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Compass Therapeutics, Inc. (CMPX)

USD2.14 -0.06 (-2.51%)
US NASDAQ Healthcare Biotechnology
Address 80 Guest Street 2135
Boston, MA, US
CEO Thomas J. Schuetz
IPO 2021-04-05
CIK 1738021 ISIN US20454B1044

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Description

Compass Therapeutics, Inc. is a biopharmaceutical firm focused on developing cancer treatments, with several therapeutic candidates currently in clinical trials. The company's work involves creating antibody-based medicines designed to address a variety of human health conditions. Among its leading clinical-stage programs are CTX-009, an experimental bispecific antibody engineered to inhibit the Delta-like ligand 4/Notch and vascular endothelial growth factor A signaling pathways, both of which are crucial for the growth of new blood vessels and tumor vascularization. Another significant compound is CTX-471, an IgG4 monoclonal antibody that functions as an activator of CD137. Furthermore, their developmental pipeline features CTX-8371, a bispecific inhibitor that targets both PD-1 and PD-L1. The company was established in 2014 and operates from its headquarters in Boston, Massachusetts.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD2.14 -0.06 (-2.51%)
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Volume Profile
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Liquidity & share structure
Average Volume
8M
Beta
0.74
Float Shares
97.03M
Free Float %
70.2%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-1.24% +16.67% +34.46% -57.88% -58.97% -55.68% +13.33% -15.30% -47.11% -72.00% -72.00%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (15 ratings, all time) Buy
Price Targets & DCF
Current price
2.14
Low 9.00 +321.5%
Consensus 11.20 +424.6%
Median 10.00 +368.4%
High 15.00 +602.6%
DCF (Unlevered) 0.12 -94.3%
DCF (Levered) 0.13 -93.8%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 93% Bullish
Rating 2026-05 Change
Strong Buy 2 -1
Buy 12 -1
Hold 1 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter 1
9.00
+321.5%
Last Year 6
11.00
+415.2%
All Time 8
9.63
+351.1%
Quality scores
Altman Z-Score
6.02
Safe zone
Piotroski F-Score
2 / 9
Weak
MOAT Score
1 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    -100.0%
  • EPS growth Biotechnology: +29.7%
    -16.7% Q1'26: +16.7% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: -5,148.8% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +15.0% Q1'26: +34.8% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.14× Q1'26: -0.12× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.67) × ERP
WACC = 97% × Ke + 3% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 0.12 Current price: 2.14
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
9 Rev. Ana.
11 EPS Ana.
Dec 2027
11 Rev. Ana.
11 EPS Ana.
Dec 2028
12 Rev. Ana.
12 EPS Ana.
Dec 2029
11 Rev. Ana.
10 EPS Ana.
Dec 2030
6 Rev. Ana.
5 EPS Ana.
Revenue
est: 850.0K (-100.0%)
850.0K
est: 888.9K (-4.4%)
est: 4.66M (-100.0%)
-2.40M
-4.84M – -978.5K
-151.5% YoY
25.90M
2.93M – 71.80M
+1,179.1% YoY
126.88M
126.88M – 126.88M
+389.9% YoY
264.29M
107.75M – 533.39M
+108.3% YoY
377.97M
154.10M – 762.83M
+43.0% YoY
EBITDA
-48.47M
est: 510.0K (-9,604.5%)
-54.87M
est: 533.3K (-10,388.5%)
-71.37M
est: 2.80M (-2,651.1%)
-1.44M
-2.91M – -587.1K
-151.5% YoY
15.54M
1.76M – 43.08M
+1,179.1% YoY
76.13M
76.13M – 76.13M
+389.9% YoY
158.57M
64.65M – 320.03M
+108.3% YoY
226.78M
92.46M – 457.70M
+43.0% YoY
EBIT
-50.36M
est: 510.0K (-9,975.1%)
-56.63M
est: 533.3K (-10,717.2%)
-72.84M
est: 2.80M (-2,703.7%)
-1.44M
-2.91M – -587.1K
-151.5% YoY
15.54M
1.76M – 43.08M
+1,179.1% YoY
76.13M
76.13M – 76.13M
+389.9% YoY
158.57M
64.65M – 320.03M
+108.3% YoY
226.78M
92.46M – 457.70M
+43.0% YoY
Net Income
-42.49M
est: -47.24M (+10.1%)
-49.38M
est: -62.03M (+20.4%)
-66.49M
est: -68.17M (+2.5%)
-82.94M
-97.29M – -51.79M
-21.7% YoY
-89.49M
-110.30M – -35.68M
-7.9% YoY
-28.00M
-105.66M – 50.46M
+68.7% YoY
47.16M
10.85M – 109.60M
+268.4% YoY
103.61M
23.83M – 240.75M
+119.7% YoY
SGA
12.24M
est: 3.71M (+230.3%)
15.13M
est: 3.88M (+290.4%)
16.87M
est: 20.33M (-17.0%)
-10.47M
-21.12M – -4.27M
-151.5% YoY
112.94M
12.78M – 313.11M
+1,179.1% YoY
553.30M
553.30M – 553.30M
+389.9% YoY
1.15B
469.86M – 2.33B
+108.3% YoY
1.65B
671.97M – 3.33B
+43.0% YoY
EPS
-0.33
est: -0.36 (+7.6%)
-0.36
est: -0.35 (-2.6%)
-0.42
est: -0.43 (+2.6%)
-0.44
-0.62 – -0.33
-1.6% YoY
-0.46
-0.70 – -0.23
-5.7% YoY
-0.14
-0.67 – 0.32
+69.0% YoY
0.30
0.07 – 0.70
+308.7% YoY
0.66
0.15 – 1.53
+119.7% YoY
Recent Grade Changes (3M)
Date Firm Previous New Grade Action
2026-04-28 Canaccord Genuity Buy Buy Maintain
2026-04-27 HC Wainwright & Co. Buy Buy Maintain
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-28 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-27 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-26 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-22 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-21 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-20 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-19 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-18 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-15 C 2/5 3/5 1/5 1/5 3/5 1/5 2/5
2026-05-14 C 2/5 3/5 1/5 1/5 3/5 1/5 2/5
2026-05-13 C 2/5 3/5 1/5 1/5 3/5 1/5 2/5
2026-05-12 C 2/5 3/5 1/5 1/5 3/5 1/5 2/5
2026-05-11 C 2/5 2/5 1/5 1/5 3/5 1/5 2/5
2026-05-08 C 2/5 2/5 1/5 1/5 3/5 1/5 2/5
2026-05-07 C 2/5 2/5 1/5 1/5 3/5 1/5 2/5
2026-05-06 C 2/5 2/5 1/5 1/5 3/5 1/5 2/5
2026-05-05 C 2/5 2/5 1/5 1/5 3/5 1/5 2/5
2026-05-04 C 2/5 2/5 1/5 1/5 3/5 1/5 2/5
2026-05-01 C 2/5 2/5 1/5 1/5 3/5 1/5 2/5
2026-04-30 C 2/5 2/5 1/5 1/5 3/5 1/5 2/5
2026-04-29 C- 1/5 2/5 1/5 1/5 2/5 1/5 2/5
2026-04-28 C- 1/5 2/5 1/5 1/5 2/5 1/5 2/5
2026-04-27 C- 1/5 2/5 1/5 1/5 2/5 1/5 2/5
2026-04-24 C- 1/5 2/5 1/5 1/5 2/5 1/5 2/5
2026-04-23 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-22 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-21 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-20 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-17 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-16 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-87.91M
OE per share TTM
-0.58
Owner's Yield
-19.82%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
4,083.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
208
Total invested
919.10M
Insider transactions (90d)
2
Beneficial owners (>5%)
23
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Blackstone Group Management L.L.C. 9.50M 6.90% 9.50M 9.50M OO Cayman Islands 2024-08-02
2 Blackstone Inc. 9.50M 6.90% 9.50M 9.50M CO Cayman Islands 2024-08-02
3 Stephen A. Schwarzman 9.50M 6.90% 9.50M 9.50M IN Cayman Islands 2024-08-02
4 Blackstone Alternative Asset Management Associates LLC 7.99M 5.80% 7.99M 7.99M OO Cayman Islands 2024-08-02
5 Blackstone Holdings I/II GP L.L.C. 7.99M 5.80% 7.99M 7.99M OO Cayman Islands 2024-08-02
6 Blackstone Holdings II L.P. 7.99M 5.80% 7.99M 7.99M PN Cayman Islands 2024-08-02
7 EIN #00-0000000 7.65M 6.00% 7.65M 7.65M IA, HC Jersey, Channel Islands 2024-02-01
8 Adage Capital Management, L.P. 7.21M 5.66% 7.21M IA, PN Delaware 2023-11-27
9 Adage Capital Partners GP, L.L.C. 7.21M 5.66% 7.21M OO Delaware 2023-11-27
10 Adage Capital Partners, L.P. 7.21M 5.66% 7.21M PN Delaware 2023-11-27
11 Phillip Gross 7.21M 5.66% 7.21M IN United States 2023-11-27
12 Robert Atchinson 7.21M 5.66% 7.21M IN Delaware 2023-11-27
13 00-0000000 6.94M 5.40% 6.94M 6.94M CO Cayman Islands 2024-02-01
14 B. Tananbaum (“Tananbaum”) 5.50M 5.60% 5.50M 5.50M IN Delaware 2021-11-12
15 Rock Springs Capital LLC 5.33M 5.44% 5.33M HC, OO 2022-02-15
16 Rock Springs Capital Management LP 5.33M 5.44% 5.33M IA Delaware 2022-02-15
17 Rock Springs Capital Master Fund LP 4.93M 5.02% 4.93M PN 2022-02-15
18 Capital Fund V, L.P. (“FCF V”) 4.40M 4.50% 4.40M 4.40M PN Delaware 2021-11-12
19 Capital Management V, LLC (“FCM V”) 4.40M 4.50% 4.40M 4.40M OO Delaware 2021-11-12
20 Spruce Street Aggregator L.P. 4.38M 3.20% 4.38M 4.38M PN Cayman Islands 2024-08-02
21 Blackstone Annex Master Fund L.P. 3.61M 2.60% 3.61M 3.61M PN Cayman Islands 2024-08-02
22 Capital Opportunity Fund V, L.P. (“FCF Opp V”) 1.10M 1.10% 1.10M 1.10M PN Delaware 2021-11-12
23 Capital Opportunity Management V, LLC (“FCM Opp V”) 1.10M 1.10% 1.10M 1.10M OO Delaware 2021-11-12

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
208
+36 vs prev Q
New positions
53
Closed positions
23
Increased
126
Reduced
49
Put/Call ratio
0.06
Calls held
3.31M
Puts held
188.9K
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 1.11M +1.1M (+100.0%) 5.98B +6.0B (+100.0%) 0.81% +0.806 pp 3.51% +3.509 pp USD5.37 +0.0% 1 qtrs NEW
2 TANG CAPITAL MANAGEMENT LLC 16.79M -21.2K (-0.1%) 90.17M +31.3M (+53.2%) 12.14% -0.015 pp 4.45% +2.189 pp USD2.20 +144.1% 6 qtrs
3 ORBIMED ADVISORS LLC 15.22M +— (+0.0%) 81.73M +28.5M (+53.4%) 11.01% +0.000 pp 1.68% +0.420 pp USD3.20 +67.8% 17 qtrs
4 SUVRETTA CAPITAL MANAGEMENT, LLC 14.18M +81.2K (+0.6%) 76.16M +26.8M (+54.3%) 10.26% +0.059 pp 1.56% +0.297 pp USD3.06 +75.5% 3 qtrs
5 VIVO CAPITAL, LLC 9.55M +— (+0.0%) 51.26M +17.9M (+53.4%) 6.90% +0.000 pp 3.31% +0.625 pp USD3.45 +55.7% 17 qtrs
6 BLACKROCK, INC. 9.39M +2.0M (+27.4%) 50.42M +24.6M (+95.4%) 6.79% +1.459 pp 0.00% +0.000 pp USD2.77 +93.9% 6 qtrs
7 VANGUARD GROUP INC 8.05M +985.6K (+14.0%) 43.22M +18.5M (+74.8%) 5.82% +0.713 pp 0.00% +0.000 pp USD3.57 +50.4% 17 qtrs
8 ENAVATE SCIENCES GP, LLC 7.79M +— (+0.0%) 41.82M +14.6M (+53.4%) 5.63% +0.000 pp 8.25% -0.070 pp USD1.45 +270.3% 5 qtrs
9 BVF INC/IL 7.76M +3.0M (+63.5%) 41.70M +25.1M (+150.8%) 5.62% +2.180 pp 1.40% +0.730 pp USD4.23 +27.0% 2 qtrs
10 BLACKSTONE INC. 6.13M -3.7M (-37.7%) 32.90M -1.5M (-4.5%) 4.43% -2.686 pp 0.13% -0.009 pp USD3.08 +74.4% 17 qtrs
11 STATE STREET CORP 4.89M +1.8M (+57.4%) 26.26M +15.4M (+141.5%) 3.54% +1.290 pp 0.00% +0.001 pp USD4.08 +31.6% 13 qtrs
12 ADAGE CAPITAL PARTNERS GP, L.L.C. 4.44M -750.0K (-14.5%) 23.82M +5.7M (+31.2%) 3.21% -0.542 pp 0.04% +0.007 pp USD2.61 +105.7% 17 qtrs
13 ROCK SPRINGS CAPITAL MANAGEMENT LP 3.93M -547.5K (-12.2%) 21.09M +5.4M (+34.7%) 2.84% -0.396 pp 1.08% +0.166 pp USD3.10 +73.2% 17 qtrs
14 DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) 3.61M +3.6M (+100.0%) 19.36M +19.4M (+100.0%) 2.61% +2.608 pp 0.25% +0.247 pp USD5.37 +0.0% 1 qtrs NEW
15 GEODE CAPITAL MANAGEMENT, LLC 3.50M +558.1K (+19.0%) 18.81M +8.5M (+82.5%) 2.53% +0.404 pp 0.00% +0.001 pp USD3.26 +64.7% 16 qtrs
16 BLUE OWL CAPITAL HOLDINGS LP 3.47M +875.0K (+33.8%) 18.62M +9.5M (+105.2%) 2.51% +0.633 pp 1.39% -1.423 pp USD2.52 +113.1% 9 qtrs
17 SOFINNOVA INVESTMENTS, INC. 3.37M +1.3M (+65.9%) 18.07M +11.0M (+154.5%) 2.43% +0.967 pp 0.78% +0.391 pp USD4.24 +26.7% 2 qtrs
18 MILLENNIUM MANAGEMENT LLC 3.11M -128.3K (-4.0%) 16.70M +5.4M (+47.3%) 2.25% -0.093 pp 0.01% +0.002 pp USD3.14 +71.0% 17 qtrs
19 BRAIDWELL LP 2.79M +2.8M (+100.0%) 14.96M +15.0M (+100.0%) 2.02% +2.015 pp 0.48% +0.479 pp USD5.37 +0.0% 1 qtrs NEW
20 FMR LLC 2.58M -1.6M (-37.7%) 13.85M -628.4K (-4.3%) 1.87% -1.127 pp 0.00% +0.000 pp USD3.17 +69.4% 17 qtrs
21 PALO ALTO INVESTORS LP 2.53M +2.5M (+100.0%) 13.60M +13.6M (+100.0%) 1.83% +1.831 pp 1.89% +1.893 pp USD5.37 +0.0% 1 qtrs NEW
22 RTW INVESTMENTS, LP 2.50M +— (+0.0%) 13.43M +4.7M (+53.4%) 1.81% +0.000 pp 0.13% +0.027 pp USD3.50 +53.4% 2 qtrs
23 BALYASNY ASSET MANAGEMENT L.P. 1.59M -1.2M (-43.6%) 8.56M -1.3M (-13.5%) 1.15% -0.892 pp 0.01% -0.002 pp USD3.50 +53.4% 2 qtrs
24 BIRCHVIEW CAPITAL, LP 1.59M +720.0K (+82.5%) 8.55M +5.5M (+180.0%) 1.15% +0.521 pp 5.01% +2.702 pp USD4.35 +23.4% 4 qtrs
25 GOLDMAN SACHS GROUP INC 1.52M +477.7K (+46.0%) 8.15M +4.5M (+123.9%) 1.10% +0.346 pp 0.00% +0.001 pp USD3.96 +35.6% 12 qtrs
26 MARSHALL WACE, LLP 1.26M +1.3M (+100.0%) 6.79M +6.8M (+100.0%) 0.91% +0.914 pp 0.01% +0.006 pp USD5.37 +0.0% 1 qtrs NEW
27 LOGOS GLOBAL MANAGEMENT LP 1.15M -900.0K (-43.9%) 6.18M -999.5K (-13.9%) 0.83% -0.651 pp 0.37% -0.270 pp USD3.50 +53.4% 2 qtrs
28 ACUTA CAPITAL PARTNERS, LLC 1.09M +253.2K (+30.1%) 5.87M +2.9M (+99.7%) 0.79% +0.183 pp 3.99% +0.948 pp USD3.93 +36.6% 2 qtrs
29 SILVERARC CAPITAL MANAGEMENT, LLC 1.05M -1.8M (-62.9%) 5.65M -4.3M (-43.1%) 0.76% -1.289 pp 0.78% -0.553 pp USD2.89 +85.8% 4 qtrs
30 MONASHEE INVESTMENT MANAGEMENT LLC 1.00M -250.0K (-20.0%) 5.37M +995.0K (+22.7%) 0.72% -0.181 pp 3.03% +0.844 pp USD3.57 +50.4% 17 qtrs
31 NORTHERN TRUST CORP 972.9K +111.0K (+12.9%) 5.22M +2.2M (+73.2%) 0.70% +0.080 pp 0.00% +0.000 pp USD3.33 +61.3% 14 qtrs
32 JPMORGAN CHASE & CO 870.0K -1.1M (-56.5%) 4.67M -2.3M (-33.2%) 0.63% -0.817 pp 0.00% 0.000 pp USD1.87 +187.2% 12 qtrs
33 AMERIPRISE FINANCIAL INC 823.2K +823.2K (+100.0%) 4.42M +4.4M (+100.0%) 0.60% +0.595 pp 0.00% +0.001 pp USD5.37 +0.0% 1 qtrs NEW
34 IKARIAN CAPITAL, LLC 800.0K +800.0K (+100.0%) 4.30M +4.3M (+100.0%) 0.58% +0.579 pp 0.34% +0.335 pp USD5.37 +0.0% 1 qtrs NEW
35 BURKEHILL GLOBAL MANAGEMENT, LP 700.0K +— (+0.0%) 3.76M +1.3M (+53.4%) 0.51% +0.000 pp 0.25% +0.108 pp USD3.50 +53.4% 2 qtrs
36 BARCLAYS PLC 594.8K +424.5K (+249.4%) 3.19M +2.9M (+919.6%) 0.43% +0.307 pp 0.00% +0.001 pp USD4.48 +19.9% 14 qtrs
37 HEALTHINVEST PARTNERS AB 584.3K +584.3K (+100.0%) 3.14M +3.1M (+100.0%) 0.42% +0.423 pp 1.00% +1.001 pp USD5.37 +0.0% 1 qtrs NEW
38 Y-INTERCEPT (HONG KONG) LTD 462.2K +462.2K (+100.0%) 2.48M +2.5M (+100.0%) 0.33% +0.334 pp 0.06% +0.056 pp USD5.37 +0.0% 1 qtrs NEW
39 SCHONFELD STRATEGIC ADVISORS LLC 452.4K -23.8K (-5.0%) 2.43M +762.6K (+45.7%) 0.33% -0.017 pp 0.01% +0.001 pp USD3.50 +53.4% 2 qtrs
40 QUBE RESEARCH & TECHNOLOGIES LTD 441.8K +441.8K (+100.0%) 2.37M +2.4M (+100.0%) 0.32% +0.320 pp 0.00% +0.002 pp USD5.37 +0.0% 1 qtrs NEW
41 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 410.2K +74.9K (+22.3%) 2.20M +1.0M (+87.7%) 0.30% +0.054 pp 0.00% +0.000 pp USD3.32 +61.7% 14 qtrs
42 MORGAN STANLEY 365.2K +178.3K (+95.4%) 1.96M +1.3M (+199.8%) 0.26% +0.129 pp 0.00% +0.000 pp USD3.61 +48.8% 17 qtrs
43 DIMENSIONAL FUND ADVISORS LP 341.6K +166.0K (+94.6%) 1.83M +1.2M (+196.5%) 0.25% +0.120 pp 0.00% +0.000 pp USD3.71 +44.7% 11 qtrs
44 WELLINGTON MANAGEMENT GROUP LLP 316.8K -1.3K (-0.4%) 1.70M +588.0K (+52.8%) 0.23% -0.001 pp 0.00% +0.000 pp USD2.15 +149.8% 4 qtrs
45 PRUDENTIAL FINANCIAL INC 314.8K +314.8K (+100.0%) 1.69M +1.7M (+100.0%) 0.23% +0.228 pp 0.00% +0.002 pp USD5.37 +0.0% 1 qtrs NEW
46 BANK OF NEW YORK MELLON CORP 312.5K +89.3K (+40.0%) 1.68M +896.9K (+114.8%) 0.23% +0.065 pp 0.00% +0.000 pp USD3.62 +48.3% 14 qtrs
47 NUVEEN, LLC 288.9K +29.7K (+11.5%) 1.55M +644.3K (+71.0%) 0.21% +0.022 pp 0.00% +0.000 pp USD2.26 +137.6% 4 qtrs
48 ROYCE & ASSOCIATES LP 286.0K +286.0K (+100.0%) 1.54M +1.5M (+100.0%) 0.21% +0.207 pp 0.02% +0.016 pp USD5.37 +0.0% 1 qtrs NEW
49 BANK OF AMERICA CORP /DE/ 266.4K +192.6K (+261.0%) 1.43M +1.2M (+453.9%) 0.19% +0.139 pp 0.00% +0.000 pp USD4.66 +15.2% 13 qtrs
50 CITIGROUP INC 261.9K +251.2K (+2,358.7%) 1.41M +1.4M (+3,672.3%) 0.19% +0.182 pp 0.00% +0.001 pp USD5.22 +2.9% 17 qtrs
51 HIGHVISTA STRATEGIES LLC 245.5K +245.5K (+100.0%) 1.32M +1.3M (+100.0%) 0.18% +0.178 pp 0.34% +0.340 pp USD5.37 +0.0% 1 qtrs NEW
52 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 210.2K +210.2K (+100.0%) 1.13M +1.1M (+100.0%) 0.15% +0.152 pp 0.00% +0.001 pp USD5.37 +0.0% 1 qtrs NEW
53 BOOTHBAY FUND MANAGEMENT, LLC 205.0K +205.0K (+100.0%) 1.10M +1.1M (+100.0%) 0.15% +0.148 pp 0.02% +0.016 pp USD5.37 +0.0% 1 qtrs NEW
54 CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. 191.7K +191.7K (+100.0%) 1.03M +1.0M (+100.0%) 0.14% +0.139 pp 0.00% +0.003 pp USD5.37 +0.0% 1 qtrs NEW
55 STATE OF WISCONSIN INVESTMENT BOARD 185.4K +144.0K (+347.9%) 995.7K +850.8K (+587.2%) 0.13% +0.104 pp 0.00% +0.002 pp USD4.95 +8.5% 4 qtrs
56 UBS GROUP AG 167.9K -30.4K (-15.3%) 901.4K +207.4K (+29.9%) 0.12% -0.022 pp 0.00% +0.000 pp USD2.14 +150.9% 17 qtrs
57 AQR CAPITAL MANAGEMENT LLC 155.2K +96.1K (+162.4%) 833.5K +626.5K (+302.6%) 0.11% +0.070 pp 0.00% +0.000 pp USD4.38 +22.6% 3 qtrs
58 RAFFERTY ASSET MANAGEMENT, LLC 151.7K +80.8K (+113.8%) 814.9K +566.5K (+228.1%) 0.11% +0.058 pp 0.00% +0.002 pp USD4.50 +19.3% 2 qtrs
59 ALPS ADVISORS INC 146.0K +63.0K (+75.9%) 784.2K +493.7K (+169.9%) 0.11% +0.046 pp 0.00% +0.003 pp USD3.85 +39.5% 3 qtrs
60 WELLS FARGO & COMPANY/MN 144.8K +76.6K (+112.4%) 777.6K +539.0K (+225.9%) 0.10% +0.055 pp 0.00% +0.000 pp USD3.95 +35.9% 14 qtrs
61 ADAR1 CAPITAL MANAGEMENT, LLC 139.0K +89.0K (+178.0%) 746.4K +571.4K (+326.5%) 0.10% +0.064 pp 0.05% +0.038 pp USD4.54 +18.3% 3 qtrs
62 RHUMBLINE ADVISERS 134.6K -4.7K (-3.4%) 722.8K +235.2K (+48.2%) 0.10% -0.003 pp 0.00% +0.000 pp USD2.97 +80.8% 11 qtrs
63 GSA CAPITAL PARTNERS LLP 133.8K +133.8K (+100.0%) 719.0K +719.0K (+100.0%) 0.10% +0.097 pp 0.06% +0.062 pp USD5.37 +0.0% 1 qtrs NEW
64 SQUAREPOINT OPS LLC 126.2K +38.3K (+43.6%) 677.7K +370.2K (+120.4%) 0.09% +0.028 pp 0.00% +0.000 pp USD3.92 +37.0% 9 qtrs
65 BREVAN HOWARD CAPITAL MANAGEMENT LP 118.5K +72.7K (+158.4%) 636.5K +475.9K (+296.4%) 0.09% +0.053 pp 0.01% +0.006 pp USD4.65 +15.5% 2 qtrs
66 XTX TOPCO LTD 115.6K +98.7K (+582.2%) 621.0K +561.6K (+946.7%) 0.08% +0.071 pp 0.02% +0.013 pp USD4.96 +8.3% 6 qtrs
67 DEUTSCHE BANK AG\ 109.3K +13.5K (+14.1%) 586.8K +251.5K (+75.0%) 0.08% +0.010 pp 0.00% +0.000 pp USD2.50 +114.8% 11 qtrs
68 CREATIVE PLANNING 108.1K +47.2K (+77.5%) 580.7K +367.5K (+172.3%) 0.08% +0.034 pp 0.00% +0.000 pp USD4.22 +27.3% 3 qtrs
69 SG AMERICAS SECURITIES, LLC 106.5K -42.8K (-28.7%) 572.0K +49.0K (+9.4%) 0.08% -0.031 pp 0.00% -0.001 pp USD1.72 +212.2% 10 qtrs
70 CITADEL ADVISORS LLC 105.7K -127.6K (-54.7%) 567.5K -248.9K (-30.5%) 0.08% -0.092 pp 0.00% +0.000 pp USD3.50 +53.4% 2 qtrs
71 NEOS INVESTMENT MANAGEMENT LLC 101.7K +101.7K (+100.0%) 546.0K +546.0K (+100.0%) 0.07% +0.074 pp 0.00% +0.003 pp USD5.37 +0.0% 1 qtrs NEW
72 TEMA ETFS LLC 100.2K +100.2K (+100.0%) 537.9K +537.9K (+100.0%) 0.07% +0.072 pp 0.04% +0.042 pp USD5.37 +0.0% 1 qtrs NEW
73 CM MANAGEMENT, LLC 100.0K -50.0K (-33.3%) 537.0K +12.0K (+2.3%) 0.07% -0.036 pp 0.45% +0.015 pp USD3.50 +53.4% 2 qtrs
74 ALLIANCEBERNSTEIN L.P. 83.9K -20.2K (-19.4%) 450.8K +86.2K (+23.6%) 0.06% -0.015 pp 0.00% +0.000 pp USD2.50 +114.8% 11 qtrs
75 SUMMITTX CAPITAL, L.P. 81.4K +81.4K (+100.0%) 437.4K +437.4K (+100.0%) 0.06% +0.059 pp 0.01% +0.013 pp USD5.37 +0.0% 1 qtrs NEW
76 RAYMOND JAMES FINANCIAL INC 80.1K +80.1K (+100.0%) 430.4K +430.4K (+100.0%) 0.06% +0.058 pp 0.00% +0.000 pp USD5.37 +0.0% 3 qtrs
77 ATOM INVESTORS LP 77.3K -29.4K (-27.6%) 415.0K +41.6K (+11.2%) 0.06% -0.021 pp 0.03% +0.005 pp USD3.50 +53.4% 2 qtrs
78 METLIFE INVESTMENT MANAGEMENT, LLC 74.0K +15.6K (+26.8%) 397.3K +193.1K (+94.5%) 0.05% +0.011 pp 0.00% +0.001 pp USD2.90 +85.2% 11 qtrs
79 PRICE T ROWE ASSOCIATES INC /MD/ 70.5K +13.9K (+24.6%) 379.0K +180.0K (+90.5%) 0.05% +0.010 pp 0.00% +0.000 pp USD2.99 +79.6% 11 qtrs
80 JANE STREET GROUP, LLC 70.1K +38.4K (+121.2%) 376.2K +265.4K (+239.3%) 0.05% +0.028 pp 0.00% +0.000 pp USD3.77 +42.4% 9 qtrs
81 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 69.6K +19.7K (+39.6%) 373.7K +198.1K (+112.8%) 0.05% +0.014 pp 0.00% +0.000 pp USD2.35 +128.5% 7 qtrs
82 FRANKLIN RESOURCES INC 66.6K +66.6K (+100.0%) 357.7K +357.7K (+100.0%) 0.05% +0.048 pp 0.00% +0.000 pp USD5.37 +0.0% 1 qtrs NEW
83 INVESCO LTD. 63.9K +3.2K (+5.3%) 343.1K +130.9K (+61.6%) 0.05% +0.002 pp 0.00% +0.000 pp USD2.74 +96.0% 11 qtrs
84 PERSISTENT ASSET PARTNERS LTD 57.3K +57.3K (+100.0%) 307.4K +307.4K (+100.0%) 0.04% +0.041 pp 0.14% +0.138 pp USD5.37 +0.0% 1 qtrs NEW
85 PROFUND ADVISORS LLC 57.2K +40.8K (+247.6%) 307.4K +249.8K (+433.3%) 0.04% +0.030 pp 0.01% +0.008 pp USD4.83 +11.2% 2 qtrs
86 GRAHAM CAPITAL MANAGEMENT, L.P. 53.4K +53.4K (+100.0%) 286.9K +286.9K (+100.0%) 0.04% +0.039 pp 0.01% +0.007 pp USD5.37 +0.0% 1 qtrs NEW
87 VIRTUS INVESTMENT ADVISERS, INC. 51.6K +51.6K (+100.0%) 276.9K +276.9K (+100.0%) 0.04% +0.037 pp 0.08% +0.075 pp USD5.37 +0.0% 1 qtrs NEW
88 D. E. SHAW & CO., INC. 51.5K +51.5K (+100.0%) 276.5K +276.5K (+100.0%) 0.04% +0.037 pp 0.00% +0.000 pp USD5.37 +0.0% 1 qtrs NEW
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44.7K +24.8K (+124.2%) 240.3K +170.4K (+243.9%) 0.03% +0.018 pp 0.00% +0.000 pp USD3.68 +45.9% 14 qtrs
90 LPL FINANCIAL LLC 44.5K +2.0K (+4.7%) 238.8K +90.2K (+60.7%) 0.03% +0.001 pp 0.00% +0.000 pp USD1.16 +362.9% 7 qtrs
91 AXQ CAPITAL, LP 41.4K +41.4K (+100.0%) 222.2K +222.2K (+100.0%) 0.03% +0.030 pp 0.05% +0.050 pp USD5.37 +0.0% 1 qtrs NEW
92 AMERICAN CENTURY COMPANIES INC 40.4K +40.4K (+100.0%) 217.0K +217.0K (+100.0%) 0.03% +0.029 pp 0.00% +0.000 pp USD5.37 +0.0% 4 qtrs
93 MANUFACTURERS LIFE INSURANCE COMPANY, THE 40.3K +7.2K (+21.6%) 216.5K +100.5K (+86.6%) 0.03% +0.005 pp 0.00% +0.000 pp USD2.47 +117.4% 11 qtrs
94 INTECH INVESTMENT MANAGEMENT LLC 38.9K +— (+0.0%) 209.1K +72.8K (+53.4%) 0.03% +0.000 pp 0.00% +0.001 pp USD1.68 +219.6% 6 qtrs
95 POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY 35.5K +7.2K (+25.3%) 190.7K +91.5K (+92.3%) 0.03% +0.005 pp 0.00% +0.001 pp USD2.55 +110.6% 5 qtrs
96 SIMPLICITY WEALTH,LLC 33.9K -3.2K (-8.5%) 181.9K +52.3K (+40.3%) 0.02% -0.002 pp 0.01% +0.003 pp USD2.22 +141.9% 4 qtrs
97 NEW YORK STATE COMMON RETIREMENT FUND 30.4K +— (+0.0%) 163.3K +56.9K (+53.4%) 0.02% +0.000 pp 0.00% +0.000 pp USD3.14 +71.0% 11 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 77 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Virtus Biotech Clinical Trials ETF BBC 0.71% 406.7K 0.65%
2 ALPS Medical Breakthroughs ETF SBIO 0.22% 458.2K 0.50%
3 Global X - S&P Biotech ETF CURE.AX 0.15% 53.2K 0.45%
4 State Street SPDR S&P Biotech ETF XBI 0.15% 15.98M 0.35%
5 Vanguard U.S. Momentum Factor ETF VFMO 0.13% 2.19M 0.13%
6 iShares Micro-Cap ETF IWC 0.07% 1.03M 0.60%
7 Vanguard Global Momentum Factor ETF VMO.TO 0.07% 249.2K 0.38%
8 Fidelity Enhanced Small Cap ETF FESM 0.05% 2.95M 0.28%
9 Pacer WealthShield ETF PWS 0.03% 7.4K 0.60%
10 Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF GSSC 0.03% 263.5K 0.20%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
4
Sells
0
Shares acquired
80.0K
Shares disposed
Cash buys
2.00
Cash sales
Net activity
+80,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-04-29 Lerner Neil Officer P-Purchase A Common Stock 15,000 1.89 28.4K 397,500 D
2026-04-29 Anderman Jonathan Officer P-Purchase A Common Stock 25,000 1.89 47.3K 196,000 D
2026-02-08 Schuetz Thomas J. Director / Officer F-InKind D Common Stock 36,687 6.52 239.2K 6,603,336 D
2026-01-09 Schuetz Thomas J. Director / Officer F-InKind D Common Stock 46,777 5.35 250.3K 6,640,023 D
2026-01-02 Sirard Cynthia Officer 0 0.00 0
2026-01-02 Shin Barry Officer A-Award A Stock Option (Right to Buy) 670,000 5.17 3.46M 670,000 D
2026-01-02 Schuetz Thomas J. Director / Officer A-Award A Stock Option (Right to Buy) 2,000,000 5.17 10.34M 2,000,000 D
2026-01-02 Prasad Arjun Officer 0 0.00 0
2026-01-02 Lerner Neil Officer A-Award A Stock Option (Right to Buy) 435,000 5.17 2.25M 435,000 D
2026-01-02 LINDAHL RICHARD S Director A-Award A Stock Option (Right to Buy) 90,000 5.17 465.3K 90,000 D
2026-01-02 GRAY MARY ANN Director A-Award A Stock Option (Right to Buy) 90,000 5.17 465.3K 90,000 D
2026-01-02 GORDON CARL L Director A-Award A Stock Option (Right to Buy) 90,000 5.17 465.3K 90,000 D
2026-01-02 Ferneau Philip Director A-Award A Stock Option (Right to Buy) 90,000 5.17 465.3K 90,000 D
2026-01-02 Chiniara Ellen Director A-Award A Stock Option (Right to Buy) 90,000 5.17 465.3K 90,000 D
2026-01-02 Boylan James P Director A-Award A Stock Option (Right to Buy) 90,000 5.17 465.3K 90,000 D
2026-01-02 Anderman Jonathan Officer A-Award A Common Stock 150,000 5.17 775.5K 171,000 D
2025-11-16 Schuetz Thomas J. Director / Officer F-InKind D Common Stock 44,025 4.83 212.6K 6,436,800 D
2025-05-27 Schuetz Thomas J. Director / Officer P-Purchase A Common Stock 10,000 2.11 21.1K 6,480,825 D
2025-04-09 ORBIMED ADVISORS LLC Director / 10% Owner S-Sale D Common Stock 3,571,428 1.59 5.68M 0 I
2025-04-09 GORDON CARL L Director / 10% Owner S-Sale D Common Stock 3,571,428 1.59 5.68M 0 I
2025-04-07 Lerner Neil Officer P-Purchase A Common Stock 20,000 1.42 28.4K 320,000 D
2025-04-07 Anderman Jonathan Officer P-Purchase A Common Stock 20,000 1.54 30.8K 21,000 D
2025-02-11 Shin Barry Officer A-Award A Stock Option (Right to Buy) 250,000 3.65 912.5K 250,000 D
2025-02-11 Schuetz Thomas J. Director / Officer A-Award A Stock Option (Right to Buy) 1,500,000 3.65 5.48M 1,500,000 D
2025-02-11 Lerner Neil Officer A-Award A Stock Option (Right to Buy) 200,000 3.65 730.0K 200,000 D
2025-02-11 LINDAHL RICHARD S Director A-Award A Stock Option (Right to Buy) 40,000 3.65 146.0K 40,000 D
2025-02-11 GRAY MARY ANN Director A-Award A Stock Option (Right to Buy) 40,000 3.65 146.0K 40,000 D
2025-02-11 GORDON CARL L Director / 10% Owner A-Award A Stock Option (Right to Buy) 40,000 3.65 146.0K 40,000 D
2025-02-11 Ferneau Philip Director A-Award A Stock Option (Right to Buy) 40,000 3.65 146.0K 40,000 D
2025-02-11 Chiniara Ellen Director A-Award A Stock Option (Right to Buy) 40,000 3.65 146.0K 40,000 D
2025-02-11 Boylan James P Director A-Award A Stock Option (Right to Buy) 40,000 3.65 146.0K 40,000 D
2025-02-11 Anderman Jonathan Officer A-Award A Stock Option (Right to Buy) 280,000 3.65 1.02M 280,000 D
2025-02-08 Schuetz Thomas J. Director / Officer F-InKind D Common Stock 41,687 3.50 145.9K 6,470,825 D
2025-01-09 Schuetz Thomas J. Director / Officer F-InKind D Common Stock 58,054 1.86 108.0K 6,512,512 D
2024-12-09 Shin Barry Officer 0 0.00 0
2024-12-09 Lerner Neil Officer Stock Option (right to buy) 90,000 5.00 450.0K 0 D
2024-08-13 Anderman Jonathan Officer A-Award A Stock Option (Right to Buy) 300,000 1.20 360.0K 300,000
2024-08-01 Anderman Jonathan Officer D Stock Option (right to buy) 50,000 2.40 120.0K 0
2024-03-08 Boylan James P Director A-Award A Stock Option (Right to Buy) 40,000 1.96 78.4K 40,000
2024-02-09 LINDAHL RICHARD S Director A-Award A Stock Option (Right to Buy) 40,000 1.57 62.8K 40,000
2024-02-09 GRAY MARY ANN Director A-Award A Stock Option (Right to Buy) 40,000 1.57 62.8K 40,000
2024-02-09 GORDON CARL L Director / 10% Owner A-Award A Stock Option (Right to Buy) 40,000 1.57 62.8K 40,000
2024-02-09 Ferneau Philip Director A-Award A Stock Option (Right to Buy) 40,000 1.57 62.8K 40,000
2024-02-09 Chiniara Ellen Director A-Award A Stock Option (Right to Buy) 40,000 1.57 62.8K 40,000
2024-02-08 Schuetz Thomas J. Director / Officer F-InKind D Common Stock 44,782 1.45 64.9K 6,570,566
2024-02-08 Bisker-Leib Vered Director / Officer F-InKind D Common Stock 49,198 1.45 71.3K 3,124,426
2024-01-09 Schuetz Thomas J. Director / Officer A-Award A Common Stock 637,500 1.93 1.23M 6,615,348
2024-01-09 Bisker-Leib Vered Director / Officer A-Award A Common Stock 1,753,125 1.93 3.38M 3,173,624
2023-11-17 Schuetz Thomas J. Director / Officer F-InKind D Common Stock 44,025 1.50 66.0K 5,977,848
2023-11-17 Bisker-Leib Vered Officer F-InKind D Common Stock 64,415 1.50 96.6K 1,420,499
2023-04-21 LINDAHL RICHARD S Director 0 0.00 0
2023-03-10 Schuetz Thomas J. Director / Officer P-Purchase A Common Stock 10,000 3.37 33.7K 6,021,873
2023-02-27 Schuetz Thomas J. Director / Officer P-Purchase A Common Stock 20,000 3.98 79.6K 6,011,873
2023-02-15 Schuetz Thomas J. Director / Officer P-Purchase A Common Stock 20,000 3.86 77.2K 5,991,873
2023-02-08 WURZER DAVID M Director 0 0.00 0
2023-02-08 Schuetz Thomas J. Director / Officer A-Award A Stock Option (Right to Buy) 700,000 3.93 2.75M 700,000
2023-02-08 GRAY MARY ANN Director A-Award A Stock Option (Right to Buy) 40,000 3.93 157.2K 40,000
2023-02-08 GORDON CARL L Director / 10% Owner A-Award A Stock Option (Right to Buy) 60,000 3.93 235.8K 60,000
2023-02-08 Ferneau Philip Director A-Award A Stock Option (Right to Buy) 50,000 3.93 196.5K 50,000
2023-02-08 Chiniara Ellen Director A-Award A Stock Option (Right to Buy) 40,000 3.93 157.2K 40,000
2023-02-08 Bisker-Leib Vered Officer A-Award A Stock Option (Right to Buy) 600,000 3.93 2.36M 600,000
2023-01-31 Schuetz Thomas J. Officer P-Purchase A Common Stock 20,000 4.05 81.0K 5,471,873
2023-01-24 Schuetz Thomas J. Officer P-Purchase A Common Stock 20,000 4.19 83.8K 5,451,873
2022-11-25 Bisker-Leib Vered Officer S-Sale D Common Stock 2 4.36 8.72 1,060,414
2022-11-23 Bisker-Leib Vered Officer S-Sale D Common Stock 9,569 4.30 41.1K 1,060,416
2022-11-22 Bisker-Leib Vered Officer S-Sale D Common Stock 14,929 4.19 62.6K 1,069,985
2022-11-08 ORBIMED ADVISORS LLC Director P-Purchase A Common Stock 402,000 3.21 1.29M 15,219,994
2022-11-08 GORDON CARL L Director P-Purchase A Common Stock 402,000 3.21 1.29M 15,219,994
2022-11-04 Boylan James P 0
2022-09-07 Schuetz Thomas J. Officer P-Purchase A Common Stock 15,000 3.03 45.5K 5,406,873
2022-09-01 Schuetz Thomas J. Officer P-Purchase A Common Stock 15,000 2.83 42.5K 5,391,873
2022-08-17 Schuetz Thomas J. Officer P-Purchase A Common Stock 15,000 3.05 45.8K 5,376,873
2022-08-10 Schuetz Thomas J. Officer P-Purchase A Common Stock 15,000 2.64 39.6K 5,361,873
2022-08-01 Schuetz Thomas J. Officer P-Purchase A Common Stock 15,000 2.58 38.7K 5,346,873
2022-06-21 Schuetz Thomas J. Officer P-Purchase A Common Stock 20,000 2.80 56.0K 5,331,873
2022-06-16 Schuetz Thomas J. Officer P-Purchase A Common Stock 20,000 2.34 46.8K 5,311,873
2022-06-13 Schuetz Thomas J. Officer P-Purchase A Common Stock 30,000 2.29 68.7K 5,291,873
2022-06-06 Schuetz Thomas J. Officer P-Purchase A Common Stock 30,000 2.83 84.9K 5,261,873
2022-06-01 Schuetz Thomas J. Officer P-Purchase A Common Stock 20,000 3.03 60.6K 5,231,873
2022-05-26 Schuetz Thomas J. Officer P-Purchase A Common Stock 20,000 3.04 60.8K 5,211,873
2022-05-23 Schuetz Thomas J. Officer P-Purchase A Common Stock 18,355 2.72 49.9K 5,191,873
2022-05-17 Schuetz Thomas J. Officer P-Purchase A Common Stock 20,215 2.47 49.9K 5,173,518
2022-05-13 ORBIMED ADVISORS LLC Director / 10% Owner P-Purchase A Common Stock 30,722 2.49 76.5K 14,817,994
2022-05-12 ORBIMED ADVISORS LLC Director / 10% Owner P-Purchase A Common Stock 97,094 2.35 228.2K 14,787,272
2022-05-12 GORDON CARL L Director / 10% Owner P-Purchase A Common Stock 97,094 2.35 228.2K 14,787,272
2022-05-11 OrbiMed Genesis GP LLC Director P-Purchase A Common Stock 64,700 1.79 115.8K 14,690,178
2022-05-11 ORBIMED ADVISORS LLC Director / 10% Owner P-Purchase A Common Stock 64,700 1.79 115.8K 14,690,178
2022-05-11 GORDON CARL L Director / 10% Owner P-Purchase A Common Stock 64,700 1.79 115.8K 14,690,178
2022-05-10 Schuetz Thomas J. Officer P-Purchase A Common Stock 27,836 1.80 50.1K 5,153,303
2022-05-10 ORBIMED ADVISORS LLC Director / 10% Owner P-Purchase A Common Stock 24,447 1.60 39.1K 14,625,478
2022-05-09 ORBIMED ADVISORS LLC Director / 10% Owner P-Purchase A Common Stock 90,712 1.56 141.5K 14,601,031
2022-05-09 GORDON CARL L Director / 10% Owner P-Purchase A Common Stock 90,712 1.56 141.5K 14,601,031
2022-05-06 OrbiMed Genesis GP LLC Director P-Purchase A Common Stock 24,447 1.60 39.1K 14,625,478
2022-05-06 ORBIMED ADVISORS LLC Director / 10% Owner P-Purchase A Common Stock 10,200 1.63 16.6K 14,510,319
2022-05-06 GORDON CARL L Director P-Purchase A Common Stock 24,447 1.60 39.1K 14,625,478
2022-04-26 GRAY MARY ANN Director A-Award A Stock Option (Right to Buy) 45,000 0.00 45,000
2022-04-26 Chiniara Ellen Director D Common Stock, $.0001 Par Value 0 0.00 0
2022-02-18 Schuetz Thomas J. Officer A-Award A Stock Option (Right to Buy) 700,000 2.40 1.68M 700,000
2022-02-18 SQUINTO STEPHEN P Director A-Award A Stock Option (Right to Buy) 30,000 2.40 72.0K 30,000
2022-02-18 Kaplan Brett Director A-Award A Stock Option (Right to Buy) 30,000 2.40 72.0K 30,000
2022-02-18 Kalled Susan Officer A-Award A Stock Option (Right to Buy) 60,000 2.40 144.0K 60,000
2022-02-18 GORDON CARL L Director / 10% Owner A-Award A Stock Option (Right to Buy) 30,000 2.40 72.0K 30,000
2022-02-18 Ferneau Philip Director A-Award A Stock Option (Right to Buy) 30,000 2.40 72.0K 30,000
2022-02-18 Bisker-Leib Vered Officer A-Award A Stock Option (Right to Buy) 500,000 2.40 1.20M 500,000
2022-02-17 Schuetz Thomas J. Officer A-Award A Stock Option (Right to Buy) 700,000 2.52 1.76M 700,000
2022-02-17 Kalled Susan Officer A-Award A Stock Option (Right to Buy) 60,000 2.52 151.2K 60,000
2022-02-17 Bisker-Leib Vered Officer A-Award A Stock Option (Right to Buy) 500,000 2.52 1.26M 500,000
2021-11-16 Schuetz Thomas J. Director / Officer A-Award A Common Stock 600,000 0.00 5,125,467
2021-11-16 Bisker-Leib Vered Officer A-Award A Common Stock 600,000 0.00 1,113,401
2021-11-04 ORBIMED ADVISORS LLC Director / 10% Owner P-Purchase A Common Stock 1,785,715 3.50 6.25M 14,500,119
2021-11-04 GORDON CARL L Director / 10% Owner P-Purchase A Common Stock 1,785,715 3.50 6.25M 14,500,119
2021-06-25 Toledano Miranda Jayne Director J-Other A Common Stock, $.0001 Par Value 1,791,549 5.85 10.48M 1,791,549
2021-05-03 Kalled Susan Officer A-Award A Stock Option (Right to Buy) 260,000 7.00 1.82M 260,000
2021-02-09 Schuetz Thomas J. Director / Officer A-Award A Stock Option (Right to Buy) 700,000 5.00 3.50M 700,000
2021-02-09 Bisker-Leib Vered Officer A-Award A Stock Option (Right to Buy) 400,000 5.00 2.00M 400,000
2020-12-22 Schuetz Thomas J. Director / Officer A-Award A Stock Option (Right to Buy) 250,000 5.00 1.25M 250,000
2020-09-10 Kaplan Brett Director A-Award A Stock Option (Right to Buy) 60,000 5.00 300.0K 60,000
2020-08-06 Schuetz Thomas J. Director / Officer A-Award A Stock Option (Right to Buy) 500,000 5.00 2.50M 500,000
2020-08-06 SQUINTO STEPHEN P Director A-Award A Stock Option (Right to Buy) 30,000 5.00 150.0K 30,000
2020-08-06 Bisker-Leib Vered Officer A-Award A Stock Option (Right to Buy) 600,000 5.00 3.00M 600,000
2020-06-19 Sunderland Julie Director P-Purchase A Common Stock 289,118 5.00 1.45M 2,502,025
2020-06-19 Schuetz Thomas J. Director / Officer P-Purchase A Common Stock 97,431 5.00 487.2K 4,525,467
2020-06-19 ORBIMED ADVISORS LLC Director / 10% Owner P-Purchase A Common Stock 1,455,132 5.00 7.28M 12,714,404
2020-06-19 GORDON CARL L Director / 10% Owner P-Purchase A Common Stock 1,455,132 5.00 7.28M 12,714,404
2020-06-19 Ferneau Philip Director P-Purchase A Common Stock 64,066 5.00 320.3K 2,348,976
2020-06-17 Sunderland Julie Director I Common Stock 0 0.00 2,212,907
2020-06-17 Schuetz Thomas J. Director / Officer D Common Stock 0 0.00 4,428,036
2020-06-17 SQUINTO STEPHEN P Director D Common Stock 0 0.00 34,540
2020-06-17 ORBIMED ADVISORS LLC Director / 10% Owner D Common Stock 0 0.00 11,259,272
2020-06-17 GORDON CARL L Director / 10% Owner I Common Stock 0 0.00 11,259,272
2020-06-17 Ferneau Philip Director I Common Stock 0 0.00 150,280
2020-06-17 Bisker-Leib Vered Officer D Common Stock 0 0.00 513,401
2020-06-17 ANDERSON ERRIK 10% Owner I Common Stock 0 0.00 383,642
2018-07-29 Tompkins Mark N. Director / 10% Owner D Common Stock, par value $0.0001 0 0.00 4,750,000
2018-07-29 Jacobs Ian Seth Director / Officer D Common Stock, par value $0.0001 0 0.00 250,000
2006-02-24 YOUNGSTROM SCOTT P Officer D-Return D Employee Stock Option (Right to Buy) 160,000 3.70 592.0K 0
2006-02-24 SMITH JACK A Director D-Return D Director Stock Option 15,000 8.30 124.5K 0
2006-02-24 GLADNEY DAN W Director / Officer D-Return D Employee Stock Option (Right to Buy) 250,000 3.58 894.8K 0
2006-02-21 YOUNGSTROM SCOTT P Officer M-Exempt A Common Stock 40,000 3.70 148.0K 56,621
2006-02-13 SMITH JACK A Director M-Exempt A Common Stock 20,000 5.18 103.6K 22,000
2005-12-19 GLADNEY DAN W Director / Officer M-Exempt D Employee Stock Option (Right to Buy) 19,000 3.58 68.0K 231,000
2005-05-12 GLADNEY DAN W Director / Officer P-Purchase A Common Stock 1,864 3.84 7.2K 25,745
2005-05-11 GLADNEY DAN W Director / Officer P-Purchase A Common Stock 3,136 3.70 11.6K 23,881
2005-05-10 YOUNGSTROM SCOTT P Officer P-Purchase A Common Stock 4,000 3.48 13.9K 16,621
2004-11-15 SMITH JACK A Director P-Purchase A Common Stock 2,000 4.90 9.8K 2,000
2004-11-11 SMITH JACK A Director M-Exempt A Director Stock Option 20,000 5.18 103.6K 20,000
2004-06-02 YOUNGSTROM SCOTT P Officer A-Award A Common Stock 2,500 0.00 7,881
2004-06-02 GLADNEY DAN W Director / Officer A-Award A Common Stock 10,000 0.00 16,414
2004-03-29 SMITH JACK A Director D Common Stock 0 0.00 0

Executive team

Top executives
Shares Outstanding
138.29M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Thomas J. Schuetz, MD., Ph.D. Chief Executive Officer 630.0K 381.2K 4.07M 21.0K 5.10M 79.75%
2 2025 Jonathan Anderman General Counsel and Corporate Secretary 450.0K 198.0K 758.8K 1.43M 53.14%
3 2025 Barry Shin Chief Financial Officer 480.0K 216.0K 677.5K 21.0K 1.39M 48.58%
4 2024 Vered Bisker-Leib, Ph.D., MBA Formerly Chief Executive Officer 600.0K 3.38M 2.39M 63.5K 6.43M 89.69%
5 2024 Thomas J. Schuetz, M.D., Ph.D. Chief Executive Officer 575.0K 400.0K 1.23M 867.9K 19.8K 3.09M 67.84%
6 2024 Thomas J. Schuetz, MD., Ph.D. Chief Executive Officer 575.0K 400.0K 1.23M 867.9K 19.8K 3.09M 67.84%
7 2024 Barry Shin Chief Financial Officer 296.9K 50.0K 660.0K 481.3K 1.22M 93.47%
8 2024 Jonathan Anderman General Counsel and Corporate Secretary 326.8K 195.0K 352.0K 19.8K 893.6K 39.39%
9 2023 Thomas J. Schuetz, M.D., Ph.D. Chief Executive Officer 575.0K 244.4K 1.97M 2.07M 16.5K 4.87M 82.85%
10 2023 Thomas J. Schuetz, M.D., Ph.D. President of Research & Development (formerly CEO) 575.0K 244.4K 1.97M 2.07M 16.5K 4.87M 82.85%
11 2023 Vered Bisker-Leib, Ph.D., MBA Formerly Chief Executive Officer 500.0K 202.5K 1.57M 1.78M 16.5K 4.07M 82.32%
12 2023 Vered Bisker-Leib, Ph.D., MBA Chief Executive Officer (formerly President and COO) 500.0K 202.5K 1.57M 1.78M 16.5K 4.07M 82.32%
13 2023 Jonathan Anderman General Counsel and Corporate Secretary 338.0K 116.6K 236.8K 16.5K 707.9K 33.45%
14 2022 Thomas J. Schuetz, M.D., Ph.D. President of Research & Development (formerly CEO) 550.0K 275.0K 1.29M 4.6K 2.12M 60.78%
15 2022 Thomas J. Schuetz, M.D., Ph.D. Chief Executive Officer 550.0K 275.0K 1.29M 4.6K 2.11M 60.91%
16 2022 Vered Bisker-Leib, Ph.D., MBA Chief Executive Officer (formerly President and COO) 475.0K 320.0K 918.3K 11.4K 1.72M 53.24%
17 2022 Vered Bisker-Leib, Ph.D., MBA President and Chief Operating Officer 475.0K 320.0K 918.3K 11.4K 1.71M 53.60%
18 2022 Susan Kalled, Ph.D. Chief Scientific Officer 297.5K 110.2K 54.3K 62.0K 177.65%
19 2021 Thomas J. Schuetz, M.D., Ph.D. Chief Executive Officer 4.0K 450.0K 2.30M 2.51M 5.26M 91.37%
20 2021 Vered Bisker-Leib, Ph.D., MBA President and Chief Operating Officer 400.0K 320.0K 2.30M 1.43M 16.0K 4.45M 83.82%
21 2021 Susan Kalled, Ph.D. Chief Scientific Officer 220.0K 115.5K 1.45M 1.78M 81.17%
22 2020 Vered Bisker-Leib, Ph.D., MBA President and Chief Operating Officer 360.0K 160.0K 2.05M 2.57M 79.78%
23 2020 Thomas J. Schuetz, M.D., Ph.D. Chief Executive Officer 4.0K 2.55M 2.56M 99.84%
24 2019 Thomas J. Schuetz, M.D., Ph.D. Chief Executive Officer 400.0K 973.8K 1.37M 70.88%
25 2019 Vered Bisker-Leib, Ph.D., MBA President and Chief Operating Officer 325.0K 160.9K 569.2K 1.06M 53.95%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-29 DEFA14A
2026-04-29 DEF 14A
2025-04-29 DEFA14A
2025-04-29 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-15 SC 13G/A
2026-05-05 8-K
2026-05-05 10-Q
2026-04-30 4/A
2026-04-30 4/A
2026-04-29 DEFA14A
2026-04-29 DEF 14A
2026-04-29 ARS
2026-04-29 4
2026-04-29 4

Executive team

NameTitleCompensationGender
Thomas J. Schuetz Chief Executive Officer & Vice Chairman 1M
Barry Shin Chief Financial Officer 717.0K male
Jonathan Anderman Senior Vice President, General Counsel & Corporate Secretary 648.0K male
Bing Gong Chief Scientific Officer 445.5K male
Karin Herrera Senior Vice President & Head of Clinical Operations female
Neil L. Lerner Senior Vice President & Chief Accounting Officer male
James Kranz Vice President and Head of Chemistry Manufacturing & Controls
Arjun Prasad Chief Commercial Officer male
Cynthia A. Sirard Chief Medical Officer
Anna Gifford Senior Manager of Communications & Chief of Staff
ESG Rating
B
BIOTECHNOLOGY
Rank: 408 out of 714
2026
E (Environmental)
50.8 / 56.3
Company / Sector avg.
S (Social)
72.9 / 62.4
Company / Sector avg.
G (Governance)
67.8 / 60.9
Company / Sector avg.
ESG Total
63.8 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits