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Capricor Therapeutics, Inc. (CAPR)

USD19.85 -0.83 (-4.01%)
US NASDAQ Healthcare Biotechnology
Address 10865 Road to the Cure 92121
San Diego, CA, US
CEO Linda Marbán
IPO 2007-02-13
CIK 1133869 ISIN US14070B3096

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Description

Capricor Therapeutics, Inc. is a clinical-stage biotechnology company, which focuses on the development of transformative cell and exosome-based therapeutics for treating Duchenne muscular dystrophy (“DMD”), a rare form of muscular dystrophy which results in muscle degeneration and premature death, and other diseases with unmet medical needs. Its product candidate consists of CAP-1002, Engineered Exosomes, CAP-2003, and Exosome-Based Vaccine. The company was founded on June 17, 1996 and is headquartered in San Diego, CA.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD19.85 -0.83 (-4.01%)
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Volume Profile
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Liquidity & share structure
Average Volume
1M
Beta
0.37
Float Shares
37.80M
Free Float %
82.7%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-1.19% -7.16% +1.03% +33.16% +436.97% +9.22% +343.32% +682.13% +829.79% -11.96% -93.00%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (10 ratings, all time) Buy
Price Targets & DCF
Current price
19.85
Low 45.00 +126.7%
Consensus 52.71 +165.5%
Median 50.00 +151.9%
High 62.00 +212.3%
DCF (Unlevered) 5.71 -71.2%
DCF (Levered) 5.74 -71.1%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 2 0
Buy 7 -1
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter 1
62.00
+212.3%
Last Year 10
42.60
+114.6%
All Time 16
31.38
+58.1%
Quality scores
Altman Z-Score
16.11
Safe zone
Piotroski F-Score
3 / 9
Average
MOAT Score
0 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
2 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    -100.0%
  • EPS growth Biotechnology: +29.7%
    -96.5% Q1'26: -11.3% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    -1,256.3% Q1'26: -1.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +32.0% Q1'26: +25.9% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.19× Q1'26: -100.51× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.48) × ERP
WACC = 99% × Ke + 1% × Kd (14.5%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 5.71 Current price: 19.85
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
7 Rev. Ana.
7 EPS Ana.
Dec 2027
7 Rev. Ana.
6 EPS Ana.
Dec 2028
4 Rev. Ana.
4 EPS Ana.
Dec 2029
3 Rev. Ana.
2 EPS Ana.
Dec 2030
3 Rev. Ana.
2 EPS Ana.
Revenue
3.78M
est: 5.49M (-31.3%)
3.19M
est: 4.10M (-22.2%)
2.67M
est: 2.80M (-4.8%)
1.67M
est: 1.16M (+43.9%)
1.01M
est: 841.5K (+19.4%)
310.3K
est: 252.0K (+23.1%)
244.9K
est: 222.5K (+10.1%)
2.55M
est: 1.59M (+60.0%)
25.18M
est: 27.15M (-7.3%)
22.27M
est: 20.97M (+6.2%)
est: 655.6K (-100.0%)
122.81M
754.1K – 249.93M
+18,634.1% YoY
102.69M
12.11M – 254.33M
-16.4% YoY
245.48M
15.30M – 505.70M
+139.0% YoY
399.80M
24.91M – 823.61M
+62.9% YoY
623.25M
38.84M – 1.28B
+55.9% YoY
EBITDA
-12.50M
est: -5.40M (-131.5%)
-18.34M
est: -4.03M (-355.1%)
2.97M
est: -2.75M (+208.1%)
-15.17M
est: -1.14M (-1,228.9%)
-7.56M
est: -827.0K (-814.4%)
-13.55M
est: -247.7K (-5,369.7%)
-20.69M
est: -218.7K (-9,363.2%)
-29.16M
est: -1.57M (-1,760.9%)
-23.01M
est: -15.82M (-45.4%)
-41.14M
est: -12.22M (-236.6%)
-108.14M
est: -382.0K (-28,206.6%)
-71.57M
-145.65M – -439.5K
-18,634.1% YoY
-59.85M
-148.22M – -7.06M
+16.4% YoY
-143.06M
-294.71M – -8.91M
-139.0% YoY
-232.99M
-479.98M – -14.52M
-62.9% YoY
-363.21M
-748.24M – -22.63M
-55.9% YoY
EBIT
-12.61M
est: -5.44M (-131.6%)
-16.98M
est: -4.06M (-317.7%)
2.83M
est: -2.78M (+202.0%)
-15.33M
est: -1.15M (-1,231.2%)
-7.73M
est: -834.1K (-827.2%)
-13.69M
est: -249.8K (-5,380.4%)
-20.94M
est: -220.6K (-9,393.5%)
-29.70M
est: -1.58M (-1,778.7%)
-24.08M
est: -16.05M (-50.0%)
-42.56M
est: -12.40M (-243.2%)
-108.14M
est: -387.6K (-27,800.2%)
-72.61M
-147.78M – -445.9K
-18,634.1% YoY
-60.72M
-150.38M – -7.16M
+16.4% YoY
-145.14M
-299.00M – -9.04M
-139.0% YoY
-236.38M
-486.97M – -14.73M
-62.9% YoY
-368.50M
-759.15M – -22.96M
-55.9% YoY
Net Income
-12.86M
est: -281.75M (+95.4%)
-18.81M
est: -346.91M (+94.6%)
2.43M
est: -190.18M (+101.3%)
-15.19M
est: -202.51M (+92.5%)
-7.64M
est: -69.21M (+89.0%)
-13.66M
est: -30.99M (+55.9%)
-20.02M
est: -28.18M (+28.9%)
-29.02M
est: -29.23M (+0.7%)
-22.29M
est: -27.95M (+20.2%)
-40.47M
est: -46.17M (+12.3%)
-105.04M
est: -98.17M (-7.0%)
-18.22M
-3.34B – 3.36B
+81.4% YoY
-32.77M
-71.43M – 35.40M
-79.9% YoY
109.58M
43.76M – 207.85M
+434.4% YoY
193.81M
-42.44M – 460.91M
+76.9% YoY
328.60M
-71.96M – 781.45M
+69.5% YoY
SGA
4.37M
est: 59.56M (-92.7%)
4.93M
est: 44.46M (-88.9%)
4.76M
est: 30.36M (-84.3%)
4.93M
est: 12.59M (-60.8%)
3.60M
est: 9.12M (-60.6%)
5.54M
est: 2.73M (+102.9%)
7.61M
est: 2.41M (+215.5%)
10.43M
est: 17.29M (-39.7%)
12.81M
est: 202.82M (-93.7%)
14.87M
est: 156.67M (-90.5%)
23.69M
est: 4.90M (+383.7%)
917.37M
5.63M – 1.87B
+18,634.1% YoY
767.09M
90.47M – 1.90B
-16.4% YoY
1.83B
114.26M – 3.78B
+139.0% YoY
2.99B
186.09M – 6.15B
+62.9% YoY
4.66B
290.10M – 9.59B
+55.9% YoY
EPS
-8.09
est: -8.00 (-1.1%)
-10.14
est: -9.85 (-2.9%)
1.00
est: -5.40 (+118.5%)
-5.17
est: -5.75 (+10.1%)
-2.06
est: -1.97 (-4.8%)
-0.88
est: -0.88 (+0.0%)
-0.87
est: -0.80 (-8.8%)
-1.18
est: -1.22 (+3.0%)
-0.83
est: -0.93 (+11.1%)
-1.15
est: -1.19 (+3.4%)
-2.26
est: -2.13 (-6.0%)
-0.30
-71.79 – 72.39
+86.1% YoY
-0.53
-1.54 – 0.76
-79.5% YoY
1.89
0.94 – 4.47
+454.5% YoY
4.17
-0.91 – 9.92
+120.9% YoY
7.07
-1.55 – 16.81
+69.5% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 C 2/5 3/5 1/5 1/5 3/5 1/5 2/5
2026-05-08 C 2/5 3/5 1/5 1/5 3/5 1/5 2/5
2026-05-07 C 2/5 3/5 1/5 1/5 3/5 1/5 2/5
2026-05-06 C 2/5 3/5 1/5 1/5 3/5 1/5 2/5
2026-05-05 C 2/5 3/5 1/5 1/5 3/5 1/5 2/5
2026-05-04 C 2/5 3/5 1/5 1/5 3/5 1/5 2/5
2026-05-01 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-30 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-29 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-28 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-27 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-24 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-23 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-22 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-21 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-20 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-17 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5
2026-04-16 C 2/5 3/5 1/5 1/5 2/5 1/5 2/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-101.25M
OE per share TTM
-2.16
Owner's Yield
-6.50%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
88.5%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
39
Total invested
43.08M
Insider transactions (90d)
2
Beneficial owners (>5%)
33
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Cedars-Sinai Medical Center 4.26M 18.70% 4.26M 4.26M CO California 2017-05-12
2 Eduardo Marbán, M.D., Ph.D. 3.16M 27.10% 3.16M 3.16M 10.00 IN United States 2013-12-03
3 Highbridge Capital Management, LLC 2.79M 9.10% 2.79M IA, OO State of Delaware 2024-02-07
4 Nippon Shinyaku Co., Ltd. 2.15M 6.97% 2.15M 2.15M FI Japan 2023-10-17
5 Jon M. Plexico 2.11M 4.70% 2.11M IN California 2013-08-07
6 L.P. 2.11M 4.70% 2.11M PN California 2013-08-07
7 LLC 2.11M 4.70% 2.11M HC California 2013-08-07
8 Lynch 2.11M 4.70% 2.11M IN California 2013-08-07
9 Larry N. Feinberg 2.00M 9.78% 2.00M 2.00M IN United States 2021-02-08
10 Oracle Associates, LLC 2.00M 9.78% 2.00M 2.00M PN United States 2021-02-08
11 Oracle Investment Management, Inc. 2.00M 9.78% 2.00M 2.00M CO United States 2021-02-08
12 Frank Litvack 1.82M 10.10% 1.82M 1.82M 10.00 IN United States 2015-03-13
13 (1) BlackRock, Inc. 1.75M 5.40% 1.74M 1.75M HC Delaware 2024-11-12
14 LOUIS GRASMICK 1.54M 8.40% 404.3K 1.14M 404.3K 10.00 IN United States 2016-03-21
15 Oracle Partners, L.P. 1.48M 7.25% 1.48M 1.48M PN United States 2021-02-08
16 LOUIS MANZO 1.18M 6.40% 1.18M 1.18M 10.00 IN United States 2016-03-21
17 NANCY GRASMICK 1.14M 6.30% 1.14M 10.00 IN United States 2016-03-21
18 GRANT GRASMICK 1.06M 5.90% 1.06M 10.00 IN United States 2016-03-21
19 NANCELOU, INC. 1.06M 5.90% 1.06M 1.06M 10.00 CO Maryland 2016-03-21
20 Linda Marbán, Ph.D. 969.1K 5.20% 959.9K 9.2K 959.9K 10.00 IN United States 2016-03-21
21 CONISTON CORPORATION 638.2K 3.60% 638.2K 638.2K 10.00 CO Maryland 2016-03-21
22 BARCLAYS GLOBAL INVESTORS, NA. 369.7K 2.65% 1.32M 1.32M BK USA 2014-02-14
23 Oracle Ten Fund, L.P. 310.6K 1.52% 310.6K 310.6K PN United States 2021-02-08
24 Armistice Capital Master Fund Ltd. 243.2K 4.99% 243.2K 243.2K CO Delaware 2019-12-27
25 Armistice Capital, LLC 243.2K 4.99% 243.2K 243.2K IA, OO Delaware 2019-12-27
26 Steven Boyd 243.2K 4.99% 243.2K 243.2K HC, IN Delaware 2019-12-27
27 Oracle Institutional Partners, L.P. 207.0K 1.01% 207.0K 207.0K PN United States 2021-02-08
28 Charles E. Davidson 52.1K 0.45% 52.1K 10.00 IN United States 2013-12-05
29 Joseph M. Jacobs 52.1K 0.45% 52.1K 10.00 IN United States 2013-12-05
30 Wexford Capital LP 52.1K 0.45% 52.1K 10.00 PN Delaware 2013-12-05
31 Wexford GP LLC 52.1K 0.45% 52.1K 10.00 OO Delaware 2013-12-05
32 Iota Investors LLC 38.2K 0.33% 38.2K 10.00 OO Delaware 2013-12-05
33 Wexford Spectrum Investors LLC 13.9K 0.12% 13.9K 10.00 OO Delaware 2013-12-05

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
39
-111 vs prev Q
New positions
15
Closed positions
114
Increased
26
Reduced
6
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 BLACKROCK, INC. 2.85M -19.2K (-0.7%) 82.28M +61.6M (+297.6%) 6.24% -0.043 pp 0.00% +0.001 pp USD14.57 +98.1% 6 qtrs
2 VANGUARD GROUP INC 2.56M +355.2K (+16.1%) 73.94M +58.0M (+364.7%) 5.60% +0.776 pp 0.00% +0.001 pp USD10.64 +171.2% 27 qtrs
3 POINT72 ASSET MANAGEMENT, L.P. 1.84M +1.7M (+1,451.4%) 53.10M +52.2M (+6,110.1%) 4.02% +3.765 pp 0.06% +0.058 pp USD27.46 +5.1% 2 qtrs
4 SUVRETTA CAPITAL MANAGEMENT, LLC 1.79M +1.8M (+100.0%) 51.53M +51.5M (+100.0%) 3.91% +3.906 pp 1.06% +1.056 pp USD28.86 +0.0% 1 qtrs NEW
5 TANG CAPITAL MANAGEMENT LLC 1.70M +1.7M (+100.0%) 49.06M +49.1M (+100.0%) 3.72% +3.719 pp 2.42% +2.424 pp USD28.86 +0.0% 1 qtrs NEW
6 RA CAPITAL MANAGEMENT, L.P. 1.51M +1.5M (+100.0%) 43.52M +43.5M (+100.0%) 3.30% +3.298 pp 0.45% +0.446 pp USD28.86 +0.0% 1 qtrs NEW
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1.43M +816.1K (+132.5%) 41.33M +36.9M (+830.7%) 3.13% +1.785 pp 0.00% +0.004 pp USD20.95 +37.8% 23 qtrs
8 GEODE CAPITAL MANAGEMENT, LLC 1.02M +55.8K (+5.8%) 29.37M +22.4M (+323.5%) 2.23% +0.122 pp 0.00% +0.001 pp USD8.69 +232.1% 27 qtrs
9 FMR LLC 922.6K +898.9K (+3,794.6%) 26.63M +26.5M (+15,489.6%) 2.02% +1.966 pp 0.00% +0.001 pp USD28.50 +1.3% 8 qtrs
10 CITADEL ADVISORS LLC 902.0K +751.5K (+499.2%) 26.03M +24.9M (+2,298.6%) 1.97% +1.644 pp 0.00% +0.004 pp USD25.25 +14.3% 25 qtrs
11 STATE STREET CORP 829.5K +28.2K (+3.5%) 23.94M +18.2M (+314.4%) 1.81% +0.061 pp 0.00% +0.001 pp USD12.84 +124.8% 19 qtrs
12 DARWIN GLOBAL MANAGEMENT, LTD. 800.0K +800.0K (+100.0%) 23.17M +23.2M (+100.0%) 1.75% +1.750 pp 0.47% +0.469 pp USD28.86 +0.0% 1 qtrs NEW
13 MILLENNIUM MANAGEMENT LLC 682.3K +479.9K (+237.0%) 19.69M +18.2M (+1,249.0%) 1.49% +1.050 pp 0.01% +0.008 pp USD22.75 +26.9% 10 qtrs
14 SOLEUS CAPITAL MANAGEMENT, L.P. 646.4K +646.4K (+100.0%) 18.65M +18.7M (+100.0%) 1.41% +1.414 pp 0.69% +0.688 pp USD28.86 +0.0% 1 qtrs NEW
15 MORGAN STANLEY 585.8K +34.1K (+6.2%) 16.91M +12.9M (+325.1%) 1.28% +0.075 pp 0.00% +0.001 pp USD13.13 +119.8% 26 qtrs
16 IKARIAN CAPITAL, LLC 578.0K +313.4K (+118.4%) 16.68M +14.8M (+774.3%) 1.26% +0.685 pp 1.30% +1.110 pp USD18.95 +52.3% 2 qtrs
17 GOLDMAN SACHS GROUP INC 448.0K +272.3K (+155.1%) 12.93M +11.7M (+920.9%) 0.98% +0.596 pp 0.00% +0.001 pp USD21.02 +37.3% 18 qtrs
18 DG CAPITAL MANAGEMENT, LLC 414.0K -56.4K (-12.0%) 11.95M +8.6M (+252.3%) 0.91% -0.124 pp 5.24% +4.064 pp USD7.21 +300.3% 2 qtrs
19 400.0K +400.0K (+100.0%) 11.54M +11.5M (+100.0%) 0.88% +0.875 pp 4.23% +4.231 pp USD28.86 +0.0% 1 qtrs NEW
20 JPMORGAN CHASE & CO 369.1K +179.3K (+94.5%) 10.65M +9.3M (+678.5%) 0.81% +0.392 pp 0.00% +0.001 pp USD19.29 +49.6% 8 qtrs
21 BALYASNY ASSET MANAGEMENT L.P. 353.0K +353.0K (+100.0%) 10.19M +10.2M (+100.0%) 0.77% +0.772 pp 0.01% +0.013 pp USD28.86 +0.0% 1 qtrs NEW
22 NORTHERN TRUST CORP 350.6K -1.9K (-0.5%) 10.12M +7.6M (+298.1%) 0.77% -0.004 pp 0.00% +0.001 pp USD11.25 +156.5% 23 qtrs
23 BARCLAYS PLC 328.9K +244.8K (+291.1%) 9.49M +8.9M (+1,465.4%) 0.72% +0.535 pp 0.00% +0.002 pp USD24.02 +20.1% 3 qtrs
24 BOXER CAPITAL MANAGEMENT, LLC 325.0K +325.0K (+100.0%) 9.38M +9.4M (+100.0%) 0.71% +0.711 pp 2.05% +2.053 pp USD28.86 +0.0% 1 qtrs NEW
25 D. E. SHAW & CO., INC. 315.0K +250.0K (+384.6%) 9.09M +8.6M (+1,839.8%) 0.69% +0.547 pp 0.01% +0.005 pp USD24.39 +18.3% 2 qtrs
26 DIADEMA PARTNERS LP 312.3K +12.3K (+4.1%) 9.01M +6.8M (+316.7%) 0.68% +0.027 pp 1.55% +0.999 pp USD8.06 +258.1% 5 qtrs
27 LMR PARTNERS LLP 304.7K -25.0K (-7.6%) 8.79M +6.4M (+269.9%) 0.67% -0.055 pp 0.02% +0.006 pp USD11.37 +153.8% 6 qtrs
28 J. GOLDMAN & CO LP 277.9K +142.9K (+105.9%) 8.02M +7.0M (+724.0%) 0.61% +0.313 pp 0.21% +0.187 pp USD18.34 +57.4% 2 qtrs
29 RTW INVESTMENTS, LP 250.0K +250.0K (+100.0%) 7.22M +7.2M (+100.0%) 0.55% +0.547 pp 0.07% +0.072 pp USD28.86 +0.0% 1 qtrs NEW
30 QUINN OPPORTUNITY PARTNERS LLC 242.9K +114.5K (+89.3%) 7.01M +6.1M (+657.5%) 0.53% +0.251 pp 0.30% +0.230 pp USD17.42 +65.7% 2 qtrs
31 PERCEPTIVE ADVISORS LLC 242.1K +242.1K (+100.0%) 6.99M +7.0M (+100.0%) 0.53% +0.530 pp 0.12% +0.125 pp USD28.86 +0.0% 3 qtrs
32 UBS GROUP AG 238.2K +113.5K (+91.0%) 6.87M +6.0M (+664.6%) 0.52% +0.248 pp 0.00% +0.001 pp USD19.22 +50.2% 8 qtrs
33 PALO ALTO INVESTORS LP 226.3K +226.3K (+100.0%) 6.53M +6.5M (+100.0%) 0.50% +0.495 pp 0.91% +0.909 pp USD28.86 +0.0% 1 qtrs NEW
34 CAPTION MANAGEMENT, LLC 223.8K -223.7K (-50.0%) 6.46M +3.2M (+100.2%) 0.49% -0.490 pp 0.04% +0.019 pp USD9.86 +192.7% 7 qtrs
35 WOODLINE PARTNERS LP 219.1K +209.0K (+2,065.5%) 6.32M +6.2M (+8,568.0%) 0.48% +0.457 pp 0.02% +0.024 pp USD28.14 +2.6% 5 qtrs
36 MOODY ALDRICH PARTNERS LLC 208.8K +208.8K (+100.0%) 6.02M +6.0M (+100.0%) 0.46% +0.457 pp 1.12% +1.124 pp USD28.86 +0.0% 1 qtrs NEW
37 RAYMOND JAMES FINANCIAL INC 195.4K +4.1K (+2.1%) 5.64M +4.3M (+308.9%) 0.43% +0.009 pp 0.00% +0.001 pp USD7.79 +270.5% 4 qtrs
38 BOOTHBAY FUND MANAGEMENT, LLC 190.7K +87.0K (+83.9%) 5.50M +4.8M (+635.9%) 0.42% +0.190 pp 0.08% +0.071 pp USD17.08 +69.0% 2 qtrs
39 HBK SORCE ADVISORY LLC 203.7K +33.1K (+19.4%) 5.04M +3.9M (+341.3%) 0.45% +0.072 pp 0.12% +0.088 pp USD12.33 +134.1% 4 qtrs
40 NATIONAL BANK OF CANADA /FI/ 143.5K -254.2K (-63.9%) 4.14M +1.3M (+44.4%) 0.31% -0.556 pp 0.00% +0.001 pp USD8.36 +245.2% 3 qtrs
41 ADAGE CAPITAL PARTNERS GP, L.L.C. 130.0K +130.0K (+100.0%) 3.75M +3.8M (+100.0%) 0.28% +0.284 pp 0.01% +0.006 pp USD28.86 +0.0% 1 qtrs NEW
42 WELLINGTON MANAGEMENT GROUP LLP 128.3K -4.0K (-3.1%) 3.70M +2.7M (+288.0%) 0.28% -0.009 pp 0.00% +0.001 pp USD10.89 +165.0% 5 qtrs
43 AMERIPRISE FINANCIAL INC 125.2K +125.2K (+100.0%) 3.61M +3.6M (+100.0%) 0.27% +0.274 pp 0.00% +0.001 pp USD28.86 +0.0% 1 qtrs NEW
44 MARSHALL WACE, LLP 121.9K +22.8K (+23.0%) 3.52M +2.8M (+392.4%) 0.27% +0.050 pp 0.00% +0.003 pp USD13.05 +121.1% 7 qtrs
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 119.4K -933.0 (-0.8%) 3.44M +2.6M (+297.2%) 0.26% -0.002 pp 0.00% +0.000 pp USD7.96 +262.6% 12 qtrs
46 BANK OF NEW YORK MELLON CORP 118.4K +23.7K (+25.0%) 3.42M +2.7M (+400.5%) 0.26% +0.052 pp 0.00% +0.001 pp USD11.47 +151.6% 22 qtrs
47 SEVEN GRAND MANAGERS, LLC 100.0K +100.0K (+100.0%) 2.89M +2.9M (+100.0%) 0.22% +0.219 pp 0.22% +0.220 pp USD28.86 +0.0% 1 qtrs NEW
48 SUPERSTRING CAPITAL MANAGEMENT LP 96.3K +96.3K (+100.0%) 2.78M +2.8M (+100.0%) 0.21% +0.211 pp 1.49% +1.489 pp USD28.86 +0.0% 1 qtrs NEW
49 NUVEEN, LLC 91.0K +1.9K (+2.1%) 2.62M +2.0M (+308.7%) 0.20% +0.004 pp 0.00% +0.001 pp USD9.89 +191.8% 4 qtrs
50 OPPENHEIMER & CO INC 80.8K -54.6K (-40.3%) 2.33M +1.4M (+138.9%) 0.18% -0.120 pp 0.03% +0.021 pp USD9.45 +205.4% 7 qtrs
51 FRED ALGER MANAGEMENT, LLC 80.8K +80.8K (+100.0%) 2.33M +2.3M (+100.0%) 0.18% +0.177 pp 0.01% +0.009 pp USD28.86 +0.0% 1 qtrs NEW
52 BLACK DIAMOND FINANCIAL, LLC 79.1K -198.7K (-71.5%) 2.28M +279.7K (+14.0%) 0.17% -0.435 pp 0.24% +0.016 pp USD13.80 +109.1% 5 qtrs
53 ANSON FUNDS MANAGEMENT LP 68.0K +68.0K (+100.0%) 1.96M +2.0M (+100.0%) 0.15% +0.149 pp 0.19% +0.185 pp USD28.86 +0.0% 1 qtrs NEW
54 SIMPLEX TRADING, LLC 55.7K +55.7K (+100.0%) 1.61M +1.6M (+100.0%) 0.12% +0.122 pp 0.00% +0.001 pp USD28.86 +0.0% 1 qtrs NEW
55 TWO SIGMA INVESTMENTS, LP 54.8K -301.0K (-84.6%) 1.58M -984.5K (-38.4%) 0.12% -0.659 pp 0.00% -0.002 pp USD9.17 +214.7% 9 qtrs
56 BANK OF AMERICA CORP /DE/ 53.8K +11.1K (+25.8%) 1.55M +1.2M (+403.7%) 0.12% +0.024 pp 0.00% +0.000 pp USD16.18 +78.4% 15 qtrs
57 PERSISTENT ASSET PARTNERS LTD 51.5K +51.5K (+100.0%) 1.49M +1.5M (+100.0%) 0.11% +0.113 pp 0.67% +0.667 pp USD28.86 +0.0% 1 qtrs NEW
58 JUMP FINANCIAL, LLC 49.5K +49.5K (+100.0%) 1.43M +1.4M (+100.0%) 0.11% +0.108 pp 0.02% +0.018 pp USD28.86 +0.0% 4 qtrs
59 RHUMBLINE ADVISERS 47.0K -3.9K (-7.7%) 1.36M +988.9K (+269.6%) 0.10% -0.009 pp 0.00% +0.001 pp USD8.09 +256.7% 7 qtrs
60 LPL FINANCIAL LLC 46.6K +3.9K (+9.1%) 1.34M +1.0M (+336.8%) 0.10% +0.009 pp 0.00% +0.000 pp USD10.06 +186.9% 3 qtrs
61 WELLS FARGO & COMPANY/MN 45.6K +5.6K (+14.0%) 1.32M +1.0M (+356.4%) 0.10% +0.012 pp 0.00% +0.000 pp USD10.04 +187.5% 23 qtrs
62 FARALLON CAPITAL MANAGEMENT LLC 41.0K +— (+0.0%) 1.18M +887.7K (+300.3%) 0.09% +0.000 pp 0.01% +0.004 pp USD13.80 +109.1% 5 qtrs
63 ADVISOR GROUP HOLDINGS, INC. 39.9K +6.7K (+20.3%) 1.15M +935.5K (+434.2%) 0.09% +0.015 pp 0.00% +0.001 pp USD11.70 +146.7% 18 qtrs
64 ALLIANCEBERNSTEIN L.P. 38.8K -39.9K (-50.7%) 1.12M +553.1K (+97.4%) 0.08% -0.087 pp 0.00% +0.000 pp USD10.58 +172.8% 5 qtrs
65 JANE STREET GROUP, LLC 33.8K -106.6K (-75.9%) 975.5K -36.8K (-3.6%) 0.07% -0.233 pp 0.00% +0.000 pp USD10.37 +178.3% 6 qtrs
66 GLENMEDE TRUST CO NA 32.1K +32.1K (+100.0%) 926.1K +926.1K (+100.0%) 0.07% +0.070 pp 0.00% +0.004 pp USD28.86 +0.0% 1 qtrs NEW
67 QUEST PARTNERS LLC 30.1K +31.0 (+0.1%) 867.4K +650.9K (+300.7%) 0.07% +0.000 pp 0.05% +0.034 pp USD8.41 +243.2% 5 qtrs
68 DEUTSCHE BANK AG\ 28.7K +3.6K (+14.5%) 829.2K +648.3K (+358.4%) 0.06% +0.008 pp 0.00% +0.000 pp USD15.34 +88.1% 5 qtrs
69 ENVESTNET ASSET MANAGEMENT INC 27.4K +13.7K (+99.4%) 790.9K +691.8K (+698.2%) 0.06% +0.030 pp 0.00% +0.000 pp USD18.00 +60.3% 4 qtrs
70 COMMONWEALTH EQUITY SERVICES, LLC 26.3K -4.6K (-14.8%) 758.7K +535.7K (+240.2%) 0.06% -0.010 pp 0.00% +0.001 pp USD7.45 +287.4% 8 qtrs
71 PRICE T ROWE ASSOCIATES INC /MD/ 23.2K +2.6K (+12.5%) 669.0K +520.0K (+349.0%) 0.05% +0.006 pp 0.00% +0.000 pp USD14.21 +103.1% 5 qtrs
72 METLIFE INVESTMENT MANAGEMENT, LLC 22.0K +7.7K (+54.4%) 634.2K +531.6K (+517.9%) 0.05% +0.017 pp 0.00% +0.003 pp USD19.10 +51.1% 5 qtrs
73 JAIN GLOBAL LLC 21.7K +21.7K (+100.0%) 626.3K +626.3K (+100.0%) 0.05% +0.048 pp 0.00% +0.003 pp USD28.86 +0.0% 1 qtrs NEW
74 MARINER, LLC 21.5K +7.8K (+57.6%) 619.0K +520.9K (+530.9%) 0.05% +0.017 pp 0.00% +0.001 pp USD15.12 +90.9% 2 qtrs
75 ACADIAN ASSET MANAGEMENT LLC 20.1K +20.1K (+100.0%) 579.0K +579.0K (+100.0%) 0.04% +0.044 pp 0.00% +0.001 pp USD28.86 +0.0% 1 qtrs NEW
76 FORA CAPITAL, LLC 20.0K +20.0K (+100.0%) 576.3K +576.3K (+100.0%) 0.04% +0.044 pp 0.07% +0.070 pp USD28.86 +0.0% 1 qtrs NEW
77 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 17.9K -82.0 (-0.5%) 515.5K +386.1K (+298.4%) 0.04% 0.000 pp 0.00% +0.001 pp USD14.57 +98.1% 6 qtrs
78 STEMPOINT CAPITAL LP 17.9K +17.9K (+100.0%) 515.2K +515.2K (+100.0%) 0.04% +0.039 pp 0.09% +0.088 pp USD28.86 +0.0% 1 qtrs NEW
79 CREATIVE PLANNING 15.2K +15.2K (+100.0%) 439.6K +439.6K (+100.0%) 0.03% +0.033 pp 0.00% +0.000 pp USD28.86 +0.0% 4 qtrs
80 ENTROPY TECHNOLOGIES, LP 14.2K +14.2K (+100.0%) 408.9K +408.9K (+100.0%) 0.03% +0.031 pp 0.02% +0.022 pp USD28.86 +0.0% 1 qtrs NEW
81 INVESCO LTD. 13.6K -34.0 (-0.2%) 393.1K +294.7K (+299.3%) 0.03% 0.000 pp 0.00% +0.000 pp USD6.46 +346.7% 7 qtrs
82 SUSQUEHANNA PORTFOLIO STRATEGIES, LLC 13.3K +13.3K (+100.0%) 383.7K +383.7K (+100.0%) 0.03% +0.029 pp 0.01% +0.006 pp USD28.86 +0.0% 1 qtrs NEW
83 NEW YORK STATE COMMON RETIREMENT FUND 13.0K +7.2K (+124.1%) 375.2K +333.4K (+797.2%) 0.03% +0.016 pp 0.00% +0.000 pp USD21.59 +33.7% 7 qtrs
84 STATE OF WISCONSIN INVESTMENT BOARD 12.8K -58.8K (-82.2%) 368.1K -147.8K (-28.6%) 0.03% -0.129 pp 0.00% 0.000 pp USD7.21 +300.3% 5 qtrs
85 US BANCORP \DE\ 12.6K +5.2K (+69.3%) 364.5K +310.7K (+577.5%) 0.03% +0.011 pp 0.00% +0.000 pp USD14.01 +106.0% 27 qtrs
86 SEI INVESTMENTS CO 12.6K +12.6K (+100.0%) 363.9K +363.9K (+100.0%) 0.03% +0.028 pp 0.00% +0.000 pp USD28.86 +0.0% 1 qtrs NEW
87 QUANTINNO CAPITAL MANAGEMENT LP 12.4K +12.4K (+100.0%) 357.5K +357.5K (+100.0%) 0.03% +0.027 pp 0.00% +0.001 pp USD28.86 +0.0% 1 qtrs NEW
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 70 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Virtus Biotech Clinical Trials ETF BBC 0.51% 295.4K 0.65%
2 Global X - S&P Biotech ETF CURE.AX 0.43% 155.9K 0.45%
3 State Street SPDR S&P Biotech ETF XBI 0.43% 46.98M 0.35%
4 Vanguard U.S. Momentum Factor ETF VFMO 0.10% 1.74M 0.13%
5 Pacer WealthShield ETF PWS 0.09% 21.7K 0.60%
6 Vanguard Global Momentum Factor ETF VMO.TO 0.08% 273.5K 0.38%
7 Vanguard Russell 2000 Growth ETF VTWG 0.07% 1.22M 0.06%
8 iShares Russell 2000 Growth ETF IWO 0.07% 10.71M 0.24%
9 Direxion Daily S&P Biotech Bull 3X Shares LABU 0.06% 381.4K 0.96%
10 Innovator U.S. Small Cap Managed Floor ETF RFLR 0.04% 40.1K 0.89%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.50
Neutral
Ratio by volume
0.50
Neutral
Buys
2
Sells
4
Shares acquired
61.3K
Shares disposed
122.5K
Cash buys
Cash sales
2.00
Net activity
-61,264
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-05-01 Krasney Karen Officer M-Exempt D Stock Option (Right to Buy) 25,000 3.18 79.5K 56,261 D
2026-05-01 Bergmann Anthony Officer M-Exempt D Stock Option (Right to Buy) 25,000 3.18 79.5K 116,980 D
2026-04-02 Sabar Karimah Es Director S-Sale D Common Stock 7,529 32.00 240.9K 0 D
2026-04-01 Sabar Karimah Es Director M-Exempt A Common Stock 53,735 4.86 261.2K 53,735 D
2026-03-31 Sabar Karimah Es Director S-Sale D Common Stock 61,265 30.17 1.85M 0 D
2026-03-31 Krasney Karen Officer M-Exempt D Stock Option (Right to Buy) 693 1.39 963.27 2,807 D
2026-03-31 Bergmann Anthony Officer S-Sale D Common Stock 25,000 30.13 753.2K 8,223 D
2026-01-05 Sabar Karimah Es Director A-Award A Stock Option (Right to Buy) 15,500 24.81 384.6K 15,500 D
2026-01-05 Musket David B Director A-Award A Stock Option (Right to Buy) 15,500 24.81 384.6K 15,500 D
2026-01-05 Marban Linda Director / Officer A-Award A Restricted Stock Units 7,500 0.00 7,500 D
2026-01-05 Litvack Frank Director A-Award A Stock Option (Right to Buy) 50,000 24.81 1.24M 50,000 D
2026-01-05 Krasney Karen Officer A-Award A Stock Option (Right to Buy) 22,500 24.81 558.2K 22,500 D
2026-01-05 Kelliher Mike Director A-Award A Stock Option (Right to Buy) 15,500 24.81 384.6K 15,500 D
2026-01-05 Gotwals Philip J Director A-Award A Stock Option (Right to Buy) 15,500 24.81 384.6K 15,500 D
2026-01-05 DUNBAR GEORGE W JR Director A-Award A Stock Option (Right to Buy) 15,500 24.81 384.6K 15,500 D
2026-01-05 Bergmann Anthony Officer A-Award A Stock Option (Right to Buy) 25,000 24.81 620.3K 25,000 D
2026-01-05 Auwaerter Paul Gisbert Director A-Award A Stock Option (Right to Buy) 15,500 24.81 384.6K 15,500 D
2025-12-30 Krasney Karen Officer M-Exempt D Stock Option (Right to Buy) 2,500 1.39 3.5K 0 D
2025-12-19 DUNBAR GEORGE W JR Director M-Exempt A Common Stock 3,000 1.39 4.2K 14,306 D
2025-03-05 Marban Linda Director / Officer J-Other D Common Stock 12,500 0.00 211,104 D
2025-03-03 Marban Linda Director / Officer M-Exempt D Stock Option (Right to Buy) 25,000 1.39 34.8K 0 D
2025-03-03 Litvack Frank Director M-Exempt A Common Stock 25,000 1.39 34.8K 132,382 D
2025-03-03 DUNBAR GEORGE W JR Director M-Exempt D Stock Option (Right to Buy) 750 1.39 1.0K 0 D
2025-03-03 Bergmann Anthony Officer M-Exempt D Stock Option (Right to Buy) 2,500 1.39 3.5K 0 D
2025-02-27 COLLIER EARL M JR Director M-Exempt A Common Stock 750 1.39 1.0K 57,606 D
2025-01-02 Sabar Karimah Es Director A-Award A Stock Option (Right to Buy) 2,520 14.96 37.7K 2,520 D
2025-01-02 Musket David B Director A-Award A Stock Option (Right to Buy) 11,940 14.96 178.6K 11,940 D
2025-01-02 Marban Linda Director / Officer A-Award A Stock Option (Right to Buy) 34,962 14.96 523.0K 34,962 D
2025-01-02 Litvack Frank Director A-Award A Stock Option (Right to Buy) 50,000 14.96 748.0K 50,000 D
2025-01-02 Krasney Karen Officer A-Award A Stock Option (Right to Buy) 60,000 14.96 897.6K 60,000 D
2025-01-02 Kelliher Mike Director A-Award A Stock Option (Right to Buy) 1,440 14.96 21.5K 1,440 D
2025-01-02 Gotwals Philip J Director A-Award A Stock Option (Right to Buy) 5,750 14.96 86.0K 5,750 D
2025-01-02 DUNBAR GEORGE W JR Director A-Award A Stock Option (Right to Buy) 5,750 14.96 86.0K 5,750 D
2025-01-02 COLLIER EARL M JR Director A-Award A Stock Option (Right to Buy) 5,750 14.96 86.0K 5,750 D
2025-01-02 Bergmann Anthony Officer A-Award A Stock Option (Right to Buy) 6,170 14.96 92.3K 6,170 D
2025-01-02 Auwaerter Paul Gisbert Director A-Award A Stock Option (Right to Buy) 1,440 14.96 21.5K 1,440 D
2024-12-13 Krasney Karen Officer M-Exempt D Stock Option (Right to Buy) 5,000 1.39 7.0K 0 D
2024-12-03 Litvack Frank Director M-Exempt D Warrants (Right to Buy) 20,391 1.10 22.4K 0 I
2024-12-02 Litvack Frank Director G-Gift A Warrants (Right to Buy) 20,391 1.10 22.4K 20,391 I
2024-09-20 Nippon Shinyaku Co Ltd 10% Owner P-Purchase A Common Stock, par value $0.001 per share 2,798,507 5.36 15.00M 7,090,351 D
2024-08-07 Musket David B Director M-Exempt D Stock Option (Right to Buy) 34,000 1.39 47.3K 75,000
2024-04-23 Musket David B Director M-Exempt A Common Stock 16,156 1.39 22.5K 47,692
2024-04-23 COLLIER EARL M JR Director M-Exempt A Common Stock 30,000 1.39 41.7K 56,856
2024-04-03 Nippon Shinyaku Co Ltd 10% Owner D Warrant (right to buy) 2,145,922 5.70 12.23M 0
2024-01-02 Sabar Karimah Es Director A-Award A Stock Option (Right to Buy) 29,250 5.12 149.8K 29,250
2024-01-02 Musket David B Director A-Award A Stock Option (Right to Buy) 14,280 5.12 73.1K 14,280
2024-01-02 Marban Linda Director / Officer A-Award A Stock Option (Right to Buy) 250,000 5.12 1.28M 250,000
2024-01-02 Litvack Frank Director A-Award A Stock Option (Right to Buy) 200,000 5.12 1.02M 200,000
2024-01-02 Krasney Karen Officer A-Award A Stock Option (Right to Buy) 7,140 5.12 36.6K 7,140
2024-01-02 Kelliher Mike Director A-Award A Stock Option (Right to Buy) 30,000 5.12 153.6K 30,000
2024-01-02 Gotwals Philip J Director A-Award A Stock Option (Right to Buy) 6,370 5.12 32.6K 6,370
2024-01-02 DUNBAR GEORGE W JR Director A-Award A Stock Option (Right to Buy) 14,280 5.12 73.1K 14,280
2024-01-02 COLLIER EARL M JR Director A-Award A Stock Option (Right to Buy) 8,030 5.12 41.1K 8,030
2024-01-02 Bergmann Anthony Officer A-Award A Stock Option (Right to Buy) 9,692 5.12 49.6K 9,692
2024-01-02 Auwaerter Paul Gisbert Director A-Award A Stock Option (Right to Buy) 29,250 5.12 149.8K 29,250
2023-10-23 Bergmann Anthony Officer M-Exempt A Common Stock 2,178 1.39 3.0K 2,381
2023-10-12 Musket David B Director P-Purchase A Common Stock 410 2.75 1.1K 31,536
2023-10-10 COLLIER EARL M JR Director P-Purchase A Common Stock 10,000 2.83 28.3K 26,856
2023-10-09 Musket David B Director P-Purchase A Common Stock 5,083 2.82 14.3K 31,126
2023-10-06 Auwaerter Paul Gisbert Director P-Purchase A Common Stock 5,000 2.84 14.2K 5,000
2023-10-04 Musket David B Director P-Purchase A Common Stock 2,500 2.90 7.3K 26,043
2023-09-01 Kelliher Mike Director A-Award A Stock Option (Right to Buy) 115,000 6.61 760.2K 115,000
2023-08-14 Litvack Frank Director F-InKind D Common Stock 4,364 6.61 28.8K 133,269
2023-07-21 Gotwals Philip J Director A-Award A Stock Option (Right to Buy) 115,000 4.55 523.3K 115,000
2023-07-11 Auwaerter Paul Gisbert Director A-Award A Stock Option (Right to Buy) 115,000 4.47 514.1K 115,000
2023-05-12 Marban Linda Director / Officer M-Exempt A Common Stock 20,749 1.39 28.8K 198,604
2023-04-17 Avat Xavier S-Sale D Common Stock 14,772 64,258.00 949.22M 0
2023-04-05 Avat Xavier M-Exempt A Common Stock 84,791 3.46 293.4K 84,791
2023-03-28 Avat Xavier S-Sale D Common Stock 3,000 4.06 12.2K 0
2023-02-21 Manzo Louis Director M-Exempt A Common Stock 1,401 1.39 1.9K 62,599
2023-02-21 Litvack Frank Director M-Exempt A Common Stock 14,027 1.39 19.5K 141,800
2023-02-14 DUNBAR GEORGE W JR Director M-Exempt A Common Stock 1,401 1.39 1.9K 10,556
2023-02-14 COLLIER EARL M JR Director M-Exempt A Common Stock 1,401 1.39 1.9K 16,856
2023-01-03 Sabar Karimah Es Director A-Award A Stock Option (Right to Buy) 19,000 0.00 19,000
2023-01-03 Musket David B Director A-Award A Stock Option (Right to Buy) 16,620 0.00 16,620
2023-01-03 Marban Linda Director / Officer A-Award A Stock Option (Right to Buy) 135,000 0.00 135,000
2023-01-03 Manzo Louis Director A-Award A Stock Option (Right to Buy) 19,000 0.00 19,000
2023-01-03 Litvack Frank Director A-Award A Stock Option (Right to Buy) 185,000 0.00 185,000
2023-01-03 Krasney Karen Director A-Award A Stock Option (Right to Buy) 80,000 0.00 80,000
2023-01-03 DUNBAR GEORGE W JR Director A-Award A Stock Option (Right to Buy) 19,000 0.00 19,000
2023-01-03 COLLIER EARL M JR Director A-Award A Stock Option (Right to Buy) 11,870 0.00 11,870
2023-01-03 Bergmann Anthony Director / Officer A-Award A Stock Option (Right to Buy) 85,000 0.00 85,000
2022-11-03 Krasney Karen Director M-Exempt A Common Stock 18,932 1.39 26.3K 20,047
2022-06-30 Musket David B Director M-Exempt D Stock Option (Right to Buy) 4,645 1.39 6.5K 0
2022-06-29 Musket David B Director S-Sale D Common Stock 28,215 3.77 106.4K 12,747
2022-06-29 Avat Xavier Director / Officer P-Purchase A Common Stock 1,500 3.76 5.6K 2,000
2022-06-27 Musket David B Director S-Sale D Common Stock 17,775 4.44 78.9K 40,962
2022-05-23 Avat Xavier Director / Officer A-Award A Stock Option (Right to Buy) 370,000 0.00 370,000
2022-03-31 Manzo Louis Director M-Exempt A Common Stock 27,904 1.39 38.8K 27,904
2022-03-29 DUNBAR GEORGE W JR Director M-Exempt A Common Stock 15,455 1.39 21.5K 15,455
2022-03-08 COLLIER EARL M JR Director M-Exempt D Stock Option (Right to Buy) 15,455 0.00 0
2022-01-03 Sabar Karimah Es Director A-Award A Stock Option (Right to Buy) 7,690 3.18 24.5K 7,690
2022-01-03 Musket David B Director A-Award A Stock Option (Right to Buy) 84,080 3.18 267.4K 84,080
2022-01-03 Marban Linda Director / Officer A-Award A Stock Option (Right to Buy) 377,830 3.18 1.20M 377,830
2022-01-03 Manzo Louis Director A-Award A Stock Option (Right to Buy) 83,590 3.18 265.8K 83,590
2022-01-03 Litvack Frank Director A-Award A Stock Option (Right to Buy) 252,250 3.18 802.2K 252,250
2022-01-03 Krasney Karen Officer A-Award A Stock Option (Right to Buy) 84,080 3.18 267.4K 84,080
2022-01-03 DUNBAR GEORGE W JR Director A-Award A Stock Option (Right to Buy) 63,060 3.18 200.5K 63,060
2022-01-03 COLLIER EARL M JR Director A-Award A Stock Option (Right to Buy) 63,060 3.18 200.5K 63,060
2022-01-03 Bergmann Anthony Officer A-Award A Stock Option (Right to Buy) 166,980 3.18 531.0K 166,980
2021-12-27 Musket David B Director M-Exempt D Warrants (Right to Buy) 20,391 1.10 22.4K 0
2021-07-23 Sabar Karimah Es Director A-Award A Stock Option (Right to Buy) 115,000 4.86 558.9K 115,000
2021-01-04 Musket David B Director A-Award A Stock Option (Right to Buy) 96,126 3.74 359.5K 96,126
2021-01-04 Marban Linda Director / Officer A-Award A Stock Option (Right to Buy) 458,693 3.74 1.72M 458,693
2021-01-04 Manzo Louis Director A-Award A Stock Option (Right to Buy) 72,066 3.74 269.5K 72,066
2021-01-04 Litvack Frank Director A-Award A Stock Option (Right to Buy) 211,160 3.74 789.7K 211,160
2021-01-04 Krasney Karen Officer A-Award A Stock Option (Right to Buy) 95,693 3.74 357.9K 95,693
2021-01-04 DUNBAR GEORGE W JR Director A-Award A Stock Option (Right to Buy) 71,388 3.74 267.0K 71,388
2021-01-04 COLLIER EARL M JR Director A-Award A Stock Option (Right to Buy) 71,951 3.74 269.1K 71,951
2021-01-04 Bergmann Anthony Officer A-Award A Stock Option (Right to Buy) 95,693 3.74 357.9K 95,693
2020-09-24 Manzo Louis Director M-Exempt D Stock Option (Right to Buy) 8,299 3.70 30.7K 0
2020-07-27 Marban Linda Director / Officer F-InKind D Common Stock 15,652 9.81 153.5K 46,715
2020-06-05 Musket David B Director A-Award A Stock Option (Right to Buy) 109,000 1.39 151.5K 109,000
2020-06-05 Marban Linda Director / Officer A-Award A Stock Option (Right to Buy) 368,449 1.39 512.1K 368,449
2020-06-05 Manzo Louis Director A-Award A Stock Option (Right to Buy) 83,000 1.39 115.4K 83,000
2020-06-05 Litvack Frank Director A-Award A Stock Option (Right to Buy) 280,935 1.39 390.5K 280,935
2020-06-05 Krasney Karen Officer A-Award A Stock Option (Right to Buy) 104,908 1.39 145.8K 104,908
2020-06-05 DUNBAR GEORGE W JR Director A-Award A Stock Option (Right to Buy) 83,000 1.39 115.4K 83,000
2020-06-05 COLLIER EARL M JR Director A-Award A Stock Option (Right to Buy) 83,000 1.39 115.4K 83,000
2020-06-05 Bergmann Anthony Officer A-Award A Stock Option (Right to Buy) 120,003 1.39 166.8K 120,003
2020-02-12 Musket David B Director D-Return D Stock Option (Right to Buy) 15,455 3.70 57.2K 0
2020-02-12 Marban Linda Director / Officer A-Award A Stock Option (Right to Buy) 41,497 1.39 57.7K 41,497
2020-02-12 Manzo Louis Director A-Award A Stock Option (Right to Buy) 4,500 1.39 6.3K 4,500
2020-02-12 Litvack Frank Director D-Return D Stock Option (Right to Buy) 23,750 3.25 77.2K 0
2020-02-12 Krasney Karen Officer D-Return D Stock Option (Right to Buy) 2,500 25.50 63.8K 0
2020-02-12 DUNBAR GEORGE W JR Director D-Return D Stock Option (Right to Buy) 750 57.80 43.4K 0
2020-02-12 COLLIER EARL M JR Director D-Return D Stock Option (Right to Buy) 4,750 3.25 15.4K 0
2020-02-12 Bergmann Anthony Officer A-Award A Stock Option (Right to Buy) 5,000 1.39 7.0K 5,000
2019-12-17 Musket David B Director A-Award A Common Stock 20,391 1.23 25.0K 22,891
2019-12-17 Manzo Louis Director A-Award A Common Stock 20,391 1.23 25.0K 36,304
2019-12-17 Litvack Frank Director A-Award A Common Stock 20,391 1.23 25.0K 20,391
2019-08-08 Musket David B Director A-Award A Stock Option (right to buy) 8,750 3.25 28.4K 8,750
2019-08-08 Marban Linda Director / Officer A-Award A Stock Option (right to buy) 25,000 3.25 81.3K 25,000
2019-08-08 Manzo Louis Director A-Award A Stock Option (right to buy) 4,500 3.25 14.6K 4,500
2019-08-08 Litvack Frank Director A-Award A Stock Option (right to buy) 23,750 3.25 77.2K 23,750
2019-08-08 Krasney Karen Officer A-Award A Stock Option (right to buy) 14,000 3.25 45.5K 14,000
2019-08-08 DUNBAR GEORGE W JR Director A-Award A Stock Option (right to buy) 5,250 3.25 17.1K 5,250
2019-08-08 COLLIER EARL M JR Director A-Award A Stock Option (right to buy) 4,750 3.25 15.4K 4,750
2019-08-08 Bergmann Anthony Officer A-Award A Stock Option (right to buy) 14,000 3.25 45.5K 14,000
2018-07-24 Ascheim Deborah Officer A-Award A Stock Option (right to buy) 50,000 1.24 62.0K 50,000
2018-01-02 Smith Rachel Officer A-Award A Stock Option (right to buy) 50,000 1.57 78.5K 50,000
2018-01-02 Musket David B Director A-Award A Stock Option (right to buy) 38,000 1.57 59.7K 38,000
2018-01-02 Marban Linda Director / Officer A-Award A Stock Option (right to buy) 100,000 1.57 157.0K 100,000
2018-01-02 Manzo Louis Director A-Award A Stock Option (right to buy) 25,500 1.57 40.0K 25,500
2018-01-02 Litvack Frank Director A-Award A Stock Option (right to buy) 60,000 1.57 94.2K 60,000
2018-01-02 Krasney Karen Officer A-Award A Stock Option (right to buy) 35,000 1.57 55.0K 35,000
2018-01-02 Kazam Joshua A Director A-Award A Stock Option (right to buy) 18,000 1.57 28.3K 18,000
2018-01-02 DUNBAR GEORGE W JR Director A-Award A Stock Option (right to buy) 28,000 1.57 44.0K 28,000
2018-01-02 COLLIER EARL M JR Director A-Award A Stock Option (right to buy) 30,500 1.57 47.9K 30,500
2018-01-02 Bergmann Anthony Officer A-Award A Stock Option (right to buy) 50,000 1.57 78.5K 50,000
2018-01-02 Ascheim Deborah Officer A-Award A Stock Option (right to buy) 43,122 1.57 67.7K 43,122
2017-12-31 Kazam Joshua A Director I Common Stock 0 0.00 3,310
2017-12-22 Smith Rachel Officer M-Exempt D Stock Option (right to buy) 20,748 0.16 3.3K 0
2017-10-23 Manzo Louis Director M-Exempt A Common Stock 20,748 0.16 3.3K 159,132
2017-05-09 Musket David B Director P-Purchase A Common Stock 25,000 3.10 77.5K 25,000
2017-05-09 Manzo Louis Director P-Purchase A Common Stock 10,000 3.10 31.0K 138,384
2017-05-09 CEDARS SINAI MEDICAL CENTER 10% Owner P-Purchase A Common Stock 1,145,161 3.10 3.55M 4,049,959
2017-01-03 Smith Rachel Officer A-Award A Stock Option (right to buy) 35,000 2.55 89.3K 35,000
2017-01-03 Musket David B Director A-Award A Stock Option (right to buy) 36,060 2.55 92.0K 36,060
2017-01-03 Marban Linda Director / Officer A-Award A Stock Option (right to buy) 200,000 2.55 510.0K 200,000
2017-01-03 Manzo Louis Director A-Award A Stock Option (right to buy) 23,560 2.55 60.1K 23,560
2017-01-03 Litvack Frank Director A-Award A Stock Option (right to buy) 25,000 2.55 63.8K 25,000
2017-01-03 Krasney Karen Officer A-Award A Stock Option (right to buy) 25,000 2.55 63.8K 25,000
2017-01-03 Kazam Joshua A Director A-Award A Stock Option (right to buy) 16,060 2.55 41.0K 16,060
2017-01-03 DUNBAR GEORGE W JR Director A-Award A Stock Option (right to buy) 26,060 2.55 66.5K 26,060
2017-01-03 COLLIER EARL M JR Director A-Award A Stock Option (right to buy) 28,560 2.55 72.8K 28,560
2017-01-03 Bergmann Anthony Officer A-Award A Stock Option (right to buy) 35,000 2.55 89.3K 35,000
2017-01-03 Ascheim Deborah Officer A-Award A Stock Option (right to buy) 50,000 2.55 127.5K 50,000
2016-12-31 Marban Linda Director / Officer I Common Stock 0 0.00 3,099,154
2016-12-31 Marban Eduardo 10% Owner I Common Stock 0 0.00 199,509
2016-09-21 CEDARS SINAI MEDICAL CENTER 10% Owner P-Purchase A Common Stock 312,500 3.20 1.00M 2,904,798
2016-06-02 Smith Rachel Officer A-Award A Stock Option (right to buy) 50,000 3.12 156.0K 50,000
2016-06-02 Musket David B Director A-Award A Stock Option (right to buy) 46,458 3.12 144.9K 46,458
2016-06-02 Manzo Louis Director A-Award A Stock Option (right to buy) 30,000 3.12 93.6K 30,000
2016-06-02 Litvack Frank Director A-Award A Stock Option (right to buy) 39,375 3.12 122.9K 39,375
2016-06-02 Krasney Karen Officer A-Award A Stock Option (right to buy) 50,000 3.12 156.0K 50,000
2016-06-02 Kazam Joshua A Director A-Award A Stock Option (right to buy) 15,000 3.12 46.8K 15,000
2016-06-02 DUNBAR GEORGE W JR Director A-Award A Stock Option (right to buy) 30,000 3.12 93.6K 30,000
2016-06-02 COLLIER EARL M JR Director A-Award A Stock Option (right to buy) 24,375 3.12 76.1K 24,375
2016-06-02 Bergmann Anthony Officer A-Award A Stock Option (right to buy) 30,000 3.12 93.6K 30,000
2016-03-16 St. John Edward A. 10% Owner P-Purchase A Warrant 208,333 4.50 937.5K 208,333
2016-03-16 Marban Linda Director / Officer P-Purchase A Warrants (Right to Buy) 5,076 4.50 22.8K 5,076
2016-03-16 Manzo Louis Director P-Purchase A Common Stock 100,000 2.40 240.0K 128,384
2016-03-16 Krasney Karen Officer P-Purchase A Warrants (Right to Buy) 2,030 4.50 9.1K 2,030
2016-03-16 GRASMICK LOUIS J Director P-Purchase A Warrants (Right to Buy) 10,152 4.50 45.7K 10,152
2016-03-16 GERSHELL LELAND Officer P-Purchase A Warrants (Right to Buy) 1,050 4.50 4.7K 1,050
2016-03-16 CEDARS SINAI MEDICAL CENTER 10% Owner P-Purchase A Warrants (Right to Buy) 208,333 4.50 937.5K 208,333
2016-03-16 Bergmann Anthony Officer P-Purchase A Common Stock 2,030 2.40 4.9K 2,030
2016-03-02 GERSHELL LELAND Officer A-Award A Stock Option (right to buy) 166,500 2.19 364.6K 166,500
2016-02-22 GERSHELL LELAND Officer 0 0.00 0
2015-12-31 Marban Linda Director / Officer I Common Stock 0 0.00 3,173,354
2015-09-18 Ascheim Deborah Officer A-Award A Stock Option (right to buy) 130,000 4.34 564.2K 130,000
2015-08-20 GRASMICK LOUIS J Director P-Purchase A Common Stock 4,630 4.08 18.9K 5,950
2015-08-19 Marban Linda Director / Officer P-Purchase A Common Stock 4,200 4.42 18.6K 3,173,354
2015-08-19 Marban Eduardo 10% Owner P-Purchase A Common Stock 4,200 4.42 18.6K 268,557
2015-08-19 GRASMICK LOUIS J Director P-Purchase A Common Stock 1,320 4.22 5.6K 1,320
2015-08-18 Marban Linda Director / Officer P-Purchase A Common Stock 5,000 4.31 21.6K 264,357
2015-08-18 Marban Eduardo 10% Owner P-Purchase A Common Stock 5,000 4.31 21.6K 3,169,154
2015-08-03 Ascheim Deborah Officer 0 0.00 0
2015-03-03 SCHAFER GREGORY W Director A-Award A Stock Option (right to buy) 17,500 5.78 101.2K 17,500

Executive team

Top executives
Shares Outstanding
45.72M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Linda Marbán, Ph.D. Chief Executive Officer 300.0K 270.0K 2.94M 10.6K 3.52M 83.51%
2 2025 Anthony Bergmann, M.B.A. Chief Financial Officer 425.0K 148.8K 50.0K 1.04M 11.0K 1.67M 65.00%
3 2025 Karen Krasney, J.D. Executive Vice President & General Counsel 391.8K 98.0K 768.8K 11.0K 1.27M 60.56%
4 2024 Linda Marbán, Ph.D. Chief Executive Officer 229.3K 150.7K 1.15M 9.9K 1.54M 74.68%
5 2024 Anthony Bergmann, M.B.A. Chief Financial Officer 376.7K 150.7K 391.0K 11.9K 930.2K 42.03%
6 2024 Karen Krasney, J.D. Executive Vice President & General Counsel 376.7K 113.0K 368.0K 11.9K 869.6K 42.32%
7 2023 Linda Marbán, Ph.D. Chief Executive Officer 220.5K 77.1K 466.7K 10.0K 774.3K 60.27%
8 2023 Anthony Bergmann, M.B.A. Chief Financial Officer 362.3K 90.5K 293.8K 11.4K 758.0K 38.77%
9 2023 Karen Krasney, J.D. Executive Vice President & General Counsel 362.3K 72.4K 276.6K 12.1K 723.3K 38.24%
10 2022 Linda Marbán, Ph.D. Chief Executive Officer 210.0K 63.0K 1.05M 9.3K 1.33M 78.83%
11 2022 Anthony Bergmann, M.B.A. Chief Financial Officer 345.0K 103.5K 464.5K 10.7K 923.7K 50.29%
12 2022 Karen Krasney, J.D. Executive Vice President & General Counsel 345.0K 78.5K 233.9K 11.0K 668.4K 34.99%
13 2021 Linda Marbán, Ph.D. Chief Executive Officer 200.0K 68.7K 1.50M 25.1K 1.79M 83.59%
14 2021 Linda Marbán, Ph.D. Chief Executive Officer Karen Krasney, J.D. Executive Vice President & General Counsel Anthony Bergmann, M.B.A. Chief Financial Officer 200.0K 68.7K 1.50M 18.5K 1.78M 83.90%
15 2021 Anthony Bergmann, M.B.A. Chief Financial Officer 315.0K 75.0K 312.2K 15.7K 718.0K 43.49%
16 2021 Karen Krasney, J.D. Executive Vice President & General Counsel 330.8K 33.1K 312.2K 10.2K 686.3K 45.50%
17 2020 Linda Marbán, Ph.D. Chief Executive Officer Karen Krasney, J.D. Executive Vice President & General Counsel Anthony Bergmann Chief Financial Officer 287.5K 27.5K 475.7K 1.5K 792.2K 60.05%
18 2020 Linda Marbán, Ph.D. Chief Executive Officer Karen Krasney, J.D. Executive Vice President & General Counsel Anthony Bergmann, M.B.A. Chief Financial Officer 313.8K 31.5K 415.9K 1.5K 762.6K 54.53%
19 2019 Linda Marbán, Ph.D. Chief Executive Officer Karen Krasney, J.D. Executive Vice President & General Counsel Anthony Bergmann Chief Financial Officer 156.9K 70.5K 1.5K 228.9K 30.80%
20 2018 Linda Marbán, Ph.D. Chief Executive Officer Karen Krasney, J.D. Executive Vice President & General Counsel 232.9K 144.6K 377.5K 38.30%
21 2018 Deborah Ascheim, M.D. Former Chief Medical Officer Anthony Bergmann Chief Financial Officer 244.5K 119.4K 2.00 364.9K 32.73%
22 2018 Karen Krasney, J.D. Executive Vice President & General Counsel Deborah Ascheim, M.D. Former Chief Medical Officer 300.0K 50.9K 2.00 351.9K 14.46%
23 2018 Linda Marbán, Ph.D. Chief Executive Officer Karen Krasney, J.D. Executive Vice President & General Counsel Anthony Bergmann Chief Financial Officer 300.0K 50.9K 1.0K 351.9K 14.46%
24 2018 Anthony Bergmann Chief Financial Officer 200.0K 72.7K 2.00 273.7K 26.56%
25 2017 Linda Marbán, Ph.D. Chief Executive Officer 232.9K 369.2K 602.1K 61.32%
26 2017 Deborah Ascheim, M.D. Chief Medical Officer 255.0K 92.3K 1.0K 348.3K 26.50%
27 2017 Karen Krasney, J.D. Executive Vice President & General Counsel Deborah Ascheim, M.D. Former Chief Medical Officer 255.0K 92.3K 2.00 348.3K 26.50%
28 2017 Karen Krasney, J.D. Executive Vice President & General Counsel Deborah Ascheim, M.D. Chief Medical Officer 262.5K 46.2K 1.0K 309.7K 14.90%
29 2017 Linda Marbán, Ph.D. Chief Executive Officer Karen Krasney, J.D. Executive Vice President & General Counsel 262.5K 46.2K 2.00 309.7K 14.90%
30 2017 Deborah Ascheim, M.D. Former Chief Medical Officer Anthony Bergmann Chief Financial Officer 154.5K 64.6K 2.00 220.1K 29.35%
31 2016 Leland Gershell, M.D., Ph.D. Chief Financial Officer 214.1K 263.1K 477.2K 55.13%
32 2016 Linda Marbán, Ph.D. Chief Executive Officer Karen Krasney, J.D. Executive Vice President & General Counsel 259.4K 113.5K 1.0K 373.9K 30.36%
33 2016 Karen Krasney, J.D. Executive Vice President & General Counsel 259.4K 113.5K 1.0K 373.9K 30.36%
34 2016 Karen Krasney, J.D. Executive Vice President & General Counsel Deborah Ascheim, M.D. Chief Medical Officer 250.0K 1.0K 250.3K 0.00%
35 2016 Linda Marbán, Ph.D. Chief Executive Officer 232.9K 232.9K 0.00%
36 2015 Linda Marbán, Ph.D. Chief Executive Officer Karen Krasney, J.D. Executive Vice President & General Counsel Deborah Ascheim, M.D. Chief Medical Officer 232.9K 1.07M 1.30M 82.12%
37 2015 Linda Marbán, Ph.D. Chief Executive Officer 232.9K 1.07M 1.30M 82.12%
38 2015 Linda Marbán, Ph.D. Chief Executive Officer Karen Krasney, J.D. Executive Vice President & General Counsel 254.2K 128.4K 1.0K 383.6K 33.47%
39 2014 Andrew Hamer, M.D. Vice President of Medical Affairs 243.8K 1.0K 244.8K 0.00%
40 2014 Karen Krasney, J.D. Executive Vice President General Counsel 232.9K 232.9K 0.00%
41 2014 Linda Marbán, Ph.D. Chief Executive Officer Karen Krasney, J.D. Executive Vice President & General Counsel Deborah Ascheim, M.D. Chief Medical Officer 232.9K 232.9K 0.00%
42 2013 Linda Marbán, Ph.D. Chief Executive Officer 232.3K 108.2K 340.5K 31.77%
43 2013 Karen Krasney, J.D. Executive Vice President General Counsel 232.3K 108.0K 340.3K 31.73%
44 2013 Darlene Horton, M.D. Former Chief Executive Officer 213.1K 49.3K 40.6K 302.9K 16.27%
45 2013 Karen Krasney, J.D. Executive Vice President General Counsel 189.4K 1.0K 190.4K 0.00%
46 2013 Anthony Davies, Ph.D. Former Chief Technology Officer 189.4K 1.0K 190.4K 0.00%
47 2013 Andrew Hamer, M.D. Vice President of Medical Affairs 29.0K 24.8K 53.7K 46.08%
48 2012 Daron Evans Chief Financial Officer 275.0K 30.8K 305.8K 0.00%
49 2012 Linda Marbán, Ph.D. Chief Executive Officer 190.3K 190.3K 0.00%
50 2012 Karen Krasney, J.D. Executive Vice President General Counsel 130.0K 54.7K 1.0K 185.7K 29.47%
51 2012 Darlene Horton, M.D. President CEO 81.4K 81.4K 0.00%
52 2012 Darlene Horton, M.D. Former Chief Executive Officer 81.4K 81.4K 0.00%
53 2012 Joshua A. Kazam Former President CEO
54 2012 Anthony Davies, Ph.D. Former Chief Technology Officer
55 2012 Richard B. Brewer Former Executive Chairman
56 2011 Daron Evans Chief Financial Officer 252.1K 87.5K 20.9K 530.00 361.0K 5.79%
57 2011 Richard B. Brewer Former Executive Chairman 240.0K 82.6K 322.6K 25.61%
58 2011 Joshua A. Kazam Former President CEO 35.3K 35.3K 100.00%
59 2010 Daron Evans Chief Financial Officer 226.5K 75.0K 89.2K 530.00 391.2K 22.79%
60 2010 Richard B. Brewer Executive Chairman 107.4K 271.9K 379.3K 71.69%
61 2010 Joshua A. Kazam President CEO 16.9K 16.9K 100.00%
62 2009 Peter M. Strumph Former CEO, Director 143.6K 54.8K 250.4K 448.7K 12.21%
63 2009 Hsiao Lieu VP, Clinical Development 187.5K 30.8K 130.4K 348.6K 37.40%
64 2009 Daron Evans Chief Financial Officer 200.0K 20.0K 80.0K 530.00 300.6K 26.63%
65 2009 Joshua Kazam CEO, Director 81.0K 81.0K 100.00%
66 2009 Joshua A. Kazam President CEO 81.0K 81.0K 100.00%
67 2009 Richard B. Brewer Executive Chairman
68 2008 Hsiao Lieu VP, Clinical Development 202.7K 55.7K 1.01M 1.27M 79.65%
69 2008 Hsiao Lieu VP, Clinical Development 202.7K 55.7K 227.0K 485.4K 46.77%
70 2008 Peter M. Strumph Former CEO, Director 316.3K 1.2K 317.5K 0.00%
71 2008 Daron Evans Chief Financial Officer 175.0K 530.00 175.5K 0.00%
72 2007 Allan Gordon Former Chief Executive Officer 116.1K 100.0K 961.7K 489.4K 1.67M 57.68%
73 2007 Peter M. Strumph Former CEO, Director 179.8K 70.4K 628.0K 3.5K 881.7K 71.22%
74 2007 Peter M. Strumph Chief Executive Officer, Director 179.8K 70.4K 628.0K 3.5K 881.7K 71.22%
75 2007 Daron Evans Chief Financial Officer 154.9K 55.4K 270.3K 103.2K 583.7K 46.30%
76 2007 Jennifer Hodge Vice President, Development 58.0K 15.2K 35.8K 425.00 109.4K 32.76%
77 2007 Hsiao Lieu VP, Clinical Development
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-10 DEF 14A
2026-03-31 PRE 14A
2025-04-08 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 8-K
2026-05-04 4
2026-05-04 4
2026-04-10 DEF 14A
2026-04-10 ARS
2026-04-03 4
2026-04-01 4
2026-04-01 4
2026-04-01 4
2026-03-31 PRE 14A

Executive team

NameTitleCompensationGender
Anthony J. Bergmann Chief Financial Officer & Corporate Treasurer 584.8K male
Linda Marbán Co-Founder, President, Chief Executive Officer & Director 580.6K
Karen G. Krasney Executive Vice President, General Counsel & Secretary 500.7K female
Frank Isaac Litvack FACC Executive Chairman of the Board 120.0K
Catherine Lee Kelleher Consultant
Mark Awadalla Chief Development Officer male
Micheal Binks Chief Medical Officer
Minghao Sun Senior Vice President of Quality Control, Research & Product Development male
Nathaniel Hogan Director of Biostatistics of Capricor Therapeutics
Kristi A. H. Elliott Chief Operating & Science Officer
ESG Rating
B
BIOTECHNOLOGY
Rank: 452 out of 710
2017
E (Environmental)
53.0 / 56.3
Company / Sector avg.
S (Social)
63.9 / 62.4
Company / Sector avg.
G (Governance)
59.9 / 60.9
Company / Sector avg.
ESG Total
58.9 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits