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Cytosorbents Corporation (CTSO)

USD0.40 +0.01 (+1.70%)
US NASDAQ Healthcare Medical - Devices
Address 305 College Road East 8540
Princeton, NJ, US
CEO Phillip Chan
IPO 2006-08-08
CIK 1175151 ISIN US23283X2062

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Description

Cytosorbents Corporation specializes in creating and bringing to market innovative medical devices. Their core expertise lies in a unique blood purification platform, built upon a proprietary adsorbent and porous polymer technology. The company's leading product, CytoSorb, is an extracorporeal filter designed to remove cytokines from the blood. It serves as a complementary treatment in various critical care scenarios, including sepsis, managing complications during and after heart bypass surgery, and improving the viability of donor organs for transplantation. Beyond CytoSorb, Cytosorbents offers a portfolio of specialized devices. These include VetResQ, used to assist in treating critical conditions like sepsis and pancreatitis in animals; CytoSorb-XL, another device targeting sepsis and other severe illnesses; HemoDefend, a platform for purifying blood supplies by removing contaminants that cause transfusion reactions and diseases, as well as anti-A and anti-B antibodies from blood products; K+ontrol, designed for patients with severe, life-threatening hyperkalemia; and ContrastSorb, which extracts intravenous contrast agents following imaging procedures (like CT scans, angiograms, or interventional radiology) to mitigate the risk of contrast-induced kidney damage. The company is also actively developing several new solutions: BetaSorb, aimed at preventing and treating complications from metabolic toxin buildup in chronic kidney disease patients; DrugSorb, which focuses on eliminating harmful chemicals from the bloodstream; and DrugSorb-ATR, an innovative system for removing antithrombotic agents. Originally established as MedaSorb Technologies Corporation in 1997, the company adopted its current name, Cytosorbents Corporation, in May 2010. Its corporate headquarters are situated in Princeton, New Jersey.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.40 +0.01 (+1.70%)
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Volume Profile
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Liquidity & share structure
Average Volume
156.6K
Beta
1.36
Float Shares
55.01M
Free Float %
87.6%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-7.00% +0.33% -3.95% -7.73% -8.30% -8.34% -32.66% -82.30% -92.85% -85.57% -99.23%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (13 ratings, all time) Buy
Price Targets & DCF
Current price
0.40
Ratings Trend (MoM) 50% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 1 0
Hold 1 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-9.22
Distress
Piotroski F-Score
1 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
5 / 5
High
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Medical - Devices: +11.2%
    +4.1% Q1'26: +1.6% (vs Q1'25)
  • EPS growth Medical - Devices: +28.5%
    +65.8% Q1'26: -229.2% (vs Q1'25)
  • FCF margin FCF growth · Medical - Devices: +30.9%
    -43.6% Q1'26: -55.1% (vs Q1'25)
  • EBIT margin Medical - Devices: +6.2%
    -38.4% Q1'26: +0.0% (vs Q1'25)
  • ROIC Medical - Devices: +3.3%
    -49.5% Q1'26: +0.0% (vs Q1'25)
  • Share dilution Medical - Devices: 0.0%
    +14.3% Q1'26: +3.3% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Medical - Devices: -0.35×
    -2.28× Q1'26: -1.56× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.44) × ERP
WACC = 56% × Ke + 44% × Kd (9.0%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 0.40
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
2 Rev. Ana.
2 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Dec 2028
2 Rev. Ana.
2 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
4.06M
est: 4.63M (-12.4%)
8.21M
est: 9.09M (-9.7%)
13.38M
est: 14.92M (-10.3%)
20.25M
est: 22.49M (-9.9%)
22.77M
est: 24.36M (-6.5%)
39.45M
est: 40.80M (-3.3%)
40.11M
est: 42.08M (-4.7%)
34.69M
est: 33.78M (+2.7%)
31.08M
est: 37.16M (-16.3%)
35.59M
est: 39.29M (-9.4%)
37.06M
est: 37.61M (-1.5%)
40.59M
39.73M – 41.45M
+7.9% YoY
49.08M
48.02M – 50.05M
+20.9% YoY
56.93M
55.70M – 58.05M
+16.0% YoY
72.71M
71.14M – 74.15M
+27.7% YoY
133.04M
130.17M – 135.67M
+83.0% YoY
EBITDA
-9.19M
est: -2.75M (-233.6%)
-11.86M
est: -5.40M (-119.5%)
-8.17M
est: -8.87M (+7.9%)
-15.98M
est: -13.38M (-19.5%)
-18.74M
est: -14.49M (-29.3%)
-9.71M
est: -24.27M (+60.0%)
-21.62M
est: -25.03M (+13.6%)
-30.00M
est: -20.10M (-49.3%)
-27.88M
est: -22.83M (-22.1%)
-15.22M
est: -24.14M (+37.0%)
-12.74M
est: -23.11M (+44.9%)
-24.94M
-25.46M – -24.41M
-7.9% YoY
-30.16M
-30.75M – -29.51M
-20.9% YoY
-34.97M
-35.67M – -34.22M
-16.0% YoY
-44.67M
-45.56M – -43.71M
-27.7% YoY
-81.74M
-83.36M – -79.98M
-83.0% YoY
EBIT
-9.30M
est: -2.92M (-218.5%)
-11.85M
est: -5.73M (-106.8%)
-8.39M
est: -9.41M (+10.9%)
-16.37M
est: -14.18M (-15.4%)
-19.32M
est: -15.37M (-25.8%)
-10.37M
est: -25.74M (+59.7%)
-22.74M
est: -26.54M (+14.3%)
-30.89M
est: -21.31M (-44.9%)
-29.90M
est: -24.34M (-22.8%)
-16.79M
est: -25.73M (+34.8%)
-14.24M
est: -24.64M (+42.2%)
-26.59M
-27.15M – -26.02M
-7.9% YoY
-32.15M
-32.79M – -31.46M
-20.9% YoY
-37.29M
-38.03M – -36.48M
-16.0% YoY
-47.63M
-48.57M – -46.60M
-27.7% YoY
-87.14M
-88.87M – -85.27M
-83.0% YoY
Net Income
-8.13M
est: -17.78M (+54.3%)
-11.94M
est: -21.09M (+43.4%)
-8.46M
est: -15.24M (+44.5%)
-17.21M
est: -27.65M (+37.8%)
-19.27M
est: -33.31M (+42.2%)
-7.84M
est: -12.59M (+37.8%)
-24.56M
est: -23.90M (-2.8%)
-32.81M
est: -48.46M (+32.3%)
-29.25M
est: -31.79M (+8.0%)
-20.72M
est: -17.40M (-19.0%)
-8.20M
est: -9.95M (+17.6%)
-10.57M
-10.85M – -10.28M
-6.3% YoY
-3.73M
-3.83M – -3.63M
+64.7% YoY
1.45M
-2.49M – 4.36M
+138.9% YoY
8.71M
8.47M – 8.94M
+500.4% YoY
36.09M
35.08M – 37.02M
+314.3% YoY
SGA
8.01M
est: 2.84M (+181.7%)
12.28M
est: 5.58M (+120.1%)
15.43M
est: 9.16M (+68.4%)
22.88M
est: 13.81M (+65.6%)
24.47M
est: 14.96M (+63.5%)
31.51M
est: 25.06M (+25.7%)
38.48M
est: 25.84M (+48.9%)
2.79M
est: 20.75M (-86.5%)
38.31M
est: 24.04M (+59.4%)
est: 25.41M (-100.0%)
35.65M
est: 24.33M (+46.5%)
26.26M
25.70M – 26.81M
+7.9% YoY
31.75M
31.06M – 32.38M
+20.9% YoY
36.82M
36.03M – 37.55M
+16.0% YoY
47.03M
46.02M – 47.96M
+27.7% YoY
86.05M
84.20M – 87.76M
+83.0% YoY
EPS
-0.33
est: -0.33 (-1.0%)
-0.47
est: -0.39 (-21.3%)
-0.31
est: -0.28 (-10.7%)
-0.56
est: -0.51 (-10.2%)
-0.60
est: -0.61 (+2.0%)
-0.20
est: -0.23 (+13.5%)
-0.57
est: -0.44 (-29.8%)
-0.75
est: -0.89 (+15.7%)
-0.65
est: -0.51 (-27.1%)
-0.38
est: -0.28 (-35.7%)
-0.13
est: -0.16 (+18.8%)
-0.17
-0.17 – -0.17
-6.3% YoY
-0.06
-0.06 – -0.06
+64.7% YoY
0.02
-0.04 – 0.07
+125.0% YoY
0.14
0.14 – 0.14
+833.3% YoY
0.58
0.56 – 0.59
+314.3% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-12 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-05-11 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-05-08 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-05-07 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-05-06 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-05-05 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-05-04 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-05-01 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-04-30 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-04-29 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-04-28 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-04-27 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-04-24 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-04-23 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-04-22 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-04-21 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-04-20 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-04-17 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5
2026-04-16 C 2/5 5/5 1/5 1/5 1/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-11.87M
OE per share TTM
-0.19
Owner's Yield
-32.27%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
45.5%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
18
Total invested
3.29M
Insider transactions (90d)
0
Beneficial owners (>5%)
11
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Vega Montiel 5.05M 20.92% 5.05M 5.05M IN Mexico 2006-07-24
2 Chassman, Margie 4.80M 19.60% 4.80M 4.80M IN USA 2006-11-20
3 S 3.62M 6.93% 3.02M 3.62M IA of Massachusetts 2024-02-14
4 Skylands Capital, LLC 3.25M 7.30% 3.16M 3.25M IA PERSON WITH: 2024-01-08
5 54-1146619 3.05M 6.87% 3.05M 3.05M IA State of Virginia, USA 2024-02-14
6 James H. Rooney 3.05M 6.87% 3.05M 3.05M IN UNITED STATES OF AMERICA 2024-02-14
7 Peter C. Keefe 3.05M 6.87% 3.05M 3.05M IN UNITED STATES OF AMERICA 2024-02-14
8 The Vanguard Group - 23-1945930 2.21M 5.08% 72.5K 2.12M 86.4K IA Pennsylvania 2022-02-09
9 Kraus 1.39M 5.78% 1.39M 1.39M IN USA 2006-07-18
10 Shipley 1.25M 5.05% 1.25M 1.25M IN USA 2006-07-21
11 (1) BlackRock, Inc. 745.0K 1.70% 743.8K 745.0K HC Delaware 2022-07-08

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
18
-33 vs prev Q
New positions
7
Closed positions
40
Increased
9
Reduced
3
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 EP WEALTH ADVISORS, LLC 28.0K +28.0K (+100.0%) 17.90M +17.9M (+100.0%) 0.04% +0.045 pp 0.00% +0.000 pp USD0.64 +0.0% 1 qtrs NEW
2 AVENIR CORP 5.23M +147.3K (+2.9%) 3.34M -1.4M (-29.6%) 8.33% +0.216 pp 0.36% -0.132 pp USD3.21 -80.1% 31 qtrs
3 VANGUARD GROUP INC 2.20M +— (+0.0%) 1.41M -650.3K (-31.6%) 3.51% -0.008 pp 0.00% +0.000 pp USD6.91 -90.7% 44 qtrs
4 SKYLANDS CAPITAL, LLC 1.85M -272.8K (-12.8%) 1.19M -801.7K (-40.3%) 2.96% -0.443 pp 0.16% -0.114 pp USD4.61 -86.1% 42 qtrs
5 NEUBERGER BERMAN GROUP LLC 1.63M +27.6K (+1.7%) 1.04M -451.3K (-30.3%) 2.59% +0.038 pp 0.00% 0.000 pp USD4.90 -86.9% 22 qtrs
6 CM MANAGEMENT, LLC 1.48M +188.4K (+14.6%) 943.8K -259.5K (-21.6%) 2.35% +0.295 pp 0.80% -0.208 pp USD1.71 -62.6% 20 qtrs
7 BLACKROCK, INC. 770.6K +5.7K (+0.8%) 492.5K -221.9K (-31.1%) 1.23% +0.006 pp 0.00% +0.000 pp USD1.45 -55.9% 6 qtrs
8 SARGENT INVESTMENT GROUP, LLC 612.0K -126.7K (-17.2%) 391.2K -298.8K (-43.3%) 0.98% -0.205 pp 0.05% -0.049 pp USD4.75 -86.5% 29 qtrs
9 GEODE CAPITAL MANAGEMENT, LLC 603.8K +2.3K (+0.4%) 386.0K -175.9K (-31.3%) 0.96% +0.002 pp 0.00% +0.000 pp USD6.01 -89.4% 44 qtrs
10 PATHSTONE HOLDINGS, LLC 500.0K +500.0K (+100.0%) 319.6K +319.6K (+100.0%) 0.80% +0.797 pp 0.00% +0.001 pp USD0.64 +0.0% 1 qtrs NEW
11 CIBC PRIVATE WEALTH GROUP, LLC 172.6K +— (+0.0%) 110.4K -50.9K (-31.6%) 0.28% -0.001 pp 0.00% 0.000 pp USD1.66 -61.4% 10 qtrs
12 STATE STREET CORP 159.3K +— (+0.0%) 101.8K -47.0K (-31.6%) 0.25% -0.001 pp 0.00% +0.000 pp USD8.78 -92.7% 44 qtrs
13 CITADEL ADVISORS LLC 149.3K +83.6K (+127.2%) 95.4K +34.1K (+55.5%) 0.24% +0.133 pp 0.00% +0.000 pp USD0.77 -16.9% 6 qtrs
14 GSA CAPITAL PARTNERS LLP 148.4K +36.2K (+32.2%) 95.0K -10.0K (-9.5%) 0.24% +0.057 pp 0.01% -0.001 pp USD0.86 -25.6% 4 qtrs
