2013 | Jeffrey Ronaldi Chief Executive Officer | 137.3K | — | — | 753.9K | — | — | 891.2K | 84.59% | ↗ |
| 59 | 2013 | Peter Hardigan Chief Operating Officer | 98.1K | — | — | 753.9K | — | — | 852.0K | 88.49% | ↗ |
| 60 | 2013 | Robert B. Bzdick President Former Chief Executive Officer | 220.0K | 147.3K | — | — | — | 23.6K | 390.9K | 0.00% | ↗ |
| 61 | 2013 | Philip Jones Chief Financial Officer | 121.2K | 25.0K | — | — | — | 1.2K | 147.4K | 0.00% | ↗ |
| 62 | 2012 | Robert B. Bzdick Former Chief Executive Officer | 240.0K | 97.5K | — | 412.4K | — | 21.5K | 771.4K | 53.46% | ↗ |
| 63 | 2012 | Robert B. Bzdick President Former Chief Executive Officer | 240.0K | 97.5K | — | 412.4K | — | 21.5K | 771.4K | 53.46% | ↗ |
| 64 | 2012 | Patrick A. White, Former Chief Executive Officer | 183.3K | — | — | 102.4K | — | 16.1K | 301.8K | 33.93% | ↗ |
| 65 | 2012 | Philip Jones Chief Financial Officer | 120.0K | — | — | 143.7K | — | — | 263.7K | 54.50% | ↗ |
| 66 | 2012 | Peter Hardigan Chief Operating Officer | — | — | — | — | — | — | — | — | ↗ |
| 67 | 2012 | Jeffrey Ronaldi Chief Executive Officer | — | — | — | — | — | — | — | — | ↗ |
| 68 | 2011 | Robert B. Bzdick Former Chief Executive Officer | 240.0K | 33.3K | — | — | — | 19.3K | 292.6K | 0.00% | ↗ |
| 69 | 2011 | Robert Bzdick Chief Operating Officer | 240.0K | 33.3K | — | — | — | 19.3K | 292.6K | 0.00% | ↗ |
| 70 | 2011 | Patrick A. White, Former Chief Executive Officer | 198.5K | 12.0K | — | 39.0K | — | 14.7K | 264.1K | 14.77% | ↗ |
| 71 | 2011 | Patrick White, Chief Executive Officer | 198.5K | 12.0K | — | 39.0K | — | 14.7K | 249.5K | 15.63% | ↗ |
| 72 | 2011 | Philip Jones Chief Financial Officer | 120.0K | 30.0K | — | — | — | — | 150.0K | 0.00% | ↗ |
| 73 | 2011 | Philip Jones Chief Financial Officer | 120.0K | 30.0K | — | — | — | — | 150.0K | 0.00% | ↗ |
| 74 | 2010 | Philip Jones Chief Financial Officer | 120.0K | — | — | 164.6K | — | — | 284.6K | 57.84% | ↗ |
| 75 | 2010 | Philip Jones Chief Financial Officer | 120.0K | — | — | 164.6K | — | — | 284.6K | 57.84% | ↗ |
| 76 | 2010 | Robert Bzdick Chief Operating Officer | 205.5K | — | — | — | — | 14.1K | 219.6K | 0.00% | ↗ |
| 77 | 2010 | Robert Bzdick Chief Operating Officer | 205.5K | — | — | — | — | 14.1K | 219.6K | 0.00% | ↗ |
| 78 | 2010 | Patrick White, Chief Executive Officer | 198.6K | — | — | — | — | 16.6K | 211.4K | 0.00% | ↗ |
| 79 | 2010 | Patrick White, Chief Executive Officer | 198.6K | — | — | — | — | 16.6K | 211.4K | 0.00% | ↗ |
| 80 | 2009 | Patrick White, Chief Executive Officer | 200.1K | — | — | — | — | 35.2K | 235.3K | 0.00% | ↗ |
| 81 | 2009 | Patrick White, Chief Executive Officer | 200.1K | — | — | — | — | 35.2K | 235.3K | 0.00% | ↗ |
| 82 | 2009 | Philip Jones Chief Financial Officer | 113.1K | — | — | 20.5K | — | — | 133.6K | 15.34% | ↗ |
| 83 | 2009 | Philip Jones Chief Financial Officer | 113.1K | — | — | 20.5K | — | — | 133.6K | 15.34% | ↗ |
| 84 | 2009 | Robert Bzdick Chief Operating Officer | — | — | — | — | — | — | — | — | ↗ |
| 85 | 2009 | President | — | — | — | — | — | — | — | — | ↗ |
| 86 | 2008 | Peter Ettinger President | 72.3K | — | 269.3K | — | — | — | 341.5K | 78.84% | ↗ |
| 87 | 2008 | President | 72.3K | — | 212.0K | — | — | — | 284.3K | 74.58% | ↗ |
