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Ameriprise Financial, Inc. (AMP)

USD518.48 +11.72 (+2.31%)
US NYSE S&P 500 Financial Services Asset Management
Address 1099 Ameriprise Financial Center 55474
Minneapolis, MN, US
CEO James Cracchiolo
IPO 2005-09-15
CIK 820027 ISIN US03076C1062

Explore sections of this company profile

Also trades on Deutsche Börse · A4S.DE (EUR) London Stock Exchange · 0HF6.L (USD) New York Stock Exchange · AMP (USD)
Description

Ameriprise Financial, Inc. is a holding company, which engages in providing financial planning, asset management, and insurance services to individuals, businesses, and institutions. It operates through the following business segments: Advice & Wealth Management, Asset Management, Retirement & Protection Solutions, and Corporate & Other. The Advice & Wealth Management segment consists of financial planning and advice, as well as full-service brokerage services for retail clients through financial advisors. The Asset Management segment offers investment management, advice, and products to retail, high net worth, and institutional clients through Columbia Threadneedle. The Retirement & Protection Solutions segment refers to RiverSource solutions, which includes clients annuities, life insurance, and disability income insurance products. The Corporate & Other segment handles closed blocks of business and net investment income or loss on corporate level assets, including excess capital held in subsidiaries. The company was founded by John Tappan in 1894 and is headquartered in Minneapolis, MN.

News Sentiment (7d)
80 Positive

Based on only 1 article — low confidence

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Index membership

IndexAddedRemovedStatus
S&P 500 2005-09-30 Active
Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD518.48 +11.72 (+2.31%)
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Volume Profile
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Liquidity & share structure
Average Volume
690.2K
Beta
1.17
Float Shares
89.57M
Free Float %
99.6%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+1.33% -1.18% -6.12% -5.19% -2.20% -9.10% -12.48% +44.03% +69.94% +338.39% +1,104.30%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (22 ratings, all time) Buy
Price Targets & DCF
Current price
518.48
Low 467.00 -9.9%
Consensus 514.00 -0.9%
Median 490.00 -5.5%
High 582.00 +12.3%
DCF (Unlevered) 614.18 +18.5%
DCF (Levered) 868.45 +67.5%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 43% Bullish
Rating 2026-05 Change
Strong Buy 2 0
Buy 4 0
Hold 7 0
Sell 1 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month 1
471.00
-9.2%
Last Quarter 5
488.00
-5.9%
Last Year 11
517.82
-0.1%
All Time 32
424.25
-18.2%
Quality scores
Altman Z-Score
0.48
Distress
Piotroski F-Score
6 / 9
Average
MOAT Score
7 / 10
Strong MOAT
Composite Rating
A-
Overall Score
4 / 5
High
DCF Score
5 / 5
High
ROE Score
5 / 5
High
ROA Score
4 / 5
High
D/E Score
2 / 5
Medium
P/E Score
3 / 5
Medium
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers ★ Strong MOAT
  • Revenue growth Asset Management: +17.4%
    +5.2% Q1'26: +9.0% (vs Q1'25)
  • EPS growth Asset Management: +22.7%
    +10.0% Q1'26: +66.0% (vs Q1'25)
  • FCF margin FCF growth · Asset Management: +27.7%
    +20.0% Q1'26: +8.8% (vs Q1'25)
  • EBIT margin Asset Management: +50.6%
    +25.5% Q1'26: +25.1% (vs Q1'25)
  • ROIC Asset Management: +6.5%
    +165.6% Q1'26: +340.5% (vs Q1'25)
  • Share dilution Asset Management: +0.0%
    -6.4% Q1'26: -5.5% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Asset Management: -0.03×
    1.16× Q1'26: 0.64× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.20) × ERP
WACC = 88% × Ke + 12% × Kd (5.6%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 614.18 Current price: 518.48
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2010
actual
Dec 2011
actual
Dec 2012
actual
Dec 2013
actual
Dec 2014
actual
Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
7 Rev. Ana.
8 EPS Ana.
Dec 2027
7 Rev. Ana.
8 EPS Ana.
Dec 2028
3 Rev. Ana.
2 EPS Ana.
Dec 2029
2 Rev. Ana.
1 EPS Ana.
Revenue
9.83B
est: 9.04B (+8.8%)
10.30B
est: 10.70B (-3.8%)
10.27B
est: 9.97B (+3.0%)
11.22B
est: 10.71B (+4.8%)
11.95B
est: 11.63B (+2.8%)
12.03B
est: 11.75B (+2.3%)
11.78B
est: 11.66B (+1.0%)
12.30B
est: 11.92B (+3.1%)
12.98B
est: 12.74B (+1.9%)
13.05B
est: 12.12B (+7.7%)
12.03B
est: 11.88B (+1.2%)
13.54B
est: 13.69B (-1.1%)
14.33B
est: 14.10B (+1.7%)
16.12B
est: 16.96B (-5.0%)
17.98B
est: 17.29B (+4.0%)
18.91B
est: 18.20B (+3.9%)
19.35B
17.61B – 19.93B
+6.3% YoY
20.15B
17.87B – 21.10B
+4.1% YoY
21.27B
21.20B – 21.34B
+5.6% YoY
22.55B
21.23B – 23.25B
+6.0% YoY
EBITDA
2.17B
est: 1.51B (+44.0%)
1.94B
est: 1.93B (+0.1%)
1.78B
est: 1.82B (-2.3%)
2.55B
est: 2.25B (+13.2%)
3.17B
est: 2.61B (+21.2%)
2.81B
est: 2.67B (+5.2%)
2.10B
est: 2.16B (-2.7%)
2.67B
est: 2.65B (+0.8%)
2.94B
est: 2.88B (+2.2%)
2.63B
est: 2.75B (-4.4%)
2.20B
est: 1.37B (+60.9%)
3.72B
est: 3.15B (+18.1%)
4.32B
est: 4.74B (-8.9%)
3.76B
est: 4.55B (-17.4%)
4.80B
est: 4.64B (+3.3%)
5.04B
est: 4.89B (+3.2%)
5.20B
4.73B – 5.35B
+6.3% YoY
5.41B
4.80B – 5.67B
+4.1% YoY
5.71B
5.69B – 5.73B
+5.6% YoY
6.06B
5.70B – 6.24B
+6.0% YoY
EBIT
1.97B
est: 3.00B (-34.5%)
1.75B
est: 3.56B (-50.9%)
1.56B
est: 3.32B (-53.1%)
2.31B
est: 3.56B (-35.1%)
2.91B
est: 3.87B (-24.7%)
2.56B
est: 3.91B (-34.4%)
1.85B
est: 3.88B (-52.2%)
2.44B
est: 3.96B (-38.5%)
2.74B
est: 4.24B (-35.3%)
2.45B
est: 4.03B (-39.3%)
1.99B
est: 3.95B (-49.5%)
3.54B
est: 4.55B (-22.2%)
4.13B
est: 4.69B (-11.9%)
3.56B
est: 4.35B (-18.1%)
4.60B
est: 4.43B (+3.8%)
4.83B
est: 4.66B (+3.6%)
4.96B
4.51B – 5.11B
+6.3% YoY
5.16B
4.58B – 5.41B
+4.1% YoY
5.45B
5.43B – 5.47B
+5.6% YoY
5.78B
5.44B – 5.96B
+6.0% YoY
Net Income
1.10B
est: 995.73M (+10.2%)
1.08B
est: 1.12B (-3.9%)
1.03B
est: 969.97M (+6.1%)
1.33B
est: 1.26B (+5.6%)
1.62B
est: 1.52B (+6.2%)
1.56B
est: 1.56B (+0.3%)
1.31B
est: 1.33B (-1.4%)
1.48B
est: 1.35B (+9.7%)
2.10B
est: 2.00B (+4.9%)
1.89B
est: 1.89B (+0.4%)
1.53B
est: 813.42M (+88.6%)
2.76B
est: 4.07B (-32.1%)
3.15B
est: 3.22B (-2.2%)
2.56B
est: 2.81B (-9.0%)
3.40B
est: 3.30B (+3.0%)
3.56B
est: 3.76B (-5.2%)
3.92B
3.67B – 4.45B
+4.2% YoY
4.13B
3.91B – 4.85B
+5.5% YoY
5.18B
5.13B – 5.23B
+25.3% YoY
6.12B
5.66B – 6.37B
+18.3% YoY
SGA
est: 4.90B (-100.0%)
est: 5.91B (-100.0%)
est: 5.50B (-100.0%)
est: 5.68B (-100.0%)
est: 5.96B (-100.0%)
est: 6.33B (-100.0%)
est: 6.45B (-100.0%)
est: 6.35B (-100.0%)
est: 6.50B (-100.0%)
est: 7.07B (-100.0%)
est: 6.40B (-100.0%)
est: 7.77B (-100.0%)
est: 8.67B (-100.0%)
— – —
— – —
— – —