15 ADVISOR GROUP HOLDINGS, INC. 130.4K +— (+0.0%) 83.4K -39.0K (-31.8%) 0.21% -0.001 pp 0.00% +0.000 pp USD3.25 -80.3% 24 qtrs
16 MORGAN STANLEY 116.5K +9.2K (+8.6%) 74.5K -25.7K (-25.7%) 0.19% +0.014 pp 0.00% +0.000 pp USD3.65 -82.5% 44 qtrs
17 UBS GROUP AG 115.3K +69.0 (+0.1%) 73.7K -33.9K (-31.5%) 0.18% 0.000 pp 0.00% +0.000 pp USD0.93 -31.2% 33 qtrs
18 RAYMOND JAMES FINANCIAL INC 108.7K -19.0 (0.0%) 69.5K -32.1K (-31.6%) 0.17% 0.000 pp 0.00% +0.000 pp USD0.91 -29.7% 5 qtrs
19 NWF ADVISORY SERVICES INC. 104.1K +— (+0.0%) 66.6K -30.7K (-31.6%) 0.17% 0.000 pp 0.01% -0.003 pp USD1.00 -36.0% 12 qtrs
20 RENAISSANCE TECHNOLOGIES LLC 100.1K -34.7K (-25.7%) 64.0K -61.9K (-49.2%) 0.16% -0.056 pp 0.00% 0.000 pp USD1.28 -50.0% 16 qtrs
21 NORTHERN TRUST CORP 92.5K +980.0 (+1.1%) 59.2K -26.4K (-30.8%) 0.15% +0.001 pp 0.00% +0.000 pp USD8.17 -92.2% 44 qtrs
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 83.4K -14.9K (-15.1%) 53.3K -38.5K (-41.9%) 0.13% -0.024 pp 0.00% +0.000 pp USD1.28 -50.0% 3 qtrs
23 KEY CLIENT FIDUCIARY ADVISORS, LLC 78.5K +— (+0.0%) 50.2K -23.1K (-31.6%) 0.13% 0.000 pp 0.02% -0.007 pp USD1.15 -44.3% 15 qtrs
24 WAVERLY ADVISORS, LLC 55.6K +— (+0.0%) 35.5K -16.4K (-31.6%) 0.09% 0.000 pp 0.00% 0.000 pp USD0.93 -31.2% 2 qtrs
25 STIFEL FINANCIAL CORP 48.0K +— (+0.0%) 30.7K -14.2K (-31.6%) 0.08% 0.000 pp 0.00% +0.000 pp USD1.10 -41.8% 9 qtrs
26 BANK OF AMERICA CORP /DE/ 38.7K +3.0 (+0.0%) 24.7K -11.4K (-31.6%) 0.06% 0.000 pp 0.00% +0.000 pp USD3.70 -82.7% 35 qtrs
27 GOLDMAN SACHS GROUP INC 36.0K -24.6K (-40.6%) 23.0K -33.6K (-59.4%) 0.06% -0.039 pp 0.00% +0.000 pp USD0.96 -33.3% 5 qtrs
28 XTX TOPCO LTD 29.7K +29.7K (+100.0%) 19.0K +19.0K (+100.0%) 0.05% +0.047 pp 0.00% +0.001 pp USD0.64 +0.0% 1 qtrs NEW
29 ATOMI FINANCIAL GROUP, INC. 27.4K +— (+0.0%) 17.5K -8.1K (-31.6%) 0.04% 0.000 pp 0.00% 0.000 pp USD1.50 -57.3% 6 qtrs
30 KESTRA ADVISORY SERVICES, LLC 25.7K -38.8K (-60.2%) 16.4K -43.8K (-72.7%) 0.04% -0.062 pp 0.00% 0.000 pp USD1.04 -38.5% 6 qtrs
31 LPL FINANCIAL LLC 23.1K +8.2K (+54.7%) 14.7K +820.0 (+5.9%) 0.04% +0.013 pp 0.00% +0.000 pp USD0.83 -22.9% 2 qtrs
32 CREATIVE PLANNING 21.3K -160.0 (-0.7%) 13.6K -6.4K (-32.1%) 0.03% 0.000 pp 0.00% +0.000 pp USD9.58 -93.3% 31 qtrs
33 SEELAUS ASSET MANAGEMENT LLC 17.3K +— (+0.0%) 11.1K -5.1K (-31.6%) 0.03% 0.000 pp 0.01% -0.004 pp USD7.93 -91.9% 22 qtrs
34 MERIT FINANCIAL GROUP, LLC 15.3K +— (+0.0%) 9.8K -4.5K (-31.6%) 0.02% 0.000 pp 0.00% 0.000 pp USD1.49 -57.0% 6 qtrs
35 FIRST NATIONAL BANK OF OMAHA 15.2K +15.2K (+100.0%) 9.8K +9.8K (+100.0%) 0.02% +0.024 pp 0.00% +0.000 pp USD0.64 +0.0% 1 qtrs NEW
36 TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES INC 11.0K +11.0K (+100.0%) 7.0K +7.0K (+100.0%) 0.02% +0.018 pp 0.00% +0.000 pp USD0.64 +0.0% 1 qtrs NEW
37 VIRTU FINANCIAL LLC 10.8K +10.8K (+100.0%) 7.0K +7.0K (+100.0%) 0.02% +0.017 pp 0.00% +0.000 pp USD0.64 +0.0% 1 qtrs NEW
38 MILLENNIUM MANAGEMENT LLC 10.2K +10.2K (+100.0%) 6.5K +6.5K (+100.0%) 0.02% +0.016 pp 0.00% +0.000 pp USD0.64 +0.0% 1 qtrs NEW
39 COMERICA BANK 4.4K +819.0 (+23.0%) 2.8K -526.0 (-15.8%) 0.01% +0.001 pp 0.00% +0.000 pp USD0.82 -22.0% 10 qtrs
40 ROCKEFELLER CAPITAL MANAGEMENT L.P. 2.6K +1.6K (+156.6%) 1.6K +707.0 (+75.7%) 0.00% +0.003 pp 0.00% +0.000 pp USD0.75 -14.7% 2 qtrs
41 GLOBAL RETIREMENT PARTNERS, LLC 2.3K +2.3K (+100.0%) 1.4K +1.4K (+100.0%) 0.00% +0.004 pp 0.00% +0.000 pp USD0.64 +0.0% 1 qtrs NEW
42 TOWER RESEARCH CAPITAL LLC (TRC) 2.2K -3.4K (-61.3%) 1.4K -3.9K (-73.5%) 0.00% -0.006 pp 0.00% 0.000 pp USD0.94 -31.9% 11 qtrs
43 WELLS FARGO & COMPANY/MN 730.00 +— (+0.0%) 467.00 -215.0 (-31.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.20 -70.9% 34 qtrs
44 FMR LLC 384.00 +384.0 (+100.0%) 245.00 +245.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD0.64 +0.0% 1 qtrs NEW
45 JPMORGAN CHASE & CO 372.00 +— (+0.0%) 238.00 -109.0 (-31.4%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.28 -80.5% 41 qtrs
46 YOUR ADVOCATES LTD., LLP 250.00 +— (+0.0%) 160.00 -73.0 (-31.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.55 -58.7% 20 qtrs
47 MAI CAPITAL MANAGEMENT 233.00 +— (+0.0%) 149.00 -69.0 (-31.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.96 -33.3% 5 qtrs
48 JONES FINANCIAL COMPANIES LLLP 93.00 -500.0 (-84.3%) 59.00 -494.0 (-89.3%) 0.00% -0.001 pp 0.00% +0.000 pp USD0.92 -30.4% 2 qtrs
49 PNC FINANCIAL SERVICES GROUP, INC. 31.00 +— (+0.0%) 20.00 -9.0 (-31.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.06 -39.6% 9 qtrs
50 BNP PARIBAS ARBITRAGE, SNC 20.00 +— (+0.0%) 13.00 -6.0 (-31.6%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.15 -70.2% 31 qtrs
51 CHICAGO PARTNERS INVESTMENT GROUP LLC -14.2K (-100.0%) -11.9K (-100.0%) 0.00% -0.023 pp 0.00% 0.000 pp USD 16 qtrs SOLD
52 SBI SECURITIES CO., LTD. -1.0 (-100.0%) -1.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 5 qtrs SOLD
53 TWO SIGMA SECURITIES, LLC -15.7K (-100.0%) -14.7K (-100.0%) 0.00% -0.025 pp 0.00% -0.002 pp USD 6 qtrs SOLD
54 ROYAL BANK OF CANADA -1.1K (-100.0%) -1.0K (-100.0%) 0.00% -0.002 pp 0.00% +0.000 pp USD 3 qtrs SOLD
55 SEI INVESTMENTS CO -17.7K (-100.0%) -16.6K (-100.0%) 0.00% -0.028 pp 0.00% +0.000 pp USD 15 qtrs SOLD
56 CENTIVA CAPITAL, LP -10.7K (-100.0%) -10.0K (-100.0%) 0.00% -0.017 pp 0.00% 0.000 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 11 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Vanguard Extended Market ETF VXF 0.00% 275.6K 0.05%
2 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 1.3K 0.03%