| 88 | 2008 | Patrick White, Chief Executive Officer | 199.7K | — | — | — | — | 30.4K | 230.1K | 0.00% | ↗ |
| 89 | 2008 | Philip Jones Vice President of Finance and Treasurer | 120.0K | — | — | 38.9K | — | — | 158.9K | 24.48% | ↗ |
| 90 | 2008 | Philip Jones Chief Financial Officer | 120.0K | — | — | — | — | — | 120.0K | 0.00% | ↗ |
| 91 | 2007 | President | 176.5K | — | 179.5K | 81.3K | — | 8.1K | 445.4K | 58.55% | ↗ |
| 92 | 2007 | Peter Ettinger President | 176.5K | — | 179.5K | 81.3K | — | 8.1K | 445.4K | 58.55% | ↗ |
| 93 | 2007 | Patrick White, Chief Executive Officer | 199.7K | — | — | — | — | 17.7K | 217.3K | 0.00% | ↗ |
| 94 | 2007 | Philip Jones Vice President of Finance and Treasurer | 112.5K | — | — | 45.8K | — | 4.5K | 162.7K | 28.12% | ↗ |
| 95 | 2007 | and Treasurer | 112.5K | — | — | 45.8K | — | 4.5K | 162.7K | 28.12% | ↗ |
| 96 | 2006 | President | 85.0K | 25.5K | 89.7K | — | — | 1.7K | 283.2K | 31.69% | ↗ |
| 97 | 2006 | Peter Ettinger President | 85.0K | 25.5K | 89.7K | 81.3K | — | 1.7K | 283.2K | 60.39% | ↗ |
| 98 | 2006 | Patrick White, Chief Executive Officer and President | 181.5K | — | — | — | — | 23.4K | 204.9K | 0.00% | ↗ |
| 99 | 2006 | Chief Executive Officer | 181.5K | — | — | — | — | 23.4K | 204.9K | 0.00% | ↗ |
| 100 | 2006 | Philip Jones Vice President of Finance and Treasurer | 97.9K | — | — | — | — | 3.9K | 101.8K | 0.00% | ↗ |
| 101 | 2006 | and Treasurer | 97.9K | — | — | — | — | 3.9K | 101.8K | 0.00% | ↗ |
| 102 | 2005 | Patrick White, Chief Executive Officer and President | 155.0K | — | — | — | — | 11.1K | 166.1K | 0.00% | ↗ |
| 103 | 2004 | Patrick White, Chief Executive Officer and President | 125.4K | — | — | 30.0K | — | — | 125.4K | 23.93% | ↗ |
| 104 | 2004 | Patrick White, Chief Executive Officer and President | 125.4K | — | — | 30.0K | — | — | 125.4K | 23.93% | ↗ |
| 105 | 2003 | Patrick White, President and Chief Executive Officer | 75.0K | — | — | — | — | — | 75.0K | 0.00% | ↗ |
| 106 | 2003 | Patrick White, Chief Executive Officer and President | 75.0K | — | — | — | — | — | 75.0K | 0.00% | ↗ |
| 107 | 2003 | Patrick White, Chief Executive Officer and President | 75.0K | — | — | — | — | — | 75.0K | 0.00% | ↗ |
| 108 | 2002 | Patrick White, Chief Executive Officer and President | 31.3K | — | — | — | — | — | 31.3K | 0.00% | ↗ |
Proxy statements
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Jason T. Grady | Interim Chief Executive Officer | 311.8K | male |
| Todd D. Macko | Chief Financial Officer | 295.1K | male |
| Tung Moe Chan BApSc | President & Director | 120.0K | male |
| Heng Fai Chan | Executive Chairman of the Board | — | male |
| Kristen Rusho | Human Resources Manager | — | — |
| Travis Heuszel | Legal & Corporate Affairs Manager | — | — |
No Senate trading activity found for this company.
No House trading activity found for this company.
Share your view on this stock and instantly see how the community has voted over the last 6 months.
Community Opinion for DSS
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

MSCI World Index (MSC)
NASDAQ Composite (NASDAQ)
FTSE China A50 Index (FGI)
STOXX Europe 600 (SIX)
Nikkei 300 (OSA)
NIFTY 50 (NSE)
DAX Performance Index (XETRA)
FTSE 100 (FGI)
CAC 40 (EURONEXT)