— – —
EPS
4.36
est: 3.69 (+18.2%)
4.71
est: 5.43 (-13.3%)
4.70
est: 5.15 (-8.7%)
6.56
est: 6.38 (+2.8%)
8.45
est: 7.60 (+11.2%)
8.60
est: 9.20 (-6.5%)
7.90
est: 8.17 (-3.3%)
9.60
est: 9.91 (-3.1%)
14.41
est: 14.64 (-1.6%)
14.12
est: 16.19 (-12.8%)
12.39
est: 14.47 (-14.4%)
29.13
est: 22.31 (+30.6%)
28.29
est: 24.00 (+17.9%)
24.18
est: 29.71 (-18.6%)
33.67
est: 34.33 (-1.9%)
36.90
est: 38.81 (-4.9%)
44.29
38.11 – 46.26
+14.1% YoY
47.74
40.65 – 50.37
+7.8% YoY
53.76
53.24 – 54.28
+12.6% YoY
63.58
58.73 – 66.13
+18.3% YoY
Recent Grade Changes (3M)
Date Firm Previous New Grade Action
2026-05-04 Piper Sandler Neutral Neutral Maintain
2026-04-30 Morgan Stanley Underweight Underweight Maintain
2026-04-24 BMO Capital Market Perform Market Perform Maintain
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-28 A- 4/5 5/5 5/5 4/5 2/5 3/5 1/5
2026-05-27 A- 4/5 5/5 5/5 4/5 2/5 3/5 1/5
2026-05-26 A- 4/5 5/5 5/5 4/5 2/5 3/5 1/5
2026-05-22 A- 4/5 5/5 5/5 4/5 2/5 3/5 1/5
2026-05-21 A- 4/5 5/5 5/5 4/5 2/5 3/5 1/5
2026-05-20 B+ 3/5 4/5 5/5 4/5 2/5 3/5 1/5
2026-05-19 B+ 3/5 4/5 5/5 4/5 2/5 3/5 1/5
2026-05-18 B+ 3/5 4/5 5/5 4/5 2/5 3/5 1/5
2026-05-15 B+ 3/5 4/5 5/5 4/5 2/5 3/5 1/5
2026-05-14 B+ 3/5 4/5 5/5 4/5 2/5 3/5 1/5
2026-05-13 B+ 3/5 4/5 5/5 4/5 2/5 3/5 1/5
2026-05-12 B+ 3/5 4/5 5/5 4/5 2/5 3/5 1/5
2026-05-11 B+ 3/5 4/5 5/5 4/5 2/5 3/5 1/5
2026-05-08 A- 4/5 4/5 5/5 5/5 2/5 3/5 1/5
2026-05-07 A- 4/5 4/5 5/5 5/5 2/5 3/5 1/5
2026-05-06 A- 4/5 4/5 5/5 5/5 2/5 3/5 1/5
2026-05-05 A- 4/5 4/5 5/5 5/5 2/5 3/5 1/5
2026-05-04 A- 4/5 4/5 5/5 5/5 2/5 3/5 1/5
2026-05-01 A- 4/5 4/5 5/5 5/5 2/5 3/5 1/5
2026-04-30 A- 4/5 4/5 5/5 5/5 2/5 3/5 1/5
2026-04-29 A- 4/5 4/5 5/5 5/5 2/5 3/5 1/5
2026-04-28 A- 4/5 4/5 5/5 5/5 2/5 3/5 1/5
2026-04-27 A- 4/5 4/5 5/5 5/5 2/5 3/5 1/5
2026-04-24 B+ 3/5 4/5 5/5 5/5 2/5 2/5 1/5
2026-04-23 A- 4/5 5/5 5/5 5/5 2/5 2/5 1/5
2026-04-22 A- 4/5 5/5 5/5 5/5 2/5 2/5 1/5
2026-04-21 A- 4/5 5/5 5/5 5/5 2/5 3/5 1/5
2026-04-20 A- 4/5 5/5 5/5 5/5 2/5 3/5 1/5
2026-04-17 A- 4/5 5/5 5/5 5/5 2/5 3/5 1/5
2026-04-16 A- 4/5 5/5 5/5 5/5 2/5 3/5 1/5
2026-04-15 A- 4/5 5/5 5/5 5/5 1/5 3/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
5.32B
OE per share TTM
52.93
Owner's Yield
12.79%
Maintenance CapEx ratio
2.67%
Maint CapEx / Avg PPE
17.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
1,386
Total invested
34.84B
Insider transactions (90d)
11
Beneficial owners (>5%)
10
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Threadneedle Asset Management Holdings Limited 8.30M 5.11% 8.30M 8.30M FI 2024-11-14
2 Threadneedle Holdings Limited 8.30M 5.11% 8.30M 8.30M FI 2024-11-14
3 Threadneedle Investment Services Limited 8.30M 5.11% 8.30M 8.30M FI 2024-11-14
4 TAM UK International Holdings Limited 3.57M 6.19% 3.57M 3.57M FI 2024-11-14
5 TC Financing Ltd 3.57M 6.19% 3.57M 3.57M FI 2024-11-14
6 Inc. 2.59M 8.56% 2.59M 2.59M HC 2024-11-14
7 Threadneedle Asset Management Limited 2.09M 6.91% 2.09M 2.09M FI 2024-11-14
8 TAM UK Holdings Limited 1.60M 5.24% 1.60M 1.60M FI 2024-11-14
9 Services, LLC 1.08M 8.07% 1.08M IA 2024-11-14
10 Investment Advisers, LLC 785.2K 6.05% 785.2K 785.2K IA 2024-11-14

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
1,386
-60 vs prev Q
New positions
116
Closed positions
171
Increased
597
Reduced
495
Put/Call ratio
1.07
Calls held
82.8K
Puts held
88.3K
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 VANGUARD GROUP INC 12.26M -109.1K (-0.9%) 6.01B -64.8M (-1.1%) 12.93% +0.233 pp 0.09% -0.004 pp USD100.85 +386.2% 81 qtrs
2 BLACKROCK, INC. 8.86M -128.6K (-1.4%) 4.35B -71.3M (-1.6%) 9.35% +0.117 pp 0.07% -0.004 pp USD473.95 +3.5% 6 qtrs
3 STATE STREET CORP 4.36M -56.7K (-1.3%) 2.14B -31.8M (-1.5%) 4.60% +0.065 pp 0.07% -0.004 pp USD104.88 +367.5% 51 qtrs
4 JPMORGAN CHASE & CO 3.26M -1.5M (-32.1%) 1.60B -761.1M (-32.2%) 3.44% -1.493 pp 0.10% -0.041 pp USD322.70 +51.9% 51 qtrs
5 GEODE CAPITAL MANAGEMENT, LLC 2.82M -25.4K (-0.9%) 1.38B -14.6M (-1.0%) 2.97% +0.053 pp 0.09% -0.004 pp USD167.24 +193.2% 78 qtrs
6 ARISTOTLE CAPITAL MANAGEMENT, LLC 2.31M -117.7K (-4.8%) 1.13B -60.0M (-5.0%) 2.44% -0.056 pp 2.27% -0.037 pp USD132.23 +270.8% 39 qtrs
7 MORGAN STANLEY 2.10M -94.8K (-4.3%) 1.03B -48.5M (-4.5%) 2.21% -0.038 pp 0.06% -0.004 pp USD231.51 +111.8% 51 qtrs
8 NORGES BANK 1.51M +1.5M (+100.0%) 742.44M +742.4M (+100.0%) 1.60% +1.597 pp 0.08% +0.079 pp USD490.34 +0.0% 1 qtrs NEW
9 NORTHERN TRUST CORP 1.21M -27.0K (-2.2%) 594.68M -14.4M (-2.4%) 1.28% +0.006 pp 0.08% -0.002 pp USD164.85 +197.4% 51 qtrs
10 BOSTON PARTNERS 1.17M -21.7K (-1.8%) 574.37M -11.7M (-2.0%) 1.24% +0.011 pp 0.59% -0.007 pp USD179.31 +173.5% 30 qtrs
11 FMR LLC 1.13M +278.7K (+32.9%) 552.27M +135.9M (+32.6%) 1.19% +0.318 pp 0.03% +0.007 pp USD279.62 +75.4% 70 qtrs
12 AQR CAPITAL MANAGEMENT LLC 1.09M +496.3K (+84.2%) 532.45M +242.8M (+83.8%) 1.15% +0.540 pp 0.28% +0.094 pp USD475.03 +3.2% 81 qtrs
13 UBS GROUP AG 1.02M -31.5K (-3.0%) 501.33M -16.4M (-3.2%) 1.08% -0.004 pp 0.08% +0.000 pp USD200.02 +145.1% 45 qtrs
14 GOLDMAN SACHS GROUP INC 1.01M -61.5K (-5.8%) 493.31M -31.1M (-5.9%) 1.06% -0.035 pp 0.06% -0.004 pp USD338.48 +44.9% 73 qtrs
15 DIMENSIONAL FUND ADVISORS LP 1.01M -6.8K (-0.7%) 492.83M -4.3M (-0.9%) 1.06% +0.021 pp 0.10% -0.003 pp USD208.37 +135.3% 51 qtrs
16 FEDERATED HERMES, INC. 973.1K +6.9K (+0.7%) 477.15M +2.5M (+0.5%) 1.03% +0.035 pp 0.80% -0.041 pp USD434.23 +12.9% 54 qtrs
17 NUVEEN, LLC 898.1K -93.2K (-9.4%) 440.39M -46.6M (-9.6%) 0.95% -0.070 pp 0.12% -0.013 pp USD488.98 +0.3% 4 qtrs
18 DEUTSCHE BANK AG\ 842.0K -22.2K (-2.6%) 412.86M -11.6M (-2.7%) 0.89% +0.001 pp 0.13% -0.008 pp USD295.68 +65.8% 50 qtrs
19 INVESCO LTD. 830.2K -22.1K (-2.6%) 407.08M -11.6M (-2.8%) 0.88% +0.001 pp 0.06% -0.004 pp USD331.87 +47.8% 57 qtrs
20 FIRST TRUST ADVISORS LP 828.4K +381.8K (+85.5%) 406.22M +186.8M (+85.1%) 0.87% +0.415 pp 0.30% +0.132 pp USD460.89 +6.4% 51 qtrs
21 ROYAL BANK OF CANADA 806.5K +18.3K (+2.3%) 395.45M +8.2M (+2.1%) 0.85% +0.041 pp 0.06% +0.001 pp USD256.06 +91.5% 51 qtrs
22 UBS ASSET MANAGEMENT AMERICAS INC 788.2K -199.9K (-20.2%) 386.49M -98.9M (-20.4%) 0.83% -0.183 pp 0.08% -0.024 pp USD262.59 +86.7% 81 qtrs
23 BEUTEL, GOODMAN & CO LTD. 725.1K +186.6K (+34.6%) 355.55M +91.0M (+34.4%) 0.76% +0.212 pp 2.18% +0.591 pp USD301.02 +62.9% 34 qtrs
24 BANK OF NEW YORK MELLON CORP 724.0K -92.2K (-11.3%) 355.01M -46.0M (-11.5%) 0.76% -0.074 pp 0.06% -0.015 pp USD184.94 +165.1% 66 qtrs
25 LYRICAL ASSET MANAGEMENT LP 720.5K -39.0K (-5.1%) 353.27M -19.8M (-5.3%) 0.76% -0.020 pp 4.62% -0.638 pp USD141.61 +246.3% 53 qtrs
26 BANK OF AMERICA CORP /DE/ 673.1K +42.8K (+6.8%) 330.05M +20.4M (+6.6%) 0.71% +0.063 pp 0.02% +0.003 pp USD232.45 +110.9% 52 qtrs
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 603.4K +2.8K (+0.5%) 295.88M +850.0K (+0.3%) 0.64% +0.020 pp 0.05% -0.001 pp USD145.98 +235.9% 80 qtrs
28 LEGAL & GENERAL GROUP PLC 597.2K -37.3K (-5.9%) 292.81M -18.8M (-6.0%) 0.63% -0.021 pp 0.06% -0.005 pp USD167.31 +193.1% 75 qtrs
29 HSBC HOLDINGS PLC 593.7K +21.0K (+3.7%) 291.62M +10.3M (+3.7%) 0.63% +0.038 pp 0.15% -0.007 pp USD389.60 +25.9% 56 qtrs
30 ENVESTNET ASSET MANAGEMENT INC 513.8K -58.0K (-10.1%) 251.92M -28.9M (-10.3%) 0.54% -0.045 pp 0.07% -0.006 pp USD292.92 +67.4% 51 qtrs
31 MILLENNIUM MANAGEMENT LLC 493.9K +83.3K (+20.3%) 242.20M +40.5M (+20.1%) 0.52% +0.100 pp 0.10% +0.016 pp USD494.24 -0.8% 75 qtrs
32 AMUNDI 464.1K +63.4K (+15.8%) 227.55M +29.7M (+15.0%) 0.49% +0.078 pp 0.06% -0.002 pp USD387.09 +26.7% 19 qtrs
33 TD ASSET MANAGEMENT INC 432.7K +13.8K (+3.3%) 212.19M +6.4M (+3.1%) 0.46% +0.026 pp 0.17% +0.004 pp USD343.36 +42.8% 51 qtrs
34 PRICE T ROWE ASSOCIATES INC /MD/ 399.5K +10.5K (+2.7%) 195.91M +4.8M (+2.5%) 0.42% +0.022 pp 0.02% +0.001 pp USD355.32 +38.0% 75 qtrs
35 PNC FINANCIAL SERVICES GROUP, INC. 389.5K -6.6K (-1.7%) 190.98M -3.6M (-1.8%) 0.41% +0.004 pp 0.10% -0.014 pp USD166.51 +194.5% 51 qtrs
36 CLOSE ASSET MANAGEMENT LTD 372.7K -90.4K (-19.5%) 182.80M -44.9M (-19.7%) 0.39% -0.082 pp 4.05% -1.010 pp USD466.04 +5.2% 20 qtrs
37 D. E. SHAW & CO., INC. 370.8K +236.1K (+175.2%) 181.84M +115.6M (+174.7%) 0.39% +0.253 pp 0.10% +0.062 pp USD490.67 -0.1% 2 qtrs
38 BARCLAYS PLC 367.8K +84.9K (+30.0%) 180.35M +47.5M (+35.7%) 0.39% +0.098 pp 0.04% +0.009 pp USD438.34 +11.9% 51 qtrs
39 ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V. 352.1K -5.4K (-1.5%) 172.66M -3.0M (-1.7%) 0.37% +0.004 pp 0.25% -0.009 pp USD493.10 -0.6% 74 qtrs
40 THRIVENT FINANCIAL FOR LUTHERANS 334.8K +38.0K (+12.8%) 164.17M +18.4M (+12.6%) 0.35% +0.048 pp 0.29% +0.004 pp USD300.63 +63.1% 74 qtrs
41 BNP PARIBAS ASSET MANAGEMENT HOLDING S.A. 322.4K +265.4K (+465.6%) 158.12M +130.5M (+472.5%) 0.34% +0.282 pp 0.18% +0.110 pp USD481.37 +1.9% 51 qtrs
42 MAJ INVEST HOLDING A/S 299.4K +2.4K (+0.8%) 146.81M +899.0K (+0.6%) 0.32% +0.011 pp 6.83% +1.845 pp USD495.01 -0.9% 6 qtrs
43 EPOCH INVESTMENT PARTNERS, INC. 297.9K -27.2K (-8.4%) 146.07M -13.7M (-8.5%) 0.31% -0.020 pp 0.83% -0.048 pp USD363.33 +35.0% 16 qtrs
44 QUBE RESEARCH & TECHNOLOGIES LTD 286.7K -185.2K (-39.3%) 140.56M -91.2M (-39.4%) 0.30% -0.182 pp 0.14% -0.097 pp USD448.23 +9.4% 21 qtrs
45 AMERICAN CENTURY COMPANIES INC 281.7K +20.5K (+7.9%) 138.15M +9.8M (+7.7%) 0.30% +0.029 pp 0.07% +0.004 pp USD342.38 +43.2% 51 qtrs
46 SEI INVESTMENTS CO 279.6K +71.5K (+34.4%) 137.08M +34.9M (+34.1%) 0.29% +0.081 pp 0.14% +0.025 pp USD330.27 +48.5% 45 qtrs
47 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 278.5K -14.4K (-4.9%) 136.54M -7.3M (-5.1%) 0.29% -0.007 pp 0.04% -0.001 pp USD358.36 +36.8% 16 qtrs
48 LSV ASSET MANAGEMENT 272.0K +3.5K (+1.3%) 133.38M +1.5M (+1.1%) 0.29% +0.011 pp 0.29% 0.000 pp USD80.86 +506.4% 59 qtrs
49 SWEDBANK AB 256.9K +719.0 (+0.3%) 125.95M +119.5K (+0.1%) 0.27% +0.008 pp 0.12% -0.006 pp USD265.92 +84.4% 20 qtrs
50 BALYASNY ASSET MANAGEMENT L.P. 244.0K +244.0K (+100.0%) 119.63M +119.6M (+100.0%) 0.26% +0.257 pp 0.15% +0.152 pp USD490.34 +0.0% 1 qtrs NEW
51 WOODLINE PARTNERS LP 235.3K +42.0K (+21.8%) 115.39M +20.4M (+21.5%) 0.25% +0.050 pp 0.45% +0.000 pp USD490.77 -0.1% 4 qtrs
52 LAZARD ASSET MANAGEMENT LLC 235.0K +35.3K (+17.7%) 115.23M +17.1M (+17.5%) 0.25% +0.043 pp 0.20% +0.063 pp USD482.54 +1.6% 36 qtrs
53 WORLDQUANT MILLENNIUM ADVISORS LLC 231.6K +27.2K (+13.3%) 113.57M +13.1M (+13.1%) 0.24% +0.034 pp 0.44% +0.007 pp USD455.66 +7.6% 11 qtrs
54 VICTORY CAPITAL MANAGEMENT INC 231.5K +10.8K (+4.9%) 113.54M +5.1M (+4.7%) 0.24% +0.018 pp 0.06% +0.001 pp USD294.84 +66.3% 45 qtrs
55 BANK OF MONTREAL /CAN/ 225.9K +8.3K (+3.8%) 110.75M +3.9M (+3.6%) 0.24% +0.015 pp 0.04% -0.003 pp USD230.32 +112.9% 51 qtrs
56 SUMITOMO MITSUI TRUST HOLDINGS, INC. 221.3K -10.9K (-4.7%) 108.50M -5.6M (-4.9%) 0.23% -0.005 pp 0.06% -0.002 pp USD136.72 +258.6% 59 qtrs
57 BNP PARIBAS ARBITRAGE, SNC 219.7K +79.5K (+56.7%) 107.71M +38.8M (+56.4%) 0.23% +0.088 pp 0.05% +0.012 pp USD437.37 +12.1% 51 qtrs
58 PRINCIPAL FINANCIAL GROUP INC 219.4K -25.5K (-10.4%) 107.57M -12.7M (-10.6%) 0.23% -0.020 pp 0.05% -0.006 pp USD224.96 +118.0% 81 qtrs
59 CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. 216.7K +129.3K (+147.8%) 106.27M +63.3M (+147.3%) 0.23% +0.139 pp 0.28% +0.143 pp USD493.83 -0.7% 8 qtrs
60 ASSENAGON ASSET MANAGEMENT S.A. 211.5K +79.6K (+60.3%) 103.71M +38.9M (+60.1%) 0.22% +0.088 pp 0.14% +0.054 pp USD508.31 -3.5% 22 qtrs
61 PRANA CAPITAL MANAGEMENT, LP 207.0K +24.4K (+13.4%) 101.50M +11.8M (+13.2%) 0.22% +0.031 pp 3.68% +0.691 pp USD491.14 -0.2% 2 qtrs
62 MITSUBISHI UFJ KOKUSAI ASSET MANAGEMENT CO., LTD. 199.3K +10.8K (+5.7%) 98.39M +5.8M (+6.3%) 0.21% +0.017 pp 0.07% +0.000 pp USD332.96 +47.3% 58 qtrs
63 RHUMBLINE ADVISERS 200.4K -7.8K (-3.8%) 98.26M -4.0M (-3.9%) 0.21% -0.002 pp 0.08% -0.003 pp USD144.05 +240.4% 51 qtrs
64 CIBC PRIVATE WEALTH GROUP, LLC 195.5K -72.3K (-27.0%) 95.85M -35.7M (-27.1%) 0.21% -0.069 pp 0.16% -0.063 pp USD284.22 +72.5% 48 qtrs
65 RAYMOND JAMES FINANCIAL INC 194.2K +7.4K (+3.9%) 95.23M +3.4M (+3.7%) 0.20% +0.013 pp 0.03% +0.000 pp USD530.91 -7.6% 5 qtrs
66 CAPTRUST FINANCIAL ADVISORS 190.4K +4.5K (+2.4%) 93.36M +2.1M (+2.3%) 0.20% +0.010 pp 0.18% -0.009 pp USD402.60 +21.8% 35 qtrs
67 MAN GROUP PLC 189.0K -87.8K (-31.7%) 92.68M -43.3M (-31.8%) 0.20% -0.085 pp 0.16% -0.079 pp USD486.09 +0.9% 32 qtrs
68 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 180.3K +— (+0.0%) 88.42M -164.1K (-0.2%) 0.19% +0.005 pp 0.05% -0.003 pp USD121.48 +303.6% 58 qtrs
69 WELCH & FORBES LLC 173.9K -1.0K (-0.6%) 85.26M -652.5K (-0.8%) 0.18% +0.004 pp 1.03% -0.002 pp USD124.46 +294.0% 81 qtrs
70 NATIONAL PENSION SERVICE 165.5K +12.6K (+8.2%) 81.17M +6.0M (+8.0%) 0.17% +0.018 pp 0.06% +0.002 pp USD352.88 +39.0% 46 qtrs
71 UNIVERSAL- BETEILIGUNGS- UND SERVICEGESELLSCHAFT MBH 163.2K +1.2K (+0.8%) 80.35M +751.7K (+0.9%) 0.17% +0.006 pp 0.13% -0.002 pp USD530.65 -7.6% 5 qtrs
72 CANADA PENSION PLAN INVESTMENT BOARD 162.9K -1.7K (-1.0%) 79.88M -985.8K (-1.2%) 0.17% +0.003 pp 0.05% -0.003 pp USD391.83 +25.1% 52 qtrs
73 FRANKLIN RESOURCES INC 159.9K -10.0K (-5.9%) 78.39M -5.0M (-6.0%) 0.17% -0.006 pp 0.02% -0.002 pp USD373.76 +31.2% 51 qtrs
74 KBC GROUP NV 150.6K +16.4K (+12.2%) 73.85M +7.9M (+12.0%) 0.16% +0.021 pp 0.17% +0.010 pp USD361.36 +35.7% 68 qtrs
75 145.7K +145.7K (+100.0%) 72.05M +72.0M (+100.0%) 0.15% +0.154 pp 0.20% +0.204 pp USD490.34 +0.0% 1 qtrs NEW
76 ALLIANCEBERNSTEIN L.P. 142.6K -538.0 (-0.4%) 69.92M -394.1K (-0.6%) 0.15% +0.004 pp 0.02% 0.000 pp USD159.85 +206.8% 61 qtrs
77 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 140.8K -3.6K (-2.5%) 69.02M -1.9M (-2.7%) 0.15% +0.000 pp 0.07% -0.004 pp USD94.58 +418.4% 52 qtrs
78 BROWN ADVISORY INC 133.1K -4.6K (-3.3%) 65.25M -2.4M (-3.5%) 0.14% -0.001 pp 0.09% +0.003 pp USD144.92 +238.4% 56 qtrs
79 WELLS FARGO & COMPANY/MN 129.7K -827.0 (-0.6%) 63.61M -524.6K (-0.8%) 0.14% +0.003 pp 0.01% -0.001 pp USD145.76 +236.4% 57 qtrs
80 STERLING CAPITAL MANAGEMENT LLC 128.1K -68.9K (-35.0%) 62.81M -34.0M (-35.1%) 0.14% -0.067 pp 1.02% -0.396 pp USD469.81 +4.4% 6 qtrs
81 RUSSELL INVESTMENTS GROUP, LTD. 127.2K +20.0K (+18.7%) 62.50M +9.7M (+18.4%) 0.13% +0.024 pp 0.07% +0.008 pp USD351.90 +39.3% 37 qtrs
82 CAPITAL WORLD INVESTORS 122.9K +5.6K (+4.8%) 60.29M +2.6M (+4.6%) 0.13% +0.009 pp 0.01% +0.000 pp USD431.74 +13.6% 10 qtrs
83 ROCKEFELLER CAPITAL MANAGEMENT L.P. 121.1K +42.3K (+53.7%) 59.36M +20.7M (+53.4%) 0.13% +0.047 pp 0.11% +0.031 pp USD393.29 +24.7% 32 qtrs
84 TRUIST FINANCIAL CORP 117.7K -14.3K (-10.8%) 57.70M -7.1M (-11.0%) 0.12% -0.011 pp 0.08% -0.011 pp USD291.49 +68.2% 51 qtrs
85 MIDWEST TRUST CO 117.6K +6.6K (+5.9%) 57.66M +3.1M (+5.7%) 0.12% +0.010 pp 0.72% +0.010 pp USD530.40 -7.6% 3 qtrs
86 TREASURER OF THE STATE OF NORTH CAROLINA 108.4K +3.0K (+2.8%) 53.15M +1.4M (+2.6%) 0.11% +0.006 pp 0.17% +0.011 pp USD369.81 +32.6% 32 qtrs
87 TUDOR INVESTMENT CORP ET AL 107.2K +1.5K (+1.4%) 52.55M +646.2K (+1.2%) 0.11% +0.005 pp 0.10% +0.008 pp USD506.66 -3.2% 7 qtrs
88 CITADEL ADVISORS LLC 103.1K -32.3K (-23.9%) 50.54M -16.0M (-24.0%) 0.11% -0.030 pp 0.01% -0.003 pp USD497.78 -1.5% 6 qtrs
89 NATIXIS ADVISORS, L.P. 102.4K -10.0K (-8.9%) 50.22M -5.0M (-9.1%) 0.11% -0.007 pp 0.07% -0.009 pp USD226.33 +116.6% 57 qtrs
90 BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S 101.9K +8.2K (+8.8%) 49.96M +3.9M (+8.6%) 0.11% +0.011 pp 0.44% +0.026 pp USD446.29 +9.9% 16 qtrs
91 VOLORIDGE INVESTMENT MANAGEMENT, LLC 100.5K +36.3K (+56.4%) 49.29M +17.7M (+56.2%) 0.11% +0.040 pp 0.17% +0.067 pp USD490.92 -0.1% 21 qtrs
92 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 96.2K -90.6K (-48.5%) 47.16M -44.6M (-48.6%) 0.10% -0.090 pp 0.08% -0.087 pp USD490.14 +0.0% 22 qtrs
93 KOREA INVESTMENT CORP 93.1K +3.2K (+3.6%) 45.66M +1.5M (+3.4%) 0.10% +0.006 pp 0.09% -0.001 pp USD361.29 +35.7% 53 qtrs
94 ABRDN PLC 93.0K -1.3K (-1.4%) 45.62M -1.5M (-3.2%) 0.10% +0.001 pp 0.07% -0.004 pp USD339.94 +44.2% 34 qtrs
95 MITSUBISHI UFJ TRUST & BANKING CORP 93.0K -7.1K (-7.1%) 45.62M -3.6M (-7.3%) 0.10% -0.005 pp 0.11% +0.000 pp USD339.65 +44.4% 67 qtrs
96 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 89.9K -767.0 (-0.8%) 44.08M -458.0K (-1.0%) 0.09% +0.002 pp 0.09% -0.001 pp USD102.42 +378.8% 51 qtrs
97 DANSKE BANK A/S 88.7K +28.4K (+47.2%) 43.51M +13.9M (+46.9%) 0.09% +0.032 pp 0.10% +0.028 pp USD457.52 +7.2% 8 qtrs
98 BANK OF NOVA SCOTIA 87.4K +61.2K (+234.0%) 42.86M +30.0M (+233.4%) 0.09% +0.065 pp 0.06% +0.041 pp USD483.47 +1.4% 52 qtrs
99 GREAT WEST LIFE ASSURANCE CO /CAN/ 84.8K -8.3K (-8.9%) 41.61M -4.9M (-10.5%) 0.09% -0.006 pp 0.07% +0.006 pp USD229.92 +113.3% 63 qtrs
100 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 84.8K -4.5K (-5.1%) 41.57M -2.3M (-5.2%) 0.09% -0.002 pp 0.07% -0.003 pp USD127.18 +285.5% 51 qtrs
Ownership breakdown by holder

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
2.25
Bullish
Ratio by volume
0.48
Bearish
Buys
9
Sells
4
Shares acquired
5.4K
Shares disposed
11.1K
Cash buys
Cash sales
2.00
Net activity
-5,756
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2031-01-29 Berman Walter Stanley Officer A-Award A Common Stock 6,630 0.00 23,558
2026-05-14 Smyth Gerard P. Officer M-Exempt A Common Stock 2,221 165.41 367.4K 13,795 D
2026-05-08 Sharpe Robert Francis JR Director S-Sale D Common Stock 1,200 465.83 559.0K 6,300 I
2026-04-29 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Annual) 442 0.00 9,708 D
2026-04-29 Shea Brian T Director A-Award A Phantom Stock (Annual) 442 0.00 5,863 D
2026-04-29 Sharpe Robert Francis JR Director A-Award A Phantom Stock (Annual) 442 0.00 40,092 D
2026-04-29 PELLETIER LIANE J Director A-Award A Phantom Stock (Annual) 442 0.00 625 D
2026-04-29 NEAL BLIXT DIANNE Director A-Award A Phantom Stock (Annual) 442 0.00 13,123 D
2026-04-29 DiGeso Amy Director A-Award A Phantom Stock (Annual) 442 0.00 13,123 D
2026-04-29 BRYAN GLYNIS Director A-Award A Phantom Stock (Annual) 442 0.00 961 D
2026-04-28 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Retainer Deferral) 43 0.00 3,875 D
2026-02-10 TRUSCOTT WILLIAM F Officer S-Sale D Common Stock 5,000 532.08 2.66M 12,149 I
2026-02-09 Alvero Gumer Officer M-Exempt A Common Stock 4,865 126.89 617.3K 14,229 D
2026-02-06 Brockman Dawn M. Officer A-Award A Phantom Stock 9 0.00 300 D
2026-02-05 Berman Walter Stanley Officer S-Sale D Common Stock 7,000 544.22 3.81M 5,609 D
2026-02-04 CRACCHIOLO JAMES M Director / Officer S-Sale D Common Stock 6,886 545.04 3.75M 128,039 D
2026-02-03 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Retainer Deferral) 39 0.00 3,819 D
2026-02-03 PELLETIER LIANE J Director A-Award A Phantom Stock (Annual) 182 0.00 182 D
2026-02-02 TRUSCOTT WILLIAM F Officer A-Award A Employee Stock Option (right to buy) 8,288 532.18 4.41M 8,288 D
2026-02-02 Sweeney Joseph Edward Officer A-Award A Employee Stock Option (right to buy) 5,561 532.18 2.96M 5,561 D
2026-02-02 Smyth Gerard P. Officer A-Award A Employee Stock Option (right to buy) 3,315 532.18 1.76M 3,315 D
2026-02-02 MELLOH HEATHER J. Officer A-Award A Common Stock 583 0.00 2,991 D
2026-02-02 Davies William Officer A-Award A Common Stock 529 0.00 14,529 D
2026-02-02 CRACCHIOLO JAMES M Director / Officer A-Award A Common Stock 11,988 0.00 156,446 D
2026-02-02 Brockman Dawn M. Officer A-Award A Employee Stock Option (right to buy) 339 532.18 180.4K 339 D
2026-02-02 Berman Walter Stanley Officer A-Award A Employee Stock Option (right to buy) 9,117 532.18 4.85M 9,117 D
2026-02-02 Alvero Gumer Officer A-Award A Employee Stock Option (right to buy) 1,326 532.18 705.7K 1,326 D
2026-01-31 TRUSCOTT WILLIAM F Officer F-InKind D Common Stock 345 527.19 181.9K 2,258 D
2026-01-31 Sweeney Joseph Edward Officer F-InKind D Common Stock 235 527.19 123.9K 9,756 D
2026-01-31 Smyth Gerard P. Officer F-InKind D Common Stock 136 527.19 71.7K 10,560 D
2026-01-31 MELLOH HEATHER J. Officer F-InKind D Common Stock 46 527.19 24.3K 2,408 D
2026-01-31 Davies William Officer D-Return D Common Stock 78 527.19 41.2K 14,000 D
2026-01-31 CRACCHIOLO JAMES M Director / Officer F-InKind D Common Stock 1,729 527.19 911.5K 144,458 D
2026-01-31 Brockman Dawn M. Officer F-InKind D Common Stock 20 527.19 10.5K 991 D
2026-01-31 Berman Walter Stanley Officer F-InKind D Common Stock 423 527.19 223.0K 9,819 D
2026-01-31 Alvero Gumer Officer F-InKind D Common Stock 32 527.19 16.9K 5,531 D
2026-01-27 TRUSCOTT WILLIAM F Officer A-Award A Common Stock 8,661 0.00 11,631 D
2026-01-27 Sweeney Joseph Edward Officer F-InKind D Common Stock 201 498.33 100.2K 6,994 D
2026-01-27 Smyth Gerard P. Officer F-InKind D Common Stock 97 498.33 48.3K 8,924 D
2026-01-27 MELLOH HEATHER J. Officer A-Award A Common Stock 999 0.00 3,990 D
2026-01-27 Davies William Officer D-Return D Common Stock 935 498.33 465.9K 14,078 D
2026-01-27 CRACCHIOLO JAMES M Director / Officer F-InKind D Common Stock 2,192 498.33 1.09M 128,829 D
2026-01-27 Brockman Dawn M. Officer F-InKind D Common Stock 22 498.33 11.0K 1,011 D
2026-01-27 Berman Walter Stanley Officer F-InKind D Common Stock 429 498.33 213.8K 5,351 D
2026-01-27 Alvero Gumer Officer F-InKind D Common Stock 36 498.33 17.9K 4,790 D
2026-01-26 TRUSCOTT WILLIAM F Officer F-InKind D Common Stock 292 500.53 146.2K 3,989 D
2026-01-26 Sweeney Joseph Edward Officer F-InKind D Common Stock 206 500.53 103.1K 7,195 D
2026-01-26 Smyth Gerard P. Officer F-InKind D Common Stock 114 500.53 57.1K 9,021 D
2026-01-26 MELLOH HEATHER J. Officer F-InKind D Common Stock 66 500.53 33.0K 2,496 D
2026-01-26 Davies William Officer D-Return D Common Stock 98 500.53 49.1K 13,125 D
2026-01-26 CRACCHIOLO JAMES M Director / Officer F-InKind D Common Stock 1,731 500.53 866.4K 131,021 D
2026-01-26 Brockman Dawn M. Officer F-InKind D Common Stock 22 500.53 11.0K 1,033 D
2026-01-26 Berman Walter Stanley Officer F-InKind D Common Stock 387 500.53 193.7K 5,780 D
2026-01-26 Alvero Gumer Officer F-InKind D Common Stock 40 500.53 20.0K 4,826 D
2025-11-21 Sharpe Robert Francis JR Director S-Sale D Common Stock 1,500 450.95 676.4K 7,500 I
2025-11-12 PELLETIER LIANE J Director Common Stock 0 0.00 200 D
2025-11-04 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Retainer Deferral) 46 0.00 3,766 D
2025-11-04 BRYAN GLYNIS Director A-Award A Phantom Stock (Retainer Deferral) 69 0.00 219 D
2025-09-04 MELLOH HEATHER J. Officer S-Sale D Common Stock 1,500 512.34 768.5K 2,562 D
2025-08-19 TRUSCOTT WILLIAM F Officer M-Exempt A Common Stock 28,546 165.41 4.72M 33,368 D
2025-08-13 Sharpe Robert Francis JR Director G-Gift D Common Stock 98 0.00 202 I
2025-07-29 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Retainer Deferral) 40 0.00 3,709 D
2025-07-29 BRYAN GLYNIS Director A-Award A Phantom Stock (Retainer Deferral) 60 0.00 149 D
2025-07-10 TRUSCOTT WILLIAM F Officer M-Exempt D Phantom Stock 530 0.00 1,017 D
2025-07-10 Sweeney Joseph Edward Officer M-Exempt A Common Stock 309 0.00 7,546 D
2025-07-10 Smyth Gerard P. Officer M-Exempt A Common Stock 204 0.00 9,224 D
2025-07-10 Brockman Dawn M. Officer M-Exempt D Phantom Stock 26 0.00 289 D
2025-04-30 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Annual) 446 0.00 9,144 D
2025-04-30 WALTER W EDWARD Director A-Award A Phantom Stock (Annual) 446 0.00 6,716 D
2025-04-30 Shea Brian T Director A-Award A Phantom Stock (Annual) 446 0.00 5,350 D
2025-04-30 Sharpe Robert Francis JR Director A-Award A Phantom Stock (Annual) 446 0.00 39,131 D
2025-04-30 NEAL BLIXT DIANNE Director A-Award A Phantom Stock (Annual) 446 0.00 12,515 D
2025-04-30 DiGeso Amy Director A-Award A Phantom Stock (Annual) 446 0.00 12,515 D
2025-04-30 BRYAN GLYNIS Director A-Award A Phantom Stock (Annual) 446 0.00 512 D
2025-04-29 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Retainer Deferral) 44 0.00 3,658 D
2025-04-29 BRYAN GLYNIS Director A-Award A Phantom Stock (Retainer Deferral) 89 0.00 89 D
2025-03-01 BRYAN GLYNIS Director Common Stock 0 0.00 200 I
2025-02-19 Sweeney Joseph Edward Officer S-Sale D Common Stock 4,636 539.07 2.50M 7,237 D
2025-02-18 Sharpe Robert Francis JR Director S-Sale D Common Stock 1,000 551.44 551.4K 9,000 I
2025-02-18 Berman Walter Stanley Officer S-Sale D Common Stock 4,000 550.71 2.20M 6,167 D
2025-02-12 Sharpe Robert Francis JR Director S-Sale D Common Stock 1,000 523.13 523.1K 10,000 I
2025-02-07 TRUSCOTT WILLIAM F Officer A-Award A Phantom Stock 282 0.00 1,537 D
2025-02-07 Sweeney Joseph Edward Officer A-Award A Phantom Stock 221 0.00 1,075 D
2025-02-07 Smyth Gerard P. Officer A-Award A Phantom Stock 146 0.00 1,085 D
2025-02-07 MELLOH HEATHER J. Officer A-Award A Phantom Stock 111 0.00 471 D
2025-02-07 CRACCHIOLO JAMES M Director / Officer A-Award A Phantom Stock 789 0.00 104,309 D
2025-02-07 Brockman Dawn M. Officer A-Award A Phantom Stock 27 0.00 313 D
2025-02-07 Berman Walter Stanley Officer A-Award A Phantom Stock 309 0.00 31,939 D
2025-02-07 Alvero Gumer Officer A-Award A Phantom Stock 87 0.00 2,533 D
2025-02-06 TRUSCOTT WILLIAM F Officer S-Sale D Common Stock 6,000 540.29 3.24M 14,023 I
2025-02-03 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Retainer Deferral) 38 0.00 3,604 D
2025-01-31 TRUSCOTT WILLIAM F Officer A-Award A Common Stock 2,136 0.00 8,433 D
2025-01-31 Sweeney Joseph Edward Officer A-Award A Employee Stock Option (right to buy) 4,195 543.46 2.28M 4,195 D
2025-01-31 Smyth Gerard P. Officer A-Award A Employee Stock Option (right to buy) 2,517 543.46 1.37M 2,517 D
2025-01-31 MELLOH HEATHER J. Officer A-Award A Common Stock 447 0.00 4,061 D
2025-01-31 Davies William Officer A-Award A Common Stock 493 0.00 13,223 D
2025-01-31 CRACCHIOLO JAMES M Director / Officer A-Award A Common Stock 10,140 0.00 181,780 D
2025-01-31 Brockman Dawn M. Officer A-Award A Common Stock 159 0.00 1,039 D
2025-01-31 Berman Walter Stanley Officer A-Award A Employee Stock Option (right to buy) 6,991 543.46 3.80M 6,991 D
2025-01-31 Alvero Gumer Officer A-Award A Employee Stock Option (right to buy) 908 543.46 493.5K 908 D
2025-01-28 TRUSCOTT WILLIAM F Officer F-InKind D Common Stock 5,843 571.84 3.34M 6,297 D
2025-01-28 Sweeney Joseph Edward Officer F-InKind D Common Stock 3,386 571.84 1.94M 8,456 D
2025-01-28 Smyth Gerard P. Officer F-InKind D Common Stock 1,305 571.84 746.3K 5,274 D
2025-01-28 MELLOH HEATHER J. Officer F-InKind D Common Stock 27 571.84 15.4K 3,614 D
2025-01-28 Davies William Officer F-InKind D Common Stock 448 571.84 256.4K 12,730 D
2025-01-28 CRACCHIOLO JAMES M Director / Officer F-InKind D Common Stock 21,576 571.84 12.34M 171,640 D
2025-01-28 Brockman Dawn M. Officer F-InKind D Common Stock 22 571.84 12.6K 880 D
2025-01-28 Berman Walter Stanley Officer F-InKind D Common Stock 7,406 571.84 4.24M 11,255 D
2025-01-28 Alvero Gumer Officer F-InKind D Common Stock 49 571.84 28.0K 4,544 D
2025-01-27 TRUSCOTT WILLIAM F Officer F-InKind D Common Stock 469 561.38 263.3K 7,429 D
2025-01-27 Sweeney Joseph Edward Officer F-InKind D Common Stock 221 561.38 124.1K 5,385 D
2025-01-27 Smyth Gerard P. Officer F-InKind D Common Stock 96 561.38 53.9K 3,645 D
2025-01-27 MELLOH HEATHER J. Officer F-InKind D Common Stock 41 561.38 23.0K 3,641 D
2025-01-27 Davies William Officer F-InKind D Common Stock 114 561.38 63.9K 13,178 D
2025-01-27 CRACCHIOLO JAMES M Director / Officer F-InKind D Common Stock 2,192 561.38 1.23M 155,058 D
2025-01-27 Brockman Dawn M. Officer F-InKind D Common Stock 21 561.38 11.8K 902 D
2025-01-27 Berman Walter Stanley Officer F-InKind D Common Stock 573 561.38 321.7K 5,452 D
2025-01-27 Alvero Gumer Officer F-InKind D Common Stock 36 561.38 20.2K 4,593 D
2025-01-26 TRUSCOTT WILLIAM F Officer F-InKind D Common Stock 290 563.58 163.4K 8,448 D
2025-01-26 Sweeney Joseph Edward Officer F-InKind D Common Stock 205 563.58 115.5K 5,606 D
2025-01-26 Smyth Gerard P. Officer F-InKind D Common Stock 111 563.58 62.6K 3,741 D
2025-01-26 MELLOH HEATHER J. Officer F-InKind D Common Stock 66 563.58 37.2K 3,682 D
2025-01-26 Davies William Officer F-InKind D Common Stock 97 563.58 54.4K 13,292 D
2025-01-26 CRACCHIOLO JAMES M Director / Officer F-InKind D Common Stock 1,762 563.58 993.0K 157,250 D
2025-01-26 Brockman Dawn M. Officer F-InKind D Common Stock 22 563.58 12.4K 923 D
2025-01-26 Berman Walter Stanley Officer F-InKind D Common Stock 384 563.58 216.4K 6,025 D
2025-01-26 Alvero Gumer Officer F-InKind D Common Stock 40 563.58 22.5K 4,629 D
2024-11-13 MELLOH HEATHER J. Officer M-Exempt A Common Stock 698 165.41 115.5K 4,164 D
2024-11-11 CRACCHIOLO JAMES M Director / Officer S-Sale D Common Stock 8,638 563.44 4.87M 159,012 D
2024-11-11 Berman Walter Stanley Officer M-Exempt D Employee Stock Option (right to buy) 25,000 165.41 4.14M 10,905 D
2024-11-08 TRUSCOTT WILLIAM F Officer G-Gift D Common Stock 770 0.00 12,634 I
2024-11-08 Sweeney Joseph Edward Officer M-Exempt A Common Stock 24,485 126.89 3.11M 31,646 D
2024-11-06 Brockman Dawn M. Officer S-Sale D Common Stock 350 560.12 196.0K 945 D
2024-10-31 Alvero Gumer Officer S-Sale D Common Stock 2,325 516.05 1.20M 4,669 D
2024-10-28 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Retainer Deferral) 60 0.00 3,557 D
2024-08-30 Davies William Officer S-Sale D Common Stock 8,700 442.07 3.85M 13,199
2024-08-28 TRUSCOTT WILLIAM F Officer M-Exempt D Employee Stock Option (right to buy) 39,323 126.89 4.99M 0
2024-07-31 Sharpe Robert Francis JR Director G-Gift D Common Stock 250 0.00 300
2024-07-29 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Retainer Deferral) 72 0.00 3,484
2024-07-11 TRUSCOTT WILLIAM F Officer F-InKind D Common Stock 232 439.82 101.8K 9,281
2024-07-11 Sweeney Joseph Edward Officer M-Exempt A Common Stock 311 0.00 7,311
2024-07-11 Smyth Gerard P. Officer M-Exempt A Common Stock 116 0.00 3,903
2024-07-11 Brockman Dawn M. Officer M-Exempt D Phantom Stock 11 0.00 284
2024-05-16 Sharpe Robert Francis JR Director S-Sale D Common Stock 1,500 438.07 657.1K 11,000
2024-04-25 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Retainer Deferral) 75 0.00 3,401
2024-04-24 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Annual) 460 0.00 8,593
2024-04-24 WALTER W EDWARD Director A-Award A Phantom Stock (Annual) 460 0.00 6,194
2024-04-24 Shea Brian T Director A-Award A Phantom Stock (Annual) 460 0.00 4,845
2024-04-24 Sharpe Robert Francis JR Director A-Award A Phantom Stock (Annual) 460 0.00 38,216
2024-04-24 Pimentel Armando Jr Director A-Award A Phantom Stock (Annual) 460 0.00 1,501
2024-04-24 NEAL BLIXT DIANNE Director A-Award A Phantom Stock (Annual) 460 0.00 11,922
2024-04-24 DiGeso Amy Director A-Award A Phantom Stock (Annual) 460 0.00 11,922
2024-03-27 Alvero Gumer Officer M-Exempt A Common Stock 4,235 123.37 522.5K 11,229
2024-03-26 Brockman Dawn M. Officer M-Exempt A Common Stock 461 128.76 59.4K 1,749
2024-02-28 TRUSCOTT WILLIAM F Officer S-Sale D Common Stock 8,000 412.05 3.30M 13,134
2024-02-26 Smyth Gerard P. Officer M-Exempt A Common Stock 3,433 126.89 435.6K 12,598
2024-02-26 CRACCHIOLO JAMES M Director / Officer S-Sale D Common Stock 5,000 408.63 2.04M 159,012
2024-02-23 CRACCHIOLO JAMES M Director / Officer S-Sale D Common Stock 5,000 407.16 2.04M 164,012
2024-02-22 CRACCHIOLO JAMES M Director / Officer S-Sale D Common Stock 3,972 400.74 1.59M 177,040
2024-02-22 Alvero Gumer Officer S-Sale D Common Stock 385 400.98 154.4K 6,994
2024-02-20 CRACCHIOLO JAMES M Director / Officer S-Sale D Common Stock 4,298 397.22 1.71M 181,012
2024-02-16 CRACCHIOLO JAMES M Director / Officer S-Sale D Common Stock 10,002 399.66 4.00M 186,310
2024-02-12 Sweeney Joseph Edward Officer S-Sale D Common Stock 7,200 401.82 2.89M 7,000
2024-02-12 CRACCHIOLO JAMES M Director / Officer M-Exempt D Employee Stock Option (right to buy) 39,834 179.84 7.16M 0
2024-02-09 TRUSCOTT WILLIAM F Officer A-Award A Phantom Stock 340 0.00 1,737
2024-02-09 Sweeney Joseph Edward Officer A-Award A Phantom Stock 257 0.00 1,152
2024-02-09 Smyth Gerard P. Officer A-Award A Phantom Stock 171 0.00 1,042
2024-02-09 MELLOH HEATHER J. Officer A-Award A Phantom Stock 113 0.00 356
2024-02-09 CRACCHIOLO JAMES M Director / Officer A-Award A Phantom Stock 1,055 0.00 102,208
2024-02-09 Brockman Dawn M. Officer A-Award A Phantom Stock 31 0.00 293
2024-02-09 Berman Walter Stanley Officer A-Award A Phantom Stock 407 0.00 31,230
2024-02-09 Alvero Gumer Officer A-Award A Phantom Stock 107 0.00 2,415
2024-02-08 TRUSCOTT WILLIAM F Officer G-Gift D Common Stock 2,600 0.00 21,134
2024-02-07 Berman Walter Stanley Officer S-Sale D Common Stock 2,088 387.24 808.6K 17,667
2024-02-06 Sharpe Robert Francis JR Director S-Sale D Common Stock 4,000 386.60 1.55M 12,500
2024-01-29 WILLIAMS CHRISTOPHER J Director A-Award A Phantom Stock (Retainer Deferral) 79 0.00 3,315
2024-01-29 TRUSCOTT WILLIAM F Officer F-InKind D Common Stock 9,008 393.11 3.54M 9,281
2024-01-29 Sweeney Joseph Edward Officer F-InKind D Common Stock 13,074 389.20 5.09M 14,567
2024-01-29 Smyth Gerard P. Officer F-InKind D Common Stock 940 393.11 369.5K 5,966
2024-01-29 MELLOH HEATHER J. Officer F-InKind D Common Stock 43 393.11 16.9K 3,466
2024-01-29 Davies William Officer F-InKind D Common Stock 547 393.11 214.9K 21,899
2024-01-29 CRACCHIOLO JAMES M Director / Officer F-InKind D Common Stock 30,262 393.11 11.90M 188,336
2024-01-29 Brockman Dawn M. Officer F-InKind D Common Stock 32 393.11 12.6K 1,288
2024-01-29 Berman Walter Stanley Officer F-InKind D Common Stock 12,087 393.11 4.75M 19,755
2024-01-29 Alvero Gumer Officer F-InKind D Common Stock 62 393.11 24.4K 7,379
2024-01-28 TRUSCOTT WILLIAM F Officer F-InKind D Common Stock 521 391.40 203.9K 11,024
2024-01-28 Sweeney Joseph Edward Officer F-InKind D Common Stock 313 391.40 122.5K 9,421
2024-01-28 Smyth Gerard P. Officer F-InKind D Common Stock 86 391.40 33.7K 4,493
2024-01-28 MELLOH HEATHER J. Officer F-InKind D Common Stock 32 391.40 12.5K 3,509
2024-01-28 Davies William Officer F-InKind D Common Stock 442 391.40 173.1K 22,445
2024-01-28 CRACCHIOLO JAMES M Director / Officer F-InKind D Common Stock 2,057 391.40 805.1K 165,092
2024-01-28 Brockman Dawn M. Officer F-InKind D Common Stock 21 391.40 8.2K 1,320
2024-01-28 Berman Walter Stanley Officer F-InKind D Common Stock 458 391.40 179.3K 10,298
2024-01-28 Alvero Gumer Officer F-InKind D Common Stock 50 391.40 19.6K 7,441
2024-01-27 TRUSCOTT WILLIAM F Officer F-InKind D Common Stock 469 391.40 183.6K 12,156
2024-01-27 Sweeney Joseph Edward Officer F-InKind D Common Stock 208 391.40 81.4K 9,734
2024-01-27 Smyth Gerard P. Officer F-InKind D Common Stock 96 391.40 37.6K 4,579
2024-01-27 MELLOH HEATHER J. Officer F-InKind D Common Stock 43 391.40 16.8K 3,541
2024-01-27 Davies William Officer F-InKind D Common Stock 112 391.40 43.7K 22,888
2024-01-27 CRACCHIOLO JAMES M Director / Officer F-InKind D Common Stock 1,808 391.40 707.7K 167,149

Executive team

Top executives
EBIT / Employee
355.1K
Shares Outstanding
89.90M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 James M. Cracchiolo Chairman and Chief Executive Officer 1.25M 4.64M 3.36M 8.50M 729.4K 28.14M 28.43%
2 2024 Walter S. Berman Executive Vice President, Chief Financial Officer 675.0K 1.22M 1.04M 3.33M 199.3K 9.49M 23.70%
3 2024 William F. Truscott Chief Executive Officer, Global Asset Management 675.0K 978.8K 833.8K 3.04M 251.5K 7.96M 22.76%
4 2024 Joseph E. Sweeney President, Advice & Wealth Management Products and Service Delivery 644.2K 695.3K 592.3K 2.38M 146.6K 6.13M 21.01%
5 2024 William Davies Executive Vice President Global Chief Investment Officer 813.7K 237.7K 202.5K 2.32M 34.1K 4.43M 9.93%
6 2023 James M. Cracchiolo Chairman and Chief Executive Officer 1.24M 4.64M 3.36M 8.38M 825.0K 28.38M 28.19%
7 2023 Walter S. Berman Executive Vice President, Chief Financial Officer 675.0K 1.22M 1.04M 3.23M 183.3K 9.46M 23.78%
8 2023 William F. Truscott Chief Executive Officer, Global Asset Management 675.0K 1.05M 897.0K 2.70M 180.7K 7.93M 24.58%
9 2023 Joseph E. Sweeney President, Advice & Wealth Management Products and Service Delivery 600.0K 675.0K 575.0K 2.04M 121.2K 5.73M 21.83%
10 2023 William Davies Executive Vice President Global Chief Investment Officer 828.5K 242.0K 206.1K 2.06M 31.5K 4.17M 10.75%
11 2022 James M. Cracchiolo Chairman and Chief Executive Officer 1.03M 3.77M 2.73M 8.13M 697.6K 22.85M 28.45%
12 2022 Walter S. Berman Executive Vice President, Chief Financial Officer 675.0K 1.22M 1.04M 3.09M 177.4K 8.78M 25.62%
13 2022 William F. Truscott Chief Executive Officer, Global Asset Management 675.0K 1.01M 862.5K 2.61M 224.8K 7.26M 25.83%
14 2022 Joseph E. Sweeney President, Advice & Wealth Management Products and Service Delivery 600.0K 594.0K 506.0K 1.95M 113.9K 4.86M 22.62%
15 2022 William Davies Executive Vice President Global Chief Investment Officer 785.8K 813.4K 2.04M 26.0K 3.66M 22.19%
16 2021 James M. Cracchiolo Chairman and Chief Executive Officer 1.03M 3.51M 2.54M 6.77M 1.33M 21.23M 28.50%
17 2021 Walter S. Berman Executive Vice President, Chief Financial Officer 675.0K 1.31M 1.13M 3.33M 832.3K 9.71M 25.11%
18 2021 William F. Truscott Chief Executive Officer, Global Asset Management 675.0K 1.03M 886.0K 3.06M 301.5K 7.88M 24.38%
19 2021 Colin Moore Former Executive Vice President and Global Chief Investment Officer 475.0K 911.0K 781.0K 3.00M 137.3K 7.00M 24.18%
20 2021 Joseph E. Sweeney President, Advice & Wealth Management Products and Service Delivery 594.2K 640.0K 549.0K 1.79M 249.3K 5.01M 23.75%
21 2020 James M. Cracchiolo Chairman and Chief Executive Officer 1.03M 3.39M 2.46M 5.61M 2.46M 20.79M 28.13%
22 2020 Walter S. Berman Executive Vice President, Chief Financial Officer and Chief Risk Officer 675.0K 1.32M 1.13M 2.62M 996.4K 9.20M 26.66%
23 2020 Walter S. Berman Executive Vice President, Chief Financial Officer 675.0K 1.32M 1.13M 2.62M 996.4K 9.20M 26.66%
24 2020 William F. Truscott Chief Executive Officer, Global Asset Management 675.0K 1.05M 900.0K 2.07M 691.3K 7.33M 26.59%
25 2020 Colin Moore Former Executive Vice President and Global Chief Investment Officer 475.0K 911.0K 781.0K 1.82M 272.4K 5.96M 28.41%
26 2020 Colin Moore Executive Vice President and Global Chief Investment Officer 475.0K 911.0K 781.0K 1.82M 272.4K 5.96M 28.41%
27 2020 Joseph E. Sweeney President, Advice & Wealth Management Products and Service Delivery 550.0K 652.0K 559.0K 1.28M 585.2K 4.84M 25.04%
28 2019 James M. Cracchiolo Chairman and Chief Executive Officer 1.03M 4.26M 3.19M 5.81M 2.80M 24.53M 30.36%
29 2019 Walter S. Berman Executive Vice President, Chief Financial Officer and Chief Risk Officer 675.0K 1.44M 1.23M 2.64M 980.6K 9.64M 27.72%
30 2019 Walter S. Berman Executive Vice President and Chief Financial Officer 675.0K 1.44M 1.23M 2.64M 980.6K 9.64M 27.72%
31 2019 Walter S. Berman Executive Vice President, Chief Financial Officer 675.0K 1.44M 1.23M 2.64M 980.6K 9.64M 27.72%
32 2019 William F. Truscott Chief Executive Officer, Global Asset Management 675.0K 1.13M 970.0K 2.10M 746.2K 7.73M 27.21%
33 2019 Colin Moore Former Executive Vice President and Global Chief Investment Officer 475.0K 993.0K 852.0K 1.82M 297.8K 6.28M 29.36%
34 2019 Colin Moore Executive Vice President and Global Chief Investment Officer 475.0K 993.0K 852.0K 1.82M 297.8K 6.28M 29.36%
35 2019 Joseph E. Sweeney President, Advice & Wealth Management Products and Service Delivery 550.0K 704.0K 604.0K 1.30M 644.6K 5.11M 25.57%
36 2018 James M. Cracchiolo Chairman and Chief Executive Officer 1.03M 4.20M 4.20M 6.39M 1.60M 25.79M 32.54%
37 2018 Walter S. Berman Executive Vice President and Chief Financial Officer 675.0K 1.41M 1.41M 2.88M 863.6K 10.07M 28.08%
38 2018 Walter S. Berman Executive Vice President, Chief Financial Officer and Chief Risk Officer 675.0K 1.41M 1.41M 2.88M 863.6K 10.07M 28.08%
39 2018 William F. Truscott Chief Executive Officer, Global Asset Management 675.0K 1.08M 1.08M 2.27M 240.2K 7.52M 28.85%
40 2018 Colin Moore Executive Vice President and Global Chief Investment Officer 475.0K 979.0K 979.0K 1.99M 156.2K 6.53M 29.97%
41 2018 Joseph E. Sweeney President, Advice & Wealth Management Products and Service Delivery 550.0K 638.0K 638.0K 1.41M 266.7K 4.78M 26.72%
42 2017 James M. Cracchiolo Chairman and Chief Executive Officer 1.03M 1.62M 3.07M 11.19M 2.30M 23.90M 19.64%
43 2017 Walter S. Berman Executive Vice President and Chief Financial Officer 675.0K 534.0K 1.07M 3.77M 831.1K 8.17M 19.62%
44 2017 William F. Truscott Chief Executive Officer, Global Asset Management 675.0K 436.0K 874.0K 2.89M 521.6K 6.66M 19.68%
45 2017 Colin Moore Executive Vice President and Global Chief Investment Officer 475.0K 463.0K 925.0K 2.61M 212.1K 5.89M 23.58%
46 2017 Joseph E. Sweeney President, Advice & Wealth Management Products and Service Delivery 550.0K 240.0K 480.0K 1.70M 466.9K 4.04M 17.84%
47 2016 James M. Cracchiolo Chairman and Chief Executive Officer 1.03M 1.63M 3.26M 6.26M 1.83M 16.61M 29.44%
48 2016 Walter S. Berman Executive Vice President and Chief Financial Officer 675.0K 535.0K 1.07M 2.24M 738.6K 6.12M 26.24%
49 2016 William F. Truscott Chief Executive Officer, Global Asset Management 675.0K 451.0K 903.0K 1.76M 366.9K 4.88M 27.73%
50 2016 Colin Moore Executive Vice President and Global Chief Investment Officer 475.0K 469.0K 937.0K 1.91M 165.0K 4.71M 29.86%
51 2016 Joseph E. Sweeney President, Advice & Wealth Management Products and Service Delivery 550.0K 227.0K 454.0K 1.00M 329.1K 2.92M 23.30%
52 2015 James M. Cracchiolo Chairman and Chief Executive Officer 1.03M 2.34M 4.67M 8.15M 2.03M 20.67M 33.92%
53 2015 Walter S. Berman Executive Vice President and Chief Financial Officer 675.0K 760.0K 1.52M 2.68M 835.9K 7.27M 31.38%
54 2015 William F. Truscott Chief Executive Officer, Global Asset Management 675.0K 740.0K 1.48M 2.26M 381.4K 6.39M 34.71%
55 2015 William F. Truscott CEO, Global Asset Management 675.0K 740.0K 1.48M 2.26M 381.4K 6.39M 34.71%
56 2015 Colin Moore Executive Vice President and Global Chief Investment Officer 475.0K 686.0K 1.37M 2.34M 193.8K 5.99M 34.39%
57 2015 Joseph E. Sweeney President, Advice & Wealth Management Products and Service Delivery 550.0K 345.0K 690.0K 1.13M 352.5K 3.43M 30.14%
58 2015 Joseph E. Sweeney President, Advice and Wealth Management Products and Solutions 550.0K 345.0K 690.0K 1.13M 352.5K 3.43M 30.14%
59 2014 James M. Cracchiolo Chairman and Chief Executive Officer 950.0K 2.18M 4.36M 11.69M 2.99M 24.46M 26.74%
60 2014 Walter S. Berman Executive Vice President and Chief Financial Officer 650.0K 707.0K 1.41M 3.80M 884.2K 8.20M 25.86%
61 2014 William F. Truscott Chief Executive Officer, Global Asset Management 650.0K 707.0K 1.41M 3.70M 711.2K 7.93M 26.76%
62 2014 William F. Truscott CEO, Global Asset Management 650.0K 707.0K 1.41M 3.70M 711.2K 7.93M 26.76%
63 2014 Colin Moore Executive Vice President and Global Chief Investment Officer 425.0K 669.0K 1.34M 3.43M 247.5K 6.84M 29.35%
64 2013 James M. Cracchiolo Chairman and Chief Executive Officer 950.0K 1.51M 3.02M 10.89M 1.23M 19.75M 22.92%
65 2013 Walter S. Berman Executive Vice President and Chief Financial Officer 650.0K 491.4K 982.8K 3.53M 650.6K 7.01M 21.03%
66 2013 William F. Truscott CEO, Global Asset Management 650.0K 512.4K 1.02M 3.53M 199.4K 6.65M 23.11%
67 2013 Colin Moore Executive Vice President and Global Chief Investment Officer 425.0K 517.1K 689.5K 3.86M 155.1K 5.64M 21.38%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-03-20 DEFA14A
2026-03-20 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-20 8-K
2026-05-18 4
2026-05-15 SC 13G/A
2026-05-15 SC 13G/A
2026-05-15 SC 13G/A
2026-05-15 SC 13G/A
2026-05-15 SC 13G/A
2026-05-15 SC 13G/A
2026-05-15 SC 13G/A
2026-05-15 SC 13G/A

Executive team

NameTitleCompensationGender
James Cracchiolo Chairman & Chief Executive Officer 10M male
Walter S. Berman Executive Vice President, Chief Financial Officer & Chief Risk Officer 4M male
William F. Truscott Chief Executive Officer of Columbia Threadneedle 4M male
William Davies Executive Vice President & Global Chief Investment Officer 3M male
Joseph Edward Sweeney President of Advice & Wealth Management - Products and Service Delivery 3M male
Heather Melloh Executive Vice President & General Counsel female
David Joy Chief Market Strategist male
Kelli Ann Hunter Petruzillo Executive Vice President of Human Resources female
Patrick H. O'Connell Executive VP and President of Advisor Group & Financial Institutions Group male
Stephanie Rabe Head of Investor Relations
Gerard Smyth Executive VP & Head of Technology and Service Delivery male
Deirdre D. Davey McGraw Executive Vice President of Marketing, Strategy & Communications female
ESG Rating
B
ASSET MANAGEMENT
Rank: 176 out of 229
2015
E (Environmental)
56.1 / 67.2
Company / Sector avg.
S (Social)
58.1 / 77.3
Company / Sector avg.
G (Governance)
62.0 / 74.6
Company / Sector avg.
ESG Total
58.8 / 73.0
Company / Sector avg.
ESG Score History ASSET MANAGEMENT
Benchmark vs Sector
Political Trading Activity (25M)
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity
Transaction Date Disclosed Representative District Owner Type Amount Link
2026-04-08 2026-05-01 Lizzie Fletcher Sale $1,001 - $15,000
2025-03-27 2025-04-09 Greg Landsman OH01 Spouse Sale $1,001 - $15,000
2025-02-26 2025-03-06 Greg Landsman OH01 Joint Purchase $1,001 - $15,000
2024-11-08 2024-12-12 Greg Landsman OH01 Joint Purchase $1,001 - $15,000
2024-04-09 2024-05-14 Richard W. Allen GA12 Spouse Purchase $50,001 - $100,000
2024-01-10 2024-02-05 Ro Khanna CA17 Spouse Purchase $1,001 - $15,000
2023-11-03 2023-12-06 Ro Khanna CA17 Sale $1,001 - $15,000
2023-10-31 2023-11-08 Ro Khanna CA17 Spouse Sale $15,001 - $50,000
2023-10-10 2023-11-08 Ro Khanna CA17 Spouse Purchase $15,001 - $50,000
2023-10-02 2023-11-08 Ro Khanna CA17 Purchase $1,001 - $15,000
2023-08-03 2023-09-06 Ro Khanna CA17 Spouse Sale $15,001 - $50,000
2023-07-28 2023-08-07 Ro Khanna CA17 Purchase $1,001 - $15,000
2023-05-23 2023-06-12 Ro Khanna CA17 Sale $1,001 - $15,000
2023-04-24 2024-08-14 Greg Landsman OH01 Joint Sale (Full) $1,001 - $15,000
2023-01-18 2024-08-14 Greg Landsman OH01 Joint Purchase $1,001 - $15,000
2023-01-12 2024-08-14 Greg Landsman OH01 Spouse Purchase $1,001 - $15,000
2022-11-21 2022-12-08 Kevin Hern OK01 Joint Sale (Full) $1,001 - $15,000
2022-08-03 2022-09-14 Kathy Manning NC06 Joint Sale (Full) $1,001 - $15,000
2022-08-01 2022-09-08 Ro Khanna CA17 Sale $1,001 - $15,000
2022-07-20 2022-08-10 Kathy Manning NC06 Joint Purchase $1,001 - $15,000
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