Carlyle Secured Lending, Inc. (CGBD)
New York City, NY, US
Carlyle Secured Lending, Inc. functions as a business development company, primarily making direct investments. The firm provides a diverse array of financing, including first and second lien senior secured loans, unsecured debt, mezzanine debt, and equity stakes. It focuses its investment efforts on the middle market segment. Industries of interest include healthcare and pharmaceuticals, aerospace and defense, high technology, business services, software, the beverage, food, and tobacco sectors, hospitality, gaming, and leisure, banking, finance, and insurance, and real estate. Geographically, Carlyle Secured Lending invests in companies located in the United States, Luxembourg, the Cayman Islands, Cyprus, and the United Kingdom. It typically targets businesses generating an EBITDA between $25 million and $100 million.
No mergers or acquisitions recorded for this company.
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -1.14% | -4.01% | +1.72% | -5.62% | -5.94% | -9.93% | -20.66% | -15.73% | -14.19% | -37.88% | -37.88% |
Revenue flow
Revenue by geography
Revenue by segment
Revenue composition
By product
By geography
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 1 | 0 |
| Buy | 2 | 0 |
| Hold | 4 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 1 | 0 |
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | — | — |
| Last Year | 2 |
15.00
+41.2%
|
| All Time | 3 |
15.33
+44.4%
|
-
Revenue growth Asset Management: +17.4%+17.9% ★ Q1'26: +54.8% (vs Q1'25)
-
EPS growth Asset Management: +22.7%-36.1% Q1'26: -123.8% (vs Q1'25)
-
FCF margin FCF growth · Asset Management: +27.7%+46.4% ★ Q1'26: +389.0% (vs Q1'25)
-
EBIT margin Asset Management: +50.6%+80.9% ★ Q1'26: +33.0% (vs Q1'25)
-
ROIC Asset Management: +6.5%+5.9% Q1'26: +7.1% (vs Q1'25)
-
Share dilution Asset Management: +0.0%+22.3% Q1'26: +23.7% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×9.27× Q1'26: 0.00× (vs Q1'25)
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
| Metric |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 5 Rev. Ana. 6 EPS Ana. |
Dec 2027 5 Rev. Ana. 6 EPS Ana. |
Dec 2028 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
110.71M
est: 154.05M (-28.1%)
|
85.58M
est: 189.82M (-54.9%)
|
120.78M
est: 223.00M (-45.8%)
|
52.94M
est: 181.16M (-70.8%)
|
198.72M
est: 170.90M (+16.3%)
|
138.63M
est: 185.95M (-25.4%)
|
172.80M
est: 243.46M (-29.0%)
|
167.76M
est: 213.80M (-21.5%)
|
197.79M
est: 255.31M (-22.5%)
|
263.66M
256.17M – 274.33M
+3.3% YoY
|
263.10M
256.73M – 271.99M
-0.2% YoY
|
255.32M
255.31M – 255.33M
-3.0% YoY
|
| EBITDA |
84.46M
est: 82.46M (+2.4%)
|
39.35M
est: -24.97M (+257.6%)
|
61.73M
est: 14.61M (+322.5%)
|
7.40M
est: -102.38M (+107.2%)
|
161.14M
est: 91.48M (+76.1%)
|
87.47M
est: 99.54M (-12.1%)
|
94.72M
est: 164.20M (-42.3%)
|
91.72M
est: 144.20M (-36.4%)
|
165.27M
est: 172.19M (-4.0%)
|
177.82M
172.77M – 185.02M
+3.3% YoY
|
177.44M
173.15M – 183.44M
-0.2% YoY
|
172.20M
172.19M – 172.20M
-3.0% YoY
|
| EBIT |
84.46M
est: 82.46M (+2.4%)
|
39.35M
est: 101.61M (-61.3%)
|
61.73M
est: 119.37M (-48.3%)
|
7.40M
est: 96.97M (-92.4%)
|
161.14M
est: 91.48M (+76.1%)
|
87.47M
est: 99.54M (-12.1%)
|
94.72M
est: 162.89M (-41.9%)
|
91.72M
est: 143.05M (-35.9%)
|
159.96M
est: 170.82M (-6.4%)
|
176.41M
171.39M – 183.54M
+3.3% YoY
|
176.03M
171.77M – 181.98M
-0.2% YoY
|
170.83M
170.82M – 170.83M
-3.0% YoY
|
| Net Income |
84.20M
est: 94.02M (-10.4%)
|
39.12M
est: 37.50M (+4.3%)
|
61.33M
est: 58.90M (+4.1%)
|
6.83M
est: 11.63M (-41.3%)
|
160.35M
est: 161.09M (-0.5%)
|
85.64M
est: 79.49M (+7.7%)
|
92.28M
est: 140.54M (-34.3%)
|
88.98M
est: 135.82M (-34.5%)
|
69.97M
est: 105.14M (-33.4%)
|
101.30M
98.00M – 103.55M
-3.7% YoY
|
100.76M
96.53M – 102.73M
-0.5% YoY
|
103.90M
96.02M – 105.50M
+3.1% YoY
|
| SGA |
5.68M
est: 8.65M (-34.3%)
|
6.14M
est: 8.00M (-23.3%)
|
5.38M
est: 8.53M (-37.0%)
|
5.95M
est: 6.51M (-8.5%)
|
6.83M
est: 6.86M (-0.5%)
|
7.21M
est: 7.02M (+2.7%)
|
6.37M
est: 10.26M (-37.9%)
|
7.56M
est: 9.01M (-16.1%)
|
8.37M
est: 10.75M (-22.1%)
|
11.11M
10.79M – 11.56M
+3.3% YoY
|
11.08M
10.81M – 11.46M
-0.2% YoY
|
10.76M
10.75M – 10.76M
-3.0% YoY
|
| EPS |
1.59
est: 1.67 (-4.5%)
|
0.63
est: 1.67 (-62.2%)
|
1.02
est: 1.79 (-43.0%)
|
0.08
est: 1.51 (-94.6%)
|
2.89
est: 1.53 (+89.0%)
|
1.58
est: 1.89 (-16.6%)
|
1.75
est: 2.05 (-14.6%)
|
1.68
est: 1.97 (-14.8%)
|
1.02
est: 1.53 (-33.2%)
|
1.45
1.42 – 1.50
-5.1% YoY
|
1.45
1.40 – 1.49
-0.1% YoY
|
1.47
1.39 – 1.53
+1.5% YoY
|
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-12 | B- | 2/5 | 1/5 | 2/5 | 4/5 | 1/5 | 2/5 | 4/5 |
| 2026-05-11 | C | 2/5 | 1/5 | 2/5 | 4/5 | 1/5 | 1/5 | 1/5 |
| 2026-05-08 | B- | 3/5 | 1/5 | 2/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-05-07 | B- | 3/5 | 1/5 | 2/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-05-06 | B- | 3/5 | 1/5 | 2/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-05-05 | B- | 3/5 | 1/5 | 2/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-05-04 | B- | 3/5 | 1/5 | 2/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-05-01 | B- | 3/5 | 1/5 | 2/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-04-30 | B- | 3/5 | 1/5 | 2/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-04-29 | B- | 3/5 | 1/5 | 2/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-04-28 | B- | 3/5 | 1/5 | 2/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-04-27 | B | 3/5 | 2/5 | 2/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-04-24 | B | 3/5 | 1/5 | 3/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-04-23 | B | 3/5 | 1/5 | 3/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-04-22 | B | 3/5 | 1/5 | 3/5 | 5/5 | 1/5 | 2/5 | 4/5 |
| 2026-04-21 | B+ | 3/5 | 3/5 | 3/5 | 5/5 | 1/5 | 3/5 | 4/5 |
| 2026-04-20 | B+ | 3/5 | 3/5 | 3/5 | 5/5 | 1/5 | 3/5 | 4/5 |
| 2026-04-17 | B | 3/5 | 1/5 | 3/5 | 5/5 | 1/5 | 3/5 | 4/5 |
| 2026-04-16 | B | 3/5 | 1/5 | 3/5 | 5/5 | 1/5 | 3/5 | 4/5 |
Owner Earnings
Owner's Earnings history not available.
Ownership Overview
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Carlyle Holdings I GP Inc. | 5.27M | 8.90% | — | 5.27M | — | 10.00 | CO | Delaware | 2021-09-03 | ↗ |
| 2 | Carlyle Holdings I GP Sub L.L.C. | 5.27M | 8.90% | — | 5.27M | — | 10.00 | OO | Delaware | 2021-09-03 | ↗ |
| 3 | Carlyle Holdings I L.P. | 5.27M | 8.90% | — | 5.27M | — | 10.00 | PN | Delaware | 2021-09-03 | ↗ |
| 4 | Carlyle Investment Management L.L.C. | 5.27M | 8.90% | — | 5.27M | — | 10.00 | OO | Delaware | 2021-09-03 | ↗ |
| 5 | Carlyle Subsidiary Holdings L.L.C. | 5.27M | 8.90% | — | 5.27M | — | 10.00 | OO | Delaware | 2021-09-03 | ↗ |
| 6 | TC Group L.L.C. | 5.27M | 8.90% | — | 5.27M | — | 10.00 | OO | Delaware | 2021-09-03 | ↗ |
| 7 | The Carlyle Group Inc. | 5.27M | 8.90% | — | 5.27M | — | 10.00 | CO | Delaware | 2021-09-03 | ↗ |
| 8 | State of Connecticut acting through its Treasurer as Trustee | 3.27M | 5.26% | 3.27M | — | 3.27M | — | EP | United States | 2019-02-14 | ↗ |
Institutional Activity (13F)
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | — | 255.4K +255.4K (+100.0%) | 3.19B +3.2B (+100.0%) | 0.35% +0.350 pp | 1.88% +1.884 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 2 | CREATIVE PLANNING | 3.47M -1.2M (-25.2%) | 43.29M -14.6M (-25.2%) | 4.75% -1.599 pp | 0.03% -0.013 pp | USD16.16 -22.7% | 5 qtrs — |
| 3 | MORGAN STANLEY | 2.57M +162.0K (+6.7%) | 32.16M +2.0M (+6.6%) | 3.53% +0.222 pp | 0.00% +0.000 pp | USD14.82 -15.7% | 35 qtrs — |
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1.90M +699.6K (+58.2%) | 23.74M +8.7M (+58.1%) | 2.61% +0.960 pp | 1.12% +0.266 pp | USD12.72 -1.8% | 3 qtrs — |
| 5 | VAN ECK ASSOCIATES CORP | 1.69M -137.3K (-7.5%) | 21.14M -1.7M (-7.6%) | 2.32% -0.188 pp | 0.02% -0.004 pp | USD14.78 -15.5% | 34 qtrs — |
| 6 | CHOREO, LLC | 1.39M -73.6K (-5.0%) | 17.60M -1.2M (-6.4%) | 1.90% -0.101 pp | 0.22% -0.021 pp | USD13.68 -8.7% | 3 qtrs — |
| 7 | NORTH GROUND CAPITAL | 912.2K +436.1K (+91.6%) | 11.39M +5.4M (+91.4%) | 1.25% +0.598 pp | 5.66% +2.006 pp | USD12.50 -0.1% | 2 qtrs — |
| 8 | INVESCO LTD. | 887.7K -13.6K (-1.5%) | 11.09M -178.6K (-1.6%) | 1.22% -0.019 pp | 0.00% 0.000 pp | USD16.48 -24.2% | 11 qtrs — |
| 9 | UBS GROUP AG | 862.3K +226.8K (+35.7%) | 10.77M +2.8M (+35.6%) | 1.18% +0.311 pp | 0.00% +0.001 pp | USD14.52 -14.0% | 35 qtrs — |
| 10 | TWO SIGMA INVESTMENTS, LP | 737.4K +9.8K (+1.4%) | 9.21M +115.5K (+1.3%) | 1.01% +0.014 pp | 0.01% -0.001 pp | USD13.23 -5.6% | 33 qtrs — |
| 11 | MUZINICH & CO., INC. | 736.4K +236.5K (+47.3%) | 9.20M +2.9M (+47.2%) | 1.01% +0.324 pp | 2.89% +0.478 pp | USD13.76 -9.2% | 35 qtrs — |
| 12 | MARINER, LLC | 543.9K +874.0 (+0.2%) | 6.84M +52.0K (+0.8%) | 0.75% +0.001 pp | 0.01% -0.001 pp | USD13.68 -8.7% | 3 qtrs — |
| 13 | SUMITOMO MITSUI TRUST HOLDINGS, INC. | 519.7K +101.2K (+24.2%) | 6.49M +1.3M (+24.1%) | 0.71% +0.139 pp | 0.00% +0.001 pp | USD10.72 +16.5% | 24 qtrs — |
| 14 | LEGAL & GENERAL GROUP PLC | 518.8K +78.4K (+17.8%) | 6.49M +982.6K (+17.8%) | 0.71% +0.108 pp | 0.00% +0.000 pp | USD13.73 -9.0% | 35 qtrs — |
| 15 | TORONTO DOMINION BANK | 500.0K +500.0K (+100.0%) | 6.25M +6.2M (+100.0%) | 0.69% +0.686 pp | 0.01% +0.009 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 16 | BLACKROCK, INC. | 494.1K +1.0K (+0.2%) | 6.17M +7.6K (+0.1%) | 0.68% +0.001 pp | 0.00% +0.000 pp | USD14.52 -14.0% | 6 qtrs — |
| 17 | ALPINE GLOBAL MANAGEMENT, LLC | 457.3K +206.7K (+82.5%) | 5.71M +2.6M (+82.3%) | 0.63% +0.284 pp | 1.03% +0.470 pp | USD12.50 -0.1% | 2 qtrs — |
| 18 | ROCKEFELLER CAPITAL MANAGEMENT L.P. | 428.5K +96.2K (+29.0%) | 5.35M +1.2M (+28.9%) | 0.59% +0.132 pp | 0.01% +0.002 pp | USD12.78 -2.3% | 26 qtrs — |
| 19 | LSV ASSET MANAGEMENT | 366.8K -26.7K (-6.8%) | 4.58M -337.0K (-6.9%) | 0.50% -0.037 pp | 0.01% -0.001 pp | USD13.81 -9.6% | 20 qtrs — |
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 362.2K +362.2K (+100.0%) | 4.52M +4.5M (+100.0%) | 0.50% +0.497 pp | 0.00% +0.001 pp | USD12.49 +0.0% | 22 qtrs — |
| 21 | BANK OF AMERICA CORP /DE/ | 344.4K -329.0K (-48.9%) | 4.30M -4.1M (-48.9%) | 0.47% -0.451 pp | 0.00% 0.000 pp | USD15.35 -18.6% | 35 qtrs — |
| 22 | TWO SIGMA ADVISERS, LP | 300.5K -184.2K (-38.0%) | 3.75M -2.3M (-38.1%) | 0.41% -0.253 pp | 0.01% -0.005 pp | USD14.70 -15.0% | 33 qtrs — |
| 23 | CENTIVA CAPITAL, LP | 300.0K +300.0K (+100.0%) | 3.75M +3.7M (+100.0%) | 0.41% +0.412 pp | 0.03% +0.031 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 24 | BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 293.9K +26.0K (+9.7%) | 3.67M +321.0K (+9.6%) | 0.40% +0.036 pp | 0.03% +0.002 pp | USD13.39 -6.7% | 13 qtrs — |
| 25 | WELLS FARGO & COMPANY/MN | 269.7K -1.6K (-0.6%) | 3.37M -22.4K (-0.7%) | 0.37% -0.002 pp | 0.00% +0.000 pp | USD12.87 -3.0% | 35 qtrs — |
| 26 | JANE STREET GROUP, LLC | 256.5K +256.5K (+100.0%) | 3.20M +3.2M (+100.0%) | 0.35% +0.352 pp | 0.00% +0.001 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 27 | NOVARE CAPITAL MANAGEMENT LLC | 241.1K +36.4K (+17.8%) | 3.01M +452.6K (+17.7%) | 0.33% +0.050 pp | 0.23% +0.031 pp | USD11.88 +5.1% | 27 qtrs — |
| 28 | HAGER INVESTMENT MANAGEMENT SERVICES, LLC | 224.2K -12.3K (-5.2%) | 2.80M -155.4K (-5.3%) | 0.31% -0.017 pp | 1.53% -0.071 pp | USD17.74 -29.6% | 5 qtrs — |
| 29 | CLIFFWATER LLC | 207.3K +— (+0.0%) | 2.59M -2.1K (-0.1%) | 0.28% +0.000 pp | 0.54% -0.002 pp | USD13.68 -8.7% | 3 qtrs — |
| 30 | ADVISORS ASSET MANAGEMENT, INC. | 203.7K -32.4K (-13.7%) | 2.54M -407.6K (-13.8%) | 0.28% -0.045 pp | 0.04% -0.007 pp | USD13.96 -10.5% | 21 qtrs — |
| 31 | RUSSELL INVESTMENTS GROUP, LTD. | 202.6K +202.6K (+100.0%) | 2.53M +2.5M (+100.0%) | 0.28% +0.278 pp | 0.00% +0.003 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 32 | TUDOR INVESTMENT CORP ET AL | 200.0K +200.0K (+100.0%) | 2.50M +2.5M (+100.0%) | 0.27% +0.274 pp | 0.00% +0.005 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 33 | HENNION & WALSH ASSET MANAGEMENT, INC. | 176.4K +9.0K (+5.4%) | 2.20M +111.3K (+5.3%) | 0.24% +0.012 pp | 0.08% +0.000 pp | USD14.76 -15.4% | 20 qtrs — |
| 34 | CI PRIVATE WEALTH, LLC | 174.7K -118.2K (-40.4%) | 2.18M -1.5M (-40.4%) | 0.24% -0.162 pp | 0.00% -0.003 pp | USD13.17 -5.2% | 3 qtrs — |
| 35 | COLONY GROUP, LLC | 151.7K +151.7K (+100.0%) | 1.90M +1.9M (+100.0%) | 0.21% +0.208 pp | 0.00% +0.002 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 36 | WCG WEALTH ADVISORS LLC | 147.1K +147.1K (+100.0%) | 1.84M +1.8M (+100.0%) | 0.20% +0.202 pp | 0.05% +0.052 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 37 | ETHOS FINANCIAL GROUP, LLC | 140.2K -25.6K (-15.4%) | 1.75M -321.1K (-15.5%) | 0.19% -0.035 pp | 0.13% -0.033 pp | USD16.15 -22.7% | 4 qtrs — |
| 38 | AMERIPRISE FINANCIAL INC | 138.1K +19.2K (+16.1%) | 1.73M +238.4K (+16.0%) | 0.19% +0.026 pp | 0.00% +0.000 pp | USD14.59 -14.4% | 15 qtrs — |
| 39 | RAYMOND JAMES FINANCIAL INC | 130.9K -44.4K (-25.3%) | 1.63M -556.2K (-25.4%) | 0.18% -0.061 pp | 0.00% 0.000 pp | USD17.89 -30.2% | 5 qtrs — |
| 40 | DOLIVER ADVISORS, LP | 122.6K +— (+0.0%) | 1.53M -1.2K (-0.1%) | 0.17% +0.000 pp | 0.38% -0.013 pp | USD13.68 -8.7% | 3 qtrs — |
| 41 | JPMORGAN CHASE & CO | 121.6K +100.1K (+465.6%) | 1.52M +1.3M (+465.2%) | 0.17% +0.137 pp | 0.00% +0.000 pp | USD13.19 -5.3% | 31 qtrs — |
| 42 | TRUEMARK INVESTMENTS, LLC | 111.8K +93.7K (+517.5%) | 1.40M +1.2M (+517.0%) | 0.15% +0.129 pp | 0.27% +0.228 pp | USD12.49 +0.0% | 2 qtrs — |
| 43 | BRIGHT FUTURES WEALTH MANAGEMENT, LLC. | 111.5K +15.0K (+15.6%) | 1.39M +187.0K (+15.5%) | 0.15% +0.021 pp | 1.03% +0.089 pp | USD12.50 -0.1% | 2 qtrs — |
| 44 | LPL FINANCIAL LLC | 109.9K +5.3K (+5.0%) | 1.37M +64.9K (+5.0%) | 0.15% +0.007 pp | 0.00% +0.000 pp | USD14.10 -11.4% | 20 qtrs — |
| 45 | LANSFORSAKRINGAR FONDFORVALTNING AB (PUBL) | 105.1K +105.1K (+100.0%) | 1.31M +1.3M (+100.0%) | 0.14% +0.144 pp | 0.01% +0.007 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 46 | UNIVERSAL- BETEILIGUNGS- UND SERVICEGESELLSCHAFT MBH | 100.3K +— (+0.0%) | 1.25M -1.0K (-0.1%) | 0.14% +0.000 pp | 0.00% +0.000 pp | USD17.93 -30.3% | 5 qtrs — |
| 47 | COMERICA BANK | 99.3K +256.0 (+0.3%) | 1.24M +2.2K (+0.2%) | 0.14% +0.000 pp | 0.00% +0.000 pp | USD17.02 -26.6% | 10 qtrs — |
| 48 | SAMALIN INVESTMENT COUNSEL, LLC | 97.5K +97.5K (+100.0%) | 1.22M +1.2M (+100.0%) | 0.13% +0.134 pp | 0.43% +0.432 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 49 | XTX TOPCO LTD | 93.8K +93.8K (+100.0%) | 1.17M +1.2M (+100.0%) | 0.13% +0.129 pp | 0.03% +0.031 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 50 | GREAT WEST LIFE ASSURANCE CO /CAN/ | 91.6K +3.2K (+3.6%) | 1.15M +3.0K (+0.3%) | 0.13% +0.004 pp | 0.00% +0.000 pp | USD13.07 -4.4% | 32 qtrs — |
| 51 | BREVAN HOWARD CAPITAL MANAGEMENT LP | 85.8K -22.9K (-21.0%) | 1.07M -286.7K (-21.1%) | 0.12% -0.031 pp | 0.01% +0.006 pp | USD12.62 -1.0% | 3 qtrs — |
| 52 | LIDO ADVISORS, LLC | 79.1K -6.2K (-7.2%) | 1.02M -80.1K (-7.3%) | 0.11% -0.009 pp | 0.00% 0.000 pp | USD13.22 -5.5% | 6 qtrs — |
| 53 | PATHSTONE HOLDINGS, LLC | 79.6K +1.9K (+2.5%) | 994.4K +23.2K (+2.4%) | 0.11% +0.003 pp | 0.00% +0.000 pp | USD14.99 -16.7% | 9 qtrs — |
| 54 | GLOBAL RETIREMENT PARTNERS, LLC | 79.5K -9.4K (-10.6%) | 992.5K -118.8K (-10.7%) | 0.11% -0.013 pp | 0.02% -0.007 pp | USD13.58 -8.0% | 3 qtrs — |
| 55 | NAVITER WEALTH, LLC | 76.5K -14.0K (-15.4%) | 985.6K -180.9K (-15.5%) | 0.10% -0.019 pp | 0.13% -0.007 pp | USD13.68 -8.7% | 3 qtrs — |
| 56 | ENVESTNET ASSET MANAGEMENT INC | 76.3K -3.6K (-4.5%) | 953.2K -45.5K (-4.6%) | 0.10% -0.005 pp | 0.00% +0.000 pp | USD14.77 -15.4% | 21 qtrs — |
| 57 | CETERA INVESTMENT ADVISERS | 75.9K -4.8K (-5.9%) | 948.2K -60.4K (-6.0%) | 0.10% -0.007 pp | 0.00% 0.000 pp | USD15.36 -18.7% | 9 qtrs — |
| 58 | DENALI ADVISORS LLC | 75.1K -36.1K (-32.4%) | 938.6K -451.6K (-32.5%) | 0.10% -0.050 pp | 0.10% -0.053 pp | USD16.97 -26.4% | 6 qtrs — |
| 59 | NEUBERGER BERMAN GROUP LLC | 73.1K -8.4K (-10.3%) | 912.8K -105.7K (-10.4%) | 0.10% -0.012 pp | 0.00% 0.000 pp | USD12.50 -0.1% | 2 qtrs — |
| 60 | HIGHTOWER ADVISORS, LLC | 70.2K -1.4K (-2.0%) | 876.4K -18.3K (-2.0%) | 0.10% -0.002 pp | 0.00% 0.000 pp | USD16.31 -23.4% | 34 qtrs — |
| 61 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 66.1K +46.0K (+228.6%) | 825.6K +574.1K (+228.3%) | 0.09% +0.063 pp | 0.00% +0.003 pp | USD13.13 -4.9% | 22 qtrs — |
| 62 | TRUIST FINANCIAL CORP | 65.0K +— (+0.0%) | 811.3K -645.0 (-0.1%) | 0.09% +0.000 pp | 0.00% +0.000 pp | USD13.86 -9.9% | 25 qtrs — |
| 63 | VIRTUS INVESTMENT ADVISERS, INC. | 63.7K -5.4K (-7.8%) | 795.4K -67.7K (-7.8%) | 0.09% -0.007 pp | 0.22% -0.031 pp | USD15.46 -19.2% | 4 qtrs — |
| 64 | CAXTON ASSOCIATES LLP | 63.7K +15.6K (+32.5%) | 795.1K +194.7K (+32.4%) | 0.09% +0.021 pp | 0.02% +0.001 pp | USD14.20 -12.0% | 4 qtrs — |
| 65 | ADVISOR GROUP HOLDINGS, INC. | 57.1K -1.9K (-3.3%) | 713.0K -67.7K (-8.7%) | 0.08% -0.003 pp | 0.00% 0.000 pp | USD12.52 -0.2% | 24 qtrs — |
| 66 | CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. | 50.3K -50.7K (-50.2%) | 627.8K -633.9K (-50.2%) | 0.07% -0.070 pp | 0.00% -0.002 pp | USD12.50 -0.1% | 8 qtrs — |
| 67 | US BANCORP \DE\ | 50.0K +— (+0.0%) | 624.5K -500.0 (-0.1%) | 0.07% +0.000 pp | 0.00% +0.000 pp | USD8.91 +40.2% | 22 qtrs — |
| 68 | GFS ADVISORS, LLC | 49.7K +— (+0.0%) | 620.8K -497.0 (-0.1%) | 0.07% +0.000 pp | 0.07% -0.006 pp | USD13.68 -8.7% | 10 qtrs — |
| 69 | ROYAL BANK OF CANADA | 49.2K -118.2K (-70.6%) | 614.0K -1.5M (-70.7%) | 0.07% -0.162 pp | 0.00% 0.000 pp | USD13.68 -8.7% | 34 qtrs — |
| 70 | VERDENCE CAPITAL ADVISORS LLC | 45.8K +1.5K (+3.4%) | 571.5K +2.8K (+0.5%) | 0.06% +0.002 pp | 0.03% +0.001 pp | USD14.42 -13.4% | 33 qtrs — |
| 71 | U.S. CAPITAL WEALTH ADVISORS, LLC | 44.8K +44.8K (+100.0%) | 559.7K +559.7K (+100.0%) | 0.06% +0.062 pp | 0.01% +0.015 pp | USD12.49 +0.0% | 17 qtrs — |
| 72 | ALMITAS CAPITAL LLC | 42.9K +42.9K (+100.0%) | 535.6K +535.6K (+100.0%) | 0.06% +0.059 pp | 0.12% +0.118 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 73 | AQR CAPITAL MANAGEMENT LLC | 41.5K +41.5K (+100.0%) | 518.0K +518.0K (+100.0%) | 0.06% +0.057 pp | 0.00% +0.000 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 74 | FINEMARK NATIONAL BANK & TRUST | 40.4K +— (+0.0%) | 504.4K -404.0 (-0.1%) | 0.06% +0.000 pp | 0.02% -0.001 pp | USD14.61 -14.5% | 28 qtrs — |
| 75 | IEQ CAPITAL, LLC | 40.3K -4.7K (-10.3%) | 503.3K -58.5K (-10.4%) | 0.06% -0.006 pp | 0.00% 0.000 pp | USD15.66 -20.2% | 4 qtrs — |
| 76 | QUANTBOT TECHNOLOGIES LP | 38.4K +35.8K (+1,389.6%) | 479.1K +446.9K (+1,388.3%) | 0.05% +0.049 pp | 0.02% +0.015 pp | USD12.57 -0.6% | 3 qtrs — |
| 77 | MILLENNIUM MANAGEMENT LLC | 36.1K -55.2K (-60.5%) | 450.5K -690.2K (-60.5%) | 0.05% -0.076 pp | 0.00% 0.000 pp | USD12.50 -0.1% | 2 qtrs — |
| 78 | SRS CAPITAL ADVISORS, INC. | 34.9K +34.2K (+4,779.3%) | 436.4K +427.4K (+4,775.4%) | 0.05% +0.047 pp | 0.01% +0.013 pp | USD12.57 -0.6% | 4 qtrs — |
| 79 | FLPUTNAM INVESTMENT MANAGEMENT CO | 34.5K +— (+0.0%) | 430.7K -345.0 (-0.1%) | 0.05% +0.000 pp | 0.01% 0.000 pp | USD13.68 -8.7% | 3 qtrs — |
| 80 | SUNBELT SECURITIES, INC. | 34.2K +1.1K (+3.3%) | 426.9K +13.4K (+3.2%) | 0.05% +0.002 pp | 0.03% 0.000 pp | USD12.88 -3.0% | 12 qtrs — |
| 81 | COMMONWEALTH EQUITY SERVICES, LLC | 34.1K -1.8K (-5.1%) | 426.2K -23.9K (-5.3%) | 0.05% -0.003 pp | 0.00% +0.000 pp | USD16.22 -23.0% | 8 qtrs — |
| 82 | UNITED ADVISOR GROUP, LLC | 32.2K -2.2K (-6.4%) | 401.8K -27.8K (-6.5%) | 0.04% -0.003 pp | 0.05% -0.008 pp | USD16.25 -23.1% | 7 qtrs — |
| 83 | CITADEL ADVISORS LLC | 30.9K -16.3K (-34.5%) | 385.9K -204.1K (-34.6%) | 0.04% -0.022 pp | 0.00% +0.000 pp | USD14.48 -13.7% | 20 qtrs — |
| 84 | TRANSCEND CAPITAL ADVISORS, LLC | 29.5K +805.0 (+2.8%) | 367.8K +9.8K (+2.7%) | 0.04% +0.001 pp | 0.03% +0.003 pp | USD13.50 -7.5% | 3 qtrs — |
| 85 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 28.8K +16.6K (+137.4%) | 364.0K +217.0K (+147.6%) | 0.04% +0.023 pp | 0.00% +0.000 pp | USD12.99 -3.8% | 7 qtrs — |
| 86 | TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES INC | 28.1K +28.1K (+100.0%) | 351.3K +351.3K (+100.0%) | 0.04% +0.039 pp | 0.02% +0.020 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 87 | MACKENZIE FINANCIAL CORP | 27.5K +857.0 (+3.2%) | 348.4K +15.8K (+4.7%) | 0.04% +0.001 pp | 0.00% +0.000 pp | USD15.90 -21.4% | 4 qtrs — |
| 88 | GLENMEDE TRUST CO NA | 25.2K +25.2K (+100.0%) | 314.4K +314.4K (+100.0%) | 0.03% +0.035 pp | 0.00% +0.002 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 89 | NEWEDGE WEALTH, LLC | 24.8K +24.8K (+100.0%) | 309.3K +309.3K (+100.0%) | 0.03% +0.034 pp | 0.00% +0.004 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 90 | VIRTU FINANCIAL LLC | 22.8K +22.8K (+100.0%) | 285.0K +285.0K (+100.0%) | 0.03% +0.031 pp | 0.01% +0.011 pp | USD12.49 +0.0% | 4 qtrs — |
| 91 | FISHER ASSET MANAGEMENT, LLC | 22.5K +— (+0.0%) | 280.5K -225.0 (-0.1%) | 0.03% +0.000 pp | 0.00% +0.000 pp | USD16.94 -26.3% | 6 qtrs — |
| 92 | SMH CAPITAL ADVISORS INC | 22.1K +213.0 (+1.0%) | 276.5K -628.0 (-0.2%) | 0.03% +0.000 pp | 0.56% -0.003 pp | USD13.67 -8.6% | 3 qtrs — |
| 93 | NORTHERN TRUST CORP | 21.7K -2.6K (-10.6%) | 270.7K -32.5K (-10.7%) | 0.03% -0.004 pp | 0.00% +0.000 pp | USD13.44 -7.1% | 6 qtrs — |
| 94 | SQUAREPOINT OPS LLC | 21.5K +21.5K (+100.0%) | 268.2K +268.2K (+100.0%) | 0.03% +0.030 pp | 0.00% +0.000 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 95 | APTUS CAPITAL ADVISORS, LLC | 21.3K +21.3K (+100.0%) | 265.9K +265.9K (+100.0%) | 0.03% +0.029 pp | 0.00% +0.002 pp | USD12.49 +0.0% | 1 qtrs NEW |
| 96 | CLARUS GROUP, INC. | 21.3K +— (+0.0%) | 265.9K -213.0 (-0.1%) | 0.03% +0.000 pp | 0.10% +0.003 pp | USD10.26 +21.7% | 21 qtrs — |
| 97 | FARTHER FINANCE ADVISORS, LLC | 21.2K +2.1K (+11.0%) | 264.8K +26.0K (+10.9%) | 0.03% +0.003 pp | 0.00% -0.001 pp | USD12.56 -0.6% | 3 qtrs — |
ETF Ownership
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Invesco KBW High Dividend Yield Financial ETF KBWD | 2.96% | 12.45M | 5.39% |
| 2 | Virtus Private Credit Strategy ETF VPC | 1.60% | 487.3K | 10.60% |
| 3 | VanEck BDC Income ETF BIZD | 0.91% | 14.62M | 9.69% |
| 4 | iShares Listed Private Equity UCITS ETF IDPE.L | 0.31% | 2.43M | 0.75% |
| 5 | iShares Listed Private Equity UCITS ETF IPRA.AS | 0.31% | 270.5K | 0.75% |
Insider Activity
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-20 | Taylor Francis | Officer | P-Purchase | A | Common Stock | 232 | 11.22 | 2.6K | 441 | D | ↗ |
| 2026-03-09 | Chi Alex | Director / Officer | P-Purchase | A | Common Stock | 9,000 | 10.79 | 97.1K | 9,000 | D | ↗ |
| 2026-03-06 | Nestor John G. | Director | S-Sale | D | Common Stock | 3,500 | 11.29 | 39.5K | 9,824 | I | ↗ |
| 2026-03-04 | Hennigan Thomas M | Director / Officer | P-Purchase | A | Common Stock | 4,430 | 11.26 | 49.9K | 101,325 | D | ↗ |
| 2026-02-18 | Taylor Francis | Officer | — | — | Common Stock | 0 | 0.00 | — | 209 | D | ↗ |
| 2026-02-18 | Chi Alex | Director / Officer | — | — | Common Stock | 0 | 0.00 | — | 0 | D | ↗ |
| 2025-12-31 | Nestor John G. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-12-31 | ANDREWS NIGEL T | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-11-14 | Nestor John G. | Director | S-Sale | D | Common Stock | 7,085 | 11.87 | 84.1K | 7,508 | D | ↗ |
| 2025-11-13 | Hennigan Thomas M | Director / Officer | P-Purchase | A | Common Stock | 8,400 | 12.04 | 101.1K | 96,895 | D | ↗ |
| 2025-11-10 | Joseph Nelson | Officer | P-Purchase | A | Common Stock | 1,500 | 11.84 | 17.8K | 1,500 | D | ↗ |
| 2025-08-20 | Hennigan Thomas M | Director / Officer | P-Purchase | A | Common Stock | 7,285 | 13.75 | 100.2K | 88,495 | D | ↗ |
| 2025-08-18 | Nestor John G. | Director | S-Sale | D | Common Stock | 13,238 | 13.49 | 178.6K | 14,593 | D | ↗ |
| 2025-03-27 | Popov Alexander | Officer | A-Award | A | Common Stock | 13,376 | 0.00 | 1.34 | 47,853 | D | ↗ |
| 2025-03-27 | Plouffe Justin | Director / Officer | A-Award | A | Common Stock | 5,944 | 0.00 | 0.59 | 40,296 | D | ↗ |
| 2025-03-27 | Pace Linda | Director | A-Award | A | Common Stock | 14,862 | 0.00 | 1.49 | 57,436 | D | ↗ |
| 2025-03-27 | Jenkins Mark David | Director | D-Return | A | Common Stock | 29,724 | 0.00 | 2.97 | 128,044 | D | ↗ |
| 2025-03-27 | Hennigan Thomas M | Officer | A-Award | A | Common Stock | 7,301 | 0.00 | 0.73 | 81,210 | D | ↗ |
| 2025-03-27 | Hadley Michael | Officer | A-Award | A | Common Stock | 12,777 | 0.00 | 1.28 | 18,277 | D | ↗ |
| 2024-12-31 | Plouffe Justin | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | Nestor John G. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | Lefkowitz Joshua | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | ANDREWS NIGEL T | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-04 | Nestor John G. | Director | G-Gift | D | Common Stock | 1,500 | 0.00 | — | 26,155 | D | ↗ |
| 2024-11-22 | Jenkins Mark David | Director | P-Purchase | A | Common Stock | 3,801 | 16.79 | 63.8K | 98,320 | D | ↗ |
| 2024-11-18 | Nestor John G. | Director | G-Gift | D | Common Stock | 1,500 | 0.00 | — | 27,655 | D | ↗ |
| 2024-11-12 | Jenkins Mark David | Director | P-Purchase | A | Common Stock | 35,000 | 16.64 | 582.4K | 94,519 | D | ↗ |
| 2024-11-11 | Jenkins Mark David | Director | P-Purchase | A | Common Stock | 30,000 | 16.50 | 495.0K | 59,519 | D | ↗ |
| 2024-08-29 | Jenkins Mark David | Director | P-Purchase | A | Common Stock | 3,800 | 16.83 | 64.0K | 29,519 | — | ↗ |
| 2024-08-28 | Jenkins Mark David | Director | P-Purchase | A | Common Stock | 1,000 | 16.74 | 16.7K | 25,719 | — | ↗ |
| 2024-07-25 | Hennigan Thomas M | Officer | S-Sale | D | Common Stock | 3,550 | 18.10 | 64.3K | 2,360 | — | ↗ |
| 2024-03-01 | Plouffe Justin | Director / Officer | — | D | Common Stock | 0 | 0.00 | — | 31,715 | — | ↗ |
| 2023-12-31 | Nestor John G. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-31 | Lefkowitz Joshua | Officer | — | D | Common Stock | 0 | 0.00 | — | 837 | — | ↗ |
| 2023-12-31 | LeeKong Aren C. | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-12-31 | ANDREWS NIGEL T | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-09-05 | Nestor John G. | Director | G-Gift | D | Common Stock | 6,043 | 0.00 | — | 26,115 | — | ↗ |
| 2023-08-30 | Popov Alexander | Officer | P-Purchase | A | Common Stock | 5,000 | 14.78 | 73.9K | 32,977 | — | ↗ |
| 2023-06-09 | LeeKong Aren C. | Director / Officer | P-Purchase | A | Common Stock | 3,394 | 14.74 | 50.0K | 25,156 | — | ↗ |
| 2023-06-05 | LeeKong Aren C. | Director / Officer | P-Purchase | A | Common Stock | 6 | 14.19 | 85.14 | 21,762 | — | ↗ |
| 2023-06-01 | LeeKong Aren C. | Director / Officer | P-Purchase | A | Common Stock | 1,454 | 13.73 | 20.0K | 21,756 | — | ↗ |
| 2023-05-31 | LeeKong Aren C. | Director / Officer | P-Purchase | A | Common Stock | 1,454 | 13.65 | 19.8K | 20,302 | — | ↗ |
| 2023-05-26 | LeeKong Aren C. | Director | P-Purchase | A | Common Stock | 1,454 | 13.69 | 19.9K | 18,848 | — | ↗ |
| 2023-05-25 | LeeKong Aren C. | Director | P-Purchase | A | Common Stock | 1,454 | 13.60 | 19.8K | 17,394 | — | ↗ |
| 2023-05-18 | Hennigan Thomas M | Officer | P-Purchase | A | Common Stock | 3,500 | 13.39 | 46.9K | 73,909 | — | ↗ |
| 2023-03-22 | Joseph Nelson | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-12-31 | Nestor John G. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-12-31 | ANDREWS NIGEL T | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-12-14 | LeeKong Aren C. | Director | P-Purchase | A | Common Stock | 3,470 | 14.40 | 50.0K | 15,940 | — | ↗ |
| 2022-11-16 | Hadley Michael | Officer | P-Purchase | A | Common Stock | 1,500 | 14.18 | 21.3K | 5,500 | — | ↗ |
| 2022-11-15 | LeeKong Aren C. | Director | P-Purchase | A | Common Stock | 8,900 | 14.03 | 124.9K | 12,470 | — | ↗ |
| 2022-11-15 | Hennigan Thomas M | Officer | P-Purchase | A | Common Stock | 1,900 | 13.90 | 26.4K | 70,009 | — | ↗ |
| 2022-11-14 | Hennigan Thomas M | Officer | P-Purchase | A | Common Stock | 1 | 13.70 | 13.70 | 67,693 | — | ↗ |
| 2022-08-17 | Hennigan Thomas M | Officer | P-Purchase | A | Common Stock | 2,750 | 14.30 | 39.3K | 65,030 | — | ↗ |
| 2022-06-02 | Jenkins Mark David | Director | P-Purchase | A | Common Stock | 9,500 | 14.27 | 135.6K | 24,719 | — | ↗ |
| 2022-05-24 | Nestor John G. | Director | S-Sale | D | Common Stock | 112 | 13.80 | 1.6K | 7,000 | — | ↗ |
| 2022-05-23 | Hadley Michael | Officer | P-Purchase | A | Common Stock | 750 | 14.05 | 10.5K | 4,000 | — | ↗ |
| 2022-05-16 | Pearl Jonathan | Officer | P-Purchase | A | Common Stock | 1,750 | 14.29 | 25.0K | 4,871 | — | ↗ |
| 2022-05-16 | Boswell Taylor | Director / Officer | P-Purchase | A | Common Stock | 2,250 | 14.21 | 32.0K | 93,862 | — | ↗ |
| 2022-05-12 | Hadley Michael | Officer | P-Purchase | A | Common Stock | 400 | 14.03 | 5.6K | 3,250 | — | ↗ |
| 2022-04-19 | Nestor John G. | Director | J-Other | A | Common Stock | 801 | 0.00 | — | 9,301 | — | ↗ |
| 2022-04-15 | Popov Alexander | Officer | J-Other | A | Common Stock | 1,500 | 0.00 | — | 34,477 | — | ↗ |
| 2022-04-11 | Popov Alexander | Officer | — | D | Common Stock | 0 | 0.00 | — | 27,977 | — | ↗ |
| 2022-04-11 | Pearl Jonathan | Officer | — | D | Common Stock | 0 | 0.00 | — | 3,121 | — | ↗ |
| 2022-04-11 | Hadley Michael | Officer | — | D | Common Stock | 0 | 0.00 | — | 2,850 | — | ↗ |
| 2022-02-28 | Hennigan Thomas M | Officer | A-Award | A | Common Stock | 3,950 | 14.07 | 55.6K | 5,910 | — | ↗ |
| 2022-02-25 | Hennigan Thomas M | Officer | P-Purchase | A | Common Stock | 3,260 | 14.04 | 45.8K | 62,040 | — | ↗ |
| 2021-12-31 | ANDREWS NIGEL T | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-08-11 | LeeKong Aren C. | Director | P-Purchase | A | Common Stock | 340 | 14.12 | 4.8K | 3,570 | — | ↗ |
| 2021-08-10 | LeeKong Aren C. | Director | P-Purchase | A | Common Stock | 3,230 | 13.96 | 45.1K | 3,230 | — | ↗ |
| 2021-08-06 | Hennigan Thomas M | Officer | P-Purchase | A | Common Stock | 14,450 | 13.89 | 200.7K | 58,780 | — | ↗ |
| 2021-06-09 | LeeKong Aren C. | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-05-12 | Jenkins Mark David | Director | P-Purchase | A | Common Stock | 11,500 | 13.12 | 150.9K | 15,219 | — | ↗ |
| 2021-04-16 | Boswell Taylor | Director / Officer | J-Other | A | Common Stock | 2,338 | 0.00 | — | 91,612 | — | ↗ |
| 2021-03-10 | Bradford Leslie E | Director | P-Purchase | A | Common Stock | 1,000 | 13.13 | 13.1K | 1,000 | — | ↗ |
| 2021-03-08 | Pace Linda | Director / Officer | P-Purchase | A | Common Stock | 7,072 | 12.87 | 91.0K | 42,574 | — | ↗ |
| 2021-03-05 | Pace Linda | Director / Officer | P-Purchase | A | Common Stock | 800 | 12.63 | 10.1K | 35,502 | — | ↗ |
| 2021-02-16 | Wright William H II | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-11-09 | Boswell Taylor | Officer | P-Purchase | A | Common Stock | 22,000 | 9.45 | 207.9K | 89,274 | — | ↗ |
| 2020-08-26 | Nestor John G. | Director | P-Purchase | A | Common Stock | 3,000 | 8.75 | 26.3K | 19,800 | — | ↗ |
| 2020-08-10 | Boswell Taylor | Officer | P-Purchase | A | Common Stock | 25,000 | 9.20 | 230.0K | 67,274 | — | ↗ |
| 2020-08-03 | Boswell Taylor | Officer | — | D | Common Stock | 0 | 0.00 | — | 42,274 | — | ↗ |
| 2020-04-17 | Jenkins Mark David | Director | — | D | Common Stock | 0 | 0.00 | — | 3,719 | — | ↗ |
| 2020-03-31 | Gaunt Peter | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-03-17 | Pace Linda | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 6.81 | 68.1K | 34,702 | — | ↗ |
| 2020-03-17 | Hennigan Thomas M | Officer | P-Purchase | A | Common Stock | 14,075 | 7.12 | 100.2K | 43,947 | — | ↗ |
| 2020-03-16 | Hennigan Thomas M | Officer | P-Purchase | A | Common Stock | 3,365 | 8.15 | 27.4K | 29,872 | — | ↗ |
| 2020-03-13 | Hennigan Thomas M | Officer | P-Purchase | A | Common Stock | 15,685 | 9.71 | 152.2K | 26,507 | — | ↗ |
| 2020-03-04 | Pace Linda | Director / Officer | P-Purchase | A | Common Stock | 9,984 | 12.77 | 127.5K | 24,702 | — | ↗ |
| 2020-03-02 | Pace Linda | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 12.40 | 124.0K | 14,718 | — | ↗ |
| 2019-09-19 | Reing Michele | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-06-19 | Pace Linda | Officer | — | D | Common Stock | 0 | 0.00 | — | 4,718 | — | ↗ |
| 2019-03-07 | Nestor John G. | Director | P-Purchase | A | Common Stock | 6,800 | 14.63 | 99.5K | 16,800 | — | ↗ |
| 2018-12-10 | Rathi Venugopal | Officer | P-Purchase | A | Common Stock | 1,500 | 14.46 | 21.7K | 2,026 | — | ↗ |
| 2018-12-10 | Hennigan Thomas M | Officer | P-Purchase | A | Common Stock | 1,475 | 14.44 | 21.3K | 10,822 | — | ↗ |
| 2018-12-10 | Hart Michael Anthony | Director / Officer | P-Purchase | A | Common Stock | 3,500 | 14.43 | 50.5K | 40,988 | — | ↗ |
| 2018-12-07 | Hennigan Thomas M | Officer | P-Purchase | A | Common Stock | 1,200 | 15.00 | 18.0K | 9,347 | — | ↗ |
| 2018-12-06 | Hennigan Thomas M | Officer | P-Purchase | A | Common Stock | 800 | 14.92 | 11.9K | 8,147 | — | ↗ |
| 2018-12-06 | Hart Michael Anthony | Director / Officer | P-Purchase | A | Common Stock | 3,250 | 14.96 | 48.6K | 37,488 | — | ↗ |
| 2018-12-03 | Hart Michael Anthony | Director / Officer | P-Purchase | A | Common Stock | 6,500 | 15.64 | 101.7K | 34,238 | — | ↗ |
| 2018-11-29 | Hart Michael Anthony | Director / Officer | P-Purchase | A | Common Stock | 6,500 | 15.47 | 100.6K | 27,738 | — | ↗ |
| 2018-03-14 | Hennigan Thomas M | Officer | — | D | Common Stock | 0 | 0.00 | — | 7,347 | — | ↗ |
| 2018-02-26 | Barrios Erik G | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2017-12-05 | Nestor John G. | Director | P-Purchase | A | Common Stock | 10,000 | 18.55 | 185.5K | 10,000 | — | ↗ |
| 2017-10-19 | Bradford Leslie E | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2017-06-09 | Mizrachi Orit | Officer | J-Other | A | Common Stock | 54 | 0.00 | — | 2,434 | — | ↗ |
| 2017-06-09 | Levin Jeffrey | Officer | J-Other | A | Common Stock | 76 | 0.00 | — | 15,782 | — | ↗ |
| 2017-05-25 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 159 | 18.48 | 2.9K | 2,380 | — | ↗ |
| 2017-05-25 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 1,593 | 18.48 | 29.4K | 10,100 | — | ↗ |
| 2017-05-25 | Levin Jeffrey | Officer | P-Purchase | A | Common Stock | 1,023 | 18.48 | 18.9K | 15,706 | — | ↗ |
| 2017-05-25 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 1,593 | 18.48 | 29.4K | 10,100 | — | ↗ |
| 2017-05-19 | Rathi Venugopal | Officer | A-Award | A | Common Stock | 102 | 0.00 | — | 526 | — | ↗ |
| 2017-05-19 | Mizrachi Orit | Officer | A-Award | A | Common Stock | 373 | 0.00 | — | 2,221 | — | ↗ |
| 2017-05-19 | Levin Jeffrey | Officer | A-Award | A | Common Stock | 3,926 | 0.00 | — | 14,683 | — | ↗ |
| 2017-05-19 | Hart Michael Anthony | Director / Officer | A-Award | A | Common Stock | 7,126 | 0.00 | — | 21,238 | — | ↗ |
| 2016-12-31 | Rathi Venugopal | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-12-31 | Mizrachi Orit | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-12-31 | Levin Jeffrey | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-12-31 | Hart Michael Anthony | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-11-04 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 29 | 18.59 | 539.11 | 1,334 | — | ↗ |
| 2016-11-04 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 289 | 18.59 | 5.4K | 8,507 | — | ↗ |
| 2016-11-04 | Levin Jeffrey | Officer | P-Purchase | A | Common Stock | 185 | 18.59 | 3.4K | 5,503 | — | ↗ |
| 2016-11-04 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 289 | 18.59 | 5.4K | 8,507 | — | ↗ |
| 2016-09-01 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 28 | 18.37 | 514.36 | 1,305 | — | ↗ |
| 2016-09-01 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 283 | 18.37 | 5.2K | 8,218 | — | ↗ |
| 2016-09-01 | Levin Jeffrey | Officer | P-Purchase | A | Common Stock | 182 | 18.37 | 3.3K | 5,318 | — | ↗ |
| 2016-09-01 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 283 | 18.37 | 5.2K | 8,218 | — | ↗ |
| 2016-08-12 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 35 | 18.33 | 641.55 | 1,277 | — | ↗ |
| 2016-08-12 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 349 | 18.33 | 6.4K | 7,935 | — | ↗ |
| 2016-08-12 | Levin Jeffrey | Officer | P-Purchase | A | Common Stock | 224 | 18.33 | 4.1K | 5,136 | — | ↗ |
| 2016-08-12 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 349 | 18.33 | 6.4K | 7,935 | — | ↗ |
| 2016-06-10 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 34 | 18.13 | 616.42 | 1,242 | — | ↗ |
| 2016-06-10 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 335 | 18.13 | 6.1K | 7,586 | — | ↗ |
| 2016-06-10 | Levin Jeffrey | Officer | P-Purchase | A | Common Stock | 215 | 18.13 | 3.9K | 4,912 | — | ↗ |
| 2016-06-10 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 335 | 18.13 | 6.1K | 7,586 | — | ↗ |
| 2016-05-05 | Levin Jeffrey | Officer | — | D | Common Stock | 0 | 0.00 | — | 4,697 | — | ↗ |
| 2016-04-22 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 1,210 | 17.87 | 21.6K | 31,739 | — | ↗ |
| 2016-04-22 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 30 | 17.87 | 536.10 | 1,208 | — | ↗ |
| 2016-04-22 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 302 | 17.87 | 5.4K | 7,251 | — | ↗ |
| 2016-04-22 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 302 | 17.87 | 5.4K | 7,251 | — | ↗ |
| 2016-02-26 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 967 | 18.18 | 17.6K | 30,529 | — | ↗ |
| 2016-02-26 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 24 | 18.18 | 436.32 | 1,178 | — | ↗ |
| 2016-02-26 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 242 | 18.18 | 4.4K | 6,949 | — | ↗ |
| 2016-02-26 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 242 | 18.18 | 4.4K | 6,949 | — | ↗ |
| 2015-12-07 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 1,884 | 19.08 | 35.9K | 27,647 | — | ↗ |
| 2015-12-07 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 47 | 19.08 | 896.76 | 798 | — | ↗ |
| 2015-12-07 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 471 | 19.08 | 9.0K | 6,707 | — | ↗ |
| 2015-12-07 | Hart Michael Anthony | Director / Officer | A-Award | A | Common Stock | 4,329 | 0.00 | — | 5,636 | — | ↗ |
| 2015-12-07 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 471 | 19.08 | 9.0K | 6,707 | — | ↗ |
| 2015-09-25 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 1,104 | 19.14 | 21.1K | 25,763 | — | ↗ |
| 2015-09-25 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 28 | 19.14 | 535.92 | 751 | — | ↗ |
| 2015-09-25 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 276 | 19.14 | 5.3K | 6,236 | — | ↗ |
| 2015-09-25 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 276 | 19.14 | 5.3K | 6,236 | — | ↗ |
| 2015-08-07 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 789 | 19.37 | 15.3K | 24,659 | — | ↗ |
| 2015-08-07 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 20 | 19.37 | 387.40 | 723 | — | ↗ |
| 2015-08-07 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 197 | 19.37 | 3.8K | 5,960 | — | ↗ |
| 2015-08-07 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 197 | 19.37 | 3.8K | 5,960 | — | ↗ |
| 2015-06-11 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 2,019 | 19.48 | 39.3K | 23,052 | — | ↗ |
| 2015-06-11 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 50 | 19.48 | 974.00 | 576 | — | ↗ |
| 2015-06-11 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 505 | 19.48 | 9.8K | 5,763 | — | ↗ |
| 2015-06-11 | Hart Michael Anthony | Director / Officer | J-Other | A | Common Stock | 1,307 | 0.00 | — | 1,307 | — | ↗ |
| 2015-06-11 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 505 | 19.48 | 9.8K | 5,763 | — | ↗ |
| 2015-05-08 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 1,489 | 19.32 | 28.8K | 21,033 | — | ↗ |
| 2015-05-08 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 37 | 19.32 | 714.84 | 526 | — | ↗ |
| 2015-05-08 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 372 | 19.32 | 7.2K | 5,258 | — | ↗ |
| 2015-05-08 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 372 | 19.32 | 7.2K | 5,258 | — | ↗ |
| 2015-04-17 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 1,088 | 19.20 | 20.9K | 19,544 | — | ↗ |
| 2015-04-17 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 27 | 19.20 | 518.40 | 489 | — | ↗ |
| 2015-04-17 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 272 | 19.20 | 5.2K | 4,886 | — | ↗ |
| 2015-04-17 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 272 | 19.20 | 5.2K | 4,886 | — | ↗ |
| 2015-04-01 | Rathi Venugopal | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2015-02-11 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 1,944 | 19.46 | 37.8K | 18,456 | — | ↗ |
| 2015-02-11 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 49 | 19.46 | 953.54 | 462 | — | ↗ |
| 2015-02-11 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 486 | 19.46 | 9.5K | 4,614 | — | ↗ |
| 2015-02-11 | Kencel Kenneth J. | Director | P-Purchase | A | Common Stock | 486 | 19.46 | 9.5K | 4,614 | — | ↗ |
| 2015-02-11 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 486 | 19.46 | 9.5K | 4,614 | — | ↗ |
| 2015-01-02 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 819 | 19.46 | 15.9K | 16,512 | — | ↗ |
| 2015-01-02 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 20 | 19.46 | 389.20 | 413 | — | ↗ |
| 2015-01-02 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 205 | 19.46 | 4.0K | 4,128 | — | ↗ |
| 2015-01-02 | Kencel Kenneth J. | Director | P-Purchase | A | Common Stock | 205 | 19.46 | 4.0K | 4,128 | — | ↗ |
| 2015-01-02 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 205 | 19.46 | 4.0K | 4,128 | — | ↗ |
| 2014-12-31 | Petrick Michael J. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2014-11-21 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 1,970 | 19.53 | 38.5K | 15,693 | — | ↗ |
| 2014-11-21 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 49 | 19.53 | 956.97 | 393 | — | ↗ |
| 2014-11-21 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 493 | 19.53 | 9.6K | 3,923 | — | ↗ |
| 2014-11-21 | Kencel Kenneth J. | Director | P-Purchase | A | Common Stock | 493 | 19.53 | 9.6K | 3,923 | — | ↗ |
| 2014-11-21 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 493 | 19.53 | 9.6K | 3,923 | — | ↗ |
| 2014-10-20 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 863 | 19.83 | 17.1K | 13,723 | — | ↗ |
| 2014-10-20 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 22 | 19.83 | 436.26 | 344 | — | ↗ |
| 2014-10-20 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 216 | 19.83 | 4.3K | 3,430 | — | ↗ |
| 2014-10-20 | Kencel Kenneth J. | Director | P-Purchase | A | Common Stock | 216 | 19.83 | 4.3K | 3,430 | — | ↗ |
| 2014-10-20 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 216 | 19.83 | 4.3K | 3,430 | — | ↗ |
| 2014-10-01 | Petrick Michael J. | Director | P-Purchase | A | Common Stock | 989 | 19.83 | 19.6K | 12,860 | — | ↗ |
| 2014-10-01 | Mizrachi Orit | Officer | P-Purchase | A | Common Stock | 25 | 19.83 | 495.75 | 322 | — | ↗ |
| 2014-10-01 | Merrill Eliot P.S. | Director | P-Purchase | A | Common Stock | 247 | 19.83 | 4.9K | 3,214 | — | ↗ |
| 2014-10-01 | Kencel Kenneth J. | Director | P-Purchase | A | Common Stock | 247 | 19.83 | 4.9K | 3,214 | — | ↗ |
| 2014-10-01 | ANDREWS NIGEL T | Director | P-Purchase | A | Common Stock | 247 | 19.83 | 4.9K | 3,214 | — | ↗ |
| 2014-09-12 | Hart Michael Anthony | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2014-05-08 | Mizrachi Orit | Officer | — | D | Common Stock | 0 | 0.00 | — | 297 | — | ↗ |
| 2014-01-10 | Sandler Ian J. | Officer | P-Purchase | A | Common Stock | 230 | 19.59 | 4.5K | 3,561 | — | ↗ |
Executive team
Executive compensation
Executive compensation not available.
No CEO compensation history available.
Proxy statements
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Alex Chi | CEO, Head of Direct Lending, Deputy Chief Investment Officer of Carlyle Global Credit & Director | — | male |
| Alexander I. Popov | Vice President & Head of Private Credit | — | male |
| Allison Rudary | Head, Investor Relations | — | female |
| Daniel Hahn | Managing Director of Global Credit for Illiquid Credit | — | male |
| Frank Taylor | Treasurer | — | — |
| Joseph Kurche | Associate | — | male |
| Joshua Lefkowitz | Chief Compliance Officer & Secretary | — | male |
| Michael Hadley | Chief Investment Officer, Vice President & Head of Underwriting | — | male |
| Nelson Joseph | Principal Accounting Officer | — | male |
| Nishil Mehta | Head of Shareholder Relations | — | male |
| Thomas Hennigan | President, CFO, Chief Risk Officer & Director | — | male |
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Community Opinion for CGBD
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

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