Ascent Solar Technologies, Inc. Common Stock (ASTI)
Thornton, CO, US
Ascent Solar Technologies, Inc. specializes in the development, production, and distribution of copper-indium-gallium-diselenide (CIGS) photovoltaic products. These solar energy solutions are engineered for diverse applications, spanning the aerospace industry, defense sector, emergency management, and both consumer and original equipment manufacturer (OEM) demands. A notable offering includes their outdoor solar charging devices. The company markets and distributes its goods via a comprehensive network of OEMs, system integrators, wholesalers, retailers, and online e-commerce channels. Founded in 2005, Ascent Solar Technologies, Inc. maintains its primary offices in Thornton, Colorado.
No mergers or acquisitions recorded for this company.
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| +0.00% | +4.73% | +28.10% | -28.79% | +175.15% | +13.14% | +132.50% | -99.90% | -100.00% | -100.00% | -100.00% |
Revenue flow
Revenue by geography
Revenue by segment
Revenue composition
By product
By geography
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 1 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | 1 |
20.00
+442.0%
|
| Last Quarter | 1 |
20.00
+442.0%
|
| Last Year | 1 |
20.00
+442.0%
|
| All Time | 1 |
20.00
+442.0%
|
-
Revenue growth Solar: +18.1%+83.3% ★ Q1'26: +232.5% (vs Q1'25)
-
EPS growth Solar: +43.7%+70.2% ★ Q1'26: +76.1% (vs Q1'25)
-
FCF margin FCF growth · Solar: +87.8%-10,484.7% Q1'26: -5,428.0% (vs Q1'25)
-
EBIT margin Solar: +4.0%-10,134.8% Q1'26: -4,355.6% (vs Q1'25)
-
ROIC Solar: +1.3%-385.9% Q1'26: -456.3% (vs Q1'25)
-
Share dilution Solar: 0.0%+189.6% Q1'26: +435.8% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Solar: 0.12×-0.20× Q1'26: -0.16× (vs Q1'25)
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
| Metric |
Dec 2010 actual |
Dec 2014 actual |
Dec 2015 actual |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2026 1 Rev. Ana. 1 EPS Ana. |
Dec 2027 1 Rev. Ana. 1 EPS Ana. |
Dec 2028 1 Rev. Ana. 1 EPS Ana. |
Dec 2029 1 Rev. Ana. 1 EPS Ana. |
Dec 2030 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
2.48M
est: 2.00M (+23.9%)
|
5.34M
est: 1.99M (+167.8%)
|
6.54M
est: 1.98M (+230.6%)
|
1.75M
est: 1.98M (-11.5%)
|
642.2K
est: 1.99M (-67.7%)
|
862.4K
est: 2.01M (-57.1%)
|
638.4K
est: 1.88M (-66.0%)
|
66.6K
est: 1.76M (-96.2%)
|
607.8K
est: 1.64M (-63.0%)
|
1.22M
est: 1.54M (-20.4%)
|
458.3K
est: 1.44M (-68.1%)
|
41.9K
est: 37.50M (-99.9%)
|
3.30M
3.30M – 3.30M
-91.2% YoY
|
22.40M
22.40M – 22.40M
+578.8% YoY
|
53.06M
53.06M – 53.06M
+136.9% YoY
|
85.67M
85.67M – 85.67M
+61.5% YoY
|
127.31M
127.31M – 127.31M
+48.6% YoY
|
| EBITDA |
-24.55M
est: -19.36M (-26.8%)
|
-29.25M
est: -19.97M (-46.5%)
|
-13.62M
est: -19.78M (+31.2%)
|
-27.35M
est: -19.70M (-38.8%)
|
-10.50M
est: -19.76M (+46.9%)
|
-8.31M
est: -19.95M (+58.3%)
|
4.22M
est: -18.65M (+122.7%)
|
5.46M
est: -17.44M (+131.3%)
|
-4.21M
est: -16.30M (+74.2%)
|
-16.28M
est: -15.24M (-6.8%)
|
-14.13M
est: -14.25M (+0.8%)
|
-7.91M
est: -37.50M (+78.9%)
|
-3.30M
-3.30M – -3.30M
+91.2% YoY
|
-22.40M
-22.40M – -22.40M
-578.8% YoY
|
-53.06M
-53.06M – -53.06M
-136.9% YoY
|
-85.67M
-85.67M – -85.67M
-61.5% YoY
|
-127.31M
-127.31M – -127.31M
-48.6% YoY
|
| EBIT |
-29.33M
est: -24.42M (-20.1%)
|
-35.21M
est: -24.08M (-46.2%)
|
-18.34M
est: -23.66M (+22.5%)
|
-30.95M
est: -23.38M (-32.4%)
|
-11.70M
est: -23.25M (+49.7%)
|
-8.68M
est: -23.26M (+62.7%)
|
3.98M
est: -21.75M (+118.3%)
|
5.12M
est: -20.34M (+125.2%)
|
-4.91M
est: -19.01M (+74.2%)
|
-17.05M
est: -17.78M (+4.1%)
|
-14.90M
est: -16.62M (+10.4%)
|
-8.46M
est: -37.50M (+77.4%)
|
-3.30M
-3.30M – -3.30M
+91.2% YoY
|
-22.40M
-22.40M – -22.40M
-578.8% YoY
|
-53.06M
-53.06M – -53.06M
-136.9% YoY
|
-85.67M
-85.67M – -85.67M
-61.5% YoY
|
-127.31M
-127.31M – -127.31M
-48.6% YoY
|
| Net Income |
-31.23M
est: -24.53M (-27.3%)
|
-43.35M
est: -25.33M (-71.1%)
|
-45.80M
est: -25.01M (-83.1%)
|
-38.85M
est: -24.85M (-56.4%)
|
-18.56M
est: -24.84M (+25.3%)
|
-16.04M
est: -24.99M (+35.8%)
|
-4.87M
est: -23.36M (+79.2%)
|
1.62M
est: -21.84M (+107.4%)
|
-6.00M
est: -20.42M (+70.6%)
|
-19.75M
est: -19.10M (-3.4%)
|
-17.07M
est: -17.86M (+4.4%)
|
-9.13M
est: 562,274.88T (-100.0%)
|
-1.89M
-1.89M – -1.89M
-100.0% YoY
|
-1.28M
-1.28M – -1.28M
+32.4% YoY
|
230.0K
230.0K – 230.0K
+118.0% YoY
|
1.94M
1.94M – 1.94M
+744.4% YoY
|
3.83M
3.83M – 3.83M
+97.4% YoY
|
| SGA |
7.45M
est: 71.25M (-89.5%)
|
14.36M
est: 70.87M (-79.7%)
|
12.36M
est: 70.34M (-82.4%)
|
10.30M
est: 70.26M (-85.3%)
|
5.60M
est: 70.63M (-92.1%)
|
3.24M
est: 71.47M (-95.5%)
|
1.85M
est: 66.82M (-97.2%)
|
1.03M
est: 62.48M (-98.4%)
|
3.30M
est: 58.42M (-94.4%)
|
10.22M
est: 54.62M (-81.3%)
|
7.61M
est: 51.07M (-85.1%)
|
5.53M
est: 1.73B (-99.7%)
|
152.17M
152.17M – 152.17M
-91.2% YoY
|
1.03B
1.03B – 1.03B
+578.8% YoY
|
2.45B
2.45B – 2.45B
+136.9% YoY
|
3.95B
3.95B – 3.95B
+61.5% YoY
|
5.87B
5.87B – 5.87B
+48.6% YoY
|
| EPS |
-22,800,000,000,000.00
est: -150,730.16 (-15,126,368,770.0%)
|
-9,700,000,000,000.00
est: -91,487.72 (-10,602,515,734.9%)
|
-17,200,000,000.00
est: -89,171.02 (-19,288,679.0%)
|
-418,000,000.00
est: -87,367.90 (-478,336.6%)
|
-3,150,000.00
est: -86,081.29 (-3,559.3%)
|
-692,490.00
est: -85,317.54 (-711.7%)
|
-3,170.00
est: -79,771.90 (+96.0%)
|
8,936.15
est: -74,586.72 (+112.0%)
|
-25,104.62
est: -69,738.58 (+64.0%)
|
-13,200.00
est: -65,205.58 (+79.8%)
|
-3,419.25
est: -60,967.21 (+94.4%)
|
-10.38
est: 219,999,993,856.00 (-100.0%)
|
-0.74
-0.74 – -0.74
-100.0% YoY
|
-0.50
-0.50 – -0.50
+32.4% YoY
|
0.09
0.09 – 0.09
+118.0% YoY
|
0.76
0.76 – 0.76
+744.4% YoY
|
1.50
1.50 – 1.50
+97.4% YoY
|
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-08 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-07 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-06 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-05 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-04 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-05-01 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-30 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-29 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-28 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-27 | C- | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 | 1/5 | 2/5 |
| 2026-04-24 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 |
| 2026-04-23 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-22 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 |
| 2026-04-21 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 |
| 2026-04-20 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 |
| 2026-04-17 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 |
| 2026-04-16 | D+ | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 1/5 | 2/5 |
Owner Earnings
Ownership Overview
Ownership breakdown not available.
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | BD 1 INVESTMENT HOLDING, LLC | 105.00B | 85.29% | 105.00B | — | 105.00B | — | CO | — | 2021-03-03 | ↗ |
| 2 | JOHANNES KUHN | 105.00B | 85.29% | 105.00B | — | 105.00B | — | IN | — | 2021-03-03 | ↗ |
| 3 | UTE KUHN | 105.00B | 85.29% | 105.00B | — | 105.00B | — | IN | — | 2021-03-03 | ↗ |
| 4 | S. BD 1 INVESTMENT HOLDING, LLC | 99.67B | 84.03% | 99.67B | — | 99.67B | — | CO | OR PLACE OF ORGANIZATION DELAWARE, USA | 2021-08-23 | ↗ |
| 5 | Bernd Förtsch | 50.00B | 90.60% | 50.00B | — | 50.00B | 10.00 | IN | Germany | 2020-10-05 | ↗ |
| 6 | Crowdex Investment, LLC | 50.00B | 90.60% | 50.00B | — | 50.00B | 10.00 | CO | Delaware | 2020-10-05 | ↗ |
| 7 | Förtsch | 50.00B | 73.40% | 50.00B | — | 50.00B | — | IN | Germany | 2021-01-15 | ↗ |
| 8 | AG | 25.00B | 58.00% | 25.00B | — | 25.00B | — | CO | Germany | 2021-01-15 | ↗ |
| 9 | BayBridge Capital Fund, LP | 1.89B | 9.96% | 1.89B | — | 1.89B | — | PN | Delaware | 2018-06-11 | ↗ |
| 10 | Fife Trading, Inc.36-4151891 | 418.30M | 9.99% | 418.30M | — | 418.30M | — | CO | — | 2020-06-03 | ↗ |
| 11 | John M. Fife | 418.30M | 9.99% | 418.30M | — | 418.30M | — | IN | — | 2020-06-03 | ↗ |
| 12 | St George Investments LLC26-1868357 | 418.30M | 9.99% | 418.30M | — | 418.30M | — | OO | — | 2020-06-03 | ↗ |
| 13 | 35-2553872 | 21.28M | 9.90% | 21.28M | — | 21.28M | — | OO | NEVADA | 2016-12-27 | ↗ |
| 14 | Bay Private Equity Inc. | 21.28M | 9.90% | 21.28M | — | 21.28M | — | CO | NEVADA | 2017-01-10 | ↗ |
| 15 | Robert Klimov** | 21.28M | 9.90% | 21.28M | — | 21.28M | — | IN | NEVADA | 2017-01-10 | ↗ |
| 16 | SHTARD Enterprises LTD | 12.00M | 10.90% | 12.00M | — | — | — | CO | British Virgin Islands | 2014-08-13 | ↗ |
| 17 | Redwood Management LLC 26-4657367 | 10.02M | 6.48% | 10.02M | — | 10.02M | — | OO | Delaware | 2016-01-04 | ↗ |
| 18 | Global Ichiban Ltd | 9.00M | 4.74% | 9.00M | — | 9.00M | — | OO | Singapore | 2016-02-10 | ↗ |
| 19 | Seng Wei Seow | 7.27M | 9.35% | 7.24M | 30.0K | 7.24M | — | IN | Singapore | 2015-09-17 | ↗ |
| 20 | TFG Radiant Investment Group Ltd. | 5.87M | 17.02% | 5.87M | — | 5.87M | 10.00 | CO | British Virgin Islands | 2015-07-07 | ↗ |
| 21 | S. ARION AGROPHOTOVOLTAIC PRIVATE LIMITED | 5.00M | 13.54% | 5.00M | — | 5.00M | — | CO | OR PLACE OF ORGANIZATION SINGAPORE | 2023-04-17 | ↗ |
| 22 | S. JOHANNES KUHN | 5.00M | 13.54% | 5.00M | — | 5.00M | — | IN | OR PLACE OF ORGANIZATION GERMANY | 2023-04-17 | ↗ |
| 23 | S. UTE KUHN | 5.00M | 13.54% | 5.00M | — | 5.00M | — | IN | OR PLACE OF ORGANIZATION GERMANY | 2023-04-17 | ↗ |
| 24 | Lucro Investments VCC – ESG Opportunities Fund | 3.87M | 9.99% | 2.36M | 1.52M | 2.36M | 1.52M | FI | Singapore | 2022-08-29 | ↗ |
| 25 | Wells Fargo and Company | 2.66M | 8.25% | 2.49M | — | 2.62M | — | HC | Delaware | 2011-01-20 | ↗ |
| 26 | Wells Capital Management Incorporated | 2.59M | 8.02% | 548.5K | — | 2.59M | — | IA | Delaware | 2011-01-20 | ↗ |
| 27 | Wells Fargo Funds Management, LLC | 1.90M | 5.90% | 1.90M | — | 29.0K | — | IA | Delaware | 2011-01-20 | ↗ |
| 28 | Fleur Capital (S) PTE Ltd. | 1.52M | 4.60% | — | 1.52M | — | 1.52M | FI | Singapore | 2022-08-29 | ↗ |
| 29 | Wells Fargo & Company | 627.9K | 1.94% | 627.2K | — | 627.9K | — | HC | Delaware | 2011-05-10 | ↗ |
| 30 | DDJ Overseas Corp. | 564.4K | 5.54% | 6.96M | — | 6.96M | — | CO | Florida | 2016-08-11 | ↗ |
| 31 | Barry Honig | — | 0.00% | — | — | — | — | IN | United States | 2012-11-27 | ↗ |
| 32 | GRQ Consultants, Inc. | — | 0.00% | — | — | — | — | CO | United States | 2012-11-27 | ↗ |
Institutional Activity (13F)
Institutional history not available.
Top holders not available.
ETF Ownership
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | iShares Micro-Cap ETF IWC | 0.01% | 121.0K | 0.60% |
| 2 | Vanguard Extended Market ETF VXF | 0.00% | 643.9K | 0.05% |
| 3 | Vanguard U.S. Total Market Shares Index ETF VTS.AX | 0.00% | 1.2K | 0.03% |
| 4 | Vanguard U.S. Total Market Index ETF VUN.TO | 0.00% | 3.2K | 0.17% |
| 5 | Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO | 0.00% | 239.95 | 0.17% |
| 6 | Vanguard Total Stock Market ETF VTI | 0.00% | 555.0K | 0.03% |
| 7 | Vanguard All-Equity ETF Portfolio VEQT.TO | 0.00% | 1.2K | 0.22% |
| 8 | Vanguard Growth ETF Portfolio VGRO.TO | 0.00% | 661.88 | 0.22% |
| 9 | Vanguard Balanced ETF Portfolio VBAL.TO | 0.00% | 267.56 | 0.22% |
| 10 | Vanguard Conservative ETF Portfolio VCNS.TO | 0.00% | 29.48 | 0.22% |
Insider Activity
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-12-30 | Forrest Reynolds T. | Director | S-Sale | D | Common Stock | 521 | 4.62 | 2.4K | 312 | D | ↗ |
| 2025-12-23 | Forrest Reynolds T. | Director | S-Sale | D | Common Stock | 38,827 | 5.08 | 197.2K | 833 | D | ↗ |
| 2025-12-15 | Forrest Reynolds T. | Director | C-Conversion | A | Common Stock | 38,827 | 2.50 | 97.1K | 39,660 | D | ↗ |
| 2025-06-02 | Warley Paul P. | Director / Officer | A-Award | A | Common Stock Option (Right to buy) | 105,000 | 1.63 | 171.2K | 105,000 | D | ↗ |
| 2025-06-02 | THOMPSON GREGORY C | Director | A-Award | A | Common Stock Option (Right to buy) | 30,000 | 1.63 | 48.9K | 30,000 | D | ↗ |
| 2025-06-02 | Peterson David Theodore JR | Director | A-Award | A | Common Stock Option (Right to buy) | 32,000 | 1.63 | 52.2K | 32,000 | D | ↗ |
| 2025-06-02 | Jo Jin H. | Officer | A-Award | A | Common Stock Option (Right to buy) | 47,500 | 1.63 | 77.4K | 47,500 | D | ↗ |
| 2025-06-02 | Gulati Bobby | Officer | A-Award | A | Common Stock Option (Right to buy) | 47,500 | 1.63 | 77.4K | 47,500 | D | ↗ |
| 2025-06-02 | Forrest Reynolds T. | Director | A-Award | A | Common Stock Option (Right to buy) | 30,000 | 1.63 | 48.9K | 30,000 | D | ↗ |
| 2025-06-02 | Berezovsky Louis C. | Director | A-Award | A | Common Stock Option (Right to buy) | 30,000 | 1.63 | 48.9K | 30,000 | D | ↗ |
| 2025-01-01 | Gulati Bobby | Officer | F-InKind | D | Common Stock | 49 | 3.10 | 151.90 | 328 | D | ↗ |
| 2024-10-17 | Warley Paul P. | Director / Officer | P-Purchase | A | Series 1C Convertible Preferred Stock | 55 | 2.50 | 137.50 | 55 | D | ↗ |
| 2024-10-17 | THOMPSON GREGORY C | Director | P-Purchase | A | Series 1C Convertible Preferred Stock | 35 | 2.50 | 87.50 | 35 | D | ↗ |
| 2024-10-17 | Peterson David Theodore JR | Director | P-Purchase | A | Series 1C Convertible Preferred Stock | 35 | 2.50 | 87.50 | 35 | D | ↗ |
| 2024-10-17 | Jo Jin H. | Officer | P-Purchase | A | Series 1C Convertible Preferred Stock | 10 | 2.50 | 25.00 | 10 | D | ↗ |
| 2024-10-17 | Gulati Bobby | Officer | P-Purchase | A | Series 1C Convertible Preferred Stock | 5 | 2.50 | 12.50 | 5 | D | ↗ |
| 2024-10-17 | Forrest Reynolds T. | Director | P-Purchase | A | Series 1C Convertible Preferred Stock | 965 | 2.50 | 2.4K | 965 | D | ↗ |
| 2024-10-17 | Berezovsky Louis C. | Director | P-Purchase | A | Series 1C Convertible Preferred Stock | 25 | 2.50 | 62.50 | 25 | D | ↗ |
| 2024-08-21 | Warley Paul P. | Director / Officer | A-Award | A | Common Stock Option (Right to buy) | 23,500 | 4.25 | 99.9K | 23,500 | — | ↗ |
| 2024-08-21 | THOMPSON GREGORY C | Director | A-Award | A | Common Stock Option (Right to buy) | 9,500 | 4.25 | 40.4K | 9,500 | — | ↗ |
| 2024-08-21 | Peterson David Theodore JR | Director | A-Award | A | Common Stock Option (Right to buy) | 10,000 | 4.25 | 42.5K | 10,000 | — | ↗ |
| 2024-08-21 | Jo Jin H. | Officer | A-Award | A | Common Stock Option (Right to buy) | 11,500 | 4.25 | 48.9K | 11,500 | — | ↗ |
| 2024-08-21 | Gulati Bobby | Officer | A-Award | A | Common Stock Option (Right to buy) | 11,500 | 4.25 | 48.9K | 11,500 | — | ↗ |
| 2024-08-21 | Forrest Reynolds T. | Director | A-Award | A | Common Stock Option (Right to buy) | 11,000 | 4.25 | 46.8K | 11,000 | — | ↗ |
| 2024-08-21 | Berezovsky Louis C. | Director | A-Award | A | Common Stock Option (Right to buy) | 9,500 | 4.25 | 40.4K | 9,500 | — | ↗ |
| 2024-07-02 | Peterson David Theodore JR | Director | P-Purchase | A | Common Stock | 66,000 | 0.09 | 6.2K | 108,152 | — | ↗ |
| 2024-04-12 | Warley Paul P. | Director / Officer | P-Purchase | A | Common Stock | 15,000 | 0.12 | 1.9K | 246,538 | — | ↗ |
| 2024-03-31 | Warley Paul P. | Director / Officer | F-InKind | D | Common Stock | 25,184 | 0.39 | 9.9K | 231,538 | — | ↗ |
| 2024-03-31 | Jo Jin H. | Officer | F-InKind | D | Common Stock | 4,888 | 0.39 | 1.9K | 37,612 | — | ↗ |
| 2024-03-31 | Gulati Bobby | Officer | F-InKind | D | Common Stock | 4,888 | 0.39 | 1.9K | 37,612 | — | ↗ |
| 2024-03-08 | Warley Paul P. | Director / Officer | A-Award | A | Common Stock | 25,000 | 0.38 | 9.5K | 281,722 | — | ↗ |
| 2024-01-17 | Warley Paul P. | Director / Officer | A-Award | A | Common Stock | 215,000 | 0.00 | — | 256,722 | — | ↗ |
| 2024-01-17 | THOMPSON GREGORY C | Director | A-Award | A | Common Stock | 25,000 | 0.00 | — | 42,361 | — | ↗ |
| 2024-01-17 | Peterson David Theodore JR | Director | A-Award | A | Common Stock | 30,000 | 0.00 | — | 42,152 | — | ↗ |
| 2024-01-17 | Jo Jin H. | Officer | A-Award | A | Common Stock | 42,500 | 0.00 | — | 42,500 | — | ↗ |
| 2024-01-17 | Gulati Bobby | Officer | A-Award | A | Common Stock | 42,500 | 0.00 | — | 42,500 | — | ↗ |
| 2024-01-17 | Forrest Reynolds T. | Director | A-Award | A | Common Stock | 25,000 | 0.00 | — | 83,243 | — | ↗ |
| 2024-01-17 | Berezovsky Louis C. | Director | A-Award | A | Common Stock | 25,000 | 0.00 | — | 42,361 | — | ↗ |
| 2023-11-01 | Forrest Reynolds T. | Director | P-Purchase | A | Common Stock | 3,529 | 0.85 | 3.0K | 58,243 | — | ↗ |
| 2023-10-24 | Forrest Reynolds T. | Director | P-Purchase | A | Common Stock | 2,631 | 1.14 | 3.0K | 54,714 | — | ↗ |
| 2023-09-28 | Warley Paul P. | Officer | P-Purchase | A | Common Stock | 34,722 | 2.88 | 100.0K | 38,222 | — | ↗ |
| 2023-09-28 | THOMPSON GREGORY C | Director | P-Purchase | A | Common Stock | 17,361 | 2.88 | 50.0K | 17,361 | — | ↗ |
| 2023-09-28 | Peterson David Theodore JR | Director | P-Purchase | A | Common Stock | 12,152 | 2.88 | 35.0K | 12,152 | — | ↗ |
| 2023-09-28 | Forrest Reynolds T. | Director | P-Purchase | A | Warrants for Common Stock (right to buy) | 52,083 | 2.88 | 150.0K | 52,083 | — | ↗ |
| 2023-09-28 | Berezovsky Louis C. | Director | P-Purchase | A | Common Stock | 17,361 | 2.88 | 50.0K | 17,361 | — | ↗ |
| 2023-05-08 | Jo Jin H. | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-05-08 | Gulati Bobby | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-04-06 | BD1 Investment Holding, LLC | 10% Owner | S-Sale | D | Common Stock | 4,500,000 | 0.00 | — | 7,933,334 | — | ↗ |
| 2023-04-06 | ARION AGROPHOTOVOLTAIC PRIVATE LTD | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 5,000,000 | — | ↗ |
| 2023-04-03 | THOMPSON GREGORY C | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-03-17 | BD1 Investment Holding, LLC | 10% Owner | S-Sale | D | Common Stock | 3,000,000 | 0.00 | — | 12,433,334 | — | ↗ |
| 2023-03-14 | Lucro Investments VCC - ESG Opportunities Fund | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 3,679,255 | — | ↗ |
| 2023-02-03 | BD1 Investment Holding, LLC | 10% Owner | S-Sale | D | Common Stock | 500,000 | 0.00 | — | 15,433,334 | — | ↗ |
| 2022-12-12 | Warley Paul P. | Officer | A-Award | A | Common Stock | 700,000 | 0.00 | — | 700,000 | — | ↗ |
| 2022-09-21 | Max Jeffrey | Officer | A-Award | A | Common Stock | 3,534,591 | 0.00 | — | 3,534,591 | — | ↗ |
| 2022-09-16 | Mantke Felix T. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-09-16 | French Michael J. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-09-16 | Forrest Reynolds T. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-09-16 | Berezovsky Louis C. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-05-31 | Fortsch Bernd | Director | S-Sale | D | Common Stock | 101 | 6.50 | 656.50 | 4,958,927 | — | ↗ |
| 2022-05-25 | Fortsch Bernd | Director | S-Sale | D | Common Stock | 195 | 6.50 | 1.3K | 4,959,028 | — | ↗ |
| 2022-05-23 | Fortsch Bernd | Director | S-Sale | D | Common Stock | 1,699 | 6.53 | 11.1K | 4,959,535 | — | ↗ |
| 2022-02-01 | TubeSolar AG | 10% Owner | C-Conversion | D | Series 1A Preferred Stock, par value $0.0001 | 2,400 | 0.50 | 1.2K | 0 | — | ↗ |
| 2022-02-01 | Crowdex Investment, LLC | 10% Owner | C-Conversion | A | Common Stock | 2,600,000 | 0.50 | 1.30M | 5,545,042 | — | ↗ |
| 2022-02-01 | BD1 Investment Holding, LLC | 10% Owner | C-Conversion | D | Unsecured convertible promissory notes | 15,800,000 | 0.50 | 7.90M | 0 | — | ↗ |
| 2022-01-20 | BD1 Investment Holding, LLC | 10% Owner | S-Sale | D | Unsecured convertible promissory notes | 10,000,000,000 | 0.00 | 1.00M | 79,000,000,000 | — | ↗ |
| 2022-01-13 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 841,098 | 0.01 | 4.2K | 806,167,902 | — | ↗ |
| 2022-01-12 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 491,000 | 0.01 | 2.5K | 807,009,000 | — | ↗ |
| 2022-01-11 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 2,509,000 | 0.01 | 12.5K | 807,500,000 | — | ↗ |
| 2022-01-10 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 14,823,755 | 0.01 | 74.1K | 810,009,000 | — | ↗ |
| 2022-01-05 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 56,728,315 | 0.01 | 397.1K | 824,832,755 | — | ↗ |
| 2022-01-04 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 17,880,371 | 0.01 | 107.3K | 881,561,070 | — | ↗ |
| 2021-12-27 | BD1 Investment Holding, LLC | 10% Owner | S-Sale | D | Unsecured convertible promissory notes | 10,000,000,000 | 0.00 | 1.00M | 89,000,000,000 | — | ↗ |
| 2021-12-10 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 411,800 | 0.01 | 2.1K | 899,441,411 | — | ↗ |
| 2021-12-09 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 5,915,201 | 0.01 | 29.6K | 899,853,241 | — | ↗ |
| 2021-12-09 | Crowdex Investment, LLC | 10% Owner | C-Conversion | D | Convertible Promissory Note | 2,725,205,300 | 0.00 | 272.5K | 0 | — | ↗ |
| 2021-12-01 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 24,231,558 | 0.01 | 121.2K | 905,768,442 | — | ↗ |
| 2021-11-30 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 20,000,000 | 0.01 | 116.0K | 930,000,000 | — | ↗ |
| 2021-11-18 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 36,500,000 | 0.01 | 310.3K | 950,000,000 | — | ↗ |
| 2021-11-17 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 7,000,000 | 0.01 | 90.3K | 986,500,000 | — | ↗ |
| 2021-11-16 | TubeSolar AG | 10% Owner | S-Sale | D | Common Stock | 6,500,000 | 0.01 | 86.5K | 993,500,000 | — | ↗ |
| 2021-09-03 | TubeSolar AG | 10% Owner | C-Conversion | A | Common Stock | 400,000,000 | 0.00 | 40.0K | 1,000,000,000 | — | ↗ |
| 2021-08-16 | BD1 Investment Holding, LLC | 10% Owner | S-Sale | D | Unsecured convertible promissory notes | 6,000,000,000 | 0.00 | 600.0K | 99,000,000,000 | — | ↗ |
| 2021-08-02 | BD1 Investment Holding, LLC | 10% Owner | P-Purchase | A | Common Stock | 666,666,672 | 10,000,000.08 | 6,666.67T | 666,666,672 | — | ↗ |
| 2021-07-19 | TubeSolar AG | 10% Owner | C-Conversion | D | Series 1A Preferred Stock, par value $0.0001 | 60 | 0.00 | 0.01 | 2,440 | — | ↗ |
| 2021-01-04 | TubeSolar AG | 10% Owner | — | D | Series 1A Preferred Stock, par value $0.0001 | 25,000,000,000 | 0.00 | 2.50M | 0 | — | ↗ |
| 2020-12-18 | BD1 Investment Holding, LLC | 10% Owner | — | D | Unsecured convertible promissory notes | 105,000,000,000 | 0.00 | 10.50M | 0 | — | ↗ |
| 2020-12-10 | Peterson David Theodore JR | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-12-10 | Clarke Will A | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-11-27 | Crowdex Investment, LLC | 10% Owner | A-Award | A | Unsecured Convertible Note | 5,000,000,000 | 0.00 | — | 5,000,000,000 | — | ↗ |
| 2020-10-05 | Gilbreth Michael James | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2020-09-22 | Crowdex Investment, LLC | 10% Owner | — | D | Series 1A Preferred Stock (1) | 50,000,000,000 | 0.00 | 5.00M | 0 | — | ↗ |
| 2019-01-11 | Widjaja Jason | 10% Owner | — | D | Convertible Promissory Note | 0 | 0.00 | — | 0 | — | ↗ |
| 2018-05-07 | Hong Kong Boone Group Ltd | 10% Owner | A-Award | A | Common Stock | 702,500,000 | 0.00 | 2.81M | 2,252,500,000 | — | ↗ |
| 2017-07-28 | Hong Kong Boone Group Ltd | 10% Owner | A-Award | A | Common Stock | 750,000,000 | 0.00 | 3.00M | 1,550,000,000 | — | ↗ |
| 2017-06-17 | Hong Kong Boone Group Ltd | 10% Owner | A-Award | A | Common Stock | 350,000,000 | 0.00 | 1.40M | 800,000,000 | — | ↗ |
| 2017-05-26 | Hong Kong Boone Group Ltd | 10% Owner | A-Award | A | Common Stock | 250,000,000 | 0.00 | 1.00M | 450,000,000 | — | ↗ |
| 2017-05-05 | Hong Kong Boone Group Ltd | 10% Owner | C-Conversion | A | Common Stock | 200,000,000 | 0.00 | 80.0K | 200,000,000 | — | ↗ |
| 2017-02-24 | Hong Kong Boone Group Ltd | 10% Owner | — | D | Series K Preferred Stock | 5,000,000,000 | 0.00 | 20.00M | 0 | — | ↗ |
| 2017-01-19 | TERTIUS FINANCIAL GROUP PTE. LTD. | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 333,333,333 | — | ↗ |
| 2016-05-19 | MARSH G THOMAS | Director | A-Award | A | Common Stock | 300,000 | 0.00 | — | 611,650 | — | ↗ |
| 2016-05-19 | KUMAR AMIT | Director | A-Award | A | Common Stock | 566,664 | 0.00 | — | 934,970 | — | ↗ |
| 2016-05-19 | Huntley Kim J | Director | A-Award | A | Common Stock | 300,000 | 0.00 | — | 589,728 | — | ↗ |
| 2016-05-19 | Hian Lee Kong | Director / Officer | A-Award | A | Common Stock Option (Right to Buy) | 200,000 | 0.61 | 122.0K | 800,000 | — | ↗ |
| 2016-05-19 | BIAO XU | Director | A-Award | A | Common Stock | 1,000,000 | 0.00 | — | 1,000,000 | — | ↗ |
| 2016-03-10 | BIAO XU | Director | A-Award | A | Common Stock Option (Right to Buy) | 100,000 | 0.06 | 6.0K | 200,000 | — | ↗ |
| 2016-01-01 | MARSH G THOMAS | Director | A-Award | A | Common Stock | 200,000 | 0.00 | — | 311,650 | — | ↗ |
| 2016-01-01 | KUMAR AMIT | Director | A-Award | A | Common Stock | 200,000 | 0.00 | — | 368,306 | — | ↗ |
| 2016-01-01 | Huntley Kim J | Director | A-Award | A | Common Stock | 200,000 | 0.00 | — | 289,728 | — | ↗ |
| 2015-09-04 | Global Ichiban Ltd | 10% Owner | — | D | Secured Subordinated Convertible Note | 9,000,000 | 0.12 | 1.08M | 0 | — | ↗ |
| 2015-06-10 | TFG Radiant Investment Group Ltd | 10% Owner | P-Purchase | A | Common Stock | 1,000,000 | 1.00 | 1.00M | 5,873,594 | — | ↗ |
| 2015-04-06 | TFG Radiant Investment Group Ltd | 10% Owner | P-Purchase | A | Common Stock | 1,000,000 | 1.00 | 1.00M | 4,873,594 | — | ↗ |
| 2015-02-11 | Hian Lee Kong | Director / Officer | A-Award | A | Common Stock Option (Right to Buy) | 200,000 | 1.01 | 202.0K | 600,000 | — | ↗ |
| 2015-02-11 | BIAO XU | Director | A-Award | A | Common Stock Option (Right to Buy) | 100,000 | 1.01 | 101.0K | 100,000 | — | ↗ |
| 2015-01-01 | MARSH G THOMAS | Director | A-Award | A | Common Stock | 70,092 | 0.00 | — | 111,650 | — | ↗ |
| 2015-01-01 | KUMAR AMIT | Director | A-Award | A | Common Stock | 107,476 | 0.00 | — | 168,306 | — | ↗ |
| 2015-01-01 | Huntley Kim J | Director | A-Award | A | Common Stock | 70,092 | 0.00 | — | 89,728 | — | ↗ |
| 2014-08-29 | TFG Radiant Investment Group Ltd | 10% Owner | P-Purchase | A | Common Stock | 1,425,000 | 2.80 | 3.99M | 3,873,594 | — | ↗ |
| 2014-08-11 | SHTARD Enterprises LTD. | 10% Owner | O-OutOfTheMoney | A | Common Stock | 8,000,000 | 0.33 | 2.64M | 12,000,000 | — | ↗ |
| 2014-07-29 | SHTARD Enterprises LTD. | 10% Owner | P-Purchase | A | Common Stock | 4,000,000 | 0.33 | 1.32M | 12,000,000 | — | ↗ |
| 2014-04-04 | Hian Lee Kong | Director / Officer | A-Award | A | Common Stock Option (Right to Buy) | 200,000 | 0.55 | 110.0K | 400,000 | — | ↗ |
| 2014-01-01 | MARSH G THOMAS | Director | A-Award | A | Common Stock | 105,632 | 0.00 | — | 415,574 | — | ↗ |
| 2014-01-01 | KUMAR AMIT | Director | A-Award | A | Common Stock | 161,968 | 0.00 | — | 608,279 | — | ↗ |
| 2014-01-01 | Huntley Kim J | Director | A-Award | A | Common Stock | 105,632 | 0.00 | — | 396,108 | — | ↗ |
| 2013-09-09 | Gregorak William Michael | Officer | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2013-03-01 | Hian Lee Kong | Director / Officer | A-Award | A | Common Stock Option (Right to Buy) | 200,000 | 0.65 | 130.0K | 200,000 | — | ↗ |
| 2013-03-01 | Gatchell Gary | Officer | A-Award | A | Common Stock Option (Right to Buy) | 50,000 | 0.65 | 32.5K | 50,000 | — | ↗ |
| 2013-01-03 | MARSH G THOMAS | Director | A-Award | A | Common Stock | 120,964 | 0.00 | — | 309,942 | — | ↗ |
| 2013-01-03 | KUMAR AMIT | Director | A-Award | A | Common Stock | 185,480 | 0.00 | — | 446,311 | — | ↗ |
| 2013-01-03 | Huntley Kim J | Director | A-Award | A | Common Stock | 120,964 | 0.00 | — | 290,476 | — | ↗ |
| 2012-12-02 | Misra Mohan | Director / Officer / 10% Owner | A-Award | A | Common Stock Option (Right to Buy) | 80,000 | 3.17 | 253.6K | 80,000 | — | ↗ |
| 2012-08-03 | Moghadam Farhad | Officer | — | D | Restricted Stock Units | 35,000 | 0.00 | — | 0 | — | ↗ |
| 2012-07-02 | MARSH G THOMAS | Director | A-Award | A | Common Stock | 7,042 | 0.00 | — | 188,978 | — | ↗ |
| 2012-07-02 | Huntley Kim J | Director | A-Award | A | Common Stock | 14,084 | 0.00 | — | 169,512 | — | ↗ |
| 2012-04-16 | BIAO XU | Director | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2012-03-30 | TFG Radiant Investment Group Ltd | 10% Owner | P-Purchase | A | Common Stock | 8,067,390 | 0.50 | 4.00M | 16,032,842 | — | ↗ |
| 2012-01-04 | Swanson Richard John | Director | A-Award | A | Common Stock | 153,416 | 0.00 | — | 182,844 | — | ↗ |
| 2012-01-04 | MARSH G THOMAS | Director | A-Award | A | Common Stock | 153,416 | 0.00 | — | 181,936 | — | ↗ |
| 2012-01-04 | KUMAR AMIT | Director | A-Award | A | Common Stock | 200,000 | 0.00 | — | 260,831 | — | ↗ |
| 2012-01-04 | Huntley Kim J | Director | A-Award | A | Common Stock | 129,816 | 0.00 | — | 155,428 | — | ↗ |
| 2011-12-19 | Swanson Richard John | Director | M-Exempt | A | Common Stock | 4,836 | 0.00 | — | 29,428 | — | ↗ |
| 2011-12-19 | MARSH G THOMAS | Director | M-Exempt | A | Common Stock | 5,562 | 0.00 | — | 28,520 | — | ↗ |
| 2011-12-19 | KUMAR AMIT | Director | M-Exempt | A | Common Stock | 7,812 | 0.00 | — | 60,831 | — | ↗ |
| 2011-12-19 | Huntley Kim J | Director | M-Exempt | A | Common Stock | 4,092 | 0.00 | — | 25,612 | — | ↗ |
| 2011-11-03 | Hian Lee Kong | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2011-09-19 | Swanson Richard John | Director | M-Exempt | D | Restricted Stock Units | 4,836 | 0.00 | — | 4,836 | — | ↗ |
| 2011-09-19 | MARSH G THOMAS | Director | M-Exempt | D | Restricted Stock Units | 1,469 | 0.00 | — | 1,470 | — | ↗ |
| 2011-09-19 | KUMAR AMIT | Director | M-Exempt | D | Restricted Stock Units | 7,812 | 0.00 | — | 7,812 | — | ↗ |
| 2011-09-19 | Huntley Kim J | Director | M-Exempt | D | Restricted Stock Units | 4,092 | 0.00 | — | 4,092 | — | ↗ |
| 2011-08-12 | TFG Radiant Investment Group Ltd | 10% Owner | — | D | Options (Right to buy) | 9,500,000 | 1.55 | 14.73M | 0 | — | ↗ |
| 2011-08-04 | Gatchell Gary | Officer | A-Award | A | Common Stock Option (Right to Buy) | 75,000 | 0.68 | 51.0K | 75,000 | — | ↗ |
| 2011-06-20 | Swanson Richard John | Director | M-Exempt | A | Common Stock | 4,836 | 0.00 | — | 19,756 | — | ↗ |
| 2011-06-20 | MARSH G THOMAS | Director | M-Exempt | A | Common Stock | 5,561 | 0.00 | — | 17,397 | — | ↗ |
| 2011-06-20 | KUMAR AMIT | Director | M-Exempt | A | Common Stock | 7,812 | 0.00 | — | 45,207 | — | ↗ |
| 2011-06-20 | Huntley Kim J | Director | M-Exempt | A | Common Stock | 4,092 | 0.00 | — | 17,428 | — | ↗ |
| 2011-04-20 | MARSH G THOMAS | Director | A-Award | A | Restricted Stock Units | 4,408 | 0.00 | — | 4,408 | — | ↗ |
| 2011-03-31 | Eller Ron | Director / Officer | A-Award | A | Restricted Stock Units | 150,000 | 0.00 | — | 150,000 | — | ↗ |
| 2011-03-23 | Eller Ron | Director | S-Sale | D | Common Stock | 2,400 | 2.68 | 6.4K | 12,430 | — | ↗ |
| 2011-03-21 | Swanson Richard John | Director | M-Exempt | A | Common Stock | 4,836 | 0.00 | — | 14,920 | — | ↗ |
| 2011-03-21 | MARSH G THOMAS | Director | M-Exempt | D | Restricted Stock Units | 4,092 | 0.00 | — | 12,276 | — | ↗ |
| 2011-03-21 | KUMAR AMIT | Director | M-Exempt | A | Common Stock | 7,812 | 0.00 | — | 37,395 | — | ↗ |
| 2011-03-21 | Huntley Kim J | Director | M-Exempt | A | Common Stock | 4,092 | 0.00 | — | 13,336 | — | ↗ |
| 2011-03-21 | Eller Ron | Director | M-Exempt | A | Common Stock | 4,836 | 0.00 | — | 14,830 | — | ↗ |
| 2011-03-17 | Gatchell Gary | Officer | S-Sale | D | Common Stock | 10,000 | 2.60 | 26.0K | 43,500 | — | ↗ |
| 2011-02-10 | Rakes Zane | Officer | S-Sale | D | Common Stock | 932 | 3.30 | 3.1K | 3,136 | — | ↗ |
| 2011-02-03 | Swanson Richard John | Director | A-Award | A | Restricted Stock Units | 2,084 | 0.00 | — | 19,344 | — | ↗ |
| 2011-02-03 | Rakes Zane | Officer | A-Award | A | Stock Options (Right to Buy) | 30,000 | 3.37 | 101.1K | 30,000 | — | ↗ |
| 2011-02-03 | Moghadam Farhad | Officer | A-Award | A | Stock Options (Right to Buy) | 70,000 | 3.37 | 235.9K | 70,000 | — | ↗ |
| 2011-02-03 | MARSH G THOMAS | Director | A-Award | A | Restricted Stock Units | 2,680 | 0.00 | — | 16,368 | — | ↗ |
| 2011-02-03 | KUMAR AMIT | Director | A-Award | A | Restricted Stock Units | 3,572 | 0.00 | — | 31,248 | — | ↗ |
| 2011-02-03 | Huntley Kim J | Director | A-Award | A | Restricted Stock Units | 2,680 | 0.00 | — | 16,368 | — | ↗ |
| 2011-02-03 | Gatchell Gary | Officer | A-Award | A | Stock Options (Right to Buy) | 40,000 | 3.37 | 134.8K | 40,000 | — | ↗ |
| 2011-02-03 | Eller Ron | Director | A-Award | A | Restricted Stock Units | 3,572 | 0.00 | — | 19,344 | — | ↗ |
| 2011-02-02 | Rakes Zane | Officer | M-Exempt | A | Common Stock | 2,500 | 0.00 | — | 4,068 | — | ↗ |
| 2011-01-04 | Swanson Richard John | Director | A-Award | A | Restricted Stock Units | 17,260 | 0.00 | — | 17,260 | — | ↗ |
| 2011-01-04 | MARSH G THOMAS | Director | A-Award | A | Restricted Stock Units | 13,688 | 0.00 | — | 13,688 | — | ↗ |
| 2011-01-04 | KUMAR AMIT | Director | A-Award | A | Restricted Stock Units | 27,676 | 0.00 | — | 27,676 | — | ↗ |
| 2011-01-04 | Huntley Kim J | Director | A-Award | A | Restricted Stock Units | 13,688 | 0.00 | — | 13,688 | — | ↗ |
| 2011-01-04 | Eller Ron | Director | A-Award | A | Restricted Stock Units | 15,772 | 0.00 | — | 15,772 | — | ↗ |
| 2011-01-03 | Eller Ron | Director | S-Sale | D | Common Stock | 1,600 | 3.43 | 5.5K | 9,994 | — | ↗ |
| 2010-12-31 | Swanson Richard John | Director | M-Exempt | D | Restricted Stock Units | 2,735 | 0.00 | — | 0 | — | ↗ |
| 2010-12-31 | MARSH G THOMAS | Director | M-Exempt | A | Common Stock | 3,872 | 0.00 | — | 7,744 | — | ↗ |
| 2010-12-31 | KUMAR AMIT | Director | M-Exempt | D | Restricted Stock Units | 2,877 | 0.00 | — | 0 | — | ↗ |
| 2010-12-31 | Huntley Kim J | Director | M-Exempt | D | Restricted Stock Units | 3,872 | 0.00 | — | 0 | — | ↗ |
| 2010-12-31 | Eller Ron | Director | M-Exempt | D | Restricted Stock Units | 3,113 | 0.00 | — | 0 | — | ↗ |
| 2010-11-04 | Rakes Zane | Officer | S-Sale | D | Common Stock | 932 | 4.30 | 4.0K | 1,568 | — | ↗ |
| 2010-10-15 | Misra Mohan | Director / Officer | S-Sale | D | Common Stock | 48,000 | 4.85 | 232.8K | 636,000 | — | ↗ |
| 2010-10-01 | Eller Ron | Director | S-Sale | D | Common Stock | 1,600 | 3.18 | 5.1K | 8,481 | — | ↗ |
| 2010-09-30 | Swanson Richard John | Director | M-Exempt | A | Common Stock | 2,735 | 0.00 | — | 7,349 | — | ↗ |
| 2010-09-30 | MARSH G THOMAS | Director | M-Exempt | D | Restricted Stock Units | 3,872 | 0.00 | — | 3,872 | — | ↗ |
| 2010-09-30 | KUMAR AMIT | Director | M-Exempt | A | Common Stock | 2,877 | 0.00 | — | 26,706 | — | ↗ |
| 2010-09-30 | Huntley Kim J | Director | M-Exempt | D | Restricted Stock Units | 3,872 | 0.00 | — | 3,872 | — | ↗ |
| 2010-09-30 | Eller Ron | Director | M-Exempt | A | Common Stock | 3,113 | 0.00 | — | 10,081 | — | ↗ |
| 2010-09-28 | Gutierrez Rafael | Officer | M-Exempt | D | Restricted Stock Units | 2,500 | 0.00 | — | 7,500 | — | ↗ |
| 2010-08-06 | Rakes Zane | Officer | A-Award | A | Restricted Stock Units | 10,000 | 0.00 | — | 10,000 | — | ↗ |
| 2010-08-03 | Moghadam Farhad | Officer | — | D | Common Stock Option (Right to Buy) | 200,000 | 0.00 | — | 0 | — | ↗ |
| 2010-08-01 | Misra Mohan | Director / Officer | M-Exempt | A | Common Stock | 50,000 | 0.00 | — | 479,993 | — | ↗ |
| 2010-07-14 | Misra Mohan | Director / Officer | S-Sale | D | Common Stock | 20,000 | 2.56 | 51.3K | 686,000 | — | ↗ |
| 2010-07-01 | Eller Ron | Director | S-Sale | D | Common Stock | 1,600 | 2.66 | 4.3K | 6,968 | — | ↗ |
| 2010-06-30 | Swanson Richard John | Director | M-Exempt | D | Restricted Stock Units | 2,735 | 0.00 | — | 5,470 | — | ↗ |
Executive team
Executive compensation
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2025 | Paul Warley - Chief Executive Officer | 450.0K | 40.0K | — | 121.8K | — | 3.1K | 614.9K | 19.81% | ↗ |
| 2 | 2025 | Bobby Gulati - Chief Operating Officer | 254.5K | 40.0K | — | 55.1K | — | — | 349.6K | 15.76% | ↗ |
| 3 | 2025 | Jin Jo - Chief Financial Officer | 224.6K | 40.0K | — | 55.1K | — | — | 319.7K | 17.23% | ↗ |
| 4 | 2024 | Paul Warley - Chief Executive Officer | 430.8K | 85.0K | 165.6K | 97.5K | — | — | 778.9K | 33.78% | ↗ |
| 5 | 2024 | Jin Jo - Chief Financial Officer | 243.5K | 60.0K | 32.7K | 47.7K | — | — | 384.0K | 20.95% | ↗ |
| 6 | 2024 | Bobby Gulati - Chief Operating Officer | 234.2K | 30.0K | 32.7K | 47.7K | — | — | 344.7K | 23.34% | ↗ |
| 7 | 2023 | Paul Warley - Chief Executive Officer | 384.6K | 100.0K | — | — | — | — | 484.6K | 0.00% | ↗ |
| 8 | 2023 | Jeffrey Max - Former Chief Executive Officer | 317.5K | — | — | — | — | 1.6K | 319.1K | 0.00% | ↗ |
| 9 | 2023 | Jin Jo - Chief Financial Officer | 198.0K | 45.0K | — | — | — | — | 243.0K | 0.00% | ↗ |
| 10 | 2023 | Bobby Gulati - Chief Operating Officer | 189.2K | 25.0K | — | — | — | — | 214.2K | 0.00% | ↗ |
| 11 | 2022 | Jeffrey Max - Chief Executive Officer | 227.4K | — | 18.98M | — | — | 19.23M | 38.44M | 49.38% | ↗ |
| 12 | 2022 | Paul Warley – Chief Financial Officer | 17.3K | — | 2.09M | — | — | 2.10M | 4.21M | 49.59% | ↗ |
| 13 | 2022 | Victor Lee – Chief Executive Officer | 142.8K | 50.0K | — | — | — | 784.5K | 977.3K | 0.00% | ↗ |
| 14 | 2022 | Michael J. Gilbreth – Chief Financial Officer | 161.7K | 24.8K | — | — | — | 343.8K | 530.3K | 0.00% | ↗ |
| 15 | 2017 | Victor Lee - Chief Executive Officer | 303.1K | — | — | — | — | — | 303.1K | 0.00% | ↗ |
| 16 | 2016 | Victor Lee - Chief Executive Officer | 325.4K | — | 36.0K | — | — | — | 373.4K | 9.64% | ↗ |
| 17 | 2015 | Victor Lee - Chief Executive Officer | 311.6K | — | — | — | — | — | 557.2K | 0.00% | ↗ |
| 18 | 2015 | William Gregorak - Former Chief Financial Officer | 86.9K | — | — | 37.9K | — | 124.9K | 249.6K | 15.16% | ↗ |
| 19 | 2014 | Victor Lee - Chief Executive Officer | 213.5K | — | — | — | — | — | 298.7K | 0.00% | ↗ |
| 20 | 2014 | William Gregorak - Former Chief Financial Officer | 185.0K | — | — | — | — | — | 200.9K | 0.00% | ↗ |
| 21 | 2014 | William Gregorak - Chief Financial Officer | 185.0K | — | — | 15.9K | — | — | 200.9K | 7.90% | ↗ |
| 22 | 2013 | Gary Gatchell—Former Chief Financial Officer | 148.1K | — | — | 23.9K | — | — | 172.0K | 13.90% | ↗ |
| 23 | 2013 | Victor Lee - Chief Executive Officer | — | — | — | — | — | — | 95.7K | 0.00% | ↗ |
| 24 | 2013 | Victor Lee—Chief Executive Officer | — | — | — | 95.7K | — | — | 95.7K | 100.00% | ↗ |
| 25 | 2013 | William Gregorak - Chief Financial Officer | 49.8K | — | — | — | — | — | 80.2K | 0.00% | ↗ |
| 26 | 2012 | Ron Eller—Former President and Chief Executive Officer | 79.7K | — | — | — | — | 175.0K | 254.7K | 0.00% | ↗ |
| 27 | 2012 | Gary Gatchell—Former Chief Financial Officer | 204.2K | 50.0K | — | — | — | — | 254.2K | 0.00% | ↗ |
| 28 | 2012 | Gary Gatchell—Chief Financial Officer | 204.2K | 50.0K | — | — | — | — | 254.2K | 0.00% | ↗ |
| 29 | 2012 | Victor Lee—Chief Executive Officer | — | — | — | — | — | — | — | — | ↗ |
| 30 | 2011 | Ron Eller—Former President and Chief Executive Officer | 251.7K | — | 430.5K | — | — | — | 1.14M | 37.83% | ↗ |
| 31 | 2011 | Farhad Moghadam—Former President and Chief Executive Officer | 108.2K | — | 303.3K | 188.2K | — | 268.2K | 867.9K | 56.63% | ↗ |
| 32 | 2011 | Gary Gatchell—Chief Financial Officer | 199.2K | 50.0K | 70.8K | — | — | — | 467.7K | 15.13% | ↗ |
| 33 | 2010 | Farhad Moghadam—Former President and Chief Executive Officer | 350.0K | 105.0K | — | — | — | — | 455.0K | 0.00% | ↗ |
| 34 | 2010 | Gary Gatchell—Chief Financial Officer | 179.0K | 35.8K | — | 203.6K | — | — | 418.3K | 48.66% | ↗ |
| 35 | 2010 | Ashutosh Misra—Senior VP of Sales and Corporate Development | 176.8K | 26.5K | — | 84.8K | — | — | 288.1K | 29.44% | ↗ |
| 36 | 2009 | Farhad Moghadam—President and Chief Executive Officer | 145.8K | 145.8K | 582.0K | 1.91M | — | — | 2.78M | 89.50% | ↗ |
| 37 | 2009 | Mohan Misra—Chief Strategy Officer (former interim Chief Executive Officer) | 249.7K | 249.7K | 779.0K | — | — | 18.6K | 1.30M | 60.06% | ↗ |
| 38 | 2009 | Prem Nath—Former Senior VP Production Operations and Technology | 223.5K | 124.8K | 196.7K | — | — | — | 545.0K | 36.09% | ↗ |
| 39 | 2009 | Gary Gatchell—Chief Financial Officer | 178.8K | 26.8K | — | — | — | — | 204.9K | 0.00% | ↗ |
| 40 | 2009 | Ashutosh Misra—Senior VP of Corporate Development | 176.0K | 26.5K | — | — | — | — | 202.5K | 0.00% | ↗ |
| 41 | 2008 | Gary Gatchell—Chief Financial Officer | 111.8K | 19.7K | 627.4K | — | — | — | 811.5K | 77.31% | ↗ |
| 42 | 2008 | Mohan S. Misra, Ph.D.—Chief Executive Officer | 178.7K | 90.9K | 44.6K | 210.2K | — | 16.8K | 541.2K | 47.08% | ↗ |
| 43 | 2008 | Mohan Misra—Chief Strategy Officer (former interim Chief Executive Officer) | 178.7K | 90.9K | 39.0K | — | — | 16.8K | 535.6K | 7.28% | ↗ |
| 44 | 2008 | Prem Nath—Former Senior VP Production Operations and Technology | 178.7K | 90.0K | — | — | — | — | 531.5K | 0.00% | ↗ |
| 45 | 2008 | Prem Nath, Ph.D.—Senior VP Production Operations | 178.7K | 90.0K | — | 262.8K | — | — | 531.5K | 49.44% | ↗ |
| 46 | 2008 | Bruce Berkoff—Chief Marketing Officer | 40.3K | — | — | 486.0K | — | — | 526.3K | 92.34% | ↗ |
| 47 | 2008 | Ashutosh Misra—Senior VP and General Manager—Thornton Plant | 163.4K | 29.5K | — | 131.4K | — | — | 324.3K | 40.52% | ↗ |
| 48 | 2008 | Ashutosh Misra—Senior VP of Corporate Development | 163.4K | 29.5K | — | — | — | — | 324.3K | 0.00% | ↗ |
| 49 | 2008 | Matthew Foster—Former Chief Executive Officer | 152.7K | 75.0K | — | — | — | 37.3K | 265.1K | 0.00% | ↗ |
| 50 | 2008 | Farhad Moghadam—President and Chief Executive Officer | — | — | — | — | — | — | — | — | ↗ |
| 51 | 2007 | Prem Nath—Former Senior VP Production Operations and Technology | 162.3K | 48.7K | — | — | — | 51.4K | 420.0K | 0.00% | ↗ |
| 52 | 2007 | Prem Nath, Ph.D.—Senior VP Production Operations | 162.3K | 48.7K | — | — | — | 51.4K | 420.0K | 0.00% | ↗ |
| 53 | 2007 | Matthew Foster—Former Chief Executive Officer | 180.9K | 67.9K | — | — | — | — | 367.0K | 0.00% | ↗ |
| 54 | 2007 | Ashutosh Misra—Senior VP and General Manager—Thornton Plant | 104.6K | 28.8K | — | — | — | 34.8K | 296.5K | 0.00% | ↗ |
| 55 | 2007 | Ashutosh Misra—Senior VP of Corporate Development | 104.6K | 28.8K | — | — | — | 34.8K | 296.5K | 0.00% | ↗ |
| 56 | 2007 | Mohan Misra—Chief Strategy Officer (former interim Chief Executive Officer) | 65.2K | 25.0K | — | — | — | 3.2K | 93.4K | 0.00% | ↗ |
| 57 | 2007 | Mohan S. Misra, Ph.D.—Chief Executive Officer | 65.2K | 25.0K | — | — | — | 3.2K | 93.4K | 0.00% | ↗ |
| 58 | 2007 | Gary Gatchell—Chief Financial Officer | — | — | — | — | — | — | — | — | ↗ |
| 59 | 2007 | Bruce Berkoff—Chief Marketing Officer | — | — | — | — | — | — | — | — | ↗ |
| 60 | 2007 | Farhad Moghadam—President and Chief Executive Officer | — | — | — | — | — | — | — | — | ↗ |
| 61 | 2006 | Matthew Foster—Former Chief Executive Officer | 175.2K | 21.0K | — | — | — | — | 409.2K | 0.00% | ↗ |
| 62 | 2006 | Prem Nath, Ph.D.—Senior VP Production Operations | 64.7K | 20.2K | — | — | — | 24.5K | 319.4K | 0.00% | ↗ |
| 63 | 2006 | Mohan S. Misra, Ph.D.—Chief Executive Officer | — | — | — | — | — | — | — | — | ↗ |
| 64 | 2006 | Gary Gatchell—Chief Financial Officer | — | — | — | — | — | — | — | — | ↗ |
| 65 | 2006 | Bruce Berkoff—Chief Marketing Officer | — | — | — | — | — | — | — | — | ↗ |
| 66 | 2006 | Ashutosh Misra—Senior VP and General Manager—Thornton Plant | — | — | — | — | — | — | — | — | ↗ |
Proxy statements
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Paul Warley Jr. | President, Chief Executive Officer & Director | 493.1K | male |
| Bobby Gulati | Chief Operating Officer | 294.5K | male |
| Jin Jo | Chief Financial Officer | 264.6K | female |
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Community Opinion for ASTI
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

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