3 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 3.6K 0.17%
4 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 268.86 0.17%
5 Vanguard Total Stock Market ETF VTI 0.00% 622.2K 0.03%
6 Vanguard All-Equity ETF Portfolio VEQT.TO 0.00% 1.4K 0.22%
7 Vanguard Growth ETF Portfolio VGRO.TO 0.00% 742.02 0.22%
8 Vanguard Balanced ETF Portfolio VBAL.TO 0.00% 299.95 0.22%
9 Vanguard Conservative ETF Portfolio VCNS.TO 0.00% 33.03 0.22%
10 Vanguard Conservative Income ETF Portfolio VCIP.TO 0.00% 4.64 0.22%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
1
Sells
0
Shares acquired
100.0K
Shares disposed
Cash buys
Cash sales
Net activity
+100,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2025-11-18 Chan Phillip P. Director / Officer A-Award A Common Stock 100,000 0.64 64.0K 1,482,963 D
2025-08-08 Sobel Alan D. Director A-Award A Stock Option (Right to Buy) 22,000 1.00 22.0K 22,000 D
2025-08-08 MARIANI PETER J Officer A-Award A Stock Option (Right to Buy) 90,000 1.00 90.0K 90,000 D
2025-08-08 Kim Jiny Director A-Award A Stock Option (Right to Buy) 22,000 1.00 22.0K 22,000 D
2025-08-08 Jones Edward Raymond Director A-Award A Stock Option (Right to Buy) 22,000 1.00 22.0K 22,000 D
2025-08-08 Deliargyris Efthymios Officer A-Award A Stock Option (Right to Buy) 95,000 1.00 95.0K 95,000 D
2025-08-08 Chan Phillip P. Director / Officer A-Award A Stock Option (Right to Buy) 136,400 1.00 136.4K 136,400 D
2025-08-08 Capponi Vincent Officer A-Award A Stock Option (Right to Buy) 111,100 1.00 111.1K 111,100 D
2025-08-08 BATOR MICHAEL G. Director A-Award A Stock Option (Right to Buy) 44,000 1.00 44.0K 44,000 D
2025-02-24 Sobel Alan D. Director O-OutOfTheMoney D Series A Right Warrants (right to buy) 21,950 1.13 24.8K 0 D
2025-02-24 MARIANI PETER J Officer O-OutOfTheMoney D Series A Right Warrants (right to buy) 32,625 1.13 36.9K 0 D
2025-02-24 Chan Phillip P. Director / Officer O-OutOfTheMoney D Series A Right Warrants (right to buy) 34,168 1.13 38.6K 0 D
2025-02-24 Capponi Vincent Officer O-OutOfTheMoney D Series A Right Warrants (right to buy) 12,000 1.13 13.6K 0 D
2025-02-24 BATOR MICHAEL G. Director O-OutOfTheMoney D Series A Right Warrants (right to buy) 15,879 1.13 17.9K 0 D
2025-01-17 Sobel Alan D. Director X-InTheMoney A Common Stock 21,950 1.00 22.0K 123,807 D
2025-01-17 MARIANI PETER J Officer X-InTheMoney D Subscription Rights (right to buy) 32,625 1.00 32.6K 0 D
2025-01-17 Deliargyris Efthymios Officer X-InTheMoney D Subscription Rights (right to buy) 16,233 1.00 16.2K 0 D
2025-01-17 Chan Phillip P. Director / Officer X-InTheMoney D Subscription Rights (right to buy) 90,832 1.00 90.8K 0 D
2025-01-17 Capponi Vincent Officer X-InTheMoney D Subscription Rights (right to buy) 31,760 1.00 31.8K 0 D
2025-01-17 BATOR MICHAEL G. Director J-Other A Series A Right Warrants 15,879 0.00 15,879 D
2024-12-13 MARIANI PETER J Officer P-Purchase A Common Stock 20,000 0.96 19.3K 401,363 D
2024-12-12 MARIANI PETER J Officer P-Purchase A Common Stock 20,000 0.89 17.9K 381,363 D
2024-12-11 MARIANI PETER J Officer P-Purchase A Common Stock 11,363 0.89 10.1K 361,363 D
2024-10-04 Deliargyris Efthymios Officer A-Award A Stock Option (Right to Buy) 50,000 1.19 59.5K 50,000 D
2024-10-04 Capponi Vincent Officer A-Award A Stock Option (Right to Buy) 50,000 1.19 59.5K 50,000 D
2024-08-14 MARIANI PETER J Officer A-Award A Common Stock 175,000 0.00 350,000
2024-04-02 Sobel Alan D. Director A-Award A Stock Option (Right to Buy) 22,000 0.96 21.0K 22,000
2024-04-02 Kim Jiny Director A-Award A Stock Option (Right to Buy) 22,000 0.96 21.0K 22,000
2024-04-02 Jones Edward Raymond Director A-Award A Stock Option (Right to Buy) 22,000 0.96 21.0K 22,000
2024-04-02 Deliargyris Efthymios Officer A-Award A Stock Option (Right to Buy) 86,000 0.96 82.1K 86,000
2024-04-02 Chan Phillip P. Director / Officer A-Award A Stock Option (Right to Buy) 124,000 0.96 118.4K 124,000
2024-04-02 Capponi Vincent Officer A-Award A Common Stock 81,000 0.00 665,134
2024-04-02 BLOCH KATHLEEN P. Officer A-Award A Common Stock 65,000 0.00 532,941
2024-04-02 BATOR MICHAEL G. Director A-Award A Stock Option (Right to Buy) 44,000 0.96 42.0K 44,000
2024-03-29 Deliargyris Efthymios Officer A-Award A Stock Option (Right to Buy) 47,088 0.95 44.7K 47,088
2024-03-29 Chan Phillip P. Director / Officer A-Award A Stock Option (Right to Buy) 129,998 0.95 123.5K 129,998
2024-03-29 Capponi Vincent Officer A-Award A Stock Option (Right to Buy) 48,923 0.95 46.5K 48,923
2024-03-29 BLOCH KATHLEEN P. Officer A-Award A Stock Option (Right to Buy) 49,038 0.95 46.6K 49,038
2023-12-13 Sobel Alan D. Director P-Purchase A Common Stock 22,557 1.33 30.0K 101,857
2023-12-13 Kim Jiny Director P-Purchase A Common Stock Warrant (Right to Buy) 2,631 2.00 5.3K 2,631
2023-12-13 Jones Edward Raymond Director P-Purchase A Common Stock 7,519 1.33 10.0K 88,834
2023-12-13 Deliargyris Efthymios Officer P-Purchase A Common Stock 22,557 1.33 30.0K 348,433
2023-12-13 Chan Phillip P. Director / Officer P-Purchase A Common Stock 75,188 1.33 100.0K 1,068,704
2023-12-13 Capponi Vincent Officer P-Purchase A Common Stock Warrant (Right to Buy) 6,578 2.00 13.2K 6,578
2023-12-13 BLOCH KATHLEEN P. Officer P-Purchase A Common Stock 37,594 1.33 50.0K 467,941
2023-12-13 BATOR MICHAEL G. Director P-Purchase A Common Stock Warrant (Right to Buy) 13,157 2.00 26.3K 13,157
2023-09-18 BLOCH KATHLEEN P. Officer A-Award A Common Stock 45,000 0.00 442,347
2023-08-07 D'Amico Alex Officer D Common Stock 0 0.00 210,000
2023-08-07 BATOR MICHAEL G. Director P-Purchase A Common Stock 1,000 3.15 3.2K 87,800
2023-08-04 BATOR MICHAEL G. Director P-Purchase A Common Stock 1,000 3.23 3.2K 85,800
2023-07-07 Sobel Alan D. Director A-Award A Stock Option (right to buy) 20,000 3.53 70.6K 20,000
2023-07-07 Kim Jiny Director A-Award A Stock Option (right to buy) 20,000 3.53 70.6K 20,000
2023-07-07 Jones Edward Raymond Director A-Award A Stock Option (right to buy) 20,000 3.53 70.6K 20,000
2023-07-07 Deliargyris Efthymios Officer A-Award A Common Stock 55,000 0.00 331,648
2023-07-07 Chan Phillip P. Director / Officer A-Award D Stock Option (right to buy) 48,000 3.53 169.4K 48,000
2023-07-07 Capponi Vincent Officer A-Award A Stock Option (right to buy) 91,000 3.53 321.2K 91,000
2023-07-07 BLOCH KATHLEEN P. Officer A-Award A Stock Option (Right to Buy) 20,000 3.53 70.6K 20,000
2023-07-07 BATOR MICHAEL G. Director A-Award A Stock Option (right to buy) 40,000 3.53 141.2K 40,000
2023-05-25 BLOCH KATHLEEN P. Officer P-Purchase A Common Stock 1,100 2.85 3.1K 47,000
2023-05-10 BLOCH KATHLEEN P. Officer P-Purchase A Common Stock 5,000 3.06 15.3K 38,700
2023-04-04 Capponi Vincent Officer M-Exempt A Common Stock 10,000 2.88 28.8K 511,989
2023-04-03 Chan Phillip P. Officer M-Exempt A Common Stock 30,500 2.88 87.7K 927,779
2023-02-27 Sobel Alan D. Director G-Gift A Common Stock 2,000 0.00 81,300
2023-02-06 Kraus Al Director M-Exempt A Common Stock 12,000 2.65 31.8K 142,046
2022-12-08 Chan Phillip P. Officer P-Purchase A Common Stock 5,859 1.26 7.4K 897,279
2022-12-07 Chan Phillip P. Officer P-Purchase A Common Stock 9,850 1.26 12.4K 891,420
2022-12-06 Chan Phillip P. Officer P-Purchase A Common Stock 14,291 1.26 18.1K 881,570
2022-09-08 Chan Phillip P. Director / Officer P-Purchase A Common Stock 35,000 1.70 59.5K 867,279
2022-08-25 Kim Jiny Director P-Purchase A Common Stock 1,000 1.91 1.9K 70,300
2022-08-10 Sobel Alan D. Director A-Award A Stock Option (right to buy) 18,975 1.95 37.0K 18,975
2022-08-10 Kraus Al Director A-Award A Stock Option (right to buy) 37,950 0.00 37,950
2022-08-10 Kim Jiny Director A-Award A Stock Option (right to buy) 18,975 0.00 18,975
2022-08-10 Jones Edward Raymond Director A-Award A Stock Option (right to buy) 18,975 0.00 18,975
2022-08-10 Deliargyris Efthymios Officer A-Award A Stock Option (right to buy) 300,000 0.00 300,000
2022-08-10 Chan Phillip P. Director / Officer A-Award A Stock Option (right to buy) 106,000 1.95 206.7K 106,000
2022-08-10 Capponi Vincent Officer A-Award A Stock Option (right to buy) 250,000 1.95 487.5K 250,000
2022-08-10 BLOCH KATHLEEN P. Officer A-Award A Stock Option (right to buy) 75,000 1.95 146.3K 75,000
2022-08-10 BATOR MICHAEL G. Director A-Award A Stock Option (right to buy) 18,975 1.95 37.0K 18,975
2022-06-21 Capponi Vincent Officer P-Purchase A Common Stock 2,000 1.80 3.6K 443,545
2022-06-16 Chan Phillip P. Officer P-Purchase A Common Stock 2,221 1.85 4.1K 768,351
2022-06-16 Capponi Vincent Officer P-Purchase A Common Stock 3,000 2.00 6.0K 441,545
2022-06-09 Chan Phillip P. Officer P-Purchase A Common Stock 16,000 2.17 34.8K 766,130
2022-06-06 BLOCH KATHLEEN P. Officer P-Purchase A Common Stock 8,700 1.90 16.5K 33,700
2022-05-23 Capponi Vincent Officer P-Purchase A Common Stock 3,127 2.03 6.3K 438,545
2022-05-18 BATOR MICHAEL G. Director P-Purchase A Common Stock 1,000 2.21 2.2K 84,800
2022-05-16 Jones Edward Raymond Director P-Purchase A Common Stock 1,676 2.24 3.7K 81,315
2022-05-11 Sobel Alan D. Director P-Purchase A Common Stock 1,200 2.00 2.4K 70,500
2022-05-06 Kraus Al Director P-Purchase A Common Stock 5,000 1.96 9.8K 130,046
2022-04-05 Kim Jiny Director A-Award A Common Stock 69,300 0.00 69,300
2022-04-01 Kim Jiny Director 0 0.00 0
2022-02-14 Sobel Alan D. Director G-Gift A Common Stock 2,000 0.00 2,000
2021-12-30 Chan Phillip P. Officer P-Purchase A Common Stock 5,462 4.05 22.1K 768,443
2021-12-29 Chan Phillip P. Officer P-Purchase A Common Stock 9,438 4.05 38.2K 762,981
2021-12-10 Chan Phillip P. Officer P-Purchase A Common Stock 5,000 5.25 26.3K 753,443
2021-12-09 Jones Edward Raymond Director M-Exempt A Common Stock 4,000 4.13 16.5K 82,800
2021-11-23 BLOCH KATHLEEN P. Officer P-Purchase A Common Stock 4,000 4.98 19.9K 25,000
2021-08-31 Kraus Al Director S-Sale D Common Stock 4,000 9.40 37.6K 125,046
2021-04-12 Sobel Alan D. Director A-Award A Stock Option (right to buy) 17,250 8.99 155.1K 17,250
2021-04-12 Kraus Al Director A-Award A Stock Option (right to buy) 34,500 8.99 310.2K 34,500
2021-04-12 Jones Edward Raymond Director A-Award A Stock Option (right to buy) 17,250 8.99 155.1K 17,250
2021-04-12 Deliargyris Efthymios Officer A-Award A Stock Option (right to buy) 63,250 8.99 568.6K 63,250
2021-04-12 Chan Phillip P. Officer A-Award A Stock Option (right to buy) 96,000 8.99 863.0K 96,000
2021-04-12 Capponi Vincent Officer A-Award A Common Stock 62,215 8.99 559.3K 467,756
2021-04-12 BLOCH KATHLEEN P. Officer A-Award A Common Stock 49,450 8.99 444.6K 375,372
2021-04-12 BATOR MICHAEL G. Director A-Award A Stock Option (right to buy) 17,250 8.99 155.1K 17,250
2020-12-31 BLOCH KATHLEEN P. Officer M-Exempt A Common Stock 7,857 5.60 44.0K 333,013
2020-11-10 Kraus Al Director M-Exempt A Common Stock 8,000 3.45 27.6K 133,046
2020-08-18 Jones Edward Raymond Director M-Exempt D Stock Option (right to buy) 4,000 3.35 13.4K 0
2020-07-31 BLOCH KATHLEEN P. Officer M-Exempt A Stock Option (right to buy) 10,000 5.60 56.0K 55,650
2020-05-05 Chan Phillip P. Director / Officer M-Exempt A Common Stock 14,100 9.39 132.4K 714,682
2020-05-05 Capponi Vincent Officer M-Exempt D Stock Option (right to buy) 10,123 3.45 34.9K 0
2020-05-01 Deliargyris Efthymios Officer 0 0.00 0
2020-04-27 Capponi Vincent Officer M-Exempt A Common Stock 10,000 2.88 28.8K 427,649
2020-04-12 Deliargyris Efthymios Officer A-Award A Common Stock 140,000 0.00 140,000
2020-03-10 Capponi Vincent Officer S-Sale D Common Stock 4,677 6.00 28.1K 417,649
2020-02-28 Sobel Alan D. Director A-Award A Stock Option (right to buy) 15,000 6.03 90.5K 15,000
2020-02-28 Kraus Al Director A-Award A Stock Option (right to buy) 30,000 6.03 180.9K 30,000
2020-02-28 Jones Edward Raymond Director A-Award A Stock Option (right to buy) 15,000 6.03 90.5K 15,000
2020-02-28 Chan Phillip P. Director / Officer A-Award A Common Stock 60,000 0.00 711,178
2020-02-28 Capponi Vincent Officer A-Award A Common Stock 54,100 0.00 420,849
2020-02-28 BLOCH KATHLEEN P. Officer A-Award A Common Stock 43,000 0.00 328,828
2020-02-28 BATOR MICHAEL G. Director A-Award A Stock Option (right to buy) 15,000 6.03 90.5K 15,000
2019-12-10 BLOCH KATHLEEN P. Officer P-Purchase A Common Stock 3,000 3.68 11.0K 291,895
2019-12-06 Chan Phillip P. Director / Officer P-Purchase A Common Stock 16,500 3.60 59.4K 657,688
2019-11-26 BLOCH KATHLEEN P. Officer P-Purchase A Common Stock 1,000 4.27 4.3K 21,000
2019-08-16 Capponi Vincent Officer M-Exempt A Common Stock 4,600 4.33 19.9K 372,501
2019-08-16 BLOCH KATHLEEN P. Officer P-Purchase A Common Stock 6,500 4.83 31.4K 20,000
2019-08-15 Chan Phillip P. Director / Officer M-Exempt A Common Stock 75,000 3.45 258.8K 641,188
2019-08-14 Mortensen Eric R. Officer M-Exempt A Common Stock 5,000 4.50 22.5K 148,932
2019-08-09 BLOCH KATHLEEN P. Officer P-Purchase A Common Stock 1,500 5.52 8.3K 13,500
2019-07-22 Sobel Alan D. Director A-Award A Stock Option (right to buy) 15,000 7.33 110.0K 15,000
2019-07-22 Mortensen Eric R. Officer A-Award A Stock Option (right to buy) 48,700 7.33 357.0K 48,700
2019-07-22 Kraus Al Director A-Award A Stock Option (right to buy) 30,000 7.33 219.9K 30,000
2019-07-22 Jones Edward Raymond Director A-Award A Stock Option (right to buy) 15,000 7.33 110.0K 15,000
2019-07-22 Chan Phillip P. Director / Officer A-Award A Stock Option (right to buy) 80,000 7.33 586.4K 80,000
2019-07-22 Capponi Vincent Officer A-Award A Stock Option (right to buy) 68,000 7.33 498.4K 68,000
2019-07-22 BLOCH KATHLEEN P. Officer A-Award A Stock Option (right to buy) 60,000 7.33 439.8K 60,000
2019-07-22 BATOR MICHAEL G. Director A-Award A Stock Option (right to buy) 15,000 7.33 110.0K 15,000
2019-06-07 Chan Phillip P. Director / Officer M-Exempt D Stock Option (right to buy) 20,000 4.33 86.5K 0
2019-06-07 BLOCH KATHLEEN P. Officer M-Exempt D Stock Option (right to buy) 10,000 5.60 56.0K 65,650
2019-05-10 BLOCH KATHLEEN P. Officer P-Purchase A Common Stock 3,000 6.49 19.5K 3,000
2019-03-04 Mortensen Eric R. Officer A-Award A Common Stock 4,620 0.00 34,166
2019-03-04 Chan Phillip P. Director / Officer A-Award A Common Stock 5,500 0.00 496,383
2019-03-04 Capponi Vincent Officer A-Award A Common Stock 4,620 0.00 325,435
2019-03-04 BLOCH KATHLEEN P. Officer A-Award A Common Stock 4,070 0.00 242,725
2018-12-07 Chan Phillip P. Director / Officer S-Sale D Common Stock 24,337 9.37 228.0K 503,281
2018-09-07 Chan Phillip P. Director / Officer S-Sale D Common Stock 2,731 14.11 38.5K 438,281
2018-09-06 Chan Phillip P. Director / Officer M-Exempt A Common Stock 2,900 2.10 6.1K 446,968
2018-09-05 Chan Phillip P. Director / Officer M-Exempt A Non-Statutory Stock Option (right to buy) 600 2.00 1.2K 0
2018-08-30 Kraus Al Director S-Sale D Common Stock 26,000 14.47 376.3K 125,046
2018-08-29 Capponi Vincent Officer M-Exempt A Common Stock 20,000 3.45 69.0K 352,768
2018-08-28 Capponi Vincent Officer M-Exempt D Stock Option (right to buy) 9,565 3.45 33.0K 41,300
2018-08-28 BLOCH KATHLEEN P. Officer M-Exempt D Stock Option (Right to Buy) 10,000 2.88 28.8K 0
2018-08-14 Jones Edward Raymond Director M-Exempt D Stock Option (right to buy) 1,200 2.00 2.4K 0
2018-08-03 Capponi Vincent Officer S-Sale D Common Stock 7,600 13.08 99.4K 332,768
2018-08-03 BLOCH KATHLEEN P. Officer M-Exempt D Stock Option (Right to Buy) 10,000 2.88 28.8K 10,000
2018-08-02 Capponi Vincent Officer S-Sale D Common Stock 2,835 13.00 36.9K 332,768
2018-06-15 Capponi Vincent Officer M-Exempt D Stock Option (Right to Buy) 8,633 3.45 29.8K 61,300
2018-06-14 Capponi Vincent Officer S-Sale D Common Stock 11,367 12.00 136.4K 356,616
2018-06-11 Chan Phillip P. Director / Officer X-InTheMoney A Common Stock 8,000 3.75 30.0K 461,281
2018-05-31 Jones Edward Raymond Director M-Exempt D Stock Option (right to buy) 1,800 0.88 1.6K 0
2018-05-17 Capponi Vincent Officer S-Sale D Common Stock 8,000 10.00 80.0K 337,551
2018-05-16 Capponi Vincent Officer M-Exempt A Common Stock 4,846 0.88 4.2K 322,397
2018-05-16 BLOCH KATHLEEN P. Officer M-Exempt D Stock Option (Right to Buy) 12,400 4.69 58.2K 0
2018-05-15 Capponi Vincent Officer M-Exempt D Stock Option (right to buy) 4,000 4.20 16.8K 8,000
2018-05-15 BLOCH KATHLEEN P. Officer S-Sale D Common Stock 12,400 8.75 108.5K 253,304
2018-05-14 BLOCH KATHLEEN P. Officer M-Exempt D Stock Option (Right to Buy) 10,000 2.90 29.0K 0
2018-04-17 BLOCH KATHLEEN P. Officer M-Exempt A Common Stock 120 4.69 562.80 253,424
2018-03-15 Sobel Alan D. Director A-Award A Common Stock 3,300 0.00 69,300
2018-03-15 Mortensen Eric R. Officer A-Award A Common Stock 20,000 0.00 36,500
2018-03-15 Kraus Al Director A-Award A Stock Option (right to buy) 28,875 7.90 228.1K 28,875
2018-03-15 Jones Edward Raymond Director A-Award A Stock Option (right to buy) 14,450 7.90 114.2K 14,450
2018-03-15 Chan Phillip P. Director / Officer A-Award A Stock Option (right to buy) 117,750 7.90 930.2K 117,750
2018-03-15 Capponi Vincent Officer A-Award A Stock Option (right to buy) 110,350 7.90 871.8K 110,350
2018-03-15 BLOCH KATHLEEN P. Officer M-Exempt D Stock Option (Right to Buy) 11,176 4.69 52.4K 24,920
2018-03-15 BATOR MICHAEL G. Director A-Award A Stock Option (right to buy) 14,450 7.90 114.2K 14,450
2018-03-13 BLOCH KATHLEEN P. Officer M-Exempt D Stock Option (Right to Buy) 1,104 4.69 5.2K 36,096
2018-02-28 Mortensen Eric R. Officer A-Award A Common Stock 14,000 0.00 16,500
2018-02-28 Chan Phillip P. Director / Officer A-Award A Common Stock 43,000 0.00 430,413
2018-02-28 Capponi Vincent Officer A-Award A Common Stock 38,000 0.00 307,451
2018-02-28 BLOCH KATHLEEN P. Officer A-Award A Common Stock 34,700 0.00 250,070
2018-02-21 BLOCH KATHLEEN P. Officer M-Exempt A Common Stock 10,000 2.90 29.0K 268,870
2018-01-16 Capponi Vincent Officer M-Exempt D Stock Option (Right to Buy) 44,000 6.25 275.0K 0
2018-01-12 BLOCH KATHLEEN P. Officer S-Sale D Common Stock 12,400 7.75 96.1K 228,638
2018-01-08 BLOCH KATHLEEN P. Officer M-Exempt D Stock Option (Right to Buy) 20,000 2.90 58.0K 20,000
2017-11-27 Capponi Vincent Officer S-Sale D Common Stock 4,000 7.00 28.0K 271,062
2017-06-09 Mortensen Eric R. Officer P-Purchase A Common Stock 2,500 4.04 10.1K 2,500
2017-06-09 BATOR MICHAEL G. Director P-Purchase A Common Stock 1,500 4.12 6.2K 70,500
2017-06-08 Jones Edward Raymond Director P-Purchase A Common Stock 500 3.98 2.0K 500
2017-06-08 Chan Phillip P. Director / Officer P-Purchase A Common Stock 3,700 4.00 14.8K 399,907
2017-06-08 Capponi Vincent Officer P-Purchase A Common Stock 2,500 4.00 10.0K 275,062
2017-06-06 Mortensen Eric R. Officer D Common Stock 0 0.00 0
2017-06-05 Chan Phillip P. Director / Officer P-Purchase A Common Stock 6,300 4.00 25.2K 396,207
2017-06-01 Mortensen Eric R. Officer D Stock Option (Right to Buy) 45,000 4.50 202.5K 0
2017-05-15 BLOCH KATHLEEN P. Officer P-Purchase A Common Stock 1,000 4.34 4.3K 9,000
2017-02-24 Sobel Alan D. Director A-Award A Common Stock 6,000 0.00 66,000
2017-02-24 Kraus Al Director A-Award A Common Stock 6,000 0.00 121,746
2017-02-24 Jones Edward Raymond Director A-Award A Stock Option (right to buy) 13,750 5.60 77.0K 13,750
2017-02-24 Chan Phillip P. Director / Officer A-Award A Common Stock 40,625 0.00 184,207
2017-02-24 Capponi Vincent Officer A-Award A Common Stock 35,938 0.00 75,662

Executive team

Top executives
EBIT / Employee
-95.6K
Shares Outstanding
62.80M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 Phillip P. Chan, MD, PhD Chief Executive Officer 359.4K 266.8K 91.7K 169.9K 12.0K 899.7K 29.07%
2 2024 Vincent J. Capponi, MS President and Chief Operating Officer 377.5K 169.3K 77.4K 227.8K 852.0K 35.82%
3 2024 Efthymios N. Deliargyris, MD Chief Medical Officer 363.3K 163.0K 58.3K 216.4K 12.5K 813.4K 33.76%
4 2024 Peter J. Mariani Chief Financial Officer 152.0K 66.3K 169.1K 197.3K 584.8K 62.66%
5 2024 Kathleen P. Bloch, CPA Former Chief Financial Officer 263.0K 62.1K 91.6K 19.8K 436.4K 35.21%
6 2023 Phillip P. Chan, MD, PhD Chief Executive Officer 482.9K 156.9K 307.1K 374.5K 12.0K 1.33M 51.12%
7 2023 Vincent J. Capponi, MS President and Chief Operating Officer 424.0K 119.3K 257.7K 311.3K 1.11M 51.16%
8 2023 Efthymios N. Deliargyris, MD Chief Medical Officer 408.1K 164.8K 194.2K 276.2K 12.5K 1.06M 44.55%
9 2023 Kathleen P. Bloch, MBA, CPA Chief Financial Officer 258.6K 143.4K 89.1K 139.1K 185.8K 816.1K 27.96%
10 2023 Kathleen P. Bloch, CPA Former Chief Financial Officer 258.6K 143.4K 89.1K 139.1K 185.8K 816.1K 27.96%
11 2022 Phillip P. Chan, MD, PhD Chief Executive Officer 482.9K 47.1K 154.1K 410.6K 12.0K 1.11M 51.03%
12 2022 Efthymios N. Deliargyris, MD Chief Medical Officer 408.1K 42.5K 101.4K 443.9K 12.5K 1.01M 54.07%
13 2022 Vincent J. Capponi, MS President and Chief Operating Officer 424.0K 28.6K 134.6K 398.8K 985.9K 54.09%
14 2022 Kathleen P. Bloch, MBA, CPA Chief Financial Officer 370.4K 25.0K 108.2K 344.2K 847.8K 53.36%
15 2021 Phillip P. Chan, MD, PhD Chief Executive Officer 482.9K 172.6K 647.3K 475.8K 12.0K 1.79M 62.72%
16 2021 Vincent J. Capponi, MS President and Chief Operating Officer 424.0K 115.3K 559.3K 387.6K 1.49M 63.71%
17 2021 Kathleen P. Bloch, MBA, CPA Chief Financial Officer 370.4K 91.7K 444.6K 342.0K 1.25M 62.99%
18 2021 Efthymios N. Deliargyris, MD Chief Medical Officer 408.1K 101.0K 359.6K 313.5K 12.5K 1.19M 56.34%
19 2020 Phillip P. Chan, MD, PhD Chief Executive Officer 455.5K 260.6K 361.8K 298.3K 12.0K 1.39M 47.55%
20 2020 Vincent J. Capponi, MS President and Chief Operating Officer 400.0K 198.9K 326.2K 253.6K 1.18M 49.19%
21 2020 Kathleen P. Bloch, MBA, CPA Chief Financial Officer 349.5K 138.4K 259.3K 223.7K 970.9K 49.75%
22 2020 Efthymios N. Deliargyris, MD Chief Medical Officer 253.2K 101.6K 131.8K 331.9K 8.7K 827.2K 56.06%
23 2019 Phillip P. Chan, MD, PhD President and Chief Executive Officer 438.0K 99.6K 484.1K 370.7K 12.0K 1.40M 60.86%
24 2019 Phillip P. Chan, MD, PhD Chief Executive Officer 438.0K 99.6K 484.1K 370.7K 12.0K 1.40M 60.86%
25 2019 Vincent J. Capponi, MS President and Chief Operating Officer 363.5K 57.3K 433.7K 315.1K 1.17M 64.02%
26 2019 Vincent J. Capponi, MS Chief Operating Officer 363.5K 57.3K 433.7K 315.1K 1.17M 64.02%
27 2019 Kathleen P. Bloch, MBA, CPA Chief Financial Officer 323.0K 50.9K 348.0K 278.0K 999.8K 62.60%
28 2018 Phillip P. Chan, MD, PhD President and Chief Executive Officer 400.0K 160.0K 337.6K 337.7K 12.0K 1.25M 54.14%
29 2018 Phillip P. Chan, MD, PhD Chief Executive Officer 400.0K 160.0K 337.6K 337.7K 12.0K 1.25M 54.14%
30 2018 Vincent J. Capponi, MS President and Chief Operating Officer 332.0K 132.8K 298.3K 316.5K 1.08M 56.95%
31 2018 Vincent J. Capponi, MS Chief Operating Officer 332.0K 132.8K 298.3K 316.5K 1.08M 56.95%
32 2018 Kathleen P. Bloch, MBA, CPA Chief Financial Officer 295.0K 118.0K 272.4K 268.2K 953.6K 56.69%
33 2018 Eric R. Mortensen, MD, PhDChief Medical Officer 339.0K 101.7K 109.9K 229.5K 780.1K 43.50%
34 2017 Phillip P. Chan, MD, PhD President and Chief Executive Officer 378.0K 227.5K 210.1K 12.0K 827.6K 52.88%
35 2017 Vincent J. Capponi, MS Chief Operating Officer 314.0K 201.3K 198.2K 713.4K 55.99%
36 2017 Kathleen P. Bloch, MBA, CPA Chief Financial Officer 275.0K 183.8K 167.9K 626.6K 56.11%
37 2017 Eric R. Mortensen, MD, PhDChief Medical Officer 186.6K 116.7K 303.3K 38.48%
38 2017 Eric R. Mortensen, MD, PhD Chief Medical Officer 186.6K 116.7K 303.3K 38.48%
39 2017 Robert H. Bartlett, MD Chief Medical Officer 43.3K 54.0K 97.3K 44.51%
40 2016 Phillip P. Chan, MD, PhD President and Chief Executive Officer 350.0K 121.9K 23.3K 12.0K 507.2K 28.63%
41 2016 Vincent J. Capponi, MS Chief Operating Officer 291.0K 107.9K 21.9K 420.8K 30.85%
42 2016 Kathleen P. Bloch, MBA, CPA Chief Financial Officer 255.0K 98.5K 18.6K 372.1K 31.47%
43 2016 Robert H. Bartlett, MD Chief Medical Officer 6.6K 54.0K 60.6K 10.96%
44 2015 Phillip P. Chan, MD, PhD President and Chief Executive Officer 325.0K 96.0K 421.0K 22.80%
45 2015 Vincent J. Capponi, MS Chief Operating Officer 270.0K 90.5K 360.5K 25.10%
46 2015 Kathleen P. Bloch, MBA, CPA Chief Financial Officer 235.0K 76.8K 311.8K 24.62%
47 2015 Kathleen P. Bloch, CPA Chief Financial Officer 235.0K 235.0K 0.00%
48 2015 Robert H. Bartlett, MD Chief Medical Officer 10.0K 27.4K 54.0K 91.4K 29.99%
49 2014 Phillip P. Chan, MD, PhD President and Chief Executive Officer 245.4K 50.0K 22.9K 318.3K 7.19%
50 2014 Phillip Chan Chief Executive Officer 245.4K 50.0K 22.9K 318.3K 7.19%
51 2014 Vincent Capponi, Chief Operating Officer 239.4K 40.0K 22.5K 301.9K 7.45%
52 2014 Vincent J. Capponi, MS Chief Operating Officer 239.4K 40.0K 22.5K 301.9K 7.45%
53 2014 Kathleen P. Bloch, CPA Chief Financial Officer 200.0K 55.0K 15.0K 270.0K 5.56%
54 2014 Kathleen P. Bloch, MBA, CPA Chief Financial Officer 200.0K 55.0K 15.0K 270.0K 5.56%
55 2014 Kathleen P. Bloch, Chief Financial Officer 200.0K 55.0K 15.0K 270.0K 5.56%
56 2014 Ronald Berger Interim Chief Financial Officer 5.6K 94.4K 100.0K 5.55%
57 2014 Dr. Robert Bartlett Chief Medical Officer 6.0K 53.0K 59.0K 10.17%
58 2014 Robert H. Bartlett, MD Chief Medical Officer 6.0K 53.0K 59.0K 10.17%
59 2013 Phillip P. Chan, MD, PhD President and Chief Executive Officer 245.4K 245.4K 0.00%
60 2013 Phillip Chan Chief Executive Officer 245.4K 245.4K 0.00%
61 2013 Vincent Capponi, Chief Operating Officer 239.4K 200.00 239.6K 0.00%
62 2013 Vincent Capponi Chief Operating Officer 222.4K 200.00 239.6K 0.00%
63 2013 Vincent J. Capponi, MS Chief Operating Officer 239.4K 200.00 239.6K 0.00%
64 2013 Kathleen P. Bloch, CPA Chief Financial Officer 119.0K 5.4K 124.5K 4.32%
65 2013 Kathleen P. Bloch, Chief Financial Officer 119.0K 124.5K 0.00%
66 2013 Kathleen P. Bloch Chief Financial Officer 119.0K 5.4K 124.5K 4.32%
67 2013 Ronald Berger Interim Chief Financial Officer 200.00 100.5K 110.5K 0.00%
68 2013 Robert H. Bartlett, MD Chief Medical Officer 52.0K 52.0K 0.00%
69 2013 Dr. Robert Bartlett Chief Medical Officer 52.0K 52.0K 0.00%
70 2013 David Lamadrid Chief Financial Officer
71 2012 Vincent Capponi Chief Operating Officer 219.7K 30.2K 249.9K 0.00%
72 2012 Phillip Chan Chief Executive Officer 231.5K 8.0K 239.5K 0.00%
73 2012 David Lamadrid Chief Financial Officer 108.7K 108.7K 0.00%
74 2012 Ronald Berger Interim Chief Financial Officer 200.00 1.0K 102.5K 103.7K 0.99%
75 2012 Dr. Robert Bartlett Chief Medical Officer 52.0K 52.0K 0.00%
76 2012 Kathleen P. Bloch Chief Financial Officer
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-04-23 DEFA14A
2025-04-23 DEF 14A
2024-04-19 DEFA14A
2024-04-19 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-04-15 10-K/A
2026-04-02 8-K
2026-03-30 10-K
2026-03-25 8-K
2026-02-13 SC 13G/A
2025-11-20 4
2025-11-13 8-K
2025-11-13 10-Q
2025-10-03 8-K
2025-09-16 8-K

Executive team

NameTitleCompensationGender
Phillip Chan Chief Executive Officer & Director 602.0K
Vincent J. Capponi President & Chief Operating Officer 543.1K male
Efthymios N. Deliargyris FACC FESC FSCAI Chief Medical Officer 523.2K
Peter J. Mariani Chief Financial Officer 521.8K male
Kathleen Bloch Advisor 282.8K female
Robert H. Bartlett Co-Chairman of Cardiac Surgery Advisory Board & Consultant 54.0K
Christian Steiner Executive Vice President of Sales & Marketing
Jodi Hoover Executive
Christopher Cramer Senior Vice President of Business Development male
ESG Rating
B-
MEDICAL - DEVICES
Rank: 133 out of 168
2016
E (Environmental)
62.5 / 62.5
Company / Sector avg.
S (Social)
68.5 / 68.9
Company / Sector avg.
G (Governance)
62.1 / 64.8
Company / Sector avg.
ESG Total
64.3 / 65.4
Company / Sector avg.
ESG Score History MEDICAL - DEVICES
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits