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Carlyle Secured Lending, Inc. (CGBD)

USD10.62 +0.20 (+1.92%)
US NASDAQ Financial Services Asset Management
Address One Vanderbilt Avenue 10017
New York City, NY, US
CEO Alex Chi
Website tcgbdc.com
IPO 2017-06-14
CIK 1544206 ISIN US8722801029

Explore sections of this company profile

Also trades on NASDAQ Global Market · CGBDL (USD) NASDAQ Global Select · CGBD (USD)
Description

Carlyle Secured Lending, Inc. functions as a business development company, primarily making direct investments. The firm provides a diverse array of financing, including first and second lien senior secured loans, unsecured debt, mezzanine debt, and equity stakes. It focuses its investment efforts on the middle market segment. Industries of interest include healthcare and pharmaceuticals, aerospace and defense, high technology, business services, software, the beverage, food, and tobacco sectors, hospitality, gaming, and leisure, banking, finance, and insurance, and real estate. Geographically, Carlyle Secured Lending invests in companies located in the United States, Luxembourg, the Cayman Islands, Cyprus, and the United Kingdom. It typically targets businesses generating an EBITDA between $25 million and $100 million.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD10.62 +0.20 (+1.92%)
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Volume Profile
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Liquidity & share structure
Average Volume
668.0K
Beta
0.68
Float Shares
69.05M
Free Float %
99.4%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-1.14% -4.01% +1.72% -5.62% -5.94% -9.93% -20.66% -15.73% -14.19% -37.88% -37.88%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (7 ratings, all time) Hold
Price Targets & DCF
Current price
10.62
Low 15.00 +41.2%
Consensus 15.00 +41.2%
Median 15.00 +41.2%
High 15.00 +41.2%
DCF (Unlevered) 24.58 +131.4%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 38% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 2 0
Hold 4 0
Sell 0 0
Strong Sell 1 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 2
15.00
+41.2%
All Time 3
15.33
+44.4%
Quality scores
Altman Z-Score
0.48
Distress
Piotroski F-Score
6 / 9
Average
MOAT Score
6 / 10
Developing
Composite Rating
B-
Overall Score
2 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
2 / 5
Medium
ROA Score
4 / 5
High
D/E Score
1 / 5
Low
P/E Score
2 / 5
Medium
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Asset Management: +17.4%
    +17.9% Q1'26: +54.8% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    -36.1% Q1'26: -123.8% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    +46.4% Q1'26: +389.0% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    +80.9% Q1'26: +33.0% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    +5.9% Q1'26: +7.1% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    +22.3% Q1'26: +23.7% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    9.27× Q1'26: 0.00× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.72) × ERP
WACC = 34% × Ke + 66% × Kd (5.8%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 24.35 Current price: 10.62
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
5 Rev. Ana.
6 EPS Ana.
Dec 2027
5 Rev. Ana.
6 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
110.71M
est: 154.05M (-28.1%)
85.58M
est: 189.82M (-54.9%)
120.78M
est: 223.00M (-45.8%)
52.94M
est: 181.16M (-70.8%)
198.72M
est: 170.90M (+16.3%)
138.63M
est: 185.95M (-25.4%)
172.80M
est: 243.46M (-29.0%)
167.76M
est: 213.80M (-21.5%)
197.79M
est: 255.31M (-22.5%)
263.66M
256.17M – 274.33M
+3.3% YoY
263.10M
256.73M – 271.99M
-0.2% YoY
255.32M
255.31M – 255.33M
-3.0% YoY
EBITDA
84.46M
est: 82.46M (+2.4%)
39.35M
est: -24.97M (+257.6%)
61.73M
est: 14.61M (+322.5%)
7.40M
est: -102.38M (+107.2%)
161.14M
est: 91.48M (+76.1%)
87.47M
est: 99.54M (-12.1%)
94.72M
est: 164.20M (-42.3%)
91.72M
est: 144.20M (-36.4%)
165.27M
est: 172.19M (-4.0%)
177.82M
172.77M – 185.02M
+3.3% YoY
177.44M
173.15M – 183.44M
-0.2% YoY
172.20M
172.19M – 172.20M
-3.0% YoY
EBIT
84.46M
est: 82.46M (+2.4%)
39.35M
est: 101.61M (-61.3%)
61.73M
est: 119.37M (-48.3%)
7.40M
est: 96.97M (-92.4%)
161.14M
est: 91.48M (+76.1%)
87.47M
est: 99.54M (-12.1%)
94.72M
est: 162.89M (-41.9%)
91.72M
est: 143.05M (-35.9%)
159.96M
est: 170.82M (-6.4%)
176.41M
171.39M – 183.54M
+3.3% YoY
176.03M
171.77M – 181.98M
-0.2% YoY
170.83M
170.82M – 170.83M
-3.0% YoY
Net Income
84.20M
est: 94.02M (-10.4%)
39.12M
est: 37.50M (+4.3%)
61.33M
est: 58.90M (+4.1%)
6.83M
est: 11.63M (-41.3%)
160.35M
est: 161.09M (-0.5%)
85.64M
est: 79.49M (+7.7%)
92.28M
est: 140.54M (-34.3%)
88.98M
est: 135.82M (-34.5%)
69.97M
est: 105.14M (-33.4%)
101.30M
98.00M – 103.55M
-3.7% YoY
100.76M
96.53M – 102.73M
-0.5% YoY
103.90M
96.02M – 105.50M
+3.1% YoY
SGA
5.68M
est: 8.65M (-34.3%)
6.14M
est: 8.00M (-23.3%)
5.38M
est: 8.53M (-37.0%)
5.95M
est: 6.51M (-8.5%)
6.83M
est: 6.86M (-0.5%)
7.21M
est: 7.02M (+2.7%)
6.37M
est: 10.26M (-37.9%)
7.56M
est: 9.01M (-16.1%)
8.37M
est: 10.75M (-22.1%)
11.11M
10.79M – 11.56M
+3.3% YoY
11.08M
10.81M – 11.46M
-0.2% YoY
10.76M
10.75M – 10.76M
-3.0% YoY
EPS
1.59
est: 1.67 (-4.5%)
0.63
est: 1.67 (-62.2%)
1.02
est: 1.79 (-43.0%)
0.08
est: 1.51 (-94.6%)
2.89
est: 1.53 (+89.0%)
1.58
est: 1.89 (-16.6%)
1.75
est: 2.05 (-14.6%)
1.68
est: 1.97 (-14.8%)
1.02
est: 1.53 (-33.2%)
1.45
1.42 – 1.50
-5.1% YoY
1.45
1.40 – 1.49
-0.1% YoY
1.47
1.39 – 1.53
+1.5% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-12 B- 2/5 1/5 2/5 4/5 1/5 2/5 4/5
2026-05-11 C 2/5 1/5 2/5 4/5 1/5 1/5 1/5
2026-05-08 B- 3/5 1/5 2/5 5/5 1/5 2/5 4/5
2026-05-07 B- 3/5 1/5 2/5 5/5 1/5 2/5 4/5
2026-05-06 B- 3/5 1/5 2/5 5/5 1/5 2/5 4/5
2026-05-05 B- 3/5 1/5 2/5 5/5 1/5 2/5 4/5
2026-05-04 B- 3/5 1/5 2/5 5/5 1/5 2/5 4/5
2026-05-01 B- 3/5 1/5 2/5 5/5 1/5 2/5 4/5
2026-04-30 B- 3/5 1/5 2/5 5/5 1/5 2/5 4/5
2026-04-29 B- 3/5 1/5 2/5 5/5 1/5 2/5 4/5
2026-04-28 B- 3/5 1/5 2/5 5/5 1/5 2/5 4/5
2026-04-27 B 3/5 2/5 2/5 5/5 1/5 2/5 4/5
2026-04-24 B 3/5 1/5 3/5 5/5 1/5 2/5 4/5
2026-04-23 B 3/5 1/5 3/5 5/5 1/5 2/5 4/5
2026-04-22 B 3/5 1/5 3/5 5/5 1/5 2/5 4/5
2026-04-21 B+ 3/5 3/5 3/5 5/5 1/5 3/5 4/5
2026-04-20 B+ 3/5 3/5 3/5 5/5 1/5 3/5 4/5
2026-04-17 B 3/5 1/5 3/5 5/5 1/5 3/5 4/5
2026-04-16 B 3/5 1/5 3/5 5/5 1/5 3/5 4/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
78
Total invested
89.60M
Insider transactions (90d)
0
Beneficial owners (>5%)
8
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Carlyle Holdings I GP Inc. 5.27M 8.90% 5.27M 10.00 CO Delaware 2021-09-03
2 Carlyle Holdings I GP Sub L.L.C. 5.27M 8.90% 5.27M 10.00 OO Delaware 2021-09-03
3 Carlyle Holdings I L.P. 5.27M 8.90% 5.27M 10.00 PN Delaware 2021-09-03
4 Carlyle Investment Management L.L.C. 5.27M 8.90% 5.27M 10.00 OO Delaware 2021-09-03
5 Carlyle Subsidiary Holdings L.L.C. 5.27M 8.90% 5.27M 10.00 OO Delaware 2021-09-03
6 TC Group L.L.C. 5.27M 8.90% 5.27M 10.00 OO Delaware 2021-09-03
7 The Carlyle Group Inc. 5.27M 8.90% 5.27M 10.00 CO Delaware 2021-09-03
8 State of Connecticut acting through its Treasurer as Trustee 3.27M 5.26% 3.27M 3.27M EP United States 2019-02-14

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
78
-81 vs prev Q
New positions
16
Closed positions
92
Increased
40
Reduced
17
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 255.4K +255.4K (+100.0%) 3.19B +3.2B (+100.0%) 0.35% +0.350 pp 1.88% +1.884 pp USD12.49 +0.0% 1 qtrs NEW
2 CREATIVE PLANNING 3.47M -1.2M (-25.2%) 43.29M -14.6M (-25.2%) 4.75% -1.599 pp 0.03% -0.013 pp USD16.16 -22.7% 5 qtrs
3 MORGAN STANLEY 2.57M +162.0K (+6.7%) 32.16M +2.0M (+6.6%) 3.53% +0.222 pp 0.00% +0.000 pp USD14.82 -15.7% 35 qtrs
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.90M +699.6K (+58.2%) 23.74M +8.7M (+58.1%) 2.61% +0.960 pp 1.12% +0.266 pp USD12.72 -1.8% 3 qtrs
5 VAN ECK ASSOCIATES CORP 1.69M -137.3K (-7.5%) 21.14M -1.7M (-7.6%) 2.32% -0.188 pp 0.02% -0.004 pp USD14.78 -15.5% 34 qtrs
6 CHOREO, LLC 1.39M -73.6K (-5.0%) 17.60M -1.2M (-6.4%) 1.90% -0.101 pp 0.22% -0.021 pp USD13.68 -8.7% 3 qtrs
7 NORTH GROUND CAPITAL 912.2K +436.1K (+91.6%) 11.39M +5.4M (+91.4%) 1.25% +0.598 pp 5.66% +2.006 pp USD12.50 -0.1% 2 qtrs
8 INVESCO LTD. 887.7K -13.6K (-1.5%) 11.09M -178.6K (-1.6%) 1.22% -0.019 pp 0.00% 0.000 pp USD16.48 -24.2% 11 qtrs
9 UBS GROUP AG 862.3K +226.8K (+35.7%) 10.77M +2.8M (+35.6%) 1.18% +0.311 pp 0.00% +0.001 pp USD14.52 -14.0% 35 qtrs
10 TWO SIGMA INVESTMENTS, LP 737.4K +9.8K (+1.4%) 9.21M +115.5K (+1.3%) 1.01% +0.014 pp 0.01% -0.001 pp USD13.23 -5.6% 33 qtrs
11 MUZINICH & CO., INC. 736.4K +236.5K (+47.3%) 9.20M +2.9M (+47.2%) 1.01% +0.324 pp 2.89% +0.478 pp USD13.76 -9.2% 35 qtrs
12 MARINER, LLC 543.9K +874.0 (+0.2%) 6.84M +52.0K (+0.8%) 0.75% +0.001 pp 0.01% -0.001 pp USD13.68 -8.7% 3 qtrs
13 SUMITOMO MITSUI TRUST HOLDINGS, INC. 519.7K +101.2K (+24.2%) 6.49M +1.3M (+24.1%) 0.71% +0.139 pp 0.00% +0.001 pp USD10.72 +16.5% 24 qtrs
14 LEGAL & GENERAL GROUP PLC 518.8K +78.4K (+17.8%) 6.49M +982.6K (+17.8%) 0.71% +0.108 pp 0.00% +0.000 pp USD13.73 -9.0% 35 qtrs
15 TORONTO DOMINION BANK 500.0K +500.0K (+100.0%) 6.25M +6.2M (+100.0%) 0.69% +0.686 pp 0.01% +0.009 pp USD12.49 +0.0% 1 qtrs NEW
16 BLACKROCK, INC. 494.1K +1.0K (+0.2%) 6.17M +7.6K (+0.1%) 0.68% +0.001 pp 0.00% +0.000 pp USD14.52 -14.0% 6 qtrs
17 ALPINE GLOBAL MANAGEMENT, LLC 457.3K +206.7K (+82.5%) 5.71M +2.6M (+82.3%) 0.63% +0.284 pp 1.03% +0.470 pp USD12.50 -0.1% 2 qtrs
18 ROCKEFELLER CAPITAL MANAGEMENT L.P. 428.5K +96.2K (+29.0%) 5.35M +1.2M (+28.9%) 0.59% +0.132 pp 0.01% +0.002 pp USD12.78 -2.3% 26 qtrs
19 LSV ASSET MANAGEMENT 366.8K -26.7K (-6.8%) 4.58M -337.0K (-6.9%) 0.50% -0.037 pp 0.01% -0.001 pp USD13.81 -9.6% 20 qtrs
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 362.2K +362.2K (+100.0%) 4.52M +4.5M (+100.0%) 0.50% +0.497 pp 0.00% +0.001 pp USD12.49 +0.0% 22 qtrs
21 BANK OF AMERICA CORP /DE/ 344.4K -329.0K (-48.9%) 4.30M -4.1M (-48.9%) 0.47% -0.451 pp 0.00% 0.000 pp USD15.35 -18.6% 35 qtrs
22 TWO SIGMA ADVISERS, LP 300.5K -184.2K (-38.0%) 3.75M -2.3M (-38.1%) 0.41% -0.253 pp 0.01% -0.005 pp USD14.70 -15.0% 33 qtrs
23 CENTIVA CAPITAL, LP 300.0K +300.0K (+100.0%) 3.75M +3.7M (+100.0%) 0.41% +0.412 pp 0.03% +0.031 pp USD12.49 +0.0% 1 qtrs NEW
24 BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S 293.9K +26.0K (+9.7%) 3.67M +321.0K (+9.6%) 0.40% +0.036 pp 0.03% +0.002 pp USD13.39 -6.7% 13 qtrs
25 WELLS FARGO & COMPANY/MN 269.7K -1.6K (-0.6%) 3.37M -22.4K (-0.7%) 0.37% -0.002 pp 0.00% +0.000 pp USD12.87 -3.0% 35 qtrs
26 JANE STREET GROUP, LLC 256.5K +256.5K (+100.0%) 3.20M +3.2M (+100.0%) 0.35% +0.352 pp 0.00% +0.001 pp USD12.49 +0.0% 1 qtrs NEW
27 NOVARE CAPITAL MANAGEMENT LLC 241.1K +36.4K (+17.8%) 3.01M +452.6K (+17.7%) 0.33% +0.050 pp 0.23% +0.031 pp USD11.88 +5.1% 27 qtrs
28 HAGER INVESTMENT MANAGEMENT SERVICES, LLC 224.2K -12.3K (-5.2%) 2.80M -155.4K (-5.3%) 0.31% -0.017 pp 1.53% -0.071 pp USD17.74 -29.6% 5 qtrs
29 CLIFFWATER LLC 207.3K +— (+0.0%) 2.59M -2.1K (-0.1%) 0.28% +0.000 pp 0.54% -0.002 pp USD13.68 -8.7% 3 qtrs
30 ADVISORS ASSET MANAGEMENT, INC. 203.7K -32.4K (-13.7%) 2.54M -407.6K (-13.8%) 0.28% -0.045 pp 0.04% -0.007 pp USD13.96 -10.5% 21 qtrs
31 RUSSELL INVESTMENTS GROUP, LTD. 202.6K +202.6K (+100.0%) 2.53M +2.5M (+100.0%) 0.28% +0.278 pp 0.00% +0.003 pp USD12.49 +0.0% 1 qtrs NEW
32 TUDOR INVESTMENT CORP ET AL 200.0K +200.0K (+100.0%) 2.50M +2.5M (+100.0%) 0.27% +0.274 pp 0.00% +0.005 pp USD12.49 +0.0% 1 qtrs NEW
33 HENNION & WALSH ASSET MANAGEMENT, INC. 176.4K +9.0K (+5.4%) 2.20M +111.3K (+5.3%) 0.24% +0.012 pp 0.08% +0.000 pp USD14.76 -15.4% 20 qtrs
34 CI PRIVATE WEALTH, LLC 174.7K -118.2K (-40.4%) 2.18M -1.5M (-40.4%) 0.24% -0.162 pp 0.00% -0.003 pp USD13.17 -5.2% 3 qtrs
35 COLONY GROUP, LLC 151.7K +151.7K (+100.0%) 1.90M +1.9M (+100.0%) 0.21% +0.208 pp 0.00% +0.002 pp USD12.49 +0.0% 1 qtrs NEW
36 WCG WEALTH ADVISORS LLC 147.1K +147.1K (+100.0%) 1.84M +1.8M (+100.0%) 0.20% +0.202 pp 0.05% +0.052 pp USD12.49 +0.0% 1 qtrs NEW
37 ETHOS FINANCIAL GROUP, LLC 140.2K -25.6K (-15.4%) 1.75M -321.1K (-15.5%) 0.19% -0.035 pp 0.13% -0.033 pp USD16.15 -22.7% 4 qtrs
38 AMERIPRISE FINANCIAL INC 138.1K +19.2K (+16.1%) 1.73M +238.4K (+16.0%) 0.19% +0.026 pp 0.00% +0.000 pp USD14.59 -14.4% 15 qtrs
39 RAYMOND JAMES FINANCIAL INC 130.9K -44.4K (-25.3%) 1.63M -556.2K (-25.4%) 0.18% -0.061 pp 0.00% 0.000 pp USD17.89 -30.2% 5 qtrs
40 DOLIVER ADVISORS, LP 122.6K +— (+0.0%) 1.53M -1.2K (-0.1%) 0.17% +0.000 pp 0.38% -0.013 pp USD13.68 -8.7% 3 qtrs
41 JPMORGAN CHASE & CO 121.6K +100.1K (+465.6%) 1.52M +1.3M (+465.2%) 0.17% +0.137 pp 0.00% +0.000 pp USD13.19 -5.3% 31 qtrs
42 TRUEMARK INVESTMENTS, LLC 111.8K +93.7K (+517.5%) 1.40M +1.2M (+517.0%) 0.15% +0.129 pp 0.27% +0.228 pp USD12.49 +0.0% 2 qtrs
43 BRIGHT FUTURES WEALTH MANAGEMENT, LLC. 111.5K +15.0K (+15.6%) 1.39M +187.0K (+15.5%) 0.15% +0.021 pp 1.03% +0.089 pp USD12.50 -0.1% 2 qtrs
44 LPL FINANCIAL LLC 109.9K +5.3K (+5.0%) 1.37M +64.9K (+5.0%) 0.15% +0.007 pp 0.00% +0.000 pp USD14.10 -11.4% 20 qtrs
45 LANSFORSAKRINGAR FONDFORVALTNING AB (PUBL) 105.1K +105.1K (+100.0%) 1.31M +1.3M (+100.0%) 0.14% +0.144 pp 0.01% +0.007 pp USD12.49 +0.0% 1 qtrs NEW
46 UNIVERSAL- BETEILIGUNGS- UND SERVICEGESELLSCHAFT MBH 100.3K +— (+0.0%) 1.25M -1.0K (-0.1%) 0.14% +0.000 pp 0.00% +0.000 pp USD17.93 -30.3% 5 qtrs
47 COMERICA BANK 99.3K +256.0 (+0.3%) 1.24M +2.2K (+0.2%) 0.14% +0.000 pp 0.00% +0.000 pp USD17.02 -26.6% 10 qtrs
48 SAMALIN INVESTMENT COUNSEL, LLC 97.5K +97.5K (+100.0%) 1.22M +1.2M (+100.0%) 0.13% +0.134 pp 0.43% +0.432 pp USD12.49 +0.0% 1 qtrs NEW
49 XTX TOPCO LTD 93.8K +93.8K (+100.0%) 1.17M +1.2M (+100.0%) 0.13% +0.129 pp 0.03% +0.031 pp USD12.49 +0.0% 1 qtrs NEW
50 GREAT WEST LIFE ASSURANCE CO /CAN/ 91.6K +3.2K (+3.6%) 1.15M +3.0K (+0.3%) 0.13% +0.004 pp 0.00% +0.000 pp USD13.07 -4.4% 32 qtrs
51 BREVAN HOWARD CAPITAL MANAGEMENT LP 85.8K -22.9K (-21.0%) 1.07M -286.7K (-21.1%) 0.12% -0.031 pp 0.01% +0.006 pp USD12.62 -1.0% 3 qtrs
52 LIDO ADVISORS, LLC 79.1K -6.2K (-7.2%) 1.02M -80.1K (-7.3%) 0.11% -0.009 pp 0.00% 0.000 pp USD13.22 -5.5% 6 qtrs
53 PATHSTONE HOLDINGS, LLC 79.6K +1.9K (+2.5%) 994.4K +23.2K (+2.4%) 0.11% +0.003 pp 0.00% +0.000 pp USD14.99 -16.7% 9 qtrs
54 GLOBAL RETIREMENT PARTNERS, LLC 79.5K -9.4K (-10.6%) 992.5K -118.8K (-10.7%) 0.11% -0.013 pp 0.02% -0.007 pp USD13.58 -8.0% 3 qtrs
55 NAVITER WEALTH, LLC 76.5K -14.0K (-15.4%) 985.6K -180.9K (-15.5%) 0.10% -0.019 pp 0.13% -0.007 pp USD13.68 -8.7% 3 qtrs
56 ENVESTNET ASSET MANAGEMENT INC 76.3K -3.6K (-4.5%) 953.2K -45.5K (-4.6%) 0.10% -0.005 pp 0.00% +0.000 pp USD14.77 -15.4% 21 qtrs
57 CETERA INVESTMENT ADVISERS 75.9K -4.8K (-5.9%) 948.2K -60.4K (-6.0%) 0.10% -0.007 pp 0.00% 0.000 pp USD15.36 -18.7% 9 qtrs
58 DENALI ADVISORS LLC 75.1K -36.1K (-32.4%) 938.6K -451.6K (-32.5%) 0.10% -0.050 pp 0.10% -0.053 pp USD16.97 -26.4% 6 qtrs
59 NEUBERGER BERMAN GROUP LLC 73.1K -8.4K (-10.3%) 912.8K -105.7K (-10.4%) 0.10% -0.012 pp 0.00% 0.000 pp USD12.50 -0.1% 2 qtrs
60 HIGHTOWER ADVISORS, LLC 70.2K -1.4K (-2.0%) 876.4K -18.3K (-2.0%) 0.10% -0.002 pp 0.00% 0.000 pp USD16.31 -23.4% 34 qtrs
61 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 66.1K +46.0K (+228.6%) 825.6K +574.1K (+228.3%) 0.09% +0.063 pp 0.00% +0.003 pp USD13.13 -4.9% 22 qtrs
62 TRUIST FINANCIAL CORP 65.0K +— (+0.0%) 811.3K -645.0 (-0.1%) 0.09% +0.000 pp 0.00% +0.000 pp USD13.86 -9.9% 25 qtrs
63 VIRTUS INVESTMENT ADVISERS, INC. 63.7K -5.4K (-7.8%) 795.4K -67.7K (-7.8%) 0.09% -0.007 pp 0.22% -0.031 pp USD15.46 -19.2% 4 qtrs
64 CAXTON ASSOCIATES LLP 63.7K +15.6K (+32.5%) 795.1K +194.7K (+32.4%) 0.09% +0.021 pp 0.02% +0.001 pp USD14.20 -12.0% 4 qtrs
65 ADVISOR GROUP HOLDINGS, INC. 57.1K -1.9K (-3.3%) 713.0K -67.7K (-8.7%) 0.08% -0.003 pp 0.00% 0.000 pp USD12.52 -0.2% 24 qtrs
66 CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. 50.3K -50.7K (-50.2%) 627.8K -633.9K (-50.2%) 0.07% -0.070 pp 0.00% -0.002 pp USD12.50 -0.1% 8 qtrs
67 US BANCORP \DE\ 50.0K +— (+0.0%) 624.5K -500.0 (-0.1%) 0.07% +0.000 pp 0.00% +0.000 pp USD8.91 +40.2% 22 qtrs
68 GFS ADVISORS, LLC 49.7K +— (+0.0%) 620.8K -497.0 (-0.1%) 0.07% +0.000 pp 0.07% -0.006 pp USD13.68 -8.7% 10 qtrs
69 ROYAL BANK OF CANADA 49.2K -118.2K (-70.6%) 614.0K -1.5M (-70.7%) 0.07% -0.162 pp 0.00% 0.000 pp USD13.68 -8.7% 34 qtrs
70 VERDENCE CAPITAL ADVISORS LLC 45.8K +1.5K (+3.4%) 571.5K +2.8K (+0.5%) 0.06% +0.002 pp 0.03% +0.001 pp USD14.42 -13.4% 33 qtrs
71 U.S. CAPITAL WEALTH ADVISORS, LLC 44.8K +44.8K (+100.0%) 559.7K +559.7K (+100.0%) 0.06% +0.062 pp 0.01% +0.015 pp USD12.49 +0.0% 17 qtrs
72 ALMITAS CAPITAL LLC 42.9K +42.9K (+100.0%) 535.6K +535.6K (+100.0%) 0.06% +0.059 pp 0.12% +0.118 pp USD12.49 +0.0% 1 qtrs NEW
73 AQR CAPITAL MANAGEMENT LLC 41.5K +41.5K (+100.0%) 518.0K +518.0K (+100.0%) 0.06% +0.057 pp 0.00% +0.000 pp USD12.49 +0.0% 1 qtrs NEW
74 FINEMARK NATIONAL BANK & TRUST 40.4K +— (+0.0%) 504.4K -404.0 (-0.1%) 0.06% +0.000 pp 0.02% -0.001 pp USD14.61 -14.5% 28 qtrs
75 IEQ CAPITAL, LLC 40.3K -4.7K (-10.3%) 503.3K -58.5K (-10.4%) 0.06% -0.006 pp 0.00% 0.000 pp USD15.66 -20.2% 4 qtrs
76 QUANTBOT TECHNOLOGIES LP 38.4K +35.8K (+1,389.6%) 479.1K +446.9K (+1,388.3%) 0.05% +0.049 pp 0.02% +0.015 pp USD12.57 -0.6% 3 qtrs
77 MILLENNIUM MANAGEMENT LLC 36.1K -55.2K (-60.5%) 450.5K -690.2K (-60.5%) 0.05% -0.076 pp 0.00% 0.000 pp USD12.50 -0.1% 2 qtrs
78 SRS CAPITAL ADVISORS, INC. 34.9K +34.2K (+4,779.3%) 436.4K +427.4K (+4,775.4%) 0.05% +0.047 pp 0.01% +0.013 pp USD12.57 -0.6% 4 qtrs
79 FLPUTNAM INVESTMENT MANAGEMENT CO 34.5K +— (+0.0%) 430.7K -345.0 (-0.1%) 0.05% +0.000 pp 0.01% 0.000 pp USD13.68 -8.7% 3 qtrs
80 SUNBELT SECURITIES, INC. 34.2K +1.1K (+3.3%) 426.9K +13.4K (+3.2%) 0.05% +0.002 pp 0.03% 0.000 pp USD12.88 -3.0% 12 qtrs
81 COMMONWEALTH EQUITY SERVICES, LLC 34.1K -1.8K (-5.1%) 426.2K -23.9K (-5.3%) 0.05% -0.003 pp 0.00% +0.000 pp USD16.22 -23.0% 8 qtrs
82 UNITED ADVISOR GROUP, LLC 32.2K -2.2K (-6.4%) 401.8K -27.8K (-6.5%) 0.04% -0.003 pp 0.05% -0.008 pp USD16.25 -23.1% 7 qtrs
83 CITADEL ADVISORS LLC 30.9K -16.3K (-34.5%) 385.9K -204.1K (-34.6%) 0.04% -0.022 pp 0.00% +0.000 pp USD14.48 -13.7% 20 qtrs
84 TRANSCEND CAPITAL ADVISORS, LLC 29.5K +805.0 (+2.8%) 367.8K +9.8K (+2.7%) 0.04% +0.001 pp 0.03% +0.003 pp USD13.50 -7.5% 3 qtrs
85 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 28.8K +16.6K (+137.4%) 364.0K +217.0K (+147.6%) 0.04% +0.023 pp 0.00% +0.000 pp USD12.99 -3.8% 7 qtrs
86 TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES INC 28.1K +28.1K (+100.0%) 351.3K +351.3K (+100.0%) 0.04% +0.039 pp 0.02% +0.020 pp USD12.49 +0.0% 1 qtrs NEW
87 MACKENZIE FINANCIAL CORP 27.5K +857.0 (+3.2%) 348.4K +15.8K (+4.7%) 0.04% +0.001 pp 0.00% +0.000 pp USD15.90 -21.4% 4 qtrs
88 GLENMEDE TRUST CO NA 25.2K +25.2K (+100.0%) 314.4K +314.4K (+100.0%) 0.03% +0.035 pp 0.00% +0.002 pp USD12.49 +0.0% 1 qtrs NEW
89 NEWEDGE WEALTH, LLC 24.8K +24.8K (+100.0%) 309.3K +309.3K (+100.0%) 0.03% +0.034 pp 0.00% +0.004 pp USD12.49 +0.0% 1 qtrs NEW
90 VIRTU FINANCIAL LLC 22.8K +22.8K (+100.0%) 285.0K +285.0K (+100.0%) 0.03% +0.031 pp 0.01% +0.011 pp USD12.49 +0.0% 4 qtrs
91 FISHER ASSET MANAGEMENT, LLC 22.5K +— (+0.0%) 280.5K -225.0 (-0.1%) 0.03% +0.000 pp 0.00% +0.000 pp USD16.94 -26.3% 6 qtrs
92 SMH CAPITAL ADVISORS INC 22.1K +213.0 (+1.0%) 276.5K -628.0 (-0.2%) 0.03% +0.000 pp 0.56% -0.003 pp USD13.67 -8.6% 3 qtrs
93 NORTHERN TRUST CORP 21.7K -2.6K (-10.6%) 270.7K -32.5K (-10.7%) 0.03% -0.004 pp 0.00% +0.000 pp USD13.44 -7.1% 6 qtrs
94 SQUAREPOINT OPS LLC 21.5K +21.5K (+100.0%) 268.2K +268.2K (+100.0%) 0.03% +0.030 pp 0.00% +0.000 pp USD12.49 +0.0% 1 qtrs NEW
95 APTUS CAPITAL ADVISORS, LLC 21.3K +21.3K (+100.0%) 265.9K +265.9K (+100.0%) 0.03% +0.029 pp 0.00% +0.002 pp USD12.49 +0.0% 1 qtrs NEW
96 CLARUS GROUP, INC. 21.3K +— (+0.0%) 265.9K -213.0 (-0.1%) 0.03% +0.000 pp 0.10% +0.003 pp USD10.26 +21.7% 21 qtrs
97 FARTHER FINANCE ADVISORS, LLC 21.2K +2.1K (+11.0%) 264.8K +26.0K (+10.9%) 0.03% +0.003 pp 0.00% -0.001 pp USD12.56 -0.6% 3 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 5 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Invesco KBW High Dividend Yield Financial ETF KBWD 2.96% 12.45M 5.39%
2 Virtus Private Credit Strategy ETF VPC 1.60% 487.3K 10.60%
3 VanEck BDC Income ETF BIZD 0.91% 14.62M 9.69%
4 iShares Listed Private Equity UCITS ETF IDPE.L 0.31% 2.43M 0.75%
5 iShares Listed Private Equity UCITS ETF IPRA.AS 0.31% 270.5K 0.75%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
1.00
Neutral
Ratio by volume
3.00
Bullish
Buys
2
Sells
2
Shares acquired
13.4K
Shares disposed
4.4K
Cash buys
2.00
Cash sales
2.00
Net activity
+9,029
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-20 Taylor Francis Officer P-Purchase A Common Stock 232 11.22 2.6K 441 D
2026-03-09 Chi Alex Director / Officer P-Purchase A Common Stock 9,000 10.79 97.1K 9,000 D
2026-03-06 Nestor John G. Director S-Sale D Common Stock 3,500 11.29 39.5K 9,824 I
2026-03-04 Hennigan Thomas M Director / Officer P-Purchase A Common Stock 4,430 11.26 49.9K 101,325 D
2026-02-18 Taylor Francis Officer Common Stock 0 0.00 209 D
2026-02-18 Chi Alex Director / Officer Common Stock 0 0.00 0 D
2025-12-31 Nestor John G. Director 0 0.00 0
2025-12-31 ANDREWS NIGEL T Director 0 0.00 0
2025-11-14 Nestor John G. Director S-Sale D Common Stock 7,085 11.87 84.1K 7,508 D
2025-11-13 Hennigan Thomas M Director / Officer P-Purchase A Common Stock 8,400 12.04 101.1K 96,895 D
2025-11-10 Joseph Nelson Officer P-Purchase A Common Stock 1,500 11.84 17.8K 1,500 D
2025-08-20 Hennigan Thomas M Director / Officer P-Purchase A Common Stock 7,285 13.75 100.2K 88,495 D
2025-08-18 Nestor John G. Director S-Sale D Common Stock 13,238 13.49 178.6K 14,593 D
2025-03-27 Popov Alexander Officer A-Award A Common Stock 13,376 0.00 1.34 47,853 D
2025-03-27 Plouffe Justin Director / Officer A-Award A Common Stock 5,944 0.00 0.59 40,296 D
2025-03-27 Pace Linda Director A-Award A Common Stock 14,862 0.00 1.49 57,436 D
2025-03-27 Jenkins Mark David Director D-Return A Common Stock 29,724 0.00 2.97 128,044 D
2025-03-27 Hennigan Thomas M Officer A-Award A Common Stock 7,301 0.00 0.73 81,210 D
2025-03-27 Hadley Michael Officer A-Award A Common Stock 12,777 0.00 1.28 18,277 D
2024-12-31 Plouffe Justin Director / Officer 0 0.00 0
2024-12-31 Nestor John G. Director 0 0.00 0
2024-12-31 Lefkowitz Joshua Officer 0 0.00 0
2024-12-31 ANDREWS NIGEL T Director 0 0.00 0
2024-12-04 Nestor John G. Director G-Gift D Common Stock 1,500 0.00 26,155 D
2024-11-22 Jenkins Mark David Director P-Purchase A Common Stock 3,801 16.79 63.8K 98,320 D
2024-11-18 Nestor John G. Director G-Gift D Common Stock 1,500 0.00 27,655 D
2024-11-12 Jenkins Mark David Director P-Purchase A Common Stock 35,000 16.64 582.4K 94,519 D
2024-11-11 Jenkins Mark David Director P-Purchase A Common Stock 30,000 16.50 495.0K 59,519 D
2024-08-29 Jenkins Mark David Director P-Purchase A Common Stock 3,800 16.83 64.0K 29,519
2024-08-28 Jenkins Mark David Director P-Purchase A Common Stock 1,000 16.74 16.7K 25,719
2024-07-25 Hennigan Thomas M Officer S-Sale D Common Stock 3,550 18.10 64.3K 2,360
2024-03-01 Plouffe Justin Director / Officer D Common Stock 0 0.00 31,715
2023-12-31 Nestor John G. Director 0 0.00 0
2023-12-31 Lefkowitz Joshua Officer D Common Stock 0 0.00 837
2023-12-31 LeeKong Aren C. Director / Officer 0 0.00 0
2023-12-31 ANDREWS NIGEL T Director 0 0.00 0
2023-09-05 Nestor John G. Director G-Gift D Common Stock 6,043 0.00 26,115
2023-08-30 Popov Alexander Officer P-Purchase A Common Stock 5,000 14.78 73.9K 32,977
2023-06-09 LeeKong Aren C. Director / Officer P-Purchase A Common Stock 3,394 14.74 50.0K 25,156
2023-06-05 LeeKong Aren C. Director / Officer P-Purchase A Common Stock 6 14.19 85.14 21,762
2023-06-01 LeeKong Aren C. Director / Officer P-Purchase A Common Stock 1,454 13.73 20.0K 21,756
2023-05-31 LeeKong Aren C. Director / Officer P-Purchase A Common Stock 1,454 13.65 19.8K 20,302
2023-05-26 LeeKong Aren C. Director P-Purchase A Common Stock 1,454 13.69 19.9K 18,848
2023-05-25 LeeKong Aren C. Director P-Purchase A Common Stock 1,454 13.60 19.8K 17,394
2023-05-18 Hennigan Thomas M Officer P-Purchase A Common Stock 3,500 13.39 46.9K 73,909
2023-03-22 Joseph Nelson Officer D Common Stock 0 0.00 0
2022-12-31 Nestor John G. Director 0 0.00 0
2022-12-31 ANDREWS NIGEL T Director 0 0.00 0
2022-12-14 LeeKong Aren C. Director P-Purchase A Common Stock 3,470 14.40 50.0K 15,940
2022-11-16 Hadley Michael Officer P-Purchase A Common Stock 1,500 14.18 21.3K 5,500
2022-11-15 LeeKong Aren C. Director P-Purchase A Common Stock 8,900 14.03 124.9K 12,470
2022-11-15 Hennigan Thomas M Officer P-Purchase A Common Stock 1,900 13.90 26.4K 70,009
2022-11-14 Hennigan Thomas M Officer P-Purchase A Common Stock 1 13.70 13.70 67,693
2022-08-17 Hennigan Thomas M Officer P-Purchase A Common Stock 2,750 14.30 39.3K 65,030
2022-06-02 Jenkins Mark David Director P-Purchase A Common Stock 9,500 14.27 135.6K 24,719
2022-05-24 Nestor John G. Director S-Sale D Common Stock 112 13.80 1.6K 7,000
2022-05-23 Hadley Michael Officer P-Purchase A Common Stock 750 14.05 10.5K 4,000
2022-05-16 Pearl Jonathan Officer P-Purchase A Common Stock 1,750 14.29 25.0K 4,871
2022-05-16 Boswell Taylor Director / Officer P-Purchase A Common Stock 2,250 14.21 32.0K 93,862
2022-05-12 Hadley Michael Officer P-Purchase A Common Stock 400 14.03 5.6K 3,250
2022-04-19 Nestor John G. Director J-Other A Common Stock 801 0.00 9,301
2022-04-15 Popov Alexander Officer J-Other A Common Stock 1,500 0.00 34,477
2022-04-11 Popov Alexander Officer D Common Stock 0 0.00 27,977
2022-04-11 Pearl Jonathan Officer D Common Stock 0 0.00 3,121
2022-04-11 Hadley Michael Officer D Common Stock 0 0.00 2,850
2022-02-28 Hennigan Thomas M Officer A-Award A Common Stock 3,950 14.07 55.6K 5,910
2022-02-25 Hennigan Thomas M Officer P-Purchase A Common Stock 3,260 14.04 45.8K 62,040
2021-12-31 ANDREWS NIGEL T Director 0 0.00 0
2021-08-11 LeeKong Aren C. Director P-Purchase A Common Stock 340 14.12 4.8K 3,570
2021-08-10 LeeKong Aren C. Director P-Purchase A Common Stock 3,230 13.96 45.1K 3,230
2021-08-06 Hennigan Thomas M Officer P-Purchase A Common Stock 14,450 13.89 200.7K 58,780
2021-06-09 LeeKong Aren C. Director D Common Stock 0 0.00 0
2021-05-12 Jenkins Mark David Director P-Purchase A Common Stock 11,500 13.12 150.9K 15,219
2021-04-16 Boswell Taylor Director / Officer J-Other A Common Stock 2,338 0.00 91,612
2021-03-10 Bradford Leslie E Director P-Purchase A Common Stock 1,000 13.13 13.1K 1,000
2021-03-08 Pace Linda Director / Officer P-Purchase A Common Stock 7,072 12.87 91.0K 42,574
2021-03-05 Pace Linda Director / Officer P-Purchase A Common Stock 800 12.63 10.1K 35,502
2021-02-16 Wright William H II Director D Common Stock 0 0.00 0
2020-11-09 Boswell Taylor Officer P-Purchase A Common Stock 22,000 9.45 207.9K 89,274
2020-08-26 Nestor John G. Director P-Purchase A Common Stock 3,000 8.75 26.3K 19,800
2020-08-10 Boswell Taylor Officer P-Purchase A Common Stock 25,000 9.20 230.0K 67,274
2020-08-03 Boswell Taylor Officer D Common Stock 0 0.00 42,274
2020-04-17 Jenkins Mark David Director D Common Stock 0 0.00 3,719
2020-03-31 Gaunt Peter Officer 0 0.00 0
2020-03-17 Pace Linda Director / Officer P-Purchase A Common Stock 10,000 6.81 68.1K 34,702
2020-03-17 Hennigan Thomas M Officer P-Purchase A Common Stock 14,075 7.12 100.2K 43,947
2020-03-16 Hennigan Thomas M Officer P-Purchase A Common Stock 3,365 8.15 27.4K 29,872
2020-03-13 Hennigan Thomas M Officer P-Purchase A Common Stock 15,685 9.71 152.2K 26,507
2020-03-04 Pace Linda Director / Officer P-Purchase A Common Stock 9,984 12.77 127.5K 24,702
2020-03-02 Pace Linda Director / Officer P-Purchase A Common Stock 10,000 12.40 124.0K 14,718
2019-09-19 Reing Michele Officer 0 0.00 0
2019-06-19 Pace Linda Officer D Common Stock 0 0.00 4,718
2019-03-07 Nestor John G. Director P-Purchase A Common Stock 6,800 14.63 99.5K 16,800
2018-12-10 Rathi Venugopal Officer P-Purchase A Common Stock 1,500 14.46 21.7K 2,026
2018-12-10 Hennigan Thomas M Officer P-Purchase A Common Stock 1,475 14.44 21.3K 10,822
2018-12-10 Hart Michael Anthony Director / Officer P-Purchase A Common Stock 3,500 14.43 50.5K 40,988
2018-12-07 Hennigan Thomas M Officer P-Purchase A Common Stock 1,200 15.00 18.0K 9,347
2018-12-06 Hennigan Thomas M Officer P-Purchase A Common Stock 800 14.92 11.9K 8,147
2018-12-06 Hart Michael Anthony Director / Officer P-Purchase A Common Stock 3,250 14.96 48.6K 37,488
2018-12-03 Hart Michael Anthony Director / Officer P-Purchase A Common Stock 6,500 15.64 101.7K 34,238
2018-11-29 Hart Michael Anthony Director / Officer P-Purchase A Common Stock 6,500 15.47 100.6K 27,738
2018-03-14 Hennigan Thomas M Officer D Common Stock 0 0.00 7,347
2018-02-26 Barrios Erik G Officer 0 0.00 0
2017-12-05 Nestor John G. Director P-Purchase A Common Stock 10,000 18.55 185.5K 10,000
2017-10-19 Bradford Leslie E Director D Common Stock 0 0.00 0
2017-06-09 Mizrachi Orit Officer J-Other A Common Stock 54 0.00 2,434
2017-06-09 Levin Jeffrey Officer J-Other A Common Stock 76 0.00 15,782
2017-05-25 Mizrachi Orit Officer P-Purchase A Common Stock 159 18.48 2.9K 2,380
2017-05-25 Merrill Eliot P.S. Director P-Purchase A Common Stock 1,593 18.48 29.4K 10,100
2017-05-25 Levin Jeffrey Officer P-Purchase A Common Stock 1,023 18.48 18.9K 15,706
2017-05-25 ANDREWS NIGEL T Director P-Purchase A Common Stock 1,593 18.48 29.4K 10,100
2017-05-19 Rathi Venugopal Officer A-Award A Common Stock 102 0.00 526
2017-05-19 Mizrachi Orit Officer A-Award A Common Stock 373 0.00 2,221
2017-05-19 Levin Jeffrey Officer A-Award A Common Stock 3,926 0.00 14,683
2017-05-19 Hart Michael Anthony Director / Officer A-Award A Common Stock 7,126 0.00 21,238
2016-12-31 Rathi Venugopal Officer 0 0.00 0
2016-12-31 Mizrachi Orit Officer 0 0.00 0
2016-12-31 Levin Jeffrey Officer 0 0.00 0
2016-12-31 Hart Michael Anthony Director / Officer 0 0.00 0
2016-11-04 Mizrachi Orit Officer P-Purchase A Common Stock 29 18.59 539.11 1,334
2016-11-04 Merrill Eliot P.S. Director P-Purchase A Common Stock 289 18.59 5.4K 8,507
2016-11-04 Levin Jeffrey Officer P-Purchase A Common Stock 185 18.59 3.4K 5,503
2016-11-04 ANDREWS NIGEL T Director P-Purchase A Common Stock 289 18.59 5.4K 8,507
2016-09-01 Mizrachi Orit Officer P-Purchase A Common Stock 28 18.37 514.36 1,305
2016-09-01 Merrill Eliot P.S. Director P-Purchase A Common Stock 283 18.37 5.2K 8,218
2016-09-01 Levin Jeffrey Officer P-Purchase A Common Stock 182 18.37 3.3K 5,318
2016-09-01 ANDREWS NIGEL T Director P-Purchase A Common Stock 283 18.37 5.2K 8,218
2016-08-12 Mizrachi Orit Officer P-Purchase A Common Stock 35 18.33 641.55 1,277
2016-08-12 Merrill Eliot P.S. Director P-Purchase A Common Stock 349 18.33 6.4K 7,935
2016-08-12 Levin Jeffrey Officer P-Purchase A Common Stock 224 18.33 4.1K 5,136
2016-08-12 ANDREWS NIGEL T Director P-Purchase A Common Stock 349 18.33 6.4K 7,935
2016-06-10 Mizrachi Orit Officer P-Purchase A Common Stock 34 18.13 616.42 1,242
2016-06-10 Merrill Eliot P.S. Director P-Purchase A Common Stock 335 18.13 6.1K 7,586
2016-06-10 Levin Jeffrey Officer P-Purchase A Common Stock 215 18.13 3.9K 4,912
2016-06-10 ANDREWS NIGEL T Director P-Purchase A Common Stock 335 18.13 6.1K 7,586
2016-05-05 Levin Jeffrey Officer D Common Stock 0 0.00 4,697
2016-04-22 Petrick Michael J. Director P-Purchase A Common Stock 1,210 17.87 21.6K 31,739
2016-04-22 Mizrachi Orit Officer P-Purchase A Common Stock 30 17.87 536.10 1,208
2016-04-22 Merrill Eliot P.S. Director P-Purchase A Common Stock 302 17.87 5.4K 7,251
2016-04-22 ANDREWS NIGEL T Director P-Purchase A Common Stock 302 17.87 5.4K 7,251
2016-02-26 Petrick Michael J. Director P-Purchase A Common Stock 967 18.18 17.6K 30,529
2016-02-26 Mizrachi Orit Officer P-Purchase A Common Stock 24 18.18 436.32 1,178
2016-02-26 Merrill Eliot P.S. Director P-Purchase A Common Stock 242 18.18 4.4K 6,949
2016-02-26 ANDREWS NIGEL T Director P-Purchase A Common Stock 242 18.18 4.4K 6,949
2015-12-07 Petrick Michael J. Director P-Purchase A Common Stock 1,884 19.08 35.9K 27,647
2015-12-07 Mizrachi Orit Officer P-Purchase A Common Stock 47 19.08 896.76 798
2015-12-07 Merrill Eliot P.S. Director P-Purchase A Common Stock 471 19.08 9.0K 6,707
2015-12-07 Hart Michael Anthony Director / Officer A-Award A Common Stock 4,329 0.00 5,636
2015-12-07 ANDREWS NIGEL T Director P-Purchase A Common Stock 471 19.08 9.0K 6,707
2015-09-25 Petrick Michael J. Director P-Purchase A Common Stock 1,104 19.14 21.1K 25,763
2015-09-25 Mizrachi Orit Officer P-Purchase A Common Stock 28 19.14 535.92 751
2015-09-25 Merrill Eliot P.S. Director P-Purchase A Common Stock 276 19.14 5.3K 6,236
2015-09-25 ANDREWS NIGEL T Director P-Purchase A Common Stock 276 19.14 5.3K 6,236
2015-08-07 Petrick Michael J. Director P-Purchase A Common Stock 789 19.37 15.3K 24,659
2015-08-07 Mizrachi Orit Officer P-Purchase A Common Stock 20 19.37 387.40 723
2015-08-07 Merrill Eliot P.S. Director P-Purchase A Common Stock 197 19.37 3.8K 5,960
2015-08-07 ANDREWS NIGEL T Director P-Purchase A Common Stock 197 19.37 3.8K 5,960
2015-06-11 Petrick Michael J. Director P-Purchase A Common Stock 2,019 19.48 39.3K 23,052
2015-06-11 Mizrachi Orit Officer P-Purchase A Common Stock 50 19.48 974.00 576
2015-06-11 Merrill Eliot P.S. Director P-Purchase A Common Stock 505 19.48 9.8K 5,763
2015-06-11 Hart Michael Anthony Director / Officer J-Other A Common Stock 1,307 0.00 1,307
2015-06-11 ANDREWS NIGEL T Director P-Purchase A Common Stock 505 19.48 9.8K 5,763
2015-05-08 Petrick Michael J. Director P-Purchase A Common Stock 1,489 19.32 28.8K 21,033
2015-05-08 Mizrachi Orit Officer P-Purchase A Common Stock 37 19.32 714.84 526
2015-05-08 Merrill Eliot P.S. Director P-Purchase A Common Stock 372 19.32 7.2K 5,258
2015-05-08 ANDREWS NIGEL T Director P-Purchase A Common Stock 372 19.32 7.2K 5,258
2015-04-17 Petrick Michael J. Director P-Purchase A Common Stock 1,088 19.20 20.9K 19,544
2015-04-17 Mizrachi Orit Officer P-Purchase A Common Stock 27 19.20 518.40 489
2015-04-17 Merrill Eliot P.S. Director P-Purchase A Common Stock 272 19.20 5.2K 4,886
2015-04-17 ANDREWS NIGEL T Director P-Purchase A Common Stock 272 19.20 5.2K 4,886
2015-04-01 Rathi Venugopal Officer 0 0.00 0
2015-02-11 Petrick Michael J. Director P-Purchase A Common Stock 1,944 19.46 37.8K 18,456
2015-02-11 Mizrachi Orit Officer P-Purchase A Common Stock 49 19.46 953.54 462
2015-02-11 Merrill Eliot P.S. Director P-Purchase A Common Stock 486 19.46 9.5K 4,614
2015-02-11 Kencel Kenneth J. Director P-Purchase A Common Stock 486 19.46 9.5K 4,614
2015-02-11 ANDREWS NIGEL T Director P-Purchase A Common Stock 486 19.46 9.5K 4,614
2015-01-02 Petrick Michael J. Director P-Purchase A Common Stock 819 19.46 15.9K 16,512
2015-01-02 Mizrachi Orit Officer P-Purchase A Common Stock 20 19.46 389.20 413
2015-01-02 Merrill Eliot P.S. Director P-Purchase A Common Stock 205 19.46 4.0K 4,128
2015-01-02 Kencel Kenneth J. Director P-Purchase A Common Stock 205 19.46 4.0K 4,128
2015-01-02 ANDREWS NIGEL T Director P-Purchase A Common Stock 205 19.46 4.0K 4,128
2014-12-31 Petrick Michael J. Director 0 0.00 0
2014-11-21 Petrick Michael J. Director P-Purchase A Common Stock 1,970 19.53 38.5K 15,693
2014-11-21 Mizrachi Orit Officer P-Purchase A Common Stock 49 19.53 956.97 393
2014-11-21 Merrill Eliot P.S. Director P-Purchase A Common Stock 493 19.53 9.6K 3,923
2014-11-21 Kencel Kenneth J. Director P-Purchase A Common Stock 493 19.53 9.6K 3,923
2014-11-21 ANDREWS NIGEL T Director P-Purchase A Common Stock 493 19.53 9.6K 3,923
2014-10-20 Petrick Michael J. Director P-Purchase A Common Stock 863 19.83 17.1K 13,723
2014-10-20 Mizrachi Orit Officer P-Purchase A Common Stock 22 19.83 436.26 344
2014-10-20 Merrill Eliot P.S. Director P-Purchase A Common Stock 216 19.83 4.3K 3,430
2014-10-20 Kencel Kenneth J. Director P-Purchase A Common Stock 216 19.83 4.3K 3,430
2014-10-20 ANDREWS NIGEL T Director P-Purchase A Common Stock 216 19.83 4.3K 3,430
2014-10-01 Petrick Michael J. Director P-Purchase A Common Stock 989 19.83 19.6K 12,860
2014-10-01 Mizrachi Orit Officer P-Purchase A Common Stock 25 19.83 495.75 322
2014-10-01 Merrill Eliot P.S. Director P-Purchase A Common Stock 247 19.83 4.9K 3,214
2014-10-01 Kencel Kenneth J. Director P-Purchase A Common Stock 247 19.83 4.9K 3,214
2014-10-01 ANDREWS NIGEL T Director P-Purchase A Common Stock 247 19.83 4.9K 3,214
2014-09-12 Hart Michael Anthony Officer 0 0.00 0
2014-05-08 Mizrachi Orit Officer D Common Stock 0 0.00 297
2014-01-10 Sandler Ian J. Officer P-Purchase A Common Stock 230 19.59 4.5K 3,561

Executive team

Top executives
EBIT / Employee
69.6K
Shares Outstanding
69.50M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-30 DEFA14A
2026-04-30 DEFA14A
2026-04-30 DEF 14A
2026-04-30 DEF 14A
2026-04-15 PRE 14A
2025-04-30 DEFA14A
2025-04-30 DEFA14A
2025-04-30 DEF 14A
2025-04-30 DEF 14A
2025-04-14 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-11 8-K
2026-05-11 10-Q
2026-04-30 DEFA14A
2026-04-30 DEFA14A
2026-04-30 DEF 14A
2026-04-30 DEF 14A
2026-04-15 PRE 14A
2026-04-15 8-K
2026-03-23 4
2026-03-18 3

Executive team

NameTitleCompensationGender
Alex Chi CEO, Head of Direct Lending, Deputy Chief Investment Officer of Carlyle Global Credit & Director male
Alexander I. Popov Vice President & Head of Private Credit male
Allison Rudary Head, Investor Relations female
Daniel Hahn Managing Director of Global Credit for Illiquid Credit male
Frank Taylor Treasurer
Joseph Kurche Associate male
Joshua Lefkowitz Chief Compliance Officer & Secretary male
Michael Hadley Chief Investment Officer, Vice President & Head of Underwriting male
Nelson Joseph Principal Accounting Officer male
Nishil Mehta Head of Shareholder Relations male
Thomas Hennigan President, CFO, Chief Risk Officer & Director male
ESG Rating
B+
ASSET MANAGEMENT
Rank: 39 out of 151
2026
E (Environmental)
60.5 / 67.2
Company / Sector avg.
S (Social)
78.2 / 77.3
Company / Sector avg.
G (Governance)
78.1 / 74.6
Company / Sector avg.
ESG Total
72.3 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits